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DECLINE OF EMPIRE AND PAPACYINTRODUCTION
The seventh volume of the Cambridge Medieval
History covers, roughly speaking, the fourteenth century, and this period of
time forms without undue straining one of the compartments into which the
Middle Ages are conveniently divided. It is a testimony to the naturalness of
this division that we take up the events in France, Germany, and England at an
earlier date (1270, 1273, and 1272) than the fortunes of Italy and the Papacy,
for the former entered earlier on the late medieval stage of their political
development than did the latter. The feudal age, we may say with some
over-accentuation, has for them merged into the age of chivalry. The change
marks indeed an improvement, but not improvement unalloyed. There is also a
decadence, not so much retrogression, but that ossifying of regnant ideas which
are slowly losing their vitality, which draw their life not from present needs
and hopes but from past aspirations, whose fulfilment men no longer expect but
on whose claims they are content to pay a decent percentage in the pound. A
code of rules succeeds vague enchanting ideals; legal subtleties overlay the
broad principles of law; the ardent enthusiasm which led the early friars to
“follow naked the naked Christ,” and gave birth to the ideal of Sir Galahad,
has given way to a more practicable achievement. This was natural if only owing
to the wide diffusion of these ideals; the many adapted the ideals of the
heroic few to workaday circumstances, and while the ideals remained on the
whole beneficent, their effect grew ever less and their weaker elements, one
might say their narrowness and artificiality, grew ever more prominent.
Something
of the same fixity of ideas under a disguise of change may be detected in the
strictly political sphere. Internal peace and good and efficient government by
means of strict royal supervision of the feudal fabric of society had been the
aim of the political leaders of the last two centuries; to be anti-feudal was
not in their thought. Their successors followed the same aim and elaborated
remedies on the same principle with undefeated perseverance. In their efforts
to perfect and complete they devised much that was new and that was to be
fruitful in later times, but in their experiments the feudal conception was
predominant. The novel ferment in these creations strained, but did not break
the feudal mould which contained them.
New ferment indeed there was. The rise of the
bourgeoisie in the towns, the steady increase of free peasants in the
countryside, the multiplication and the grievances of the employees of the
manufacturers, the flagrancy of ecclesiastical and administrative abuses, the
contrasts of utter poverty and extravagant splendour in the capitals and
princely castles, the very growth of literacy which extended knowledge, the
quickening consciousness of national divergence and antipathy, the universal
disaster of the Black Death and the more local horrors of the Hundred Years' War, and finally the spectacular scandal of the Great Schism, all these could
not fail of effect on men’s minds. The age is one of stirring and striving:
peasant and artisan beat tempestuously if in vain on that firmly-built society;
kings and nobles wrestled for the control of the State; isolated thinkers
discussed the theory of the Church and sowed the seeds of the future. But as
yet the old foundations were too strong to be shaken. The century ends with
Church and Feudalism and the accepted philosophy of life standing where they
did. But they had provided no real remedies for current ills and needs; they
had only baffled opposition; and the opposition they crushed or over-rode was
confusedly or unconsciously germinating those new ideas which distinguish modem
from medieval times.
Nowhere
can the more political side of this restless fermentation be more clearly shewn
than in the rival kingdoms of France and England. Their development runs
parallel, alike in their broadest characteristics, contrasted in their narrower
but deeper peculiarities. They were the most advanced of feudal monarchies, the
countries where the feeling of nationality, in spite of provincial
particularism, had most nearly coalesced with loyalty to the State. Each at the
beginning of this period was a congeries of feudal jurisdictions controlled by
a centralising national kingship. Against the freer feudal franchises of France
may be set the greater share of the feudal class in the English royal
administration. In the age of Edward I and Philip the Fair they are seen under
the influence of a movement which has strong similarities in both. This is the
movement to harvest the fruits of the previous unifying process, to systematise
and extend the royal bureaucratic control of the State, to make the king’s
governance effective. Thus in both the central government is elaborated and
ramified; it is a documentary age, where a host of busy clerks exercise control
and harden routine by voluminous record and sedulous red-tape. Alike in both,
although with a different past and divergent tendencies, these kindred
bureaucracies spread their tentacles over the life of the realm. In this
encroachment the ideal of better, sounder government took an active share.
Edward I and Philip the Tall were reforming, legislating, codifying kings: they
legislated to redress grievances, to formulate custom, to provide better method
and better law. And in the endeavour to bring home their government to their
subjects, they insist on personal touch and gather their people round them in
national assemblies, the English Parliament and the French States General.
That they thus confirmed incidentally the representative principle has perhaps
more importance for the future than for their own day. What in their own time
meant most was that the never complete and then declining isolation of fief and
town found the main avenue of the future thus completely barred. Isolation
might continue but there was contact always in one direction, that of the
central power. A national or State administration had become the reigning
political conception.
The
second movement, earlier (as thirteenth-century history prescribed) in England,
later in France, was the natural sequel. Political strife concentrates not on
the endeavour to escape from the authority of the State, but on that to control
it, if not completely, yet in certain wide spheres of its activity. It was the
feudal nobles, the aristocracy, who took the lead in England, and their aim
was, it may be said, to make the king the representative, almost the instrument
of their class. The abuses of a cumbrous administration, of greedy officials,
of inconsequent royal caprice gave them a perennial cause to champion. The king
resisted with all his energies and worked constantly for the sole direction of
the State. The vicissitudes of the conflict, which contributed to the formation
of the English constitution, are told in this volume. Here it need merely be
said that Edward III won a personal victory only by taking the nobles into
subordinate partnership; that his French wars ended by giving them local
predominance and armed forces, under the name of Livery and Maintenance, more
dangerous than the obsolete feudal sendee, while
retaining the spirit of feudalism; that the Keepers of the Peace ruled the
districts in which they were country gentry. When Richard II challenged the
nobles in his attempt at despotism, the system of partnership between king and
lords took formal shape as the “Lancastrian experiment”.
One
expedient of the Edwards, which had many precedents, had been to endow their
sons and increase their own hold on the nobility by raising them through
marriage or grant to be the greatest nobles of the land; and this led under
Richard II to the baronial instinct of control being strengthened by schemes of
rival princes for the crown and complicated by endless family feuds. The same
system of appanages prevailed also in France, and takes the leading place in
the era of factious discontent which supervened on the death of Charles the
Wise. Like Lancaster, Gloucester, and York in England, Burgundy, Anjou, and
Orleans in France fought for and round the crown, and exploited justifiable discontent
and strivings for reform. In France, as in England, the period of baronial
control was dominated by selfish princes and feud-ridden partisans. Monarchy
based on feudal ideals was breaking down, and those ideals could not bring to
birth a successor to it. Feudalism itself was old.
In
no feature of fourteenth-century society is the working of centralising
monarchy on feudal institutions and on conditions increasingly non-feudal
better seen than in the development of the assemblies known as Estates. They
were strictly feudal in origin, for they took their rise in the obligations of
vassalage; but they soon outgrew the merely feudal conceptions. Already in the
thirteenth century, they shew a grouping of men in classes, not in the older
feudal hierarchy; in the fourteenth century, the nobles, the ecclesiastics, and
the bourgeois of a nation or province form in these assemblies separate
“Estates,” divided by their profession, their occupation, from one another.
Even in the abnormal “Commons” of England, the alliance of the Knights of the
Shire with the Burgesses reposes on the fact that the “Knights” represent the
freeholders of the Shire bound together by their common function of raisers of
crops and herds and disregarding the feudal tenure which diversified them. Thus
the truly medieval society of groups received its latest and widest embodiment.
The group covered the kingdom or province; it was based on the essential
function of its members; but these groups were still in separate layers; they
assumed a feudal class and government; and the measure of their eventual
unsuccess was the measure of their mutual lack of harmony, the dissidence of
the feudal and non-feudal layers. Save in England their future growth was
compromised by the feudal mould in which they grew. True national solidarity
and individual allegiance to the State were to find their fitter school in the
absolute monarchies of a later day.
If
we turn to Germany, the scene seems changed. There the centralised monarchy of
the feudal type, we may say, had never arisen. On the contrary, the (to
over-state a little) half pre-feudal kingship had collapsed with the
Hohenstaufen, and the Golden Bull of Charles IV seems like a raft of gilded
wreckage. There the particularist nobles, save in
spasmodic efforts of the new College of Electors, made no attempt to control a
central government which barely existed. Their efforts, like those of the Free
Cities, were bent towards local predominance. But here, too, the feudal spirit showed
its inability to construct. The teeming resources of Germany were spent in
insensate rivalries and the shifting pursuit of endless, incoherent petty
interests. Even in the just-emerging State of Switzerland the common interest
and character, which did indeed lead to its creation, are almost hid in the
bewildering thicket of the broils of town and country, valley and plain,
peasant and noble, burgher and artisan. Chaos indeed might be in labour, but
its child, the Swiss nation, was yet unborn.
Perhaps
the most striking feature of fourteenth-century Swiss history is that here the
peasant class won a permanent victory over the feudal rulers, and it may be
that this was because their grievances and aims were more political than economic or social. But all over the West the peasants and their
congeners, the workmen of the towns, were seething with like tempestuous
desires and struggling to divert the current of social evolution into a new
channel. Much might be due to that change for the worse in the general
condition of the peasant described in Chapter XXIII, much to the unprecedented
phenomenon of manufacturing towns crowded with stinted workfolk. The wasteful
horrors of the Hundred Years’ War and the countless feuds, the misery and the
opportunities of the recurrent Black Death were subordinate incitements. But something
must also be allowed, sporadically if not everywhere, to the power to plan and
organise given by the driblets of increasing civilisation that fell to the
share of the workfolk. They had their orators, their propagandists, and
statesmen even.
The
Peasants’ Revolt of 1381 in England was the briefest and least recurrent of
these efforts; we may guess the grievances were less and already diminishing.
The Jacquerie of France in the mid-century was fiercer in its rage at
oppression and at the splendid incompetence of chivalry to defend the
countryside from the terrible ravage of the Free Companies and the English. It
ended, as it began, in despair. It is significant of the distant future that
the only remedy which emerged was the national armed monarchy directed by the
secret counsels of Charles the Wise. It is also significant that this wild
revolt was contemporaneous, and in its immediate causes was allied with the
unsuccessful attempt of the bourgeoisie, led by Etienne Marcel, to exert a
degree of control over the royal government through the States General. The
tide rose, in short, against feudalised, chivalric monarchy and its hide-bound
bureaucratic instruments, and was repelled. Something of the same course was
visible in the Cabochian movement of 1413; only here
the lower bourgeoisie and the mob were predominant, and equally they failed. It
was not only coherence and steady cooperation that were lacking, but the
experience and daily faculty to direct great affairs.
These
French movements, although they hold the centre of the stage, are yet only pale
and partial reflexes of the upheaval of the industrial populations of Western
Europe in the fourteenth century, to be seen from Germany to Spain. Here,
however, only its manifestations in Italy and the Netherlands can be touched
upon; they were the most important, and the most European; for these towns were
the nerve-centres, the ganglia, of the commercial system of the West. Two
fundamental facts give the basis of the history of these trading towns from 1100
to 1350 a.d.: the continuous growth of their
population and the like increase of their manufactures, of which the making of
the varieties of cloth always formed the staple. From these two causes arose
the primitive capitalist, merchant, employer, and banker; the thronging pettier
traders, retailers, provisioners, metal-workers, and the like, typical “small
masters”; and last, the multitude of wage-earners in the cloth-industry. The
general rise of population and the ever-widening, securer commerce of these
two- and-a-half centuries, of which the towns furnish the clearest evidence,
gave them their opportunity and indeed caused their existence. But the lion’s
share of their prosperity went to the earlier strata of the town-population,
the first in the field, and already in the thirteenth century the merchant and
employer class were forming in Flanders (to give the most wealthy
district as an instance) a narrow hereditary oligarchy, oppressive to the
“small masters” and retailers, and exploiting without pity the mass of their
employees, who were their subjects, their tenants, and almost helplessly
dependent on them for a livelihood. Such a state of things could not last.
Defeated risings were in the early fourteenth century followed by victorious
revolution, of which the “Matins of Bruges” in 1302 may stand as an example.
The general result was the erection of the stormy “democratic” government of
the metiers or gilds, in which the ancient oligarchs formed but a small
opposition, while the employee cloth-workers and the “domestic” trades
struggled for the mastery, and the Count of Flanders with his nobles trimmed
and tacked and warred to regain their authority. The democratic forces seemed
irresistible in the towns, but there were fatal weaknesses in their constitution.
First, each section within them fought only for its own hand and its own
supremacy: weaver hated fuller, smith, and cordwainer. Only after years of
civil strife and revolutions was something like an uneasy, selfish partition of
power attained. Secondly, these towns and gilds were at the last resort
dependent on “great commerce,” international exchange, which they could not
control and did not understand. To their disillusion, the gildsmen derived but
little economic benefit from their predominance. The Black Death and its
sequels, if they put a stop to the growth of population, and raised wages
temporarily, perhaps permanently, also diminished consumption in like measure.
The metiers were incurably narrow and egoistic in external as in internal
politics and economics. Their one remedy for failing commerce was privilege and
rigid protection; the older merchant oligarchies had aimed at freeing and
easing exchange; but the metiers blocked it—the retailer or employee was
supreme. The towns thus had one another and the countryside for their enemies;
they thought only of monopolising their narrow local market. When the new large
territorial power of Burgundy succeeded petty principalities, and curbed the
rival German Hansa towns, and favoured the new free port of Antwerp where
merchants could congregate, the older towns, with diminishing manufactures,
engrossed and divided by local interests, were bound to fall into recalcitrant
tutelage. The “democratic” regime had ended in failure.
The
same motives as those that induced the revolutions in the Netherlands worked
also in North Italy, and here the best illustration is found in the great
manufacturing and exporting city of Florence, whose very peculiarities make the
essential facts more clear. In the first half of the fourteenth century
Florence was under the sway of the Greater Arts, i.e. the merchants,
manufacturers, and bankers. They admitted the Lesser Arts, i.e. the retailers
and small masters, to a subordinate partnership, and this, together with the
alliance of the Papacy and the Kings of Naples, perhaps accounts for the later
date of the revolutionary movement. But their exploitation of the workmen in
the cloth-industry was almost ruthless, as it was in Flanders, and in the
latter half of the century the bitter discontent of their victims exploded
finally in the revolt of the Ciompi (1378). Brief
mob-rule was succeeded by brief predominance of the Lesser Arts allied with the
upper stratum of the workfolk. Yet their failure was more rapid than in Flanders.
The banking centre of Europe could only be ruled and guided by a ring of the
great employing merchant and banking houses, and in 1385 a narrow oligarchy
once more took the reins. When their own egoistic divisions caused their fall,
it was not democracy but the “Tyranny” of the greatest banking house, the
Medici, with the genius to win over and to favour the lesser folk, which, under
republican forms, succeeded to the rule of the State.
The
control of foreign trade, in short, was the mainspring of the power both of the
long-lived oligarchy of Venice, the less disciplined oligarchy of Florence, and
the Medicean despotism. Elsewhere in North Italy, the
solution of class-warfare and perhaps partially of the economic problem had
been found in monarchy, which at least gave order and security. The Italian
despots had a distant kinship to the territorial sovereigns of northern Europe;
but these were firmer based on a nationalism which could unite classes and
provinces in allegiance to the native prince. At the end of the Middle Ages the
same sympathies and needs at length united Spain.
Two
great and long-continued disasters shook both the political and the economic
fabric of the fourteenth century, the Hundred Years’ War and the Black Death.
Neither of them created or perhaps much deflected the main movements of the
time, but they hastened incipient decay and stimulated natural growth. The war
found France the most prosperous and the strongest realm in Europe; it left it
poor and enfeebled, if ready to revive; feudalism was therein put to the fatal
proof which in the long run made absolute monarchy inevitable. That monarchy was
all the more national because the long war had acted as a forcing house for the
sentiment of nationality already clearly in existence. Again, the war hastened
and made more complete the transference of the line of the greatest trade-route
eastwards from France to Central Germany: the fairs of Champagne become
negligible; Augsburg and Nuremberg, to mention no others, were now main links
in the chain from the Mediterranean to the North. This factor cannot be
neglected in the revivification of the intellectual life of Germany, and is one
among the many causes of the later Reformation.
The
effect of the Black Death on Europe was at the same time more suddenly
impressive and cataclysmic and more lasting and subtly pervasive than that of
the war. Its first progress was like the relentless advance of a prairie fire,
destroying and inescapable. Its way had been prepared by the silent unrecorded
invasion of the Black Rat, which seems to have entered Europe, perhaps in the
wake of the Crusades, in the twelfth century, and if we knew the distribution
of the rat in the plague years we might partially account for the “patchy”
incidence of the Death. In any case the plague first fastened on the great
Crimean grain port of Kaffa in 1346, and thence
spread through Constantinople to Sicily, Genoa, and Provence in 1348. Before
the year was out it was in England; by 1350 it had traversed Germany and
Scandinavia. As was natural, it followed the trade-routes, and the rat-infested
ship and barge were more deadly than the march of an army. The immediate
mortality was terrible; it may have carried off one-third of the population in
the three years of the first visitation. But perhaps more important for the
future was its recurrence almost every ten years. Up to 1350 the population of
Western Europe seems to have steadily increased. For perhaps a century
afterwards a kind of stagnation seems to prevail, and the renewed upward
movement hardly begins till after the close of the Middle Ages. The consequence
of the first mortality was a violent, if temporary, shock to the existing
economic fabric of society, but it did not initiate a new. None the less, in
conjunction with its periodical recurrence, this mortality increased
permanently the strain on the old order of things, while it staved off for long
the modem problem of over-population. Its effect on the mentality of Europe
seems somewhat similar. There was the usual debasement which follows great
disasters. For a while men were more reckless, less dutiful, more callous; and
if the old enthusiasms and devotion survived, we have the impression of a
certain lassitude in then pursuit. The shield and the rosary, already too conventional,
were tarnished; revival tended to be revolutionary, and revolution to be
ineffectual. It is hard to speak with certainty on what is so intangible and
obscure, but if the Black Death hastened the decay of the old, it does not seem
to have produced, even when it promoted, the new.
Apart
from the dubious repercussions of the Black Death, it is an easier task to follow
the evolution of medieval ideas in the slow transformation of the fourteenth
century, for here men formulated their thoughts in recognisable shape. It is
easiest of all when those ideas were expressed in a living institution, the
Church and its head, the Papacy. Here again we note the symptoms of the
contemporary feudal monarchy displayed. The unity of Christendom in its
hierarchical organisation remains the dominant creed, but it seems more of a
fetter than a source of energy. Over-centralisation and over-elaboration of
control mark the Papacy at Avignon no less than the secular kingships. They
bring more abuses than they cure. There is a kind of restlessness in the fixity
of the Church’s methods, in the rigidity of its attitude. Talents and zeal produce
over-development in government, but neither produce nor are guided by new
inspiration. Men revolve in vain in the circle of the past.
Nowhere
is this clearer than in the final struggle between the Papacy in “captivity” at
Avignon and the Empire, a dull epilogue to that splendid drama. Its material
cause was the traditional dread felt by the absentee Papacy for the revival of
the corpse-like Empire in Italy; its cause in the realm of ideas was the Popes’
desire to elaborate the doctrine of their “plenitude of power” in the secular
affairs of Europe. Boniface VIII, Clement V, and John XXII stretched the papal
claims to the full. Yet they were really defeated. Boniface VIII was ruined by
Philip the Fair; John XXII could not overthrow so mediocre an antagonist as
Lewis the Bavarian. And the claims end by being mere words; they cease to be a
practical problem.
More
success attended the papal supremacy in things ecclesiastical. The Popes’
absolutism penetrated every cranny of the Church, and John XXII, the so-called
“father of annates”, enlarged and enforced the papal prerogative of provision
to any benefice. Yet it was a Pyrrhic victory. Even when unresisted, the Popes
had to use their providing power largely to gratify the national kings, and
when they acted independently they were liable to meet a steady resistance of
delays, evasions, and defiance.
A
large part of this resistance was due not only to the local or private rights
and interests which were over-ridden by the universal Pope, but also to the
national feelings and interests which resented the exploitation by a foreign
monarch. The Popes and their Curia at Avignon were definitely French.
Englishmen and Germans were reluctant to yield revenue and power in their own
countries to a foreign and often an enemy Pope. This feeling spurred the
English Parliament to pass Acts of Provisors and Praemunire, which gave a legal
standing-ground to the King, comparable to the Popes’ Canon Law, and it nerved
the German chapters to fight a long and losing battle. The Great Schism is
really its outcome. The national feeling of the Italians extorted the election
of Pope Urban VI, and it was French nationalism as well as Urban’s tyranny
which led to the restoration of the Papacy to Avignon with Clement VII.
National and State interests dictated to the kings and rulers their choice
between the rival Popes, and even the Council of Constance, inspired by the ideal
of the unity of Christendom, could only achieve reconciliation by dividing
itself into “Nations” and not treating its members as the single body of the
Church. Meantime, as had been foreshadowed by Boniface VIII’s defeat by Philip
the Fair, the supernatural prestige of the Papacy had severely suffered. The
rival Popes had been mendicants for royal recognition; the seamless robe of
Christ had been pitilessly torn in sunder; and the full demoralisation of the
ecclesiastical organism had been completed and been brought to light. Yet here,
too, as elsewhere, the forces of the ancient regime were still strong enough to
beat back heresy, schism, and revolution, whether doctrinal or national; it was
the well of life which should rejuvenate themselves that they could not find.
From
the idea so strictly embodied in one institution we turn to the more pervasive
ideas, spiritual and intellectual, which were woven into medieval culture. It
may be maintained that the fourteenth century opened with their defeat or at least
their failure, like that of Papacy and Empire. The inspiration of the Friars,
along with the strange hopes of an apocalyptic millennium which we see in
Dante—themselves a recognition of the hopeless odds against success—faded away
and found no successors. In like manner the philosophy of St Thomas Aquinas
proved no final solution of the problem of the world, while the scholastic
method and the scholastic theme had hardened into an orthodoxy of field and
subject, which heaped subtlety on subtlety, building up and pulling down a
stereotyped pack of cards. As with the schoolman’s world, so that of the knight
seemed to have reached its limits and made its last discoveries. Chivalry, the
sum of the knight’s ideals, had become a code, a badge of good form. Much of
its charm and virtue might remain, but narrowly interpreted as the freemasonry
of a special class, decked in the fantastic blazonries of its coat-armour, it
had become conventional and showy, a “gilded pale” to keep the vulgar out which
too frequently hedged round the vulgar within. Its most religious aspect was
the crusading vow, and the crusade had become an obsolescent
fashion. Men took the cross as a knightly adventure due to their position, a
kind of grand tour; and all the statesmanlike efforts of the Popes to organise
the defence of Eastern Christendom were failures. The iniquitous suppression of
the Templars, themselves completely negligent of the object of their Order, was
a revelation of the veering interest of the West. The wars of the Teutonic
Order were but an incident in the spread of Germany beyond the Elbe and
Vistula. Yet the true spirit, however enfeebled, was not dead, as the
ill-supported Hospitallers at Rhodes remained to testify.
Still
more static and routine-like was the ethos of the monks and friars, the
protagonists of the ascetic ideal. The ancient ardour in both had in general
died away, and left respectability at best. No doubt in earlier times
corruption or tepidity had always found easy entrance into the cloister, and
there had been periods of marked general decadence. But these had been followed
by periods of enthusiastic revival, in which a new meaning had been given to
the still expanding spirit of asceticism. The last and most original of these
revivals had been that of the Friars. Its aftermath had been the devoted
missions among the Tartars, as far as China, and elsewhere, which had their
“theorist” in Raymond Lull, and their secular counterpart in the travels of the
Polos, so incredible and so true. But now that creativeness seemed spent. More
especially after the Black Death, which depleted the ranks of the more zealous,
a lethargy settled down over convent and monastery. It was not so much
corruption, although that was often flagrant and notorious, as sleepy, slack routine,
the comfortable exploitation of endowments, which characterised the age. Fewer
in numbers, often burdened with debt, aiming at the minimum necessary, the
monks lost admiration, and even respect; the friars became self-indulgent
catchpennies. No brilliant exceptions, no increase of supervision and goadings from above could excite any lasting flame from
these dying embers or recapture the popular veneration of old time.
Yet
the fourteenth century is not merely that in which the feudal age moves slowly
towards its setting; it is that in which the harbingers appear of the
Renaissance and even very dimly of modern times. Sometimes they move vainly to
the attack on the reigning system; much more often they undermine its embattled
walls, or dig the foundations of a totally different structure, all the while
believing they are loyal members of the garrison. Perhaps after all they were,
and would have saved it had they been allowed. What in their diverse ways these
forerunners did was in one degree or another to cultivate new intellectual
territory, to change the outlook on the old, to offer a new approach to life
which could replace that which had had its stimulating beauty trampled out by
the thronging feet of generations. They were a product of the success of the
earlier time. Comparative increase of security and opportunity, exemplified in
the universities, had given men more personal freedom and wider experience.
Justinian, Gratian, and Aristotle had aroused and trained the critical and
observing faculties, scholasticism had refined the reasoning powers, vernacular
literature and architecture had strengthened the creative imagination and
applied it to the real world of mind and matter men saw before them. And the
real world at this critical moment of discovery was, one might say, inevitably
“nominalist”. Each personality or phenomenon in it had to be noted separately.
The widest classification we can adopt for the pioneers is that of
individuality—not yet individualism—in themselves and in what they perceived.
They dealt instinctively with each man or thing independently of their group or
compartment in the frame of society or the world. It was not Dante’s
world-scheme, so typically medieval, but his unsubmergible personality, making him “his own party”, his extraordinary power of observing
and creating separate human characters and events, his eye for the particularities
of Nature, each object being seen as it exactly was at some special moment,
that gave him his originality and made him the founder of modem literature.
An
analogy to this is traceable in the new attitude to ancient classic literature
which begins to appear in the persons of Petrarch and Boccaccio, the founders
of the Italian Renaissance. Equipped with the same social inheritance as Dante
in life and in education, with his achievement too before them, they were able
to appreciate the classics in a new way, to view them not only as the
repositories of wise sayings but as personalities with individual traits and
gifts existing in a past environment. The sense of historical perspective, so
long lost, began at last to revive. Dante had studied Virgil, not only for tags
and learning to be fitted into imitative Latin, but for the refinements of
style, for reflection on human life, for insight into Nature and emotion to be
emulated in the new language of Italian. So does Petrarch hold personal
dialogues with Cicero and strive to realise from their works the dead authors
he loved. For him and for Boccaccio was opened a new unhackneyed field of
research with new treasures of thought and knowledge to be rifled, a new and
sovereign clue to the study of life. Here was a world to conquer, and here the
human spirit could kindle once again to a more than youthful ardour. It was no
accident, but another aspect of the same revelation which made Petrarch the
introspective singer of the Sonnets, piercing through the layers of
conventional courtly love to the intricate core of his own heart; and made
Boccaccio apply all the graces of his classic diction to the portrayal of men
and their manners and the ironic chances of life. A veil seemed to be
withdrawn; no longer hid by the doctrines of the schools, disguised by
long-regnant platitudes, life spoke to them freshly; for them as for Virgil mentem mortalia tangunt. And this, in terms of painting, is the
discovery of Dante’s contemporary, Giotto.
When
we look backward, Giotto does indeed begin a new age in the plastic arts, but
in his own time he is only the most original and creative representative of a
European development. The gradual increase of technical power over their
several mediums was the common characteristic of the artists of the thirteenth
and fourteenth centuries. Their art, unlike the Italians, might, as
the Hundred Years’ War continued, be on the way towards the exhaustion of the
ideas, religious or chivalric, which were its inspiration, but its aesthetic resources
were gaining still. The architect has progressed from the safe and stern
solidity of latest romanesque to the daring,
high-strung energy and variegated, light-filled strength of full Gothic. The
sculptor, and even in some degree the painter, could make supple foliage and
drapery, lissom figures, whether animal or human, and dramatic action. The
faces lose their stolid glare, and become instinct with emotion; a statue can
have an individual character, an instant’s expression, standing out amid its rivals
and separate from the world it inhabits and suggests.
It
is curious to note the seamy side of this individuality in contemporary
warfare. The age of systematic chivalry with its conventions and its breeding,
slave of the accolade, is also the age of Free Companies and single adventurers
owning no law but personal ambition and profit. Theirs was a barren freedom,
but their Italian analogue, the tyrant, was more creative, for in the tyrannies
there was evolved the non-class State, where men could count for their personal
qualities unconditioned by their status. These premature principalities and the
republics which existed beside them found a still more premature philosopher in Marsilio of Padua, in whom sceptical criticism and a
direct reading from Italian life under the guidance of Aristotle produced a
personal originality which anticipated the theories and methods of the
nineteenth century.
The
new tendencies, the new originality were also to be seen, however muffled in
the frock and the gown, in the religious life of the time. It is surprising to
find amid monastic lethargy and institutional petrifaction that the individual
somehow shakes himself free and asserts his independence. We meet the heyday
of the mystics. Whether recluse as in England, evangelistic and propagandist as
in Germany, social as in Italy, the keynote of this mystical movement, alike in Eckehart, Tauler, and
Groote, Juliana and Richard Rolle, and St Catherine of Siena, was the immediate
search of the individual soul for God. It had its forms of aggressive heresy;
but it was the obedient revolt from the stereotyped routine of passable
salvation which had the greatest future significance. A crowd of deeply
religious natures were patently thinking from and for themselves; they coincided
with, they did not follow orthodoxy. With Wyclif this individuality entered
scholasticism and the discussion of the organisation of the Church. In method
and in training Wyclif was a later schoolman, treading the common round. But in
his speculation and doctrine he too changed the venue. Christian doctrine had
from 1100 to 1300 steadily grown legalised. The iustitia of St Augustine, the condition of salvation, had come to mean loyal and legal
membership of the organised universal Church. Now Wyclif interpreted iustitia as ethical righteousness in direct
relationship with the will of God; it was this alone which really counted. The
singer is once more the man who can sing, not the formally appointed precentor
in the legal institution. Thus it was natural that Wyclif should follow Marsilio in denying the validity of the existing government
of the Church; natural, too, that he should be the father of the scheme to
place the Law of God, by which ethical righteousness was determined, in the
hands of the laity by the translation of the Bible into the vulgar tongue.
The
individuality, which, with its corollaries of thought, appears in these
scattered groups, was the beginning of the evolution towards modern times, but
in 1400 it had neither developed clearly nor penetrated very far into society
as a whole. The same may be said of the other portents of change, and the fact
makes the fourteenth century only the commencement of a transitional age. The
soil trembles under the feudal and ecclesiastical edifice; there are fissures
and sudden landslides; but the old order still keeps intact and solid, as if it
had been built for eternity.
CHAPTER I.ITALY IN THE TIME OF DANTE
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