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DECLINE OF EMPIRE AND PAPACYCHAPTER III.GERMANY, 1273-1313(A)
The
political condition of Germany towards the end of the Interregnum was indeed
deplorable. Its kings, for more than three centuries, had ruled as Emperors
over Central Europe in concert with or in opposition to the Popes. This
opposition had ended about the middle of the thirteenth century to the
disadvantage of the Empire in the victory of the Popes over the proud race of
the Hohenstaufen. The German Kings who succeeded, albeit only nominally, had
not been able to maintain their supremacy over the vassal princes, and had left
the Empire in hopeless confusion. This lasted until 1273; it was in fact a
period of Interregnum.
After the
death of the nominal king, Richard of Cornwall (2 April 1272), there was a
general desire to place at the head of the State a real king and a truly German
one. The new Pope, Gregory X, elected a few days before, animated by a fervent
longing to wrest the Holy Land from the Muslims, shared this desire. The
question was, however, whom the German Electors were to choose as their king.
They did not want a powerful German prince, neither the Wittelsbach Count
Palatine Lewis nor his brother Henry Duke of Lower Bavaria, less still the
brilliant Slav King Ottokar II, grandson on his mother’s side of the
Hohenstaufen Philip of Swabia, who ruled from Bohemia as far as the north of
Italy. On the proposal of the Bavarian Duke and strongly influenced by the
Count Palatine himself, they at last (1 October 1273) chose at Frankfort the
Swabian Count Rudolf of Habsburg, who readily accepted the terms imposed.
Rudolf, now fifty-five years of age, whose rich possessions were spread over
Upper Alsace, Swabia, and the north-west of modern Switzerland—the ancestral
home of the Habsburgs stands in Aargau on the Aar—entered Frankfort the next
day and on 24 October was crowned with Charlemagne’s crown in the ancient royal
city of Aix-la-Chapelle. He was highly respected in Swabia as the descendant of
an old Alsatian family from the neighbourhood of Mühlhausen, and greatly loved
for his knightly talents, his solid character, and his sympathetic personality.
As a partisan and connexion of the Hohenstaufen he humbly asked for the Pope’s
support and help, also for his “approbation” of the election and his promise to
crown him Emperor in Rome. Gregory, who was at Lyons for the General Council,
gave his promise in general terms (6 June 1274), although King Ottokar of
Bohemia, not having been allowed to vote and being disappointed at the choice
of the Electors, refused to acknowledge him as King of the Romans and
protested to the Papal See against the violation of his own rights and those of
Alfonso X of Castile, from whom he himself had nothing to fear and who during
the Interregnum had been one of the nominal Kings of Germany. For that reason
Gregory X did not as yet openly recognise the new King of the Romans. However,
he addressed Rudolf by that title on 26 September 1274, promised him the
imperial crown later on, and, ever in mind of the Holy Land, wishing to
maintain peace in Europe, did his very best to effect a reconciliation between
Rudolf and Ottokar as well as King Philip of France and also the king’s deadly
enemy, Count Amadeus V of Savoy; while Alfonso was warned to resign himself to
the Electors’ choice. By order of the Pope, Alfonso accordingly withdrew his
claims. Rudolf’s meeting with the Pope at Lausanne (October 1275), where he
appeared with a splendid suite of German knights, consolidated the momentary
cordiality between pontiff and king. The latter was not slow in promising to
undertake the crusade so ardently desired by the Pope.
The king’s
conflict with Ottokar, however, was not long delayed. In the autumn of 1276
Rudolf with an imposing army laid siege to Vienna, in order to bring the
disobedient prince of the Empire into subjection. The proud Ottokar,
excommunicated and outlawed, and forsaken by a number of vassals and subjects,
was obliged to submit (25 November) and to relinquish all his states in the
Empire except Bohemia and Moravia, for which he had immediately to do liege
homage to the King of the Romans. The latter took temporary possession of the
confiscated imperial fiefs, Austria and Styria, confirmed the Duke of
Carinthia and Carniola in his fiefs, and took up his residence in Vienna, which
remained the seat of his race for six and a half centuries. Thus King Rudolf
became the founder of the greatness of the House of Habsburg. The proud and
brave Ottokar, however, was far from feeling beaten. Taking advantage of
Rudolf’s quarrels with the successors of Pope Gregory, who had died in 1276,
over the imperial claims to the Romagna, he allied himself with the
neighbouring Polish and Silesian princes who shared with him the old hatred of
the Slav tribes against everything German. In June 1278 he led his army against
the King of the Romans, who on his side marched northwards with his trained
Austrian and Swabian knights and supported by a large army of Hungarian
horsemen under the young King of Hungary, Ladislas IV, his natural ally against
the Slavs, the permanent enemies of the Hungarians. The armies met on the Marchfeld near Stillfried on the
Danube in Austria (26 August 1278), and Rudolf fought with valour and success
against the ineffective Slav hordes. Their brave leader was captured and
forthwith murdered by a revengeful Austrian knight. On account of his
excommunication this dreaded ruler of the Czechs, the most famous of their
kings, was even refused burial with the rites of the Church. His body lay in
state in Vienna, was temporarily buried, and afterwards interred at Znojmo in
Moravia. His young son Wenceslas II was made to marry one of Rudolf’s
daughters; and in payment of the expenses of the war Moravia was pledged to
Rudolf for five years. Thus the mighty Slav realm fell; Bohemia alone remained
in the possession of Ottokar’s son, who was placed
under the guardianship of the Margrave Otto of Brandenburg.
This
brilliant victory tended to enhance the reputation of the King of the Romans in
Germany and also to secure the cooperation of Pope Nicholas III in procuring
for him the imperial crown. In order to induce the Pope to give his consent,
Rudolf allowed himself (14 February 1279) to be persuaded to approve
far-reaching declarations signed by the princes of the Empire concerning the
subordination of the royal to the papal power. In a solemn document they
likened the royal power to a smaller planet owing its light to the sun of the
papal power, and recognised that the material sword was wielded at the will (ad nutum) of the Pope. Rudolf definitively renounced
all claims to imperial sovereignty over the whole Papal State including Romagna
and over Southern Italy, i.e. Naples and Sicily, Emperor Frederick IPs
territory, where now ruled Charles of Anjou supported by the Pope. Charles’
grandson was to become King of the feudal State of the Arelate (or Burgundy) and to marry one of Rudolf’s daughters.
This
self-humiliation, however, did not bring him nearer to his goal. Pope Nicholas’
early death in August 1280 annulled the agreements, which appeared to have had
in view the division of the German Empire into four kingdoms, and were in any
case prejudicial to the interests and rights of the Empire; all this for the
sake of the coveted imperial crown. Rudolf never realised his desire, although
he could reckon on the cooperation of his new ally at Naples, who was now so
closely connected with his house, and on that of the latter’s nephew, the
powerful King Philip III of France.
While the
King of the Romans tried to strengthen the power of his race in the East and
strove after the imperial crown with undeniable ingenuity, he allowed the
numerous German princes to strengthen their power in their domains, which had
greatly increased since Frederick II’s time, and to settle their own feuds. The
free and imperial cities were permitted to form confederations for the sake of
their commercial interests. Rudolf only exercised his sovereignty by granting
important favours and privileges for money, and by forming on his journeys
through the Empire, whenever possible, unions for promoting peace, as had been
done by Frederick II in 1235. The Hanseatic League, formed some years before
between the commercial cities on the North Sea and the Baltic, was more firmly
organised under Rudolf. Although the fervently desired imperial crown was not
yet his, he managed at the brilliant diet held at Augsburg (27 December 1282)
to obtain the consent of the leading princes of the Empire to the investment of
his two remaining sons Albert and Rudolf with the duchies of Austria and Styria
as well as Carniola and the Wendish March as far as the Alps—formerly among the
fiefs King Ottokar held of the Empire. The elder of those two sons, Albert, was
to be the ruler, the younger was to be indemnified either by other territory in
Swabia or in Burgundy or by a sum of money, retaining, however, his hereditary
claim on the Austrian possessions. Carinthia, the duke of which had recently
died, had primarily also been allotted to him but in the end (1286) was
assigned to Count Meinhard of Tyrol as prince of the
Empire, who also received in temporary fief Carniola and the Wendish March as a
reward for his services against King Ottokar. Moreover the prospect was opened
of yet more extensive territory in this “East March” of the German Empire. For
his younger son Rudolf he expected soon to acquire an equally compact territory
either in Swabia, by restoring the ancient duchy, or in Burgundy. Then the
house of Habsburg would indisputably become the mightiest in the Empire and its
way be clear to the greatest eminence in Western Christendom; it would indeed
enter upon the inheritance of the Carolingian, Saxon, Salian, and Hohenstaufen
imperial families.
Opposition,
however, to his ambition, now becoming so apparent, was already rising in the
Empire. The second marriage of the king in his sixty-seventh year with the
fourteen-year-old Isabella, daughter of the late Duke of French Burgundy, in
February 1284 opened to him and his family new chances of extending his
possessions on the borders of the Empire, his new wife being a member of the
mighty Capetian family. The institution of royal governorships in order to
protect the newly established Landfrieden in
Swabia, Bavaria, and Franconia, the annoyance of the imperial cities at the
favours he bestowed on the princes of the Empire and at the monetary demands he
brought forward, his manifest ambition to make his royal power superior to that
of those mighty princes—all this excited anger and animosity everywhere. This
animosity shewed itself especially when in 1284 a pseudo-Frederick II appeared.
For years
the romantic history of the famous Emperor, whose name, together with that of
his great predecessor and grandfather Barbarossa, was still held in honour
among the German people, had given rise to the legend that he, like Barbarossa,
was not really dead but had only been hidden by his archenemies, the clergy.
When not actually the Emperor Frederick himself it was his grandson Conrad, who
had perished in the vain attempt to regain his Italian inheritance. About 1280
several pseudoFredericks and Conrads appeared. One of them, Dietrich Holzschuh, had a
large following along the Lower Rhine and presently took up his residence at
Neuss, welcomed with reverence and affection by the superstitious people from
far and near, as far even as Italy and the Eastern March. In north-western
Germany all those who feared and hated Rudolf gathered round him, until the
king seized this dangerous impostor at Wetzlar and
had him burned at the stake (7 July 1285)
This new
triumph brought increased fame to the King of the Romans. His power rose even
higher when his devoted friend Bishop Henry of Basle was appointed Archbishop
of Mayence (Mainz) and primate of Germany. Already he
was preparing for his journey to Rome for the imperial crown; already,
encouraged by the presence of the papal legate at the German council at
Wurzburg, he was calling upon the German ecclesiastics for money and support;
already he had announced a general German truce for three years in order to
secure peace in the Empire during his stay in Italy; already he had regulated
the imperial tolls, which since the confusion in the Empire had everywhere been
misused or fallen into disuse; already the day for the coronation was fixed
and, if that day should pass, a definite date was to be determined upon, when
in April 1287 Pope Honorius IV died.
Almost a
year passed before a new Pope was chosen. Moreover, since 1285 there ruled in
France the powerful and ambitious Philip IV, surnamed the Fair, one of the most
illustrious of French kings, whose great aim was to wrest the Arelate, the ancient kingdom of Burgundy, from the Empire,
and thus to recover for France the boundaries of ancient Gaul at least along
the Alpine range. King Rudolf succeeded, although with difficulty, in keeping
under his control the princes of the Empire in Swabia and farther north along
the Rhine. With an imposing army such as had not been seen for years, he
succeeded at Besançon (July 1289) in maintaining the imperial rights over the
“free county” of Burgundy (Franche Comté) against the
rebel Count Palatine Otto IV and against the French intrigues.
In the
spring of 1289 Rudolf made fresh arrangements for his coronation at Rome with
the new Pope Nicholas IV. First, however, as he had done in the south, he had
to consolidate his royal authority in northern and north-western Germany, where
the ambitious Archbishop Siegfried of Cologne had repeatedly defied it. In the north-west the recognition of Rudolf’s
authority was still far from general. There the young and energetic Count
Florence V of Holland had in a few campaigns subdued the West Frisians who had
killed his father the King of the Romans William II; he had also renewed his
predecessors’ ancient claims on the Frisians of Westergoo.
Count Florence had further invaded the bishopric of Utrecht and actually seized
the western part (Nedersticht) of this important
ecclesiastical domain without taking much notice of the expostulations of the
Pope and the Archbishop of Cologne. Brabant and Guelders had entered upon a
violent struggle over the succession to the duchy of Limburg which had become
vacant, culminating in the fierce battle of Woeringen (7 July 1288), in which
the two parties of northwestern Germany opposed one
another, and the Archbishop of Cologne with his allies of Guelders, Nassau, and
numerous other counts, lords, and knights were taken prisoners by the Brabantines.
The King of
the Romans, certain of the friendship of the victor at Woeringen, Duke John I
of Brabant, did not interfere. John kept his personal enemy, Archbishop
Siegfried, prisoner for a year, and only set him free on payment of a large
ransom. Nor was Count Florence seriously thwarted by the King of the Romans,
who saw in him a strong supporter against Philip IV of France, because he was
the ally of Duke John, later on a supporter of King Edward I of England, and
the hereditary enemy of Count Guv of Flanders, who sided with France. At first
Rudolf saw no reason to be dissatisfied with the course of events in those
parts; his authority was at least nominally recognised by the victors, although
the peace of the Empire was meanwhile sadly disturbed and could only in seeming
be consolidated by their victory.
In the
north-east—in Saxony, Thuringia, and Brandenburg—he also met the wishes of the
great princes of the Empire. Here too he consolidated the Landfrieden sometimes formed without his knowledge. At last, about Christmas 1289, he
appeared in triumph at Erfurt; at the head of his band of knights he put down
the marauders from the Thuringian woods and robbers’ castles. He held another
brilliant court at which he was able to point with pride to the many princes of
the Empire who had come from almost every part of Germany to do him liege
homage. His young son-in-law Wenceslas II of Bohemia had also appeared. For
close upon a century no German King or Emperor had occupied a similar position,
and he won all hearts by his innate savoir-vivre and by the bonhomie that seems
hereditary in his race.
He remained
at Erfurt till Easter 1290. One of the reasons for his coming, the recognition
of his son as his future successor, was nearing realisation; many princes
promised to recognise his second son, the young Rudolf, as King of the Romans
as soon as he himself should have been crowned Emperor. To this end he granted
the electoral vote to Bohemia. Before May was out, however, and shortly before
the birth of his son John, who afterwards became notorious as the murderer of
his uncle Albert, young Rudolf died at Prague at the early age of twenty.
The
stricken king now set to work to gain the votes of the Electors and the good
will of the nobles for his eldest son Albert of Austria, ever striving after
increased power for his race which was to acquire the right of succession to the
Hohenstaufen. However, as Albert, with the child John, was also heir to the
Swabian family possessions, he was too powerful in the eyes of the princes,
especially when in 1289 his father invested him with the Hungarian kingdom
vacant through the early death of King Ladislas IV. Rudolf based his claim on a
promise of King Bela IV of Hungary to become a vassal of the Empire, if in
return the Empire would help him against the Mongols; and this help had not
been given. Albert’s investiture bore no fruit, nor was the papal candidate,
Charles Martel of Naples, any more successful; for the Hungarians themselves
elected a member of their ancient royal house, Andrew III. On the other hand,
Rudolf invested his son-in-law Wenceslas II of Bohemia with the vacant imperial
duchies of Breslau and Silesia, and once more, this time publicly, recognised
Bohemia’s right to the fifth electoral vote in the Empire.
The king
remained in Thuringia until November 1290. Thence he went to Swabia. The old
ruler, now seventy-two years of age, felt his end drawing near and was unable
to undertake the tiring and perilous journey to Rome. He seriously contemplated
abdication, but in that case Albert’s succession must first be made secure. At
the end of May 1291 he therefore again convoked a diet at
Frankfort-on-the-Main. He was, however, already seriously ill and at that diet,
well-attended as it was, he was unable to fulfil his plans. Unflinchingly and
resignedly he rode, though sick to death, from the imperial city of Frankfort
to the ancient city of Spires, where so many of his royal predecessors lay
buried in the cathedral. There, he said, he wished to die, and there he
breathed his last on 15 July 1291.
He left an
honoured name in the Empire. His subjects reverenced his memory for having
restored the blessings of peace in many parts of the Empire either by force of
arms or by skilful intervention and policy; they revered him as a popular king,
an exemplary knight, a capable and intelligent ruler, under whom the Empire had
enjoyed a period of peace such as had not been known for years, freed from the
rival kings who for more than a century had fought for the mastery, of
marauding knights and ruffians who for years had infested town and country. His
long struggle for the supremacy of his house was moreover of far-reaching
future importance. The memory of his life, his rule, and his aims lived on in
the hearts of the German people, in his own and in later generations.
Adolf of
Nassau
Who was to
succeed him as King of the Romans? Duke Albert, recommended by his father but,
from the very outset, considered undesirable by the Electors, especially by
the three archbishops, on account of his rough, tyrannical nature and his
already considerable power, firmly counted on being chosen; he felt certain of
the support of his Bohemian brother-in-law Wenceslas, of that of the Count
Palatine Lewis, and also of Bavaria. Towards the beginning of May, when he knew
the Electors were to assemble at Frankfort, he came to the outskirts of that
city with a large following, nearly an army. Archbishop Gerhard of Mainz,
however, who did not favour Albert, had associated himself with the brave and
very able, though not powerful, Count Adolf of Nassau, vassal of the Archbishop
of Cologne and the Palatinate, who as head of the Walram branch of his house resided in Southern Nassau and there enjoyed a great
reputation. The forty-year-old count, without wide lands, without the
outstanding qualities of Rudolf of Habsburg, although a good soldier as a
German king had need to be, seemed a serviceable tool in the eyes of the
ecclesiastical Electors, who aspired to more power. They succeeded in obtaining
the consent of the four temporal Electors, even that of King Wenceslas,
Rudolf’s weak and very pious son-in-law, whose still disputed electoral vote
they now fully recognised. All of them exacted from Adolf exorbitant
concessions in money as well as in lands, the demands of Archbishop Siegfried
of Cologne being especially heavy, even shamelessly so. The ambitious count
accepted his liabilities without troubling about the possibility of fulfilling
his promises, surrendering to the Electors and their friends many imperial
towns and rights without much resistance. As was customary, the nomination was
left to the primate Archbishop Gerhard of Mainz; Archbishop Siegfried also
played an important part, and Wenceslas, who had not appeared, put his vote in
the hands of Gerhard. Thus the new “Pfaffenkönig” (priests’ king), even less to
be feared than King William II of Holland, was elected at Frankfort on 10 May
and crowned at Aix-la-Chapelle on 24 June 1292.
The
disappointed and embittered Duke Albert had retired to Alsace, where the
hostile attitude of the neighbouring Swiss against his house caused him some
anxiety. Afterwards he went to his family possessions in Austria to prepare for
the struggle with his victorious rival, who had begun going round the Empire,
restoring peace here and there with troops brought together with the help of
the Rhenish Electors, and everywhere gaining friends and adherents by lavish
granting of favours. Adolf succeeded in countering the Habsburg power in
Alsace, and in the much-divided Thuringia his royal supremacy was recognised by
dint of merciless pillage and robbery. His lack of regard for the immunities of
churches and other ecclesiastical possessions roused the antagonism of the
clergy. He, too, always kept in mind the imperial crown, which he meant to
obtain as soon as circumstances in Rome and in the Empire should permit and a
Pope of some personal weight should once more occupy the Holy See.
The war
between England and France, which had broken out in the spring of 1294,
prevented him from carrying out his plan for the present. Applied to by King
Edward I of England, Adolf showed himself quite ready to frustrate with the
help of the English the designs of the French on German territory. King Edward
had acquired powerful allies in north-western Germany by subsidies and clever
manoeuvring. Flanders, Brabant, Holland, and Guelders had taken up his cause on
receipt of considerable sums of money. On 24 August 1294 he made a close
alliance with Adolf at Nuremberg, under which Adolf in his turn demanded no
less than 100,000 marks for his help against Philip IV of France. Ten days
later Adolf, as the King of the Romans and therefore protector of the Empire,
declared war against Philip on the plea that the French king had for years
violated the imperial rights on the south-western borders. The actual
declaration of war, however, which bore the character of a knight’s challenge,
was not dispatched until the beginning of 1295. Preparations for a great
campaign against France were immediately set on foot. Adolf could expect the
French king to play off the opponents to his election against him. And indeed
Philip immediately made sure of the support not only of Duke Albert of Austria,
but also of Count Henry IV of Luxemburg, Duke Frederick of Lorraine, the
Dauphin Humbert I of Dauphiné, which at that time was still a fief of the
Empire, and of Otto IV, Count Palatine of Burgundy, who was likewise a vassal
of Adolf.
It was of
great significance that the new Pope, Boniface VIII, one of the greatest
pontiffs of the later Middle Ages, strongly disapproved of King Adolf’s
declaration of war on France. In his capacity of peacemaker in Christendom
Boniface, in 1295, sent his legates from Rome to the combatants; as a Christian
and Head of the Church he forbade the King of the Romans (whom he acknowledged
as such) to engage in the war and told the Rhenish Electors, Adolf’s powerful
patrons, not to support him in a campaign against France. At first the papal
intervention had its effect and the actual war was not entered upon by the
Germans, although King Adolf declared the forfeiture of all the fiefs belonging
to the Burgundian Count Palatine without, however, going so far as actually to
attack him. He himself seized the lands of the disobedient Margrave of Meissen
in Thuringia, and the margrave was forced to leave his country. Again his army
committed ruthless pillage, especially where churches and monasteries were
concerned, which vividly reminded the clergy of the Emperor Frederick II; they
consequently turned against King Adolf. Meanwhile Duke Albert had again managed
to draw back to his side Wenceslas of Bohemia and other princes, while Adolf
saw his own patrons and adherents leave his cause one after another, deeming
him not as submissive as they had expected and embittered against him because
he had unwisely broken his promises. Even the Archbishop of Mainz, who had been
temporarily deprived of his office by Pope Boniface, turned against him.
Nothing came of the war with France; King Edward I of England was induced to
open lengthy negotiations and presently saw the alliance he had bought on the
Lower Rhine dissolved through the withdrawal of the “peasants’ friend”,
Florence V of Holland. The latter’s murder (June 1296) by his opponents among
the nobles temporarily restored English influence in that county; King Edward,
having kept as hostage the murdered count’s only son John, his own son-in-law,
now sent John back to Holland in order to gain that territory for England.
In 1297
Duke Albert at last considered the time ripe for attacking his opponent. An
extensive plot, hatched by the clergy against the King of the Romans, was
gaining more and more ground. In February 1298 a diet at Vienna was turned into
a military review of the plotters, who then and there decided to depose Adolf
and put Albert in his place. Archbishop Gerhard, who had hesitated a long time,
was persuaded to join Albert for good and all, now that the “Pfaffenkönig”
turned out to be an unwilling tool in the hands of those who had invested him
with his high dignity; he had not fulfilled many of his promises, partly
through inability, partly because he had no wish to keep them.
As early as
February 1298 Albert left Vienna at the head of an army composed of Austrians,
Bohemians, and Hungarians, and marched through Bavaria to Swabia, where many
knights joined him. His semi-barbarian troops of savage Slavs and Hungarians,
armed according to eastern custom with bows and battle-axes and followed by a
large horde of women, were kept under control with great difficulty, and made a
deep impression on the simple German townsfolk and peasants who saw them pass.
Towards the middle of May, the Archbishop of Mainz summoned the King of the
Romans to Frankfort, ostensibly to confer with the princes of the Empire about
the means to guard the imperial interests in the midst of the increasing
confusion in the Empire, but really to call him to account. Adolf did not obey
the summons; he hastily collected an army, with which to keep in check his
adversary who had already reached Strasbourg. At Frankfort the princes of the
Empire, as of old from far and near assembled in the open, proceeded to take action.
The Duke of Saxony, long ago won over by Albert, solemnly accused the King of
the Romans of the spoliation of churches and the ill-treatment of priests
during his devastating marches through Thuringia, of arbitrary violation of
peace and law, of shameful perjury against towns and princes of the Empire, of
a persecution of Church and religion in general which dangerously resembled
heresy. On these grounds the princes of the Empire, finding him guilty of all
these crimes, deposed King Adolf, and the Electors present immediately set
about choosing a new king, who was, of course, Duke Albert. The duke, who had
almost reached the royal city, received their homage in his camp.
Yet all was
not lost for Adolf. Accompanied by his numerous Nassau relatives, supported by
other Rhenish knights and the Bavarian dukes, he decided to take his chance
against the usurper and marched north-westwards from Spires. Near Gollheim, not far from Worms, the decisive battle was
fought on 2 July 1298. The valiant Nassau prince fought bravely. Fallen from
his horse, he mounted another and bare-headed tried to find the hated Austrian
in the throng of battle so as to settle the matter in personal combat. Albert
scornfully dealt him a blow on the open face with his sword and then turned
away leaving him to his friends. A moment later Adolf fell in the confused and
desperate melée. This was the end of his dreams of royalty. His body was not
buried in the venerable cathedral of Spires but in a neighbouring monastery.
Albert of
Habsburg
King Albert
lacked his father’s sympathetic character and appearance. A hard and rough
warrior, ambitious and intriguing, often rude and coarse, suspicious and
miserly, severe and merciless in his dealings, at the same time a talented
statesman, he inspired fear rather than affection in those who came into
contact with him. King Philip IV congratulated him on his accession, and his
coronation took place at Aix-la-Chapelle, where also the French king’s
partisans from the western part of the Empire paid homage to him.
One of his
first acts was to take vigorous measures to suppress the scandalous
persecutions of the Jews, which during the last years had again been prevalent
especially in the Rhenish towns, where the ancient ridiculous accusations of
ritual murders of Christians and the like were once more repeated against them.
Prompted by the thought that he might reap advantage rather than by feelings of
right and justice, he brought back to the Rhenish towns the Jews who had
survived the massacres. This earned him the scornful nickname of “Judenkönig” in some of the monastic chronicles. He
celebrated his victory over Adolf at a brilliant diet at Nuremberg and also had
his consort crowned there with much pomp. There too he secured the Austrian
hereditary domains for his sons, emphatically repeated King Rudolf’s ordinances
of peace, and confirmed the princes of the Empire in the rights they had
acquired against the increasing independence of the towns; these, in their
turn, had the satisfaction of seeing the imperial tolls and taxes, which had
greatly increased, especially on the Rhine, since Frederick II’s time, reduced
to their old standards. On a long tour throughout the Empire his authority was
recognised everywhere.
His
relations with King Philip remained friendly: he caused the disputes in the
west to be settled by arbitration, and contrived a marriage between his eldest
son and successor Rudolf and Philip’s sister, while a marriage between one of
his daughters and one of Philip’s sons was to strengthen the alliance with the
French royal family still further. A solemn treaty concluded at Strasbourg (5
September 1299) was sealed in December of the same year at a meeting of the two
kings at Toul. The princely splendour displayed by Albert on that occasion could
not be equalled even by King Philip, although this excessive German magnificence
seemed in the eyes of the French knights nothing but a coarse imitation of
their own knightly customs, which had been generally adopted by the whole
chivalry of Western Europe.
Very soon,
however, Pope Boniface’s hostile attitude caused him anxiety. The Pope was
always on bad terms with Philip the Fair; he had not yet recognised Albert as
king and even blamed him severely for the violent death of King Adolf. The
Electors also, fearing the rapid development of the Habsburg influence, were
not long in showing the new King of the Romans the limitations of his power.
That he
himself had not much faith in this power, at least in the north-west, was clear
when in August 1300 he withdrew from Nimwegen before the army with which Count
John of Hainault tried to force from him recognition. John of Hainault had
usurped the fiefs of Holland and Zeeland, become vacant through the death of
his cousin Count John I, and had been summoned to Nimwegen to justify his acts.
Menaced from the other side by the equivocal attitude of the Rhenish
Electors—there was even a rumour of a plot against his life—Albert swiftly
retreated, while Pope Boniface VIII reminded the Electors in a solemn bull of the
supremacy of the Holy See, which might in the end recognise Albert, if he on
his side fully submitted to the papal claims, especially to the demand that he
should renounce the imperial rights in Tuscany and the whole of Middle Italy.
Thus began the revolt of the Rhenish spiritual princes joined by the
Wittelsbach Count Palatine Rudolf the Stammerer and all the branches of the
offended house of Nassau, and led by Archbishop Diether of Treves, brother of
King Adolf. At the instigation and with the co-operation of the Pope, these
princes formed at Heimbach on the Rhine an alliance
against Albert, “who now calls himself King of the Romans” (14 October 1300).
Albert, on his side, declared that he, as lawfully elected king, would
withstand these disturbers of peace and order, and on 7 May 1301 he called upon
the German people, in particular on the powerful Rhenish towns from Cologne to
Constance, to assist him in this, promising to protect every one of them
against the unlawful exactions of tolls by princes and overlords, who for more
than a century had attempted to enrich themselves at the expense of the
commerce on the Rhine and its tributaries down to its mouth.
The Pope’s
increasing enmity was a serious drawback to the king in this affair. By a bull
of 13 April 1301 Boniface VIII at last openly refused to recognise him, and
summoned him to defend himself within six weeks against the accusation of the
murder of his predecessor King Adolf, on pain of excommunication and the
annulment of the oaths taken by the princes of the Empire at the coronation at
Aix-la-Chapelle. This marked the open breach between the King of the Romans and
the papal authority. The whole of the Rhenish territory from Bavaria and Swabia
to the Lower Rhine became involved. With skilful strategy the king, certain of
the support of many lords and towns, led his troops along the Rhine for more
than a year and successively conquered the Palatinate, Mainz, Cologne, and
Treves. One after another their spiritual and temporal princes were forced to submit.
A subsequent campaign planned against Count John II of Holland-Hainault had,
however, to be abandoned, because the great quarrel between Philip IV and
Boniface had then reached a crisis.
Much more
important issues than the subjection of a few recalcitrant princes of the
Empire were at stake: the question whether papal authority would at last
succeed in putting into practice the theory of papal sovereignty over
Christendom, the great question of the later Middle Ages. This time the head of
the anti-papal party was the King of France, perhaps the greatest of the French
Capetians, and not, as before, the ruler of the Empire, who now only played a
subsidiary part in this world-drama as an ally of France, albeit not wholly a
reliable one. With talent and success Philip engaged in the struggle, which in
its consequences was to bring the Papacy under French influence for almost a
century and temporarily to raise France to the first place in the Christian
world, while Germany’s significance correspondingly dwindled. The alliance with
France soon shewed to the King of the Romans its dangerous side. If he
continued to follow this policy he would inevitably become involved in a
violent struggle with Rome, and that might have the direst consequences for
him in the Empire itself, as the fate of the Salian and Hohenstaufen Emperors
had abundantly shown in the past. The reconciliation with France had evidently
only been a means to secure temporary quiet on the western frontiers of the
Empire, as well as to shew the Pope that the friendship of the King of the
Romans was of importance to him. Albert’s policy was directed towards making
both parties feel the importance of that friendship. The Jubilee of 1300 had
revealed Boniface VIII in the brilliant glamour of power. His famous Bull Unam Sanctam (18 November 1302) once more expressed
Gregory VII’s great ideal, that Holy Church was one and indivisible, ruled by
one worldly power, that of Christ’s representative at Rome; the spiritual sword
demanded the support of the temporal in upholding the supremacy of Rome in the
world.
After his
victories on the Rhine Albert seemed to be secure in his Empire in spite of his
treaty with France. For the sake of the imperial crown he appeared willing to
comply with the Pope’s demands, but only conditionally. In March 1302 he sent a
deputation to Rome for the purpose of justifying his conduct towards King
Adolf, as the Pope had demanded, and at the same time defending his rights
against the Electors who had denounced him; he also declared himself ready to
recognise, or even to defend, the papal claims in general. And the Pope,
needing his help against France, actually recognised him as King of the Romans
on 30 April 1303. Assuming the attitude of the “Good Samaritan”, he promised to
crown Albert at Rome with the imperial crown, urging all his subjects to
recognise Albert’s sovereignty in the Empire, and released him from all the
alliances and treaties, however solemn, that were inconsistent with the papal
claims, consequently also from the alliance with Philip IV, against whom he
hoped to use him. Albert, reminded by the fate of Adolf and the opposition of
the spiritual Electors how important it was to him too to be on good terms with
the mighty pontiff at Rome, sent a very humble answer to this message,
promising not to appoint an imperial governor in Lombardy and Tuscany for five
years, to fight the Pope’s enemies, and to deal justly with the lately subdued
spiritual Electors on the Rhine. At the same time he skilfully avoided too
definite an expression of obedience to the heavy demands of papal supremacy;
prudence as well as his own strongly developed ambition forbade him to go any
further.
Thus his
alliance with France threatened to be severed at one blow. The King of the
Romans, whose political discernment was perhaps not inferior to that of King
Philip, saw its dangers for himself and for the Empire. The papal anathema on
Philip was impending and war would no doubt have broken out at once, when the
French king, with the help of the Colonna, surprised the Pope in his own
territory at Anagni. There followed the sudden death of the Pope at Rome on 11
October 1303 in the midst of great confusion. The victory of France was
imminent.
New dangers
threatened in the Empire. King Wenceslas II of Bohemia, elected in 1300 King
of Poland also, saw, at the death of the last prince of the ancient native
house of Arpad, the crown of Hungary within his reach or at least within that
of his young son Wenceslas, who did in fact acquire it. King Albert fully
realised the great danger in the rise of a new mighty Bohemian Empire such as Ottokar’s had been in his father’s time. In the autumn of
1304 he marched into Bohemia but met with violent opposition, until Wenceslas
II’s death from consumption (June 1305) delivered him from this adversary. The
young Wenceslas III, however, was murdered soon after, and then Albert, after a
second campaign, succeeded in getting his own son Rudolf elected King of
Bohemia. Rudolf’s reign did not last long, for he died in July 1307, and his
younger brother could no more than hold his own in Moravia against the
newly-chosen King of Bohemia, Duke Henry of Carinthia, Wenceslas II’s
son-in-law. The time for the Habsburgs had evidently not yet come in Bohemia.
Elsewhere as well, in Thuringia, on the Rhine, in Swabia, in the Swiss cantons,
there were disturbances. In Switzerland especially began the conflict which
legend and poetry have embodied in and round the person of William Tell, the
champion of freedom, and his followers. The King of the Romans saw his power
menaced on all sides. He courageously set to work to compel recognition of his
authority throughout the Empire. Busy with preparations for this difficult
task, he was staying at Baden in Aargau (1 May 1308), when a small band of
conspirators made a scheme to kill him. Among them was his eighteen-year-old
nephew Duke John of Swabia, son and heir of Albert’s younger brother Rudolf and
the proud Bohemian princess Agnes, daughter of Ottokar, who in her inmost heart
hated the Habsburgs, in particular King Albert, the merciless enemy of her
race. This hate had passed down to her son, who was discontented at what his
uncle had portioned out to him, the grandson of a King of the Romans: he had
merely the governorship and not the possession of the Swabian domains belonging
to his house and once his father’s heritage. His fellow-plotters were three
Swabian-Swiss nobles, Rudolf von Wart, young Walter von Eschenbach, and Rudolf
von Balm, who had sworn to help him in upholding his rights and claims.
Counting on help from the new Archbishop of Mainz and Count Eberhard of Wurtemberg, they once more tried to get satisfaction for
Duke John from the king; both the princes interceded for him. The king, fearing
their opposition and the wrath of his young nephew, consented and promised to
look after the latter’s interests at the end of the intended campaign. Duke
John, disappointed and discouraged at this new delay and at Albert’s unreliable
promises, lent an ear to the proposals of his three friends. After the evening
meal, when the king was on his way across the Reuss to the neighbouring little
town of Brugg to meet his consort, they contrived to
be alone with him on the little ferry-boat and to ride with him to Brugg. On the path leading to it, not far from the
ancestral castle of Habsburg, they fell upon the unarmed king, wounded him
mortally, and then escaped leaving him lying helpless. The king’s attendants
found him still alive, but he died after a few minutes. The regicides,
afterwards outlawed by Albert’s successor, fled into hiding. Only one of them,
Rudolf von Wart, was captured soon afterwards and delivered up to Albert’s
sons; he ended his life on the spot where the crime had been committed, by
having his body broken upon the wheel. Duke John (Johannes Parricida)
lived for some years unrecognised in a monastery at Pisa, where he still was
when the new King of the Romans, Henry VII, came there in 1312; he disclosed
his identity, and was thrown into prison as a regicide and died there soon after.
Eschenbach hid in Wurtemberg and died many years
later, only disclosing his real name on his death-bed. Balm died miserably and
at a great age in his hiding place, a monastery at Basle. On the spot where the
murder took place Albert’s widow erected the convent of Königsfeld,
appointing her daughter Agnes its first abbess. After the ancient German
custom, she and her sons and daughters mercilessly took a bloody revenge on all
who could possibly be thought connected with the crime. The victim of this murder
left to posterity the memory of a strong though hard and proud personality; he
was a past-master in political cunning, always striving after the strengthening
of the royal power, in which he considered lay the best guarantee for his own
authority and for the future of his house. His sudden death intervened to
prevent the fulfilment of his endeavour.
Philip IV
immediately seized the opportunity to attempt to raise his brother Charles of
Valois to the German throne, hoping thus to secure French predominance in
Europe. To that end he began by bribing the Electors and other princes of the
Empire and nobles with money and fair promises, and also exercised pressure on
his willing tool, Pope Clement V, formerly Archbishop of Bordeaux, who owed him
his high dignity, and who had taken up his residence at Avignon instead of at
Rome. Though the French Pope did not venture to oppose his “patron” openly, he
nevertheless feared—and with reason—too large an increase in Philip’s power in
the Christian world. He therefore confined himself to framing a lukewarm
recommendation, in order not to prejudice the king against himself and yet to
have a chance of directing the choice of a German King into another quarter.
In the
Empire itself Frederick the Fair, eldest surviving son of the murdered king,
naturally came forward as candidate for the throne. He immediately gave up his
plans with regard to Bohemia, at least for the time being, so as not to scare
the Electors by revealing too much power in the hands of the house of Habsburg.
He did not, however, succeed in allaying their fears. Other princes, too,
entertained expectations, such as the Electors of the Palatinate, Brandenburg,
and Saxony, while the Archbishop of Cologne felt inclined towards the French
proposals. Several other princes were mentioned as claimants. In the midst of
all these dissensions the recently nominated young Archbishop of Treves, Count
Baldwin of Luxemburg, succeeded in drawing the attention of Archbishop Peter of
Mainz, who had the first voice in the election of a king, to his distinguished
elder brother Count Henry IV of Luxemburg. The latter was immediately prepared
to grant to this prelate as well as to the Archbishop of Cologne, according to
custom, extensive rights and advantages, should the choice fall on him.
Towards the
end of October the Archbishop of Mainz called the Electors to a preliminary
conference at Rense near Coblenz on the Rhine, where,
after all sorts of intrigues and confused discussions, Count Henry, though not
exactly elected, was designated as the most likely candidate. With the aid of
yet more concessions the Archbishop of Cologne was won over for good and all;
the temporal Electors were brought over in the same way, and thus the Luxemburg
Count was at last (27 November 1308) unanimously elected King of the Romans by
the six Electors present. The coronation took place at Aix-la-Chapelle on 6
January 1309. The new king, lord of a semi-Walloon and sparsely peopled domain,
mainly situated in the ancient wild Silva Carbonaria (the Ardenne), had had a French education. He was
wont to speak Walloon, the official language of Luxemburg, which, as a
border-country, used both languages and was closely allied to France. He was
fair and slim, had an intelligent face and pleasant manners; he was religious,
kind-hearted, sensible, and temperate in all his ways; he was not yet forty
years old, and therefore in the prime of life. His wife was Margaret of
Brabant, the pious and amiable daughter of the chivalrous Duke John I.
Immediately
after the election, Henry sent an embassy to the Pope with a letter in which he
expressed his sacramentum fidelitatis, but in
terms which were not detrimental to his royal dignity. Clement V, approving his
election, answered with a somewhat equivocal friendliness, yet promised to
crown him as Emperor; the date of the ceremony (2 February 1312) was mentioned
in connexion with a general council to be held before that date. King Philip
was far from pleased at the accommodating tone of the Curia, and accordingly
gave unmistakable signs of his displeasure at Avignon. In Germany itself no
demur was at first heard against the unanimous choice, although many were
disappointed. Already a fine chance was opening for the new king of acquiring
the Bohemian crown. Wenceslas Ill’s enterprising younger sister Elizabeth
offered herself in marriage to Henry’s son; she considered herself heiress to Ottokar’s family domains in opposition to the claims of her
elder sister. In case the husband of this sister, Henry of Carinthia, the then
King of Bohemia, could not hold his own against the Habsburgs—and that seemed
probable—such a marriage would be very important.
His
relations with the Habsburgs at first claimed the king’s chief attention. To
his great joy Duke Frederick of Austria appeared at his first court at Spires.
Frederick wished King Albert’s body to be interred with due ceremony in the
ancient imperial cathedral, and this seemed to lead to a reconciliation between
the two rivals, since Henry also demanded the interment there of King Adolf,
which likewise took place. At the negotiations about their respective interests
Frederick renounced the possession of Moravia, which he had held in fief,
whereas he was confirmed in the investment of the imperial fiefs in Austria and
Swabia, which his family had had in their possession, also in those of the
absent John Parricida who had been outlawed by King
Henry together with the three other murderers. Frederick promised to help the
king against the ever-rebellious Landgrave of Thuringia, and also to assist him
in his journey to Italy for the coronation, the ideal of King Henry’s life and
not in his opinion unattainable; for the much-oppressed Ghibelline party had
already approached him more than once. Neither was the Pope at Avignon
disinclined to fulfil his promise concerning the king’s coronation at Rome,
provided Henry was prepared to support the Pope against his too powerful
patrons at Naples and in France. Agreements were already drawn up regarding the
duties which Henry, as Emperor, was to perform for the Church and the solemn
promises he was to give concerning them. A papal legate was to be sent to
conduct further negotiations.
On 10
August 1310 Henry took the oath to observe his promises regarding his future
relations with the Pope, declaring that he would defend the rights and
interests of the Church against the Saracens as well as against all “heretics
and schismatics”; the latter was a threat against the French and Italian lawyers
and schoolmen of anti-papal leanings under the protection of Philip IV. He
further promised to uphold the privileges actually granted or said to have been
granted to the Papal See by his predecessors, the Emperors and kings from
Constantine and Charlemagne down to Frederick II and Rudolf. The Pope’s
domains, which would include the Romagna and perhaps Tuscany, were carefully
detailed. This declaration was, of course, prefaced by the usual references to
the “two swords,” which the king also subscribed, though it was not in the
uncompromising terms in which Pope Boniface VIII had formulated his demands
against Albert.
Before the
journey to Rome could be commenced, it was necessary to settle affairs in
Bohemia so as to consolidate and, if possible, strengthen the power of the
still weak Luxemburg family and its position in the Empire. The energetic
princess Elizabeth of Bohemia had contrived to organise in her country a strong
party among the nobles against her brother-in-law the king, and this party had
actually seized Prague. A Czech deputation impeached King Henry of Bohemia
before the King of the Romans at Frankfort, and demanded sentence against him
as a vassal of the Empire. Without a proper hearing, the King of the Romans
straightway declared that Henry had forfeited his kingship, and consented to
the marriage of his own thirteen-year-old son John of Luxemburg with the
seventeen-year-old princess, who presently came to Spires with an imposing
retinue. On 30 August she married the king’s son, whom his father invested with
the royal crown of Bohemia without further investigation whether Bohemia was
indeed an imperial fief. The wedding festivities at Spires lasted a week and
included magnificent tournaments. Afterwards the young couple set out for Bohemia
with a considerable German and Bohemian army. At first the enterprise was not
successful, but in the end (19 December 1310) Prague, where Henry of Carinthia
had again entrenched himself, was captured and Henry was forced to flee to his
own country of Tyrol. The young Bohemian king was crowned at Prague; he was the
first of the Luxemburg line, which was destined to remain settled there for
more than a century and to wear the German royal and imperial crowns as well.
He persuaded Duke Frederick of Austria, who did not much appreciate the mere
mortgage of semi- barbaric Moravia, to hand this territory also over to him.
At last
Henry was free to go to Italy. The wellnigh unwarrantable way in which he had
distributed the imperial rights among princes and landowners did not add lustre
to his name in the history of the Empire. It was the imperial crown, the ideal
which had also lured his predecessors and which now seemed within his reach,
that brought him to purchase order and quiet in the Empire by giving in to the
demands from lords and towns. The situation in North and Central Italy, the
only regions where the Empire still had some power, was one of great confusion
and divergent local interests. After the fall of the Hohenstaufen, imperial
authority at Naples, in Sicily, and in the Papal States had disappeared
altogether, at Naples to the advantage of Charles of Anjou, in Sicily to that
of King Frederick of Aragon. King Rudolf had had to relinquish the Romagna,
while his suzerainty over Tuscany had been seriously contested by the Pope. In
the north, in Lombardy, he and his successors had kept a semblance of power,
and had now and again tried to assert themselves from a distance, albeit only
by feeble protests, by useless threats, or by appointments of deputies who were
not obeyed. Venice had been able to keep her republican independence, which had
lasted for five centuries, and was in that way more fortunate than Genoa and
Pisa, who longed for the German King to restore order and imperial authority.
But no one
in Italy had, after all, heeded the commands and counsels of the later kings;
almost everywhere disorder and hopeless dissension reigned. Here and there a
powerful noble family had succeeded in gaining the upper hand in the violent
quarrels between Guelfs and Ghibellines. These names in themselves were void of
significance; they had simply become party-watchwords without fundamental
principles attached to them. The Guelfs no longer, as of yore, represented the
papal party, nor the Ghibellines the imperial. In the ancient republics the
burning question was only who should possess supreme local power and authority
over the surrounding districts. Wherever the “popolo”
in those numerous towns, now in fact republics, had wielded that power for a
time, there prominent nobles had finally acquired an almost dictatorial control
and the harassed populace in its longing for order and quiet had acquiesced. At
Milan the supremacy was contested by the Visconti and the Della Torre families.
The Della Scala ruled Verona; the D’Este held Ferrara
and Modena. Pisa had lost her authority over Corsica and Sardinia to Genoa, and
had seen her old prosperity vanishing through violent internecine quarrels.
Genoa herself suffered through the eternal war with Venice and the quarrels between
the Grimaldi and Fieschi, the Doria and Spinola. Florence, the magnificent and opulent Guelf city
on the Arno, was likewise divided within herself. Everywhere the temporarily
victorious party had killed or banished the conquered and confiscated its possessions.
Every Italian city was full of ruined exiles from elsewhere. In the Papal
States, where the Popes no longer resided, the same happened; the Colonna and
Orsini fought for the supremacy in and about Rome. Nowhere, except in Naples
under the capable King Robert of Anjou, and in Sicily under the crafty King
Frederick of Aragon, was there even a semblance of well-established order.
North and Central Italy seemed about to dissolve into a number of
city-republics without coherence and without fixed government, where peace and
order were replaced by a succession of violent revolutions.
It was a
marvel that learning in cultured Padua and art in lovely Florence could develop
like a flower in the midst of a desert. At Pisa and Siena the deserted
buildings, monuments of still recent prosperity, already seemed only memories
of a long-departed glory. In this hopeless chaos many looked towards the
Emperor, who by his influence and skill might be able to restore the disturbed
social order. Among them sounded the mighty voice of Dante, who, himself exiled
from his native Florence, in a famous and eloquent letter called upon the “Longobardi”, rulers and ruled alike, to welcome with
enthusiasm the approaching Emperor, the restorer of peace and quiet. He urged
them to acknowledge his authority unhesitatingly and to join the Pope, who, he
reminded them, in a bull of 1 September 1310 had judged the German King worthy
of the imperial crown, in promoting the welfare of the Christian world, the
honour and interests of Italy, still the seat of the ideal power of the Holy
Roman Empire, whose fate might be called the fate of the world. Many
Ghibellines and Guelfs went with Dante to meet the Luxemburg “Arrigo,” inspired
with sympathy, reverence, and ardent hope.
The new
German King himself, infatuated with the old ideals, yearned to fill the part
allotted to him; he felt ordained by God to fill it; for was not the Pope God’s
representative upon earth? Educated as a knight, he had a great reverence for
the ancient culture of Italy, which, in spite of everything, still exercised
its fascination, a culture so immeasurably excelling that of Germany, and even
of France. A king so alive to spiritual development and intellectual refinement
could not be unaware that the German people had in those respects much to learn
from Italy. Had not the “Minnesang”, originally
Provençal, been almost lost at the courts of the German princes during the
confusion of the last fifty years? Did not German learning bear a narrow
monastic stamp compared with that of Padua and Bologna? Was not German art
paltry in comparison with what Florence and Pisa, Venice and Bologna could
shew, those cities which had drunk of the eternal classical wells? Was not
Italy still the country where a repeated recrudescence of classical culture
occurred? Were not the German towns feeble imitations
of those mighty cityrepublics which had defied
Barbarossa and Frederick II? What was German commerce, even that of the rising
“Hanse”, of Hamburg, Bremen, Lubeck, Augsburg, Ulm, Nuremberg, the Rhenish
towns, compared with that of Venice, Genoa, Milan, and Florence? Was not
Italy, were not Tuscany and Lombardy, the centres of banking and finance, which
dominated commerce more and more? Italy was still the Promised Land in the eyes
of the German, who, however, was there looked upon as a semi-barbarian. In his
heart he himself, the German from a Walloon country, felt barbaric.
The
Imperial Coronation
With these
expectations and in this frame of mind Henry left Alsace at the beginning of
October 1310 on his long journey southward to Rome. He reached Lausanne via
Berne; from there through Geneva and Savoy he crossed the Alps, climbing the
Mont Cenis, which was already thickly covered with snow. This route through the
domain of Count Amadeus of Savoy, his brother-in-law, was the proper one to
take, since the easier Brenner Pass was closed to him on account of its being
within reach of his bitter enemy Duke Henry of Carinthia, whom he had driven
out of Bohemia. When he reached Susa only a small escort of 3000 men, mainly
consisting of Walloon knights and their followers, accompanied him, a heavily
armed band renowned for their savage prowess. During the summer he had sent
envoys to all the towns in Lombardy and also to Venice to herald the peace he
came to bring. On his arrival in Italy he repeated that message in a solemn
manifesto. As the king of peace he was welcomed by everyone. From all sides
armed partisans flocked towards him, Guelfs as well as Ghibellines, for the new
ruler—he had loudly proclaimed it—did not wish to be a party-leader, nor an
upholder of “imperial” principles against the “papal”, which in fact seemed by
now to have fallen into oblivion in Italy. Delegations from the principal
Lombard and Tuscan towns came to greet him respectfully and blessed him as the
long-expected rescuer of country and people from dire distress, who was to make
his powerful manifesto of peace heard by all without consideration of parties
or persons. A papal legate also came to welcome him and Henry begged that the
coronation at Rome by Clement V, who was expected from Avignon for the purpose,
should take place at Whitsuntide.
With an
ever-increasing army he reached Milan in December via Turin, Asti, and Novara.
On his way he restored order everywhere, reconciled combating factions,
appointed governors over States and towns. At Milan even the mighty and proud
Guido della Torre, who had at first been unwilling
and uncertain, actually greeted him with at least simulated humility. There too
the archbishop crowned him King of Lombardy with the Lombard crown (6 January
1311), although this time it was not the iron crown of his predecessors, which
had temporarily disappeared and only turned up again long after. Here too,
however, he experienced his first—and decisive—disappointment. Matteo Visconti
cunningly induced the Della Torre to join in a revolt, and then deserted them.
The Della Torre, considered untrustworthy from the very beginning as ancient
enemies of imperial power, were attacked without warning by the king’s
followers, and the latter, supported by the Visconti, burnt down Guido’s
palace, plundered, robbed, and killed his adherents in large numbers, and drove
the remainder out of the city. Guido saved himself by flight. Contrary as this
was to Henry’s peaceable plans, so loudly proclaimed beforehand, he deplored
the course of events, which had cost many lives and had reduced a considerable
portion of Milan to ashes. In future, however, he was forced to stand by the
Visconti, who had remained faithful, and to keep aloof from the not altogether
trusted Della Torre, in other words to support the ancient Ghibellines against
the ancient Guelfs.
Milan’s
fate roused everywhere in Italy the bitterest animosity at the conduct of the
royal troops, against the German barbarians who, according to the general
complaint, had been let loose on Italy—those Germans, despised and hated from
time immemorial, beside whom the Italians still felt themselves the proud heirs
of classical civilisation. In Lombardy too these feelings spread, and one town
after another, indignant at what they called the king’s treachery, drove out
the royal governors. Cremona received Guido della Torre, and from all sides the Guelfs enthusiastically rallied under him. King
Henry, embittered at the course of affairs and now firmly resolved to reach his
goal by force, immediately placed rebellious Cremona under the ban of the
Empire; his clergy also excommunicated her. Passionately angry at the
disappointment, he marched his army up to the city, refused her humble
submission, and mercilessly punished her by putting to death the principal
instigators of the revolt, banishing hundreds of others, destroying her walls
and gates, and pulling down the houses of the culprits. Brescia, however, whose
turn came next, had to be regularly besieged. She bravely held out from May
till the end of September 1311. Now adversity commenced in earnest. A violent
plague swept away thousands in the royal army, among them Guy, the chivalrous
son of the Count of Flanders, and many other famous generals. Only when famine
and pestilence had broken the courage of the inhabitants did the town
surrender, and, like Cremona, it was severely punished for its mutiny. One of
the king’s most distinguished followers, the famous Count Werner of Homburg,
greatly feared for his ruthlessness, was appointed royal captain-general of
Lombardy.
All this
delayed Henry a long time in North Italy. Besides, the Guelf cities, Florence
and Bologna, now prevented him from taking the landroute to Rome, so that he would be obliged to travel by sea via the seaports Genoa
and Pisa, which were on his side. Genoa, hoping for future advantages in the
Levant over her rival Venice, was perfectly willing to oblige him, nay put
herself unconditionally at his service, even acknowledging him as sovereign
lord of the republic and accepting his governor. During his stay at Genoa he
sustained a great loss through the death of his noble consort, the universally
beloved Queen Margaret, who had up to then shared all his anxieties. These
anxieties increased more and more. Philip IV of France desired, in return for
his acquiescence in the Italian situation, that his son and namesake should
become Count of the imperial fief of Burgundy. King Robert of Naples stated his
claims and meanwhile seized Rome, or rather the Leonine city on the opposite
bank of the Tiber with the strong castle of Sant’Angelo. The Pope was in no
hurry over the preparations for the promised coronation. At length, in the
spring of 1312, Henry decided to leave Genoa to go by sea to faithful Pisa.
There he made a triumphal entry on 6 March, welcomed on all sides by the
Ghibellines, while the other Tuscan cities adhered to the Guelfs and
accordingly were put under the ban of the Empire.
At last the
king marched to Rome straight through Tuscany with a retinue of 2000 heavily
armed knights. On 7 May he entered the Eternal City near the Porta del Popolo and took up his abode in the Lateran, appointing
Louis of Savoy commander-in-chief of the half-conquered city, whilst John of Gravina was still holding Trastevere with the Vatican and St Peter’s, the Capitol, the Campo dei Fiori, and the Piazza Navona for his brother King Robert of Naples. Henry VII
failed in his attempts to persuade the Neapolitans to surrender by agreement,
or at least to give up St Peter’s, where the imperial coronation always took
place; the rebellious Roman nobles and the cardinals were only compelled by
force or strategy to side with Henry. Thereupon the struggle began; barricades
in the streets, fortified palaces, and strongholds of hostile nobles had to be
attacked and captured before the Germans could venture an advance in the
direction of St Peter’s (26 May). This attack, however, failed and the fighting
in the city continued for weeks without advantage to either party. A large
portion of the Eternal City was destroyed by burning and plundering, and the
inhabitants were massacred.
The Pope
having refused to leave Avignon, Henry had for a long time been urging the cardinals
to crown him in the Lateran, the papal residence next in importance to the
Vatican. At first they refused, because the Pope had explicitly designated St
Peter’s for the ceremony; at Henry’s insistence, supported by the threatening
attitude of the Roman populace, they at last consented. The coronation took
place on 29 June 1312 at St John Lateran and was performed with the usual
ceremonies by Cardinal Nicholas of Ostia assisted by two other papal legates.
Henry proudly accepted the golden crown, imperial globe, sword, and sceptre.
The sublime goal of his arduous journey was reached, and the acclamations of
the Ghibellines, in which the Guelfs only sporadically and reluctantly joined,
resounded throughout the whole of Italy.
The new
Emperor was, however, far from able to enjoy his triumphs in peace, for Rome
itself was for the most part still in the hands of the Neapolitans, and his
greatly diminished German troops wanted to go home. And this they did in spite
of his protests; only 900 German and Walloon knights remained with him. With
this handful of followers he did not venture farther than Tivoli, to seek
respite from the hot summer for himself and his men; and even there he was
scarcely safe from his enemies in the neighbourhood.
The Pope,
highly incensed at the fighting in Rome between Henry and the Neapolitans and
incited by Philip IV, now joined Henry’s Guelf adversaries. He demanded, on
pain of excommunication, an armistice until the quarrel should be settled by
his arbitration, the Emperor’s promise not to return to the papal capital
without papal permission, the release of all prisoners, and the return to the
nobles of all the city strongholds. King Henry protested against the hostile
attitude of the Pope and maintained that he and no one else was the head of the
Empire, just as the Pope was of the Church; he protested at being virtually
placed on a level with King Robert, his vassal and the Pope’s, with regard to
papal commands. As Emperor, he claimed the right to enter Rome without the
Pope’s permission; on the other hand, he consented to the release of the
prisoners and the restitution of the Roman towers and castles. Eventually he
did leave Rome on 20 August in order to bring the Tuscan Guelfs to reason, and
he promised to withdraw the small garrison he had left in the Eternal City. As
Emperor, however, he called King Robert to account before the imperial
tribunal.
After
having subdued Perugia and other Tuscan towns he besieged Florence, but did not
succeed in taking this powerful city. Moreover, he had to contend with lack of
provisions and severe outbreaks of fever, from which he himself did not escape.
He then convened a diet at Pisa, where he again took up residence in March
1313. King Robert, who had not obeyed the imperial summons, was declared an
enemy of the Empire and the Emperor decided to attack him in his own kingdom.
While at Pisa he tried to reinforce his army, which had suffered greatly
through illness, casualties in fighting, the return home of many lords and
knights, and the defection of the Guelfs, by calling up new troops from Germany
and Italy in preparation for a campaign against Naples. The sentence pronounced
on King Robert at Pisa (26 April 1313) declared him a rebel, deserving of death
and the ban of the Empire with confiscation of all his fiefs and rights. Robert
called on the assistance of Philip IV, violently protested against the
Emperor’s attitude, and found a ready supporter in the Pope, who, in a solemn
bull, with dire threats forbade the war against Naples in the interest of
Christianity. The Emperor replied with counter-demands, including the immediate
deposition of Robert. A considerable period was spent in these reciprocal
complaints, demands, and reproaches; meanwhile John of Bohemia prepared to come
to his imperial father’s help with a large army of Germans and Czechs. Henry
had long ago allied himself with Frederick of Sicily (Trinacria),
and in September Naples was to be attacked from the land as well as from the
sea, while King John’s army was to subdue Lombardy and Tuscany, where the
Guelfs had risen once more. Indeed the whole of Italy dreaded the Emperor’s
revenge, remembering the fate which had already befallen many of his
adversaries. An unexpected event caused the failure of all the Emperor’s plans.
Henry, who had left Pisa on 8 August with a considerable army of knights in
order to recommence the siege of Rome, had for a long time been suffering from
malaria. His doctors had advised him to put off his departure until he had
quite recovered, but he refused to wait and hurriedly marched up to Siena,
which, however, he failed to take. He then hastened southwards. At Buonconvento on the Ombrone he
collapsed and died suddenly of an attack of fever (24 August 1313). In popular
belief his death was of course ascribed to the effect of poison, said to have
been administered to him by a Dominican priest in the Sacrament. His body was
taken to Pisa and interred with great pomp in the cathedral. The news of his
death was received with joy by the Guelfs, with consternation by the
Ghibellines, who had fixed all their hopes on him. His faithful followers
returned to their country; his son had only reached Swabia and now disbanded
his army.
In Germany
his death was no less deeply lamented than in Italy; fervent partisans deplored
the loss of a second Charlemagne. Dante bemoaned his death and wrote beautiful
lines in his honour in the Divina Commedia. Villani described in admiring terms
what the insignificant German King had wrought and had wanted to achieve. Henry
VII was the last of the really medieval Emperors; he passed away at the very
moment when he was triumphantly grasping the supremacy in Italy and when he was
on the point of renewing the old struggle against papal authority. In Germany
he was universally acknowledged to have been the restorer of imperial
sovereignty, which since Barbarossa’s death had been impotent against the
rising power of the German princes. Dante’s De Monarchia,
written after Henry’s death, evinces not only deep gratitude for all he had
accomplished but also great disappointment at the sudden frustration of so many
hopeful expectations.
(B)
Although
the forty years between 1273 and 1313 are among the most bewildering and dreary
in her history, they were more fateful for Germany than many a period crowded
with heroic figures and thrilling events. In the first place, they started her
on a political path which she was to follow until the nineteenth century. One
must, it is true, beware of the misleading implications of the term
Interregnum. Throughout its length—save for the interval, not abnormally long,
after the death of William of Holland—there had always been one claimant to the
imperial title and generally two. Still, over the greater part of Germany no
one had paid any serious attention to either Richard of Cornwall or Alfonso of
Castile; and in 1272 there was a real possibility that the very name of Holy
Roman Emperor might disappear. Yet more likely was it that the title would
become merely honorary, attached to anyone whom the Pope wished to compliment
or entrust with the leadership of a crusade; in that case there would be no
more reason for bestowing it on a German than on any other Catholic Christian.
Now the forty years after 1273 decided that the Holy Roman Empire was to
survive, that it was to be more than a name, and that it was still to be
peculiarly associated with the German nation. Rudolf’s election alone would
have settled none of these things. But after he had been succeeded by Adolf of
Nassau, after the title of King of the Romans had been considered worth
fighting for at much risk, after Albert I had maintained his claim to it in the
teeth of rebellious Electors and an unfriendly Pope, after Henry VII had
received the imperial crown at Rome and, despite his reverses, inspired the
Italians with a just respect for his vigour and an exaggerated fear of his
might, there could be no doubt that the Empire was to live for a long time yet
and that it was still a force in the life of Europe. And that the imperium was
to be wielded by Germans, as in the past, was equally assured. Successive
Popes, by actions and words, had countenanced the time-honoured connexion; it
was largely due to Gregory X that the claims of Alfonso had been finally set
aside and that Rudolf of Habsburg had been chosen; and in 1308 Clement V,
Frenchman though he was, had failed to give effective support to the
candidature of Charles of Valois. In this relation, the theory of the
“translation of the Empire” had its value from the German point of view. Much
was heard of it in these years; it was generally accepted by imperialists as
well as papalists, and the Kings of the Romans have been much denounced by
modem historians for countenancing it; but one should remember that while it
was by the Pope that the Empire was supposed to have been transferred, it was
to the Germans that he was supposed to have transferred it. The imperium had
gone abroad during the Interregnum; there were not wanting foreigners,
especially Frenchmen like Pierre Dubois, who argued that it should be
“translated” again; even patriotic Germans were sometimes perplexed that their
country should have received it rather than France, which had equally belonged
to the Empire of Charles the Great. Hence the usefulness of a theory, first
enunciated by the Papacy, which expressly sanctioned Germany’s imperial rights.
The Empire,
then, was to continue to mean something. But these forty years decided that it
was not to mean much. Of the four kings with whom we are concerned, only one went
to Italy for the imperial crown. His expedition was encouraged and supported by
the Pope; his arrival was hailed with delight by a very great number of the
Italian people. But his experiences shew plainly—though it is true that
contemporaries did not realise their full significance—that Italy, while
willing to applaud imperial ideals, would not brook imperial rule. There was no
attempt to enforce royal authority in the kingdom of Arles. It was not indeed
forgotten; one of Rudolf’s most spectacular and successful undertakings was his
expedition in 1289 against the Count Palatine of Burgundy; and the rights of
the Empire in the kingdom proved useful more than once in bargaining with the
royal houses of France and Naples. But if the great feudatories of the Arelate did homage to the King of the Romans, it was as
much as he could expect; and after Albert I’s treaty with Philip the Fair it
looked as if Franche Comté, now in the hands of the
French king, would soon be severed from the Empire, both in fact and in law.
Needless to say, there was no extension of imperial power to regions where even
the greatest of the Emperors had never made it effective. The rulers of Poland
during the years under review sometimes paid allegiance to the Empire,
sometimes not; while the independence of Hungary was now beyond serious
question, notwithstanding Rudolf’s pretence of treating it as an escheated
fief.
It has
commonly been assumed in modem times that for Germany the continuance of the
Empire after 1273 was a calamity. As before, it is asserted, the claims
inherent in the imperial title diverted the German kings from their proper
task, the government of Germany. On the other hand, one may well doubt whether,
but for its association with the Empire, the German Crown Would have survived
at all. And, in reality, the glitter of imperial pretensions had little effect
on the actions of three out of the four kings of these forty years, nor, for
that matter, did it often have much influence on the policy of their
successors. The rights of the Empire might be cited to lend colour to some
project that had really been suggested by other considerations; it was seldom
that they furnished a motive for any important undertaking. Rudolf, Adolf, and
Albert (though none of them despised the imperial dignity) busied themselves
almost exclusively with German affairs. The Empire, it is true, proved a fatal
lure to Henry VII; it was the cause of much trouble to Lewis the Bavarian; and
in the fifteenth century it enticed Sigismund into ambitious undertakings
which, in the interests of Germany, had been better left alone. The connexion
with the Empire, moreover, brought the German King into a peculiar and
embarrassing relationship with the Pope. But there was no need of an imperial
crown to tempt the kings of that time into foolish foreign adventure; and in
the later Middle Ages the Holy Roman Emperors were no more likely to fall out
with the Papacy than were the Kings of France or England. In the past, no
doubt, the Empire had done great mischief to the German monarchy, but it did
little more, partly because that monarchy was so weak that there was not much
left for it to lose.
For the
years we are surveying revealed plainly the plight of the German Crown. The
kings of the time were all capable and vigorous men; but none had the least
chance of doing what Henry the Fowler had done 350 years before. Feudal
disintegration had gone too far; and for another thing, there was lacking the
public spirit that in 918 had led the magnates of Germany to choose as their
king the strongest man in the country. Three times did the Electors
deliberately bestow the crown on men of small account, and when, to gratify
their hatred of Adolf, they were constrained to elect the powerful Albert, they
soon tried to get rid of him. It was vain for any king at this time to try to
secure the succession for his son.
After the
Interregnum the German Crown was of necessity weak. Frederick II had dissipated
its resources and impaired its authority by his policy towards the princes;
and, in the confused years after his “deposition,” royal lands had been seized,
royal rights usurped. Rudolf, to do him justice, really tried to get back what
had been lost; and his prospects seemed fairly good when in 1274 the Diet
authorised him to take into his hand all royal domain held by Frederick II at
the date of his “deposition.” The measure afforded a legal pretext for Rudolf’s
proceedings against Ottokar, whose principal acquisitions were alleged to be
usurpations of imperial fiefs or domain. Rudolf also recovered a good deal of
royal domain in small fragments scattered here and there, and several imperial
cities were rescued from princely rule or control. His systematic use of Landvögte in the administration of the domain
showed, moreover, that he recognised the value of a local organisation such as
had enabled the kings of France to keep vast territories under their direct
rule. But the need of conciliating the princes drove him, notably before his
campaigns against Ottokar, to exempt many of them from the effect of the Diet’s
decree; and where he sought to enforce it he often met stubborn resistance,
which he sometimes failed to overcome. In the last quarter of the thirteenth
century even a poor knight might have a stronghold far more formidable than
those “adulterine” castles which Henry Plantagenet, little more than a hundred
years before, had destroyed so easily. The remaining resources of the Crown, in
short, were inadequate for the recovery of what had been lost, and the
hereditary Habsburg possessions were not sufficient to supply the deficiency,
even if Rudolf had been willing to risk them in such a cause. Perhaps, indeed,
he foresaw that what little he laboriously achieved would be in great part
undone by his successors when bargaining for election. Though Adolf and Albert
were not indifferent to the duty of restoring to the Crown lost lands and
rights, it is not astonishing that their efforts to that end were less resolute
than those of Rudolf.
Perhaps the
most valuable asset of the Crown was its right to dispose of vacant fiefs that
lacked heirs. Unfortunately, it was now established custom that escheated or
confiscated fiefs must not be kept in the king’s hand, but must be granted to a
new lord. The recipient might be a member of the king’s family, even his son,
so that Rudolf’s treatment of the forfeited possessions of Ottokar was
constitutionally correct. Had the crown been hereditary, the rule would
scarcely have harmed its power. As things were, it made the crown a prize worth
seeking, but encouraged a king to exploit his prerogative in the interests of
his family rather than of the nation.
As the
revenue from the royal domain was insignificant, as the imperial cities paid
their dues reluctantly, resenting and resisting all extraordinary demands, and
as all the kings save Albert were poor when elected, they could rarely afford
big enterprises. Feudal military service was no longer exacted from the
princes, and when waging war the king had to rely on his personal resources or
bargain with over-mighty subjects for their support. At this very time Edward I
of England was converting the English feudal host into a paid volunteer army,
to his own great advantage and the vast increase of English power. But the King
of the Romans lacked an Exchequer like Edward’s, and when Adolf went to war
with France, it was as the subsidised ally of the English King.
Thus the
German monarchy, though its life had been saved, was not restored to health. It
was not negligible. It still had prestige; its prerogatives were still worth
something. Possessing the crown, the Habsburgs and the Luxemburgs quickly sprang into the front rank of German princes. Even poor Adolf, once he
was king, became formidable. But the crown was an investment, to be bought in
the hope that it would eventually yield a little profit to the purchaser.
It was the
Electors who drew most benefit from the continued existence of the crown. The
years under review consolidated their position and powers. There was now no
doubt that there were seven Electors, though it was not quite certain who the
seven should be. One debatable point, however, was settled by Rudolf’s formal
recognition of the electoral right of the King of Bohemia. Some writers have
argued that the Electors at this time regarded themselves as a standing Council
of the Empire, whose duty it was to deliberate together in times of crisis and
if occasion arose to constrain the king to good behaviour. But there is no real
evidence that the Electors thought thus of themselves; between elections they
acted as seven individuals, and it was only when the throne was vacant that
they worked together. The status and prospects of the Electors were to be much
affected by the reign of Lewis the Bavarian and still more by that of Charles
IV; and further consideration of the subject may be deferred until it becomes
necessary to examine the effect of the Golden Bull.
Considering
the weakness of the central government, it is surprising that Rudolf and his
successors, when dealing with other potentates, upheld the rights and dignity
of Germany as well as they did. All of them, of course, had much to do with the
Papacy. The relations between the regnum and the sacerdotium were not as simple as they had formerly been. The kings after 1273, not caring
very much about imperial authority and often needing papal support for their
domestic ambitions, were disposed to be conciliatory towards the Church and to
accept contentions and theories which their predecessors had denied. Thus it
was seldom disputed that the relation of the sun to the moon was an analogue of
the relation of the Papacy to the Empire, and, as we have seen, the doctrine of
the Translation of the Empire was regarded with equanimity. Nevertheless, it
is fair to add, papal claims which were new, or believed to be so, were never
expressly conceded. As for the Popes of this period, they rarely wanted to destroy
the Empire or even to weaken it. They needed it as a counterpoise to France—a
consideration which greatly influenced the most Francophil of all, Clement V. Consequently, even when they voiced the most extreme
pretensions, they did not press them persistently.
The main
source of disagreement between the two powers was the papal “approbation” of a
newly-elected king. During these forty years every king as a matter of course
wrote to the Pope, asking for favour and support, and expressing the hope that
in due time he might receive from the Vicar of Christ the imperial crown. Each
king was “approved,” though only after he had taken a sacramentum fidelitatis, while Rudolf’s approval was preceded by
elaborate negotiations and the grant of important concessions by the king,
especially in Italy, and in the case of Albert some years passed before
Boniface VIII would recognise him. What was the significance of this “approval”
and this oath? The Papacy maintained that the election of a King of the Romans
had no legal effect until the Holy See had approved it, and that in the
meantime the king-elect had no right to exercise royal authority. On the other
hand, the kings and Electors of the time, almost without exception, held that
election followed by coronation at Aix-la-Chapelle warranted the exercise not
only of royal but also of imperial power, and that nothing was sought of the
Pope but his friendly countenance and support, the refusal of which, however
regrettable, would in no wise impair the king’s rights. Usually both sides used
ambiguous language when touching upon this question, neither wishing to force a
quarrel or to give anything away. But Boniface VIII, and also Clement V after
his breach with the Emperor, stated the papal view in uncompromising terms;
while after Henry’s death Clement tried to act upon the contention that, when
the Empire was vacant, its administration belonged to the Papacy—a claim which
was to have practical results of great moment in the reign of Lewis the
Bavarian. With respect to the sacramentum fidelitatis,
the question was whether it was an oath of fealty, such as a vassal took to his
lord, or merely a promise of loyal support such as any Christian might
fittingly make to the head of the Church. Canonists had long maintained that it
was feudal in character, like the oath which the King of Naples took to the
Papacy; the Popes of this time accepted this interpretation as a matter of
course, and when Clement V urged it strongly in his quarrel with Henry VII, he
was putting forward nothing new. There is no doubt that the customary oath was
virtually identical with the one sworn by Otto I to Pope John XII and was not
feudal at all. Albert I, it is true, took an oath couched in more submissive
terms, and, though it is not necessarily feudal in character, there is no doubt
that Boniface VIII construed it as such and that Albert expected him to do so.
Imperial compliance with papal pretensions never went farther. But Albert’s
oath was not repeated by Henry VII, and although before setting out for Italy
Henry swore to protect and defend the Holy See, recognising the superiority of
the sacerdotium to the imperium, his
undertakings fell short of an oath of fealty.
In general,
it must be recognised that the kings of this period were too ready to shelter
behind ambiguities and to accept theories which, if harmless in themselves,
might be used as bases for claims very damaging to the Empire. The doctrine of
the “Translation” was dangerous; it was imprudent to concede that the Empire
was the “lesser light” in the firmament, even though Dante for a while was
willing to do so; but it was suicidal to admit, as Rudolf and Albert did, that
the Electors owed their existence and rights to the Papacy, a belief which,
under Rudolf, was actually countenanced by the Electors themselves. It can
hardly be disputed that in the verbal skirmishes of these forty years the
Papacy had on the whole the better of it.
There were,
nevertheless, several able publicists who at this time vigorously defended the
authority and rights of the Empire against the Papacy. The most famous was of
course Dante, whose De Monarchia was probably,
to the medieval mind, the most cogent vindication of the Empire ever written.
And just at the end of the reign of Henry VII the imperialists opened a
counter-attack, with ammunition mainly supplied by the civil lawyers of Italy.
In a circular announcing his coronation in Rome—a verbose and pompous
document—Henry used phrases which might be construed as a claim to the lordship
of the whole world, including the Church. Later, while not going so far, Henry,
in reply to the Pope’s claim of feudal overlordship, urged that all temporal
authority belonged to the Emperor and that he received it direct from God. It
was the beginning of a great imperial offensive, which under Lewis the Bavarian
was to assume a practical importance far greater than it possessed in the reign
of Henry.
Of more
serious consequence than all this talk were the relations between the Empire
and France. It was under Philip the Fair that France embarked on the policy of
fomenting dissension in Germany and taking advantage of the consequent
confusion to nibble at her territory. The German kings of the time have been
bitterly denounced for failing to frustrate and chastise the national enemy.
They were aware of the danger and sometimes tried to check it, Adolf’s alliance
with Edward of England being the most ambitious step towards this end. Albert
of Austria, however, was ready to ally with the King of France against his own
sovereign, and when he himself sat on the throne, he maintained his friendly
relations with Philip for several years. Henry VII’s Italian enterprise of
course prevented him from doing much to protect the western border against
France, even if he seriously wished to do so. It should be understood, however,
that Philip the Fair did little actual harm to Germany itself. Lyons and Viviers were definitely annexed by France, and it looked as
though Franche Comté had fallen under the lordship of
the French king; but these encroachments were at the expense of the kingdom of
Arles, not of Germany, and in Arles imperial authority had for generations been
little more than nominal. It was indeed a loss to Germany when the Count of Bar
did homage to Philip for his lands west of the Meuse, and when the city of Toul
placed itself under Philip’s protection; and it was a blow to the German Crown
when several princes of the west allied with him against Adolf and declared
themselves vassals of France. But these traitors were simply seeking a
momentary advantage, and few princes can have wished to subject themselves to
the hard yoke of Philip the Fair in preference to the negligible overlordship
of a King of the Romans. The sequel showed that it was only a very favourable
conjunction of circumstances that enabled Philip to gain so much; his
successors, troubled by domestic discord or foreign invasion, could not follow
up his successes or even retain all that he had won; and it was not until the
reign of Louis XI that France again became a serious menace to the territorial
integrity of Germany. It is probable, too, that if French encroachments had
become more serious, German resentment, which showed itself more than once,
would have stimulated a national resistance. Far more perilous than Philip’s
intrigues, from the German standpoint, was the advance of French culture within
the German kingdom. Brabant, Hainault, Luxemburg, Lorraine were becoming more
French than German in language, customs, and institutions. Henry VII spoke
French as his native tongue. At the marriage of his son John and the Bohemian
princess Elizabeth it was remarked that much French, some Czech, and little
German could be heard, and from what was said and done it seemed as if those
taking part in the ceremonies were all foreigners. It was, in the main, a
French-speaking army which Henry led to Italy. This Gallicisation of western
Germany was of course nothing new, and no political force could have stopped
it.
What German
culture was losing in the west it was gaining in the east. French encroachment
at the expense of Germans was more than balanced by German conquest and
colonisation at the expense of Slavs. The greatest days of the medieval Drang nach Osten were indeed just over; but the movement was still
strong, and it was during these forty years that the Teutonic Knights completed
the conquest of East Prussia, acquired the lordship of East Pomerania, and
began the erection of Marienburg. It was not merely
that Germans were occupying new territory; Germany’s political centre of
gravity was moving eastward. Henceforth it was on their possessions in the
east that the leading German dynasties were to base their power. Gone was the
greatness of Swabia; but eastward of it the Wittelsbachs remained strong, and
there was still a formidable duchy of Bavaria. The Habsburgs, hitherto petty
counts of the south-west, were now mighty potentates on the eastern frontier.
Throughout the four reigns that we have been surveying there was intrigue and
dispute concerning the succession to Bohemia, the final victor being the House
of Luxemburg, which was thus enabled, after Henry VII’s death, to retain its
place in the front rank of German families. The old duchies of Saxony and
Franconia were now shattered; but the Ascanians and
the Wettins, in virtue of the Marks over which they
ruled, were as powerful as any prince of the centre or west. Nor should it be
overlooked that several Slavonic princes of much influence, just within or just
without the bounds of the kingdom, were becoming Germanised. But for the great
Rhenish archbishoprics, the west of Germany would have carried little weight in
the politics of the country.
It is a
commonplace that it has seldom been safe to draw inferences about the state of
the German people from the state of their central government. For the Crown,
times were bad in the forty years that followed the succession of Rudolf of
Habsburg, but to the ordinary German they seemed much better than they had been
for a long while. There was still, nevertheless, a great deal of violent
disorder, and in trying to check it the kings relied mainly upon Landfrieden, a poor substitute for strong-handed
retribution. The term Landfriede was used in
more than one sense. It might mean simply a royal ordinance embodying
regulations for the establishment and maintenance of public order. The term,
however, was increasingly used to denote a league for preserving peace, whether
founded at the instance of a great potentate or not. Such an organisation
commonly consisted of the temporal and spiritual magnates, knights and cities
of a specified area, each member undertaking (usually for a specified time) not
to wage war on any other, to observe certain rules in the interest of public
order, and to assist, whether by money or by men, in chastising disloyal
members or troublesome outsiders. Scores of these Landfrieden were organised in Germany during the two centuries following the Interregnum.
Their very number indicates that they were usually ineffective, but many did
useful work and lasted a long time, though all broke down sooner or later.
The spirit
of self-help which gave rise to many of these Landfrieden produced other associations destined to greater success and renown, though just
as humble in their origin. It was the reign of Adolf that witnessed the lowly
beginnings of the Swiss Confederation. This, indeed, was something out of the
common, for united action on the part of peasants was difficult. The growth of
the Hansa, at the other end of Germany, was less astonishing, for it was in the
cities that co-operative enterprise found the most congenial atmosphere. The
kings of this period, while not deliberately hostile to the burghers, were as a
rule inclined to take the side of the princes against them; but the cities
shewed that they were quite capable of protecting their own interests, though
it must be admitted that they frequently displayed a selfish indifference
towards the welfare of Germany as a whole. The best days of the German cities,
it is true, were yet to come, and the favours bestowed on them by Lewis the
Bavarian were to modify their attitude towards the Crown. Already, however, the
best and most scientific government in Northern Europe was to be found among
them. What they had most to fear was internal dissension, and at the end of the
thirteenth century many of them, both imperial and princely, were tom by feuds
between the merchant aristocracy and the craft gilds, a conflict which
sometimes ended in the introduction of a democratic element into the civic
constitution, but often in the defeat of the artisans. But, whatever their
troubles and defects, the German cities were already proving that the weakness
of the central government was not incompatible with the economic progress of
the German people.
While the
cities are the most attractive feature of the Germany of late medieval times,
it would be unjust to dismiss the princes as so many self-seeking ruffians. It
is doubtless true that high ability and lofty motives were not common among
them. The best of them, however, brought to their lands a measure of order and
prosperity. Albert of Austria made his eastern territories more peaceful than
they had ever been. Brandenburg became very powerful and wealthy under the last Ascanians, who inherited the administrative capacity
of the earlier margraves of the line, and strove, notwithstanding the growing
power of the feudal nobility, to continue their paternal rule. Where the
princes were less capable, their subjects often profited by securing political
concessions. Many a Landstadt enjoyed
privileges which left it no reason to envy imperial cities; and it was in the
years immediately after the Interregnum than Landtage first acquired real importance, the Estates of Bavaria being conspicuously
influential. The Landtage, indeed, were soon
to be of more practical consequence than the Reichstag.
The period
under review was a time of much outward splendour. For a love of extravagant
pageantry it would be hard to excel the German kings and princes of these
years. Usually their means did not justify their ostentation. Nevertheless, the
country at large was not unprosperous. Nearly all the cultivable land of
Germany was being exploited. There were more villages in Germany then than now,
and in certain regions, notably in the west, there was some congestion of
population. On the whole, the peasants were well off. The number of free
cultivators was increasing, and even the unfree, their obligations fixed by
custom, were profiting by the general rise in prices.
At the
opening of the fourteenth century the Germans themselves were certainly not
pessimistic. To the average man the Empire had seldom been more than a
resounding name, and he did not understand that it had lost whatever grandeur
it had possessed. The king was to him a great personage; he did not share the
modem historian’s knowledge of the weakness of the Crown; on the contrary, he
knew that it had recently been revived, and that the condition of Germany,
however disorderly, was better than it had been during the Interregnum. The Germans
of the time had a very good conceit of themselves, which appeared in the
oft-proclaimed opinion that they surpassed all other peoples in military
prowess, a belief which seldom had less warrant than at this moment. At all
events, the disunion of Germany had caused among the Germans no such
demoralisation as afflicted the French a century later during the feud between
the Burgundians and the Armagnacs. Throughout the last centuries of the Middle
Ages, the morale of the German people, though it naturally suffered, remained
astonishingly high.
CHAPTER IVGERMANY: LEWIS THE BAVARIAN
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