CHAPTER
XVI
GREEK
POLITICAL THOUGHT AND THEORY IN THE FOURTH CENTURY
I.
THE
POLITICAL THOUGHT OF THE FOURTH CENTURY
A DISTINCTION
may perhaps be drawn, which is based on a real difference, between political
theory and political thought. Political theory is the speculation of individual
minds (though it may well become, and in the process of time often does become,
the dogma of a school); and, as such, it is an activity of conscious thought,
which is aware both of itself as it thinks and of the facts about which it
thinks. Political thought is the thought of a whole society; and it is not
necessarily, or often, self-conscious. It is an activity of the mind; but one
naturally thinks of it as a substance or content rather than as an activity. It
is the complex of ideas which is entertained—but not, as a rule, apprehended— by
all who are concerned in affairs of state in a given period of time. It is such
thought which makes history; and history is the mirrored reflection, or the
reverse side, of such thought. Political thought and history are two aspects of
one process—the process of the human spirit: they are two sides of a single
coin. There is thus a political thought which is immanent in each historical
process; and there is a political theory which is distinct from the process,
and yet—because it cannot but be influenced by the process, either in the way
of attraction, or in the way of repulsion—is part and parcel of it. It is easy
to think of political thought as the active and determining maker of history,
and to regard political theory as a speculation of the detached mind, remote from
the motive forces of events. Such a distinction is perhaps nowhere true.
Thinking which is directed to human conduct becomes a factor in human action;
speculation that seems airy may bring down an abundant rain of events; the
theory of Rousseau, for example, was a stuff which made and unmade states. The
distinction is certainly untrue if it is applied to ancient Greece. Here
political theory was conceived as a ‘practical science’—a theory, indeed, or
speculation, but not a mere theory or speculation, which left things as they
were because they could not be otherwise. It was regarded as dealing with those
human things which “might be otherwise than they were”, and charged with the
duty of showing how they might become otherwise in the sense of becoming
better. Because it was practical, it was idealistic; because it was concerned
with making men and states better, it issued in the construction of ideal
states, which were meant to be realized—immediately and directly realized.
Political theory in the modern world only becomes active and practical when it
becomes political thought, and the many are converted to the teaching of the
few. We submit, as it were, to a mediation between theory and action. The note
of Greek political theory is immediacy. It moves directly to action; Plato, for
instance, seeks at once to realize his ‘republic’ in Syracuse. If we reflect on
the two divisions which we may make in the political theory of the fourth
century—the politico-oratorical, represented by Isocrates, and the
politico-philosophical, represented by Plato—we see that this immediacy is
common to both. We see, too, that immediacy does not of itself command success.
In the ancient world, as in the modern, the theory that becomes general
thought, or reflects general thought, is the theory that succeeds. The spirit
of Isocrates, by the end of the fourth century, might rejoice in the success of Isocratean theory. Whether it ought to have succeeded
and whether it was better for the world that it should have succeeded, is
another question.
The political
thought immanent in political action, at the beginning of the fourth century,
still owed allegiance to a belief in the sanctity of the self-governing and
self-sufficing city-state; and here it agreed with political theory, which was
always inspired by this belief. During the fifth century Athens had attempted a
unification of cities: her far-flung Empire had embraced the shores and islands
of all the Aegean Sea. Her policy had failed; and it had failed because both
she and her allies, equally trammelled by the thought of the city-state, could
not rise to the conception of a great non-civic state united in a common
citizenship. On her side she could not extend her citizenship to them, because
her citizenship meant—and could only mean—Athenian birth and a full
participation in Athenian local life and ways and temper: on their side they
could not have accepted the gift if it had been offered, because their
citizenship of their cities meant just as much to them. Without any common
cement, and based ultimately on force, the Empire collapsed before the thought
of civic autonomy which inspired both the revolting ‘allies’ and the
Peloponnesians who supported their cause. But the victory of the thought of
civic autonomy over the thought of a unity of cities in some wider form of
polity was only apparent; or at any rate it was only temporary. The fourth
century moves (deviously; sometimes with halts, and sometimes with regressions)
towards some scheme of unity. It begins with a Spartan Empire in Greece—for the
champion of autonomy did not disdain an Empire—and with a Syracusan Empire,
under Dionysius I, in Sicily and Magna Graecia: it passes into an hegemony of
Thebes; it ends with a Macedonian Empire. The principle of autonomy indeed
survives: it receives abundant lip-service: it is sometimes made effective, not
for its own sake, but to satisfy a grudge and to appease a rancour. We see the
lip-service in the clause of the Peace of Antalcidas, which provides that “the
Greek cities, great and small, shall be left autonomous”, and again in the
renewal of the same provision in the peace of 374; we see actual effect given
to the principle, under the terms of the first of these treaties, when in order
to satisfy the Spartan grudge against Thebes the Boeotian cities are made
autonomous, and the Boeotian League is dissolved. But in spite of constant lip-service
and occasional homage, the principle of autonomy recedes gradually and
reluctantly into oblivion; and over the Greek world the city-cells seem to be
moving and clustering together in this or that sort of union with this or that
degree of permanence.
We may
roughly distinguish two sorts of unions—the one based on isopolity, the other
on sympolity. Where the union is based on isopolity,
each city gives to the other its own citizenship, but each remains a separate
and autonomous state, and no new co-ordinating authority—no new and embracing
community, with its own citizenship distinct from that of its members—comes
into being. Such a form of union is not in itself federal, but it is a
preparation for federation. Where the union is based on sympolity,
each city still keeps its own citizenship; but a new authority and a new
community of a federal character arise, and every man has a double
citizenship—the one in his own city, and the other in the new federal
community. Such a form of union was perhaps first suggested by Thales of
Miletus early in the sixth century, if indeed he did not go further still, and
propose the institution of a single unitary state, in which the Ionian
city-states would have become mere demes or centres of local administration. In
a union based on sympolity the cities remained equal,
or at any rate followed a system of proportionate equality, under which each
exercised an influence in federal affairs corresponding to the number of its
citizens, and each, again, retained its autonomy, though each remitted to the
federal authority which it helped to constitute a large control of common
affairs, and each admitted the direct action of that authority upon its
citizens in the sphere of those affairs. The new Boeotian league, which came into
existence after 379, was constructed on this basis; and on the same basis, at
an even earlier date, a Chalcidian confederacy had grown round the nucleus of
Olynthus, and an Achaean league had established itself in the north of the
Peloponnese. The second Athenian league was organized on lines of dualism
rather than of sympolity: the Athenian Assembly and
the synedrion of the allies were equal partners, with equal rights of
initiative, and the measures accepted by either required the assent of the
other to attain a common validity. But the Arcadian league, which arose after
370 BC, was a sympolity in the Boeotian style; and
about the same time, and on the same model, Thessaly also became a federation—a
federation of a peculiar type, in which the constituent members were not
city-states, but territorial divisions which were themselves federations of
cities.
Yet all these
federations—alike in Boeotia, in Chalcidice, in Achaea, in Arcadia and in
Thessaly—were but partial: none of them ever showed signs of expanding beyond
its own territory; at the best the Boeotian federation attained some acceptance
as a general model in the days of the theban hegemony. Nor were they long-lived. If the Thessalian federation lasted till
the end of Thessalian history, the Chalcidian confederacy soon succumbed to the
enmity of Sparta (always a foe of federations), and the Arcadian league within
ten years of its foundation had split into two separate and hostile halves.
Partial in scope, and short-lived in time, the spontaneous federal movement
within the Greek pale could not give unity to a country desperately resolved on
division; and it was from the Macedonian North, and by violence, that unity
finally came. One service, indeed, was rendered by the federal principle in the
very moment of the death of Greek independence. It became the coffin of the
corpse. The Macedonian supremacy disguised itself in federal forms: a nominal
Hellenic confederacy, meeting in federal congress at Corinth, was made to elect
Philip its general plenipotentiary against Persia, and to vote federal
contingents by land and sea for the Persian War. After crushing federal Boeotia
at Chaeronea, Philip installed the form of Boeotian federalism at Corinth. In
fact, as distinct from form, Macedonian supremacy was as hostile to federalism
as Spartan supremacy had been before. Divide et impera was its policy: scattered ‘autonomous’ cities suited that policy better than
federal groups; in 324. Alexander, the head of the Greek confederacy, commanded
(if we may trust the statement of Hypereides) the
dissolution of Greek federations.
The political
thought of the fourth century is thus one of unity, which expresses itself
partly in the fact of hegemonies and empires, and partly in the fact of small
federations; but it is a thought trammelled and thwarted by the survival and
vigour of the counterthought of the autonomous city—so much trammelled, and so
much thwarted, that in the event it is no inner thought, but an external force,
which achieves a factitious unity. The value of the national unification which
Greece eventually achieved may easily be overestimated. The great state of
Alexander certainly generalized culture—of a sort: it made economic intercourse
easier: combined as it was with the Persian expedition, it made possible a
movement of population from the overcrowded cities of Greece to the new lands
of the East. But some German writers (under the glamour of their own
unification), and some of their English followers, have been too apt to laud
the great state, to deplore the tardiness of its coming, to lament the Kleinstaaterei of Plato and Aristotle, and to attack
the anachronistic policy of a Demosthenes who sought to postpone the day of
greater things. This is shortsightedness. Greek
unification, in the form in which it was achieved, meant the purchase of
material progress at the price of moral regression. Freedom is not a fetish: it
is a fruitful mother of high accomplishment. The freedom of Athens in the fifth
century had produced unbounded and unstinted political energy; witness the
inscription of 459 BC—"of the Erechtheid tribe
these are they who died in the war, in Cyprus, in Egypt, in Phoenice,
at Halieis, in Aegina, at Megara, in the same year.”
It had produced a great and unexampled art and literature (one may cite the
calculation of a German writer, that for the popular festivals of that one free
city, in that one century, there were produced at least 2000 plays, and from
4000 to 5000 dithyrambs): it had stimulated the spirit of man in every reach
and to every range. Chaeronea, fatal to liberty, was fatal also to its fruits.
This has been nobly recognized by a great German classical scholar, whose words
are worth remembering. “Let us recognize the tragedy of the fate of Greece,
even if it had been deserved: let us not proclaim the wisdom of an Isocrates
who, false to ideals he had often loudly proclaimed, hastened to greet the
coming master. We must not refuse a human sympathy to those patriots who, in
Thebes and Sparta and Athens, refused to believe that the strength for freedom
had vanished out of their states. The Greek needed a self-governed commonwealth
as the breath of his being…; in spite of all the light that falls on a Ptolemy
or an Antiochus, and of all the shadows that lie on the doings of Athens, the
democracy of Solon and Pericles represents a higher type of State than the
Macedonian monarchy”’ The free city-state is not built for long endurance in
the world of politics. But who can deny the achievements of its short span,
whether in ancient Greece, or in the Italy and Flanders of the Middle Ages? And
who, reflecting on these achievements, can feel otherwise about the great State
than that it was a ‘cruel necessity’?
Yet whatever
we may feel about the city-state at its best, and however we may lament the
tragedy of its fall, we must not idealize the city-state of the fourth century.
The old solidarity of the city—the reciprocal nexus of city and citizens, which
meant that the city gave its citizen a scope for complete fulfilment, and the
citizen gave a devoted energy to his city in return—these were vanished things.
The political thought which determines the action of the fourth-century Athens
is also a tragedy. There was a reaction against the high demands and the severe
strain of the Periclean conception, which involved constant service in
law-court or Assembly at home, and in the army or navy abroad. Defeated Athens
began to ask ‘Why?’: her citizens relaxed into a slacker fibre: they took for
their motto the perverted saying, that it is more blessed to receive than to
give. The citizen army began to disappear: the fourth century B.C. in Greek
history, like the fifteenth century A.D. in Italian history, was an age of
mercenaries; and it was vain for Demosthenes in the one century, as it was vain
for Machiavelli in the other, to preach the grand style of an earlier age.
Mercenaries involved taxation: taxation could not be levied, even for objects
on which the Assembly had solemnly resolved by its vote: the straits to which
the Athenian general Timotheus was reduced in 373 were the inevitable result.
While giving diminished, receiving grew. It was a little thing, and it was
defensible, that in order to provide a quorum at the meetings of the Assembly
the principle and the practice were introduced of paying each citizen for his
attendance. This might be regarded as a consideration for services rendered;
but it was a pure gift, and a serious declension, when the state began to provide
free seats at the theatre and to distribute doles among its citizens. The city
was ceasing to be a partnership in high achievement and noble living: it was
becoming a commercial association for the distribution among its members of
dividends which they had not earned; and the principle of a social contract,
which makes the state ‘a partnership agreement in a trade, to be taken up for a
little temporary interest,’ took the place of the old principle of organic
solidarity and reciprocal nexus of service. Democracy ceased to mean a system
of collective control of a common life: it came to mean rather the absence of
such control, and the freedom of each individual ‘to live his own life.’ The
prominent Athenian of the fourth century is apt to be a free-lance who marries
a Thracian princess: if he is not that, he is a steady and plodding
administrator of the Theoric Fund which ministers to the citizens’ wants.
Individualism
has cosmopolitanism for its natural associate. Those who admit and welcome the
claim of a particular group on their allegiance will draw a distinction between
members and strangers: the enfranchised individual can afford to greet all men
as brothers. Athens in the fourth century was not yet cosmopolitan, but she was
less Athenian, and more Hellenic, than she had been in the previous century.
She was more of a mart of general Greek trade: she was more of a centre of
general Greek culture. In spite of autonomy and particularism, the conception
of Greek unity gained ground. Plato in the fifth book of the Republic
recognizes the existence of a common society of Greek states, in which war is
indeed possible, but in which it must be mitigated by the observance of rules
peculiar to the members of the society; Isocrates, in the Panegyricus,
a few years afterwards (380 BC), proclaims that the Greek world has come to
find unity less in blood than in a common education and a common type of mind.
Here we touch the finer side of the movement towards unification which marks
the century. Whatever it suppressed, and whatever the violence by which it
came, it expressed a general sentiment, and it rested on something of a
voluntary adhesion. This unitary sentiment is the other side of civic
decadence; it is the conjunction of this sentiment and that decadence which
explains and excuses the collapse of the city and the foundation of the great
state.
If we add to
this unitary sentiment two other factors—the factor of monarchism and the
factor of anti-Persian prejudice—we shall have constituted the triad of forces
which caused the fourth century to issue in the unification of Greece, on a
monarchical basis, for the purpose of conquering Persia. Not only is the
century marked by the figures of actual monarchs—Dionysius I of Syracuse, Jason
of Pherae, Philip and Alexander: it is also a century of monarchist opinion.
Plato writes of philosopher kings in the Republic, and of the ‘young
tyrant’ in the Laws. Xenophon, half a Socratic and half a soldier,
preaches the virtue of a wise sovereign, such as Cyrus, ruling over a state
organized in the fashion of an army: Isocrates longs for the coming of the
commander-in-chief who shall lead a united Greece to the East; and even
Demosthenes can admit, with a reluctant admiration, the superiority of monarchy
in secrecy of counsel and energy of execution. This monarchism found its plea,
and alleged its justification, in the need which was often proclaimed for a
strong hand that should not only repress civic strife in Greece, but should
also guide all its cities in union to the common war against barbarism. The
cause of monarchy was connected with the idea of a Crusade: a new Agamemnon was
needed for a new war of retribution across the seas. Just as the idea of a
League of Nations in modern Europe was for centuries based on the need of union
against the Turk, and just as modern sovereigns long used the plea of a Crusade
to cover their policy, so the idea of a united Greece was throughout the fourth
century based on the need of union against Persia, and so the would-be
sovereigns of Greece—Jason of Pherae, Philip and Alexander—used the plea of a
Persian war to excuse their ambitions. There was a general feeling, which is
already expressed in the opening pages of the history of Herodotus, that there
was a rhythm and a recurrence in the relations of East and West, and that
repayment was due to fourth-century Greece for the wrongs inflicted by the
fifth-century Persia. An economic motive reinforced this romantic sentiment.
The Greeks stood in need of a new colonial ground. The colonial expansion of
earlier centuries must be resumed, under new auspices and in new regions, if
provision were to be made for men who could find no place in their cities, and
were falling into a life of roaming vagrancy. This is a theme which recurs in
the speeches of Isocrates. It was the work of Alexander to satisfy this
economic motive, and to find a field for this colonial expansion. His
foundation of Greek cities all over his Empire, even in the parts of farthest
Asia, will show how thoroughly he did the work. And in this sense the new
monarch of these days, like the new monarch of the sixteenth century A.D., was
justified by his solution of urgent social problems.
II.
THE
POLITICAL THEORY OF THE FOURTH CENTURY
Such was the
political thought which went to determine the historical process of the fourth
century. The political theory of the century, as distinct from its political
thought, may be found partly in the field of oratory, and partly in that of
philosophy. Oratory, in its nature, lies closer than philosophy to active
politics; and oratorical theory, if we may speak of such a thing, is at its
best an explication of the deeper political thought implicit in the movement of
a period, and at its worst an exposition of current political commonplaces.
Isocrates mingles the two, with a good deal of confusion: he is a mixture of a
patriotic Athenian democrat, who would somehow reconcile democracy with the
good old days of the Areopagus, and a devout Panhellene,
who could at one and the same time believe theoretically that monarchy belonged
only to barbarians or to countries on the verge of barbarism (such as Macedonia
or Cyprus), and welcome in practice any monarch who would guide a united Greece
against Persia. He is doubly inconsistent; but he was too much of a voice for his
time, which was full of conflicting thoughts, to be otherwise than
inconsistent. He was a journalist rather than an orator, who wrote his speeches
not for delivery but for publication; and like a journalist he reflected the
contemporary world in all its confusion. Demosthenes, a real orator, determined
to sway rather than to reflect the movement of events, seems consistent
enough—and just for that reason one-sided. He is the apostle of civic autonomy
against the northern enemy; he has little regard for Greek unity or common
Greek action. But he too had his inconsistency. He lived in a fourth-century
Athens: he spoke and he acted as if he lived in the Athens of Pericles. In a
city which was based on the principles of a commercial association, he preached
a loyalty and demanded a service which would only have been possible in a city
grounded on an ancient solidarity. It is one of the notes of the theory of the
fourth century, at any rate in Athens, that it is always returning in
aspiration, and in a spirit of antiquarianism, to the days of a vanished past.
Isocrates would hark back to the Areopagus: Aristotle himself would return to
an ‘ancestral constitution. Demosthenes, too, turned his face backwards. The
difference was that he acted as if the present were actually the past. Others
were content to sigh, and to wait and to hope for the past to return.
It may be
argued that the theory of Plato and Aristotle has its affinities with the
oratory of Demosthenes. Plato, it is true, has a tinge of monarchism—but his
monarch is only a civic monarch: he has a belief in the existence of a common
Greek society—but his society is an international society, composed of
sovereign states which are cities. His political philosophy, like that of
Aristotle, remains a philosophy of the Polis—self-governing and self-sufficing:
included in no form of union, and dependent on no external assistance. It
illustrates the hold of civic life on the Greek mind, and shows how external
and indifferent to that mind were sympolities and symmachies and all unions of cities, that in a century full
of these things the two great philosophers should simply neglect their
existence. We have to remember their conception of the real nature of the city.
It was a home of moral life: it was a moral institution, designed to make its
citizens virtuous. As such, and as such alone, it caught their attention. Their
political philosophy was a part of ethics—or rather ethics was a part of their
political philosophy; and the politics they studied were what we should call by
the name of social ethics. Unions were only machinery: they existed for
material objects, and not for moral purposes: they did not belong to a
political philosophy which meant a study of the social ethics of a civic
community. Neither Plato nor Aristotle (and least of all Plato) was blind to
the signs of the times; but the signs which they studied were the signs which
were connected with their studies. It was the signs of an inner moral decay,
and not those of any external political expansion, which their point of view
led them to seek; and these signs they saw only too abundantly. They are both
critics of the democratic city which had turned itself into a loose commercial
association, and has cast away moral purpose and moral discipline. They are thus,
at one and the same time, prophets and critics of the Greek city-state; at once
conservatives and radicals. Believing in the city-state as it should be, they
disbelieved in it as it was; disbelieving in it as it was, they sought to show
how it might become what it should be.
Plato,
anxious for the reign of ‘righteousness’ , was supremely anxious for the reign
of that wisdom on which he believed that righteousness depended: he saw
salvation in the rule of a civic magistracy trained for its calling in philosophy,
and devoted in an austere purity, by a renunciation of property and family
life, to its high and solemn duties. The price of righteousness is wisdom: the
price of wisdom is that a man should give all that he has, and leave wife and
child to follow it. This ideal, as it is set forth in the Republic, is one for
which no antiquity can furnish a precedent: Plato leaves the ground of the
city, not to return to the past, but to voyage into the future. Aristotle, too,
builds an ideal state where righteousness shall reign; but it is a pedestrian
sort of ideal, and little more than a pale copy of that second-best ideal which
Plato had constructed in his later days in the Raves. More attractive, and more
genuinely Aristotelian in essence, is Aristotle’s picture of the mixed
constitution which, purging democracy from its dross, adds the best elements of
oligarchy to make an alloy. But even the mixed constitution of Aristotle is
hardly original. In theory it had already been anticipated by Plato in the
Raves (which thus furnishes Aristotle alike with his picture of an ideal, and
his principle of a mixed constitution): in fact it seems to approximate to that
moderate type of oligarchy which had been practised in Boeotia during the fifth
century, and attempted at Athens in the revolution of 411. Indeed it may almost
claim Solonian warrant; and it may thus come to be regarded as the ‘ancestral
constitution’ of Athens.
III.
XENOPHON
AND ISOCRATES
Whether
oratorical or philosophical—or to speak more exactly (for Isocrates also
claimed to be among the philosophers) whether it takes the form of amateur or
that of real philosophy—the political theory of the fourth century is derived
from Socrates. Xenophon and Isocrates, Plato and Aristotle, are all heirs,
directly or indirectly, and in a greater or less degree, of the Socratic
tradition. Hence the common theses which they propound— that the State exists
for the betterment of its members and the increase of virtue: that virtue
depends on right knowledge, and is inculcated by a process of education rather
than by the restriction of law; that statesmanship is wisdom, and the only true
title to office is knowledge. Such positions occur in their simplest and
naivest form in the writings of Xenophon. In him the Socratic tradition was
mixed with Persian experience, military training, and Spartan leanings, to
produce the blend we find in the Cyropaedeia.
Here he draws a picture of ancient Persia, with a pencil borrowed from
Socrates, according to a model furnished by Sparta. Its institutions were
directed to the training of men to do right rather than to the prevention of
wrong-doing: “the Persian youth go to school to learn righteousness, as ours go
to learn the rudiments of reading, writing, and reckoning”. At the head of the State,
supported by an aristocratic class of or ‘peers’, stood Cyrus, the man born to
be king, better and wiser than all his subjects, and devoted in his virtue and
his wisdom to their betterment. Before such a kingdom and such a king, Cyaxares and the Medes were unable to stand: the state
which is based on virtue and ruled in wisdom is not only happy within its
borders, but irresistible without. Perhaps Xenophon wrote these things as a
parable, holding that the Persians, now fallen into decay through the corruption
of their kings, were as the Medes had been before, and that out of Sparta might
come an impulse and a leader for a Greek conquest of fallen Persia. Of this,
however, there is no certain indication in his pages: nor can we be sure, in
spite of his praises of Cyrus, that he had any belief in the superiority of
monarchy. Cyrus is a limited monarch in Xenophon’s conception: he has made a
pact with his people, promising to maintain their liberty and constitution, if
they will maintain his throne: the aristocratic body of ‘peers’ are his free
coadjutors; in a word, he is a king after the Spartan kind—and Spartan kingship
was no monarchy. Yet Xenophon also wrote a dialogue called Hiero,
in which he made a former tyrant of Syracuse discourse on the benefits which
the absolute ruler could confer on his people. But this may be an academic
exercise; and in this matter it is safest to say of Xenophon, that his views
are not clear to us, because they were not clear to himself.
Xenophon was
a general who had settled down to the life of a country gentleman, and used his
leisure to recount reminiscences and to preach what he thought to be a
philosophic conservatism. Isocrates, for more than fifty years, from 392 to the
year of the battle of Chaeronea, was the head of a school of political oratory
at Athens. The instruction which he gave was not only literary, in the sense of
being concerned with style, or psychological, in the sense of teaching the
methods of affecting and influencing an audience: it was also political, in the
sense of conveying opinions and views about general political principles and
contemporary political problems. Greek cities were governed by oratory: to
teach the secrets of oratory was also to teach the secrets of government. For
this reason Isocrates gave the name of philosophy to what he taught: it was a
guide to life, and a clue to its problems. He was an empiric philosopher, who
based his views on generally received opinion, which he considered to be the
best guide in practical affairs; and here he diverged from Socratic tradition,
and set himself against the Platonic demand for exact and grounded knowledge.
His philosophy was entirely a political philosophy; but in that philosophy the
internal ordering of civic affairs, which we may call ‘legislation’, was
assigned a lower place than the conduct of external policy, which he identified
with ‘statesmanship’ proper. His empiric leanings, and his view of legislation,
are illustrated by a passage in his De Antidosi,
in which it is maintained that the task of the legislator is simply to study
the mass of existing laws, and to bring together those which have found a
general acceptance, “which any man might easily do at will”. Aristotle, at the
end of the Ethics, very naturally rejoins that it
argues a total ignorance of the nature of political philosophy to maintain that
‘it is easy to legislate by bringing together the laws which have found
acceptance’; for selection demands the gift of comprehension, and the use of a
right criterion is crucial—and difficult.
In two of his
speeches—the Panathenaicus and the De Pace—
Isocrates dealt with matter of legislation, and discoursed of the internal
affairs of Athens; but his wisdom was not profound. In the former he argues,
like Xenophon in the Cyropaedeia (and like
Plato in the Republic), that the training of men to do right by
education is more important than the prevention of wrong-doing by legislation;
and then, taking an antiquarian flight, not into ancient Persia, but into
pre-Periclean Athens, he seeks to show how education throve, and men were wise
and good and happy, in the days of the moral tutelage of the Areopagus. To go
back to the days before Pericles would seem to involve a going back upon
democracy; but Isocrates preserves a form of belief in the democratic faith (he
could hardly do otherwise in Athens), and only suggests that election should be
substituted for the use of the lot in the choice of magistrates, and that the
desert of the better should thus be given that reasonable chance of receiving a
higher reward which ensures a true or proportionate equality. This is the
doctrine of limited democracy, or the mixed constitution, which Aristotle also
professed. And as he would purge democracy of the use of the lot, so too
Isocrates would purge it of maritime empire and of over-seas dominions. This is
the argument of the De Pace, and it also recurs in other speeches. A
supremacy over other states, which is based on naval power, will run to
despotism and corrupt its possessor. One may date for Athens “she laid the
foundation of trouble when she founded a maritime power”.
But it is the
higher ‘statesmanship’, which transcends legislation and internal affairs, and
is concerned with the conduct of external affairs and international policy,
that exercises the mind of Isocrates most vigorously and continuously. Others
might teach the art of legislation: he would teach the art of foreign policy.
Partly, perhaps, he believed that its themes were ampler and more majestical; partly
he felt that the inner troubles of Greek states—overcrowding, pauperism,
vagrancy—could best be cured, not by remedial legislation, but by a policy of
colonial expansion in which all states must join together under a common chief.
The foreign policy which Isocrates was thus led to preach was a natural subject
for oratory. When the Greeks gathered together for their common games, and felt
themselves one people in spite of all their cities, it was easy for orators to
rise and strike the note of Greek concord. Gorgias at Olympia had counselled
concord in a famous oration (408 BC), and had sought to turn the Greeks against
the barbarians by his eloquence. The orator Lysias had followed his example: at
Olympia in 388 he had exhorted the Greeks to end civil strife, and to join in
liberating Ionia from the Persian king and Sicily from the Syracusan tyrant
Dionysius. Isocrates could not but embrace the same theme; and he wrote in 380,
and published without delivering, an Olympic oration under the title of Panegyricus. He said nothing new; but he has the
merit of having steadily preached for forty years a line of policy which he was
perhaps first led to expound by the fact that it was simply the recognized
staple of oratorical effort before a Panhellenic assembly. Others also preached
the same sermon: we hear of one Dias of Ephesus, who urged Philip of Macedonia
to be the Greek leader, and the Greeks to furnish him with contingents; “for it
was worth while to serve abroad if that meant living
in freedom at home”. But Isocrates preached most steadily (one can hardly say
most effectively; for there is no evidence to show that his pamphlets exercized any effect); and he preached to the
principalities and powers of his day—to Dionysius I and to Archidamus of Sparta as well as to Philip of Macedon. It was not that he sought a monarch,
or believed in monarchy. He sought only a new Agamemnon, commander-in- chief of
the forces of a new Greek symmachy; monarchy, he
thought, was an anachronism in the Greece of the fourth century, except in the
nominal form in which it existed at Sparta; it was only where there was a large
non-Hellenic population (in Maceonia, for example,
or in Cyprus) that an active monarch could exercise a real authority. The symmachy of his dream would thus have been a military
entente of autonomous cities under a generalissimo who might be king in his own
country, but among his allies was simply a chosen commander.
IV.
PLATO
AND ARISTOTLE
To Plato and
to Aristotle it is legislation and the internal cure of internal evils that are
first and foremost, as they are also last and uttermost. Plato, as we have
seen, has a certain Panhellenism: Aristotle, though he criticizes Plato for
failing to treat of the external relations of the city he builds in the Laws, is
even more civic in his outlook than Plato. Both, again, depart from Isocrates
in regarding political theory as a matter of first principles and high
philosophy, and not of current opinion and generally accepted views; though
Aristotle is often Isocratean in his respect for
experience and current opinion, and dismisses the communistic novelties of
Plato on the ground that they have no warrant in either. Both find their real
enemy not in Isocrates (Plato refers to him with a certain tenderness), but in
the principle of individualism, whether preached by the sophist or practised by
the Athenian citizen of their century; both are apostles of the organic life of
the civic community, in which alone man rises to the measure of humanity, and
finds himself and enjoys his rights by giving himself and discharging his
duties to his city. Both believe that the moral life demands a civic
association, because such an association supplies, in its organization and its
law, a field for moral action and the content of a moral rule, and furnishes,
through its scheme of education and the force of its social opinion, the
stimulus and the impulse which can carry men upwards into steadfast action
according to the rule of its life. Plato is more of the idealist, and Aristotle
more of the realist: Plato would merge men utterly in the common life;
Aristotle, the defender of private property and of the integrity of the family,
would allow a large scope for the rights of individual personality. Plato, for
all his idealism, is the more practical, the more eager for the realization of
his ideal—ready to plunge into the ordeal of Syracuse, and prepared, if only
success can be purchased by such surrender, to subdue the glowing scheme of the
Republic into the paler colours of the Aristotle, for all his realism, is
the more theoretical, the more academic, the less torn by conflict between the
impulse towards action and the impulse towards pure thought. But whatever their
differences, they are at one on the fundamental question. The political theory
of both is a study of that system of social ethics, based on the Polis.
which is the foundation and the condition of individual morality. “It was not
prophets and priests, but poets and philosophers, who sought in ancient Greece
for the moral perfection of men; and the best of the Greeks— and above all
Plato and Aristotle—believed not in a church, but in their city-state, as the
institution charged with the service of this high aim”.
Plato and
Aristotle thus believe in the small state. The state of the Republic is
to-contain 1000 warriors (Plato does not mention the number of the members of
the farming class, which would be larger): for the state of the Laws 5040
citizens are suggested: in the ideal state of the Politics the citizens, who
are to know one another and to be addressed by a single herald, must not exceed
the number which makes it possible to satisfy these conditions. This limit of
size is imposed on the state by its purpose: being a church, it cannot be a
Babylon. Small as it is, it is complete: it is self-sufficient, in the sense
that it meets from its own resources—from its own accumulated moral tradition
and the physical yield of its own territory—all the moral and material needs of
its members; and as it does not draw upon others, so it is not conceived as
giving, or bound to give, to others, or as having to make its contribution to
general Hellenic advancement. A complete whole, with a rounded life of its own,
the small state rises to a still higher dignity than that of self-sufficiency:
it is conceived as ‘natural’— as a final and indefeasible scheme of life. In
this conception of ‘nature’ we touch a cardinal element in the theory of both
Plato and Aristotle; and it must therefore receive its measure of
investigation.
A distinction
between ‘nature’ and ‘convention’—between institutions which existed by nature
and those which existed by convention—had already been drawn in the preceding
century by several of the sophists. The conventional was regarded as that which
might or might not be; which owed its being, if it actually was, to the making
or convention of a group of men, and was thereby opposed to the natural, which
always and invariably was. It was easy to go still further, and to regard the
conventional as that which ought not to be, on the ground that it defeated and
over-rode the obvious tendency of nature; and in this way nature was extended
to signify not the mere fact of regular recurrence, but the sovereignty of a
supposed and ideal tendency or rule. On such a view the state might readily be
regarded as conventional in all its customary forms; and nature might be
argued, for instance, to demand a form of state based on the good old rule and
simple plan that the strong man armed should rule the weak for his own
particular benefit. Such a view involves that theory of ‘natural rights’ which
has long haunted political philosophy—a theory of rights ‘inherent’ in the
individual as such, apart from society, whether the supposed individual be only
the strong man armed, and the rights be only his right of domination, or each
and all of us be held to be individuals, and the rights be the supposed rights
of each and all to life and liberty.
It was the
work of Plato and Aristotle to answer this view; and they answered it, as it
must always be answered, by the contention that the individual could not be
distinguished from political society; that he lived and moved and had his being
in such society, and only in such society; that political society, necessary as
it was to the life of the individual, was rooted and grounded in the
constitution of human nature; and that, so rooted and grounded, it was
perfectly and entirely natural. This is the answer implied in the argument of
the Republic, that the state is a scheme, and that each of its members finds
himself by discharging his function in that scheme: it is the answer explicitly
propounded in the opening pages of the Politics. Such an answer, it is obvious,
does not imply the view that the state is natural because it has grown. Plato
has nothing to say of growth; and if Aristotle uses the language of growth in
the beginning of the Politics, and speaks of the growth of household into
village, and of village into state, he does not rest his belief in the natural
character of political society on the fact of such growth. What makes the state
natural is the fact that, however it came into existence, it is the
satisfaction of an immanent impulse in human nature
towards moral perfection, which drives men up through various forms of society
into the final political form. As a matter of fact, Aristotle—like all the
Greeks, who thought of politics as a sphere of conscious making in which
legislators had always been active—would appear to believe in a creation of the
state. ‘By nature there is an impulse in all men to such society; but the first
man to construct it was the author of the greatest of benefits.’ There is no
contradiction in such a sentence; for there is no contradiction between the immanent
impulses of human nature and the conscious art which is, after all, a part of
the same nature. There is no necessary gulf fixed between what man does in
obedience to the one, and what he does in the strength of the other. Human art
may indeed controvert the deepest and best human impulses: it may construct
perverted polities, based on the pursuit of mere wealth or the lust of mere
power, which defeat the natural human impulse to moral perfection. Equally, and
indeed still more, it may help to realize nature. Nature and convention are
not in their essence opposites, but rather complements.
The state is
therefore natural because, or in so far as, it is an institution for that moral
perfection of man, to which his nature moves. All the features of its
life—slavery, private property, the family—are justified, and are natural,
because, or in so far as, they serve that purpose. If Plato refuses private
property and family life to his guardians, it is because he believes that both
would interfere with the moral life of the guardians and therefore with the
moral life of the state: if Aristotle vindicates both for every citizen, it is
because he believes that all moral life requires the ‘equipment’ of private
property and the discipline of family life. But both for Aristotle and for
Plato there is one end; and the end is the measure of everything else. That end
is ruthless. In the Republic it not only deprives the guardians of property and
family: it also deprives the labouring class of citizenship, whose high calling
cannot be followed by men engaged in getting and spending. In the Politics it
serves to justify slavery, which can afford the citizen leisure for the
purposes of the state; and it excludes from real membership in the state all
persons other than those who possess that leisure. The end justifies: the end
condemns: the end is sovereign. It is easy to glide into the view that the
state and its well-being are thus made into an end to which the individual and
his free development are sacrificed. Generally stated, such a view is
erroneous: it is really a return, in another form, of that antithesis between
political society and the individual which Plato and Aristotle refuse to
recognize. The state (they believe) exists for the perfection of man: the fulfilment
of the individual means a perfect state: there is no antithesis. But this is
only true, after all, of the man who is citizen and the individual who is a
member of the body corporate. The rest are sacrificed: they lose the
development which comes from citizenship, because citizenship is keyed so high.
Rich things have a high price. A lower ideal of citizenship, purchasable at a
price which the many can afford to pay, is perhaps a more precious thing than
the rare riches of the Platonic and Aristotelian ideal.
The state
which is intended for the moral perfection of its members is an educational
institution. Its laws are intended to make men good: its offices ideally belong
to the men of virtue who have moral discernment: its chief activity is that of
training the young and sustaining the mature in the way of righteousness. That
is why we may speak of such a state as really a church: like the Calvinistic
Church, it has a presbytery, and it exercises a ‘holy discipline.’ Political
philosophy thus becomes moral theology, and sometimes pure theology. Plato in
the Republic is the critic of the traditional religion of Greece: in the Laws he enunciates the canons of a true religion, and advocates
religious persecution: in both he is the censor of art and poetry and music,
and the regulator of all their modes of expression. Aristotle is less drastic:
of religion he does not treat; but he would exercise a moral censorship of
plays and tales, and he would subject music to an ethical control. The limit of
state-interference never suggested itself to the Greek philosophers as a
problem for their consideration. They would regulate the family, and the most
intimate matters of family life, no less than art and music. Plato’s
austerities are famous; but even Aristotle can define the age for marriage, and
the number of permissible children. Whatever has a moral bearing may come under
moral regulation. Neither Plato nor Aristotle allows weight to the fundamental
consideration that moral action which is done ad verba magistri ceases to be moral. The state should
promote morality; but the promotion of morality by act of state is the
destruction of moral autonomy. The good will is the maker of goodness; and the
state can only increase goodness by increasing the freedom of the good will.
That is why modern thinkers, bred in the tenets of Plato and Aristotle, would
nevertheless substitute the formula of ‘removal of hindrances’ for the formula
of ‘administration of stimulus’ implied in the teaching of their masters. But
after all we do an injustice to the theorists of the city-state if we compare
them with the theorists of the great modern state. Their state, we have to
remind ourselves, was a church as well as a state; and most churches believe in
moral guidance and stimulus. And there is a stage of moral growth, when the
good will is still in the making, at which it is a great gain to be habituated
by precept in rightdoing. Any state which is an
educational institution, like every parent, must recognize the existence of
this stage. Yet it is but a stage. The grown man must see and choose his way.
Plato and Aristotle perhaps treated their contemporaries too much as if they
were ‘eternal children’.
If these are
the general principles of politics which Plato and Aristotle assume, we can readily
see that they will naturally tend to the construction of ideal states, in which
such principles, nowhere purely exhibited in actual life, will find their
realization for thought. The building of such ideals, whether on the quasiantiquarian lines which we find in Xenophon and
Isocrates, or on the bolder and freer lines traced by the imagination of Plato,
was a staple of Greek political speculation. It accorded with an artistic
temper, which loved to shape material into a perfect form, and would even, in
the sphere of politics, assume a perfect material (in the sense of a population
ideal in disposition, endowed with an ideal territory, and distributed on an
ideal social system) in order that it might be the more susceptible of
receiving an ideal form. It accorded, too, with the experience of a people
accustomed to the formation of new colonial cities, on which the ‘oecist’ and legislator might freely stamp an abiding mark.
Plato’s ideal, as it is sketched in the Republic, exhibits the philosopher’s demand
upon civic life exhibited in its pure logic; yet he hoped that his
contemporaries might rise, and in Syracuse he sought to raise Dionysius II, to
the height of his demand. Of that ideal nothing need here be said: it is a
common and eternal possession of the general human mind. The lower and more
practicable ideal which is painted, with a rich and exact detail, in the Laws,
has been less generally apprehended; but in practical experience, and perhaps
in actual immediate effect (the training of the ephebi suggested in the Laws by Plato seems, for example, to have been actually adopted at Athens within a
few years), the Laws transcends the Republic. Aristotle’s ideal state,
as we have seen, is largely a copy of the state of Plato’s Laws, it is
also a torso; and the profundity and the influence of Aristotle’s thought are
rather to be traced in his enunciation of general principles than in his
picture of their realization. He is the master of definition and
classification; and it is the terse Aristotelian formula which has always
influenced thought.
Ideals serve
as judges and measuring-rods for the actual. The Greek states of the fourth
century came to judgment before the bar of Plato’s and Aristotle’s ideals.
Plato in the Republic first constructed his ideal, and then in the later books
showed why, and in what degree, actual states were a corruption of that ideal.
Aristotle seems to follow a reverse procedure when, early in the Politics, he
examines actual states in order that their merits and their defects may throw
light on the requirements of an ideal state; but in the issue he too uses ideal
principles to criticize and classify actual states. Three results seem to
follow from the application of the ideal as a touchstone to the actual—first,
an elucidation of the principles on which offices should be assigned, and
constitutions should therefore be constructed (for ‘a constitution is a mode of
assignment of offices’); secondly, a classification and a grading of actual
constitutions; and, finally, a criticism of that democratic constitution which
in the fourth century had become general (Thebes herself, the pattern of an
‘oligarchy under a system of equal law’ in the fifth century, had turned
democratic after 379 BC), and which, in the populous states of his day,
Aristotle regarded as inevitable.
The
assignment of office, we are told, must follow the principle of distributive
justice. To each the state must assign its awards in proportion to the
contribution which each has made to itself; and in estimating the contribution
of each we must look to the end of the state, and measure the contribution to
that end. Logically, this would seem to mean the enthronement of the virtuous,
or an ethical aristocracy: in the last resort, it would involve the
enthronement, if he can be found, of the one man of supreme virtue, or an
absolute and ‘divine’ monarchy. Practically, Aristotle recognizes that there
are various contributions which directly or indirectly tend to the realization
of the end. Besides virtue, there is wealth, which is necessary to the end in
so far as perfect virtue requires a material equipment; and besides wealth
there is ‘freedom’—freedom not only in the sense of free birth, but also in the
sense of liberty from that dependence on others and that absorption in
mechanical toil, which distract men from the free pursuit of virtue. This is
one of the lines along which Aristotle moves to the theory of the mixed
constitution, which recognizes various contributions, and thus admits various
classes to office. A classification of constitutions readily follows on this
line of speculation: its terms, traced already in the speculation of the fifth
century, and deepened and broadened by Plato in the Politicus.
are firmly established by Aristotle in the third book of the Politics. The
criticism of the democratic constitution follows in its turn. It has abandoned
‘proportionate’ for ‘absolute’ equality: it awards the same honour and the same
standing to each and every citizen. It is based on recognition of one
contribution, and one only—that of ‘freedom’; and that contribution is by no
means the highest or weightiest. Nor is this all. Not content with the freedom
which means a voice for all in the collective control of common affairs, it has
added a freedom which means the absence of control, the surrender of moral
discipline, and the random life of chance desires. But this is anarchy: it is
the negation of the city-state as it was conceived by Plato and Aristotle. It
is this fact, and not aristocratic leanings—it is a dislike of what they regard
as anarchy, because anarchy is blank negation—which makes them both the critics
of democracy.
We can
understand the rigour of their criticism; but we can hardly admit its justice.
Democratic government in the fourth century did not mean anarchy. The Athenian
citizens had their defects: they loved the free theatre almost more than the
free city; yet the last days of Athenian freedom were not a disgrace, either to
the city-state or to the democratic constitution, and the career of Demosthenes
was an answer to the strictures of Plato and Aristotle. Discipline and order
were abroad in the days before Chaeronea: the cautious Eubulus was no
demagogue; and, indeed, the statesmen of the fourth century in general stand as
a proof that the Athenian people had some sense of merit and its desert. Nor
can Aristotle’s censure upon ‘extreme’ democracy, that it means the overthrow
of established law by temporary decrees of the sovereign people, be justified
at the bar of history. It is a misconception of the facts. Apart from this
misinterpretation Aristotle is, on the whole, less critical of democracy than
Plato. He recognizes, towards the middle of the third book of the Politics,
that there is, after all, much to be said on behalf of the mass of people. They
have a faculty of collective judgment, which hits the mark, alike in questions
of art and matters of politics; ‘for some understand one part, and some
another, but take all together, and they will understand all.’ They know again,
from their own experience, how government and its actions pinch; and that
knowledge has its value, and deserves its field of expression. These things
suggest that the people should have their share in the government of the state;
and Aristotle would assign to them those functions of electing the magistrates,
and of holding the magistrates to account at the end of their term of office,
which their faculty of judgment and their experience of the pressure of
government fit them to discharge. Plato never goes so far as this. It is true
that in the early part of the Laws he assigns to his 5040 citizens the two
functions of serving as an electorate and of acting as a judicature; but it is
also true that by the end of the Laws he enthrones a ‘nocturnal council’ which
is very like the philosopher kings of the Republic-, and even in the early part
of the Laws he contends, in a sense which is the opposite of that of Aristotle,
that the masses cannot judge art or politics, and that ‘ theatrocracy ’ and
democracy are twin disasters. The conception of politics as a field reserved
for the higher wisdom of the few is one which Plato cannot shed.
There is a
similar difference between the view of law which we find in Plato and that of
Aristotle. Anxious for a free field for the higher wisdom, Plato will have no
laws in the state of the Republic. The eternal Ideas matter more than
laws; and those who have apprehended these Ideas must be free to stamp them at
discretion on the state. At the most Plato lays down a few fundamental
principles—articles of belief rather than laws—to bind and guide the ruler: the
state, for example, must never be allowed to exceed its due size, and its
citizens must always be kept to the due discharge of specific functions. In the
Laws, as the title indicates, law comes down to earth: philosophy only remains
in the shape of ‘prefaces’ attached to each law for the purpose of explanation
and persuasion. It is this admission of law (rather than the surrender of
communism, which is by comparison a subsidiary matter), that makes the state of
the Laws a ‘second best.’ At the same time, there is a fine philosophy
of law in the dialogue; and there is an exact articulation and systemization of
law—both criminal and civil—which represents the first real Greek attempt at
codification, and influenced the growth both of Hellenistic law and, through
it, of the law of Rome. Aristotle rendered less service to law: on the other
hand he was, in general and in principle, a steady and consistent advocate of
its sovereignty. ‘It is better that law should rule than any individual: if
individuals must bear rule, they must be made guardians and servants of law.’
The Aristotelian thesis of the sovereignty of law, and the conception of
government as limited by law, had a long history, and was a potent influence
through the Middle Ages. The law which Aristotle thus enthrones is no code: it
is the custom, written and unwritten, which has developed with the development
of a state. Aristotle has a sense of historic development, which is as implicit
in his general philosophy as the demand for radical reconstruction is imbedded
in the philosophy of Plato. The growth of potential ‘matter’ into actual ‘form’
or ‘end,’ which is the general formula of his philosophy, leaves room for a
large appreciation of history and the value of moving time: the Platonic
conception of the impress of a timeless and eternally perfect Idea upon a
receptive matter, which may take place at any moment when that Idea is
apprehended, is inimical to any belief in gradual development. In the same way
the Aristotelian formula involves some recognition of progress—though
Aristotle believed that progress, alike in poetry and politics, had attained
its conclusion and perfection in his time, and he had none of that looking forward
to an unending and unresting progress which is a mark
of modern thought. The Platonic conception leaves no room for progress: we may
even say that Platonism and a belief in progress cannot live together : the
process of movement in time is away from the ideal, or back towards the ideal,
but never absolutely forward.
In modern
times we distinguish between state and society. The one is the area of politics
proper, of obligatory rule and involuntary obedience: the other is the area of
voluntary co-operation, conducted in and by a variety of societies,
educational, ecclesiastical, economic. It would be difficult to apply any such
distinction to ancient Greece. The state was the one organization that embraced
and contained its citizens: such groups as there were—small religious societies
for the worship of Dionysus or the Orphic mysteries, or trade associations with
a common hero or god—were insignificant. The Polis included everything; and in
the same way the theory of the Polis included studies to which we should now
give a separate existence—in particular the theory of economics, and (we may
also add) the theory of education. There is much writing on ‘economics’ in the
fourth century. It dealt partly with household management, and partly with
public economy or state finance. There is the Oeconomicus of Xenophon, which gave inspiration to Ruskin; there is an Oeconomica falsely ascribed to Aristotle; there is a treatise by Xenophon On the
Revenues of Athens; there is economic theory in the Republic and the Laws, there is the famous and profoundly influential theory of exchange
and of interest in the first book of the Politics, which affected so deeply the
canonists of the Middle Ages. Such economic theory, subordinated as it is to
political theory, which in turn is subordinated to (or, perhaps one should
rather say, is the crown of) ethics, admits of no isolation of the economic motive,
and of no abstraction of economic facts as a separate branch of enquiry and
subject of science. It is a study of the ways in which households and cities
can properly use the means at their disposal for the better living of a good
life. Wealth, on this basis, is a means to a moral end; as such a means, it is
necessarily limited by the end, and must be neither more (nor less) than what
the end requires. This is not socialism; but it is a line of thought inimical
to capitalism (which involves the unlimited accumulation of wealth), and
through the influence of Ruskin it has, in its measure, tended to foster modern
socialism.
There was,
however, a certain amount of what we may call quasi-socialistic opinion in
Greece in the fourth century. Plato, indeed, was not a socialist: the scheme of
his Republic is a scheme for the divorce of political power from economic
possession, under which the governing class (but not the governed) surrenders
private property for the sake of a pure devotion to public concerns. He may
have been misinterpreted (as he is by Aristotle in the second book of the
Politics), and have thus come to be regarded as the advocate of a larger and
more drastic policy. Some of the later plays of Aristophanes (the Ecclesiazusae and the Plutus, produced about
390 BC) contain a satire upon plans for the general socialization of private
property, which must have been current before the Republic appeared
(possibly about 387), and with which its scheme may have been confused. But
socialist schemes remained matters of airy speculation, which never penetrated
to the people. The citizen of Athens was more often his own employer than an
employee: there was little of a wagesystem: if there
were rich men, they were relieved by ‘liturgies’ of part of their wealth: if
there were poor, there was the Theoric Fund and the system of payment for
attending Assembly and law- court. The system of private property which
Aristotle defends, on the ground that virtue needs its ‘equipment’ and
personality its medium of expression, was never in any real danger. It was
protected, as it perhaps will always be, by the conservatism of small farmers
and small artisans working on their own account. The utmost extremity of the
radical politician was a demand for redistribution of land (which is not the
same as its socialization) and for cancellation of debts.
Slavery was
more of a moot question. It was the enslavement of Greeks by Greeks which first
began to raise questionings. What was to be thought of the enslavement of the
defeated Athenians at Syracuse in 413 BC? Was not Callicratidas right when at the storming of Methymna in 406 he
vowed that no Greek should be enslaved if he could prevent it? An echo of such
doubts may be traced in Plato’s protest against the enslavement of Greeks in
the fifth book of the Republic. The question became acute when the Thebans
liberated the Messenian serfs of the Spartans at the end of 370. Was this a
theft of the private property of Sparta? Was it the restoration to the
Messenians of the liberty which was their due? Isocrates defended the Spartan
case: a certain Alcidamas spoke on the other side,
and protested that ‘God has sent all men into the world free, and nature has
made no man a slave.’ This was perhaps rhetorical exaggeration: Alcidamas may really have meant Greeks rather than men in
general. Certainly neither Plato nor Aristotle protests against any and every
form of slavery. If Plato objects in the Republic to the enslavement of Greeks,
in the Laws he recognizes slavery and legislates for slaves, whom he couples
with children as having imperfectly developed minds. Aristotle, recognizing
that there has been much debate, makes no very clear pronouncement on the
enslavement of defeated Greeks (Philip of Macedon had enslaved many Greeks
since the days when the Thebans liberated the Messenian serfs, and the old rule
of war might well seem to have been re-established), but he obviously inclines
to regard slavery as only proper for barbarians who are ‘by nature’ slaves. The
natural slave, as Aristotle conceives him, is a man whose chief use is his
body, but who possesses mind enough, not indeed to control himself, but to
understand and to profit by the control of a superior mind. He is a family
slave, who is caught up into and elevated by the life of the family: if he
serves its purposes, which after all are moral purposes, he enjoys its
benefits, which are also moral benefits. There is no great harshness in
Aristotle’s view of slavery. From the Ethics we learn that the slave—not indeed
as a slave, but as a man—may be his master’s friend; at the end of the Politics
we are promised (but not given) an explanation of the reason why ‘it is better
that all slaves should have freedom set before their eyes as a reward.’ We may
not be convinced by his argument for ‘natural’ slavery; but we must admit that,
by treating slavery as a moral institution, he lent it the best sanction which
it could receive. To defend slavery on the ground of its potential moral
benefits is better than defence (or even attack) based merely on an economic
calculus.
Another
problem of family life debated in the fourth century was the position of women.
The tragedies of Euripides show a certain feminism: the Ecclesiazusae of Aristophanes is a satire upon women’s suffrage: Plato would have women
emancipated from household drudgery for political service in his ideal State.
In speculation of this order the emancipation of women was connected with
community of wives, and it was assumed that women could only be free if the
institution of marriage and the monogamous family were abolished. It was the
negative assumption, rather than the positive proposal, which attracted
attention and criticism; and Aristotle, for example, in his criticism of
Plato’s proposal, discusses only the question whether wives and children should
be common to all citizens. Upon this line of argument he defends the private
family as vigorously as he defends private property, and on the same ground:
the family is justified by the moral development which it makes possible. This
is very true; but the problem of the position of women is not solved by the
justification of the family.
To discuss
the theories of education advanced by Plato in the Republic and
the Law, and by Aristotle at the end of the Politics would require
a separate chapter. All that can be said in this place is that the city-state,
conceived as an educational institution for the training of character and the
fulfilment of human capacity, was regarded by both as finding its primary
function in education; that education was therefore to be conducted by the
state (and not by individuals or voluntary associations), and to be directed to
the making of character; and that consequently—the consequence was readily
apparent to Greeks living in a great age of art, and sensitive to its
influence—the curriculum of education (apart from its higher and scientific
ranges) was to be in the domain of noble poetry and noble music, such as might
insensibly infect the mind and mould the character by its own nobility. No
actual system of education in Greece was after this pattern. If Spartan
education was conducted by the state, it was merely a military training: if
Athenian education had its artistic side, it was neither conducted nor
controlled by the state. Here, as in so many respects, the theory of Plato and
Aristotle departs from contemporary facts. This is a consideration we have
always to bear in mind. We must be very cautious in using the writings of Plato
and Aristotle to illustrate or to explain contemporary political conditions, or
the actual political thought of their time. Their philosophy is mainly ideal,
because it is ethical, and because an ethical philosophy must deal with the
ideal. Even when they deal with the actual, and criticize the actual—when, for
instance, they are concerned with democracy—they deal with the actual as they
saw it rather than as it actually was. The actual as they see it has already
been brought into contact with the ideal: it has been, as it were, singed and
blackened by the fire of the ideal. This is not to deny that they both started
from the ground of the actual to attain their ideals. Nor is it to deny—least
of all to Aristotle, who has a large capacity for analysis and appreciation of
the given—that they understood the actual which they saw. It is only to say
that they understood it in the light of their own philosophy, and condemned it
because it was dark in that light.
But we must
not do injustice to the sober inductive method of Aristotle, or to the width of
the knowledge of facts which underlies his political theory. He made a
collection of 158 polities, ‘democratic, oligarchic, aristocratic and
tyrannical’: one of these, the Constitution of Athens, discovered some
thirty-five years ago, remains to indicate their character. He also made a
collection of ‘customs’ (the customs, it would seem, of the ‘barbarians’) in
four books: he wrote a treatise on the ‘cases of constitutional law’ submitted
by Greek cities to Philip of Macedon at Corinth: he wrote a work ‘On Kingship’
for the benefit of Alexander, in which he seems to have advised his pupil to
distinguish between Greeks and barbarians, dealing with the former as ‘leader’
and the latter as ‘master’: he wrote an ‘Alexander or On Colonies,’ in which he
may have dealt with Alexander’s policy of planting Greek cities in Asia. The
last two treatises bring to the mind the curious question of the relation of
Aristotle to his pupil. The imagination of later ages seized on the theme: a
medieval fabliau, ‘Le Lai d’Aristote,’ makes
the tutor accompany his pupil to India as a sort of chaplain and confessor. The
actual facts are scanty enough. In the Politics there is a complete silence
about Alexander, and an absorption in the city-state as complete as if
Alexander had never existed: it is only from later bibliographies that we learn
of the two treatises supposed to have been written by Aristotle for the benefit
of his pupil. The connection between Aristotle at Athens and Alexander in Asia
would seem to have been confined in the main to the realm of natural science.
Alexander is said to have sent an expedition up the Nile, to investigate its
sources, at the suggestion of Aristotle: he sent to Athens, for the use of the
Peripatetic school, the observations on the fauna and flora of Asia made by the
scientific staff which accompanied his expedition. That is perhaps all.
Certainly Alexander’s policy in dealing with the relations between Greeks and
‘barbarians’ in Asia was not the policy supposed to have been advocated by
Aristotle. It was more in accord with that afterwards enunciated by
Eratosthenes, who, ‘refusing to agree with those who divided all mankind into
Greeks and barbarians and advised Alexander to treat the former as friends and
the latter as foes, declared that it was better to divide men simply into the
good and the bad.’
V.
THE
END OF THE POLIS AND ITS POLITICAL THEORY
The policy
which Alexander developed during his conquest of Asia was a policy essentially
different from that which he had entertained at the beginning of his conquest.
In 336 he was the generalissimo of the Greeks in a war against ‘barbarians’ who
were the natural enemies and the natural slaves of the Greeks: by 330 he had
come to value Persian monarchy and to be attracted by Persian nobility; and he
was planning an Empire in which he should
be equally lord of Greek and Persian, and both should be knit together as
equals by intermarriage and common military service. This meant a great
revolution. It was much that men should rise from the idea of civic autonomy to
that of Greek unity: it was more that they should rise from the idea of Greek
unity to that of the unity of mankind—so far, at any rate, as mankind was yet
known. If we analyse this last idea, we shall see that it really implies two
conceptions—the conception of a single Cosmopolis, and the conception of all
men (Greek or barbarian, Jew or Gentile) as equal in that Cosmopolis. These are
two fundamental conceptions that inaugurate a new epoch—an epoch which
succeeds that of the Polis and precedes that of the national state—an epoch
which covers the centuries that lie between Aristotle and Alexander at one
end, and Machiavelli and Luther at the other, and embraces in its scope the
three Empires of Macedon and Rome and Charlemagne. They are the conceptions
which dominate the theory of the Cynics and Stoics. They are again the
conceptions which we find in the teaching of St Paul, who believed in one Church
of all Christians which should cover the world, and held that in that Church
there was ‘neither Greek nor Jew. .. barbarian, Scythian, bond nor free.’
The
city-state seems already to belong to a remote past, when we reflect on
Alexander’s sweeping plans and the revolution of thought which they helped to
produce. But it still survived under tutelage. Alexander and his successors
recognized a double citizenship in all the members of the Greek cities in their
Empire —a citizenship of the city, and a citizenship of the Empire which took
the form of adoration (or proskynesis) due to the
divinity of the ruler who was ‘God Manifest’
and ‘Saviour’ of his people. In the sphere of their own citizenship the cities
retained a certain measure of autonomy; and theorists might still debate about
the proper constitution of the city. Such theories were somewhat academic, in
days when an Antipater might (as in 322) descend upon Athens, leave a garrison
in Munychia, and abolish the democratic constitution
in favour of the ‘ancestral constitution’ of Solon’s day. So long, however, as
it ran in favour of a mixed constitution, with a moderate suffrage (like that
instituted by Antipater at Athens, which left 9000 citizens with the franchise
out of a previous 21,000), the politicians of the day were willing to tolerate
political theory. Accordingly, the mixed constitution, propounded by Plato in
the Laws, where he sought to blend Persian monarchy with Athenian democracy,
and expounded by Aristotle in the Politics, under the form of a union of
the better elements of democracy with the best of oligarchy, attained a general
vogue in the new guise of a combination of the three elements of monarchy,
aristocracy, and democracy. Dicaearchus of Messana, a
pupil of Aristotle, identified his name with this scheme: his Tripoliticus, in which Sparta, with its kings, ephors and apella, served as an example and a type, set a fashion; and
the ‘tripolity’ became known as ‘the species of
Dicaearchus’. The same theory of the mixed constitution, with Sparta still as
model, was adopted by the Stoics; and with Rome in place of Sparta, it was in
turn accepted and expounded by Polybius and Cicero.
The last word
in the political theory of the fourth century was but a barren formula. The ‘tripolity’ is only mechanism, and doctrinaire mechanism at
that. The Republic of Plato had contained a genuine and profound philosophy of
society and human order—its purposes as well as its methods: its life as well
as its form, a form for which there is no matter—the skeleton of something
which has never existed. The one feature of historic interest which it
possessed was its cult of Sparta. Once it had been the Spartan system of moral
training which had attracted political theorists. There are imitations of this
system in the ideal state of Plato’s Republic, though we have to
remember that on the whole Plato regards the Spartan constitution, which really
supplies the model for his ‘timocracy,’ as a corruption of the ideal. In the
Laws Plato is the critic of Spartan training, on the ground that it is merely
directed to the one virtue of courage, and neglects the greater things which
belong to peace; but none the less he admires the mixed character of the
Spartan constitution, so curiously and so subtly blended that it is difficult
to decide whether it is tyranny, monarchy, aristocracy or democracy. In the
Politics Aristotle is entirely inimical: he repeats the criticism of Plato, and
adds a number of criticisms of his own; he has no praise for the mixed
constitution of Sparta, and his own conception of such a constitution is
something entirely different. It was left for his disciples, such as
Dicaearchus, to renew and develop the admiration of Plato for the Spartan
constitution. So Sparta, discredited in one part, entered the stage again, amid
new applause, in another. She was more fortunate than deserving. If any state
deserved ill of fourth-century Greece, it was Sparta. She was in league with
the Persian king in the East and the tyrant of Syracuse in the West.
She
suppressed federations, and sought to ensure the disunity of Greece, which she
thought to be the condition of her own power, and which proved to be the cause
of the victory of Macedonia. If she had not broken the Chalcidian confederacy
in 379, the power of Philip might never have been established. It is idle to
speculate about the consequences which might have ensued. Sparta perhaps served
a purpose. The Greek cities might never have achieved their own unification by
their own efforts; and a larger instrument was perhaps needed for the large end
of a general diffusion of Greek culture. But those who have been touched by the
tradition, and educated by the philosophy, of the Greek city-state may be
permitted to stand by its grave and remember its life: to wonder what, under
happier auspices, it might have achieved, and to lament that it was not given
to a Greece inspired by Athens to lead the Mediterranean world to a unity
deeper and more pervading, because more surely rooted in a common
culture—larger and more permanent, because more firmly planted in a general
freedom—than Rome was ever destined to achieve.
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