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THE CAMBRIDGE ANCIENT HISTORY - VOLUME XI - THE IMPERIAL PEACE
CHAPTER II
THE PEOPLES OF NORTHERN
EUROPE THE GETAE AND DACIANS
I.
THE EARLIEST AGES
THE difficulties that beset attempts to determine when
man first appeared on any part of our globe, are increased in the case of
Northern Europe by its repeated glacial periods. It may be presumed that by far
the greater part of the traces of man which probably existed from interglacial
times have been completely obliterated by the destructive action of the ice on
the earth’s surface. It is therefore significant that the most northerly
dwelling-place finds of indisputable Early-Palaeolithic character in Germany lie outside the latest North European ice-cap, which is
considered to fall in the Magdalenian period of West Europe. No decisive
evidence that the Baltic districts also were inhabited as early as the last
interglacial epoch has yet been advanced, but it is possible that it may be
forthcoming from certain parts of the Scandinavian peninsula. Geologists have,
indeed, proved that parts of Norway, particularly the coastal districts from
Bergen to Lofoten, were not entirely covered by the
latest land-ice. It has also been conjectured that the very ancient
North-Norwegian Komsa culture discovered during
recent years has its origins in the interglacial epoch. It is, however, worthy
of mention that finds which are probably still older than the Komsa dwelling-places found hitherto have been made on the
west coast of Sweden. These finds are thought to belong to the period about
9000 b.c. If it cannot yet be regarded as certain
that the Komsa culture represents an immigration from
the south, it is true of the Lyngby culture, ascribed to the Mesolithic Age,
which is represented above all by picks or axes of reindeer horn and is
undoubtedly that of a hunting people who followed in the tracks of the reindeer
the receding ice-edge over the tundras of Northern
Europe.
It is still not known to what race the bearers of the Komsa and Lyngby cultures belonged, as there are no
skeleton remains from that period, nor has any direct connection been traced
between that settlement and the one immediately following it, also Mesolithic,
called the Maglemose culture after a place in
Seeland. During the Ancylus period when the Baltic
was a fresh-water inland lake, this culture extended over its North German and
East Baltic shores and, above all, the Scandinavian peninsula. There is a find
of skeleton remains of this age from Stangenas in Bohuslan (Sweden), which are ascribed to the Nordic race
and so mark their first appearance in prehistory. The settlement attested by
the kitchen-middens on the shores of the Litorina-Tapes
Sea is a direct development of this civilization. This is also true of the
numerous Neolithic Age dwelling-places which are characterized particularly by
an abundance of pottery.
At the beginning of the North European Neolithic Age
(which is placed by Montelius, probably too early,
about 4000 b.c.) a culture with agriculture and
cattle-raising appears here. The Megalithic graves characteristic of one of the
main groups of a later stage in the new civilization are regarded as barbaric
imitations of the built graves of the Orient which reached Scandinavia by way
of the coasts of North Africa and Western Europe. They certainly came here by
way of England, and they have also been interpreted as evidence of an
immigration from the west. This question must still be regarded as unsettled.
On the other hand it must be taken as established that the Megalithic grave
culture of the Baltic regions is associated with that of Western Europe and has
its centre on the Danish Islands. The German and
Dutch Megalithic graves may probably be regarded as simplified descendants of
the Nordic ones. Strong influence from the north can also be traced in the
German-Dutch Megalithic grave culture. Certain types of tools and weapons and
the abundant pottery attest this affinity.
Scandinavia and North Germany also show common
features in the second main group of the agricultural civilization of the Stone
Age—that of the single graves. Opinions vary greatly as to the interpretation
of these conditions. On the one hand this culture, which is marked by beautiful
battle-axes and pottery of a definite type, is taken to be a Scandinavian
culture group which spread over adjacent parts of the continent. According to another
theory it is due to a wave of culture from the south, brought by the
Indo-Europeans who migrated into the country at that time. A third school
identifies the Nordic race (Homo europaeus) with the Indo-Germanic primitive
people who spread from South Scandinavia, or that region together with
North-West Germany, beginning as early as the Stone Age. Where the truth lies
it is at present impossible to decide. The fact that in Scandinavia—apart from
its northernmost parts inhabited by Lapps and Finns—no names of places or of
natural features are met with which are not of Indo-European origin, deserves
very serious attention. They invite a comparison with other very different
conditions found, for example, in Greece. It is thus not impossible that Tacitus
was right in thinking that the Germani were
the original inhabitants of their country, and it is a tenable view that the
North German and Scandinavian agriculturalists of the Later Stone Age are
largely directly descended from the nomads who occupied the land when the ice
receded. In any event, it is probably right to describe the inhabitants of
Scandinavia and North Germany between Weser-Aller and the lower Oder (or
Vistula) during the Later Stone Age as proto-germanic.
It is more difficult to determine whether the original
home of the Germanic people included the East Baltic countries. Western Finland
and parts of the former Russian Baltic provinces exhibit a Stone Age culture
which, in general, shows considerable resemblances to the Scandinavian—though
here Megalithic graves are not found. Nevertheless, the paucity of the skeleton
material from this period—entirely lacking in Finland—makes it impossible to
draw any certain conclusions. But it has been assumed both by philologists and
archaeologists that the Swedish-speaking inhabitants of the present day in
Finland derive from the Stone Age. The ‘comb-pottery’ on the other hand, which
is richly represented in Eastern Europe and also in countries north and south
of the Gulf of Finland, is ascribed in general to Finnish and Baltic tribes.
Conditions during the Bronze Age (which in Scandinavia
began c. 1800 b.c.) agree with those of the
Later Stone Age in so far as the centre of culture
lay in Denmark, and still more markedly than before. At the same time the
boundary towards the south is still more sharply drawn than during the Stone
Age. Foreign influences are more pronounced in North Germany than in
Scandinavia, and on the Continent the way is less prepared for the development
of a national culture. Even in this period, however, traces of Scandinavian
influences in North Germany appear partly in the shape of imported goods and
partly in the development and forms of the remains. But the competition of the
southern metal cultures was too strong, and during the Bronze Age northern
influences do not extend over the continent as they did earlier. On the other
hand, Nordic cultures gain in the East some compensation for what is lost in
the South. South-West Finland may now be described as a province of
Central-Swedish culture. In a lesser degree Swedish influences extend even to
the countries south of the Gulf of Finland, and clear traces of it are found as
far east as the regions of Oka and the upper Volga.
Although the continental part of Germanic territory
with its largely heterogeneous culture seems less markedly an outward fringe of
Scandinavia, its civilization shows great vitality. The spread of Late Bronze
Age razors of Nordic type and certain clay vessels has been adduced as evidence
of the expansion of this culture and its bearers towards the Rhine during that
period. The rise of the East-German culture group (‘Grossendorfkultur)
with its centre in Pommerellen (the district between the Vistula and the Persante)
is also of great importance. Its strongly local character indicates that it is
deeply rooted and tells against the theory that it marks an invasion moving
from West to East. But it is rich and vigorous and exercises a considerable
influence, especially on the Bronze Age of Eastern Scandinavia.
The end of the Bronze Age, at the middle of the first
millennium b.c., shows a cultural weakening in
Northern Europe. This continues during the early centuries of the Iron Age when
it is characterized by great paucity of finds, and it does not cease until the
second century b.c. This decline has been attributed
to various causes, such as the Celtic migrations on the continent, which
interrupted communications with the metal exporting countries. That an interruption
of this kind actually did play a part is confirmed by the fact that the
beginning of the renascence seems to coincide with the exploitation of the
native bog-ore iron in the middle of the second century. It has also been
maintained by men of science that a deterioration of climate occurred in Europe
during these centuries. The view that this was a factor in the cultural
depression finds some support in the repeated emigrations from Scandinavia
which can be assigned to this period—those of the Vandals, the Burgundians, the
Goths, and others. That these peoples were of Scandinavian origin is attested
by their own traditions, their ethnic names, their house-forms, the evidence of
philology and archaeological data, while the fact that these ethnic names
appear in Tacitus as those of continental Germanic tribes indicates that their
emigration to the continent must have begun before the end of the first century b.c.
II.
THE ENTRANCE INTO HISTORY OF THE NORTHERN PEOPLES
The Germania of Tacitus marks the entrance into
history of the North-European peoples. But long before his time isolated
glimpses are caught of them. The name of a Scandinavian people (the Teutones)
is first met with in Pytheas. This Greek from
Massilia, who made a journey to Britain at the beginning of the fourth century b.c., mentions Thule, lying six days journey to the north
of Britain. That country has been identified as the northern part of Norway.
Information about the continental part of Germania in other authors may be
traced to his work, which has itself perished. The first more detailed
description of a North-European people is Polybius’ picture of the Bastarnae,
whose connection with the Germani, however, it
was left for the elder Pliny to elucidate. The first writer to realize that the Germani were a people by itself, separable from Celts
and Scythians, was Posidonius (135—51 b.c.), in his lost continuation of Polybius’ historical
work. It is from his writings that classical authors chiefly derive their
pictures of the violent attacks of the Cimbri and the Teutones—the first sign
of the ‘blonde peril’ threatening the Roman Empire. Important information about
the Germani—though sometimes hard to interpret—is
also contained in Caesar’s Gallic War. To the decades immediately before
and after the beginning of the Christian era belong three sources concerning
northern Europe that supplement each other—Augustus’ short presentation in his
Res Gestae of the most important results of his foreign policy, Velleius’
detailed description of Tiberius’ campaigns, and Strabo’s geographical work.
Augustus and Strabo mention the Cimbri, but on the whole the Elbe is still the
boundary of the world as known to the Romans. The summary of the geographical
knowledge of the time presented by Pomponius Mela shortly before the middle of
the first century a.d., mentions the Sinus Codanus and its island world north of the Elbe. He is here
probably referring only to the southern part of the west coast of Jutland.
Pliny shows himself considerably better informed in his Natural History,
in which five main Germanic tribes are enumerated. Of the countries north of
the Baltic he mentions the island of Scadinavia, a
word which is probably akin to the name of the Swedish province Skane (Scania), and may be assumed to refer to the southern
portion of the Scandinavian peninsula.
In the knowledge of North Europe among the civilized
people of his time Tacitus’ Germania marks a great advance. The work, the
original title of which is assumed to have been De situ et origine Germanorum, is one of
the earliest works known to us wholly devoted to the presentation of a geographico- ethnographical subject.
From the first chapter of the Germania we can conclude
that the shifting towards the south which the distribution of the Scandinavian
tribes indicates was paralleled among the Germanic people on the continent.
This becomes clear when the contents of that chapter are compared with the
evidence of archaeological research. In the middle of the last millennium b.c., when the southern boundary between the Germani and the Celts is easy to trace, thanks to the
entirely different burial customs of the two peoples, the Germani practising cremation, the Celts inhumation, the
conditions in the Saale districts afford clear evidence. The territory of the Germani does not extend farther south than the Harz and the
Celts still occupy Thuringia. In the time of Tacitus, however, the Germani’s southern boundary lies along the Danube.
He gives the Rhine as the western boundary of the Germani, though he himself states that the Mattiaci (around Wiesbaden) were clients of Rome and that
the area in the angle between the Rhine and the Danube {agri decumates) lay within the boundaries of the Roman
Empire. The statement that the Rhine was the Germani’s western boundary is also misleading in so far as it ignores the tribes living
west of the Rhine, some of whom Tacitus himself enumerated. Efforts have been
made to decide from archaeological evidence when these Germani cisrhenani mentioned by Caesar occupied Eastern
Gaul, and a number of grave-finds have been interpreted as indicating that the Germani passed the lower Rhine as early as in the middle of
the last century b.c..
Tacitus’ statement must be taken to refer to the
political boundary between the Roman Empire and free Germania. For the rest,
there are many signs that this boundary was not exclusively political, and that
before the close of the first century a.d. the Romans
had made a considerable advance in their endeavour to
merge the foreign element into the body of the community. It is probable that
the task of absorbing the western Germanic tribes into the Roman Empire was
facilitated by the fact that the people there were not unmixed. Caesar’s
statements about the Belgae indicate that the Celts had not been entirely
driven out, but had largely remained in the country. It is difficult to decide
whether the Germani west of the Rhine had simply
become celticized, as some scholars have assumed. The
grave finds are rather scanty, and in addition the two cultures are fairly
similar—even that of free Germania shows strong Celtic influence during the
closing centuries of the pre-Christian era. The fact that the cremationgrave culture, which was so vigorous at that
time, becomes general in these districts shows that in this respect the Germani set the fashion. But as regards the period
following Caesar’s conquest of Gaul, it is certain that no cultural expansion,
either Celtic or Germanic, went on here, but rather a fusion with romanizing tendencies. The archaeological material points
unmistakably in this direction. All the commodities which reach England, West
Germany and Scandinavia especially from the mouth of the Rhine after the end of
the second century, are provincial Roman in character. As a further sign that
the Rhine Germani of this period are separated from
their fellow-tribes reference may be made to the fact that of the Germanic
fibulae which are found in such profusion only a single group is really
represented here. This may indicate that even in Tacitus’ time the Rhine was
not only a political but also an ethnographical boundary, along which classical
culture encountered Germanic.
Thus at the time of Tacitus there lived west of the
Rhine a number of Germanic tribes, who undoubtedly formed an important element
in the population of these areas. Both Tacitus’ account and the archaeological
facts referred to above suggest that they were in culture, though not in
speech, largely denationalized. Even though a number of tribes still proudly
asserted their Germanic origin we need not assume the existence of a Germania
irredenta groaning beneath the Roman yoke. The real description of the Germani by Tacitus thus begins with his account of Germania
libera, the regions east of the Rhine.
III.
THE ‘FREE’ GERMANI OF THE CONTINENT
In his account of these free’ Germanic tribes in the
west he begins with the Chatti living in what is now
Hessen, whom he describes in considerable detail and extols for their military
virtues. The Tencteri and the Usipetes on the right bank of the Rhine, who are said to have been skilled horsemen,
receive similar praise. After a short mention of some other tribes, come the
Frisii. These people, who inhabited the coast-lands between the Rhine and the
Ems, had joined the Romans at the same time as the Batavi and did them great service during the campaigns of Drusus and Germanicus. By a
revolt in a.d. 28, provoked by the severity of the
tax-collectors, they made themselves independent, were again subdued in 46-47,
but joined the revolt of the Batavi in 69-70 and
regained their freedom. Tacitus has not much to say about the Frisii, but a
good deal can be discovered from archaeological evidence. The finds which can
be referred to them practically all come from remains of the artificial mounds
on which they built their villages (Terpen). The oldest go back to the La Tene period, while several of the later ones contain a
considerable quantity of both native and imported (Roman) pottery from the
early Empire. To a smaller extent, also, metal objects are met with, among them
Roman bronze vessels. These Roman wares in Terpen may be regarded as the
earliest evidence for the Frisii as traders. The transportation of cattle up
the Rhine by the Frisii is attested in literature from the end of the third
century. As has been seen, there was considerable export of provincial Roman wares
from the mouth of the Rhine at the end of the second century, and it must be
assumed that this was chiefly in Frisian ships. The Terpen finds attest
connections between this people and the Romans as early as the first century,
and it may be assumed that this trade began at the time when their waters were
directly connected with the Rhine by the canal built by Drusus in 12 b.c.
After the Frisii a brief reference is made to their
neighbours on the east, the Chauci at the estuary of the Weser—now traced in
archaeological material—and on the south the Cherusci,
Arminius’ renowned tribe, who, however, by the time of Tacitus had lost much of
their power to their more warlike neighbours, the Chatti.
Next come the Cimbri, whose name evokes gloomy reflections on what the Romans
had to endure from the Germani—‘tam diu Germania vincitur’. The
position of their home-country is not precisely stated, but their name is found
in the present Danish place-name Himmerland, the
district south of Limfjorden. The home of the
Teutones, their comrades in arms (who are not mentioned by Tacitus), is also
definitely known now. It is to be found in Thy, north-west of Limfjorden. Archaeological evidence of these two peoples
has now been found in traces of extensive abandoned agricultural areas,
obviously deserted in prehistoric times, and a fortified place in the moor at Borre.
Great interest attaches to the account of the Suebi,
the collective name for a number of tribes—indeed, according to Tacitus, all
except those dealt with above. This is a single use of the name; Pliny and
Tacitus himself elsewhere give to it a more restricted meaning. The Suebi are
generally made to include the tribes in Mecklenburg, Brandenburg, Saxony and
Thuringia. Their habitation is traced in the name Schwaben. The fact that Suebi
are placed also on the Eider indicates, perhaps, that they, like many other
peoples, were invaders from Scandinavia. The next chapter, that about the
Semnones round the Havel and the Spree, who consider themselves the leading
tribe among the Suebi, gives clear information as to the nature of this tribal
alliance. In a sacred grove in the territory of the Semnones representatives of
all the Suebi assemble at fixed times for collective religious observances
which include human sacrifices. The Langobardi, so
renowned later, also belong to the Suebi, living north-west of the Semnones, in
what is now Lüneburg, at the beginning of the century and probably also in the
time of Tacitus. According to their own traditions, they migrated from
Scandinavia. It has been assumed that they came from the Swedish provinces Skane or Halland but spent a
short time in Gotland before they landed in Germany, a theory which receives
some support from the fact that the Gotland archaeological material from the
pre-Roman Iron Age is strongly influenced from North-West Germany. North-German
burial places of a certain type are unanimously ascribed to the Langobardi: the men’s burial places with weapons (Nienbuttel, Rieste, Korchow, etc.), and the women’s without weapons (Darzau). These burial customs are interpreted as indicating Woden-cult and their connection with the Suebi has
been disputed.
Another kind of cult-association of a similar nature
to that of the Suebi is mentioned as existing north of the Langobardi,
and more detailed information about the nature and object of the cult is given.
The goddess Nerthus, identified by Tacitus
with terra mater is carried round in procession at certain times of the
year in a covered waggon drawn by cows, and
worshipped by the people with festive joy and with the laying aside of weapons.
Here we have obviously the female representative in the twin deity of
fertility, which is known to us from the Mediterranean countries and the
Orient, whence this cult spread over the world. The old German form of the name Nerthus corresponds to the Icelandic Njordr, the Swedish Njord,
which is, however, the name of the male deity. The Nerthus-worshipping
tribes are identified with the Ingaevones mentioned
by Tacitus, but it may be observed that Nerthus also
was worshipped in Scandinavia, to judge from several place-names, e.g. Nartuna in Uppland. Among the
seven peoples enumerated by Tacitus are to be noted the Angli,
with their original tribal centre on the peninsula
Angel in East Slesvig, and their neighbours on the
south-west, the Reudigni who occupied the territory
of the Chauci by the lower Elbe towards the end of the second century, and who
are probably identical with the Saxons. On Ptolemy’s map (a.d. 150) the Saxons are placed on the right bank of the lower Elbe, in the
Lauenburg. The types of remains, characteristic of both these peoples, which
are to be met with in England and mark the Anglo-Saxon invasion, belong however
to a later period than the one dealt with here. A considerable West-Germanic
tribe in this region whose name does not appear in Tacitus is that of the
Franks. This name is therefore assumed to have arisen later to designate a
tribal association inhabiting the district between the Rhine and the Ems and
composed of the Bructeri, Ampsivarii and others. It is thought that this group appears in Tacitus as the Istaevones.
After the diversion to the north which the description
of the Nerthus people implies, Tacitus turns
southward and goes now from west to east. The first people dealt with are the
Hermunduri, who lived south of the Chatti. Philologists
associate their name with the first element of the name Thuringerwald,
the mountain country forming part of their tribal territory. The name of this
tribe has also been connected with that of the Herminones,
and it has been assumed that we must seek in these districts the third of the
tribal confederations mentioned by Tacitus. This is confirmed by the fact that,
according to Pliny, the Herminones inhabit the
interior of Germania and consist, inter alia, of Suebi, Hermunduri, Chatti and Cherusci. That the
territory of the Hermunduri, or the tribes allied to them, extended far
southward is indicated by what Tacitus says about their trade with the Roman
province of Raetia, a trade which was not confined only to the neighbouring river, the Danube, but penetrated far into the
Roman Empire. The privileged position enjoyed by the Hermunduri in this respect
was the reward for their conduct during the critical period in the first
century a.d.. They had taken no part in the war
against Rome led by Arminius and the Cherusci.
While only vague glimpses of the Hermunduri are caught
both in literature and archaeological material we are, on the other hand, well
informed about the Marcomanni and the Quadi. The first references to the
Marcomanni are found in Caesar6, where they are mentioned as forming part of
Ariovistus’ army. It is assumed that at that time they lived between the Main
and the Danube in the territory evacuated by the Helvetii. When the Romans occupied
the country west of the Rhine and were obviously preparing to cross the river
and subdue the Germani, the Marcomanni found their
position insecure, and under the leadership of their king, Maroboduus,
they marched eastward into Bohemia, large parts of which they conquered in the
last decade b.c. Maroboduus,
who seems to have been possessed of some statesmanship, obtained great
influence in Central Germany during the next two decades, and became leader of
a tribal alliance which is said to have extended from the Elbe to the Vistula.
His power was broken by a defeat at the hands of the Cherusci under Arminius in a.d. 17, and after the Goths, under
the leadership of the exiled Marcomannic nobleman Catualda,
invaded Bohemia in a.d. 19, Maroboduus’
empire collapsed, and he himself ended his days in exile in Ravenna a.d. 35.
The Germania gives only vague indications of
the relations between the Marcomanni and the Romans: ‘raro armis nostris, saepius pecunia iuvantur, nec minus valent’. But
in the Annals Tacitus makes a statement which, short as it is, is
illuminating, and affords an explanation of one of the most important factors
in the Germanic culture of the Earlier Empire. When Catualda conquered Maroboduus’ capital, he found there sutlers
and merchants from the Roman provinces who had immigrated thither ‘from greed
of gain.’ It is clearly possible that there was some sort of commercial
agreement, as Tacitus suggests, which entitled Roman merchants and other
traders to settle and do business within the boundaries of the Marcomannic
kingdom. The leading cultural role of Bohemia within the Germanic world at this
time is explained in this way. As a transit country for Italian exports to
Northern Europe it had been of importance as early as the beginning of the
Bronze Age. Further, as the Romans gained control of Carnuntum,
first as a summer camp and later as a fortress, the town became a staple place
for trade with Northern Europe. It is of still greater importance that Bohemia
now became the centre of a particularly vigorous
culture built up of Germanic, West-Celtic, Boian,
provincial-Roman and purely Italian elements. It was this culture,
characterized by certain fibulae, buckles, mounts for drinking-horns, etc.,
which sets its stamp on the whole of the archaeological material of Northern
Europe during the beginning of the first century. In view of the dominating
importance of this culture of the Marcomanni, its bearers—the last people in
the West-Germanic group dealt with by Tacitus—must also be given a prominent
position during the Earlier Empire which can only be compared to that of the
Goths during the Later.
Tacitus’ description of the East Germanic and
non-Germanic peoples together occupies only about half the space devoted to the
West Germani. This indicates that the information he
could obtain about these tribes, which were farthest away from the Roman
boundaries, was somewhat scanty. Herein probably lies also the
explanation—which will be dealt with in more detail later—why the author’s own
speculations about these peoples were given freer scope than before. In spite
of their paucity and other shortcomings these notes are of great importance,
since they comprise the oldest extant historical detail about several peoples.
It is therefore assumed that Tacitus had access to some now lost written
source, or, more probably, to verbal information from some traveller.
In this connection the Roman knight who visited the amber coast has been
suggested. After having mentioned by way of introduction four little known
tribes, one of which (the Osi) is generally
considered to be Illyrian, he discusses in somewhat more detail the Lugian group who are said to occupy the largest area. The
tribes enumerated here are also practically unknown to history. Of
ethnographical interest are the particulars about the Harii—possibly
identical with the Hirri mentioned by Pliny—that they
have black shields, blacken their bodies and choose dark nights for their
battles. The information about the Naharvali—that in
their territory they had a sacred grove where ancient rites were
performed—suggests that within their tribal group they played the same part as
the Semnones among the West Germani, and that thus
these Lugii also were associated in a common cult.
Beyond the Lugii dwell the Gotones (Goths), and in the coast regions (of the Baltic) the Rugii and the Lemovii, all of whom are curtly described as
‘distinguished by their round shields, short swords and obedience to their
kings.’ With regard to the shields, however, it is to be observed that over the
whole of the Germanic territory, besides the predominant round shape, other
types of shields, both oval and many-sided, for example hexagonal, are also met
with. On the other hand, the statement that the short (one-edged) sword is
specially characteristic of the East Germani at that
time is correct. But the contrast to which Tacitus alludes between the West-Germanic
long and the East-Germanic short swords belongs to the end of the pre-Roman
epoch. In Tacitus’ time also the West Germani used
short swords, but only two-edged of Roman gladius type although with certain
native features. As the Burgundians and Vandals do not appear among the tribes
enumerated here, though the latter are mentioned elsewhere it has been assumed
that they are included in the Lugii. Of the Germanic
people on the continent (i.e. not in Scandinavia) mention is also made of the
Veneti and Peucini or Bastarnae. Their nationality is
stated with a certain hesitation as they are said to resemble the Sarmatae.
In the description of the continental Germanic tribes,
the statements about the Bastarnae deserve special interest, as they are the
Germanic tribe with whom the classical peoples had come into contact
previously, and who thereby first made their appearance in history. As early as
the end of the third century b.c. they are said to
have appeared in the company of the Sciri at the estuary of the Danube, where
during the following centuries they were allies of Rome’s enemies, until they
suffered a decisive defeat at the hands of M. Crassus in 29 b.c. Earlier Roman sources regard them as Celts or Scythians, and their Celtic
nationality has also been maintained by modern scholars, but their Germanic
origin may be regarded as established. The reliefs of them which can be studied
on Trajan’s Column show Germanic types with the characteristic knot of hair.
This detail, as well as their grave-culture, has caused surprise, since these
features are looked upon as particularly West-Germanic. The explanation lies
perhaps in the fact that the Bastarnae were a continental Germanic tribe,
whereas the specific East-Germanic culture was created by people who immigrated
from Scandinavia. The Bastarnae may be considered to have been the first
Germanic people to have moved down towards the Black Sea from the Baltic, and
their road thither is indicated by the name for the Carpathians, Alpes Bastarnicae, known from classical sources. It has been
assumed that theirs was the peculiar culture which, at the beginning of the
Iron Age, had spread over Pommerellen, and is
characterized by stone cistgraves filled with
pottery—sometimes as many as thirty vessels, many of them face-urns. This
culture has been declared to be a direct continuation of the Grossendorfkultur in the same district from the
Later Bronze Age. The cause of the departure of the Bastarnae from the shores
of the Baltic has been sought in the immigrations from Scandinavia in the
closing centuries of the pre-Christian era.
Among the Scandinavian peoples who were the earliest
to move to the south coast of the Baltic are numbered the Vandals, mentioned
first by Pliny under the name of Vandili. Their name
has been associated with the Danish place-name Vendsyssel,
Jutland, north of Limfjorden, which area is supposed
to have been their original home, an assumption which receives some support
from the fact that one of the Vandal tribes bore the name Silingae,
a name probably connected with Saelund, the old form
of Sjaelland (Seeland). That in the time of Tacitus Jutland at any rate had
connections with East Germany appears from the ornamentation of the Jutland
pottery (meander or meander-like patterns with continuous lines), which agrees
with what is found on the pottery in that area, whereas in the adjacent
West-German territory these patterns consist of dotted lines made with a little
toothed wheel. In Silesia, which obtained its name from the Silingae,
and where both the latter and other Vandalic tribes thus lived, pottery has
been found from as early as the first century b.c.,
closely corresponding to that in Denmark and Sweden. The researches of recent
years have succeeded in tracing with fair certainty from the archaeological
material (house-foundations, burial customs, pottery) the movement of the
Vandals to the continent during the second century b.c. The name of the Vandals used to be associated with the face-urn culture, but
that does not square with the results of most recent research, as we have seen
above, and their line of immigration was not the Vistula but the Oder.
A closer study of burial culture and types of remains
has made possible more definite conclusions with reference to the other
East-German peoples enumerated by Tacitus. In western Further Pomerania and
round the bend of the river Vistula a group of burial grounds can be
distinguished, characterized by Brandgrubengraber with girdle-hook and an abundance of weapons, among them ornamented spearheads. Rondsen, lying within the area last mentioned, is
typical of these burial grounds. As the same burial practice obtained in
Bornholm in the centuries immediately preceding the birth of Christ, the burial
grounds of this type on the mainland have been associated with the Burgundiones also mentioned by Pliny, who are assumed to
have migrated from Bornholm (Borghundarholmr)
in the second century b.c. East and north of the
Burgundian territory referred to, in Pomerania, burial grounds with Brandschüttungsgraber, and several skeleton graves
appear towards the end of the pre-Roman period. The Rugii (‘rye-eaters’) first mentioned by Tacitus are placed here, and this is
supported by a statement in Jordanes, according to whom the Goths after their
landing on German soil—this is nowadays placed in the first century b.c.—first attacked the Ulmerugi (i.e. the Rugii on the island), which probably refers
to that section of the Rugii who had settled in the
delta of the Vistula. The name of the island of Rügen has also been correctly
associated with that of the Rugii. Some of the Rugii are assumed to have been settled at the estuary of the
Oder. There is agreement among Scandinavian scholars that the Rugii come from Rogaland in south-west Norway. In view of
the fact that a find in Rogaland (the Avaldsnesgrave)
from about a.d. 300 contains a remarkable number of
Roman imported goods and that similar goods are also found in abundance in
connection with skeleton-graves in the estuary of the Oder and on the Danish
islands, it has been suggested that the Rugii migrated from their native country to the mouth of the Oder and Vistula with the
Danish isles as an intermediate station. Thus the appearance of Roman imported
goods in Scandinavia was largely due to the Rugii’s trade with their kinsmen in Denmark and West Norway. After the successful
invasion of the Goths their allies the Gepidae settled down at the delta of the
Vistula as neighbours to the Rugii; east and south of
them lived the Goths. The Gothic-Gepidae area is characterized by burial places
with both skeleton and cremation graves, a form of burial well known from South
Sweden—especially Östergötland and Västergötland—during this period. This has been
interpreted as a proof that the Goths came from Götaland,
part of the mainland of Sweden, not as had been previously supposed from
Gotland. Their name has been interpreted as the people on the Gutälven (Göta älv—the Göta River). South of the
region occupied by the Burgundians, Rugii and Goths a
culture-group with urn-graves, Brandschüttungsgräber,
and weapons is still to be found under the Empire—during this period weapons
cease to be found in the northern area—in Silesia, Poland and West Russia. This
widely spread culture is considered to have been that of the Vandals and a
little area in Silesia with skeletongraves is
referred to the Silingae.
In this outline of the distribution of peoples, which
refers to the conditions immediately before and after the birth of Christ,
certain changes may be traced as we pass to the second century a.d. At that time a vigorous expansion of Gothic culture in
various directions may be observed. The lower reaches of the Passarge had formed the eastern limit of the spread of the
Goths in the main area of East Prussia. In Samland,
the peninsula between the Frisches Haff and the Kurisches Haff, and also in Natangen at the base of this peninsula, burial places now appear which indicate Gothic
immigration, although the native culture—ascribed to the Aestii of Tacitus—is still prevalent. Towards the middle of the second century the Rondsen type of burial place is no longer found at the bend
of the Vistula and is replaced by a mixed grave-culture—that of the Goths,
marking their advance southwards as they drive out the Burgundians, whose
burial places now appear farther towards the south-west.
IV.
SCANDINAVIA AND THE EAST BALTIC
To his account of the continental Germanic tribes
Tacitus adds a description of the Suiones, the only
people in the Germania who can with absolute certainty be stated to have lived
on the Scandinavian peninsula. The following chapter deals with the Sitones, and contains a digression about a northern sea
which must be the Gulf of Bothnia. These two chapters are among the most
difficult to interpret in the work. They also seem to constitute a curious
mixture of correct facts, misunderstood statements, and the author’s subjective
speculations on the information he had obtained. It has been impossible to
check his statement that the Suiones were especially
strong at sea, and therefore its accuracy has been called into question. During
the last ten years, however, there have been discovered in the province of Uppland, where the original home of the Swedes must be
sought, very many burial places from the next two centuries a.d.,
characterized particularly by upright stones, so that there can be no doubt
that the province was thickly populated at that time. The Swedes originally
formed only a small part of this population, having as their nearest neighbours,
so it has been assumed, the Danes, who had not yet migrated southwards. The
Swedes had at that time obviously achieved hegemony, and possibly also extended
their kingdom round Lake Malar. Tacitus’ description of their ships as of the
same shape fore and aft, and with oars that could be moved and used on either
side, gives a good picture of the Scandinavian boat as we know it from the
centuries before Christ, until the Viking period.
Though certain parts of this chapter now receive
satisfactory archaeological confirmation, others do not. Thus, the strange
statement that in times of peace weapons were not worn by the men but were kept
in some sort of arsenal under the custody of a slave is probably due to a
confusion with the sacred peace observed at sacrificial feasts, when weapons
were laid aside. Nor, undoubtedly, is the emphasis laid on the strength of the
royal power quite justified, but should be viewed in connection with the
statement about its increase to be noted among the Goths and the degenerate
form of it among the Sitones. The power of the king
of the Suiones can no more have been independent of
the will of the people than that of the king of any other Germanic people, but
he possibly had somewhat greater authority. This may be ascribed partly to his
character as commander of a mighty fleet, partly due to his position, which
dates from very early times and may have lasted even till Tacitus’ day, as
chief priest and representative on earth of a god of fertility belonging, like Nerthus, to the god family of the Wanes (Vanir). In a
fertile country particularly suitable for agriculture and cattle-raising, it
must be assumed that this god occupied an unusually dominant position. Finally,
reference may be made to the circumstances mentioned below, which indicate that
as early as during the first century after Christ the power of the Suiones was somewhat greater than that of the usual
Germanic tribal kingdoms.
Immediately adjoining the Suiones lived the Sitones, who only differed from their
neighbours in that their ruler was a woman. Opinions as to the proper
interpretation of these statements have been very conflicting. One suggestion
is that the name in question refers to the traders who moved from the valley of
Lake Malar to the coast of the Bothnian Gulf and there became in part dependent
on the Finnish Quains known from a later time at the
upper part of that water. The resemblance between this name and the old Norse
word kvaen (woman, wife) is said to have given
rise to the statement about the degenerate gynaecocracy.
This theory is supported by the circumstance that Adam of Bremen also mentions
a terra feminarum lying north of the Swedes.
In comparison with the abundant information about the
continental Germanic peoples contained in Tacitus, particulars about the
Scandinavian countries are more than scanty. They still lay too far beyond the
periphery of the known world. It seems strange that even Denmark, which lay
nearest and already possessed a flourishing culture, should have been unknown,
for its civilization was characterized by just the abundance of Roman imports
and Roman-Marcomannic influences, the expression of lively, even if not direct,
connections with the Roman Empire. During the centuries after Tacitus this
importation of Roman goods increases still more and now comes also by way of
the mouth of the Rhine. The geographical work of Ptolemy from the middle of the
second century a.d., which is largely based on the
accounts of travelling merchants, contains the first detailed particulars about
South Scandinavia. At this time also Denmark’s star rises in the firmament of
history. From the haze which has hitherto surrounded the Sinus Codanus appear the contours of the ‘Cimbrian peninsula’ (Jutland), and four islands lying to the east of it, of which the
largest and the most easterly is obviously to be identified with the
Scandinavian peninsula. Among the seven tribes on Jutland enumerated by Ptolemy,
it is thought that at least four can be located with the help of placenames.
On the largest Scandia island are also mentioned seven different tribes, among
whom the inhabitants of the Hedmark, the Lapps in the
north, and the Goths in the south have been identified. According to another
interpretation Ptolemy’s Chaidinoi does not allude to
the inhabitants of Hedmark but to those of the
western part of the Swedish province Smaland. Among
the other tribe-names of Ptolemy’s map glimpses are perhaps also caught of
several territories in the province Skane.
In addition to the tribes about whose ethnographical
connection with the Germani there is no doubt,
Tacitus also deals shortly with some other peoples of Northern Europe. The Aestii living on the amber coast east of the mouth of the
Vistula, whom for his part he regards as Germani, are
described fairly fully. The reason why Tacitus is so well informed about this
people is undoubtedly to be sought in the fact that the Romans were in direct
contact with them through the amber trade, attested by Pliny’s story of the
noble sent out by Nero to procure amber for the Roman arena. According to
Tacitus the Aestii resemble the Suebi in appearance
and customs, but their language is nearer that of the Britons. The
last-mentioned statement must be accepted with reserve, since Tacitus cannot
have been in a position to decide this question, but it is reasonable to
conclude that the language of the Aestii differed
materially from that of the Germani. Modern investigators
have held conflicting opinions as to whether the Aestii were a Germanic or a Baltic people, but in general the latter assumption has
been accepted. According to old sources, this people inhabited a very large
area—presumably the whole coast up to the Gulf of Finland. This is corroborated
by the circumstance that they bequeathed their name to the West Finnish tribe
who inhabit the south coast of the same bay at the present time. However,
certain philological conclusions, among them those dealing with a number of
place-names, also indicate that Germani inhabited the
East Baltic area at a very early date. It also receives some support from the
skeleton material from prehistoric times found in these countries. From this it
appears that the earlier inhabitants of the countries south of the Gulf of
Finland represent to a considerable extent the Nordic race. Whether they are
the original inhabitants or immigrants cannot yet be decided.
After the short statement about the Sitones referred to above Tacitus comes in his last chapter
to the Veneti, Fenni and Bastarnae, about whose nationality he expresses some
doubt. In the case of the Bastarnae this was unjustified, as has been shown above;
as regards the Veneti it has been shown that this name is undoubtedly identical
with that of the Wends, later used by the Germani to
designate the Slavs. But as a West Finnish tribe has inherited the name Estians, the Slavs have succeeded an Illyrian people in the
possession of the name Veneti. That in the Germania the Slavs are referred to
is indicated by the fact that Tacitus places them between the Bastarnae and the
Finns. This agrees with the supposed situation of the original home of the
Slavs, immediately south of the Balts—the upper Dniester south of the Pripet
marsh. The original home of the Finns is now placed in the region of Moscow.
The description of the Fenni which concludes Tacitus’
work is one of its most discussed parts. They are described as ‘notably brutal,
miserably poor: they have no weapons, no horses, no homes, herbs serve them for
food, hides for clothes, the ground for their couch. Their only hope lies in
their arrows, which they point with bone, because they have no iron. This
description of a nomadic people in a very low state of civilization has been
declared by some scholars to be so untrue of the Finns that it must refer to
the Lapps. This theory is supported by the fact that the modern Norwegian name
for the Lapps is still ‘ Finner,’ and the Lapps are
found mentioned under that name in classical and medieval literature (Ptolemy,
Procopius, Jordanes, Adam of Bremen). Although, however, it is not known how
far south the Finnish-speaking, but probably independent, Lappish race had
penetrated in the time of Tacitus, it is certain they never lived south of the
Gulf of Finland, and to judge from the context in which they are mentioned
Tacitus’ Fenni must be placed there. But in the period before the birth of
Christ Finnish tribes lived there, to whom therefore the statements in the
Germania probably refer. The territory between the Gulf of Finland, Lake Ladoga
and the Dvina is no longer to be regarded as the original home of the Finns: it
has been shown that the Finnish language lacks words for forest and for a
number of forest animals and also for certain fish found in the Baltic regions
and for the crayfish, from which the conclusion is drawn that their original
home must be sought in the Moscow district. From this centre Finnish peoples spread along the Gulf of Finland to the Baltic as early as the
middle of the last millennium b.c., and may thus be
assumed to have lived at least in Esthonia and
Northern Latvia in the time of Tacitus. It is also worth observing that there
is found in Latvia an extremely primitive culture, ascribed to the pre-Roman
Iron Age, characterized particularly by bone and horn implements. The cultural
stage attained by its bearers does not appear to contradict that ascribed by
Tacitus to the Finns and the scantiness of metal is a feature consistent with
the East Finnish Bronze Age, which is ascribed to a Finnish people who spread
from the original home at an earlier stage than the southern tribes. It is also
probable that this bone culture might have persisted till the time of Tacitus.
It is true that in Esthonia, Latvia and the Memel
district of Lithuania, a rich Iron-Age culture is also found, but it does not
begin before the second century. It bears a strong East-Germanic impress, and
is undoubtedly to be ascribed to influences from that quarter. North of the
Dvina this culture was probably shared by a mixture of Germanic-Baltic-Finnish
peoples, south of the same river, more particularly by Baltic tribes, about
whose period of immigration however the most conflicting opinions are held.
This culture is thought to have been carried to Western Finland by a Finnish
migration across the Gulf of Finland, which, however, cannot be traced farther
back than to the second century a.d. Nevertheless in
connection with the assumption that Tacitus’ Fenni really refers to the Finns
it must be noticed that this description is largely conventional and therefore
of very little value as ethnographical evidence.
As regards Finland—of which a glimpse is caught in
Tacitus’ description, if the Sitones are rightly to
be regarded as the Germanic inhabitants of this country—only a single
archaeological find from the first century a.d. is
known, a Roman wine-ladle from south Osterbotten,
certainly imported by way of Sweden. With the second century begins the
invasion from the south which gives a marked East-Baltic impress to the Finnish
archaeological material. But that the Finns found there a Scandinavian population,
even though a rather scanty one, and received from it significant cultural
impulses, appears from about 400 ancient Norse loan-words in the Finnish
language, among them the names for king, prince, rule, judge, fine, and the
like.
V.
THE GERM4NM AND THE CIVILIZATION OF THE GERMANI
The information about the non-Germanic peoples in
North Europe which we can obtain from Tacitus and other classical writers is
comparatively insignificant. We are best informed about the Germani,
the most important source being Tacitus’ work. It is true that this work has
lost some of its authority owing to the penetrating criticisms of such scholars
as Georg Wissowa, Eduard Norden and A. Schroeder. It
has been shown that the Germania is a late representative of a long succession
of geographical-ethnographical works by Greek and Roman authors. In the
statements of these works about the various peoples can be discerned a long
series of ethnographical migration motives.’ Thus one of Tacitus’ statements
about the Germani is met with in the Hippocratic
Corpus referring to the Scythians, another in Herodotus, where it refers to the
Persians, and so on. It has also been shown that, directly and indirectly,
Tacitus must have availed himself largely of other sources, such as Posidonius, Caesar, Livy and Pliny. A further weakness in
the work, though a very explicable one, is that the Roman author, who had
himself seen the dark sides of civilization at close quarters—the reign of
terror under Domitian—sometimes unconsciously idealizes in his description of
the unspoiled children of nature. As has been shown, this ‘ethnographical
romanticism,’ despite its Rousseauist character, is
also old and ultimately has its roots in the Stoic conception of the baleful
influence of culture on mankind. Closely connected with this is the fact that
in the interpretation of Germanic customs and conceptions—marriage, religion,
government, various forms of punishment, and the like—points of view are
adopted which are Tacitus’ own, not those of the people he is describing. By
the side of this subjectivity the aestheticizing tendency asserts itself as a
weakness from the scientific point of view. The tendency of the author, the
trained rhetorician, towards epigrammatic acerbity not infrequently degenerates
into incomprehensibility; his taste for effective points with which to
conclude a section in the book, and his seeking after the artistic welding of
the various parts, sometimes impair the work. But in spite of this and other
weaknesses touched upon later, Tacitus’ work is still a document of inestimable
value for our knowledge of the early history of the Germani.
What it has lost in authority through the critical research of recent decades
it has gained through the results of archaeological research which, more often
than not, confirm its statements with surprising emphasis. Hardly any other
people has had the good fortune to be introduced into history by an author at
once so penetrating and so kindly disposed.
The introductory chapters in the Germania may in their
general character be from Pliny, as Norden has sought to show, the contents
being largely derived from Book XX of his lost work on the Germanic Wars.
However that may be, this part of Tacitus’ book contains much information not
to be gained from other sources. This includes his notes about the tribal saga
of the Germani and about the origin of their name,
which only the Tungri are said originally to have
borne. The interpretation of this has been the subject of much dispute. The
general opinion is that the name was originally that of a tribe, which was
later given to the whole people as the result of the prominence of its bearers
as conquerors1. Tacitus gives no explanation of the name Germani —indeed, he seems to have had little interest in etymology—and the question
must still be considered unsolved; there is not even unanimous agreement to
what language the name belongs.
After the description of the physical characteristics
of the Germani, a description which proves to be
largely in agreement with Posidonius’ account of the
Celts, the author turns to the nature and features of the country. Here, as
elsewhere in the book, geographical conditions are touched upon very briefly.
The natural features of Germania are stated to be varied, but in general the
country is covered with gloomy forests and horrible swamps. This exaggeration
is echoed in Tacitus’ account of the battle of the Teutoburgerwald and of Germanicus’ campaign along the marshy coasts of the North Sea. At the
same time, however, it is indicated that the marshy parts of the country lie
nearest to Gaul, while those lying along the Danube boundary are higher.
Further the country is said to produce grain but to be unsuitable for
fruit-growing. Cattle-breeding is carried on extensively, but the cattle are
small and hornless. Probably they belonged to the ‘mountain breed’ which still
today predominates in the north of Scandinavia.
In this country the Germani lived in scattered farms and villages, in houses roughly built of wood. In
Jutland and Gotland particularly, a large number of house-foundations from the
first centuries of our era are known, which give us an idea of the type of
buildings of that time—rectangular houses with the entrance on one of the short
sides in Gotland, or on one of the long sides in Jutland. Also more primitive
dwellings, half underground, are mentioned by Tacitus, and survive even now in
several countries. The dress for men of all classes was a mantle, held together
by a fibula, or for lack of a fibula, by a thorn. The extremely rich development
of the fibula in Germanic territory accords excellently with this statement.
The wealthier had also close-fitting undergarments. Roman reliefs, as well as
sculptures and statuettes, show us the normal Germanic costume of that period.
It appears from these that the dress had been greatly changed since the Bronze
Age, above all by the adoption of long trousers—which are supposed to have been
borrowed from one of the horse-riding peoples in South-East Europe. Among their
objects of luxury were furs, sometimes brought from distant countries in the most
northerly parts of Europe. The women’s clothing was similar in character. As
regards the relations between the sexes, monogamy was the rule and matrimony,
which was entered into fairly late, was held sacred. Adultery was rare and was
severely punished. The children grew up ‘naked and dirty’ and no difference
was made between those of the free-born and the serfs. The women occupied a
highly honoured position. In peace woman was the
man’s adviser, even credited with a prophetic instinct; in wartime she urged
him on to combat, and wavering armies had stood firm at the adjurations of
their womenfolk.
Tribal and family feeling were very strong among the Germani, and they were loyal to each other both in
friendship and enmity. Family revenge was an imperative duty on every man, but
the Vendetta was not implacable. Even murder could be expiated by fines, a
principle preserved in the Germanic laws which were codified much later. Indeed
reconciliation between families was almost a social necessity in view of the
temperament of the Germani and their forms of social
intercourse. Extensive hospitality was practised, and
feasts often finished with fights and bloodshed. As a drink Tacitus mentions a
fermented beverage prepared from barley and wheat. Wine was probably imported
in much larger quantities than the Roman author was aware of. Dicethrowing was also a favourite amusement of the Germani. This statement is well
corroborated by the archaeological material; from the first century a.d. until the time of the Vikings, dice and gaming-men—the
older ones of glass, the later ones of bone— frequently recur in the
furnishings of the men’s graves.
The reason why so much time could be devoted to social
life and amusements is that peaceful work was considered unworthy of a freeman,
who therefore left it to the women and serfs. The chief industries were
cattle-raising and farming. The latter was of a primitive character, and the
description of the methods employed is particularly difficult to interpret. It
is a debated question whether it was on communal lines, as described in
Caesar’s Gallic War has been argued by Fustel de Coulanges and others that Caesar’s statements
refer to the exceptional circumstances prevailing among the invading tribes,
but that otherwise full ownership of land existed among the Germani.
As regards trade, Tacitus’ statements are rather
calculated to give the impression that the Germani had little interest in it, but it is observed that furs were obtained from the
far distant North. Of Roman goods for which the Germani were eager only wine is mentioned, and this is said not to have penetrated
farther than to the tribes on the frontier. They amassed capital in the form of
herds of cattle and placed little value on precious metals in general. The
tribes in the interior of Germania traded chiefly by barter, and only those
nearest to the borders used money. For practical reasons they preferred silver.
Most in favour were serrati and bigati, the full-weight denarii of the Republic.
Many of these statements are well founded. The large
part played in the economy of the Germani by
cattle-rearing is reflected in the fact that the word in the Germanic languages
for cattle during ancient times (Got. Faihu,
old Norse fae) also denotes property in
general. It is also true that money came into use comparatively late and coins
struck before Nero’s depreciation of the coinage (a.d. 63) were most in demand. Over 500 Republican denarii from free Germania and
also many such coins from the Empire before Nero are certainly extant. A number
of German hoards show, however, that these coins continued to be introduced right
up to the time when Trajan withdrew them (a.d. 107)1.
This anxiety to secure coin of good quality contradicts Tacitus’ statement
about the indifference of the Germani to precious
metals. The beautiful gold ornaments, which give evidence of great technical
skill, also point in the same direction. The enormous quantities of gold which
the continental tribes demanded from the Roman Empire during the period of
migrations, and the tributes in silver which the Vikings imposed on Western
Europe, also show plainly that the desire for money was far from foreign to the Germani of those times. An interest in trade must
also have been long established among them. As early as the Stone Age the South
Scandinavians carried on an extensive export of flint implements and amber. The
latter attained still greater importance during the Bronze Age for the purpose
of barter for metals (bronze and gold). During the first period of the Northern
Iron Age trade with foreign countries suffered a great set-back, but during the
last century before Christ connections with Italy began. This is proved, for
instance, by the importation of bronze situlae dating from the La Tène period, no less than fifteen having been found in
Hanover alone, while five had found their way to Scandinavia. There are no
statistics to show the extent of the Roman imports into the continental portion
of free Germania but it was undoubtedly considerable. Of Roman and provincial
Roman wares the Scandinavian countries show more than 500 vessels of bronze,
about 260 of glass and half-a-dozen of silver. These figures go to show that the Germani could appreciate the products of the Roman
metal industries far more than Tacitus’ statements would lead us to suppose.
The considerable proportion of trullae (wine-ladles) among the bronze vessels indicates that wine had also penetrated
far beyond the frontiers of free Germania, probably as early as the time of
Tacitus.
Just as Tacitus pays too little attention to the trade
of the Germani with the Roman Empire, he also fails
to recognize their receptivity of Roman culture. As early, however, as the
Later Stone Age, they had shown themselves extremely susceptible to cultural
influences from abroad. During the Bronze and Early Northern Iron Ages a
decided increase in these influences in connection with the metal import is
observed, which reaches its height during the first two centuries a.d. They certainly remained unacquainted with the highest
expressions of Roman culture, such as literature, art, and the like, but the
imported Roman goods and the marked classical forms of the native antiquities
are so characteristic of the epoch that Scandinavian archaeologists call it
the Roman Iron Age. With regard to the group which is far the most numerously
represented—the fibulae—they are certainly not, as was formerly assumed,
imports from the Empire, but their forms were strongly affected by classical
taste. This applies in general to all the Germanic forms of ornaments,
implements, earthenware vessels, belonging to these two centuries. The gold
ornaments in particular attest an independent development of the filigree
technique copied from the classical peoples, perhaps the Etruscans. As also
during the Bronze Age, it is in the Scandinavian countries that the technique
of metal-work reaches its zenith. The great absorption of Roman culture by the Germani is also remarkable, because it contrasts with the
indifference of the Scotch and Irish, who appear to have remained unaffected by
it.
In view of the fact that the best goods of foreign and
native extraction are almost entirely taken from graves, a reservation must
also be made against Tacitus’ statements about the simple burial custom of the Germani. The burial-mounds with cremated bones and few
objects which he describes are characteristic especially of the districts of
the Lower Rhine, whence indeed he got much of his information about the Germani. But in other parts of free Germania graves of
another type with more abundant furniture are met with. Before the beginning of
the Christian era isolated skeleton-graves had begun to make their appearance,
probably as a result of Celtic influences. At first their adornment had been
quite simple, but during the first century of our era grave objects were often
very abundant. The inhumation flat graves in particular often contain rich
deposits either of native earthenware vessels or of imported wares of bronze,
glass or occasionally of silver. It is mainly in this type of grave that the
imported Roman goods referred to above are found.
As has been indicated above, Tacitus’ account of the
religious conditions must also be read with a certain scepticism.
The explanation given of the lack of images and temples reflects his own
personal ideas. The real cause may be sought in the fact that the Germani had not yet got quite beyond their original natureworshipping stage. During the Bronze Age they had
still worshipped the divine powers, mainly in the shape of axes and other
symbols. A number of small statuettes of a naked woman are found from the end
of this period, probably representing a goddess of fertility—possibly the same
as Tacitus’ Nerthus—and in the time of Tacitus the
divine world is entirely anthropomorphized. The chief gods mentioned in the Germania,
Mercury, Hercules and Mars, are identified in various ways, but usually as Woden (Odin), Donar (Tor) and Tiu
(Tyr). The cult of the war-god Woden is traced in the
burial customs of several West-Germanic tribes, whereas the Scandinavian
peoples at this time worshipped predominantly the Wanes (Vanir), the divine
family of Nerthus. But the Germani had not yet reached the stage of images and temples, and all kinds of magic,
the interpretation of signs and other primitive customs, still constituted part
of their religion. There was a priesthood, but the father of the family also
had certain religious duties.
The most interesting chapters in Tacitus’ work are
those that deal with the political and social structure of the Germanic
peoples. At the same time they are among the hardest to interpret, not from the
point of view of language, but as regards their contents. In short, sometimes
enigmatic, sentences a number of problems are touched upon which are still not
entirely solved. This is the more remarkable in that discussions about them
take up by far the greater part of the literature which has appeared in
connection with Tacitus’ work. It is now universally agreed that the Germanic
community was based on the family. During the time of Tacitus and much later,
the Germanic State was of the nature of an alliance of families and constituted
a rather loose association of a number of small territories. These Tacitus
calls pagi and says that each is ruled by a
prince (princeps). The bond of union within each state is the national
assembly (the Thing) and the king (rex), who possesses very
limited powers1. The terminological difference between princeps and rex made by
Tacitus and other classical authors is, however, assumed to be foreign to the Germani. These statements do not entitle us to make a
distinction between monarchical and republican forms of government. Among the
Scandinavians at any rate all princes seem as a rule to have borne the name of
king. The most varied opinions have been expressed about the origin of the
power of the kings among the Germani. According to
some scholars, it is very ancient, according to others comparatively late and
developed from other offices such as that of general. The three distinctive
functions of the king—as generalissimo, supreme judge and chief priest—suggest
its great antiquity because they indicate that the office ultimately has its
roots in the authority of the head of the family.
In Tacitus’ statement about the Suiones we get a glimpse of another kind of kingship, embracing several civitates.
A number of facts indicate that this strongly sacral kingship arose out of the
old kingship under influences coming from the Mediterranean countries in
connection with the cult of the fertility goddess. It can be assumed that, as
in Egypt and India also, the King and Queen of the Suiones were looked upon as the hypostases of the male and female forms of that twin
deity of fertility. Nevertheless even kingships such as those of the Suiones must be assumed to have been somewhat loosely
welded monarchies, most nearly of the same character as the tribal associations
on the continent (referred to above), whose cult was chiefly the bond that held
them together. But the over-kingship common to the states of the Suiones is remarkable, nothing corresponding to it being
mentioned elsewhere, though it is alleged that this sacral Uppsala-kingship was
the model at the founding of the allNorwegian dominion during the ninth century. Whether it also influenced the development
of this institution among other Germanic peoples it is not yet possible to
decide. But it should be observed that the word king is proved to be of
North-Germanic origin and further that it is absent in the Gothic—Ulfila’s term is fiudans—and
that in the West-Germanic languages it is borrowed from the North.
According to Tacitus the kings were chosen for their
noble birth, which probably referred to divine origin which was usually claimed
by the dynasties of the Germani. As the history of
the Germani shows, kingship was so strictly confined
to certain families that in practice it was hereditary—even though not in the direct
line. The power of the king was limited. The love of liberty was strongly
developed and the Germani submitted to authority
unwillingly. By the side of the king there was a council of princes, who
settled minor matters and had the right to prepare more important ones before
they were laid before the national assembly, which had the right of decision,
in certain cases (matters of life and death), also jurisdiction. The members of
the Thing, which was composed of all free men, received the proposals with a
murmur of disapproval or an assenting clash of weapons.
The democratic features of the Germanic method of
government were counterbalanced by certain aristocratic ones. Although the
serfs were well treated—some of them seem to have been in a position almost
resembling bond tenants—sharp distinctions were drawn between them and the men
who had been freed, and between these and the real freeborn. The nobility (nobiles) had the greatest influence in the Thing,
and a certain order of precedence was observed in the division of land. The
power of the aristocracy was very much strengthened by the chieftains’
surrounding themselves with large armed body-guards (comitatus) of
freemen and youths. The institution of body-guards with their cultivation of
the virtues of war and their glorification of the bond of loyalty between the
chieftain and his men appears to be a forerunner of the chivalry of the Middle
Ages and seems to have had a close analogy among the Celts. It had the effect
of weakening the power of the king, but at the same time undoubtedly helped
strongly to accentuate the warlike traits in both peoples. Campaigns and the
booty they produced were necessary for the maintenance of the body-guards and
in turn the comitatus often formed the nucleus of new kingdoms in the
time of the great migration.
The military system of the Germani is also a subject which Tacitus dwells on fully. Their military organization,
the disposition of the army, and their method of fighting, as well as their
weapons, are described in detail. Weapons are seldom laid aside, and as in Rome
a youth assumed the toga on coming of age, so among the Germani he was given a shield and lance. When speaking of the Cimbri, Tacitus takes the
opportunity to give a survey of the struggles of the Romans with the Germanic
peoples and strongly emphasizes their character as Rome’s most dangerous enemy.
It can hardly be doubted that an expansion of the Germani was to Tacitus the great danger that still threatened the Roman Empire. To him
the internal dissension among the Germanic peoples was the only bright side of
this picture. To warn and enlighten his fellow-countrymen and to some extent
also for the purpose of their self-examination, he published in a.d. 98— at the time when Trajan was present on the banks
of the Rhine for the purpose of settling frontier questions—his book about the
vigorous, brave and moral but rapacious and bellicose people who inhabited the
wide countries of free Germania.
VI.
THE GETAE AND THE DACIANS
There is both linguistic and archaeological evidence
for an early settlement of Thracian peoples in Transylvania and the eastern
Carpathians, and in the adjacent steppes beyond to the north of the Danube
estuary and the Black Sea. By the eighth and seventh centuries b.c., it would seem, the Thracians had achieved a strong
and stable political organization, as appears from the remarkable fact that
only the earliest and latest stages of Illyrian iron culture succeeded in
penetrating into the lands to the east of the central Danube, where in the
intervening period the traditional bronze culture continued to flourish. This
significant separation from and contrast with the west, where Illyrian influence
was predominant, clearly points to the existence of a unified system of
government among the Thracian settlers, a system which crumbled before the
onslaught of the immigrant hordes from the remote north-east. It is even
possible that this first unification of northern Thrace was itself the
achievement of an invading wave of pre-Scythian horse-riding shepherds—the
mare-milkers of Homer. For in this district traces have been found of a
horse-riding people who coalesced with the northern Thracians at a time
contemporary with the later Hallstatt age, and who have been identified with
the Cimmerians. The triquetrum, which combines the parts of various
animals into one composition, the animal form with body twisted backwards, and
the Shaman crown, from the find at Mikhalkowo,
suffice to prove that the users of this type of ornamentation came from the
home of the North-Asiatic animal style. The wealth in gold of the Transylvanian
Agathyrsi, which Herodotus emphasizes, is preScythian and dates from this early period in the land’s history.
Archaeology shows that Transylvania again changed
masters in the sixth century b.c. A similar series of
articles to the early Scythian finds from South Russia often occurs here,
especially in the valley of the Marisus (Maros). The
Scythian types and their ornamentation have an archaic flavour,
and do not share the development which occurred in South Russia under Greek
influence. The intrusion of local elements reflects the gradual absorption of
the Scythian conquerors by the native Thracian population. We learn more about
this process in Herodotus. The Agathyrsi of the Marisus basin, of whom he writes, had their place in the original tribal organization
of the Scythians; they constituted one of the three parts into which the
Scythian people was divided for military and political purposes, and which also
formed the framework of their religious institutions. Moreover, the tribal name
of this people and also of its original king Spargapeithes is genuinely Scythian. All that emerges from Herodotus’ conflicting statements
is that the Agathyrsian conquest in Transylvania
dates back to the sixth century. The aloofness of the Agathyrsi during Darius’
Scythian expedition is in keeping with the isolation reflected in the
archaeological remains, and also with the singularity which has repeatedly
characterized this country, cut off as it is by mountains on every side. As
early as Herodotus the effects of Thracian influence were profound: in two
generations the exogamy of the horse-riding shepherds had sufficed to bring
about a large measure of assimilation between rulers and subjects. An
illuminating parallel in later times is provided by the rapid germanization of the ruling aristocracy of the Huns.
We have much less information concerning the consequences
of the next great invasion of the lands to the north of the Danube. We know
that the Celts penetrated to Hungary at about the same time as they invaded
Italy, but their arrival in Transylvania was somewhat later, if we may trust
the archaeological evidence. It would seem, indeed, that intermittent advances
were made as early as the fourth century, but there was no real invasion until
some hundred years later, when the La Tène culture finally established itself
here. The names of tribes and settlements preserved in Ptolemy attest further
Celtic immigration in the Getic East, Galicia, and Bessarabia; they also throw
light on the migrations of the third century.
The Celts, like the Scythians, exercised a repressive
influence on the primitive inhabitants of the eastern Carpathians, but they
neither destroyed them nor drove them out. Subsequently these older races
became known to the neighbouring Greeks, who
established the fact that the complex of peoples in northern Thrace which had
supplied much human material for the Athenian slavemarket in the fourth century b.c. was composed of two main
elements, Dacians and Getae. Since, however, the Greeks had more to do with the
Getae, who were their immediate neighbours, they applied this name to all the
peoples of northern Thrace, to the confusion both of ancient and of modern
writers. In spite of this it is possible to delimit with some accuracy the
territories occupied by the Dacians and the Getae. The former were not confined
to Transylvania, but were distributed over an area reaching westwards as far as
the central Danube, and northwards beyond the Carpathians to the Vistula.
Agrippa’s map of the world marked these northerly Dacians, and the place-names
ending in -dava (the Dacian for settlement)
which occur over an area extending as far as Podolia confirm the accuracy of
his authorities. We have from various sources a considerable number of tribal
names. It must have been in early times that the collection of tribes in the
Carpathians, cut off as they were by their geographical environment from the
other branches of their race, became differentiated as the special group of
Dacian Getae, even though the name Dacian is unknown to the Greek world before
the fourth century. The Getae proper had settled to the east and south of the
Carpathians. The Dniester was the limit of the really populous area, but they
extended far beyond, since Thracian nomenclature occurs in the personal and
place-names of the Bosporan kingdom. To the south the
Getic region of settlement extended along both banks of the Danube, and was
bounded by the mountain barrier of the Balkan range. The Dacians and Getae
spoke the same language—a Thracian dialect.
It is natural that our Greek authorities should make
earlier and more frequent mention of those Getae who lived to the south of the
Danube, between the lower reaches of the river and the Balkan massif, than of
the others. The complexity of this mountainous area was reflected in the
diversity of the tribes inhabiting it, which remained isolated units, and in
spite of their common origin and great personal bravery failed to achieve
national unity, and in consequence were severely handled and oppressed by their
more powerful neighbours. A few words must suffice to describe their sufferings
which lasted for centuries. The Scythians not only made plundering raids into
their territory, but settled there permanently from the sixth century onwards,
as the growing Scythian influence on these Getae shows. Subsequently Darius
during his Scythian expedition devastated their country, and in the following
centuries their kings were successively subjects of the Odrysians, the Scythian Atheas, Philip of Macedon, and Lysimachus. First
Celtic hordes, then the Bastarnae and the Sarmatae ravaged their territory, but in the first century b.c. they were still strong enough to oppose the generals of Rome, after Mithridates
had sought to master them. In 73 M. Lucullus defeated them, but shortly
afterwards, at about the middle of the century, the southern Getae were incorporated
in Burebista’s great Dacian kingdom. About the time
of Caesar’s death, however, this dangerous unification of the northern
Thracians broke down, and when M. Crassus, after 30 b.c.,
brought order into these regions we hear of several petty kingdoms of the
Getae. The territories of Roles and Dapyx were
situated on the frontier district between northeastern Bulgaria and Roumania,
while Zyraxes ruled to the south of the Dobrudja. Their strength was broken and their subjects were
incorporated in the Roman Empire.
Still harder was the fate of the other Getae, who
inhabited the plains to the north of the Danube and the Black Sea and so were
exposed to the attacks of immigrant peoples. We know little of their fate under
the Cimmerians and Scythians; the shift of the Scythian centre of power to the vicinity of the Danubian delta must
have seriously lessened their political freedom. This change did not, however,
destroy them utterly: when Alexander the Great crossed the Danube and defeated
them they showed themselves to be an independent people of great bravery. Their
military power is best illustrated by the defeats they shortly afterwards
inflicted on Macedonian generals of repute. Zopyrion,
for example, failed ignominiously against them, and Lysimachus fared no better.
Lysimachus’ opponent, Dromichaetes, was supported by
contingents from many tribes of Wallachia and South Russia; but the military
strength of the Getae was later shattered by the mass migrations of the Sciri
and Bastarnae, who by about 230 b.c. must have begun
to make definite inroads into Getic possessions, since their territory extended
at that time as far as the shores of the Black Sea. Nevertheless, Oroles, the king of the Getae, despite early defeats,
contrived to hold his own in the face of these enemies. It is, however, clear
from the numerous military undertakings of the Bastarnae in the Balkans, and
from their attacks on the Greek cities on the north coast of the Black Sea,
that the Getae in the second century b.c. could make
little headway against such opponents, and the prominent part played by the
Bastarnae in the campaigns and armies of Mithridates shows that this critical
situation persisted. The Germanic Sciri were cowed by the Dacians (after 60 b.c.), and the Bastarnae were subdued by Crassus in 29—8 b.c., but neither of these happenings was of much help to
the Getae, as yet a new enemy arose to oppress them. For the break-up of the
kingdoms of Mithridates and Burebista opened the way
westwards to the Sarmatae. It is not improbable that
the mass migration of the Bastarnae with all their belongings to Moesia in 29 b.c. was due to the beginning of Sarmatian pressure.
Certainly from 16 b.c. onwards Roman generals frequently
came into contact with them, and Ovid in his exile could frequently observe
them in the neighbourhood of Tomi. They also crossed
to the right bank of the Danube. It is therefore not surprising that the Getae
on the Black Sea coast vanish from the stage of history under the Empire.
While the peoples of the steppes to the east of the
Black Sea had cut each other’s throats, the Dacians in the rocky fastness of
Transylvania grew stronger. Although they too were weakened by wars, yet even
before the king who was to be the founder of their power came to the throne, a
representative of the Greek city Dionysopolis on the
shores of the Black Sea found it advisable to appear at the Dacian court. In
the ten years 61—51 b.c. came the great expansion
that was achieved under Burebista. The chronological
order of his conquests is uncertain; they made him the dominant ruler to the
north of the Danube and also in Thrace. Eastwards he succeeded in utterly
crushing the Bastarnae —at a later date their fortresses were still in the
hands of Dacian petty princes. The brave resistance of the Greek cities in the
north-west corner of the Black Sea was in vain: most of them were plundered,
many razed to the ground, and they never recovered from this terrible blow.
About 55 b.c., it would seem, Burebista turned against Thrace, devastating and in part subduing the country as far as
Macedonia and Roman Illyria. Farther westwards he conquered the powerful Celtic
tribe of the Scordisci between the Save and the
Morava, and made them his allies, presumably for his next war, in the course of
which he almost destroyed the Boii and Taurisci. The
Boii were recent immigrants who had driven the Dacians beyond the Theiss. By
their victory the Dacians recovered the Hungarian central plain, and took
possession of Slovakia.
The sudden emergence of so powerful a kingdom, which
could mobilize a force 200,000 strong in the rear of Macedonia and Italy,
presented a challenge to the chief power of the ancient world, which must
sooner or later be taken up. Although the death of Burebista and the collapse of the power he had built postponed the day of reckoning, the
future of the Dacians remained dependent on their relations with Rome.
All along the borders of the civilized world there
stretched a belt of turbulent peoples who were ignorant of the restraining
influences of civilization but were eager to gain for themselves the riches it
had produced. Wherever Rome broke the power of a Hellenistic State she
destroyed at the same time a bulwark of defence against these frontier peoples. Thus when she destroyed the Macedonian State
she inherited its enemies in the north. The raids of the Balkan tribes enticed
their northern neighbours the Dacians into joining in the game. In 112 and 109 b.c. the Dacians are found in alliance with the Scordisci against Roman generals; in 75 they assist the
Dardani against Scribonius Curio, who follows them
along the valley of the Morava or Timok as far as the
Danube, but then falls back, being unprepared for an advance into the primeval
forest of the Dacian mountain ranges. But Rome’s frontier defences were presently crippled by the extreme internal strain of the civil wars, and
the astonishingly rapid spread of Burebista’s power
in every direction is largely due to Roman weakness. Burebista negotiated with Pompey before Pharsalus, but did not give him any real
assistance; and this only strengthened Caesar’s determination to come to a
final reckoning with this opponent. His great expeditionary force had already
been set in motion; the young Octavian was to leave his studies at Apollonia to
join Caesar’s staff. But the Ides of March intervened. The Dacian king himself
lost his life at about the same time, and his empire broke up into four
principalities.
Through the advance of the Empire’s frontier to the
Danube the problem of Dacia assumed a different aspect in Augustus’ reign. From
a point near Vienna to the river mouth, the Dacian and Roman frontiers marched
side by side, and the Dacians had to be taught to cease their encroachments on
the Roman bank. Siscia, captured in 35 b.c., was to have served as Octavian’s base of operations
for a great Dacian campaign. The clash with Antony, however, prevented an
active offensive: indeed, the initiative lay with the Dacians, for, since the
decisive action in the civil wars took place in the Balkan peninsula, each of
the rival opponents was constrained to attempt to draw on the military
resources of the Dacians for his own uses. Antony accused Octavian of having
planned to win King Cotiso’s support by a matrimonial
alliance; but the Dacians, after fruitless negotiations with the ruler of the
West, favoured Antony. The prince Dicomes promised him numerous troops, but proved unable to keep his promise; another
prince, Scorylo, wished to maintain peace—the truth
was that internal rivalries prevented all from any active participation. The
most powerful of these dynasts was Cotiso, the ruler
of Transylvania, whose armies were still a frequent menace to the security of
Moesia and Pannonia. The astonishing number of his gold staters which have been
found is in itself sufficient evidence of a prosperous reign. They were
probably made for him by coin-designers from Olbia. The fear of the Dacians at
Rome in the years after Actium is vividly reflected in the relevant passages of
Horace and Virgil, and there was a general sigh of relief when Cotiso’s armies were defeated.
The solution of the Dacian question was in fact a very
difficult matter for the Roman State—not because the Dacians were a match for
Rome, as has been suggested, but because Transylvania, the inaccessible
mountain land of the Dacians, lay outside the natural frontier line on which
the Romans based their plans of conquest, namely, the line of the Danube.
Incorporation in the Empire was not accordingly a part of imperial policy, but
the Romans concentrated on reprisals for raids, and on various methods of isolating
the Dacians from the regions bordering on the river. This could not be achieved
without military activity. The reports preserved of these measures are very
defective. It is quite by chance that we learn from a fragmentary inscription
that some general (presumably M. Vinicius, cos, 19 b.c.)
penetrated into Dacia in the lower Danubian region,
and defeated an army of Dacians and Bastarnae, while at the same time his
legate in the North-West of Dacia carried out a punitive expedition against the Osi, Cotini, Anartii, and others, perhaps in revenge for the Dacian
invasion of 10 b.c. A second important expedition
against the Dacians was led by Cn. Cornelius Lentulus (cos, 18 b.c.) apparently in the later years of
Augustus’ reign. He succeeded in driving back the Dacians and Sarmatae from the north bank of the stream. Aelius Catus, perhaps in cooperation with him, transplanted 50,000
Dacians from the north bank to Moesia. Through this aggressive action the
Romans also succeeded in splitting one of the most powerful Dacian
principalities into two parts. One of these offensives was important enough in
the Emperor’s eyes to merit mention in his Res Gestae.
Strabo maintains that the Dacians were pacified by
these measures, but this was not the case—they remained a thorn in the side of
the Empire to the end. From year to year they made small raids across the
Danube: the Appuli of the Marisus valley, for example, frequently penetrated as far as the Greek cities of the
Black Sea in their search for booty. On two occasions, in 10 b.c. and a.d. ii, the solemn
closing of the temple of Janus by Augustus was prevented by dangerous Dacian
incursions. Moreover the Dacians combined with rebellious Pannonians to ravage
in Moesia (a.d. 6) and we learn from Ovid of serious
disturbances in the last years of Augustus’ reign.
Rome’s hard-won victories failed, therefore, to impose tranquillity. Tiberius, however, here as elsewhere,
followed the policy formulated by his predecessor: he concentrated on keeping
the Dacians away from the immediate vicinity of the river. Indeed he may well
have been responsible for transferring the Iazyges,
the westernmost tribe of the Sarmatians, from the estuary of the Danube to the
Hungarian plain in order to cut off the Dacians from the Danubian border of Pannonia. Under subsequent emperors the pressure of the Roxolani, who
were akin to the Iazyges and sought to follow them,
stirred up the Dacians on the border of Moesia. Possibly these Roxolani
initiated that ‘incipient revolt of the Sarmatae, which Plautius Silvanus suppressed under Nero and in which
the Dacians and Bastarnae were concerned on one side or the other. A hundred
thousand barbarians were transplanted to the Roman side of the Danube by
Silvanus; he was given absolute power in organizing the country adjoining the
limes, and made himself felt as far as the Crimea. But the gap thus created
gave the Roxolani still more room for their restless movements. And when in the
confusion that followed Nero’s death the Dacians attacked Moesia, not they but
the Roxolani were the most dangerous disturbers of the peace. The revival of
Dacian power begins under the Flavians.
VII.
DACIAN CIVILIZATION
About the time when Trogus announces the ‘incrementa Dacorum per Burobusten regem’, we see Dacian
civilization beginning to bear an individual stamp of its own. Before this
period the Dacians and Getae constituted merely a province of the Thracian,
Scythian and Celtic cultures which were coloured to a
greater or less extent from their contact with the supreme achievements of
Greek civilization.
Scythian influence in this region has been generally
underestimated, although (especially since the researches of Minns and Rostovtzeff) the fundamental modification which it caused
even in the Greek coastal cities has been clearly demonstrated. On the
Thracians it is also very marked, especially among the more northerly tribes.
Thus Bulgaria is rich in finds of Scythian art-products, and the crossing of
Thracian and Scythian stock through intermarriage is well attested. In Homer
the Thracian allies of the Trojans still fight with war chariots, whereas Thucydides
knows them as mounted archers of the Scythian type, just like the Getae. The
long Thracian cavalry cape is also borrowed from the Scythians, as are several
of their customs, notably to induce perspiration and complete unconsciousness resembling
sleep by means of the fumes from grains of hemp, thrown on heated flat stones.
Among the Getae and Dacians, who were much more open to this influence, its
effects were still more profound. This has been demonstrated by linguistic
evidence: even the name of the Getae is the abbreviated form of a Scythian
title, which appears to have originally designated an upper class among the
Scythians. The name Danus, applied to the central and
upper Danube, is Scythian, and so is even the name of the chief Getic deity
Zalmoxis. The explanations given by Porphyry of this word’s original meaning
are by no means unconvincing. He translates it ‘bearskin’ and ‘strange man’,
and the two interpretations are complementary. The first takes us back to the
cult of the bearskin prevalent among the North-Asiatic hunting peoples, and the
second is a typical secret name for the bear among the same races. The cult of
the bearskin belongs to a very primitive cultural stratum among the nomads the
sacred trio of bearskin apparently corresponds to a triple social division of
the people, just as in the next stage of development the two animal ancestors
correspond to a double social division. The Scythians still preserved a
threefold tribal organization when they reached the Black Sea region, and the
Agathyrsi comprised one of the three units. The threefold structure has also a
matriarchal aspect with the goddess of the hearth Tabiti,
who organizes the life of the community, at its centre;
the worship of Hestia of the Getae may correspond to this. The bear-father in
heaven, on the lofty mountain peak, the withdrawal of Zalmoxis to the (world-)
cave, and the predominant part played by the belief in immortality may all
belong to this order of ideas. The Scythians also introduced the knowledge of
iron weapons among the Dacians, but the marked Iranian influence is not
attributable to the Scythians alone. The Iazyges and
the Roxolani were the Getans’ instructors in the use
of the phalanx of heavy-armed cavalry, and were in general a contributory
factor in prolonging Iranian influence down to Imperial times. Hence the
Thracian horseman divinity retained his original character, and the dragon
remained the national banner of the Dacian troops.
Greek influence on the northern Thracians was
naturally more indirect and far more superficial, though there was a strong
demand for the excellent Greek manufactures which were bartered in exchange for
raw materials and slaves. There was a considerable market for the products of
Greek industry among the Getae—and also to the north of the Danube, where Istros and the neighbouring cities
controlled the supply, but in the mountainous regions of Dacia the imports were
slight indeed. The great bronze hydria from Bene is evidence that even in the
sixth century such splendid manufactures could penetrate as far as Slovakia,
just as, conversely, scanty reports concerning the inhabitants of Transylvania
reached the Greeks at this early stage. But in the classical period this
exchange of commodities was very small. A few of the fibulae found at Marosvasirhely and elsewhere may date back to this era, but
the flow of trade did not really quicken until there came a moderate
development in the Hellenistic age. Greek palmettes on Dacian spiral silver
armlets, copies of Megarian tankards from the Wittenberg near Segesvar, and especially the circulation of Greek coins,
attest this tendency. In the third and second centuries Dacians accustomed
themselves to a monetary system, and used the silver coinage of Philip II and
especially the gold of his son and of Lysimachus. Numerous tetradrachms from
the first Macedonian administrative region and from Thasos also penetrated into
the land. The vast number of drachmas from Apollonia and Dyrrachium, however,
herald the approach of a time when Dacia will be a Roman sphere of influence,
since these cities were used by Rome as military and trading centres. Yet coins from the Black Sea coastal cities are
also found.
It was much easier for the Thracians to assimilate the
La Tène culture with which they were brought into immediate proximity through
the Celtic conquests. Whereas in earlier times this culture in Transylvania as
elsewhere shows a striking uniformity, from the second century b.c. it develops in its own way into a special Dacian
branch, which affords a parallel to the tendency towards unification in the
political sphere, since the civilization of Moldavia and Wallachia, as of
Transylvania, is uniform in character. On the ornaments, mostly of silver, and
the other typical articles, special Dacian characteristics emerge; while the
Macedonian and Thasian tetradrachms are replaced by primitive imitations minted
locally. A very impressive monument to this Dacian culture, and at the same
time characteristic of its strange aristocratic flavour,
is to be found in its fortresses. Few of these have as yet been examined, but
their number and the skill with which they have been constructed are striking
in themselves. The walls are unusual: the outer and inner faces are built of
squared blocks of hewn limestone held together by wooden ties, while the centre is packed with rubble and earth; in Gradiste it is reported that the blocks of stone bear Greek
letters. These walls were built to a certain height only, a superstructure of sun-baked brick being added. The laborious levelling of
platforms among the rocks, the transport of the heavy building materials into
the mountain ranges, the construction of huge circular edifices—whether they
were of practical utility (perhaps as granaries) or served a religious purpose
is not yet determined—these, and many other achievements increase our respect
for the builders of these strongholds. Great treasures of gold coins which came
to light in these fastnesses reflect their owners’ wealth.
The prestige of the kings was upheld by the great
authority of the high priest, whose position doubtless resulted from a
partition of the functions originally discharged by the priest-king. The
leading aristocrats were called pilleati, the
free warriors capillati (a title reminiscent
of the Ostrogothic capillati) : the
sculpture of the Trajanic age has preserved typical
portraits of both classes, which reveal the masculine arrogance of their
character. In time of peace the Dacians practised cattle-breeding, and agriculture where there were plains to make it possible.
In time of war they fought as infantry, and were feared for their scythe-like falces, whereas among the Getae cavalry
predominated; both peoples were famed for archery.
At the same period at which friction with Rome began,
in other words after the occupation of Macedonia, the cultural influence of
Rome also became more strongly felt. Roman imports on the sites of Dacian
settlements (such as Campanian bronze ware from the first century of our era),
and also a list of Dacian botanical names originally written in Latin are
evidence of this. And, in particular, the lively circulation of Roman denarii
from the second century b.c. onwards, and the local
copying of these issues, show that the Dacians could adopt the superior Roman
culture. The enemies which Rome had to face after the thorough-going
extermination of the Dacians were far more dangerous because they were wholly
unfamiliar with Roman civilization.
THE PARTHIAN DYNASTY IN THE TIME OF
THE ROMAN EMPIRE
Kings Sharers
or rivals of the Royal power
Phraates IV. 38/7—3/2. B.C. Tiridates1. 32/1,28/78.0.
Phraataces (Phraates V, son of above), (Phraates (?) V.)
and Musa. 3/2 b.c.—a.d. 4. Mithridates, c. 12-9 B.C.3
Orodes III
Vonones I. A.D. 8/9-11/2. (Son of Phraates IV.)
Atropatene Branch
Artabanus III. 10/11-40. Vonones I
Vardanes. 40/1. Phraates.
Gotarzes. 41-51 Tiridates,
36
( ?Cinnamus )
Vardanes.42-4
Vonones II. 51. Meherdates.49
Vologases I. 51-77. Vardanes
son of Vardanes
Vologases II. 77-9.6
Pacorus II. 77-96 or later. Vologeses (II).
79
Artabanus (IV)
Osroes. 106-(?) 130. Vologeses
(II). 121
Vologases II. (?) 130-47. Mithridates
Vologases III. 148-91.
Vologases IV. 190/1-208/9.
Vologases V. 208/9..
Artabanus V. 227.
Artavasdes. 228.
The evidence of the literary sources can be in part
supplemented or controlled by that of coins, especially of the silver
tetradrachms of the kings which bear a year and month of the Seleucid Era. But
the issue of tetradrachms was irregular, and the kings’ portraits which they
also bear cannot always be identified. The actual names of the kings, as
distinct from the traditional royal title, are rarely given before the middle
of the second century. The chronology of the Parthian kings is therefore
hypothetical and controversial.
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