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HISTORY OF ANCIENT GREECE |
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CHAPTER
LXII.
TWENTY-FIRST TEAR OF THE WAR.—OLIGARCHY OF FOUR
HUNDRED AT ATHENS.
About a year elapsed between the catastrophe of the Athenians near
Syracuse and the victory which they gained over the Milesians, on landing near
Miletus (from September 413 B.C., to September 412 B.C). After the first of
those two events, the complete ruin of Athens had appeared both to her enemies
and to herself, impending and irreparable. But so astonishing, so rapid, and so
energetic, had been her rally, that at the time of the second, she was found
again carrying on a tolerable struggle, though with impaired resources and on a
purely defensive system, against enemies both bolder and more numerous than
ever. There is no reason to doubt that her foreign affairs might have gone on
thus improving, had they not been endangered at this critical moment by the
treason of a fraction of her own citizens—bringing her again to the brink of
ruin, from which she was only rescued by the incompetence of her enemies,
commence.
That treason took its first rise from the exile Alcibiades. I have
already recounted how this man, alike unprincipled and energetic, had thrown.
himself with his characteristic ardour into the service of Sparta, and had
indicated to her the best means of aiding Syracuse, of inflicting positive
injury upon Athens, and lastly, of provoking revolt among the Ionic allies of
the latter. It was by his boldness and personal connections in Ionia that
the revolt of Chios and Miletus had been determined.
In the course of a few months, however, he had greatly lost the
confidence of the Spartans. The revolt of the Asiatic dependencies of Athens
had not been accomplished so easily and rapidly as he had predicted:
Chalkideus, the Spartan commander with whom he had acted, was defeated and
slain near Miletus: the Ephor Endius, by whom he was chiefly protected,
retained his office only for one year, and was succeeded by other Ephors just
about the end of September, or beginning of October, when the Athenians gained
their second victory near Miletus, and were on the point of blocking up the
town; while his personal enemy King Agis still remained to persecute him.
Moreover, there was in the character of this remarkable man something so essentially
selfish, vain, and treacherous, that no one could ever rely upon his faithful
cooperation. And as soon as any reverse occurred, that very energy and ability,
which seldom failed him, made those with whom he acted the more ready to
explain the mischance by supposing that he had betrayed them.
It was thus that, after the defeat of Miletus, King Agis was enabled to
discredit Alcibiades as a traitor to Sparta; upon which the new Ephors sent out
at once an order to the general Astyochus, to put him to death. Alcibiades
had now an opportunity of tasting the difference between Spartan and Athenian
procedure. Though his enemies at Athens were numerous and virulent,—with
all the advantage, so unspeakable in political warfare, of being able to raise
the cry of irreligion against him; yet the utmost which they could obtain was,
that he should be summoned home to take his trial before the Dikastery. At
Sparta, without any positive ground of crimination and without any idea of
judicial trial, his enemies procure an order that he shall be put to death.
Alcibiades however got intimation of the order in time to retire to
Tissaphernes. Probably he was forewarned by Astyochus himself, not ignorant
that so monstrous a deed would greatly alienate the Chians and Milesians, nor
foreseeing the full mischief which his desertion would bring upon Sparta. With
that flexibility of character which enabled him at once to master and take up a
new position, Alcibiades soon found means to insinuate himself into the
confidence of the satrap. He began now to play a game neither Spartan, nor
Athenian, but Persian and anti-Hellenic: a game of duplicity to which
Tissaphernes himself was spontaneously disposed, but to which the intervention
of a dexterous Grecian negotiator was indispensable. It was by no means
the interest of the Great King (Alcibiades urged) to lend such effective aid to
either of the contending parties as would enable it to crush the other: he
ought neither to bring up the Phoenician fleet to the aid of the Lacedaemonians,
nor to furnish that abundant pay which would procure for them indefinite levies
of new Grecian force. He ought so to feed and prolong the war, as to make each
party an instrument of exhaustion and impoverishment against the other, and
thus himself to rise on the ruins of both: first to break down the Athenian
empire by means of the Peloponnesians, and afterwards to expel the
Peloponnesians themselves—which might be effected with little trouble if they
were weakened by a protracted previous struggle.
Thus far Alcibiades gave advice, as a Persian counsellor, not unsuitable
to the policy of the court of Susa. But he seldom gave advice without some view
to his own profit, ambition, or antipathies. Cast off unceremoniously by
the Lacedaemonians, he was now driven to seek restoration in his own
country. To accomplish this object, it was necessary not only that he
should preserve her from being altogether ruined, but that he should present
himself to the Athenians as one who could, if restored, divert the aid of
Tissaphernes from Lacedaemon to Athens. Accordingly, he farther suggested
to the satrap, that while it was essential to his interest not to permit land
power and maritime power to be united in the same hands, whether Lacedaemonian
or Athenian—it would nevertheless be found easier to arrange matters with the
empire and pretensions of Athens, than with those of Lacedaemon. Athens (he
argued) neither sought nor professed any other object than the subjection of
her own maritime dependencies, in return for which she would willingly leave
all the Asiatic Greeks in the hands of the Great King; while Sparta,
forswearing all idea of empire, and professing ostentatiously to aim at the
universal enfranchisement of every Grecian city, could not with the smallest
consistency conspire to deprive the Asiatic Greeks of the same privilege. This
view appeared to be countenanced by the objection which Theramenes and many of
the Peloponnesian officers had taken to the first convention concluded by
Chalkideus and Alcibiades with Tissaphernes; objections afterwards renewed by
Lichas even against the second modified convention of Theramenes, and
accompanied with an indignant protest against the idea of surrendering to the
Great King all the territory which had been ever possessed by his
predecessors1.
All these latter arguments, whereby Alcibiades professed to create in
the mind of the satrap a preference for Athens, were either futile or founded
on false assumptions. For on the one band, even Lichas never refused to
concur in surrendering the Asiatic Greeks to Persia—while on the other hand,
the empire of Athens, so long as she retained any empire, was pretty sure to be
more formidable to Persia than any efforts undertaken by Sparta under the
disinterested pretence of liberating generally the Grecian cities. Nor did
Tissaphernes at all lend himself to any such positive impression; though he
felt strongly the force of the negative recommendations of Alcibiades—that he
should do no more for the Peloponnesians than was sufficient to feed the war,
without ensuring to them either a speedy or a decisive success: or rather, this
duplicity was so congenial to his Oriental mind, that there was no need of
Alcibiades to recommend it. The real use of the Athenian exile, was to assist
the satrap in carrying it into execution; and to provide for him those
plausible pretences and justifications, which he was to issue as a substitute
for effective supplies of men and money. Established along with Tissaphernes at
Magnesia—the same place which had been occupied about fifty years before by
another Athenian exile, equally unprincipled and yet abler,
Themistocles—Alcibiades served as interpreter of his views in all his
conversations with the Greeks, and appeared to be thoroughly in his confidence:
an appearance of which he took advantage to pass himself off falsely upon the
Athenians at Samos as having the power of turning Persian wealth to the aid of
Athens.
The first payment made by Tissaphernes, immediately after the capture of
Iasus and of the rev0lted Amorges, to the Peloponnesians at Miletus, was at the
rate of one drachma per head. But notice was given that for the future it would
be reduced one half; a reduction for which Alcibiades undertook to furnish a
reason. The Athenians (he urged) gave no more than half a drachma; not because
they could not afford more, but because, from their long experience of nautical
affairs, they had found that higher pay spoiled the discipline of the seamen by
leading them into excesses and overindulgence, as well as by inducing too
ready leave of absence to be granted, in confidence that the high pay would
bring back the men when called for. As he probably never expected that such
subterfuges (employed at a moment when Athens was so poor that she could not
even pay the half drachma per head) would carry conviction to any one—so he
induced Tissaphernes to strengthen their effect by individual bribes to the
generals and trierarchs; a mode of argument which was found effectual in
silencing the complaints of all, with the single exception of the Syracusan
Hermokrates. In regard to other Grecian cities who sent to ask pecuniary aid,
and especially Chios, Alcibiades spoke out with less reserve. They had been
hitherto compelled to contribute to Athens (he said), and now that they had
shaken off this payment, they must not shrink from imposing upon themselves
equal or even greater burthens in their own defence. Nor was it anything less
(he added) than sheer impudence in the Chians, the richest people in Greece—if
they required a foreign military force for their protection, to require at the
same time that others should furnish the means of paying it. At the same time,
however, he intimated—by way of keeping up hopes for the future—that
Tissaphernes was at present carrying on the war at his own cost; but if
hereafter remittances should arrive from Susa, the full rate of pay would be
resumed, with the addition of aid to the Grecian cities in any other way which
could be reasonably asked. To this promise was added an assurance that the Phoenician
fleet was now under equipment, and would shortly be brought up to their aid, so
as to give them a superiority which would render resistance hopeless: an
assurance not merely deceitful, but mischievous, since it was employed to
dissuade them from all immediate action, and to paralyse their navy during its
moments of fullest vigour and efficiency. Even the reduced rate of pay was
furnished so irregularly, and the Peloponnesian force kept so starved, that the
duplicity of the satrap became obvious to everyone, and was only carried
through by his bribery to the officers.
While Alcibiades, as the confidential agent and interpreter of
Tissaphernes, was carrying on this anti-Peloponnesian policy through the autumn
and winter of 412-411—partly during the stay of the Peloponnesian fleet at
Miletus, partly after it had moved to Knidus and Rhodes—he was at the same time
opening correspondence with the Athenian officers at Samos. His breach
with the Peloponnesians, as well as his ostensible position in the service of
Tissaphernes, were facts well-known among the Athenian armament; and his scheme
was, to procure both restoration and renewed power in his native city, by
representing himself as competent to bring over to her the aid and alliance of
Persia, through his ascendency over the mind of the satrap. His hostility to
the democracy, however, was so generally known, that he despaired of
accomplishing his return unless he could connect it with an oligarchical
revolution; which, moreover, was not less gratifying to his sentiment of
vengeance for the past, than to his ambition for the future. Accordingly he
sent over a private message to the officers and trierarchs at Samos, several of
them doubtless his personal friends, desiring to be remembered to the “best men”
in the armament— such was one of the standing phrases by which oligarchical men
knew and described each other—and intimating his anxious wish to come again as
a citizen among them, bringing with him Tissaphernes as their ally. But he
would come only on condition of the formation of an oligarchical government;
nor would he ever again set foot amidst the odious democracy to whom he owed
his banishment.
Such was the first originating germ of that temporary calamity, which so
near brought Athens to absolute ruin, called the Oligarchy of Four Hundred: a
suggestion from the same exile who had already so deeply wounded his country by
sending Gylippus to Syracuse, and the Lacedaemonian garrison to Dekeleia. As
yet, no man in Samos had thought of a revolution; but the moment that the idea
was thus started, the trierarchs and wealthy men in the armament caught at it
with avidity. To subvert the democracy for their own profit, and to be rewarded
for doing so with the treasures of Persia as a means of carrying on the war
against the Peloponnesians—was an extent of good fortune greater than they
could possibly have hoped. Amidst the exhaustion of the public treasure at
Athens, and the loss of tribute from her dependencies, it was now the private
proprietors, and most of all, the wealthy proprietors—upon whom the cost of
military operations fell; from which, burthen they here saw the prospect of
relief, coupled with increased chance of victory. Elate with so tempting a
promise, a deputation of them crossed over from Samos to the mainland to
converse personally with Alcibiades, who again renewed his assurances in
person, that he would bring not only Tissaphernes, but the Great King himself,
into active alliance and cooperation with Athens, provided they would put down
the Athenian democracy, which he affirmed that the king could not possibly
trust. He doubtless did not omit to set forth the other side of the
alternative; that if the proposition were refused, Persian aid would be thrown
heartily into the scale of the Peloponnesians; in which case, there was no
longer any hope of safety for Athens.
On the return of the deputation with these fresh assurances, the
oligarchical men in Samos came together, both in greater number and with
redoubled ardour, to take their measures for subverting the democracy. They
even ventured to speak of the project openly among the mass of the armament,
who listened to it with nothing but aversion; but who were silenced at least,
though not satisfied, by being told that the Persian treasury would be thrown
open to them on condition, and only on condition, that they would relinquish
their democracy. Such was at this time the indispensable need of foreign money
for the purposes of the war—such was the certainty of ruin, if the Persian
treasure went to the aid of the enemy—that the most democratical Athenian might
well hesitate when the alternative was thus laid before him. The oligarchical
conspirators, however, knew well that they had the feeling of the armament
altogether against them—that the best which they could expect from it was a
reluctant acquiescence—and that they must accomplish the revolution by their
own hands and management. They formed themselves into a political confederacy
(or Hetaeria) for the purpose of discussing the best measures towards their
end. It was resolved to send a deputation to Athens, with Peisander at the
head, to make known the new prospects and to put the standing oligarchical
clubs (Hetaeries) into active cooperation for the purpose of violently breaking
up the democracy; and farther, to establish oligarchical governments in all the
remaining dependencies of Athens. They imagined that these dependencies would
be thus induced to remain faithful to her, perhaps even that some of those
which had already revolted might come back to their allegiance—when once she
should be relieved from her democracy and placed under the rule of her “best
and most virtuous citizens”.
Hitherto, the bargain tendered for acceptance had been—subversion of the
Athenian democracy and restoration of Alcibiades, on one hand—against hearty
cooperation, and a free supply of gold, from Persia, on the other. But what
security was there that such bargain would be realised—or that when the first
part should have been brought to pass, the second would follow? There was
absolutely no security except the word of Alcibiades: very little to be
trusted, even when promising what was in his own power to perform, as we may
recollect from his memorable dealing with the Lacedaemonian envoys at
Athens—and on the present occasion, vouching for something in itself
extravagant and preposterous. For what reasonable motive could be imagined to
make the Great King shape his foreign policy according to the interests of
Alcibiades—or to inspire him with such lively interest in the substitution of
oligarchy for democracy at Athens? This was a question which the oligarchical
conspirators at Samos not only never troubled themselves to raise, but which
they had every motive to suppress. The suggestion of Alcibiades coincided fully
with their political interest and ambition. Their object was to put down the
democracy, and get possession of the government for themselves—a purpose,
towards which the promise of Persian gold, if they could get it accredited, was
inestimable as a stepping-stone, whether it afterwards turned out to be a
delusion or not. The probability is that having a strong interest in believing
it themselves, and a still stronger interest in making others believe it, they
talked each other into a sincere persuasion. Without adverting to this fact, we
should be at a loss to understand how the word of such a man as Alcibiades, on
such a matter, could be so implicitly accepted as to set in motion a whole
train of novel and momentous events.
There was one man, and one man alone so far as we know, who ventured
openly to call it in question. This was Phrynichus, one of the generals of
the fleet, who had recently given valuable counsel after the victory of
Miletus; a clear-sighted and sagacious man, but personally hostile to Alcibiades,
and thoroughly seeing through his character and projects. Though
Phrynichus was afterwards one of the chief organizers of the oligarchical
movement, when it became detached from and hostile to Alcibiades—yet under the
actual circumstances he discountenanced it altogether1. Alcibiades (he said)
had no attachment to oligarchical government rather than to democratical; nor
could he be relied on for standing by it after it should have been set up. His
only purpose was, to make use of the oligarchical conspiracy now forming, for
his own restoration; which, if brought to pass, could not foil to introduce
political discord into the camp—the greatest misfortune that could at present
happen. As to the Persian king, it was unreasonable to expect that he would put
himself out of his way to aid the Athenians, his old enemies, in whom he had no
confidence—while he had the Peloponnesians present as allies, with a good naval
force and powerful cities in his own territory, from whom he had never
experienced either insult or annoyance. Moreover the dependencies of
Athens—upon whom it was now proposed to confer, simultaneously with Athens
herself, the blessing of oligarchical government—would receive that boon with
indifference. Those who had already revolted, would not come back; those who
yet remained faithful, would not be the more inclined to remain so longer.
Their object would be to obtain autonomy, either under oligarchy or democracy,
as the case might be. Assuredly they would not expect better treatment from an oligarchical
government at Athens, than from a democratical; for they knew that those
self-styled “good and virtuous” men, who would form the oligarchy, were, as
ministers of democracy, the chief advisers and instigators of the people to
iniquitous deeds; most commonly for nothing but their own individual profit.
From an Athenian oligarchy, the citizens of these dependencies had nothing to
expect but violent executions without any judicial trial; but under the
democracy, they could obtain shelter and the means of appeal, while their
persecutors were liable to restraint and chastisement, from the people and the
popular Dikasteries. Such (Phrynichus affirmed on his own personal knowledge)
was the genuine feeling among the dependencies of Athens. Having thus shown the
calculations of the conspirators—as to Alcibiades, as to Persia, and as to the
allied dependencies—to be all illusory, Phrynichus concluded by entering his
decided protest against adopting the propositions of Alcibiades.
But in this protest (borne out afterwards by the result) he stood nearly
alone. The tide of opinion, among the oligarchical conspirators, ran so
furiously the other way, that it was resolved to despatch Peisander and others
immediately to Athens to consummate the oligarchical revolution as well as the
recall of Alcibiades; and at the same time to propose to the people their new
intended ally Tissaphernes.
Phrynichus knew well what would be the consequence to himself—if this
consummation were brought about, as he foresaw that it probably would be—from
the vengeance of his enemy Alcibiades against his recent opposition. Satisfied
that the latter would destroy him, he took measures for destroying Alcibiades
beforehand, even by a treasonable communication to the Lacedaemonian admiral
Astyochus at Miletus; to whom he sent a secret account of the intrigues which
the Athenian exile was carrying on at Samos to the prejudice of the
Peloponnesians, prefaced with an awkward apology for this sacrifice of the
interests of his country to the necessity of protecting himself against a
personal enemy. But Phrynichus was imperfectly informed of the real character
of the Spartan commander, or of his relations with Tissaphernes and Alcibiades.
Not merely was the latter now at Magnesia, under the protection of the satrap,
and out of the power of the Lacedaemonians—but Astyochus, a traitor to his duty
through the gold of Tissaphernes, went up thither to show the letter of
Phrynichus to the very person whom it was intended to expose. Alcibiades
forthwith sent intelligence to the generals and officers at Samos of the step
taken by Phrynichus, and pressed them to put him to death.
The life of Phrynichus now hung by a thread, and was probably preserved
only by that respect for judicial formalities so deeply rooted in the Athenian
character. In the extremity of danger, be resorted to a still more subtle
artifice to save himself. He despatched a second letter to Astyochus,
complaining of the violation of confidence in regard to the former, but at the
same time intimating that he was now willing to betray to the Lacedaemonians
the camp and armament at Samos. He invited Astyochus to come and attack the
place, which was as yet unfortified—explaining minutely in what manner the
attack could be best conducted; and he concluded by saying that this, as well
as every other means of defence, must be pardoned to one whose life was in
danger from a personal enemy. Foreseeing that Astyochus would betray this
letter as he had betrayed the former, Phrynichus waited a proper time, and then
revealed to the camp the intention of the enemy to make an attack, as if it had
reached him by private information. He insisted on the necessity of immediate
precautions, and himself as general superintended the work of fortification,
which was soon completed. Presently arrived a letter from Alcibiades,
communicating to the army that Phrynichus had betrayed them, and that the
Peloponnesians were on the point of making an attack. But this letter, arriving
after the precautions taken by order of Phrynichus himself had been already
completed, was construed into a mere trick on the part of Alcibiades himself,
through his acquaintance with the intentions of the Peloponnesians, to raise a
charge of treasonable correspondence against his personal enemy. The impression
thus made by his second letter effaced the taint which had been left upon
Phrynichus by the first, insomuch that the latter stood exculpated on both
charges.
But Phrynichus, though thus successful in extricating himself,
failed thoroughly in his manoeuvre against the influence and life of
Alcibiades; in whose favour the oligarchical movement not only went on, but was
transferred from Samos to Athens. On arriving at the latter place, Peisander
and his companions laid before the public assembly the projects which had been
conceived by the oligarchs at Samos. The people were invited to restore
Alcibiades and renounce their democratical constitution; in return for which,
they were assured of obtaining the Persian king as an ally, and of overcoming
the Peloponnesians. Violent was the storm which these propositions raised in
the public assembly. Many speakers rose in animated defence of the
democracy; few, if any, distinctly against it. The opponents of Alcibiades
indignantly denounced the mischief of restoring him in violation of the laws,
and in reversal of a judicial sentence; while the Eumolpidae and Kerykes, the
sacred families connected with the Eleusinian mysteries which Alcibiades had
profaned, entered their solemn protest on religious grounds to the same effect.
Against all these vehement opponents, whose impassioned invectives obtained the
full sympathy of the assembly, Peisander had but one simple reply. He called
them forward successively by name, and put to each the question—“What hope have
you of salvation for the city, when the Peloponnesians have a naval force
against us fully equal to ours, together with a greater number of allied
cities—and when the king as well as Tissaphernes are supplying them with money,
while we have no money left? What hope have you of salvation, unless we can
persuade the king to come over to our side?”. The answer was a melancholy
negative—or perhaps not less melancholy silence. “Well then (rejoined
Peisander)—that object cannot possibly be attained, unless we conduct our
political affairs for the future in a more moderate way, and put the powers of
government more into the hands of a few—and unless we recall Alcibiades, the
only man now living who is competent to do the business. Under present
circumstances, we surely shall not lay greater stress upon our political
constitution than upon the salvation of the city; the rather as what we now
enact may be hereafter modified, if it be found not to answer”
Against the proposed oligarchical change the repugnance of the assembly
was alike angry and unanimous. But they were silenced by the imperious
necessity of the case, as the armament at Samos had been before; and admitting
the alternative laid down by Peisander (as I have observed already), the most
democratical citizen might be embarrassed as to his vote. Whether any speaker,
like Phrynichus at Samos, arraigned the fallacy of the alternative, and called
upon Peisander for some guarantee, better than mere asseveration, of the
benefits to come—we are not informed. But the general vote of the
assembly, reluctant and only passed in the hope of future change, sanctioned
his recommendation. He and ten other envoys, invested with full powers of
negotiating with Alcibiades and Tissaphernes, were despatched to Ionia immediately. Peisander
at the same time obtained from the assembly a vote deposing Phrynichus from his
command; under the accusation of having traitorously caused the loss of Iasus
and the capture of Amorges, after the battle of Miletus—but from the real
certainty that he would prove an insuperable bar to all negotiations with
Alcibiades. Phrynichus, with his colleague Skironides, being thus displaced,
Leon and Diomedon were sent to Samos as commanders in their stead; an
appointment, of which, as will be presently seen, Peisander was far from
anticipating the consequences.
Before his departure for Asia, he took a step yet more important. He was
well-aware that the recent vote—a result of fear inspired by the war,
representing a sentiment utterly at variance with that of the assembly, and
only procured as the price of Persian aid against a foreign enemy—would never
pass into a reality by the spontaneous act of the people themselves. It was
indeed indispensable as a first step; partly as an authority to himself, partly
also as a confession of the temporary weakness of the democracy, and as a
sanction and encouragement for the oligarchical forces to show themselves. But
the second step yet remained to be performed; that of calling these forces into
energetic action—organising an amount of violence sufficient to extort from the
people actual submission in addition to verbal acquiescence—and thus as it were
tying down the patient while the process of emasculation was being consummated.
Peisander visited all the various political clubs, conspiracies, or Hetaeries,
which were habitual and notorious at Athens; associations, bound together by
oath, among the wealthy citizens, partly for purposes of amusement, but chiefly
pledging the members to stand by each other in objects of political ambition,
in judicial trials, in accusation or defence of official men after the period
of office had expired, in carrying points through the public assembly, &c.
Among these clubs were distributed most of “the best citizens, the good and
honourable men, the elegant men, the men of note, the temperate, the honest and
moderate men”, &c, to employ that complimentary phraseology by which
wealthy and anti-popular politicians have chosen to designate each other, in
ancient as well as in modern times. And though there were doubtless individuals
among them who deserved these appellations in their best sense, yet the general
character of the clubs was not the less exclusive and oligarchical. In the
details of political life, they had different partialities as well as different
antipathies, and were oftener in opposition than in cooperation with each
other. But they furnished, when taken together, a formidable anti-popular
force; generally either in abeyance, or disseminated in the accomplishment of
smaller political measures and separate personal successes—but capable, at a
special crisis, of being evoked, organised, and put in conjoint attack, for the
subversion of the democracy. Such was the important movement now initiated by
Peisander. He visited separately each of these clubs, put them into
communication with each other, and exhorted them all to joint aggressive action
against their common enemy the democracy, at a moment when it was already
intimidated and might be finally overthrown.
Having taken other necessary measures towards the same purpose,
Peisander left Athens with his colleagues to enter upon his negotiation with
Tissaphernes. But the cooperation and aggressive movement of the clubs which he
had originated, was prosecuted with increased ardour during his absence, and
even fell into hands more organising and effective than his own. The rhetorical
teacher Antiphon, of the deme Rhamnus, took it in hand especially, acquired the
confidence of the clubs, and drew the plan of campaign against the democracy. He
was a man estimable in private life and not open to pecuniary corruption: in
other respects, of preeminent ability, in contrivance, judgment, speech, and
action. The profession to which he belonged, generally unpopular among the
democracy, excluded him from taking rank as a speaker either in the public
assembly or the dikastery: for a rhetorical teacher, contending in either of
them against a private speaker, (to repeat a remark already once made) was
considered to stand at the same unfair advantage, as a fencing-master fighting
a duel with a gentleman would be held to stand in modern times. Himself thus
debarred from the showy celebrity of Athenian political life, Antiphon became
only the more consummate, as a master of advice, calculation, scheming, and rhetorical
composition, to assist the celebrity of others; insomuch that his silent
assistance in political and judicial debates, as a sort of chamber-counsel, was
highly appreciated and largely paid. Now such were precisely the talents
required for the present occasion; while Antiphon, who hated the democracy for
having hitherto kept him in the shade, gladly bent his full talents towards its
subversion.
Thus efficient was the man to whom Peisander in departing chiefly
confided the task of organising the anti-popular clubs, for the consummation of
the revolution already in immediate prospect. His chief auxiliary was
Theramenes, another Athenian, now first named, of eminent ability and cunning.
His father (either natural or by adoption), Agnon, was one of the Probuli, and
had formerly been founder of Amphipolis. Even Phrynichus—whose sagacity we have
already had occasion to appreciate, and who from hatred towards Alcibiades had
pronounced himself decidedly against the oligarchical movement at Samos—became
zealous in forwarding the movement at Athens, after his dismissal from the
command. He brought to the side of Antiphon and Theramenes a contriving head
not inferior to theirs, coupled with daring and audacity even superior. Under
such skilful leaders, the anti-popular force of Athens was organised with a
deep skill, and directed with a dexterous wickedness, never before witnessed in
Greece.
At the time when Peisander and
the other envoys near the reached Ionia (seemingly about the end of January or
beginning of February 411 B.C), the Peloponnesian fleet had already quitted
Miletus and gone to Knidus and Rhodes, on which latter island Leon and Diomedon
made some hasty descents, from the neighbouring island of Chalké. At the same
time, the Athenian armament at Chios was making progress in the siege of that
place and the construction of the neighbouring fort at Delphinium. Pedaritus,
the Lacedaemonian governor of the island, had sent pressing messages to solicit
aid from the Peloponnesians at Rhodes, but no aid arrived; and he therefore
resolved to attempt a general sally and attack upon the Athenians, with his
whole force foreign as well as Chian. Though at first he obtained some success,
the battle ended in his complete defeat and death, with great slaughter of the
Chian troops, and with the loss of many whose shields were captured in the
pursuit. The Chians, now reduced to greater straits than before, and beginning
to suffer severely from famine, were only enabled to hold out by a partial
reinforcement soon afterwards obtained from the Peloponnesian guardships at
Miletus. A Spartan named Leon, who had come out in the vessel of Antisthenes as
one of the Epibatae or Marines, conducted this reinforcing squadron of 12
triremes (chiefly Thurian and Syracusan) succeeding Pedaritus in the general
command of the island.
It was while Chios seemed thus likely to be recovered by Athens—and
while the superior Peloponnesian fleet was paralysed at Rhodes by Persian
intrigues and bribes—that Peisander arrived in Ionia to open his negotiations
with Alcibiades and Tissaphernes. He was enabled to announce that the
subversion of the democracy at Athens was already begun and would soon be
consummated : and he now required the price which had been promised in
exchange—Persian alliance and aid to Athens against the Peloponnesians. But
Alcibiades knew well that he had promised what he had not the least chance of
being able to perform. The satrap had appeared to follow his advice—or had
rather followed his own inclination, employing Alcibiades as an instrument and
auxiliary—in the endeavour to wear out both parties, and to keep them nearly on
an equality until each should ruin the other. But he was no way disposed to
identify himself with the cause of Athens, nor to break decidedly with the Peloponnesians—
especially at a moment when their fleet was both the greater of the two, and in
occupation of an island close to his own satrapy. Accordingly Alcibiades, when
summoned by the Athenian envoys to perform his engagement, found himself in a dilemma
from which he could only escape by one of his characteristic manoeuvres.
Receiving the envoys himself in conjunction with Tissaphernes, and
speaking on behalf of the latter, he pushed his demands to an extent which he
knew that the Athenians would never concede; in order that the rupture might
seem to be on their side, and not on his. First, he required the whole of Ionia
to be conceded to the Great King; next, all the neighbouring islands, with some
other items besides. Large as these requisitions were, comprehending the
cession of Lesbos and Samos as well as Chios, and replacing the Persian
monarchy in the condition in which it had stood in 496 B.C. before the Ionic
revolt—Peisander and his colleagues granted them all: so that Alcibiades was on
the point of seeing his deception exposed and frustrated. At last he bethought
himself of a fresh demand, which touched Athenian pride as well as Athenian
safety, in the tenderest place. He required that the Persian king should be
held free to build ships of war in unlimited number, and to keep them sailing
along the coast as he might think fit, through all these new portions of
territory. After the immense concessions already made, the envoys not only
rejected this fresh demand at once, but resented it as an insult which exposed
the real drift and purpose of Alcibiades. Not merely did it cancel the boasted
treaty (called the peace of Kallias) concluded about forty years before between
Athens and Persia, and limiting the Persian ships of war to the sea eastward of
Phaselis—but it extinguished the maritime empire of Athens, and compromised the
security of all the coasts and islands of the Aegean. To see Lesbos, Chios, and
Samos, &c. in possession of Persia, was sufficiently painful; but if there
came to be powerful Persian fleets on these islands, it would be the certain
precursor and means of farther conquests to the westward, and would revive the
aggressive dispositions of the Great King as they had stood at the beginning of
the reign of Xerxes. Peisander and his comrades, abruptly breaking off the
debate, returned to Samos;—indignant at the discovery, which they now made for
the first time, that Alcibiades had juggled them from the outset, and was
imposing conditions which he knew to be inadmissible. They still appear however
to have thought that Alcibiades acted thus, not because he could not, but
because he would not, bring about the alliance under discussion1. They
suspected him of playing false with the oligarchical movement which he had
himself instigated, and of projecting the accomplishment of his own
restoration, coupled with the alliance of Tissaphernes, into the bosom of the
democracy which he had begun by denouncing. Such was the light in which they
presented his conduct; venting their disappointment in invectives against his
duplicity, and in asseverations that he was, after all, unsuitable for a place
in oligarchical society. Such declarations, when circulated at Samos, to
account for their unexpected failure in realising the hope which they had
raised, created among the armament an impression that Alcibiades was really
favourable to the democracy; at the same time leaving unabated the prestige of
his unbounded ascendency over Tissaphernes and the Great King. We shall
presently see the effects resulting from this belief.
Immediately after the rupture of the negotiations, however, the satrap
took a step well-calculated to destroy the hopes of the Athenians altogether,
so far as Persian aid was concerned. Though persisting in his policy of lending
no decisive assistance to either party, and of merely prolonging the war so as
to enfeeble both—he yet began to fear that he was pushing matters too far
against the Peloponnesians, who had now been two months inactive at Rhodes,
with their large fleet hauled ashore. He had no treaty with them actually in
force, since Lichas had disallowed the two previous conventions, nor had he
furnished them with pay or maintenance. His bribes to the officers had hitherto
kept the armament quiet; yet we do not distinctly see how so large a body of
men found subsistence1. He was now however apprised that they could find
subsistence no longer, and that they would probably desert, or commit
depredations on the coast of his satrapy, or perhaps be driven to hasten on a
general action with the Athenians, under desperate circumstances. Under such
apprehensions he felt compelled to put himself again in communication with
them, to furnish them with pay, and to conclude with them a third
convention—the proposition of which he had refused to entertain at Knidus. He
therefore went to Kaunus, invited the Peloponnesian leaders to Miletus, and
concluded with them near that town a treaty to the following effect:—
“In this 13th year of the reign of Darius, and in the ephorship of
Alexippidas at Lacedaemon, a convention is hereby concluded by the
Lacedaemonians and their allies, with Tissaphernes and Hieramenes and the sons
of Pharnaces, respecting the affairs of the king and of the Lacedaemonians and
their allies. The territory of the king, as much of it as is in Asia, shall
belong to the king. Let the king determine as he chooses respecting his own
territory. The Lacedaemonians and their allies shall not approach the king’s
territory with any mischievous purpose—nor shall the king approach that of the
Lacedaemonians and their allies with any like purpose. If any one among the Lacedaemonians
or their allies shall approach the king’s territory with mischievous purpose,
the Lacedaemonians and their allies shall binder him: if any one from the
king’s territory shall approach the Lacedaemonians or their allies with
mischievous purpose, the king shall hinder him. Tissaphernes shall provide pay
and maintenance, for the fleet now present, at the rate already stipulated,
until the king’s fleet shall arrive; after that it shall be at the option of
the Lacedaemonians to maintain their own fleet if they think fit—or if they
prefer, Tissaphernes shall furnish maintenance, and at the close of the war the
Lacedaemonians shall repay to him what they have received. After the king’s
fleet shall have arrived, the two fleets shall carry on war conjointly, in such
manner as shall seem good to Tissaphernes and the Lacedaemonians and their
allies. If they choose to close the war with the Athenians, they shall close it
only by joint consent”.
In comparing this third convention with the two preceding, we find that
nothing is now stipulated as to any territory except the continent of Asia;
which is ensured unreservedly to the king, of course with all the Greek
residents planted upon it. But by a diplomatic finesse, the terms of the treaty
imply that this is not all the territory which the king is entitled to
claim—though nothing is covenanted as to any remainder. Next, this third treaty
includes Pharnabazus (the son of Pharnaces) with his satrapy of Daskylium; and
Hieramenes, with his district, the extent and position of which we do not know;
while in the former treaties no other satrap except Tissaphernes had been
concerned. We must recollect that the Peloponnesian fleet included those 27
triremes, which bad been brought across by Kalligeitus expressly for the aid of
Pharnabazus; and therefore that the latter now naturally became a party to the
general operations. Thirdly, we here find, for the first time, formal
announcement of a Persian fleet about to be brought up as auxiliary to the
Peloponnesians. This was a promise which the satrap now set forth more plainly
than before, to amuse them, and to abate the mistrust which they had begun to
conceive of his sincerity. It served the temporary purpose of restraining them
from any immediate act of despair hostile to his interests, which was all that
he looked for. While he renewed his payments, therefore, for the moment, he
affected to busy himself in orders and preparations for the fleet from
Phoenicia.
The Peloponnesian fleet was now ordered to move from Rhodes. Before it
quitted that island, however, envoys came thither from Eretria and from Oropus;
which latter place (a dependency on the northeastern frontier of Attica),
though protected by an Athenian garrison, had recently been surprised and
captured by the Boeotians. The loss of Oropus much increased the facilities for
the revolt of Euboea; and these envoys came to entreat aid from the
Peloponnesian fleet, to second the island in that design. The Peloponnesian
commanders, however, felt themselves under prior obligation to relieve the
sufferers at Chios, towards which island they first bent their course. But they
had scarcely passed the Triopian cape, when they saw the Athenian squadron from
Chalké dogging their motions. Though there was no wish on either side for a
general battle, yet they saw evidently that the Athenians would not permit them
to pass by Samos, and get to the relief of Chios, without a battle. Renouncing
therefore the project of relieving Chios, they again concentrated their force
at Miletus; while the Athenian fleet was also again united at Samos. It was
about the end of March 411 B.C, that the two fleets were thus replaced in the
stations which they had occupied four months previously.
After the breach with Alcibiades, and still more after this manifest
reconciliation of Tissaphernes with the Peloponnesians, Peisander and the
oligarchical conspirators at Samos had to reconsider their plan of
action. They would not have begun the movement at first, had they not been
instigated by Alcibiades, and furnished by him with the treacherous delusion of
Persian alliance to cheat and paralyse the people. They had indeed motives
enough, from their own personal ambition, to originate it of themselves, apart
from Alcibiades; but without the hopes—equally useful for their purpose whether
false or true—connected with his name, they would have had no chance of
achieving the first step. Now, however, that first step had been achieved,
before the delusive expectation of Persian gold was dissipated. The Athenian
people had been familiarised with the idea of a subversion of their
constitution, in consideration of a certain price: it remained to extort from
them, at the point of the sword, without paying the price, what they had thus
consented to sell. Moreover the leaders of the scheme felt themselves already
compromised, so that they could not recede with safety. They had set in motion
their partisans at Athens, where the system of murderous intimidation (though
the news had not as yet reached Samos) was already in full swing: so that they
felt constrained to persevere as the only chance of preservation to themselves.
At the same time, all that faint pretence of public benefit, in the shape of
Persian alliance, which had been originally attached to it and which might have
been conceived to enlist in the scheme some timid patriots—was now entirely
withdrawn. Nothing remained except a naked, selfish, and unscrupulous scheme of
ambition, not only ruining the freedom of Athens at home, but crippling and
imperilling her before the foreign enemy at a moment when her entire strength
was scarcely adequate to the contest. The conspirators resolved to persevere,
at all hazards, both in breaking down the constitution and in carrying on the
foreign war. Most of them being rich men, they were content (Thucydides
observes) to defray the cost out of their own purses, now that they were
contending, not for their country, but for their own power and profit.
They lost no time in proceeding to execution, immediately after
returning to Samos from the abortive conference with Alcibiades. While they
despatched Peisander with five of the envoys back to Athens, to consummate what
was already in progress there—and the remaining five to oligarchise the
dependent allies—they organised all their partisan force in the armament, and
began to take measures for putting down the democracy in Samos itself. That
democracy had been the product of a forcible revolution, effected about ten
months before by the aid of three Athenian triremes. It had since preserved
Samos from revolting, like Chios : it was now the means of preserving the
democracy at Athens itself. The partisans of Peisander, finding it an
invincible obstacle to their views, contrived to gain over a party of the
leading Samians now in authority under it. Three hundred of these latter, a
portion of those who ten months before had risen in arms to put down the
pre-existing oligarchy, now enlisted as conspirators along with the Athenian
oligarchs, to put down the Samian democracy, and get possession of the
government for themselves. The new alliance was attested and cemented,
according to genuine oligarchical practice, by a murder without judicial trial,
or an assassination—for which a suitable victim was at hand. The Athenian
Hyperbolus, who had been ostracised some years before by the coalition of
Nikias and Alcibiades, together with their respective partisans—ostracised (as
Thucydides tells us) not from any fear of his power and over-transcendent
influence, but from his bad character and from his being a disgrace to the
city—and thus ostracised by an abuse of the institution—was now resident at
Samos. He represented the demagogic and accusatory eloquence of the democracy,
the check upon official delinquency; so that he served as a common object of antipathy
to Athenian and Samian oligarchs. Some of the Athenian partisans, headed by
Charminus, one of the generals, in concert with the Samian conspirators, seized
Hyperbolus and put him to death; seemingly with some other victims at the same
time.
But though these joint assassinations served as a pledge to each section
of the conspirators for the fidelity of the other in respect to farther
operations, they at the same time gave warning to opponents. Those leading men
at Samos who remained attached to the democracy, looking abroad for defence
against the coming attack, made earnest appeal to Leon and Diomedon, the two
generals most recently arrived from Athens in substitution for Phrynichus and
Skironides—men sincerely devoted to the democracy, and adverse to all
oligarchical change—as well as to the trierarch Thrasyllus, to Thrasybulus (son
of Lykus) then serving as an hoplite, and to many others of the pronounced
democrats and patriots in the Athenian armament. They made appeal, not simply
in behalf of their own personal safety and of their own democracy, now
threatened by conspirators of whom a portion were Athenians—but also on grounds
of public interest to Athens; since, if Samos became oligarchised, its sympathy
with the Athenian democracy and its fidelity to the alliance would be at an
end. At this moment the most recent events which had occurred at Athens
(presently to be told) were not known, and the democracy was considered as
still subsisting there.
To stand by the assailed democracy of Samos, and to preserve the island
itself, now the mainstay of the shattered Athenian empire, were motives more
than sufficient to awaken the Athenian leaders thus solicited. Commencing a
personal canvass among the soldiers and seamen, and invoking their interference
to avert the overthrow of the Samian democracy, they found the general
sentiment decidedly in their favour, but most of all, among the Parali, or crew
of the consecrated public trireme called the Paralus. These men were the picked
seamen of the state; each of them not merely a freeman, but a full Athenian
citizen; receiving higher pay than the ordinary seamen, and known as devoted to
the democratical constitution with an active repugnance to oligarchy itself as
well as to everything which scented of it. The vigilance of Leon and Diomedon
on the defensive side counteracted the machinations of their colleague
Charminus, along with the conspirators; and provided, for the Samian democracy,
faithful auxiliaries constantly ready for action. Presently the conspirators
made a violent attack to overthrow the government; but though they chose their
own moment and opportunity, they still found themselves thoroughly worsted in
the struggle, especially through the energetic aid of the Parali. Thirty of
their number were slain in the contest, and three of the most guilty afterwards
condemned to banishment. The victorious party took no farther revenge, even
upon the remainder of the three hundred conspirators—granted a general
amnesty—and did their best to re-establish constitutional and harmonious
working of the democracy.
Chaereas, an Athenian trierarch, who had been forward in the contest,
was sent in the Paralus the itself to Athens, to make communication of what had
occurred. But this democratical crew, on reaching their native city, instead of
being received with that welcome which they doubtless expected, found a state
of things not less odious than surprising. The democracy of Athens had been
subverted : instead of the Senate of Five Hundred, and the assembled people, an
oligarchy of Four Hundred self-installed persons were enthroned with sovereign
authority in the Senate House. The first order of the Four Hundred, on hearing
that the Paralus had entered Perseus, was to imprison two or three of the crew,
and to remove all the rest from their own privileged trireme aboard a common
trireme, with orders to depart forthwith and to cruise near Euboea. The
commander Chaereas found means to escape, and returned back to Samos to tell
the unwelcome news.
The steps, whereby this oligarchy of Four Hundred had been gradually
raised up to their new power, must be taken up from the time when Peisander
quitted Athens,—after having obtained the of the public assembly authorising
him to treat with Alcibiades and Tissaphernes,—and after having set on foot a
joint organisation and conspiracy of all the anti-popular clubs, which fell
under the management especially of Antiphon and Theramenes, afterwards aided by
Phrynichus. All the members of that board of Elders called Probuli, who had
been named after the defeat in Sicily—with Agnon, father of Theramenes, at
their head—together with many other leading citizens, some of whom had been
counted among the firmest friends of the democracy, joined the conspiracy;
while the oligarchical and the neutral rich came into it with ardour; so that a
body of partisans was formed both numerous and well provided with money.
Antiphon did not attempt to bring them together, or to make any public
demonstration, armed or unarmed, for the purpose of overawing the actual
authorities. He permitted the senate and the public assembly to go on meeting
and debating as usual; but his partisans, neither the names nor the numbers of
whom were publicly known, received from him instructions both when to speak and
what language to hold. The great topic upon which they descanted, was the
costliness of democratical institutions in the present distressed state of the
finances, when tribute from the allies could no longer be reckoned upon—the
heavy tax imposed upon the state by paying the Senators, the Dikasts, the
Ekklesiasts or citizens who attended the public assembly, &c. The state
could now afford to pay none but those soldiers who fought in its defence, nor
ought any one else to touch the public money. It was essential (they insisted)
to exclude from the political franchise all except a select body of Five
Thousand, composed of those who were best able to do service to the city by
person and by purse.
The extensive disfranchisement involved in this last proposition was
quite sufficiently shocking to the ears of an Athenian assembly. But in
reality the proposition was itself a juggle, never intended to become reality,
and representing something far short of what Antiphon and his partisans
intended. Their design was to appropriate the powers of government to
themselves simply, without control or partnership; leaving this body of Five
Thousand not merely unconvened, but non-existent, as a mere empty name to
impose upon the citizens generally. Of such real intention, however, not a word
was as yet spoken. The projected body of Five Thousand was the theme preached
upon by all the party orators; yet without submitting any substantive motion
for the change, which could not be yet done without illegality.
Even thus indirectly advocated, the project of cutting down the
franchise to Five Thousand, and of suppressing all the paid civil functions,
was a change sufficiently violent to call forth abundant opponents. For
such opponents Antiphon was fully prepared. Of the men who thus stood forward
in opposition, either all, or at least all the most prominent, were
successively taken off by private assassination. The first of them who thus
perished was Androkles, distinguished as a demagogue or popular speaker, and
marked out to vengeance not only by that circumstance, but by the farther fact
that he had been among the most vehement accusers of Alcibiades before his
exile. For at this time, the breach of Peisander with Tissaphernes and
Alcibiades had not yet become known at Athens, so that the latter was still
supposed to be on the point of returning home as a member of the contemplated
oligarchical government. After Androkles, many other speakers of similar
sentiments perished in the same way, by unknown hands. A band of Grecian
youths, strangers got together from different cities, was organised for the
business : the victims were all chosen on the same special ground, and the deed
was so skilfully perpetrated that neither director nor instrument ever became
known. After these assassinations—sure, special, secret, and systematic,
emanating from an unknown Directory like a Vehmic tribunal—had continued for
some time, the terror which they inspired became intense and universal. No
justice could be had, no inquiry could be instituted, even for the death of the
nearest and dearest relative. At last, no man dared to demand or even to
mention inquiry, looking upon himself as fortunate that he had escaped the same
fate in his own person. So finished an organisation, and such well-aimed blows,
raised a general belief that the conspirators were much more numerous than they
were in reality. And as it turned out that there were persons among them who
had before been accounted hearty democrats, so at last dismay and mistrust
became universally prevalent. No one dared even to express indignation at the
murders going on, much less to talk about redress or revenge, for fear that he
might be communicating with one of the unknown conspirators. In the midst of
this terrorism, all opposition ceased in the senate and public assembly, so
that the speakers of the conspiring oligarchy appeared to carry an unanimous
assent.
Such was the condition to which things had been brought in Athens, by
Antiphon and the oligarchical conspirators acting under his direction, at the
time when Peisander and the five envoys arrived thither returning from Samos.
It is probable that they had previously transmitted home from Samos news of the
rupture with Alcibiades, and of the necessity of prosecuting the conspiracy
without farther view either to him or to the Persian alliance. Such news would
probably be acceptable both to Antiphon and Phrynichus, both of them personal
enemies of Alcibiades; especially Phrynichus, who had pronounced him to be
incapable of fraternising with an oligarchical revolution. At any rate, the
plans of Antiphon had been independent of all view to Persian aid, and had been
directed to carry the revolution by means of naked, exorbitant, and
well-directed fear, without any intermixture of hope or any prospect of public
benefit. Peisander found the reign of terror fully matured. He had not come
direct from Samos to Athens, but had halted in his voyage at various allied
dependencies—while the other five envoys, as well as a partisan named
Diotrephes, had been sent to Thasos and elsewhere; all for the same purpose, of
putting down democracies in those allied cities where they existed, and
establishing oligarchies in their room. Peisander made this change at Tenos,
Andros, Karystus, Aegina, and elsewhere; collecting from these several places a
regiment of 300 hoplites, which he brought with him to Athens as a sort of
body-guard to his new oligarchy. He could not know, until he reached Piraeus,
the full success of the terrorism organised by Antiphon and the rest; so that
he probably came prepared to surmount a greater resistance than he actually
found. As the facts stood, so completely had the public opinion and spirit been
subdued, that he was enabled to put the finishing stroke at once. His arrival
was the signal for consummating the revolution; first, by an extorted
suspension of the tutelary constitutional sanction—next, by the more direct
employment of armed force.
First, he convoked a public assembly, in which he proposed a decree,
naming ten commissioners with full powers, to prepare propositions for such
political reform as they should think advisable—and to be ready by a given
day. According to the usual practice, this decree must previously have
been approved in the Senate of Five Hundred, before it was submitted to the
people. Such was doubtless the case in the present instance, so that the decree
passed without any opposition. On the day fixed, a fresh assembly met, which
Peisander and his partisans caused to be held, not in the usual place (called
the Pnyx) within the city walls, but at a place called Kolonus, ten stadia
(rather more than a mile) without the walls, north of the city. Kolonus was a
temple of Poseidon, within the precinct of which the assembly was enclosed for
the occasion. Such an assembly was not likely to be numerous, wherever held,
since there could be little motive to attend when freedom of debate was extinguished;
but the oligarchical conspirators now transferred it without the walls;
selecting a narrow area for the meeting—in order that they might lessen still
farther the chance of numerous attendance—of an assembly which they fully
designed should be the last in the history of Athens. They were thus also more
out of the reach of an armed movement in the city, as well as enabled to post
their own armed partisans around, under colour of protecting the meeting
against disturbance by the Lacedaemonians from Dekeleia.
The proposition of the newly-appointed commissioners (probably
Peisander, Antiphon, and other partisans themselves) was exceedingly short and
simple. They merely moved the abolition of the celebrated Graphs Paranomon;
that is, they proposed that every Athenian citizen should have full liberty of
making any anti-constitutional proposition that he chose—and that every other
citizen should be interdicted, under heavy penalties, from prosecuting him by
Graphs Paranomon (indictment on the score of informality, illegality, or
unconstitutionality), or from doing him any other mischief. This proposition
was adopted without a single dissentient. It was thought more formal by the
directing chiefs to sever this proposition pointedly from the rest, and to put it,
singly and apart, into the mouth of the special commissioners; since it was the
legalizing condition of every other positive change which they were about to
move afterwards. Full liberty being thus granted to make any motion, however
anti-constitutional, and to dispense with all the established formalities, such
as preliminary authorisation by the senate—Peisander now came forward with his
substantive propositions to the following effect:—
1. All the existing democratical magistracies were suppressed at once,
and made to cease for the future. 2. No civil functions whatever were
here-after to be salaried. 3. To constitute a new government, a committee
of five persons were named forthwith, who were to choose a larger body of one
hundred (that is, one hundred including the five choosers themselves). Each
individual, out of this body of one hundred, was to choose three persons. 4. A
body of Four Hundred was thus constituted, who were to take their seat in the
Senate-house, and to carry on the government with unlimited powers, according
to their own discretion. 5. They were to convene the Five Thousand, whenever
they might think fit. All was passed without a dissentient voice.
The invention and employment of this imaginary aggregate of Five
Thousand was not the least dexterous among the combinations of
Antiphon. No one knew who these Five Thousand were: yet the resolution,
just adopted, purported—not that such a number of citizens should be singled
out and constituted, either by choice, or by lot, or in some determinate manner
which should exhibit them to the view and knowledge of others—but that the Four
Hundred should convene The Five Thousand, whenever they thought proper: thus
assuming the latter to be a list already made up and notorious, at least to the
Four Hundred themselves. The real fact was that the Five Thousand existed
nowhere except in the talk and proclamations of the conspirators, as a
supplement of fictitious auxiliaries. They did not even exist as individual
names on paper, but simply as an imposturous nominal aggregate. The Four
Hundred now installed formed the entire and exclusive rulers of the state. But
the mere name of the Five Thousand, though it was nothing more than a name,
served two important purposes for Antiphon and his conspiracy. First, it
admitted of being falsely produced (especially to the armament at Samos) as
proof of a tolerably numerous and popular body of equal, qualified, concurrent
citizens—all intended to take their turn by rotation in exercising the powers
of government; thus lightening the odium of extreme usurpation to the Four
Hundred, and passing them off merely as the earliest section of the Five
Thousand, put into office for a few months, and destined at the end of that
period to give place to another equal section. Next, it immensely augmented the
means of intimidation possessed by the Four Hundred at home, by exaggerating
the impression of their supposed strength. For the citizens generally were made
to believe that there were five thousand real and living partners in the
conspiracy; while the fact that these partners were not known and could not be
individually identified, rather aggravated the reigning terror and
mistrust—since every man, suspecting that his neighbour might possibly be among
them, was afraid to communicate his discontent or propose means for joint
resistance1. In both these two ways, the name and assumed existence of the Five
Thousand lent strength to the real Four Hundred conspirators. It masked their
usurpation while it increased their hold on the respect and fears of the
citizens.
As soon as the public assembly at Kolonus had with such seeming
unanimity accepted all the propositions of Peisander, they were dismissed; and
the new regiment of Four Hundred were chosen and constituted in the form prescribed.
It now only remained to install them in the Senate-house. But this could not be
done without force, since the senators were already within it; having doubtless
gone thither immediately from the assembly, where their presence, at least the
presence of the prytanes, or Senators of the presiding tribe, was essential as
legal presidents. They had to deliberate what they would do under the decree
just passed, which divested them of all authority. It was even possible that
they might organise armed resistance; for which there seemed more than usual
facility at the present moment, since the occupation of Dekeleia by the
Lacedaemonians kept Athens in a condition like that of a permanent camp, with a
large proportion of the citizens day and night under arms. Against this chance
the Four Hundred made provision. They selected that hour of the day when the
greater number of citizens habitually went home (probably to their morning
meal), leaving the military station, with the arms piled and ready, under
comparatively thin watch. While the general body of hoplites left the station
at this hour according to the usual practice, the hoplites (Andrian, Tenian and
others) in the immediate confidence of the Four Hundred were directed by
private order to hold themselves prepared and in arms at a little distance off;
so that if any symptoms should appear of resistance being contemplated, they
might at once interfere and forestall it. Having taken this precaution, the
Four Hundred marched in a body to the Senate-house, each man with a dagger
concealed under his garment, and followed by their special body-guard of 120
young men from various Grecian cities—the instruments of the assassinations
ordered by Antiphon and his colleagues. In this array they marched into the
Senate-house, where the senators were assembled—and commanded them to depart;
at the same time tendering to them their pay for all the remainder of the year
(seemingly about three months or more down to the beginning of Hekatombaeon,
the month of new nominations) during which their functions ought to have
continued. The senators were no way prepared to resist the decree just passed
under the forms of legality, with an armed body now arrived to enforce its
execution. They obeyed and departed, each man as he passed the door receiving
the salary tendered to him. That they should yield obedience to superior force
under the circumstances, can excite neither censure nor surprise; but that they
should accept from the hands of the conspirators this anticipation of an
unearned salary, was a meanness which almost branded them as accomplices, and
dishonoured the expiring hour of the last democratical authority. The Four
Hundred now found themselves triumphantly installed in the Senate-house. There
was not the least resistance, either within its walls, or even without, by any
portion of the citizens.
Thus perished, or seemed to perish, the democracy of Athens, after an
uninterrupted existence of nearly one hundred years since the revolution of Cleisthenes. So
incredible did it appear that the numerous, intelligent, and constitutional
citizens of Athens should suffer their liberties to be overthrown by a band of
four hundred conspirators, while the great mass of them not only loved their
democracy, but had arms in their hands to defend it—that even their enemy and
neighbour Agis at Dekeleia could hardly imagine the revolution to be a fact
accomplished. We shall see presently that it did not stand—nor would it
probably have stood, had circumstances even been more favourable—but the accomplishment
of it at all, is an incident too extraordinary to be passed over without some
words in explanation.
We must remark that the tremendous catastrophe and loss of blood in
Sicily had abated the energy of the Athenian character generally—but especially,
had made them despair of their foreign relations; of the possibility that they
could make head against enemies, increased in number by revolts among their own
allies, and farther sustained by Persian gold. Upon this sentiment of despair
is brought to bear the treacherous delusion of Alcibiades, offering them the
Persian aid; that is, means of defence and success against foreign enemies, at
the price of their democracy. Reluctantly the people are brought, but they are
brought, to entertain the proposition: and thus the conspirators gain their
first capital point—of familiarising the people with the idea of such a change
of constitution. The ulterior success of the conspiracy—when all prospect of
Persian gold, or improved foreign position, was at an end—is due to the
combinations, alike nefarious and skilful, of Antiphon, wielding and organising
the united strength of the aristocratical classes at Athens; strength always
exceedingly great, but under ordinary circumstances working in fractions
disunited and even reciprocally hostile to each other—restrained by the
ascendent democratical institutions—and reduced to corrupt what it could not
overthrow. Antiphon, about to employ this anti-popular force in one
systematic scheme and for the accomplishment of a predetermined purpose, keeps
still within the same ostensible constitutional limits. He raises no open
mutiny: he maintains inviolate the cardinal point of Athenian political
morality—respect to the decision of the senate and political assembly, as well
as to constitutional maxims. But he knows well that the value of these
meetings, as political securities, depends upon entire freedom of speech; and
that if that freedom be suppressed, the assembly itself becomes a nullity—or
rather an instrument of positive imposture and mischief. Accordingly he
causes all the popular orators to be successively assassinated, so that no man
dares to open his mouth on that side; while on the other hand, the anti-popular
speakers are all loud and confident, cheering one another on, and seeming to
represent all the feeling of the persons present. By thus silencing each
individual leader, and intimidating every opponent from standing forward as
spokesman, he extorts the formal sanction of the assembly and the senate to
measures which the large majority of the citizens detest. That majority
however are bound by their own constitutional forms: and when the decision of
these, by whatever means obtained, is against them, they have neither the
inclination nor the courage to resist. In no part of the world has this
sentiment of constitutional duty, and submission to the vote of a legal
majority, been more keenly and universally felt, than it was among the citizens
of democratical Athens. Antiphon thus finds means to employ the constitutional
sentiment of Athens as a means of killing the constitution: the mere empty
form, after its vital and protective efficacy has been abstracted, remains
simply as a cheat to paralyse individual patriotism.
It was this cheat which rendered the Athenians indisposed to stand
forward with arms in defence of that democracy to which they were
attached. Accustomed as they were to
unlimited pacific consent within the bounds of their constitution, they were in
the highest degree averse to anything like armed intestine contention. This is
the natural effect of an established free and equal polity—to substitute the
contests of the tongue for those of the sword, and sometimes, even to create so
extreme a disinclination to the latter, that if liberty be energetically assailed,
the counter-energy necessary for its defence may probably be found wanting. So
difficult is it for the same people to have both the qualities requisite for
making a free constitution work well in ordinary times, together with those
very different qualities requisite for upholding it against exceptional dangers
and under trying emergences. None but an Athenian of extraordinary ability
like Antiphon would have understood the art of thus making the constitutional
feeling of his countrymen subservient to the success of his conspiracy—and of
maintaining the forms of legal dealing towards assembled and constitutional
bodies, while he violated them in secret and successive stabs directed against
individuals. Political assassination had been unknown at Athens, (as far as our
information reaches) since the time when it was employed about fifty years
before by the oligarchical party against Ephialtes, the coadjutor of Perikles.
But this had been an individual case, and it was reserved for Antiphon and
Phrynichus to organise a band of assassins. working systematically, and taking
off a series of leading victims one after the other. As the Macedonian kings in
after-times required the surrender of the popular orators in a body, so the
authors of this conspiracy found the same enemies to deal with, and adopted
another way of getting rid of them; thus reducing the assembly into a tame and
lifeless mass, capable of being intimidated into giving its collective sanction
to measures which its large majority detested.
As Grecian history has been usually written, we are instructed to
believe that the misfortunes, and the corruption, and the degradation of the
democratical states are brought upon them by the class of demagogues, of whom
Kleon, Hyperbolus, Androkles, &c. stand forth as specimens. These men
are represented as mischief-makers and revilers, accusing without just cause,
and converting innocence into treason. Now the history of this conspiracy of
the Four Hundred presents to us the other side of the picture. It shows that
the political enemies—against whom the Athenian people were protected by their
democratical institutions, and by the demagogues as living organs of those
institutions—were not fictitious but dangerously real. It reveals the continued
existence of powerful anti-popular combinations, ready to come together for
treasonable purposes when the moment appeared safe and tempting. It manifests
the character and morality of the leaders, to whom the direction of the
anti-popular force naturally fell. It proves that these leaders, men of
uncommon ability, required nothing more than the extinction or silence of the
demagogues, to be enabled to subvert the popular securities and get possession
of the government. We need no better proof to teach us what was the real
function and intrinsic necessity of these demagogues in the Athenian system;
taking them as a class, and apart from the manner in which individuals among
them may have performed their duty. They formed the vital movement of all that
was tutelary and public-spirited in democracy. Aggressive in respect to
official delinquents, they were defensive in respect to the public and the
constitution. If that anti-popular force, which Antiphon found ready-made, had
not been efficient, at a much earlier moment, in stifling the democracy—it was
because there were demagogues to cry aloud, as well as assemblies to hear and
sustain them. If Antiphon’s conspiracy was successful, it was because he knew
where to aim his blows, so as to strike down the real enemies of the oligarchy
and the real defenders of the people. I here employ the term demagogues because
it is that commonly used by those who denounce the class of men here under
review: the proper neutral phrase, laying aside odious associations, would be
to call them, popular speakers or opposition speakers. But by whatever name
they may be called, it is impossible rightly to conceive their position in
Athens, without looking at them in contrast and antithesis with those
anti-popular forces against which they formed the indispensable barrier, and
which come forth into such manifest and melancholy working under the organising
hands of Antiphon and Phrynichus.
As soon as the Four Hundred found themselves formally installed in the
Senate-house, they divided themselves by lot into separate prytanies (probably
ten in number, consisting of forty members each, like the former Senate of Five
Hundred, in order that the distribution of the year to which the people were
accustomed might not be disturbed), and then solemnized their installation by
prayer and sacrifice. They put to death some political enemies, though not
many; they farther imprisoned and banished others, and made large changes in
the administration of affairs; carrying everything with a strictness and rigour
unknown under the old constitution. It seems to have been proposed among them
to pass a vote of restoration to all persons under sentence of exile. But
this was rejected by the majority, in order that Alcibiades might not be among
the number; nor did they think it expedient, notwithstanding, to pass the law,
reserving him as a special exception.
They farther despatched a messenger to Agis at Dekeleia, intimating
their wish to treat for peace; which (they affirmed) he ought to be ready to
grant to them now that “the faithless Demos” was put down. Agis however,
not believing that the Athenian people would thus submit to be deprived of
their liberty, anticipated that intestine dissension would certainly break out,
or at least that some portion of the Long Walls would be found unguarded,
should a foreign army appear. While therefore he declined the overtures for
peace, he at the same time sent for reinforcements out of Peloponnesus, and
marched with a considerable army, in addition to his own garrison, up to the
very walls of Athens. But he found the ramparts carefully manned: no
commotion took place within: even a sally was made, in which some advantage was
gained over him. He therefore speedily retired, sending back his
newly-arrived reinforcements to Peloponnesus; while the Four Hundred, on
renewing their advances to him for peace, now found themselves much better
received, and were even encouraged to despatch envoys to Sparta itself.
As soon as they had thus got over the first difficulties, and placed
matters on a footing which seemed to promise stability, they despatched ten
envoys to Samos. Aware beforehand of the danger impending over them in
that quarter from the known aversion of the soldiers and seamen to anything in
the nature of oligarchy, they had moreover just heard, by the arrival of
Chaereas and the Paralus, of the joint attack made by the Athenian and Samian
oligarchs, and of its complete failure. Had this event occurred a little
earlier, it might perhaps have deterred even some of their own number from proceeding
with the revolution at Athens—which was rendered thereby almost sure of
failure, from the first. Their ten envoys were instructed to represent at Samos
that the recent oligarchy had been established with no views injurious to the
city, but on the contrary for the general benefit; that though the Council now
installed consisted of Four Hundred only, yet the total number of partisans who
had made the revolution and were qualified citizens under it, was Five
Thousand; a number greater (they added) than had ever been actually assembled
in the Pnyx under the democracy, even for the most important debates, in
consequence of the unavoidable absences of numerous individuals on military
service and foreign travel.
What satisfaction might have been given, by this allusion to the
fictitious Five Thousand, or by fallacious reference to the numbers, real or
pretended, of the past democratical assemblies—had these envoys carried to
Samos the first tidings of the Athenian revolution—we cannot say. They
were forestalled by Chaereas the officer of the Paralus; who, though the Four
Hundred tried to detain him, made his escape and hastened to Samos to
communicate the fearful and unexpected change which had occurred at
Athens. Instead of hearing that change described under the treacherous
extenuations prescribed by Antiphon and Phrynichus, the armament first learnt
it from the lips of Chaereas, who told them at once the extreme truth—and even
more than the truth. He recounted with indignation that every Athenian,
who ventured to say a word against the Four Hundred rulers of the city, was
punished with the scourge—that even the wives and children of persons hostile
to them were outraged—that there was a design of seizing and imprisoning the
relatives of the democrats at Samos, and putting them to death if the latter
refused to obey orders from Athens. The simple narrative, of what had
really occurred, would have been quite sufficient to provoke in the armament a
sentiment of detestation against the Four Hundred. But these additional details
of Chaereas, partly untrue, filled them with uncontrollable wrath, which they
manifested by open menace against the known partisans of the Four Hundred at
Samos, as well as against those who had taken part in the recent oligarchical
conspiracy in the island. It was not without difficulty that their hands were
arrested by the more reflecting citizens present, who remonstrated against the
madness of such disorderly proceedings when the enemy was close upon them.
But though violence and aggressive insult were thus seasonably checked,
the sentiment of the armament was too ardent and unanimous to be satisfied
without some solemn, emphatic, and decisive declaration against the oligarchs
at Athens. A great democratical manifestation, of the most earnest and imposing
character, was proclaimed, chiefly at the instance of Thrasybulus and
Thrasyllus. The Athenian armament, brought together in one grand assembly, took
an oath by the most stringent sanctions—To maintain their democracy—To keep up
friendship and harmony with each other—To carry on the war against the
Peloponnesians with energy—To be at enmity with the Four Hundred at Athens, and
to enter into no amicable communication with them whatever. The whole
armament swore to this compact with enthusiasm, and even those who had before
taken part in the oligarchical movements were forced to be forward in the
ceremony. What lent double force to this touching scene, was, that the entire
Samian population, every male of the military age, took the oath along with the
friendly armament. Both pledged themselves to mutual fidelity and common
suffering or triumph, whatever might be the issue of the contest. Both
felt that the Peloponnesians at Miletus, and the Four Hundred at Athens, were
alike their enemies, and that the success of either would be their common ruin.
Pursuant to this resolution—of upholding their democracy and at the same
time sustaining the war against the Peloponnesians, at all cost or peril
to themselves—the soldiers of the armament now took a step unparalleled in
Athenian history. Feeling that they could no longer receive orders from Athens
under her present oligarchical rulers, with whom Charminus and others among
their own leaders were implicated, they constituted themselves into a sort of
community apart, and held an assembly as citizens to choose anew their generals
and trierarchs. Of those already in command, several were deposed as
unworthy of trust; others being elected in their places, especially Thrasybulus
and Thrasyllus. The assembly was not held for election alone. It was a
scene of effusive sympathy, animating eloquence, and patriotism generous as
well as resolute. The united armament felt that they were the real Athens;
the guardians of her constitution—the upholders of her remaining empire and
glory—the protectors of her citizens at home against those conspirators who had
intruded themselves wrongfully into the Senate-house—the sole barrier, even for
those conspirators themselves, against the hostile Peloponnesian fleet. “The city has revolted from us”
(exclaimed Thrasybulus and others in pregnant words which embodied a whole
train of feeling). “But let not this abate our courage: for they are only the
lesser force—we are the greater and the self-sufficing. We have here the whole
navy of the state, whereby we can ensure to ourselves the contributions from
our dependencies just as well as if we started from Athens. We have the hearty
attachment of Samos, second in power only to Athens herself, and serving us as
a military station against the enemy, now as in the past. We are better able to
obtain supplies for ourselves, than those in the city for themselves; for it is
only through our presence at Samos that they have hitherto kept the mouth of
Piraeus open. If they refuse to restore to us our democratical constitution, we
shall be better able to exclude them from the sea than they to exclude us. What
indeed does the city do now for us to second our efforts against the enemy?
Little or nothing. We have lost nothing by their separation. They send us no
pay—they leave us to provide maintenance for ourselves—they are now out of
condition for sending us even good counsel, which is the great superiority of a
city over a camp. As counsellors, we here are better than they; for they have
just committed the wrong of subverting the constitution of our common
country—while we are striving to maintain it, and will do our best to force
them into the same track. Alcibiades, if we ensure to him a safe restoration,
will cheerfully bring the alliance of Persia to sustain us; and even if the
worst comes to the worst—if all other hopes fail us—our powerful naval force
will always enable us to find places of refuge in abundance, with city and
territory adequate to our wants”.
Such was the encouraging language of Thrasyllus and Thrasybulus, which
found full sympathy in the armament, and raised among them a spirit of
energetic patriotism and resolution, not unworthy of their forefathers when
refugees at Salamis under the invasion of Xerxes. To regain their democracy and
to sustain the war against the Peloponnesians, were impulses alike ardent and
blended in the same tide of generous enthusiasm; a tide so vehement as to sweep
before it the reluctance of that minority who had before been inclined to the
oligarchical movement. But besides these two impulses, there was also a third,
tending towards the recall of Alcibiades; a coadjutor, if in many ways useful,
yet bringing with him a spirit of selfishness and duplicity uncongenial to the
exalted sentiment now all-powerful at Samos.
This exile had been the first to originate the oligarchical conspiracy,
whereby Athens, already scarcely adequate to the exigencies of her foreign war,
was now paralysed in courage and torn by civil discord—preserved from absolute
ruin only by that counter-enthusiasm which a fortunate turn of circumstances
had raised up at Samos. Having at first duped the conspirators themselves
and enabled them to dupe the sincere democrats, by promising Persian aid, and
thus floating the plot over its first and greatest difficulties—Alcibiades had
found himself constrained to break with them as soon as the time came for
realising his promises. But he had broken off with so much address as
still to keep up the illusion that he could realise them if he chose. His
return by means of the oligarchy being now impossible, he naturally became its
enemy, and this new antipathy superseded his feeling of revenge against the
democracy for having banished him. In fact he was disposed, as Phrynichus
had truly said about him, to avail himself indifferently of either, according
as the one or the other presented itself as a serviceable agency for his
ambitious views. Accordingly, as soon as the turn of affairs at Samos had made
itself manifest, he opened communication with Thrasybulus and the democratical
leaders, renewing to them the same promises of Persian alliance, on condition
of his own restoration, as he had before made to Peisander and the oligarchical
party. Thrasybulus and his colleagues either sincerely believed him, or at
least thought that his restoration afforded a possibility, not to be neglected,
of obtaining Persian aid, without which they despaired of the war. Such
possibility would at least infuse spirit into the soldiers; while the
restoration was now proposed without the terrible condition which had before
accompanied it, of renouncing the democratical constitution.
It was not without difficulty, however, nor until more than one
assembly and discussion, that Thrasybulus prevailed on the armament to pass a
vote of security and restoration to Alcibiades. As Athenian citizens, the
soldiers probably were unwilling to take upon them the reversal of a sentence
solemnly passed by the democratical tribunal, on the ground of irreligion with
suspicion of treason. They were however induced to pass the vote, after which
Thrasybulus sailed over to the Asiatic coast, brought across Alcibiades to the
island, and introduced him to the assembled armament. The supple exile, who had
denounced the democracy so bitterly both at Sparta, and in his correspondence
with the oligarchical conspirators, knew well how to adapt himself to the
sympathies of the democratical assembly now before him. He began by deploring
the sentence of banishment passed against him, and throwing the blame of it,
not upon the injustice of his countrymen, but upon his own unhappy destiny. He
then entered upon the public prospects of the moment, pledging himself with
entire confidence to realise the hopes of Persian alliance, and boasting in
terms not merely ostentatious but even extravagant, of the ascendant influence
which he possessed over Tissaphernes. The satrap had promised him (so the
speech went on) never to let the Athenians want for pay, as soon as he once
came to trust them; not even if it were necessary to issue out his last daric
or to coin his own silver couch into money. Nor would he require any farther
condition to induce him to trust them, except that Alcibiades should be
restored and should become their guarantee. Not only would he furnish the Athenians
with pay, but he would, besides, bring up to their aid the Phoenician fleet,
which was already at Aspendus—instead of placing it at the disposal of the
Peloponnesians.
In the communications of Alcibiades with Peisander and his coadjutors,
Alcibiades had pretended that the Great King could have no confidence in
Athenians unless they not only restored him, but abnegated their
democracy. On this occasion, the latter condition was withdrawn, and the
confidence of the Great King was said to be more easily accorded. But
though Alcibiades thus presented himself with a new falsehood, as well as with
a new vein of political sentiment, his discourse was eminently
successful. It answered all the various purposes which he
contemplated—partly of intimidating and disuniting the oligarchical
conspirators at home—partly of exalting his own grandeur in the eyes of the
armament—partly of sowing mistrust between the Spartans and
Tissaphernes. It was in such full harmony with both the reigning feelings
of the armament—eagerness to put down the Four Hundred, as well as to get the
better of their Peloponnesian enemies in Ionia—that the hearers were not
disposed to scrutinize narrowly the grounds upon which his assurances
rested. In the fullness of confidence and enthusiasm, they elected him
general along with Thrasybulus and the rest; conceiving redoubled hopes of
victory over their enemies both at Athens and at Miletus. So completely
indeed were their imaginations filled with the prospect of Persian aid, against
their enemies in Ionia, that alarm for the danger of Athens under the
government of the Four Hundred became the predominant feeling; and many voices
were even raised in favour of sailing to Piraeus for the rescue of the city.
But Alcibiades, knowing well (what the armament did not know) that his own
promises of Persian pay and fleet were a mere delusion, strenuously dissuaded
such a movement, which would have left the dependencies in Ionia defenseless
against the Peloponnesians. As soon as the assembly broke up, he crossed over
again to the mainland, under pretence of concerting measures with Tissaphernes
to realise his recent engagements.
Relieved, substantially though not in strict form, the penalties of
exile, Alcibiades was thus launched in a new career. After having first played
the game of Athens against Sparta, next that of Sparta against Athens, thirdly
that of Tissaphernes against both—he now professed to take up again the
promotion of Athenian interests. In reality, however, he was, and had always
been, playing his own game, or obeying his own self-interest, ambition, or
antipathy. He was at this time eager to make a show of intimate and
confidential communication with Tissaphernes, in order that he might thereby impose
upon the Athenians at Samos; to communicate to the satrap his recent election
as general of the Athenian force, that his importance with the Persians might
be enhanced; and lastly, by passing backwards and forwards from Tissaphernes to
the Athenian camp, to exhibit an appearance of friendly concert between the
two, which might sow mistrust and alarm in the minds of the Peloponnesians. In
this tripartite manoeuvring, so suitable to his habitual character, he was more
or less successful; especially in regard to the latter purpose. For though he
never had any serious chance of inducing Tissaphernes to assist the Athenians,
he did nevertheless contribute to alienate him from the enemy, as well as the
enemy from him1.
The envoys Without any longer delay in the camp of Tissaphernes than was
necessary to keep up the faith of the Athenians in his promise of Persian aid,
Alcibiades returned to Samos, where he was found by the ten envoys sent by the
Four Hundred from Athens, on their first arrival. These envoys had been long in
their voyage; having made a considerable stay at Delos, under alarm from
intelligence of the previous visit of Chaereas, and the furious indignation
which his narrative had provoked. At length they reached Samos, and were
invited by the generals to make their communication to the assembled armament.
They had the utmost difficulty in procuring a bearing—so strong was the
antipathy against them—so loud were the cries that the subverters of the
democracy ought to be put to death. Silence being at length obtained, they
proceeded to state that the late revolution had been brought to pass for the
salvation of the city, and especially for the economy of the public treasure,
by suppressing the salaried civil functions of the democracy, and thus leaving
more pay for the soldiers : that there was no purpose of mischief in the
change, still less of betrayal to the enemy, which might already have been
effected, had such been the intention of the Four Hundred, when Agis advanced
from Dekeleia up to the walls: that the citizens, now possessing the political
franchise, were, not Four Hundred only, but Five Thousand in number, all of
whom would take their turn in rotation for the places now occupied by the Four
Hundred1: that the recitals of Chaereas, affirming ill-usage to have been
offered to the relatives of the soldiers at Athens, were utterly false and
calumnious.
Such were the topics on which the envoys insisted, in an apologetic
strain, at considerable length, but without any effect in conciliating the soldiers
who heard them. The general resentment against the F0ur Hundred was
expressed by several persons present in public speech, by others in private
manifestation of feeling against the envoys: and so passionately was this
sentiment aggravated—consisting not only of wrath for what the oligarchy had
done, but of fear for what they might do—that the proposition of sailing
immediately to the Piraeus was revived with greater ardour than before.
Alcibiades, who had already once discountenanced this design, now stood forward
to repel it again. Nevertheless all the plenitude of his influence, then
greater than that of any other officer in the armament, and seconded by the
esteemed character as well as the loud voice of Thrasybulus, was required to
avert it. But for him it would have been executed. While he reproved
and silenced those who were most clamorous against the envoys, he took upon
himself to give to the latter a public answer in the name of the collective
armament. “We make no objection (he said) to the power of the Five Thousand:
but the Four Hundred must go about their business, and reinstate the Senate of
Five Hundred as it was before. We are much obliged for what you have done in
the way of economy, so as to increase the pay available for the soldiers. Above
all, maintain the war strenuously, without any flinching before the enemy. For
if the city be now safely held, there is good hope that we may make up the
mutual differences between us by amicable settlement; but if once either of us
perish, either we here or you at home, there will be nothing left for the
other to make up with”.
With this reply he dismissed the envoys; the armament reluctantly
abandoning their wish of sailing to Athens. Thucydides insists much on the
capital service which Alcibiades then rendered to his country, by arresting a
project which would have had the effect of leaving all Ionia and the Hellespont
defenseless against the Peloponnesians. His advice doubtless turned out well in
the result; yet if we contemplate the state of affairs at the moment when he
gave it, we shall be inclined to doubt whether prudential calculation was not
rather against him, and in favour of the impulse of the armament. For what
was to hinder the Four Hundred from patching up a peace with Sparta, and getting
a Lacedaemonian garrison into Athens to help them in maintaining their
dominion? Even apart from ambition, this was their best chance, if not their
only chance, of safety for themselves; and we shall presently see that they
tried to do it—being prevented from succeeding, partly indeed by the mutiny
which arose against them at Athens, but still more by the stupidity of the
Lacedaemonians themselves. Alcibiades could not really imagine that the Four
Hundred would obey his mandate delivered to the envoys, and resign their power
voluntarily. But if they remained masters of Athens, who could calculate what
they would do—after having received this declaration of hostility from
Samos—not merely in regard to the foreign enemy, but even in regard to the
relatives of the absent soldiers? Whether we look to the legitimate
apprehensions of the soldiers, inevitable while their relatives were thus
exposed, and almost unnerving them as to the hearty prosecution of the war
abroad in their utter uncertainty with regard to matters at home—or to the
chance of irreparable public calamity, greater even than the loss of Ionia, by
the betrayal of Athens to the enemy—we shall be disposed to conclude that the
impulse of the armament was not merely natural, but even founded on a more
prudent estimate of the actual chances, and that Alcibiades was nothing more
than fortunate in a sanguine venture. And if, instead of the actual chances, we
look to the chances as Alcibiades represented, and as the armament conceived
them upon his authority—viz. that the Phoenician fleet was close at hand to act
against the Lacedaemonians in Ionia—we shall sympathise yet more with the
defensive movement homeward. Alcibiades had an advantage over every one else,
simply by knowing his own falsehoods.
At the same assembly were introduced envoys from Argos, bearing a
mission of recognition and an offer of aid to the Athenian Demos in Samos. They
came in an Athenian trireme, navigated by the Parali who had brought home
Chaereas in the Paralus from Samos to Athens, and had been then transferred
into a common ship of war, and sent to cruise about Euboea. Since that
time, however, they had been directed to convey Laespodias, Aristophon, and
Melesias, as ambassadors from the Four Hundred to Sparta. But when crossing
the Argolic Gulf, probably under orders to land at Prasiae, they declared
against the oligarchy, sailed to Argos, and there deposited as prisoners the
three ambassadors, who had all been active in the conspiracy of the Four
Hundred. Being then about to depart for Samos, they were requested by the
Argeians to carry thither their envoys, who were dismissed by Alcibiades with
an expression of gratitude, and with a hope that their aid would be ready when
called for.
Meanwhile the envoys returned from Samos to of Athens, carrying back to
the Four Hundred the unwelcome news of their total failure with the
armament. A little before, it appears, some of the trierarchs on service
at the Hellespont had returned to Athens also—Eratosthenes, Iatrokles and
others, who had tried to turn their squadron to the purposes of the
oligarchical conspirators, but had been baffled and driven off by the
inflexible democracy of their own seamen1. If at Athens, the calculations of
these conspirators had succeeded more triumphantly than could have been
expected beforehand, everywhere else they had completely miscarried; not merely
at Samos and in the fleet, but also with the allied dependencies. At the time
when Peisander quitted Samoa for Athens to consummate the oligarchical
conspiracy even without Alcibiades, he and others had gone round many of the
dependencies and had effected a similar revolution in their internal
government, in hopes that they would thus become attached to the new oligarchy
at Athens. But this anticipation (as Phrynichus had predicted) was nowhere
realised. The newly-created oligarchies only became more anxious for complete
autonomy than the democracies had been before. At Thasos especially, a body of
exiles who had for some time dwelt in Peloponnesus were recalled, and active
preparations were made for revolt, by new fortifications as well as by new
triremes. Instead of strengthening their hold on the maritime empire, the Four
Hundred thus found that they had actually weakened it; while the pronounced
hostility of the armament at Samos not only put an end to all their hopes
abroad, but rendered their situation at home altogether precarious.
From the moment when the coadjutors of Antiphon first learned, through
the arrival of Chaereas at Athens, the proclamation of the democracy at Samos,
discord, mistrust, and alarm began to spread even among their own members;
together with a conviction that the oligarchy could never stand except through
the presence of a Peloponnesian garrison in Athens. While Antiphon and
Phrynichus, the leading minds who directed the majority of the Four Hundred,
despatched envoys to Sparta for concluding peace,—these envoys never reached
Sparta, being seized by the parali and sent prisoners to Argos, as above
stated, and commenced the erection of a special fort at Ectioneia, the
projecting mole which contracted and commanded, on the northern side, the
narrow entrance of Piraeus, there began to arise even in the bosom of the Four
Hundred an opposition minority affecting popular sentiment, among whom the most
conspicuous persons were Theramenes and Aristokrates.
Though these men had stood forward prominently as contrivers and actors
throughout the whole progress of the conspiracy, they now found themselves
bitterly disappointed by the result. Individually, their ascendency with their
colleagues was inferior to that of Peisander, Kallaeschrus, Phrynichus, and
others; while, collectively, the ill-gotten power of the Four Hundred was
diminished in value, as much as it was aggravated in peril, by the loss of the
foreign empire and the alienation of their Samian armament. Now began the
workings of jealousy and strife among the successful conspirators, each of whom
had entered into the scheme with unbounded expectations of personal ambition
for himself, each had counted on stepping at once into the first place among
the new oligarchical body. In a democracy, observes Thucydides, contentions for
power and preeminence provoke in the unsuccessful competitors less of fierce
antipathy and sense of injustice, than in an oligarchy; for the losing
candidates acquiesce with comparatively little repugnance, in the unfavorable
vote of a large miscellaneous body of unknown citizens; but they are angry at
being put aside by a few known comrades, their rivals as well as their equals :
moreover, at the moment when an oligarchy of ambitious men has just raised
itself on the ruins of a democracy, every man of the conspirators is in
exaggerated expectation; every one thinks himself entitled to become at once
the first man of the body, and is dissatisfied if he be merely put upon level
with the rest.
Such were the feelings of disappointed ambition, mingled with
despondency, which sprung up among a minority of the Four Hundred, immediately
after the news of the proclamation of the democracy at Samos among the
armament. Theramenes, the leader of this minority,—a man of keen ambition,
clever but unsteady and treacherous, not less ready to desert his party than to
betray his country, though less prepared for extreme atrocities than many of
his oligarchical comrades, began to look out for a good pretext to disconnect
himself from a precarious enterprise. Taking advantage of the delusion which
the Four Hundred had themselves held out about the fictitious Five Thousand, he
insisted that, since the dangers that beset the newly-formed authority were so
much more formidable than had been anticipated, it was necessary to popularize
the party by enrolling and producing these Five Thousand as a real instead of a
fictitious body. Such an opposition, formidable from the very outset, became
still bolder and more developed when the envoys returned from Samos, with an
account of their reception by the armament, as well as of the answer, delivered
in the name of the armament, whereby Alcibiades directed the Four Hundred to
dissolve themselves forthwith, but at the same time approved of the
constitution of the Five Thousand, coupled with the restoration of the old
senate. To enroll the Five Thousand at once, would be meeting the army half
way; and there were hopes that, at that price, a compromise and reconciliation
might be effected, of which Alcibiades had himself spoken as practicable. In
addition to the formal answer, the envoys doubtless brought back intimation of
the enraged feelings manifested by the armament, and of their eagerness,
uncontrollable by every one except Alcibiades, to sail home forthwith and
rescue Athens from the Four Hundred. Hence arose an increased conviction that
the dominion of the latter could not last: and an ambition, on the part of
others as well as Theramenes, to stand forward as leaders of a popular
opposition against it, in the name of the Five Thousand.
Against this popular opposition, Antiphon and Phrynichus exerted themselves,
with demagogic assiduity, to caress and keep together the majority of the Four
Hundred, as well as to uphold their power without abridgment. They were noway
disposed to comply with this requisition that the fiction of the Five Thousand
should be converted into a reality. They knew well that the enrollment of so
many partners1 would be tantamount to a democracy, and would be, in substance
at least, if not in form, an annihilation of their own power. They had now gone
too far to recede with safety; while the menacing attitude of Samos, as well as
the opposition growing up against them at home, both within and without their
own body, served only as instigation to them to accelerate their measures for
peace with Sparta, and to secure the introduction of a Spartan garrison.
With this view, immediately after the return of their envoys from Samos,
the two most eminent leaders, Antiphon and Phrynichus; went themselves with ten
other colleagues in all haste to Sparta, prepared to purchase peace and the
promise of Spartan aid almost at any price. At the same time, the construction
of the fortress at Ectioneia was prosecuted with redoubled zeal; under pretext
of defending the entrance of Piraeus against the armament from Samos, if the
threat of their coming should be executed, but with the real purpose of
bringing into it a Lacedaemonian fleet and army. For this latter object every
facility was provided. The northwestern corner of the fortification of Piraeus,
to the north of the harbor and its mouth, was cut off by a cross wall reaching
southward so as to join the harbor : from the southern end of this cross wall,
and forming an angle with it, a new wall was built, fronting the harbor and
running to the extremity of the mole which narrowed the mouth of the harbor on
the northern side, at which mole it met the termination of the northern wall of
Piraeus. A separate citadel was thus inclosed, defensible against any attack
either from Piraeus or from the harbor; furnished, besides, with distinct broad
gates and posterns of its own, as well as with facilities for admitting an
enemy within it. The new cross wall was carried so as to traverse a vast
portico, or open market-house, the largest in Piraeus : the larger half of this
portico thus became inclosed within the new citadel; and orders were issued
that all the corn, both actually warehoused and hereafter to be imported into Piraeus,
should be deposited therein and sold out from thence for consumption. As Athens
was sustained almost exclusively on corn brought from Euboea and elsewhere,
since the permanent occupation of Dekeleia, the Four Hundred rendered themselves
masters by this arrangement of all the subsistence of the citizens, as well as
of the entrance into the harbor; either to admit the Spartans or exclude the armament
from Samos.
Though Theramenes, himself one of the generals named under the Four
Hundred, denounced, in conjunction with his supporters, the treasonable purpose
of this new citadel, yet the majority of the Four Hundred stood to their
resolution, and the building made rapid progress under the superintendence of
the general Alexikles, one of the most strenuous of the oligarchical faction.
Such was the habit of obedience at Athens to an established authority, when
once constituted,—and so great the fear and mistrust arising out of the general
belief in the reality of the Five Thousand unknown auxiliaries, supposed to be
prepared to enforce the orders of the Four Hundred,—that the people, and even
armed citizen hoplites, went on working at the building, in spite of their
suspicions as to its design. Though not completed, it was so far advanced as to
be defensible, when Antiphon and Phrynichus returned from Sparta. They had gone
thither prepared to surrender everything,—not merely their naval force, but their
city itself,—and to purchase their own personal safety by making the
Lacedaemonians masters of Piraeus. Yet we read with astonishment that the
latter could not be prevailed on to contract any treaty, and that they
manifested nothing but backwardness in seizing this golden opportunity. Had
Alcibiades been now playing their game, as he had been doing a year earlier,
immediately before the revolt of Chios,—had they been under any energetic
leaders, to impel them into hearty cooperation with the treason of the Four Hundred,
who combined at this moment both the will and the power to place Athens in
their hands, if seconded by an adequate force,— they might now have overpowered
their great enemy at home, before the armament at Samos could have been brought
to the rescue.
Considering that Athens was saved from capture only by the slackness and
stupidity of the Spartans, we may see that the armament at Samos had reasonable
excuse for their eagerness previously manifested to come home; and that
Alcibiades, in combating that intention, braved an extreme danger which nothing
but incredible good fortune averted. Why the Lacedaemonians remained idle, both
in Peloponnesus and at Dekeleia, while Athens was thus betrayed, and in the
very throes of dissolution, we can render no account: possibly, the caution of
the ephors may have distrusted Antiphon and Phrynichus, from the mere immensity
of their concessions. All that they would promise was, that a Lacedaemonian fleet
of forty-two triremes, partly from Tarentum and Lokri, now about to start from
Las in the Laconian gulf, and to sail to Euboea on the invitation of a
disaffected party in that island, should so far depart from its straight course
as to hover near Aegina and Piraeus, ready to take advantage of any opportunity
for attack laid open by the Four Hundred.
Of this squadron, however, even before it rounded Cape Malea, Theramenes
obtained intelligence, and denounced it as intended to operate in concert with
the Four Hundred for the occupation of Ectioneia. Meanwhile Athens became daily
a scene of greater discontent and disorder, after the abortive embassy and
return from Sparta of Antiphon and Phrynichus. The coercive ascendency of the
Four Hundred was silently disappearing, while the hatred which their usurpation
had inspired, together with the fear of their traitorous concert with the
public enemy, became more and more loudly manifested in men’s private
conversations as well as in gatherings secretly got together within numerous
houses; especially the house of the peripolarch, the captain of the peripoli,
or youthful hoplites, who formed the chief police of the country. Such hatred
was not long in passing from vehement passion into act. Phrynichus, as he left
the senate-house, was assassinated by two confederates, one of them a
peripolus, or youthful hoplite, in the midst of the crowded market-place and in
full daylight. The man who struck the blow made his escape, but his comrade was
seized and put to the torture by order of the Four Hundred : he was however a
stranger, from Argos, and either could not or would not reveal the name of any
directing accomplice. Nothing was obtained from him except general indications
of meetings and widespread disaffection. Nor did the Four Hundred, being thus
left without special evidence, dare to lay hands upon Theramenes, the
pronounced leader of the opposition, as we shall find Kritias doing six years
afterwards, under the rule of the Thirty. The assassins of Phrynichus remaining
undiscovered and unpunished, Theramenes and his associates became bolder in
their opposition than before. And the approach of the Lacedaemonian fleet under
Agesandridas,—which, having now taken station at Epidaurus, had made a descent
on Aegina, and was hovering not far off Piraeus, altogether out of the straight
course for Euboea,— lent double force to all their previous assertions about
the imminent dangers connected with the citadel at Ectioneia.
Amidst this exaggerated alarm and discord, the general body of hoplites
became penetrated with aversion, every day increasing, against the new citadel.
At length the hoplites of the tribe in which Aristokrates, the warmest partisan
of Theramenes was taxiarch, being on duty and engaged in the prosecution of the
building, broke out into absolute mutiny against it, seized the person of
Alexikles, the general in command, and put him under arrest in a neighboring
house; while the peripoli, or youthful military police, stationed at Munyehia,
under Hermon, abetted them in the proceeding. News of this violence was
speedily conveyed to the Four Hundred, who were at that moment holding session
in the senate-house, Theramenes himself being present. Their wrath and menace
were at first vented against him as the instigator of the revolt, a charge
against which he could only vindicate himself by volunteering to go among the
foremost for the liberation of the prisoner. He forthwith started in haste for
the Piraeus, accompanied by one of the generals, his colleague, who was of the
same political sentiment as himself. A third among the generals, Aristarchus,
one of the fiercest of the oligarchs, followed him, probably from mistrust,
together with some of the younger knights, horsemen, or richest class in the
state, identified with the cause of the Four Hundred. The oligarchical
partisans ran to marshal themselves in arms, alarming exaggerations being
rumored, that Alexikles had been put to death, and that Piraeus was under armed
occupation; while at Piraeus the insurgents imagined that the hoplites from the
city were in full march to attack them. For a time all was confusion and angry
sentiment, which the slightest untoward accident might have inflamed into
sanguinary civil carnage. Nor was it appeased except by earnest in treaty and remonstrance
from the elder citizens, aided by Thucydides of Pharsalus, proxenus or public
guest of Athens, in his native town, on the ruinous madness of such discord
when a foreign enemy was almost at their gates.
The perilous excitement of this temporary crisis, which brought into
full daylight every man’s real political sentiments, proved the oligarchical
faction, hitherto exaggerated in number, to be far less powerful than had been
imagined by their opponents. And the Four Hundred had found themselves too much
embarrassed how to keep up the semblance of their authority even in Athens
itself, to be able to send down any considerable force for the protection of
their citadel at Ectioneia; though they were reinforced, only eight days before
their fall, by at least one supplementary member, probably in substitution for
some predecessor who had accidentally died. Theramenes, on reaching Piraeus,
began to address the mutinous hoplites in atone of simulated displeasure, while
Aristarchus and his oligarchical companions spoke in the harshest language, and
threatened them with the force which they imagined to be presently coming down
from the city. But these menaces were met by equal firmness on the part of the
hoplites, who even appealed to Theramenes himself, and called upon him to say
whether he thought the construction of this citadel was for the good of Athens,
or whether it would not be better demolished. His opinion had been fully
pronounced beforehand; and he replied, that if they thought proper to demolish
it, he cordially concurred. Without farther delay, hoplites and unarmed people
mounted pell-mell upon the walls, and commenced the demolition with alacrity;
under the general shout, “Whoever is for the Five Thousand in place of the Four
Hundred, let him lend a hand in this work”. The idea of the old democracy was
in every one’s mind, but no man uttered the word; the fear of the imaginary
Five Thousand still continuing. The work of demolition seems to have been
prosecuted all that day, and not to have been completed until the next day;
after which the hoplites released Alexikles from arrest, without doing him any
injury.
Two things deserve notice, among these details, as illustrating the
Athenian character. Though Alexikles was vehemently oligarchical as well as
unpopular, these mutineers do no harm to his person, but content themselves
with putting him under arrest. Next, they do not venture to commence the actual
demolition of the citadel, until they have the formal sanction of Theramenes,
one of the constituted generals. The strong habit of legality, implanted in all
Athenian citizens by their democracy — and the care, even in departing from it,
to depart as little as possible,—stand plainly evidenced in these proceedings.
The events of this day gave a fatal shock to the ascendency of the Four
Hundred; yet they assembled on the morrow as usual in the senate-house; and
they appear now, when it was too late, to have directed one of their members to
draw up a real list, giving body to the fiction of the Five Thousand. Meanwhile
the hoplites in Piraeus, having finished the levelling of the new
fortifications, took the still, more important step of entering, armed as they
were, into the theatre of Dionysus hard by, in Piraeus, but on the verge of
Munychia, and there holding a formal assembly; probably under the convocation
of the general Theramenes, pursuant to the forms of the anterior democracy.
They here took the resolution of adjourning their assembly to the Anakeion, or
temple of Castor and Pollux, the Dioskuri, in the city itself and close under
the acropolis; whither they, immediately marched and established themselves,
still retaining their arms. So much was the position of the Four Hundred
changed, that they who had on the preceding day been on the aggressive against
a spontaneous outburst of mutineers in Piraeus, were now thrown upon the
defensive against a formal assembly, all armed, in the city, and close by their
own senate-house. Feeling themselves too weak to attempt any force, they sent
deputies to the Anakeion to negotiate and offer concessions. They engaged to
publish the list of The Five Thousand, and to convene them for the purpose of
providing for the periodical cessation and renewal of the Four Hundred, by
rotation from the Five Thousand, in such order as the latter themselves should
determine. But they entreated that time might be allowed for effecting this,
and that internal peace might be maintained, without which there was no hope of
defence against the enemy without. Many of the hoplites in the city itself
joined the assembly in the Anakeion, and took part in the debates. The position
of the Four Hundred being no longer such as to inspire fear, the tongues of
speakers were now again loosed, and the ears of the multitude again opened, for
the first time since the arrival of Peisander from Samos, with the plan of the
oligarchical conspiracy. Such renewal of free and fearless public speech, the
peculiar life-principle of the democracy, was not less wholesome in
tranquillizing intestine discord than in heightening the sentiment of common
patriotism against the foreign enemy. The assembly at length dispersed, after naming
an early future time for a second assembly, to bring about the reestablishment
of harmony in the theatre of Dionysus.
On the day, and at the hour, when this assembly in the theatre of
Dionysus was on the point of coming together, the news ran through Piraeus and
Athens, that the forty-two triremes under the Lacedaemonian Agesandridas,
having recently quitted the harbor of Megara, were sailing along the coast of
Salamis in the direction towards Piraeus. Such an event, while causing universal
consternation throughout the city, confirmed all the previous warnings of
Theramenes as to the treasonable destination of the citadel recently
demolished, and every one rejoiced that the demolition had been accomplished
just in time. Foregoing their intended assembly, the citizens rushed with one
accord down to Piraeus, where some of them took post to garrison the walls and
the mouth of the harbor; others got aboard the triremes lying in the harbor:
others, again, launched some fresh triremes from the boat-houses into the
water. Agesandridas rowed along the shore, near the mouth of Piraeus; but found
nothing to promise concert within, or tempt him to the intended attack.
Accordingly, he passed by and moved onward to Sunium, in a southerly direction.
Having doubled the Cape of Sunium, he then turned his course along the coast of
Attica northward, halted for a little while between Thorikus and Prasiae, and
presently took station at Oropus.
Though relieved, when they found that he passed by Piraeus without
making any attack, the Athenians knew that his destination must now be against
Euboea; which to them was hardly less important than Piraeus, since their main
supplies were derived from that island. Accordingly, they put to sea at once
with all the triremes which could be manned and got ready in the harbor. But from
the hurry of the occasion, coupled with the mistrust and dissension now
reigning, and the absence of their great naval force at Samos, the crews
mustered were raw and ill-selected, and the armament inefficient. Polystratus,
one of the members of the Four Hundred, perhaps others of them also, were
aboard; men who had an interest in defeat rather than victory. Thymochares, the
admiral, conducted them round Cape Sunium to Eretria in Euboea, where he found
a few other triremes, which made up his whole fleet to thirty-six sail.
He had scarcely reached the harbor and disembarked, when, without
allowing time for his men to procure refreshment, he found himself compelled to
fight a battle with the forty-two ships of Agesandridas, who had just sailed
across from Oropus, and was already approaching the harbor. This surprise had
been brought about by the anti-Athenian party in Eretria, who took care, on the
arrival of Thymochares, that no provisions should be found in the market-place,
so that his men were compelled to disperse and obtain them from houses at the
extremity of the town; while at the same time a signal was hoisted, visible at
Oropus on the opposite side of the strait, less than seven miles broad,
indicating to Agesandridas the precise moment for bringing his fleet across to
the attack, with their crews fresh after the morning meal. Thymochares, on seeing
the approach of the enemy, ordered his men aboard; but, to his disappointment,
many of them were found to be so far off that they could not be brought back in
time, so that he was compelled to sail out and meet the Peloponnesians with
ships very inadequately manned. In a battle immediately outside of the Eretrian
harbor, he was, after a short contest, completely defeated, and his fleet
driven back upon the shore. Some of his ships escaped to Chalcis, others to a
fortified post garrisoned by the Athenians themselves, not far from Eretria; yet not less than twenty-two triremes, out of
the whole thirty-six, fell into the hands of Agesandridas, and a large proportion
of the crews were slain or made prisoners. Of those seamen who escaped, too,
many found their death from the hands of the Eretrians, into whose city they
fled for shelter. On the news of this battle, not merely Eretria, but also all
Euboea, — except Oreus in the north of the island, which was settled by Athenian
kleruchs,— declared its revolt from Athens, which had been intended more than a
year before, and took measures for defending itself in concert with
Agesandridas and the Boeotians.
Ill could Athens endure a disaster, in itself so immense and aggravated,
under the present distressed condition of the city. Her last fleet was
destroyed, her nearest and most precious island torn from her side; an island,
which of late had yielded more to her wants than Attica itself, but which was
now about to become a hostile and aggressive neighbor. The previous revolt of
Euboea, occurring thirty-four years before, during the maximum of Athenian
power, had been even then a terrible blow to Athens, and formed one of the main
circumstances which forced upon her the humiliation of the Thirty years’ truce.
But this second revolt took place when she had not only no means of
reconquering the island, but no means even of defending Piraeus against the
blockade by the enemy’s fleet. The dismay and terror excited by the news at
Athens was unbounded, even exceeding what had been felt after the Sicilian
catastrophe, or the revolt of Chios. Nor was there any second reserve now in
the treasury, such as the thousand talents which had rendered such essential
service on the last-mentioned occasion. In addition to their foreign dangers,
the Athenians were farther weighed down by two intestine calamities in themselves
hardly supportable,—alienation of their own fleet at Samos, and the discord,
yet unappeased, within their own walls; wherein the Four Hundred still held
provisionally the reins of government, with the ablest and most unscrupulous
leaders at their head. In the depth of their despair, the Athenians expected
nothing less than to see the victorious fleet of Agesandridas— more than sixty
triremes strong, including the recent captures—off the Piraeus, forbidding all
importation, and threatening them with approaching famine, in combination with
Agis and Dekeleia. The enterprise would have been easy for there were neither
ships nor seamen to repel him; and his arrival at this critical moment would
most probably have enabled the Four Hundred to resume their ascendency, with
the means as well as the disposition to introduce a Lacedaemonian garrison into
the city. And though the arrival of the Athenian fleet from Samos would have
prevented this extremity, yet it could not have arrived in time, except on the
supposition of a prolonged blockade: moreover, its mere transfer from Samos to
Athens would have left Ionia and the Hellespont defenseless against the
Lacedaemonians and Persians, and would have caused the loss of all the Athenian
empire. Nothing could have saved Athens, if the Lacedaemonians at this juncture
had acted with reasonable vigor, instead of confining their efforts to Euboea,
now an easy and certain conquest. As on the former occasion, when Antiphon and Phrynichus
went to Sparta prepared to make any sacrifice for the purpose of obtaining
Lacedaemonian aid and accommodation, so now, in a still greater degree, Athens
owed her salvation only to the fact that the enemies actually before her were
indolent and dull Spartans, not enterprising Syracusans under the conduct of
Gylippus. And this is the second occasion, we may add, on which Athens was on
the brink of ruin in consequence of the policy of Alcibiades in retaining the
armament at Samos.
Fortunately for the Athenians, no Agesandridas appeared off Piraeus; so
that the twenty triremes, which they contrived to man as a remnant for defence,
had no enemy to repel. Accordingly, the Athenians were allowed to enjoy an
interval of repose which enabled them to recover partially both from
consternation and from intestine discord. It was their first proceeding, when
the hostile fleet did not appear, to convene a public assembly, and that too in
the Pnyx itself, the habitual scene of the democratical assemblies, well
calculated to reinspire that patriotism which had now been dumb and smouldering
for the four last months. In this assembly, the tide of opinion ran vehemently
against the Four Hundred: even those, who, like the Board of elders entitled
probuli had originally counselled their appointment, now denounced them along
with the rest, though severely taunted by the oligarchical leader Peisander for
their inconsistency. Votes were finally passed: 1. To depose the Four Hundred;
2. To place the whole government in the hands of The Five Thousand; 3. Every
citizen, who furnished a panoply, either for himself or for any one else, was
to be of right a member of this body of The Five Thousand; 4. No citizen was to
receive pay in any political function, on pain of becoming solemnly accursed,
or excommunicated. Such were the points determined by the first assembly
held in the Pnyx. The archons, the senate of Five Hundred, etc, were renewed:
after which many other assemblies were also held, in which nomothetae, dikasts,
and other institutions essential to the working of the democracy, were constituted.
Various other votes were also passed; especially one, on the proposition of
Kritias, seconded by Theramenes, to restore Alcibiades and some of his friends
from exile; while messages were farther despatched, both to him and to the
armament at Samos, doubtless confirming the recent nomination of generals,
apprizing them of what had recently occurred at Athens, as well as bespeaking
their full concurrence and unabated efforts against the common enemy.
Thucydides bestows marked eulogy upon the general spirit of moderation
and patriotic harmony which now reigned at Athens, and which directed the political
proceedings of the people. But he does not countenance the belief, as he has
been sometimes understood, nor is it true in point of fact, that they now introduced
a new constitution. Putting an end to the oligarchy, and to the rule of the
Four Hundred, they restored the old democracy seemingly with only Two modifications,
first, the partial limitation of the right of suffrage; next, the
discontinuance of all payment for political functions. The impeachment against
Antiphon, tried immediately afterwards, went before the senate and the
dikastery exactly according to the old democratical forms of procedure. But we
must presume that the senate, the dikasts, the nomothetae, the ekklesiasts, or
citizens who attended the assembly, the public orators who prosecuted
state-criminals, or defended any law when it was impugned, must have worked for
the time without pay.
Moreover, the two modifications above mentioned were of little practical
effect. The exclusive body of Five Thousand citizens, professedly constituted
at this juncture, was neither exactly realized, nor long retained. It was
constituted, even now, more as a nominal than as a real limit; a nominal total,
yet no longer a mere blank, as the Four Hundred had originally produced it, but
containing, indeed, a number of individual names greater than the total, and
without any assignable line of demarcation. The mere fact, that every one who
furnished a panoply was entitled to be of the Five Thousand,—and not they
alone, but others besides,—shows that no care was taken to adhere either to
that or to any other precise number. If we may credit a speech composed by
Lysias, the Four Hundred had themselves, after the demolition of their intended
fortress at Ectioneia, and when power was passing out of their hands, appointed
a committee of their number to draw up for the first time a real list of The
Five Thousand; and Polystratus, a member of that committee, takes credit with
the succeeding democracy for having made the list comprise nine thousand names
instead of five thousand. As this list of Polystratus—if, indeed, it ever
existed—was never either published or adopted, I merely notice the description
given of it, to illustrate my position that the number Five Thousand was now
understood on all sides as an indefinite expression for a suffrage extensive,
but not universal. The number had been first invented by Antiphon and the
leaders of the Four Hundred, to cloak their own usurpation and intimidate the democracy:
next, it served the purpose of Theramenes and the minority of the Four Hundred,
as a basis on which to raise a sort of dynastic opposition, to use modern
phraseology, within the limits of the oligarchy; that is, without appearing to
overstep principles acknowledged by the oligarchy themselves: lastly, it was employed
by the democratical party generally as a convenient middle term to slide back
into the old system, with as little dispute as possible; for Alcibiades and the
armament had sent word home that they adhered to the Five Thousand, and to the
abolition of salaried civil functions.
But exclusive suffrage of the so-called Five Thousand, especially with
the expansive numerical construction now adopted, was of little value either to
themselves or to the state; while it was an insulting shock to the feelings of
the excluded multitude, especially to brave and active seamen like the parali.
Though prudent as a step of momentary transition, it could not stand, nor was
any attempt made to preserve it in permanence, amidst a community so long accustomed
to universal citizenship, and where the necessities of defense against the
enemy called for energetic efforts from all the citizens.
Even as to the gratuitous functions, the members of the Five Thousand
themselves would soon become tired, not less than the poorer freemen, of
serving without pay, as senators or in other ways; so that nothing but absolute
financial deficit would prevent the reestablishment, entire or partial, of the
pay. And that deficit was never so complete as to stop the disbursement of the
diobely, or distribution of two oboli to each citizen on occasion of various
religious festivals. Such distribution continued without interruption; though
perhaps the number of occasions on which it was made may have been lessened.
How far or under what restriction, any reestablishment of civil pay
obtained footing during the seven years between the Four Hundred and the
Thirty, we cannot say. But leaving this point undecided, we can show, that
within a year after the deposition of the Four Hundred, the suffrage of the
so-called Five Thousand expanded into the suffrage of all Athenians without
exception, or into the full antecedent democracy. A memorable decree, passed
about eleven months after that event,—at the commencement of the archonship of
Glaukippus (June 410 B.C.), when the senate of Five Hundred, the dikasts, and
other civil functionaries, were renewed for the coming year, pursuant to the
ancient democratical practice,—exhibits to us the full democracy not merely in
action, but in all the glow of feeling called forth by a recent restoration. It
seems to have been thought that this first renewal of archons and other
functionaries, under the revived democracy, ought to be stamped by some
emphatic proclamation of sentiment, analogous to the solemn and heart-stirring
oath taken in the preceding year at Samos. Accordingly, Demophantus proposed
and carried a (psephism or) decree, prescribing the form of an oath to be taken
by all Athenians to stand by the democratical constitution.
The terms of his psephism and oath are striking. “If any man subvert the
democracy at Athens, or hold any magistracy after the democracy has been
subverted, he shall be an enemy of the Athenians. Let him be put to death with
impunity, and let his property be confiscated to the public, with the
reservation of a tithe to Athene (the goddess). Let the man who has killed him,
and the accomplice privy to the act, be accounted holy and of good religious
odour. Let all Athenians swear
an oath under the sacrifice of full-grown victims, in their respective tribes
and demes, to kill him. Let the oath be as follows : ‘I will kill with my own hand, if I am able, any man who shall subvert
the democracy at Athens, or who shall hold any office in future after the democracy
has been subverted, or shall rise in arms for the purpose of making himself a
despot, or shall help the despot to establish himself. And if any one else
shall kill him, I will account the slayer to be holy as respects both gods and
demons, as having slain an enemy of the Athenians. And I engage by word, by
deed, and by vote, to sell his property and make over one-half of the proceeds
to the slayer, without withholding anything. If any man shall perish in slaying
or in trying to slay the despot, I will be kind both to him and to his
children, as to Harmodius and Aristogeiton, and their descendants. And I hereby
break and renounce all oaths which have been sworn hostile to the Athenian
people, either at Athens or at the camp (at Samos) or elsewhere’. Let all
Athenians swear this as the regular oath, immediately before the festival of
the Dionysia, with sacrifice and full-grown victims; invoking upon him who
keeps it, good things in abundance; but upon him who breaks it, destruction for
himself as well as for his family”.
Such was the remarkable decree which the Athenians not only passed in
senate and public assembly, less than a year after the deposition of the Four
Hundred, but also caused to be engraved on a column close to the door of the
senate-house. It plainly indicates, not merely that the democracy had returned,
but an unusual intensity of democratical feeling along with it. The
constitution which all the Athenians thus swore to maintain by the most
strenuous measures of defence, must have been a constitution in which all
Athenians had political rights, not one of Five Thousand privileged persons
excluding the rest. This decree became invalid after the expulsion of the
Thirty, by the general resolution then passed not to act upon any laws passed
before the archonship of Eukleides, unless specially reenacted. But the column
on which it stood engraved still remained, and the words were read upon it, at
least. down to the time of the orator Lycurgus, eighty years afterwards.
The mere deposition of the Four Hundred, however, and the transfer of
political power to the Five Thousand, which took place in the first public
assembly held after the defeat off Eretria, was sufficient to induce most of
the violent leaders of the Four Hundred forthwith to leave Athens. Peisander,
Alexikles, and others, went off secretly to Dekeleia: Aristarchus alone made
his flight the means of inflicting a new wound upon his country. Being among
the number of the generals, he availed himself of this authority to march—with
some of the rudest among those Scythian archers, who did the police duty of the
city—to Oenoe, on the Boeotian frontier, which was at that moment under siege
by a body of Corinthians and Boeotians united. Aristarchus, in concert with the
besiegers, presented himself to the garrison, and acquainted them that Athens
and Sparta had just concluded peace, one of the conditions of which was that Oenoe
should be surrendered to the Boeotians. He therefore, as general, ordered them
to evacuate the place, under the benefit of a truce to return home. The
garrison having been closely blocked up, and kept wholly ignorant of the actual
condition of politics, obeyed the order without reserve; so that the Boeotians
acquired possession of this very important frontier position, a new thorn in
the side of Athens, besides Dekeleia.
Thus was the Athenian democracy again restored, and the divorce between
the city and the armament at Samos terminated after an interruption of about four
months by the successful conspiracy of the Four Hundred. It was only by a
sort of miracle—or rather by the incredible backwardness and stupidity of her
foreign enemies—that Athens escaped alive from this nefarious aggression of her
own ablest and wealthiest citizens. That the victorious democracy should animadvert
upon and punish the principal actors concerned in it,—who had satiated their
own selfish ambition at the cost of so much suffering, anxiety, and peril to
their country,—was nothing more than rigorous justice. But the circumstances of
the case were peculiar: for the counterrevolution had been accomplished partly
by the aid of a minority among the Four Hundred themselves,—Theramenes, Aristokrates,
and others, together with the Board of Elders called Probuli,—all of whom had
been, at the outset, either principals or accomplices in that system of terrorism
and assassination, whereby the democracy had been overthrown and the
oligarchical rulers established in the senate-house. The earlier operations of
the conspiracy, therefore, though among its worst features, could not be
exposed to inquiry and trial without compromising these parties as
fellow-criminals. Theramenes evaded this difficulty, by selecting for
animadversion a recent act of the majority of the Four Hundred, which he and
his partisans had opposed, and on which therefore he had no interests adverse
either to justice or to the popular feeling. He stood foremost to impeach the
last embassy sent by the Four Hundred to Sparta, sent with instructions to
purchase peace and alliance at almost any price, and connected with the
construction of the fort at Ectioneia for the reception of an enemy’s garrison.
This act of manifest treason, in which Antiphon, Phrynichus, and ten other
known envoys were concerned, was chosen as the special matter for public trial
and punishment, not less on public grounds than with a view to his own favor in
the renewed democracy. But the fact that it was Theramenes who thus denounced
his old friends and fellow-conspirators, after having lent hand and heart to
their earlier and not less guilty deeds, was long remembered as a treacherous
betrayal, and employed in after days as an excuse for atrocious injustice
against himself.
Of the twelve envoys who went on this mission, all except Phrynichus,
Antiphon, Archeptolemus, and Onomakles, seem to have already escaped to
Dekcleia or elsewhere. Phrynichus, as I have mentioned a few pages above, had
been assassinated several days before. Respecting his memory, a condemnatory
vote had already been just passed by the restored senate of Five Hundred,
decreeing that his property should be confiscated and his house razed to the
ground, and conferring the gift of citizenship, together with a pecuniary
recompense, on two foreigners who claimed to have assassinated him. The other
three, Antiphon, Archeptolemus, and Onomakles, were presented in name to the
senate by the generals, of whom probably Theramenes was one, as having gone on
a mission to Sparta for purposes of mischief to Athens, partly on board an
enemy’s ship, partly through the Spartan garrison at Dekeleia. Upon this
presentation, doubtless a document of some length and going into particulars, a
senator named Andron moved : That the generals, aided by any ten senators whom
they may choose, do seize the three persons accused, and hold them in custody for
trial; that the thesmothetae do send to each of the three a formal summons, to
prepare themselves for trial on a future day before the dikastery, on the
charge of high treason, and do bring them to trial on the day named; assisted
by the generals, the ten senators chosen as auxiliaries, and any other citizen
who may please to take part, as their accusers. Each of the three was to be
tried separately, and, if condemned, was to be dealt with according to the
penal law of the city against traitors, or persons guilty of treason.
Though all the three persons thus indicated were at Athens, or at least
were supposed to be there, on the day when this resolution was passed by the
senate, yet, before it was executed, Onomakles had fled; so that Antiphon and
Archeptolemus only were imprisoned for trial. They too must have had ample opportunity
for leaving the city, and we might have presumed that Antiphon would have
thought it quite as necessary to retire as Peisander and Alexikles. So acute a
man as he, at no time very popular, must have known that now at least he had
drawn the sword against his fellow-citizens in a manner which could never be
forgiven. However, he chose voluntarily to stay: and this man, who had given
orders for taking off so many of the democratical speakers by private
assassination, received from the democracy, when triumphant, full notice and
fair trial on a distinct and specific charge. The speech which he made in his
defence, though it did not procure acquittal, was listened to, not merely with
patience, but with admiration; as we may judge from the powerful and lasting
effect which it produced. Thucydides describes it as the most magnificent
defence against a capital charge which had ever come before him; and the poet
Agathon, doubtless a hearer, warmly complimented Antiphon on his eloquence; to
which the latter replied, that the approval of one such discerning judge was in
his eyes an ample compensation for the unfriendly verdict of the multitude.
Both he and Archeptolemus were found guilty by the dikastery and condemned to
the penalties of treason. They were handed over to the magistrates called the
Eleven, the chiefs of executive justice at Athens, to be put to death by the
customary draught of hemlock. Their properties were confiscated, their houses
were directed to be razed, and the vacant site to be marked by columns, with
the inscription: “The residence of Antiphon the traitor,—of Archeptolemus the
traitor”. They were not permitted to be buried either in Attica, or in any
territory subject to Athenian dominion. Their children, both legitimate and
illegitimate, were deprived of the citizenship; and the citizen who should
adopt any descendant of either of them, was to be himself in like manner
disfranchised.
Such was the sentence passed by the dikastery, pursuant to the Athenian
law of treason. It was directed to be engraved on the same brazen column as the
decree of honor to the slayers of Phrynichus. From that column it was
transcribed, and has thus passed into history.
How many of the Four Hundred oligarchs actually came to trial or were
punished, we have no means of knowing; but there is ground for believing that
none were put to death except Antiphon and Archeptolemus, perhaps also
Aristarchus, the betrayer of Oenoe to the Boeotians. The latter is said to have
been formally tried and condemned : though by what accident he afterwards came into
the power of the Athenians, after having once effected his escape, we are not
informed. The property of Peisander, he himself having escaped, was
confiscated, and granted either wholly or in part as a recompense to
Apollodorus, one of the assassins of Phrynichus; probably the property of the
other conspicuous fugitive oligarchs was confiscated also. Polystratus, another
of the Four Hundred, who had only become a member of that body a few days
before its fall, was tried during absence, which absence his defenders
afterwards accounted for, by saying that he had been wounded in the naval
battle of Eretria, and heavily fined. It seems that each of the Four Hundred
was called on to go through an audit and a trial of accountability, according
to the practice general at Athens with magistrates going out of office. Such of
them as did not appear to this trial were condemned to fine, to exile, or to
have their names recorded as traitors: but most of those who did appear seem to
have been acquitted; partly, we are told, by bribes to the logistae, or
auditing officers, though some were condemned either to fine or to partial
political disability, along with those hoplites who had been the most marked
partisans of the Four Hundred.
Indistinctly as we make out the particular proceedings of the Athenian
people at this restoration of the democracy, we know from Thucydides that their
prudence and moderation were exemplary. The eulogy, which he bestows in such
emphatic terms upon their behavior at this juncture, is indeed doubly
remarkable : first, because it comes from an exile, net friendly to the
democracy, and a strong admirer of Antiphon; next, because the juncture itself
was one eminently trying to the popular morality, and likely to degenerate, by
almost natural tendency, into excess of reactionary vengeance and persecution.
The democracy was now one hundred years old, dating from Cleisthenes, and fifty
years old, even dating from the final reforms of Ephialtes and Perikles; so
that self-government and political equality were a part of the habitual sentiment
of every man’s bosom, heightened in this case by the fact that Athens was not
merely a democracy, but an imperial democracy, having dependencies abroad. At a
moment when, from unparalleled previous disasters, she is barely able to keep
up the struggle against her foreign enemies, a small knot of her own wealthiest
citizens, taking advantage of her weakness, contrive, by a tissue of fraud and
force not less flagitious than skilfully combined, to concentrate in their own
hands the powers of the state, and to tear from their countrymen the security
against bad government, the sentiment of equal citizen ship, and the
long-established freedom of speech. Nor is this all: these conspirators not
only plant an oligarchical sovereignty in the senate-house, but also sustain
that sovereignty by inviting a foreign garrison from without, and by betraying
Athens to her Peloponnesian enemies. Two more deadly injuries it is
impossible to imagine; and from neither of them would Athens have escaped, if
her foreign enemy had manifested reasonable alacrity. Considering the immense
peril, the narrow escape, and the impaired condition in which Athens was left,
notwithstanding her escape, we might well have expected in the people a
violence of reactionary hostility such as every calm observer, while making
allowance for the provocation, must nevertheless have condemned; and perhaps
somewhat analogous to that exasperation which, under very similar
circumstances, had caused the bloody massacres at Corcyra. And when we find
that this is exactly the occasion which Thucydides, an observer rather less
than impartial, selects to eulogize their good conduct and moderation, we are
made deeply sensible of the good habits which their previous democracy must
have implanted in them, and which now served as a corrective to the impulse of
the actual moment. They had become familiar with the cementing force of a
common sentiment; they had learned to hold sacred the inviolability of law and
justice, even in respect to their worst enemy; and what was of not less moment,
the frequency and freedom of political discussion had taught them not only to
substitute the contentions of the tongue for those of the sword, but also to
conceive their situation with its present and prospective liabilities, instead
of being hurried away by blind retrospective vengeance against the past.
There are few contrasts in Grecian history more memorable or more
instructive, than that between this oligarchical conspiracy, conducted by some
of the ablest hands at Athens, and the democratical movement going on at the
same time in Samos, among the Athenian armament and the Samian citizens. In the
former, we have nothing but selfishness and personal ambition, from the
beginning : first, a partnership to seize for their own advantage the powers of
government; next, after this object has been accomplished, a breach among the
partners, arising out of disappointment alike selfish. We find appeal made to nothing
but the worst tendencies; either tricks to practise upon the credulity of the
people, or extrajudicial murders to work upon their fear. In the latter, on the
contrary, the sentiment invoked is that of common patriotism, and equal,
public-minded sympathy. That which we read in Thucydides,— when the soldiers of
the armament and the Samian citizens, pledged themselves to each other by
solemn oaths to uphold their democracy to maintain harmony and good feeling
with each other, to prosecute energetically the war against the Peloponnesians,
and to remain at enmity with the oligarchical conspirators at Athens,—is a
scene among the most dramatic and inspiriting which occurs in his history. Moreover,
we recognize at Samos the same absence of reactionary vengeance as at Athens,
after the attack of the oligarchs, Athenian as well as Samian, has been
repelled; although those oligarchs had begun by assassinating Hyperbolus and
others. There is throughout this whole democratical movement at Samos a
generous exaltation of common sentiment over personal, and at the same time an
absence of ferocity against opponents, such as nothing except democracy ever
inspired in the Grecian bosom.
It is, indeed, true that this was a special movement of generous
enthusiasm, and that the details of a democratical government correspond to it
but imperfectly. Neither in the life of an individual, nor in that of a people,
does the ordinary and every-day movement appear at all worthy of those particular
seasons in which a man is lifted above his own level and becomes capable of
extreme devotion and heroism. Yet such emotions, though their complete
predominance is never otherwise than transitory, have their foundation in veins
of sentiment which are not even at other times wholly extinct, but count among
the manifold forces tending to modify and improve, if they cannot govern, human
action. Even their moments of transitory predominance leave a luminous track
behind, and render the men who have passed through them more apt to conceive
again the same generous impulse, through in fainter degree. It is one of the
merits of Grecian democracy that it did raise this feeling of equal and
patriotic communion: sometimes, and on rare occasions, like the scene at Samos,
with overwhelming intensity, so as to impassion an unanimous multitude; more
frequently, in feebler tide, yet such as gave some chance to an honest and
eloquent orator, of making successful appeal to public feeling against
corruption or selfishness. If we follow the movements of Antiphon and his fellow-conspirators
at Athens, contemporaneous with the democratical manifestations at Samos, we
shall see that not only was no such generous impulse included in it, but the success
of their scheme depended upon their being able to strike all common and active
patriotism out of the Athenian bosom. Under the “cold shade” of their
oligarchy—even if we suppose the absence of cruelty and rapacity, which would
probably soon have become rife had their dominion lasted, as we shall presently
learn from the history of the second oligarchy of Thirty—no sentiment would
have been left to the Athenian multitude except fear, servility, or at best a
tame and dumb sequacity to leaders whom they neither chose nor controlled. To
those who regard different forms of government as distinguished from each other
mainly by the feelings which each tends to inspire in magistrates as well as
citizens, the contemporaneous scenes of Athens and Samos will suggest
instructive comparisons between Grecian oligarchy and Grecian democracy.
CHAPTER LXIII.
THE RESTORED ATHENIAN DEMOCRACY, AFTER THE DEPOSITION
OF THE FOUR HUNDRED, DOWN TO THE ARRIVAL OF CYRUS THE YOUNGER IN ASIA MINOR.
The oligarchy of Four Hundred at Athens, installed in the senate-house
about February or March 411 B.C., and deposed about July of the same year,
after four or five months of danger and distraction such as to bring her almost
within the grasp of her enemies, has now been terminated by the restoration of
her democracy; with what attendant circumstances, has been amply detailed. I
now revert to the military and naval operations on the Asiatic coast, partly
contemporaneous with the political distensions at Athens, above described.
It has already beer stated that the Peloponnesian fleet of ninety-four
triremes, having remained not less than eighty days idle at Rhodes, had come
back to Miletus towards the end of March; with the intention of proceeding to
the rescue of Chios, which a portion of the Athenian armament under
Strombichides had been for some time besieging, and which was now in the
greatest distress. The main Athenian fleet at Samos, however, prevented
Astyochus from effecting this object, since he did not think it advisable to
hazard a general battle. He was influenced partly by the bribes, partly by the
delusions, of Tissaphernes, who sought only to wear out both parties by
protracted war, and who now professed to be on the point of bringing up the
Phoenician fleet to his aid. Astyochus had in his fleet the ships which had
been brought over for cooperation with Pharnabazus at the Hellespont, and which
were thus equally unable to reach their destination. To meet this difficulty,
the Spartan Derkyllidas was sent with a body of troops by land to the
Hellespont, there to join Pharnabazus, in acting against Abydos and the
neighboring dependencies of Athens. Abydos, connected with Miletus by colonial
ties, set the example of revolting from Athens to Derkyllidas and Pharnabazus;
an example followed, two days afterwards, by the neighboring town of Lampsakus.
It does not appear that there was at this time any Athenian force in the
Hellespont; and the news of this danger to the empire in a fresh quarter, when
conveyed to Chios, alarmed Strombichides, the commander of the Athenian besieging
armament. Though the Chians—driven to despair by increasing famine as well as
by want of relief from Astyochus, and having recently increased their fleet to
thirty-six triremes against the Athenian thirty-two, by the arrival of twelve
ships under Leon, obtained from Miletus during the absence of Astyochus at
Rhodes—had sallied out and fought an obstinate naval battle against the
Athenians, with some advantage, yet Strombichides felt compelled immediately to
carry away twenty-four triremes and a body of hoplites for the relief of the
Hellespont. Hence the Chians became sufficiently masters of the sea to
provision themselves afresh, though the Athenian armament and fortified post
still remained on the island. Astyochus also was enabled to recall Leon with
the twelve triremes to Miletus, and thus to strengthen his main fleet.
The present appears to have been the time, when the oligarchical party
both in the town and in the camp at Samos, were laying their plan of conspiracy
as already recounted, and when the Athenian generals were divided in opinion,
Charminus siding with this party, Leon and Diomedon against it. Apprized of the
reigning dissension, Astyochus thought it a favorable opportunity for sailing
with his whole fleet up to the harbor of Samos, and offering battle; but the
Athenians were in no condition to leave the harbor. He accordingly returned to
Miletus, where he again remained inactive, in expectation, real or pretended,
of the arrival of the Phoenician ships. But the discontent of his own troops,
especially the Syracusan contingent, presently became uncontrollable. They not
only murmured at the inaction of the armament during this precious moment of
disunion in the Athenian camp, but also detected the insidious policy of
Tissaphernes in thus frittering away their strength without result; a policy
still more keenly brought home to their feelings by his irregularity in
supplying them with pay and provision, which caused serious distress. To
appease their clamors, Astyochus was compelled to call together a general
assembly, the resolution of which was pronounced in favor of immediate battle.
He accordingly sailed from Miletus with his whole fleet of one hundred and
twelve triremes round to the promontory of Mykale immediately opposite Samos,
ordering the Milesian hoplites to cross the promontory by land to the same
point. The Athenian fleet, now consisting of only eighty-two sail, in the
absence of Strombichides, was then moored near Glauke on the mainland of
Mykale; but the public decision just taken by the Peloponnesians to fight
becoming known to them, they retired to Samos, not being willing to engage with
such inferior numbers.
It seems to have been during this last interval of inaction on the part
of Astyochus, that the oligarchical party in Samos made their attempt and
miscarried; the reaction from which attempt brought about, with little delay,
the great democratical manifestation, and solemn collective oath, of the
Athenian armament, coupled with the nomination of new, cordial, and unanimous
generals. They were now in high enthusiasm, anxious for battle with the enemy,
and Strombichides had been sent for immediately, that the fleet might be united
against the main enemy at Miletus. That officer had recovered Lampsacus, but
had failed in his attempt on Abydos. Having established a central fortified
station at Sestos, he now rejoined the fleet at Samos, which by his arrival was
increased to one hundred and eight sail. He arrived in the night, when the
Peloponnesian fleet was preparing to renew its attack from Mycale the next
morning. It consisted of one hundred and twelve ships, and was therefore still
superior in number to the Athenians. But having now learned both the arrival of
Strombichides, and the renewed spirit as well as unanimity of the Athenians,
the Peloponnesian commanders did not venture to persist in their resolution of
fighting. They returned back to Miletus, to the mouth of which harbor the
Athenians sailed, and had the satisfaction of offering battle to an unwilling
enemy.
Such confession of inferiority was well calculated to embitter still
farther the discontents of the Peloponnesian fleet at Miletus. Tissaphernes had
become more and more parsimonious in furnishing pay and supplies; while the
recall of Alcibiades to Samos, which happened just now, combined with the
uninterrupted apparent intimacy between him and the satrap, confirmed their
belief that the latter was intentionally cheating and starving them in the
interest of Athens. At the same time, earnest invitations arrived from
Pharnabazus, soliciting the cooperation of the fleet at the Hellespont, with liberal
promises of pay and maintenance. Klearchus, who had been sent out with the last
squadron from Sparta, for the express purpose of going to aid Pharnabazus,
claimed to be allowed to execute his orders; while Astyochus also, having
renounced the idea of any united action, thought it now expedient to divide the
fleet, which he was at a loss how to support. Accordingly, Klearchus was sent
with forty triremes from Miletus to the Hellespont, yet with instructions to
evade the Athenians at Samos, by first stretching out westward into the Aegean.
Encountering severe storms, he was forced with the greater part of lm squadron
to seek shelter at Delos, and even suffered so much damage as to return to
Miletus, from whence he himself marched to the Hellespont by land. Ten of his
triremes, however, under the Megarian Helixus, weathered the storm and pursued
their voyage to the Hellespont, which was at this moment unguarded, since
Strombichides seems to have brought back all his squadron. Helixus passed on
unopposed to Byzantium, a Doric city and Megarian colony, from whence secret
invitations had already reached him, and which he now induced to revolt from
Athens. This untoward news admonished the Athenian generals at Samos, whose
vigilance the circuitous route of Klearchus had eluded, of the necessity of guarding
the Hellespont, whither they sent a detachment, and even attempted in vain to
recapture Byzantium. Sixteen fresh triremes afterwards proceeded from Miletus
to the Hellespont and Abydos, thus enabling the Peloponnesians to watch that
strait as well as the Bosphorus and Byzantium, and even to ravage the Thracian
Chersonese.
Meanwhile, the discontents of the fleet at Miletus broke out into open
mutiny against Astyochus and Tissaphernes. Unpaid, and only half-fed, the
seamen came together in crowds to talk over their grievances; denouncing
Astyochus as having betrayed them for his own profit to the satrap, who was
treacherously ruining the armament under the inspirations of Alcibiades. Even
some of the officers, whose silence had been hitherto purchased, began to hold
the same language; perceiving that the mischief was becoming irreparable, and
that the men were actually on the point of desertion. Above all, the
incorruptible Hermokrates of Syracuse, and Dorieus the Thurian commander,
zealously espoused the claims of their seamen, who being mostly freemen (in
greater proportion than the crews of the Peloponnesian ships), went in a body
to Astyochus, with loud complaints and demand of their arrears of pay. But the
Peloponnesian general received them with haughtiness and even with menace,
lifting up his stick to strike the commander Dorieus while advocating their
cause. Such was the resentment of the seamen that they rushed forward to pelt Astyochus
with missiles: he took refuge, however, on a neighboring altar, so that no
actual mischief was done.
Nor was the discontent confined to the seamen of the fleet. The
Milesians, also, displeased and alarmed at the fort which Tissaphernes had
built in their town, watched an opportunity of attacking it by surprise, and
expelled his garrison. Though the armament in general, now full of antipathy
against the satrap, sympathized in this proceeding, yet the Spartan
commissioner Lichas censured it severely, and intimated to the Milesians that
they, as well as the other Greeks in the king’s territory, were bound to be
subservient to Tissaphernes within all reasonable limits, and even to court him
by extreme subservience, until the war should be prosperously terminated. It
appears that in other matters also, Lichas had enforced instead of mitigating
the authority of the satrap over them; so that the Milesians now came to hate
him vehemently, and when he shortly afterwards died of sickness, they refused
permission to bury him in the spot—probably some place of honor—which his surviving
countrymen had fixed upon. Though Lichas in these enforcements only carried out
the stipulations of his treaty with Persia, yet it is certain that the
Milesians, instead of acquiring autonomy, according to the general promises of
Sparta, were now farther from it than ever, and that imperial Athens had
protected them against Persia much better than Sparta.
The subordination of the armament, however, was now almost at an end,
when Mindarus arrived from Sparta as admiral to supersede Astyochus, who was
summoned home and took his departure. Both Hermokrates and some Milesian
deputies availed themselves of this opportunity to go to Sparta for the purpose
of preferring complaints against Tissaphernes; while the latter on his part
sent thither an envoy named Gaulites, a Karian, brought up in equal familiarity
with the Greek and Karian languages, both to defend himself against the
often-repeated charges of Hermokrates, that he had been treacherously
withholding the pay under concert with Alcibiades and the Athenians, and to
denounce the Milesians on his own side, as having wrongfully demolished his
fort. At the same time he thought it necessary to put forward a new pretext,
for the purpose of strengthening the negotiations of his envoy at Sparta,
soothing the impatience of the armament, and conciliating the new admiral
Mindarus. He announced that the Phoenician fleet was on the point of arriving
at Aspendus in Pamphylia, and that he was going thither to meet it, for the
purpose of bringing it up to the seat of war to cooperate with the
Peloponnesians. He invited Lichas to accompany him, and engaged to leave Tamos
at Miletus, as deputy during his absence, with orders to furnish pay and
maintenance to the fleet.
Mindarus, a new commander, without any experience of the mendacity of
Tissaphernes, was imposed upon by this plausible assurance, and even captivated
by the near prospect of so powerful a reinforcement. He despatched an officer
named Philippus with two triremes round the Triopiari Cape to Aspendus, while the
satrap went thither by land.
Here again was a fresh delay of no inconsiderable length, while
Tissaphernes was absent at Aspendus, on this ostensible purpose. Some time
elapsed before Mindarus was undeceived, for Philippus found the Phoenician
fleet at Aspendus, and was therefore at first full of hope that it was really
coming onward. But the satrap soon showed that his purpose now, as heretofore,
was nothing better than delay and delusion. The Phoenician ships were one
hundred and forty-seven in number; a fleet more than sufficient for concluding
the maritime war, if brought up to act zealously. But Tissaphernes affected to
think that this was a small force, unworthy of the majesty of the Great King;
who had commanded a fleet of three hundred sail to be fitted out for the
service. He waited for some, time in pretended expectation that more ships
were on their way, disregarding all the remonstrances of the Lacedaemonian
officers.
Presently arrived the Athenian Alcibiades, with thirteen Athenian
triremes, exhibiting himself as on the best terms with the satrap. He too had
made use of this approaching Phoenician fleet to delude his countrymen at
Samos, by promising to go and meet Tissaphernes at Aspendus, and to determine
him, if possible, to send the fleet to the assistance of Athens, but at the
very least not to send it to the aid of Sparta. The latter alternative of the
promise was sufficiently safe, for he knew well that Tissaphernes had no
intention of applying the fleet to any really efficient purpose. But he was
thereby enabled to take credit with his countrymen for having been the means of
diverting this formidable reinforcement from the enemy.
Partly the apparent confidence between Tissaphernes and Alcibiades,
partly the impudent shifts of the former, grounded on the incredible pretext
that the fleet was insufficient in number, at length satisfied Philippus that
the present was only a new manifestation of deceit. After a long and vexatious
interval, he apprized Mindarus— not without, indignant abuse of the satrap—that
nothing was to be hoped from the fleet at Aspendus. Yet the proceeding of
Tissaphernes, indeed, in bringing up the Phoenicians to that place, and still
withholding the order for farther advance and action, was in every one’s eyes
mysterious and unaccountable. Some fancied that he did it with a view of
levying larger bribes from the Phoenicians themselves, as a premium for being
sent home without fighting, as it appears that they actually were. But
Thucydides supposes that he had no other motive than that which had determined
his behavior during the last year, to protract the war and impoverish both
Athens and Sparta, by setting up a fresh deception, which would last for some
weeks, and thus procure so much delay. The historian is doubtless right: but
without his assurance, it would have been difficult to believe, that the
maintenance of a fraudulent pretext, for so inconsiderable a time, should have
been held as an adequate motive for bringing this large fleet from Phoenicia to
Aspendus, and then sending it away unemployed.
Having at length lost all hope of the Phoenician ships, Mindarus
resolved to break off all dealing with the perfidious Tissaphernes; the more
so, as Tamos, the deputy of the latter, though left ostensibly to pay and keep
the fleet, performed that duty with greater irregularity than ever, and to
conduct his fleet to the Hellespont into cooperation with Pharnabazus, who
still continued his promises and invitations. The Peloponnesian fleet—seventy-three
triremes strong, after deducting thirteen which had been sent under Dorieus to
suppress some disturbances in Rhodes—having been carefully prepared beforehand,
was put in motion by sudden order, so that no previous intimation might reach
the Athenians at Samos. After having been delayed some days at Ikarus by bad
weather, Mindarus reached Chios in safety. But here he was pursued by
Thrasyllus, who passed, with fifty-five triremes, to the northward of Chios,
and was thus between the Lacedaemonian admiral and the Hellespont. Believing
that Mindarus would remain some time at Chios, Thrasyllus placed scouts both on
the high lands of Lesbos and on the continent opposite Chios, in order that he
might receive instant notice of any movement on the part of the enemy’s fleet.
Meanwhile he employed his Athenian force in reducing the Lesbian town of
Eresus, which had been lately prevailed on to revolt by a body of three hundred
assailants from Kyme under the Theban Anaxander, partly Methymnaean exiles,
with some political sympathizers, partly mercenary foreigners, who succeeded in
carrying Eresus after failing in an attack on Methymna. Thrasyllus found before
Eresus a small Athenian squadron of five triremes under Thrasybulus, who had
been despatched, from Samos to try and forestall the revolt, but had arrived too
late. He was farther joined by two triremes from the Hellespont, and by
others from Methymna, so that his entire fleet reached the number of
sixty-seven triremes, with which he proceeded to lay siege to Eresus; trusting
to his scouts for timely warning, in case the enemy’s fleet should move
northward.
The course which Thrasyllus expected the Peloponnesian fleet to take,
was to sail from Chios northward through the strait which separates the
northeastern portion of that island from Mount Mimas on the Asiatic mainland :
after which it would probably sail past Eresus on the western side of Lesbos,
as being the shortest track to the Hellespont, though it might also go round on
the eastern side between Lesbos and the continent, by a somewhat longer route.
The Athenian scouts were planted so as to descry the Peloponnesian fleet, if it
either passed through this strait or neared the island of Lesbos. But Mindarus
did neither; thus eluding their watch, and reaching the Hellespont without the
knowledge of the Athenians. Having passed two days in provisioning his ships,
receiving besides from the Chians three tesserakosts, a Chian coin of unknown
value, for each man among his seamen, he departed on the third day from Chios,
but took a southerly route and rounded the island in all haste on its western
or seaside. Having reached and passed the northern latitude of Chios, he took
an eastward course, with Lesbos at some distance to his left hand, direct to
the mainland; which he touched at a harbor called Karterii, in the Phocaean
territory. Here he stopped to give the crew their morning meal: he then crossed
the arc of the gulf of Kyme to the little islets called Arginusae, close on the
Asiatic continent opposite Mitylene, where he again halted for supper.
Continuing his voyage onward during most part of the night, he was at Harmatus,
on the continent, directly northward and opposite to Methymna, by the next day’s
morning meal: then still hastening forward after a short halt, he doubled Cape
Lektum, sailed along the Troad and passed Tenedos, and reached the entrance of
the Hellespont before midnight; where his ships were distributed at Sigeium, Rhoeteium,
and other neighboring places.
By this well-laid course and accelerated voyage, the Peloponnesian fleet
completely eluded the lookers-out of Thrasyllus, and reached the opening of the
Hellespont when that admiral was barely apprized of its departure from
Chios. When it arrived at Harmatus, however, opposite to and almost within
sight of the Athenian station at Methymna, its progress could no longer remain
a secret. As it advanced still farther along the Troad, the momentous news
circulated everywhere, and was promulgated through numerous fire-signals and
beacons on the hill, by friend as well as by foe.
These signals were perfectly visible, and perfectly intelligible, to the
two hostile squadrons now on guard on each side of the Hellespont: eighteen
Athenian triremes at Sestos in Europe, sixteen Peloponnesian triremes at Abydos
in Asia. To the former it was destruction, to be caught by this powerful enemy
in the narrow channel of the Hellespont. They quitted Sestos in the middle of
the night, passing opposite to Abydos, and keeping a southerly course close
along the shore of the Chersonese, in the direction towards Ekaeus at the
southern extremity of that peninsular, so as to have the chance of escape in
the open sea and of joining Thrasyllus. But they would not have been allowed to
pass even the hostile station at Abydos, had not the Peloponnesian guardships
received the strictest orders from Mindarus, transmitted before he left Chios,
or perhaps even before he left Miletus, that, if he should attempt the start,
they were to keep a vigilant and special lookout for his coming, and reserve
themselves to lend him such assistance as might be needed, in case he were
attacked by Thrasyllus. When the signals first announced the arrival of
Mindarus, the Peloponnesian guardships at Abydos could not know in what
position he was, nor whether the main Athenian fleet might not be near upon
him. Accordingly they acted on these previous orders, holding themselves in
reserve in their station at Abydos, until daylight should arrive, and they
should be better informed. They thus neglected the Athenian Hellespontine
squadron in its escape from Sestos to Elaeus.
On arriving about daylight near the southern print of the Chersonese,
these Athenians were descried by the fleet of Mindarus, which had come the
night before to the opposite stations of Sigeium and Rhoeteium. The latter
immediately gave chase: but the Athenians, now in the wide sea, contrived to
escape most of them to Imbros, not without the loss, however, of four triremes,
one even captured with all the crew on board, near the temple of Protesilaus at
Ekeus: the crews of the other three escaped ashore. Mindarus was now joined by
the squadron from Abydos, and their united force, eighty-six triremes strong,
was employed for one day in trying to storm Elaeus. Failing in this enterprise,
the fleet retired to Abydos. Before all could arrive there, Thrasyllus with his
fleet arrived in haste from Eresus, much disappointed that his scouts had been
eluded and all his calculations baffled. Two Peloponnesian triremes, which had
been more adventurous than the rest in pursuing the Athenians, fell into his
hands. He waited at Elaeus the return of the fugitive Athenian squadron from
Imbros, and then began to prepare his triremes, seventy-six in number, for a
general action.
After five days of such preparation, his fleet was brought to battle,
sailing northward towards Sestos up the Hellespont, by single ships ahead,
along the coast of the Chersonese, or on the European side. The left or most
advanced squadron, under Thrasyllus, stretched even beyond the headland called
Kynossema, or the Dog’s Tomb, ennobled by the legend and the chapel of the
Trojan queen Hecuba; it was thus nearly opposite Abydos, while the right
squadron under Thrasybulus was not very far from the southern mouth of the
strait, nearly opposite Dardanus. Mindarus on his side brought into action
eighty-six triremes, ten more than Thrasyllus in total number, extending from
Abydos to Dardanus on the Asiatic shore; the Syracusans under Hermokrates being
on the right, opposed to Thrasyllus, while Mindarus with the Peloponnesian
ships was on the left opposed to Thrasybulus. The epibatae or maritime hoplites
on board the ships of Mindarus are said to have been superior to the Athenians,
but the latter had the advantage in skilful pilots and nautical manoeuvring:
nevertheless, the description of the battle tells us how much Athenian
manoeuvring had fallen off since the glories of Phormion at the beginning of
the Peloponnesian war; nor would that eminent seaman have selected for the
scene of a naval battle the narrow waters of the Hellespont. Mindarus took the
aggressive, advancing to attack near the European shore, and trying to outflank
his opponents on both sides, as well as to drive them up against the land.
Thrasyllus on one wing, and Thrasybulus on the other, by rapid movements,
extended themselves so as to frustrate this attempt to outflank them; but in so
doing, they stripped and weakened the centre, which was even deprived of the
sight of the left wing by means of the projecting headland of Kynossema. Thus
unsupported, the centre was vigorously attacked and roughly handled by the
middle division of Mindarus. Its ships were driven up against the land, and the
assailants even disembarked to push their victory against the men ashore. But
this partial success threw the central Peloponnesian division itself into
disorder, while Thrasybulus and Thrasyllus carried on a conflict at first
equal, and presently victorious, against the ships on the right and left of the
enemy. Having driven back both these two divisions, they easily chased away the
disordered ships of the centre, so that the whole Peloponnesian fleet was put to
flight, and found shelter first in the river Meidius, next in Abydos. The
narrow breadth of the Hellespont forbade either long pursuit or numerous
captures. Nevertheless, eight Chian ships, five Corinthians, two Ambrakian, and
as many Boeotian, and from Sparta, Syracuse, Pellene, and Leukas, one each,
fell into the hands of the Athenian admirals; who, however, on their own side
lost fifteen ships. They erected u trophy on the headland of Kynossema, near
the tomb or chapel of Hecuba; not omitting the usual duties of burying their
own dead, and giving up those of the enemy under the customary request for
truce.
A victory so incomplete and indecisive would have been little valued by
the Athenians, in the times preceding the Sicilian expedition. But since that
overwhelming disaster, followed by so many other misfortunes, and last of all,
by the defeat of Thymocharis, with the revolt of Euboea, their spirit had been
so sadly lowered, that the trireme which brought the news of the battle of
Kynossema, seemingly towards the end of August 411 B.C., was welcomed with the
utmost delight and triumph. They began to feel as if the ebb-tide had reached
its lowest point, and had begun to turn in their favor, holding out some hopes
of ultimate success in the war. Another piece of good fortune soon happened, to
strengthen this belief. Mindarus was compelled to reinforce himself at the
Hellespont by sending Hippokrates and Epikles to bring the fleet of fifty
triremes now acting at Euboea. This was in itself an important relief to
Athens, by withdrawing an annoying enemy near home. But it was still further enhanced
by the subsequent misfortunes of this fleet, which, in passing round the
headland of Mount Athos to get to Asia, was overtaken by a terrific storm and
nearly destroyed, with great loss of life among the crews; so that a remnant
only, under Hippokrates, survived to join Mindarus.
But though Athens was thus exempted from all fear of aggression on the
side of Euboea, the consequences of this departure of the fleet were such as to
demonstrate how irreparably the island itself had passed out of her
supremacy. The inhabitants of Chalkis and the other cities, now left
without foreign detente against her, employed themselves jointly with the
Boeotians, whose interest in the case was even stronger than their own, in
divesting Euboea of its insular character, by constructing a mole or bridge
across the Euripus, the narrowest portion of the Euboean strait, where Chalkis
was divided from Boeotia. From each coast a mole was thrown out, each mole
guarded at the extremity by a tower, and leaving only an intermediate opening,
broad enough for a single vessel to pass through, covered by a wooden bridge. It
was in vain that the Athenian Theramenes, with thirty triremes, presented
himself to obstruct the progress of this, undertaking. The Euboeans and
Boeotians both prosecuted it in such numbers, and with so much zeal, that it
was speedily brought to completion. Euboea, so lately the most important island
attached to Athens, is from henceforward a portion of the mainland, altogether
independent of her, even though it should please fortune to reestablish her
maritime power.
The battle of Kynossema produced no very, important consequences except
that of encouragement to the Athenians. Even just after the action, Cyzicus
revolted from them, and on the fourth day after it, the Athenian fleet, hastily
refitted at Sestos, sailed to that place to retake it. It was unfortified, so
that they succeeded with little difficulty, and imposed upon it a contribution
: moreover, in the voyage thither, they gained an additional advantage by
capturing, off the southern coast of the Propontis, those eight Peloponnesian
triremes which had accomplished, a little while before, the revolt of
Byzantium. But, on the other hand, as soon as the Athenian fleet had left
Sestos, Mindarus sailed from his station at Abydos to Ekeus, and there
recovered all the triremes captured from him at Kynossema, which the Athenians
had there deposited, except some of them which were so much damaged that the
inhabitants of Elaeus set them on fire.
But that which now began to constitute a far more important element of
the war, was, the difference of character between Tissaphernes and Pharnabazus,
and the transfer of the Peloponnesian fleet from the satrapy of the former to
that of the latter. Tissaphernes, while furnishing neither aid nor pay to the
Peloponnesians, had by his treacherous promises and bribes enervated all their
proceedings for the last year, with the deliberate view of wasting both the
belligerent parties. Pharnabazus was a brave and earnest man, who set himself
to strengthen them strenuously, by men as well as by money, and who labored
hard to put down the Athenian power; as we shall find him laboring equally
hard, eighteen years afterwards, to bring about its partial renovation. From
this time forward, Persian aid becomes a reality in the Grecian war; and in the
main—first, through the hands of Pharnabazus, next, through those of the
younger Cyrus—the determining reality. For we shall find that while the Peloponnesians
are for the most part well paid, out of the Persian treasury, the Athenians,
destitute of any such resource, are compelled to rely on the contributions which
they can levy here and there, without established or accepted right; and to
interrupt for this purpose even the most promising career of success.
Twenty-six years after this, at a time when Sparta had lost her Persian allies,
the Lacedaemonian Teleutias tried to appease the mutiny of his unpaid seamen,
by telling them how much nobler it was to extort pay from the enemy by means of
their own swords, than to obtain it by truckling to the foreigner; and probably
the Athenian generals, during these previous years of struggle, tried similar
appeals to the generosity of their soldiers. But it is not the less certain,
that the new constant paymaster now introduced, gave fearful odds to the
Spartan cause.
The good pay and hearty cooperation which the Peloponnesians now enjoyed
from Pharnabazus, only made them the more indignant at the previous deceit of
Tissaphernes. Under the influence of this sentiment, they readily lent aid to
the inhabitants of Antandrus in expelling his general Arsaces with the Persian
garrison. Arsaces had recently committed an act of murderous perfidy, under the
influence of some unexplained pique, against the Delians established at
Adramyttium : he had summoned their principal citizens to take part as allies
in an expedition, and had caused them all to be surrounded, shot down, and
massacred during the morning meal. Such an act was more than sufficient to
excite hatred and alarm among the neighboring Antandrians, who invited a body
of Peloponnesian hoplites from Abydos, across the mountain range of Ida, by
whose aid Antandrus was liberated from the Persians.
In Miletus, as well as in Knidus, Tissaphernes had already experienced
the like humiliation; Lichas was no longer alive to back his pretensions, nor
do we hear that he obtained any result from the complaints of his envoy
Gaulites at Sparta. Under these circumstances, he began to fear that he had
incurred a weight of enmity which might prove seriously mischievous, nor was he
without jealousy of the popularity and possible success of Pharnabazus. The
delusion respecting the Phoenician fleet, now that Mindarus had openly broken
with him and quitted Miletus, was no longer available to any useful purpose.
Accordingly, he dismissed the Phoenician fleet to their own homes, pretending
to have received tidings that the Phoenician towns were endangered by sadden attacks
from Arabia and Egypt; while he himself quitted Aspendus to revisit Ionia, as
well as to go forward to the Hellespont, for the purpose of renewing personal
intercourse with the dissatisfied Peloponnesians. He wished, while trying
again to excuse his own treachery about the Phoenician fleet, at the same time
to protest against their recent proceedings at Antandrus; or, at the least, to
obtain some assurance against any repetition of such hostility. His visit to
Ionia, however, seems to have occupied some time, and he tried to conciliate
the Ionic Greeks by a splendid sacrifice to Artemis at Ephesus. Having quitted
Aspendus, as far as we can make out, about the beginning of August (411 B.C.), he did not reach the Hellespont
until the month of November.
As soon as the Phoenician fleet had disappeared, Alcibiades returned
with his thirteen triremes from Phaselis to Samos. He too, like Tissaphernes,
made the proceeding subservient to deceit of his own: he took credit with his
countrymen for having enlisted the good-will of the satrap more strongly than
ever in 1hc cause of Athens, and for having induced him to abandon his
intention of bringing up the Phoenician fleet. At this time Dorieus was at
Rhodes with thirteen triremes, having been despatched by Mindarus, before his
departure from Miletus, in order to stifle the growth of a philo-Athenian party
in the island. Perhaps the presence of this force may have threatened the
Athenian interest in Kos and Halicarnassus; for we now find Alcibiades going to
these places from Samos, with nine fresh triremes in addition to his own
thirteen. He erected fortifications at the town of Kos, and planted in it an
Athenian officer and garrison : from Halicarnassus he levied large
contributions; upon what pretext, or whether from simple want of money, we do
not know. It was towards the middle of September that he returned to Samos.,
At the Hellespont, Mindarus had been reinforced after the battle of
Kynossema by the squadron from Euboea, at least by that portion of it which had
escaped the storm off Mount Athos. The departure of the Peloponnesian fleet
from Euboea enabled the Athenians also to send a few more ships to their fleet
at Sestos. Thus ranged on the opposite sides of the strait, the two fleets came
to a second action, wherein the Peloponnesians, under Agesandridas, had the
advantage; yet with little fruit It was about the month of October, seemingly,
that Dorieus with his fourteen triremes came from Rhodes to rejoin Mindarus at
the Hellespont. He had hoped probably to get up the strait to Abydos during the
night, but he was caught by daylight a little way from the entrance, near Rhoeteium;
and the Athenian scouts instantly gave signal of his approach. Twenty Athenian
triremes were despatched to attack him: upon which Dorieus fled, and sought
safety by hauling his vessel ashore in the receding bay near Dardanus. The
Athenian squadron here attacked him, but were repulsed and forced to sail back
to Madytus. Mindarus was himself a spectator of this scene, from a distance;
being engaged in sacrificing to Athena, on the venerated hill of Ilium. He
immediately hastened to Abydos, where he fitted out his whole fleet of
eighty-four triremes, Pharnabazus cooperating on the shore with his land-force.
Having rescued the ships of Dorieus, his next care was to resist the entire
Athenian fleet, which presently came to attack him under Thrasybulus and
Thrasyllus. An obstinate naval combat took place between the two fleets, which
lasted nearly the whole day with doubtful issue; at length, towards the
evening, twenty fresh triremes were seen approaching. They proved to be the
squadron of Alcibiades sailing from Samos: having probably heard of the rejunction
of the squadron of Dorieus with the main Peloponnesian fleet, he had come with
his own counter-balancing reinforcement. As soon as his purple flag or signal
was ascertained, the Athenian fleet became animated with redoubled spirit. The
new-comers aided them in pressing the action so vigorously, that the
Peloponnesian fleet was driven back to Abydos, and there run ashore. Here the
Athenians still followed up their success, and endeavored to tow them all off.
But the Persian land-force protected them, and Pharnabazus himself was seen
foremost in the combat; even pushing into the water in person, as far as his
horse could stand. The main Peloponnesian fleet was thus preserved; yet the
Athenians retired with an important victory, carrying off thirty triremes as
prizes, and retaking those which they had themselves lost in the two preceding
actions.
Mindarus kept his defeated fleet unemployed at Abydos during the winter,
sending to Peloponnesus as well as among his allies to solicit reinforcements;
in the meantime, he engaged jointly with Pharnabazus in operations by land
against various Athenian allies on the continent. The Athenian admirals, on
their side, instead of keeping their fleet united to prosecute the victory,
were compelled to disperse a large portion of it in flying squadrons, for
collecting money, retaining only forty sail at Sestos; while Thrasyllus in
person went to Athens to proclaim the victory and ask for reinforcements.
Pursuant to this request, thirty triremes were sent out under Theramenes; who
first endeavored without success to impede the construction of the bridge
between Euboea and Boeotia, and next sailed on a voyage among the islands for
the purpose of collecting money. He acquired considerable plunder by descents
upon hostile territory, and also extorted money from various parties, either
contemplating or supposed to contemplate revolt, among the dependencies of
Athens. At Paros, where the oligarchy established by Peisander in the
conspiracy of the Four Hundred still subsisted, Theramenes deposed and fined
the men who had exercised it, establishing a democracy in their room. From
hence he passed to Macedonia, to the assistance and probably into the temporary
pay of Archelaus, king of Macedonia, whom he aided for some time in the siege
of Pydna; blocking up the town by sea while the Macedonians besieged it by
land. The blockade having lasted the whole winter, Theramenes was summoned away
before its capture, to join the main Athenian fleet in Thrace: Archelaus,
however, took Pydna not long afterwards, and transported the town with its
residents from the sea-board to a distance more than two miles inland. We trace
in all these proceedings the evidence of that terrible want of money which now
drove the Athenians to injustice, extortion, and interference with their
allies, such as they had never committed during the earlier years of the war.
It is at this period that we find mention made of a fresh intestine
commotion in Corcyra, less stained, however, with savage enormities than that
recounted in the seventh year of the war. It appears that the oligarchical
party in the island, which had been for the moment nearly destroyed at that
period, had since gained strength, and was encouraged by the misfortunes of
Athens to lay plans for putting the island into the hands of the
Lacedaemonians. The democratical leaders, apprized of this conspiracy, sent to
Naupaktus for the Athenian admiral Konon. He came, with a detachment of six
hundred Messenians, by the aid of whom they seized the oligarchical
conspirators in the market-place, putting a few to death, and banishing more
than a thousand. The extent of their alarm is attested by the fact, that they
liberated the slaves and conferred the right of citizenship upon the
foreigners. The exiles, having retired to the opposite continent, came back
shortly afterwards, and were admitted, by the connivance of a party within,
into the market-place. A serious combat took place within the walls, which was
at last made up by a compromise and by the restoration of the exiles. We know
nothing about the particulars of this compromise, but it seems to have been
wisely drawn up and faithfully observed; for we hear nothing about Corcyra
until about thirty-five years after this period, and the island is then
presented to us as in the highest perfection of cultivation and prosperity.
Doubtless the emancipation of slaves and the admission of so many new foreigners
to the citizenship, contributed to this result.
Meanwhile Tissaphernes, having completed his measures in Ionia, arrived
at the Hellespont not long after the battle of Abydos, seemingly about
November, 411 B.C. He was anxious to regain some credit with the Peloponnesians,
for which an opportunity soon presented itself. Alcibiades, then in command of
the Athenian fleet at Sestos, came to visit him in all the pride of victory,
bringing the customary presents; but the satrap seized his person and sent him
away to Sardis as a prisoner in custody, affirming that he had the Great King’s
express orders for carrying on war with the Athenians. Here was an end of all
the delusions of Alcibiades, respecting pretended power of influencing the
Persian counsels. Yet these delusions had already served his purpose by
procuring for him a renewed position in the Athenian camp, which his own
military energy enabled him to sustain and justify.
Towards the middle of this winter the superiority of the fleet of Mindarus
at Abydos, over the Athenian fleet at Sestos, had become so great,—partly, as
it would appear, through reinforcements obtained by the former, partly through
the dispersion of the latter into flying squadrons from want of pay,—that the
Athenians no longer dared to maintain their position in the Hellespont. They
sailed, round the southern point of the Chersonese, and took station at Kardia,
on the western side of the isthmus of that peninsula. Here, about the commencement
of spring, they were rejoined by Alcibiades; who had found means to escape from
Sardis, along with Mantitheus, another Athenian prisoner, first to Klazomenae,
and next to Lesbos, where he collected a small squadron of five triremes. The
dispersed squadrons of the Athenian fleet being now all summoned to
concentrate, Theramenes came to Kardia from Macedonia, and Thrasybulus from
Thasos; whereby the Athenian fleet was rendered superior in number to that of
Mindarus. News was brought that the latter had moved with his fleet from the
Hellespont to Cyzicus, and was now engaged in the siege of that place, jointly
with Pharnabazus and the Persian land-force.
His vigorous attacks had in fact already carried the place, when the
Athenian admirals resolved to attack him there, and contrived to do it by
surprise. Having passed first from Kardia to Elaeus at the south of the Chersonese,
they sailed up the Hellespont to Prokonnesos by night, so that their passage
escaped the notice of the Peloponnesian guardships at Abydos.
Resting at Prokonnesos one night, and seizing every boat on the island,
in order that their movements might be kept secret, Alcibiades warned the
assembled seamen that they must prepare for a sea-fight, a land-fight, and a
wall-fight, all at once. “We have no money (said he), while our enemies have
plenty from the Great King”. Neither zeal in the men nor contrivance in the
commanders was wanting. A body of hoplites were landed on the mainland in the
territory of Cyzicus, for the purpose of operating a diversion; after which the
fleet was distributed into three divisions under Alcibiades, Theramenes, and
Thrasybulus. The former, advancing near to Cyzicus with his single division,
challenged the fleet of Mindarus, and contrived to inveigle him by pretended
flight to a distance from the harbor; while the other Athenian divisions,
assisted by hazy and rainy weather, came up unexpectedly, cut off his retreat,
and forced him to run his ships ashore on the neighboring mainland. After a
gallant and hard-fought battle, partly on shipboard, partly ashore,—at one time
unpromising to the Athenians, in spite of their superiority of number, but not
very intelligible in its details, and differently conceived by our two
authorities,—both the Peloponnesian fleet by sea and the forces of Pharnabazus
on land were completely defeated. Mindarus himself was slain and the entire
fleet, every single trireme, was captured, except the triremes of Syracuse, which
were burnt by their own crew ; while Cyzicus itself surrendered to the
Athenians, and submitted to a large contribution, being spared from all other
harm. The booty taken by the victors was abundant and valuable. The numbers of
the triremes thus captured or destroyed is differently given; the lowest
estimate states it at sixty, the highest at eighty.
This capital action, ably planned and bravely executed by Alcibiades and
his two colleagues, about April 410 B.C., changed sensibly the relative
position of the belligerents. The Peloponnesians had now no fleet of importance
in Asia, though they probably still retained a small squadron at the station of
Miletus; while the Athenian fleet was more powerful and menacing than ever. The
dismay of the defeated army is forcibly portrayed in the laconic despatch sent
by Hippokrates, secretary of the late admiral Mindarus, to the ephors at
Sparta: “All honor and advantage are gone from us: Mindarus is slain: the men
are starving : we are in straits what to do”. The ephors doubtless heard the
same deplorable tale from more than one witness; for this particular despatch
never reached them, having been intercepted and carried to Athens. So
discouraging was the view which they entertained of the future, that a
Lacedaemonian embassy, with Endius at their head, came to Athens to propose peace;
or rather perhaps Endius—ancient friend and guest of Alcibiades, who had
already been at Athens as envoy before—was allowed to come thither now again to
sound the temper of the city, in a sort of informal manner, which admitted of
being easily disavowed if nothing came of it. For it is remarkable that
Xenophon makes no mention of this embassy : and his silence, though not
sufficient to warrant us in questioning the reality of the event,—which is
stated by Diodorus, perhaps on the authority of Theopompus, and is noway
improbable in itself,—nevertheless, leads me to doubt whether the ephors
themselves admitted that they had made or sanctioned the proposition. It is to
be remembered that Sparta, not to mention her obligation to her confederates
generally, was at this moment bound by special convention to Persia to conclude
no separate peace with Athens.
According to Diodorus, Endius, having been admitted to speak in the
Athenian assembly, invited the Athenians to make peace with Sparta on the
following terms: That each party should stand just as they were; that the
garrisons on both sides should be withdrawn; that prisoners should be
exchanged, one Lacedaemonian against one Athenian. Endius insisted in his
speech on the mutual mischief which each was doing to the other by prolonging
the war, but he contended that Athens was by far the greater sufferer of the two,
and had the deepest interest in accelerating peace. She had no money,
while Sparta had the Great King as a paymaster: she was robbed of the produce
of Attica by the garrison of Dekeleia, while Peloponnesus was undisturbed : all
her power and influence depended upon superiority at sea, which Sparta could
dispense with, and yet retain her preeminence.
If we may believe Diodorus, all the most intelligent citizens in Athens
recommended that this proposition should be accepted. Only the demagogues, the
disturbers, those who were accustomed to blow up the flames of war in order to
obtain profit for themselves, opposed it. Especially the demagogue Kleophon,
now enjoying great influence, enlarged upon the splendor of the recent victory,
and upon the new chances of success now opening to them: insomuch that the
assembly ultimately rejected the proposition of Endius.
It was easy for those who wrote after the battle of Aegospotamos and the
capture of Athens, to be wise after the fact, and to repeat the stock denunciations
against an insane people, misled by a corrupt demagogue. But if, abstracting
from our knowledge of the final close of the war, we look to the tenor of this
proposition, even assuming it to have been formal and authorized, as well as
the time at which it was made, we shall hesitate before we pronounce Kleophon
to have been foolish, much less corrupt, for recommending its rejection. In
reference to the charge of corrupt interest in the continuance of war, I have
already made some remarks about Kleon, tending to show that no such interest
can fairly be ascribed to demagogues of that character. They were essentially
unwarlike men, and had quite as much chance personally of losing, as of
gaining, by a state of war. Especially this is true respecting Kleophon, during
the last years of the war, since the financial posture of Athens was then so
unprosperous, that all her available means were exhausted to provide for ships
and men, leaving little or no surplus for political peculators. The admirals,
who paid the seamen by raising contributions abroad, might possibly enrich
themselves, if so inclined; but the politicians at home had much less chance of
such gains than they would have had in time of peace. Besides even if Kleophon
were ever so much to gain by the continuance of war, yet, assuming Athens to be
ultimately crushed in the war, he was certain beforehand to be deprived, not
only of all his gains and his position, but of his life also.
So much for the charge against him of corrupt interest. The question whether
his advice was judicious, is not so easy to dispose of. Looking to the time
when the proposition was made, we must recollect that the Peloponnesian fleet
in Asia had been just annihilated, and that the brief epistle itself, from
Hippokrates to the ephors, divulging in so emphatic a manner the distress of
his troops, was at this moment before the Athenian assembly. On the other hand,
the despatches of the Athenian generals, announcing their victory, had excited
a sentiment of universal triumph, manifested by public thanksgiving, at Athens;
nor can we doubt that Alcibiades and his colleagues promised a large career of
coming success, perhaps the recovery of most part of the lost maritime empire.
In this temper of the Athenian people and of their generals, justified as it
was to a great degree by the reality, what is the proposition which comes from
Endius? What he proposes, is, in reality, no concession at all. Both parties to
stand in their actual position; to withdraw garrisons; to restore prisoners. There
was only one way in which Athens would have been a gainer by accepting these
propositions. She would have withdrawn her garrison from Pylos, she would have
been relieved from the garrison of Dekeleia; such an exchange would have been a
considerable advantage to her. To this we must add the relief arising from simple
cessation of war, doubtless real and important.
Now the question is, whether a statesman like Perikles would have
advised his countrymen to be satisfied with such a measure of concession, immediately
after the great victory of Cyzicus, and the two smaller victories preceding it?
I incline to believe that he would not It would rather have appeared to him in
the light of a diplomatic artifice, calculated to paralyze Athens during the
interval while her enemies were defenseless, and to gain time for them to build
a new fleet. Sparta could not pledge herself either for Persia, or for her
Peloponnesian confederates; indeed, past experience had shown that she could
not do so with effect. By accepting the propositions, therefore, Athens would
not really have obtained relief from the entire burden of war; but would merely
have blunted the ardor and tied up the hands of her own troops, at a moment
when they felt themselves in the full current of success. By the armament, most
certainly,—and by the generals, Alcibiades, Theramenes, and Thrasybulus, the
acceptance of such terms at such a moment would have been regarded as a
disgrace. It would have balked them of conquests ardently, and at that time not
unreasonably, anticipated; conquests tending to restore Athens to that eminence
from which she had been so recently deposed. And it would have inflicted this
mortification, not merely without compensating gain to her in any other shape,
but with a fair probability of imposing upon all her citizens the necessity of
redoubled efforts at no very distant future, when the moment favorable to her
enemies should have arrived.
If, therefore, passing from the vague accusation that it was the
demagogue Kleophon who stood between Athens and the conclusion of peace, we
examine what were the specific terms of peace which he induced his countrymen
to reject, we shall find that he had very strong reasons, not to say preponderant
reasons, for his advice. Whether he made any use of this proposition, in itself
inadmissible, to try and invite the conclusion of peace on more suitable and
lasting terms, may well be doubted. Probably no such efforts would have succeeded,
even if they had been made; yet a statesman like Perikles would have made the
trial, in a conviction that Athens was carrying on the war at a disadvantage
which must in the long run sink her. A mere opposition speaker, like Kleophon,
even when taking what was probably a right measure of the actual proposition before
him, did not look so far forward into the future.
Meanwhile the Athenian fleet reigned alone in the Propontis and its two
adjacent straits, the Bosphorus and the Hellespont; although the ardor and
generosity of Pharnabazus not only supplied maintenance and clothing to the
distressed seamen of the vanquished fleet, but also encouraged the construction
of fresh ships in the room of those captured. While he armed the seamen, gave
them pay for two months, and distributed them as guards along the coast of the
satrapy, he at the same time granted an unlimited supply of ship-timber from
the abundant forests of Mount Ida, and assisted the officers in putting new
triremes on the stocks at Antandrus; near to which, at a place called Aspaneus,
the Idaean wood was chiefly exported.
Having made these arrangements, he proceeded to lend aid at Chalcedon,
which the Athenians had already begun to attack. Their first operation after
the victory, had been to sail to Perinthus and Selymbria, both of which had
before revolted from Athens; the former, intimidated by the recent events,
admitted them and rejoined itself to Athens; the latter resisted such a
requisition, but ransomed itself from attack for the present, by the payment of
a pecuniary fine. Alcibiades then conducted them to Chalcedon, opposite to
Byzantium on the southernmost Asiatic border of the Bosphorus. To be masters of
these two straits, the Bosphorus and the Hellespont, was a point of first-rate
moment to Athens; first, because it enabled her to secure the arrival of the
corn ships from the Euxine, for her own consumption; next, because she had it
in her power to impose a tithe or due upon all the trading ships passing
through, not unlike the dues imposed by the Danes at the Sound, even down to
the present time. For the opposite reasons, of course, the importance of the
position was equally great to the enemies of Athens. Until the spring of the
preceding year, Athens had been undisputed mistress of both the straits. But
the revolt of Abydos in the Hellespont (about April, 411 B. C.) and that of
Byzantium with Chalcedon in the Bosphorus (about June, 411 B.C.), had deprived
her of this preeminence ; and her supplies chained during the last few; months
could only have come through during those intervals when her fleets there
stationed had the preponderance, so as to give them convoy. Accordingly, it is
highly probable that her supplies of corn from the Euxine during the autumn of
411 B.C., had been comparatively restricted.
Though Chalcedon itself, assisted by Pharnabazus, still held out against
Athens, Alcibiades now took possession of Chrysopolis, its unfortified seaport,
on the eastern coast of the Bosphorus opposite Byzantium. This place he
fortified, established in it a squadron with a permanent garrison, and erected
it into a regular tithing-port for levying toll on all vessels coming out of the
Euxine. The Athenians seem to have habitually levied this toll at Byzantium,
until the revolt of that place, among their constant sources of revenue : it
was now reestablished under the auspices of Alcibiades. In so far as it was
levied on ships which brought their produce for sale and consumption at Athens,
it was of course ultimately paid in the shape of increased price by Athenian citizens
and metics. Thirty triremes under Theramenes, were left at Chrysopolis to enforce
this levy, to convoy friendly merchantmen, and in other respects to serve as
annoyance to the enemy.
The remaining fleet went partly to the Hellespont, partly to Thrace,
where the diminished maritime strength of the Lacedaemonians already told in
respect to the adherence of the cities. At Thasus, especially, the citizens,
headed by Ekphantus, expelled the Lacedaemonian harmost Eteonikus with his
garrison, and admitted Thrasybulus with an Athenian force. It will be
recollected that this was one of the cities in which Peisander and the Four
Hundred conspirators (early in 411 B.C.) had put down the democracy and
established an oligarchical government, under pretext that the allied cities
would be faithful to Athens as soon as she was relieved from her democratical
institutions. All the calculations of these oligarchs had been
disappointed, as Phrynichus had predicted from the first: the Thasians, as soon
as their own oligarchical party had been placed in possession of the government,
recalled their disaffected exiles, under whose auspices a Laconian garrison and
harmost had since been introduced. Eteonikus, now expelled, accused the
Lacedaemonian admiral Pasippidas of being himself a party to the expulsion, under
bribes from Tissaphernes; an accusation which seems improbable, but which the
Lacedaemonians believed, and accordingly banished Pasippidas, sending
Kratesippidas to replace him. The new admiral found at Chios a small fleet
which Pasippidas had already begun to collect from the allies, to supply the
recent losses.
The tone at Athens since the late naval victories, had become more
hopeful and energetic. Agis, with his garrison at Dekeleia, though the
Athenians could not hinder him from ravaging Attica, yet on approaching one day
near to the city walls, was repelled with spirit and success by Thrasyllus. But
that which most mortified the Lacedaemonian king, was to discern from his lofty
station at Dekeleia, the abundant influx into the Peiraeus of corn-ships from
the Euxine, again renewed in the autumn of 410 B.C. since the occupation of the
Bosphorus and Hellespont by Alcibiades. For the safe reception of these
vessels, Thorikus was soon after fortified. Agis exclaimed that it was
fruitless to shut out the Athenians from the produce of Attica, so long as
plenty of imported corn was allowed to reach them. Accordingly, he provided, in
conjunction with the Megarians, a small squadron of fifteen triremes, with
which he despatched Klearchus to Byzantium and Chalcedon. That Spartan was a
public guest of the Byzantines, and had already been singled out to command
auxiliaries intended for that city. He seems to have begun his voyage during
the ensuing winter (410-409), and reached Byzantium in safety, though with the
destruction of three of his squadron by the nine Athenian triremes who guarded
the Hellespont.
In the ensuing spring, Thrasyllus was despatched from Athens at the head
of a large new force to act in Ionia. He commanded fifty triremes, one thousand
of the regular hoplites, one hundred horsemen, and five thousand seamen, with
the means of arming these latter as peltasts; also transports for his troops
besides the triremes. Having reposed his armament for three days at Samos, he
made a descent at Pygela, and next succeeded in making himself master of
Kolophon, with its port Notium. He next threatened Ephesus, but that place was
defended by a powerful force which Tissaphernes had summoned, under
proclamation “to go and succor the goddess Artemis”; as well as by twenty-five
fresh Syracusan and two Selinusian triremes recently arrived. From these
enemies, Thrasyllus sustained a severe defeat near Ephesus, lost three hundred
men, and was compelled to sail off to Notium; from whence, after burying his
dead, he proceeded northward towards the Hellespont. On their way thither,
while halting for a while at Methymna in the north of Lesbos, Thrasyllus saw
the twenty-five Syracusan triremes passing by on their voyage from Ephesus to
Abydos. He immediately attacked them, captured four along with the entire
crews, and chased the remainder back to their station at Ephesus. All the
prisoners taken were sent to Athens, where they were deposited for custody in
the stone-quarries of Piraeus, doubtless in retaliation for the treatment of
the Athenian prisoners at Syracuse; they contrived, however, during the ensuing
winter, to break a way out and escape to Dekeleia. Among the prisoners taken,
was found Alcibiades, the Athenian, cousin and fellow-exile of the Athenian
general of the same name, whom Thrasyllus caused to be set at liberty, while the
others were sent to Athens.
After the delay caused by this pursuit, he brought back his armament to
the Hellespont and joined the force of Alcibiades at Sestos. Their joint force
was conveyed over, seemingly about the commencement of autumn, to Lampsacus, on
the Asiatic side of the strait; which place they fortified and made their
headquarters for the autumn and winter, maintaining themselves by predatory
excursions, throughout the neighboring satrapy of Pharnabazus. It is curious to
learn, however, that when Alcibiades was proceeding to marshal them all
together,—the hoplites, according to Athenian custom, taking rank according to
their tribes,—his own soldiers, never yet beaten, refused to fraternize with
those of Thrasyllus, who had been so recently Worsted at Ephesus. Nor was this
alienation removed until after a joint expedition against Abydos; Pharnabazus
presenting himself with a considerable force, especially cavalry, to relieve
that place, was encountered and defeated in a battle wherein all the Athenians
present took part. The honor of the hoplites of Thrasyllus was now held to be
reestablished, so that the fusion of ranks was admitted without farther
difficulty. Even the entire army, however, was not able to accomplish the
conquest of Abydos; which the Peloponnesians and Pharnabazus still maintained
as their station on the Hellespont
Meanwhile Athens had so stripped herself of force, by the large armament
recently sent with Thrasyllus, that her enemies near home, were encouraged to
active operations. The Spartans despatched an expedition, both of triremes and
of land-force, to attack Pylos, which had remained as an Athenian post and a
refuge for revolted Helots ever since its first fortification by Demosthenes,
in B.C. 425. The place was vigorously attacked, both by sea and by land, and
soon became much pressed. Not unmindful of its distress, the Athenians sent to
its relief thirty triremes under Anytus, who, however, came back without even
reaching the place, having been prevented by stormy weather or unfavorable
winds from doubling Cape Malea. Pylos was soon afterwards obliged to
surrender, the garrison departing on terms of capitulation. But Anytus, on his
return, encountered great displeasure from his countrymen, and was put on his
trial for having betrayed, or for not having done his utmost to fulfil, the
trust confided to him. It is said that he only saved himself from condemnation
by bribing the dikastery, and that he was the first Athenian who ever obtained
a verdict by corruption. Whether he could really have reached Pylos, and
whether the obstacles which baffled him were such as an energetic officer would
have overcome, we have no means of determining; still less, whether it be true
that he actually escaped by bribery. The story seems to prove, however, that
the general Athenian public thought him deserving of condemnation, and were so
much surprised by his acquittal, as to account for it by supposing, truly or
falsely, the use of means never before attempted.
It was about the same time, also, that the Megarians recovered by
surprise their port of Nisaea, which had been held by an Athenian garrison
since B.C. 424. The Athenians made an effort to recover it, but failed; though they
defeated the Megarians in an action.
Thrasyllus, during the summer of B.C. 409, and even the joint force of
Thrasyllus and Alcibiades during the autumn of the same year, seem to have
effected less than might have been expected from so large a force; indeed, it
must have been at some period during this year that the Lacedaemonian
Klearchus, with his fifteen Megarian ships, penetrated up the Hellespont to
Byzantium, finding it guarded only by nine Athenian triremes. But the
operations of 408 B.C. were more important. The entire force under Alcibiades
and the other commanders was mustered for the siege of Chalcedon and Byzantium.
The Chalcedonians, having notice of the project, deposited their movable
property for safety in the hand of their neighbors the Bithynian Thracians; a
remarkable evidence of the good feeling and confidence between the two,
contrasting strongly with the perpetual hostility which subsisted on the other
side of the Bosphorus between Byzantium and the Thracian tribes adjoining. But
the precaution was frustrated by Alcibiades, who entered the territory of the
Bithynians and compelled them by threats to deliver up the effects confided to
them. He then proceeded to block up Chalcedon by a wooden wall carried across
from the Bosphorus to the Propontis; though the continuity of this wall was
interrupted by a river, and seemingly by some rough ground on the immediate
brink of the river. The blockading wall was already completed, when Pharnabazus
appeared with an army for the relief of the place, and advanced as far as the
Herakleion, or temple of Heracles, belonging to the Chalcedonians. Profiting by
his approach, Hippokrates, the Lacedaemonian harmost in the town, made a
vigorous sally: but the Athenians repelled all the efforts of Pharnabazus to
force a passage through their lines and join him; so that, after an obstinate
contest, the sallying force was driven back within the walls of the town, and
Hippokrates himself killed.
The blockade of the town was now made so sure, that Alcibiades departed
with a portion of the army to levy money and get together forces for the siege
of Byzantium afterwards. During his absence, Theramenes and Thrasybulus came to
terms with Pharnabazus for the capitulation of Chalcedon. It was agreed that
the town should again become a tributary dependency of Athens, on the same rate
of tribute as before the revolt, and that the arrears during the subsequent
period should be paid up. Moreover, Pharnabazus himself engaged to pay to the
Athenians twenty talents on behalf of the town, and also to escort some
Athenian envoys up to Susa, enabling them to submit propositions for accommodation
to the Great King. Until those envoys should return, the Athenians covenanted
to abstain from hostilities against the satrapy of Pharnabazus. Oaths to
this effect were mutually exchanged, after the return of Alcibiades from his
expedition. For Pharnabazus positively refused to complete the ratification
with the other generals, until Alcibiades should be there to ratify in person
also; a proof at once of the great individual importance of the latter, and of
his known facility in finding excuses to evade an agreement. Two envoys were
accordingly sent by Pharnabazus to Chrysopolis, to receive the oaths of Alcibiades,
while two relatives of Alcibiades came to Chalcedon as witnesses to those of
Pharnabazus. Over and above the common oath shared with his colleagues, Alcibiades
took a special covenant of personal friendship and hospitality with the satrap,
and received from him the like.
Alcibiades had employed his period of absence in capturing Selybria,
from whence he obtained a sum of money, and in getting together a large body of
Thracians, with whom he marched by land to Byzantium. That place was now
besieged, immediately after the capitulation of Chalcedon, by the united force
of the Athenians. A wall of circumvallation was drawn around it, and various
attacks were made by missiles and battering engines. These, however, the
Lacedaemonian garrison, under the harmost Klearchus, aided by some Megarians
under Helixus, and Boeotians under Koeratadas, was perfectly competent to
repel. But the ravages of famine were not so easily dealt with. After the
blockade had lasted some time, provisions began to fail; so that Klearchus, strict
and harsh, even under ordinary circumstances, became inexorable and oppressive,
from exclusive anxiety for the subsistence of his soldiers; and even locked up
the stock of food while the population of the town were dying of hunger around
him. Seeing that his only hope was from external relief he sallied forth from
the city to entreat aid from Pharnabazus; and to get together, if possible, a fleet
for some aggressive operation that might divert the attention of the besiegers.
He left the defence to Koeratadas and Helixus, in full confidence that the
Byzantines were too much compromised by their revolt from Athens to venture to
desert Sparta, whatever might be their suffering. But the favorable terms
recently granted to Chalcedon, coupled with the severe and increasing famine,
induced Kydon and a Byzantine party to open the gates by night, and admit Alcibiades
with the Athenians into the wide interior square called the Thrakion. Helixus
and Koeratadas, apprized of this attack only when the enemy had actually got
possession of the town on all sides, vainly attempted resistance, and were
compelled to surrender at discretion: they were sent as prisoners to Athens,
where Koeratadas contrived to escape during the confusion of the landing at Piraeus.
Favorable terms were granted to the town, which was replaced in its position of
a dependent ally of Athens, and probably had to pay up its arrears of tribute
in the same manner as Chalcedon.
So slow was the process of siege in ancient times, that the reduction of
Chalcedon and Byzantium occupied nearly the whole year; the latter place
surrendering about the beginning of winter. Both of them, however, were
acquisitions of capital importance to Athens, making her again undisputed
mistress of the Bosphorus, and insuring to her two valuable tributary allies.
Nor was this all the improvement which the summer had operated in her position.
The accommodation just concluded with Pharnabazus was also a step of great
value, and still greater promise. It was plain that the satrap had grown weary
of bearing all the brunt of the war for the benefit of the Peloponnesians, and
that he was well disposed to assist the Athenians in coming to terms with the
Great King. The mere withdrawal of his hearty support from Sparta, even if
nothing else followed from it, was of immense moment to Athens; and thus much
was really achieved. The envoys, five Athenians and two Argeians,—all,
probably, sent for from Athens, which accounts for some delay,—were directed,
after the siege of Chalcedon, to meet Pharnabazus at Cyzicus. Some
Lacedaemonian envoys; and even the Syracusan Hermokrates, who had been
condemned and banished by sentence at home, took advantage of the same escort,
and all proceeded on their journey upward to Susa. Their progress was arrested,
during the extreme severity of the winter, at Gordium in Phrygia; and it was
while pursuing their track into the interior at the opening of spring, that
they met the young prince Cyrus, son of king Darius, coming down in person to
govern an important part of Asia Manor. Some Lacedaemonian envoys, Boeotius and
others, were travelling down along with him, after having fulfilled their mission
at the Persian court.
CHAPTER LXIV.
FROM THE ARRIVAL OF CYRUS THE YOUNGER IN ASIA MINOR,
DOWN TO THE BATTLE OF ARGINUSAE.
The advent of Cyrus, commonly known as Cyrus the younger, into Asia
Minor, was an event of the greatest importance, opening what may be called the
last phase in the Peloponnesian war.
He was the younger of the two sons of the Persian king Darius Nothus by
the cruel queen Parysatis, and was now sent down by his father as satrap of
Lydia, Phrygia the greater, and Cappadocia, as well as general of all that
military division of which the muster-place was Kastolus. His command did
not at this time comprise the Greek cities on the coast, which were still left
to Tissaphernes and Pharnabazus. But he nevertheless brought down with him a
strong interest in the Grecian war, and an intense anti-Athenian feeling, with
full authority from his father to carry it out into act. Whatever this young
man willed, he willed strongly; his bodily activity, rising superior to those
temptations of sensual indulgence which often enervated the Persian grandees,
provoked the admiration even of Spartans : and his energetic character was
combined with a certain measure of ability. Though he had not as yet conceived
that deliberate plan for mounting the Persian throne which afterwards absorbed
his whole mind, and was so near succeeding by the help of the Ten Thousand Greeks,
yet he seems to have had from the beginning the sentiment and ambition of a
king in prospect, not those of a satrap. He came down, well aware that Athens
was the efficient enemy by whom the pride of the Persian kings had been
humbled, the insular Greeks kept out of the sight of a Persian ship, and even
the continental Greeks on the coast practically emancipated, for the last sixty
years. He therefore brought down with him a strenuous desire to put down the
Athenian power, very different from the treacherous balancing of Tissaphernes,
and much more formidable even than the straightforward enmity of Pharnabazus,
who had less money, less favor at court, and less of youthful ardor. Moreover,
Pharnabazus, after having heartily espoused the cause of the Peloponnesians for
the last three years, had now become weary of the allies whom he had so long
kept in pay. Instead of expelling Athenian influence from his coasts with
little difficulty, as he had expected to do, he found his satrapy plundered,
his revenues impaired or absorbed, and an Athenian fleet all-powerful in the
Propontis and Hellespont; while the Lacedaemonian fleet, which he had taken so
much pains to invite, was destroyed. Decidedly sick of the Peloponnesian cause,
he was even leaning towards Athens; and the envoys whom he was escorting to
Susa might perhaps have laid the foundation of an altered Persian policy in
Asia Minor, when the journey of Cyrus down to the coast overthrew all such
calculations. The young prince brought with him a fresh, hearty, and youthful
antipathy against Athens, a power inferior only to that of the Great King
himself, and an energetic determination to use it without reserve in insuring
victory to the Peloponnesians.
From the moment that Pharnabazus and the Athenian envoys met Cyrus,
their farther progress towards Susa became impossible. Boeotius, and the other
Lacedaemonian envoys travelling along with the young prince, made extravagant
boasts of having obtained all that they asked for at Susa; and Cyrus himself
announced his powers as unlimited in extent over the whole coast, all for the
purpose of prosecuting vigorous war in conjunction with the Lacedaemonians.
Pharnabazus, on hearing this intelligence, and seeing the Great King’s seal to
the words, “I send down Cyrus, as lord of all those who muster at Kastolus”,
not only refused to let the Athenian envoys proceed onward, but was even
obliged to obey the orders of the young prince, who insisted that they should
either be surrendered to him, or at least detained for some time in the
interior, in order that no information might be conveyed to Athens. The satrap
resisted the first of these requisitions, having pledged his word for their
safety; but he obeyed the second, detaining them in Cappadocia for no less than
three years, until Athens was prostrate and on the point of surrender, after
which he obtained permission from Cyrus to send them back to the sea-coast.
This arrival of Cyrus, overruling the treachery of Tissaphernes as well
as the weariness of Pharnabazus, and supplying the enemies of Athens with a
double flow of Persian gold at a moment when the stream would otherwise have
dried up, was a paramount item in that sum of causes which concurred to determine
the result of the war. But important as the event was in itself, it was rendered
still more important by the character of the Lacedaemonian admiral Lysander,
with whom the young prince first came into contact on reaching Sardis.
Lysander had come out to supersede Kratesippidas, about December, 408
B.C., or January, 407 B.C. He was the last, after Brasidas and Gylippus, of
that trio of eminent Spartans, from whom all the capital wounds of Athens
proceeded, during the course of this long war. He was born of poor parents, and
is even said to have been of that class called mothakes, being only enabled by
the aid of richer men to keep up his contribution to the public mess, and his
place in the constant drill and discipline. He was not only an excellent
officer, thoroughly competent to the duties of military command, but possessed
also great talents for intrigue, and for organizing a political party as well
as keeping up its disciplined movements. Though indifferent to the temptations either
of money or of pleasure, and willingly acquiescing in the poverty to which he
was born, he was altogether unscrupulous in the prosecution of ambitious
objects, either for his country or for himself. His family, poor as it was,
enjoyed a dignified position at Sparta, belonging to the gens of the Herakleidae,
not connected by any near relationship with the kings: moreover, his personal
reputation as a Spartan was excellent, since his observance of the rules of
discipline had been rigorous and exemplary. The habits of self-constraint thus
acquired, served him in good stead when it became necessary to his ambition to
court the favor of the great. His recklessness about falsehood and perjury is
illustrated by various current sayings ascribed to him; such as, that children
were to be taken in by means of dice; men, by means of oaths. A selfish ambition—for
promoting the power of his country not merely in connection with, but in
subservience to, his own—guided him from the beginning to the end of his
career. In this main quality, he agreed with Alcibiades; in reckless immorality
of means, he went even beyond him. He seems to have been cruel; an attribute
which formed no part of the usual character of Alcibiades. On the other hand,
the love of personal enjoyment, luxury, and ostentation, which counted for so
much in Alcibiades, was quite unknown to Lysander. The basis of his disposition
was Spartan, tending to merge appetite, ostentation, and expansion of mind, all
in the love of command and influence,—not Athenian, which tended to the
development of many and diversified impulses; ambition being one, but only one,
among the number.
Kratesippidas, the predecessor of Lysander, seems to have enjoyed the
maritime command for more than the usual yearly period, having superseded
Pasippidas during the middle of the year of the latter. But the maritime power
of Sparta was then so weak, having not yet recovered from the ruinous defeat at
Cyzicus, that he achieved little or nothing. We hear of him only as furthering,
for his own profit, a political revolution at Chios. Bribed by a party of Chian
exiles, he took possession of the acropolis, reinstated them in the island, and
aided them in deposing and expelling the party then in office, to the number of
six hundred. It is plain that this is not a question between democracy and
oligarchy, but between two oligarchical parties, the one of which succeeded in
purchasing the factious agency of the Spartan admiral. The exiles whom he expelled
took possession of Atarneus, a strong post belonging to the Chians on the
mainland opposite Lesbos. From hence they made war, as well as they could, upon
their rivals now in possession of the island, and also upon other parts of
Ionia; not without some success and profit, as will appear by their condition
about ten years afterwards
The practice of reconstituting the governments of the Asiatic cities,
thus begun by Kratesippidas, was extended and brought to a system by Lysander;
not indeed for private emolument, which he always despised, but in views of
ambition. Having departed from Peloponnesus with a squadron, he reinforced it
at Rhodes, and then sailed onward to Kos—an Athenian island, so that he could
only have touched there—and Miletus. He took up his final station at Ephesus,
the nearest point to Sardis, where Cyrus was expected to arrive; and while
awaiting his coming, augmented his fleet to the number of seventy triremes. As
soon as Cyrus reached Sardis, about April or May 407 B.C., Lysander went to pay
his court to him, along with some Lacedaemonian envoys, and found himself
welcomed with every mark of favor. Preferring bitter complaints against the
double-dealing of Tissaphernes,—whom they accused of having frustrated the
king’s orders, and sacrificed the interests of the empire, under the seductions
of Alcibiades,—they entreated Cyrus to adopt a new policy, and execute the stipulations
of the treaty, by lending the most vigorous aid to put down the common enemy.
Cyrus replied, that these were the express orders which he had received from
his father, and that he was prepared to fulfil them with all his might. He had
brought with him, he said, five hundred talents, which should be at once
devoted to the cause : if these were insufficient, he would resort to the
private funds which his father had given him; and if more still were needed, he
would coin into money the gold and silver throne on which he sat.
Lysander and the envoys returned the warmest thanks for these
magnificent promises, which were not likely to prove empty words from the lips
of a vehement youth like Cyrus. So sanguine were the hopes which they conceived
from his character and proclaimed sentiments, that they ventured to ask him to
restore the rate of pay to one full Attic drachma per head for the seamen;
which had been the rate promised by Tissaphernes through his envoys at Sparta,
when he first invited the Lacedaemonians across the Aegean, and when it was
doubtful whether they would come, but actually paid only for the first month,
and then reduced to half a drachma, furnished in practice with miserable
irregularity. As a motive for granting this increase of pay, Cyrus was assured
that it would determine the Athenian seamen to desert so largely, that the war
would sooner come to an end, and of course the expenditure also. But he refused
compliance, saying that the rate of pay had been fixed both by the king’s
express orders and by the terms of the treaty, so that he could not depart from
it. In this reply Lysander was forced to acquiesce. The envoys were treated
with distinction, and feasted at a banquet; after which Cyrus, drinking to the
health of Lysander, desired him to declare what favor he could do to gratify
him most. “To grant an additional obolus per head for each seaman’s pay”,
replied Lysander. Cyrus immediately complied, having personally bound himself
by his manner of putting the question. But the answer impressed him both with
astonishment and admiration; for he had expected that Lysander would ask some
favor or present for himself, judging him not only according to the analogy of
most Persians, but also of Astyochus and the officers of the Peloponnesian
armament at Miletus, whose corrupt subservience to Tissaphernes had probably
been made known to him. From such corruption, as well as from the mean
carelessness of Theramenes, the Spartan, respecting the condition of the
seamen, Lysander’s conduct stood out in pointed and honorable contrast.
The incident here described not only procured for the seamen of the
Peloponnesian fleet the daily pay of four oboli, instead of three, per man, but
also insured to Lysander himself a degree of esteem and confidence from Cyrus
which he knew well how to turn to accounts I have already remarked, in
reference to Perikles and Nikias, that an established reputation for personal
incorruptibility, rare as that quality was among Grecian leading politicians,
was among the most precious items in the capital stock of an ambitious man,
even if looked at only in regard to the durability of his own influence. If the
proof of such disinterestedness was of so much value in the eyes of the
Athenian people, yet more powerfully did it work upon the mind of Cyrus. With
his Persian and princely ideas of winning adherents by munificence, a man who
despised presents was a phenomenon commanding the higher sentiment of wonder
and respect. From this time forward he not only trusted Lysander with implicit
pecuniary confidence, but consulted him as to the prosecution of the war, and
even condescended to second his personal ambition to the detriment of this
object.
Returning from Sardis to Ephesus, after such unexampled success in his
interview with Cyrus, Lysander was enabled not only to make good to his fleet
the full arrear actually due, but also to pay them for a month in advance, at
the increased rate of four oboli per man; and to promise that high rate for the
future. A spirit of the highest satisfaction and confidence was diffused
through the armament. But the ships were in indifferent condition, having been
hastily and parsimoniously got up since the late defeat at Cyzicus.
Accordingly, Lysander employed his present affluence in putting them into
better order, procuring more complete tackle, and inviting picked crews. He
took another step pregnant with important results. Summoning to Ephesus a few
of the most leading and active men from each of the Asiatic cities, he
organized them into disciplined clubs, or factions, in correspondence with
himself. He instigated these clubs to the most vigorous prosecution of the war
against Athens, promising that, as soon as that war should be concluded, they
should be invested and maintained by Spartan influence in the government of
their respective cities. His newly established influence with Cyrus, and the
abundant supplies of which he was now master, added double force to an
invitation in itself but too seducing. And thus, while infusing increased ardor
into the joint warlike efforts of these cities, he at the same time procured
for himself an ubiquitous correspondence, such as no successor could manage,
rendering the continuance of his own command almost essential to success. The
fruits of his factious manoeuvres will be seen in the subsequent dekadarchies,
or oligarchies of Ten, after the complete subjugation of Athens.
While Lysander and Cyrus were thus restoring formidable efficacy to
their side of the contest, during the summer of 407 B.C., the victorious exile Alcibiades
had accomplished the important and delicate step of reentering his native city
for the first time. According to the accommodation with Pharnabazus, concluded
after the reduction of Chalcedon, the Athenian fleet was precluded from
assailing his satrapy, and was thus forced to seek subsistence elsewhere.
Byzantium and Selymbria, with contributions levied in Thrace, maintained them
for the winter : in the spring (407 B.C.), Alcibiades brought them again to
Samos; from whence he undertook an expedition against the coast of Karia,
levying contributions to the extent of one hundred talents. Thrasybulus, with
thirty triremes, went to attack Thrace, where he reduced Thasos, Abdera, and
all those towns which had revolted from Athens; Thasos being now in especial
distress from famine as well as from past seditions. A valuable contribution
for the support of the fleet was doubtless among the fruits of this success.
Thrasyllus at the same time conducted another division of the army home to
Athens, intended by Alcibiades as precursors of his own return.
Before Thrasyllus arrived, the people had already manifested their
favorable disposition towards Alcibiades by choosing him anew general of the
armament, along with Thrasybulus and Konon. Alcibiades was now tending homeward
from Samos with twenty triremes,
bringing with him all the contributions recently levied : he first stopped at
Paros, then visited the coast of Laconia, and lastly looked into the harbor of
Gytheion in Laconia, where, he had learned that thirty triremes were
preparing. The news which he received of
his reelection as general, strengthened by the pressing invitations and encouragements
of his friends, as well as by the recall
of his banished kinsmen at length determined him to sail to Athens. He reached
Piraeus on a marked day, the festival of the Plynteria, on the 25th of the
month Thargelion, about the end of May, 407 B.C. This was a day of melancholy
solemnity, accounted unpropitious for any action of importance. The statue of
the goddess Athene was stripped of all its ornaments, covered up from every
one’s gaze, and washed or cleansed under a mysterious ceremonial, by the holy
gens, called Praxiergidae. The goddess thus seemed to turn away her face, and
refuse to behold the returning exile. Such at least was the construction of his
enemies; and as the subsequent turn of events tended to bear them out, it has
been preserved; while the more auspicious counter-interpretation, doubtless
suggested by his friends, has been forgotten.
The most extravagant representations, of the pomp and splendor of this
return of Alcibiades to Athens, were given by some authors of antiquity,
especially by Duris of Samos, an author about two generations later. It was
said that he brought with him two hundred prow-ornaments belonging to captive
enemies’ ships, or, according to some, even the two hundred captured ships
themselves; that his trireme was ornamented with gilt and silvered shields, and
sailed by purple sails; that Kallippides, one of the most distinguished actors
of the day, performed the functions of keleustes, pronouncing the chant or word
of command to the rowers; that Chrysogonus, a flute-player, who had gained the
first prize at the Pythian games, was also on board playing the air of return.
All these details, invented with melancholy facility, to illustrate an ideal of
ostentation and insolence, are refuted by the more simple and credible
narrative of Xenophon. The reentry of Alcibiades was not merely unostentatious,
but even mistrustful and apprehensive. He had with him only twenty triremes;
and though encouraged, not merely by the assurances of his friends, but also by
the news that he had just been reelected general, he was, nevertheless, half
afraid to disembark, even at the instant when he made fast his ship to the quay
in Piraeus. A vast crowd had assembled there from the city and the port,
animated by curiosity, interest, and other emotions of every kind, to see him
arrive. But so little did he trust their sentiments that he hesitated at first
to step on shore and stood upon the deck looking about for his friends and
kinsmen. Presently, he saw Euryptolemus his cousin, and others, by whom he was
heartily welcomed, and in the midst of whom he landed. But they too were so apprehensive
of his numerous enemies, that they formed themselves into a sort of bodyguard,
to surround and protect him against any possible assault during his march from
Piraeus to Athens.
No protection, however, was required. Not merely did his enemies attempt
no violence against him, but they said nothing in opposition when he made his
defence before the senate and the public assembly. Protesting before the one as
well as the other, his innocence of the impiety laid to his charge, he
denounced bitterly the injustice of his enemies, and gently, but pathetically,
deplored the unkindness of the people. His friends all spoke warmly in the same
strain. So strenuous, and so pronounced, was the sentiment in his favor, both
of the senate and of the public assembly, that no one dared to address them in
the contrary sense. The sentence of condemnation passed against him was
cancelled; the Eumolpidae were directed to revoke the curse which they had
pronounced upon his head; the record of the sentence was destroyed, and the
plate of lead upon which the curse was engraven, thrown into the sea; his
confiscated property was restored; lastly; he was proclaimed general with full
powers, and allowed to prepare an expedition of one hundred triremes, fifteen
hundred hoplites from the regular muster-roll, and one hundred and fifty
horsemen. All this passed, by unopposed vote, amidst silence on the part of
enemies and acclamations from friends, amidst unmeasured promises of future
achievement from himself, and confident assurances, impressed by his friends on
willing hearers, that Alcibiades was the only man competent to restore the
empire and grandeur of Athens. The general expectation, which he and his
friends took every possible pains to excite, was, that his victorious career of
the last three years was a preparation for yet greater triumphs during the
next. We may be satisfied, when we advert to the apprehensions of Alcibiades on
entering the Piraeus, and to the body-guard organized by his friends, that this
overwhelming and uncontradicted triumph greatly surpassed the anticipations of
both. It intoxicated him, and led him to make light of enemies whom only just
before he had so much dreaded. This mistake, together with the carelessness and
insolence arising out of what seemed to be an unbounded ascendency, proved the
cause of his future ruin. But the truth is, that these enemies, however they
might remain silent, had not ceased to be formidable. Alcibiades had now been
eight years in exile, from about August 415 B.C. to May 407 B.C. Now absence
was in many ways a good thing for his reputation, since his overbearing private
demeanor had been kept out of sight, and his impieties partially forgotten.
There was even a disposition among the majority to accept his own explicit
denial of the fact laid to his charge, and to dwell chiefly upon the unworthy
manoeuvres of his enemies in resisting his demand for instant trial immediately
after the accusation was broached, in order that they might calumniate him
during his absence. He was characterized as a patriot animated by the noblest
motives, who had brought both first-rate endowments and large private wealth to
the service of the commonwealth, but had been ruined by a conspiracy of corrupt
and worthless speakers, every way inferior to him; men, whose only chance of success
with the people arose from expelling those who were better than themselves,
while he, Alcibiades, far from having any interest adverse to the democracy,
was the natural and worthy favorite of a democratical people. So far as the old
causes of unpopularity were concerned, therefore, time and absence had done much
to weaken their effect, and to assist his friends in countervailing them by
pointing to the treacherous political manoeuvres employed against him.
But if the old causes of unpopularity had thus, comparatively speaking,
passed out of sight, others had since arisen, of a graver and more ineffaceable
character. His vindictive hostility to his country had been not merely
ostentatiously proclaimed, but actively manifested, by stabs but too
effectively aimed at her vitals. The sending of Gylippus to Syracuse, the
fortification of Dekeleia, the revolts of Chios and Miletus, the first
origination of the conspiracy of the Four Hundred, had all been emphatically the
measures of Alcibiades. Even for these, the enthusiasm of the moment attempted
some excuse, it was affirmed that he had never ceased to love his country, in
spite of her wrongs towards him, and that he had been compelled by the
necessities of exile to serve men whom he detested, at the daily risk of his
life. But such pretences could not
really impose upon any one. The treason of Alcibiades during the period of his exile
remained indefensible as well as undeniable, and would have been more than
sufficient as a theme for his enemies, had their tongues been free. But his
position was one altogether singular: having first inflicted on his country
immense mischief, he had since rendered her valuable service, and promised to
render still more. It is true, that the subsequent service was by no means
adequate to the previous mischief: nor had it indeed been rendered exclusively
by him, since the victories of Abydos and Cyzicus belong not less to Theramenes and
Thrasybulus than to Alcibiades : moreover, the peculiar present or capital
which he had promised to bring with him,—Persian alliance and pay to Athens,—had
proved a complete delusion. Still, the Athenian arms had been eminently
successful since his junction, and we may see that not merely common report,
but even good judges, such as Thucydides, ascribed this result to his superior
energy and management.
Without touching upon these particulars, it is, impossible fully to
comprehend the very peculiar position of this returning exile before the
Athenian people in the summer of 407 B.C. The more distant past exhibited him
as among the worst of criminals; the recent past, as a valuable servant and
patriot: the future promised continuance in this last character, so far as
there were any positive indications to judge by. Now this was a case in which
discussion and recrimination could not possibly answer any useful purpose.
There was every reason for reappointing Alcibiades to his command; but this
could only be done under prohibition of censure on his past crimes, and
provisional acceptance of his subsequent good deeds, as justifying the hope of
yet better deeds to come. The popular instinct felt this situation perfectly,
and imposed absolute silence on his enemies. We are not to infer from hence
that the people had forgotten the past deeds of Alcibiades, or that they
entertained for him nothing but unqualified confidence and admiration. In their
present very justifiable sentiment of hopefulness, they determined that he
should have full scope for prosecuting his new and better career, if he chose;
and that his enemies should be precluded from reviving the mention of an
irreparable past, so as to shut the door against him. But what was thus
interdicted to men’s lips as unseasonable, was not effaced from their
recollections; nor were the enemies, though silenced for the moment, rendered
powerless for the future. All this train of combustible matter lay quiescent,
ready to be fired by any future misconduct or negligence, perhaps even by
blameless ill-success, on the part of Alcibiades.
At a juncture when so much depended upon his future behavior, he showed,
as we shall see presently, that he completely misinterpreted the temper of the
people. Intoxicated by the unexpected triumph of his reception, according to
that fatal susceptibility so common among distinguished Greeks, he forgot his
own past history, and fancied that the people had forgotten and forgiven it
also; construing their studied and well-advised silence into a proof of
oblivion. He conceived himself in assured possession of public confidence, and
looked upon his numerous enemies as if they no longer existed, because they
were not allowed to speak at a most unseasonable hour. Without doubt, his
exultation was shared by his friends, and this sense of false security proved
his future ruin.
Two colleagues, recommended by Alcibiades himself, Adeimantus and
Aristokrates, were named by the people as generals of the hoplites to go out
with him, in case of operations ashore. In less than three months, his armament
was ready; but he designedly deferred his departure until that day of the month
Boedromion, about the beginning of September, when the Eleusinian mysteries
were celebrated, and when the solemn processional march of the crowd of
communicants was wont to take place, along the Sacred Way from Athens to
Eleusis. For seven successive years, ever since the establishment of Agis at
Dekeleia, this march had been of necessity discontinued, and the procession had
been transported by sea, to the omission of many of the ceremonial details. Alcibiades,
on this occasion, caused the land-march to be renewed, in full pomp and
solemnity; assembling all his troops in arms to protect, in case any attack
should be made from Dekeleia. No such attack was hazarded; so that he had the
satisfaction of reviving the full regularity of this illustrious scene, and
escorting the numerous communicants out and home, without the smallest
interruption; an exploit gratifying to the religious feelings of the people,
and imparting an acceptable sense of undiminished Athenian power; while in
reference to his own reputation, it was especially politic, as serving to make
his peace with the Eumolpidae and the Two Goddesses, on whose account he had
been condemned.
Immediately after the mysteries, he departed with his armament. It
appears that Agis at Dekeleia, though he had not chosen to come out and attack Alcibiades
when posted to guard the Eleusinian procession, had nevertheless felt
humiliated by the defiance offered to him. He shortly afterwards took advantage
of the departure of this large force, to summon reinforcements from
Peloponnesus and Boeotia, and attempt to surprise the walls of Athens on a dark
night. If he expected any connivance within, the plot miscarried; alarm was
given in time, and the eldest and youngest hoplites were found at their posts
to defend the walls. The assailants — said to have amounted to twenty-eight
thousand men, of whom half were hoplites, with twelve hundred cavalry, nine
hundred of them Boeotians — were seen on the ensuing day close under the walls
of the city, which were amply manned with the full remaining strength of
Athens. In an obstinate cavalry battle which ensued, the Athenians gained the
advantage even over the Boeotians. Agis encamped the next night in the garden
of Akademus; again on the morrow he drew up his troops and offered battle to
the Athenians, who are affirmed to have gone forth in order of battle, but to
have kept under the protection of the missiles from the walls, so that Agis did
not dare to attack tkem. We may well doubt whether the Athenians went out at
all, since they had been for years accustomed to regard themselves as inferior
to the Peloponnesians in the field. Agis now withdrew, satisfied apparently
with having offered battle, so as to efface the affront which he had received
from the march of the Eleusinian communicants in defiance of his neighborhood.
The first exploit of Alcibiades was to proceed to Andros, now under a
Lacedaemonian harmost and garrison. Landing on the island, he plundered the
fields, defeated both the native troops and the Lacedaemonians, and forced them
to shut themselves up within the town; which he besieged for some days without
avail, and then proceeded onward to Samos, leaving Konon in a fortified post,
with twenty ships, to prosecute the siege. At Samos, he first ascertained the
state of the Peloponnesian fleet at Ephesus, the influence acquired by Lysander
over Cyrus, the strong anti-Athenian dispositions of the young prince, and the
ample rate of pay, put down even in advance, of which the Peloponnesian seamen
were now in actual receipt. He now first became convinced of the failure of
those hopes which he had conceived, not without good reason, in the preceding
year,—and of which he had doubtless boasted at Athens, —that the alliance of
Persia might be neutralized at least, if not won over, through the envoys
escorted to Susa by Pharnabazus. It was in vain that he prevailed upon
Tissaphernes to mediate with Cyrus, to introduce to him some Athenian envoys,
and to inculcate upon him his own views of the true interests of Persia; that
is, that the war should be fed and protracted so as to wear out both the
Grecian belligerent parties, each by means of the other. Such a policy, uncongenial
at all times to the vehement temper of Cyrus, had become yet more repugnant to
him since his intercourse with Lysander. He would not consent even to see the
envoys, nor was he probably displeased to put a slight upon a neighbor and
rival satrap. Deep was the despondency among the Athenians at Samos, when
painfully convinced that all hopes from Persia must be abandoned for themselves;
and farther, that Persian pay was both more ample and better assured, to their
enemies, than ever it had been before.
Lysander had at Ephesus a fleet of ninety triremes, which he employed
himself in repairing and augmenting, being still inferior in number to the
Athenians. In vain did Alcibiades attempt to provoke him out to a general action.
This was much to the interest of the Athenians, apart from their superiority of
number, since they were badly provided with money, and obliged to levy contributions
wherever they could: but Lysander was resolved not to fight unless he could do
so with advantage, and Cyrus, not afraid of sustaining the protracted expense
of the war, had even enjoined upon him this cautious policy, with additional
hopes of a Phoenician fleet to his aid, which in his mouth was not intended to
delude, as it had been by Tissaphernes. Unable to bring about a general battle,
and having no immediate or capital enterprise to constrain his attention, Alcibiades
became careless, and abandoned himself partly to the love of pleasure, partly
to reckless predatory enterprises for the purpose of getting money to pay his
army. Thrasybulus had come from his post on the Hellespont, and was now engaged
in fortifying Phocaea, probably for the purpose of establishing a post, to be
enabled to pillage the interior. Here he was joined by Alcibiades, who sailed
across with a squadron, leaving his main fleet at Samos. He left it under the
command of his favorite pilot Antiochus, but with express orders on no account
to fight until his return.
While employed in this visit to Phocaea and Klazomenae, Alcibiades, perhaps
hard-pressed for money, conceived the unwarrantable project of enriching his
men by the plunder of the neighboring territory of Kyme, an allied dependency
of Athens. Landing on this territory unexpectedly, after fabricating some
frivolous calumnies against the Kymaeans, he at first seized much property and
a considerable number of prisoners. But the inhabitants assembled in arms,
bravely defended their possessions, and repelled his men to their ships;
recovering the plundered property, and lodging it in safety within their walls.
Stung with this miscarriage, Alcibiades sent for a reinforcement of hoplites
from Mitylene, and marched up to the walls of Kyme, where he in vain challenged
the citizens to come forth and fight. He then ravaged the territory at
pleasure: nor had the Kymaeans any other resource, except to send envoys to
Athens, to complain of so gross an outrage, inflicted by the Athenian general
upon an unoffending Athenian dependency.
This was a grave charge, nor was it the only charge which Alcibiades had
to meet at Athens. During his absence at Phocaea and Kyme, Antiochus the pilot,
whom he had left in command, disobeying the express order pronounced against
fighting a battle, first sailed across from Samos to Notium, the harbor of
Kolophon, and from thence to the mouth of the harbor of Ephesus, where the
Peloponnesian fleet lay. Entering that harbor with his own ship and another, he
passed close in front of the prows of the Peloponnesian triremes, insulting
them scornfully and defying them to combat. Lysander detached some ships to
pursue him, and an action gradually ensued, which was exactly that which
Antiochus desired. But the Athenian ships were all in disorder, and came
into battle as each of them separately could; while the Peloponnesian fleet was
well marshalled and kept in hand; so that the battle was all to the advantage
of the latter. Though Athenians, compelled to take flight, were pursued to
Notium, losing fifteen triremes, several along with their full crews. Antiochus
himself was slain. Before retiring to Ephesus, Lysander had the satisfaction of
erecting his trophy on the shore of Notium; while the Athenian fleet was carried
back to its station at Samos.
It was in vain that Alcibiades, hastening back to Samos, mustered the
entire Athenian fleet, sailed to the mouth of the harbor of Ephesus, and there
ranged his ships in battle order, challenging the enemy to come forth. Lysander
would give him no opportunity of wiping out the late dishonor. And as an
additional mortification to Athens, the Lacedaemonians shortly afterwards captured
both Teos and Delphinium; the latter being a fortified post which the Athenians
had held for the last three years in the island of Chios.
Even before the battle of Notium, it appears that complaints and
dissatisfactions had been growing up in the armament against Alcibiades. He had
gone out with a splendid force, not inferior, in number of triremes and hoplites,
to that which he had conducted against Sicily, and under large promises, both
from himself and his friends, of achievements to come. Yet in a space of time
which can hardly have been less than three months, not a single success had
been accomplished; while on the other side there was to be reckoned the
disappointment on the score of Persia, which had great effect on the temper of
the armament, and which, though not his fault, was contrary to expectations
which he had held out, the disgraceful plunder of Kyme, and the defeat at
Notium. It was true that Alcibiades had given peremptory orders to Antiochus
not to fight, and that the battle had been hazarded in flagrant disobedience to
his injunctions. But this circumstance only raised new matter for
dissatisfaction of a grave character. If Antiochus had been disobedient,—if,
besides disobedience, he had displayed a childish vanity and an utter neglect
of all military precautions,—who was it that had chosen him for deputy; and
that too against all Athenian precedent, putting the pilot, a paid officer of
the ship, over the heads of the trierarchs who paid their pilots, and served at
their own cost? It was Alcibiades who placed Antiochus in this grave and
responsible situation, a personal favorite, an excellent convivial companion,
but destitute of all qualities befitting a commander. And this turned attention
on another point of the character of Alcibiades, his habits of excessive
self-indulgence and dissipation. The loud murmurs of the camp charged him with
neglecting the interests of the service for enjoyments with jovial parties and
Ionian women, and with admitting to his confidence those who best contributed
to the amusement of these chosen hours.
It was in the camp at Samos that this general indignation against Alcibiades
first arose, and was from thence transmitted formally to Athens, by the mouth
of Thrasybulus son of Thrason, not the eminent Thrasybulus, son of Lykus, who
has been already often spoken of in this history, and will be so again. There
came at the same time to Athens the complaints from Kyme, against the
unprovoked aggression and plunder of that place by Alcibiades; and seemingly complaints
from other places besides. It was even urged as accusation against him,
that he was in guilty collusion to betray the fleet to Pharnabazus and the
Lacedaemonians, and that, he had already provided three strong forts in the
Chersonese to retire to, as soon as this scheme should be ripe for execution.
Such grave and wide-spread accusations, coupled with the disaster at
Notium, and the complete disappointment of all the promises of success, were
more than sufficient to alter the sentiments of the people of Athens towards Alcibiades.
He had no character to fall back upon; or rather he had a character worse than
none, such as to render, the most criminal imputations of treason not
intrinsically improbable. The comments of his enemies, which had been forcibly
excluded from public discussion during his summer visit to Athens, were now
again set free; and all the adverse recollections of his past life doubtless
revived. The people had refused to listen to these, in order that he might have
a fair trial, and might verify the title, claimed for him by his friends, to be
judged only, by his subsequent exploits, achieved since the year 411 B.C. He
had now had his trial; he had been found wanting; and the popular confidence,
which had been provisionally granted to him, was accordingly withdrawn.
It is not just to represent the Athenian people, however Plutarch and
Cornelius Nepos may set before us this picture, as having indulged an extravagant
and unmeasured confidence in Alcibiades in the month of July, demanding of him
more than man could perform, and as afterwards in the month of December
passing, with childish abruptness, from confidence into wrathful displeasure,
because their own impossible expectations were not already realized. That the people
entertained large expectations, from so very considerable an armament, cannot
be doubted: the largest of all, probably, as in the instance of the Sicilian expedition,
were those entertained by Alcibiades himself, and promulgated by his friends.
But we are not called upon to determine what the people would have done, had Alcibiades,
after performing all the duties of a faithful, skilful, and enterprising
commander, nevertheless failed, from obstacles beyond his own control, in
realizing their hopes and his own promises. No such case occurred: that which
did occur was materially different. Besides the absence of grand successes, he
had farther been negligent and reckless in his primary duties; he had exposed
the Athenian arms to defeat, by his disgraceful selection of an unworthy
lieutenant; he had violated the territory and property of an allied dependency,
at a moment when Athens had a paramount interest in cultivating by every means
the attachment of her remaining allies. The truth is, as I have before
remarked, that he had really been spoiled by the intoxicating reception given
to him so unexpectedly in the city. He had mistaken a hopeful public,
determined, even by forced silence as to the past, to give him the full benefit
of a meritorious future, but requiring as condition from him, that that future
should really be meritorious, for a public of assured admirers, whose favor he
had already earned and might consider as his own. He became an altered man
after that visit, like Miltiades after the battle of Marathon; or, rather, the
impulses of a character essentially dissolute and insolent, broke loose from
that restraint under which they had before been partially controlled. At the
time of the battle of Cyzicus, when Alcibiades was laboring to regain the favor
of his injured countrymen, and was yet uncertain whether he should succeed, he
would not have committed the fault of quitting his fleet and leaving it under
the command of a lieutenant like Antiochus. If, therefore, Athenian sentiment
towards Alcibiades underwent an entire change during the autumn of 407 B.C.,
this was in consequence of an alteration in his character and behavior; an
alteration for the worse, just at the crisis when everything turned upon his
good conduct, and upon his deserving at least, if he could not command success.
We may, indeed, observe that the faults of Nikias before Syracuse, and
in reference to the coming of Gylippus, were far graver and more mischievous
than those of Alcibiades during this turning season of his career, and the
disappointment of antecedent hopes at least equal. Yet while, these faults and
disappointment brought about the dismissal and disgrace of Alcibiades, they did
not induce the Athenians to dismiss Nikias, though himself desiring it, nor even
prevent them from sending him a second armament to be ruined along with the first.
The contrast is most instructive, as demonstrating upon what points durable
esteem in Athens turned; how long the most melancholy public, incompetency
could remain overlooked, when covered by piety, decorum, good intentions, and
high station; how short-lived was the ascendency of a man far superior in
ability and energy, besides an equal station, when his moral qualities and
antecedent life were such as to provoke fear and hatred in many, esteem from
none. Yet, on the whole, Nikias, looking at him as a public servant, was far more
destructive to his country than Alcibiades. The mischief done to Athens by the
latter was done in the avowed service of her enemies.
On hearing the news of the defeat of Notium and the accumulated
complaints against Alcibiades, the Athenians simply voted that he should be dismissed
from his command; naming ten new generals to replace him. He was not brought to
trial, nor do we know whether any such step was proposed. Tet his proceedings
at Kyme, if they happened as we read them, richly deserved judicial
animadversion; and the people, had they so dealt with him, would only have
acted up to the estimable function ascribed to them by the oligarchical Phrynichus,
“of serving as refuge to their dependent allies, and chastising the high-handed
oppressions of the optimates against them”. In the perilous position of Athens,
however, with reference to the foreign war, such a political trial would have
been productive of much dissension and mischief. And Alcibiades avoided the
question by not coming to Athens. As soon as he heard of his dismissal, he retired
immediately from the army to his own fortified posts on the Chersonese.
The ten new generals named were Konon, Diomedon, Leon, Perikles,
Erasinides, Aristokrates, Archestratus, Protomachus, Thrasyllus, Aristogenes.
Of these, Konon was directed to proceed forthwith from Andros with the twenty
ships which he had there, to receive the fleet from Alcibiades ; while
Phanosthenes proceeded with four triremes to replace Konon at Andros.
In his way thither, Phanosthenes fell in with Dorieus the Rhodian and
two Thurian triremes, which he captured, with every man aboard. The captives
were sent to Athens, where all were placed in custody, in case of future
exchange, except Dorieus himself. The latter had been condemned to death, and
banished from his native city of Rhodes, together with his kindred, probably on
the score of political disaffection, at the time when Rhodes was a member of
the Athenian alliance. Having since then become a citizen of Thurii, he had
served with distinction in the fleet of Mindarus, both at Miletus and the
Hellespont. The Athenians now had so much compassion upon him that they
released him at once and unconditionally, without even demanding a ransom or an
equivalent. By what particular circumstance their compassion was determined,
forming a pleasing exception to the melancholy habits which pervaded Grecian
war fare in both belligerents, we should never have learned from the meagre
narrative of Xenophon. But we ascertain from other sources, that Dorieus, the
son of Diagoras of Rhodes, was illustrious beyond all other Greeks for his
victories in the pankration at the Olympic, Isthmian, and Nemean festivals;
that he had gained the first prize at three Olympic festivals in succession, of
which Olympiad 88, or 428 B.C. was the second, a distinction altogether without
precedent, besides eight Isthmian and seven Nemean prizes; that his father
Diagoras, his brothers, and his cousins, were all celebrated as successful
athletes; lastly, that the family were illustrious from old date in their
native island of Rhodes, and were even descended from the Messenian hero
Aristomenes. When the Athenians saw before them as their prisoner a man
doubtless of magnificent stature and presence, as we may conclude from his
athletic success, and surrounded by such a halo of glory, impressive in the
highest degree to Grecian imagination, the feelings and usages of war were at
once overruled. Though Dorieus had been
one of their most vehement enemies, they could not bear either to touch his
person, or to exact from him any condition. Released by them on this occasion,
he lived to be put to death, about thirteen years afterwards, by the
Lacedaemonians.
When Konon reached Samos to take the command, he found the armament in a
state of great despondency; not merely from the dishonorable affair of Notium,
but also from disappointed hopes connected with Alcibiades, and from
difficulties in procuring regular pay. So painfully was the last inconvenience
felt, that the first measure of Konon was to contract the numbers of the
armament from above one hundred triremes to seventy; and to reserve for the
diminished fleet all the ablest seamen of the larger. With this fleet, he and
his colleagues roved about the enemies’ coasts to collect plunder and pay.
Apparently about the same time that Konon superseded Alcibiades, that
is, about December 407 B.C. or January 406 B.C., the year of Lysander’s command
expired, and Kallikratidas arrived from Sparta to replace him. His arrival was
received with undisguised dissatisfaction by the leading Lacedaemonians in the
armament, by the chiefs in the Asiatic cities, and by Cyrus. Now was felt the
full influence of those factious correspondences and intrigues which Lysander
had established with all of them, for indirectly working out the perpetuity of
his own command. While loud complaints were heard of the impolicy of Sparta, in
annually changing her admiral, both Cyrus and the rest concurred with Lysander
in throwing difficulties in the way of the new successor.
Kallikratidas, unfortunately only shown by the Fates, and not suffered
to continue in the Grecian world, was one of the noblest characters of his age.
Besides perfect courage, energy, and incorruptibility, he was distinguished for
two qualities, both of them very rare among eminent Greeks; entire
straightforwardness of dealing, and a Pan-Hellenic patriotism alike comprehensive,
exalted, and merciful. Lysander handed over to him nothing but an empty purse;
having repaid to Cyrus all the money remaining in his possession, under
pretence that it had been confided to himself personally. Moreover, on
delivering up the fleet to Kallikratidas at Ephesus, he made boast of
delivering to him at the same time the mastery of the sea, through the victory
recently gained at Notium. “Conduct the fleet from Ephesus along the coast of
Samos, passing by the Athenian station (replied Kallikratidas), and give it up
to me at Miletus : I shall then believe in your mastery of the sea”. Lysander
had nothing else to say, except that he should give himself no farther trouble,
tow that his command had been transferred to another.
Kallikratidas soon found that the leading Lacedaemonians in the fleet,
gained over to the interests of his predecessor, openly murmured at his
arrival, and secretly obstructed all his measures; upon which he summoned them
together, and said: “I, for my part, am quite content to remain at home; and if
Lysander, or any one else, pretends to be a better admiral than I am, I have
nothing to say against it. But sent here as I am by the authorities at Sparta
to command the fleet, I have no choice except to execute their orders in the
best way that I can. You now know how far my ambition reaches; you know also
the murmurs which are abroad against our common city (for her frequent change
of admirals). Look to it, and give me your opinion. Shall I stay where I am, or
shall I go home, and communicate what has happened here?”
This remonstrance, alike pointed and dignified, produced its full
effect. Every one replied, that it was his duty to stay and undertake the
command. The murmurs and cabals were from that moment discontinued.
His next embarrassments arose from the manoeuvre of Lysander in paying
back to Cyrus all the funds from whence the continuous pay of the army was
derived. Of course this step was admirably calculated to make, every one regret
the alteration of command. Kallikratidas, who had been sent out without funds,
in full reliance on the unexhausted supply from Sardis, now found himself
compelled to go thither in person and solicit a renewal of the bounty. But
Cyrus, eager to manifest in every way his partiality for the last admiral,
deferred receiving him, first for two days, then for a farther interval, until
the patience of Kallikratidas was wearied out, so that he left Sardis in
disgust without an interview. So intolerable to his feelings was the
humiliation of thus begging at the palace gates, that he bitterly deplored
those miserable dissensions among the Greeks which constrained both parties to
truckle to the foreigner for money; swearing that, if he survived the year’s
campaign, he would use every possible effort to bring about an accommodation
between Athens and Sparta.
In the meantime, he put forth all his energy to obtain money in some
other way, and thus get the fleet to sea; knowing well, that the way to overcome
the reluctance of Cyrus was, to show that he could do without him. Sailing
first from Ephesus to Miletus, he despatched from thence a small squadron to
Sparta, disclosing his unexpected poverty, and asking for speedy pecuniary aid.
In the meantime he convoked an assembly of the Milesians, communicated to them
the mission just sent to Sparta, and asked from them a temporary supply until
this money should arrive. He reminded them that the necessity of this demand
sprang altogether from the manoeuvre of Lysander, in paying back the funds in
his hands; that he had already in vain applied to Cyrus for farther money,
meeting only with such insulting neglect as could no longer be endured: that
they, the Milesians, dwelling amidst the Persians, and having already
experienced the maximum of ill-usage at their hands, ought now to be foremost
in the war, and to set an example of zeal to the other allies, in order to get
clear the sooner from dependence upon such imperious taskmasters. He promised
that, when the remittance from Sparta and the hour of success should arrive, he
would richly requite their forwardness. “Let us, with the aid of the gods, show
these foreigners (he concluded) that we can punish our enemies without
worshipping them”.
The spectacle of this generous patriot, straggling against a degrading
dependence on the foreigner, which was now becoming unhappily familiar to the
leading Greeks of both sides, excites our warm sympathy and admiration. We may
add, that his language to the Milesians, reminding them of the misery which
they had endured from the Persians as a motive to exertion in the war, is full
of instruction as to the new situation opened for the Asiatic Greeks since the breaking-up
of the Athenian power. No such evils had they suffered while Athens was
competent to protect them, and while they were willing to receive protection
from her, during the interval of more than fifty years between the complete
organization of the confederacy of Delos and the disaster of Nikias before
Syracuse.
The single-hearted energy of Kallikratidas imposed upon all who heard
him, and even inspired so much alarm to those leading Milesians who were playing
underhand the game of Lysander, that they were the first to propose a large
grant of money towards the war, and to offer considerable sums from their own
purses; an example probably soon followed by other allied cities. Some of the
friends of Lysander tried to couple their offers with conditions; demanding a
warrant for the destruction of their political enemies, and hoping thus to
compromise the new admiral. But he strenuously refused all such guilty compliances.
He was soon able to collect at Miletus fifty fresh triremes in addition to
those left by Lysander, making a fleet of one hundred and forty sail in all.
The Chians having furnished him with an outfit of five drachmas for each
seaman, equal to ten days’ pay at the usual rate, he sailed with the whole
fleet northward towards Lesbos. Of this numerous fleet, the greatest which had
yet been assembled throughout the war, only ten triremes were Lacedaemonian; while a considerable proportion, and among the
best equipped, were Boeotian and Euboean. In his voyage towards Lesbos,
Kallikratidas seems to have made himself master of Phocaea and Kyme, perhaps
with the greater facility in consequence of the recent ill-treatment of the
Kymaeans by Alcibiades. He then sailed to attack Methymna, on the northern
coast of Lesbos; a town not only strongly attached to the Athenians, but also
defended by an Athenian garrison. Though at first repulsed, he renewed his
attacks until at length he took the town by storm. The property in it was all
plundered by the soldiers, and the slaves collected and sold for their benefit.
It was farther demanded by the allies, and expected pursuant to ordinary custom,
that the Methymnaean and Athenian prisoners should be sold also. But
Kallikratidas peremptorily refused compliance, and set them all free the next
day; declaring that, so long as he was in command, not a single free Greek
should be reduced to slavery if he could prevent it.
No one, who has not familiarized himself with the details of Grecian
warfare, can feel the full grandeur and sublimity of this proceeding, which
stands, so far as I know, unparalleled in Grecian history. It is not merely
that the prisoners were spared and set free; as to this point, analogous cases
may be found, though not very frequent. It is, that this particular act of
generosity was performed in the name and for the recommendation of Pan-Hellenic
brotherhood and Pan-Hellenic independence of the foreigner: comprehensive
principle, announced by Kallikratidas on previous occasions as well as on this,
but now carried into practice tinder emphatic circumstances, and coupled with
an explicit declaration of his resolution to abide by it in all future cases.
It is, lastly, that the step was taken in resistance to formal requisition on
the part of his allies, whom he had very imperfect means either of paying or
controlling, and whom therefore it was so much the more hazardous for him to
offend. There cannot be any doubt that these allies felt personally wronged and
indignant at the loss, as well as confounded with the proposition of a rule of
duty so new, as respected the relations of belligerents in Greece; against
which too, let us add, their murmurs would not be without some foundation: “If
we should come to be Konon’s prisoners, he will not treat us in this manner”.
Reciprocity of dealing is absolutely essential to constant moral observance,
either public or private; and doubtless Kallikratidas felt a well-grounded confidence,
that two or three conspicuous examples would sensibly modify the future
practice on both sides. But some one must begin by setting such examples, and
the man who does begin—having a position which gives reasonable chance that
others will follow—is the hero. An admiral like Lysander would not only
sympathize heartily with the complaints of the allies, but also condemn the
proceeding as a dereliction of duty to Sparta; even men better than Lysander
would at first look coldly on it as a sort of Quixotism, in doubt whether the
example would be copied, while the Spartan ephors, though probably tolerating
it because they interfered very sparingly with their admirals afloat, would
certainly have little sympathy with the feelings in which it originated. So
much the rather is Kallikratidas to be admired, as bringing out with him not only
a Pan-Hellenic patriotism, rare either at Athens or Sparta, but also a force of
individual character and conscience yet rarer, enabling him to brave
unpopularity and break through routine, in the attempt to make that patriotism
fruitful and operative in practice. In his career, so sadly and prematurely
closed, there was at least this circumstance to be envied; that the capture of
Methymna afforded him the opportunity, which he greedily seized, as if he had
known that it would be the last, of putting in act and evidence the full
aspirations of his magnanimous soul.
Kallikratidas sent word by the released prisoners to Konon, that he
would presently put an end to his adulterous intercourse with the sea; which he
now considered as his wife, and lawfully appertaining to him, having one
hundred and forty triremes against the seventy triremes of Konon. That admiral,
in spite of his inferior numbers, had advanced near to Methymna, to try and
relieve it; but finding the place already captured, had retired to the islands
called Hekatonnesoi, off the continent bearing northeast from Lesbos. Thither he
was followed by Kallikratidas, who, leaving Methymna at night, found him
quitting his moorings at break of day, and immediately made all sail to try and
cut him off from the southerly course towards Samos. But Konon, having
diminished the number of his triremes from one hundred to seventy, had been
able to preserve all the best rowers, so that in speed he outran Kallikratidas
and entered first the harbor of Mitylene. His pursuers, however, were close
behind, and even got into the harbor along with him, before it could be closed
and put in a state of defence. Constrained to fight a battle at its entrance,
he was completely defeated; thirty of his ships were taken, though the crews escaped
to land; and he preserved the remaining forty only by hauling them ashore under
the wall.
The town of Mitylene, originally founded on a small islet off Lesbos,
had afterwards extended across a narrow strait to Lesbos itself. By this
strait, whether bridged over or not we are not informed, the town was divided
into two portions, and had two harbors, one opening northward towards the
Hellespont, the other southward towards the promontory of Kane on the mainland.
Both these harbors were undefended, and both now fell into the occupation of
the Peloponnesian fleet; at least all the outer portion of each, near to the
exit of the harbor, which Kallikratidas kept under strict watch. He at the same
time sent for the full forces of Methymna and for hoplites across from Chios,
so as to block up Mitylene by land as well as by sea. As soon as his success
was announced, too, money for the fleet, together with separate presents for
himself, which he declined receiving, was immediately sent to him by Cyrus; so
that his future operations became easy.
No preparations had been made at Mitylene for a siege: no stock of
provisions had been accumulated, and the crowd within the walls was so
considerable, that Konon foresaw but too plainly the speedy exhaustion of his
means. Nor could he expect succor from Athens, unless he could send
intelligence thither of his condition; of which, as he had not been able to do
so, the Athenians remained altogether ignorant. All his ingenuity was required
to get a trireme safe out of the harbor, in the face of the enemy’s guard.
Putting afloat two triremes, the best sailers in his fleet, and picking out the
best rowers for them out of all the rest, he caused these rowers to go aboard
before daylight, concealing the epibatae, or maritime soldiers, in the interior
of the vessel, instead of the deck, which was their usual place, with a moderate
stock of provisions, and keeping the vessel still covered with hides or sails,
as was customary, with vessels hauled ashore, to protect them against the
sun. These two triremes were thus made ready to depart at a moment’s
notice, without giving any indication to the enemy that they were so. They were
fully manned before daybreak, the crews remained in their position all day, and
after dark were taken out to repose. This went on for four days successively,
no favorable opportunity having occurred to give the signal for attempting a
start. At length, on the fifth day, about noon, when many of the Peloponnesian
crews were ashore for their morning meal, and others were reposing, the moment
seemed favorable, the signal was given, and both the triremes started at the
same moment with their utmost speed; one to go out at the southern entrance
towards the sea, between Lesbos and Chios, the other to depart by the northern
entrance towards the Hellespont. Instantly, the alarm was given among the
Peloponnesian fleet: the cables were cut, the men hastened aboard, and many
triremes were put in motion to overtake the two runaways. That which departed
southward, in spite of the most strenuous efforts, was caught towards evening
and brought back with all her crew prisoners : that which went towards the
Hellespont escaped, rounded the northern coast of Lesbos, and got safe with the
news to Athens; sending intelligence also, seemingly, in her way, to the
Athenian admiral Diomedon at Samos.
The latter immediately made all haste to the aid of Konon, with the
small force which he had with him, no more than twelve triremes. The two
harbors being both guarded by a superior force, he tried to get access to
Mitylene through the Euripus, a strait which opens on the southern coast of the
island into an interior lake, or bay, approaching near to the town. But here he
was attacked suddenly by Kallikratidas, and his squadron all captured except
two triremes, his own and another; he himself had great difficulty in escaping.
Athens was all in consternation at the news of the defeat of Konon and
the blockade of Mitylene. The whole strength and energy of the city was put
forth to relieve him, by an effort greater than any which had been made
throughout the whole war. We read with surprise that within the short space of
thirty days, a fleet of no less than one hundred and ten triremes was fitted
out and sent from Piraeus. Every man of age and strength to serve, without
distinction, was taken to form a good crew; not only freemen, but slaves, to whom
manumission was promised as reward: many also of the horsemen, or knights, and
citizens of highest rank, went aboard as epibatae, hanging up their bridles
like Cimon before the battle of Salamis. The levy was in fact as democratical
and as equalizing as it had been on that memorable occasion. The fleet
proceeded straight to Samos, whither orders had doubtless been sent to get
together all the triremes which the allies could furnish as reinforcements, as
well as all the scattered Athenian. By this means, forty additional triremes,
ten of them Samian, were assembled, and the whole fleet, one hundred and fifty
sail, went from Samos to the little islands called Arginusae, close on the
mainland, opposite to Malea, the southeastern cape of Lesbos.
Kallikratidas, apprized of the approach of the new fleet while it was
yet at Samos, withdrew the greater portion of his force from Mitylene, leaving
fifty triremes under Eteonikus to continue the blockade. Less than fifty
probably would not have been sufficient, inasmuch as two harbors were to be
watched; but he was thus reduced to meet the Athenian fleet with inferior
numbers, one hundred and twenty triremes against one hundred and fifty. His
fleet was off Cape Malea, where the crews took their suppers, on the same evening
as the Athenians supped at the opposite islands of Arginusae. It was his
project to sail across the intermediate channel in the night, and attack them
in the morning before they were prepared; but violent wind and rain forced him
to defer all movement till daylight On the ensuing morning, both parties
prepared for the greatest naval encounter which had taken place throughout the
whole war Kallikratidas was advised by his pilot, the Megarian Hermon, to
retire for the present without fighting, inasmuch an the Athenian fleet had the
advantage of thirty triremes over him in number. He replied that flight was
disgraceful, and that Sparta would be no worse off, even if he should perish.
The answer was one congenial to his chivalrous nature; and we may well conceive,
that, having for the last two or three months been lord and master of the sea,
he recollected his own haughty message to Konon, and thought it dishonor to
incur or deserve, by retiring, the like taunt upon himself. We may remark too
that the disparity of numbers, though serious, was by no means such as to
render the contest hopeless, or to serve as a legitimate ground for retreat, to
one who prided himself on a full measure of Spartan courage.
The Athenian fleet was so marshalled, that its great strength was placed
in the two wings; in each of which there were sixty Athenian ships, divided
into four equal divisions, each division commanded by a general. Of the four
squadrons of fifteen ships each, two were placed in front, two to support them
in the rear. Aristokrates and Diomedon commanded the two front squadrons of the
left division, Perikles and Erasinides the two squadrons in the rear: on the
right division, Protomachus and Thrasyllus commanded the two in front, Lysias
and Aristogenes the two in the rear. The centre, wherein were the Samians and
other allies, was left weak, and all in single line; it appears to have been
exactly in front of one of the isles of Arginusae, while the two other
divisions were to the right and left of that isle. We read with some surprise
that the whole Lacedaemonian fleet was arranged by single ships, because it
sailed better and manoeuvred better than the Athenians; who formed their right
and left divisions in deep order, for the express purpose of hindering the enemy
from performing the nautical manoeuvres of the diekplus and the periplus. It
would seem that the Athenian centre, having the land immediately in its rear,
was supposed to be better protected against an enemy “sailing through the line
out to the rear, and sailing round about”, than the other divisions, which were
in the open waters; for which reason it was left weak, with the ships in single
line. But the fact which strikes us the most is, that, if we turn back to the
beginning of the war, we shall find that this diekplus and periplus were the
special manoeuvres of the Athenian navy, and continued to be so even down to
the siege of Syracuse; the Lacedaemonians being at first absolutely unable to
perform them at all, and continuing for a long time to perform them far less
skilfully than the Athenians. Now, the comparative value of both parties is
reversed : the superiority of nautical skill has passed to the Peloponnesians
and their allies: the precautions whereby that superiority is neutralized or
evaded, are forced as a necessity on the Athenians. How astonished would the
Athenian admiral Phormion have been, if he could have witnessed the fleets and
the order of battle at Arginusae!
Kallikratidas himself, with the ten Lacedaemonian ships, was on the
right of his fleet; on the left were the Boeotians and Euboeans, under the
Boeotian admiral Thrasondas. The battle was long and obstinately contested,
first by the two fleets in their original order; afterwards, when all order was
broken, by scattered ships mingled together and contending in individual
combat. At length the brave Kallikratidas perished. His ship was in the act of
driving against the ship of an enemy, and he himself probably, like Brasidas at
Pylos, had planted himself on the forecastle, to be the first in boarding the
enemy, or in preventing the enemy from boarding him when the shock, arising
from impact, threw him off his footing, so that he fell overboard and was
drowned. In spite of the discouragement springing from his death, the ten Lacedaemonian
triremes displayed a courage worthy of his, and nine of them were destroyed or
disabled. At length the Athenians were victorious in all parts, the
Peloponnesian fleet gave way, and their flight became general, partly to Chios,
partly to Phocaea. More than sixty of their ships were destroyed over and above
the nine Lacedaemonian, seventy-seven in all; making a total loss of above the
half of the entire fleet. The loss of the Athenians was also severe, amounting
to twenty-five triremes. They returned to Arginusae after the battle.
The victory of Arginusae afforded the most striking proof how much the democratical
energy of Athens could yet accomplish, in spite of so many years of exhausting
war. But far better would it have been, if her energy on this occasion had been
less efficacious and successful. The defeat of the Peloponnesian fleet, and the
death of their admirable leader,—we must take the second as inseparable from
the first, since Kallikratidas was not the man to survive a defeat,—were signal
misfortunes to the whole Grecian world; and in an especial manner, misfortunes
to Athens herself. If Kallikratidas had gained the victory and survived it, he
would certainly have been the man to close the Peloponnesian war; for Mitylene
must immediately have surrendered, and Konon, with all the Athenian fleet there
blocked up, must have become his prisoners; which circumstance, coming at the
back of a defeat, would have rendered Athens disposed to acquiesce in any
tolerable terms of peace. Now to have the terms dictated at a moment when her
power was not wholly prostrate, by a man like Kallikratidas, free from corrupt
personal ambition and of a generous Pan-Hellenic patriotism, would have been
the best fate which at this moment could befall her; while to the Grecian world
generally, it would have been an unspeakable benefit, that, in the
reorganization which it was sure to undergo at the close of the war, the ascendant
individual of the moment should be penetrated with devotion to the great ideas
of Hellenic brotherhood at home, and Hellenic independence against the
foreigner. The near prospect of such a benefit was opened by that rare chance
which threw Kallikratidas into the command, enabled him not only to publish his
lofty profession of faith but to show that he was prepared to act upon it, and
for a time floated him on towards complete success. Nor were the envious gods
ever more envious, than when they frustrated, by the disaster of Arginusae, the
consummation which they had thus seemed to promise. The pertinence of these
remarks will be better understood in the next chapter, when I come to recount
the actual winding-up of the Peloponnesian war under the auspices of the
worthless, but able, Lysander. It was into his hands that the command was
retransferred, a transfer almost from the best of Greeks to the worst. We shall
then see how much the sufferings of the Grecian world, and of Athens
especially, were aggravated by his individual temper and tendencies, and we
shall then feel by contrast, how much would have been gained if the commander
armed with such great power of dictation had been a Pan-Hellenic patriot. To
have the sentiment of that patriotism enforced, at a moment of break-up and
rearrangement throughout Greece, by the victorious leader of the day, with
single-hearted honesty and resolution, would have been a stimulus to all the
better feelings of the Grecian mind, such as no other combination of
circumstances could have furnished. The defeat and death of Kallikratidas was
thus even more deplorable as a loss to Athens and Greece, than to Sparta
herself. To his lofty character and patriotism, even in so short a career, we
vainly seek a parallel.
The news of the defeat was speedily conveyed to Eteonikus at Mitylene by
the admiral’s signal-boat. As soon as he heard it, he desired the crew of the
signal-boat to say nothing to any one, but to go again out of the harbor, and
then return with wreaths and shouts of triumph, crying out that Kallikratidas
had gained the victory and had destroyed or captured all the Athenian ships.
All suspicion of the reality was thus kept from Konon and the besieged, while
Eteonikus himself, affecting to believe the news, offered the sacrifice of
thanksgiving; but gave orders to all the triremes to take their meal and depart
afterwards without losing a moment, directing the masters of the trading-ships
also to put their property silently aboard, and get off at the same time. And
thus, with little or no delay, and without the least obstruction from Konon,
all these ships, triremes and merchantmen, sailed out of the harbor and were
carried off in safety to Chios, the wind being fair. Eteonikus al the same
time withdrew his land-forces to Methymna, burning his camp. Konon, thus
finding himself unexpectedly at liberty, put to sea with his ships when the
wind had become calmer, and joined the main Athenian fleet, which he found
already on its way from Arginusae to Mitylene. The latter presently came to
Mitylene, and from thence passed over to make an attack on Chios; which attack
proving unsuccessful, they went forward to their ordinary station at Samos.
The news of the victory at Arginusae diffused joy and triumph at Athens.
All the slaves who had served in the armament were manumitted and promoted,
according to promise, to the rights of Plataeans at Athens, a qualified species
of citizenship. Yet the joy was poisoned by another incident, which became
known at the same time, raising sentiments of a totally opposite character, and
ending in one of the most gloomy and disgraceful proceedings in all Athenian
history.
Not only the bodies of the slain warriors floating about on the water
had been picked up for burial, but the wrecks had not been visited to preserve
those who were yet living. The first of these two points, even alone, would
have sufficed to excite a painful sentiment of wounded piety at Athens. But the
second point, here an essential part of the same omission, inflamed that
sentiment into shame, grief, and indignation of the sharpest character.
In the descriptions of this event, Diodorus and many other writers take
notice of the first point, either exclusively, or at least with slight
reference to the second; which latter, nevertheless, stands as far the gravest
in the estimate of every impartial critic, and was also the most violent in its
effect upon Athenian feelings. Twenty-five Athenian triremes had been ruined,
along with most of their crews; that is, lay heeled over or disabled, with
their oars destroyed, no masts, nor any means of moving; mere hulls, partially
broken by the impact of an enemy’s ship, and gradually filling and sinking. The
original crew of each was two hundred men. The field of battle, if we may use
that word for a space of sea, was strewed with these wrecks; the men remaining
on board being helpless and unable to get away, for the ancient trireme carried
no boat, nor any aids for escape. And there were, moreover, floating about, men
who had fallen overboard, or were trying to save their lives by means of accidental
spars or empty casks. It was one of the privileges of a naval victory, that the
party who gained it could sail over the field of battle, and thus assist their
own helpless or wounded comrades aboard the disabled ships, taking captive, or
sometimes killing, the corresponding persons belonging to the enemy. According
even to the speech made in the Athenian public assembly afterwards, by
Euryptolemus, the defender of the accused generals, there were twelve triremes
with their crews on board lying in the condition just described. This is an
admission by the defence, and therefore the minimum of the reality: there
cannot possibly have been fewer, but there were probably several more, out of
the whole twenty-five stated by Xenophon. No step being taken to preserve them,
the surviving portion, wounded as well as unwounded, of these crews, were left
to be gradually drowned as each disabled ship went down. If any of them
escaped, it was by unusual goodness of swimming, by finding some fortunate
plank or spar, at any rate by the disgrace of throwing away their arms, and by
some method such as no wounded man would be competent to employ.
The first letter from the generals which communicated the victory, made
known at the same time the loss sustained in obtaining it. It announced,
doubtless, the fact which we read in Xenophon, that twenty-five Athenian
triremes had been lost, with nearly all their crews; specifying, we may be
sure, the name of each trireme which had so perished; for each trireme in the
Athenian navy, like modern ships, had its own name. It mentioned, at the same
time, that no step whatever had been taken by the victorious survivors to save
their wounded and drowning countrymen on board the sinking ships. A storm had
arisen, such was the reason assigned, so violent as to render all such
intervention totally impracticable.
It is so much the custom, in dealing with Grecian history, to presume
the Athenian people to be a set of children or madmen, whose feelings it is not
worthwhile to try and account for, that I have been obliged to state these
circumstances somewhat at length, in order to show that the mixed sentiment
excited at Athens by the news of the battle of Arginusae was perfectly natural
and justifiable. Along with joy for the victory, there was blended horror and
remorse at the fact that so many of the brave men who had helped to gain it had
been left to perish unheeded. The friends and relatives of the crews of these
lost triremes were of course foremost in the expression of such indignant
emotion. The narrative of Xenophon, meagre and confused as well as unfair,
presents this emotion as if it were something causeless, factitious, pumped up
out of the standing irascibility of the multitude by the artifices of
Theramenes, Kallixenus, and a few others. But whatever may have been done by
these individuals to aggravate the public excitement, or pervert it to bad
purposes, assuredly the excitement itself was spontaneous, inevitable, and
amply justified. The very thought that so many of the brave partners in the victory
had been left to drown miserably on the sinking hulls, without any effort on
the part of their generals and comrades near to rescue them, was enough to stir
up all the sensibilities, public as well as private, of the most passive
nature, even in citizens who were not related to the deceased, much more in
those who were so. To expect that the Athenians would be so absorbed in the
delight of the victory, and in gratitude to the generals who had commanded, as
to overlook such a desertion of perishing warriors, and such an omission of
sympathetic duty, is, in my judgment, altogether preposterous; and would, if it
were true, only establish one more vice in the Athenian people, besides those
which they really had, and the many more with which they have been unjustly
branded.
The generals, in their public letter, accounted for their omission by
saying that the violence of the storm was too great to allow them to move.
First, was this true as matter of fact? Next, had there been time to discharge
the duty, or at the least to try and discharge it, before the storm came on to
be so intolerable? These points required examination. The generals, while
honored with a vote of thanks for the victory, were superseded, and directed to
come home; all except Konon, who having been blocked up at Mitylene, was not concerned
in the question. Two new colleagues, Philokles and Adeimantus, were named to go
out and join him. The generals probably received the notice of their recall at
Samos, and came home in consequence; reaching Athens seemingly about the end of
September or beginning of October, the battle of Arginusae having been fought in
August 406 B.C. Two of the generals, however, Protomachus and Aristogenes,
declined to come : warned of the displeasure of the people, and not confiding
in their own case to meet it, they preferred to pay the price of voluntary
exile. The other six, Perikles, Lysias, Diomedon, Erasinides, Aristokrates, and
Thrasyllus,—Archestratus, one of the original ten, having died at Mitylene,—came
without their two colleagues; an unpleasant augury for the result.
On their first arrival, Archedemus, at that time an acceptable popular
orator, and exercising some magistracy or high office which we cannot
distinctly make out, imposed upon Erasinides a fine to that limited amount
which was within the competence of magistrates without the sanction of the
dikastery, and accused him besides before the dikastery; partly for general
misconduct in his command, partly on the specific charge of having purloined
some public money on its way from the Hellespont. Erasinides was found guilty,
and condemned to be imprisoned, either until the money was made good, or
perhaps until farther examination could take place into the other alleged
misdeeds.
This trial of Erasinides took place before the generals were summoned
before the senate to give their formal exposition respecting the recent battle,
and the subsequent neglect of the drowning men. And it might almost seem as if
Archedemus wished to impute to Erasinides exclusively, apart from the other
generals, the blame of that neglect; a distinction, as will hereafter appear,
not wholly unfounded. If, however, any such design was entertained, it did not
succeed. When the generals went to explain their case before the senate, the
decision of that body was decidedly unfavorable to all of them, though we have
no particulars of the debate which passed. On the proposition of the senator
Timokrates, a resolution was passed that the other five generals present should
be placed in custody, as well as Erasinides, and thus handed over to the public
assembly for consideration of the case.
The public assembly was accordingly held, and the generals were brought
before it. We are here told who it was that appeared as their principal
accuser, along with several others; though unfortunately we are left to guess
what were the topics on which they insisted. Theramenes was the man who
denounced them most vehemently, as guilty of leaving the crews of the disabled
triremes to be drowned, and of neglecting all efforts to rescue them. He
appealed to their own public letter to the people, officially communicating the
victory; in which letter they made no mention of having appointed any one to
undertake the duty, nor of having any one to blame for not performing it. The
omission, therefore, was wholly their own : they might have performed it, and
ought to be punished for so cruel a breach of duty.
The generals could not have a more formidable enemy than Theramenes. We
have had occasion to follow him, during the revolution of the Four Hundred, as
a long-sighted as well as tortuous politician : he had since been in high military
command, a partaker in victory with Alcibiades at Cyzicus and elsewhere; and he
had served as trierarch in the victory of Arginusae itself. His authority
therefore was naturally high, and told for much, when he denied the
justification which the generals had set up founded on the severity of the
storm. According to him, they might have picked up the drowning men, and ought
to have done s0, either they might have done so before the storm came on, or
there never was any storm of sufficient gravity to prevent them, upon their
heads lay the responsibility of omission. Xenophon, in his very meagre
narrative, does not tell us, in express words, that Theramenes contradicted the
generals as to the storm. But that he did so contradict them, point blank, is implied
distinctly in that which Xenophon alleges him to have said. It seems also that
Thrasybulus—another trierarch at Arginusae, and a man not only of equal consequence,
but of far more estimable character—concurred with Theramenes in this same
accusation of the generals, though not standing forward so prominently in the
case. He too therefore must have denied the reality of the storm; or at least,
the fact of its being so instant after the battle, or so terrible as to forbid
all effort for the relief of these drowning seamen.
The case of the generals, as it stood before the Athenian public, was
completely altered when men like Theramenes and Thrasybulus stood forward as
their accusers. Doubtless what was said by these two had been said by others
before, in the senate and elsewhere; but it was now publicly advanced by men of
influence, as well as perfectly cognizant of the fact. And we are thus enabled
to gather indirectly, what the narrative of Xenophon, studiously keeping back
the case against the generals, does not directly bring forward, that though the
generals affirmed the storm, there were others present who denied it, thus
putting in controversy the matter of fact which formed their solitary
justification. Moreover, we come—in following the answer made by the generals
in the public assembly to Theramenes and Thrasybulus—to a new point in the
case, which Xenophon lets out as it were indirectly, in that confused manner
which pervades his whole narrative of the transaction. It is, however, a new
point of extreme moment. The generals replied that if anyone was to blame for
not having picked up the drowning men, it was Theramenes and Thrasybulus
themselves; for it was they two to whom, together with various other trierarchs
and with forty-eight triremes, the generals had expressly confided the performance
of this duty; it was they two who were responsible for its omission, not the
generals. Nevertheless they, the generals, made no charge against Theramenes and
Thrasybulus, well knowing that the storm had rendered the performance of the
duty absolutely impossible, and that it was therefore a complete justification
for one as well as for the other. They, the generals, at least could do no more
than direct competent men like these two trierarchs to perform the task, and
assign to them an adequate squadron for the purpose; while they themselves with
the main fleet went to attack Eteonikus, and relieve Mitylene. Diomedon, one of
their number, had wished after the battle to employ all the ships in the fleet
for the preservation of the drowning men, without thinking of anything else until
that was done. Erasinides, on the contrary, wished that all the fleet should
move across at once against Mitylene; Thrasyllus said that they had ships
enough to do both at once. Accordingly, it was agreed that each general should
set apart three ships from his division, to make a squadron of forty-eight ships
under Thrasybulus and Theramenes. In making these statements, the generals
produced pilots and others, men actually in the battle as witnesses in general
confirmation.
Here, then, in this debate before the assembly, were two new and
important points publicly raised. First, Theramenes and Thrasybulus denounced
the generals as guilty of the death of these neglected men; next, the generals
affirmed that they had delegated the duty to Theramenes and Thrasybulus
themselves. If this latter were really true, how came the generals, in their
official despatch first sent home, to say nothing about it? Euryptolemus, an
advocate of the generals, speaking in a subsequent stage of the proceedings,
though we can hardly doubt that the same topics were also urged in this very
assembly, while blaming the generals for such omission, ascribed it to an
ill-placed goodnature on their part, and reluctance to bring Theramenes and
Thrasybulus under the displeasure of the people. Most of the generals, he said,
were disposed to mention the fact in their official despatch, but were
dissuaded from doing so by Perikles and Diomedon; an unhappy dissuasion, in his
judgment, which Theramenes and Thrasybulus had ungratefully requited by turning
round and accusing them all.
This remarkable statement of Euryptolemus, as to the intention of the
generals in wording the official despatch, brings us to a closer consideration
of what really passed between them on the one side, and Theramenes and
Thrasybulus on the other; which is difficult to make out clearly, but which
Diodorus represents in a manner completely different from Xenophon. Diodorus
states that the generals were prevented partly by the storm, partly by the
fatigue and reluctance and alarm of their own seamen, from taking any steps to
pick up, what he calls, the dead bodies for burial; that they suspected
Theramenes and Thrasybulus, who went to Athens before them, of intending to
accuse them before the people, and that for this reason they sent home
intimation to the people that they had given special orders to these two
trierarchs to perform the duty. When these letters were read in the public
assembly, Diodorus says, the Athenians were excessively indignant against Theramenes;
who, however, defended himself effectively and completely, throwing the blame
back upon the generals. He was thus forced, against his own will, and in
self-defence, to become the accuser of the generals, carrying with him his
numerous friends and partisans at Athens. And thus the generals, by trying to
ruin Theramenes, finally brought condemnation upon themselves.
Such is the narrative of Diodorus, in which it is implied that the
generals never really gave any special orders to Theramenes and Thrasybulus,
but falsely asserted afterwards that they had done so, in order to discredit
the accusation of Theramenes against themselves. To a certain extent, this
coincides with what was asserted by Theramenes himself, two years afterwards,
in his defence before the Thirty, that he was not the first to accuse the
generals; they were the first to accuse him; affirming that they had ordered
him to undertake the duty, and that there was no sufficient reason to hinder
him from performing it; they were the persons who distinctly pronounced the
performance of the duty to be possible, while he had said, from the beginning,
that the violence of the storm was such as even to forbid any movement in the water;
much more, to prevent rescue of the drowning men.
Taking the accounts of Xenophon and Diodorus together, in combination
with the subsequent accusation and defense of Theramenes at the time of the
Thirty, and blending them so as to reject as little as possible of either, I
think it probable that the order for picking up the exposed men was really
given by the generals to Theramenes, Thrasybulus, and other trierarchs; but that,
first, a fatal interval was allowed to elapse between the close of the battle
and the giving of such order; next, that the forty-eight triremes talked of for
the service, and proposed to be furnished by drafts of three out of each
general’s division, were probably never assembled; or, if they assembled, were
so little zealous in the business as to satisfy themselves very easily that the
storm was too dangerous to brave, and that it was now too late. For when we
read the version of the transaction, even as given by Euryptolemus, we see
plainly that none of the generals, except Diomedon, was eager in the
performance of the task. It is a memorable fact, that of all the eight
generals, not one of them undertook the business in person, although its
purpose was to save more than a thousand drowning comrades from death. In a
proceeding where every interval even of five minutes was precious, they go to
work in the most dilatory manner, by determining that each general shall
furnish three ships, and no more, from his division. Now we know from the statement
of Xenophon, that, towards the close of the battle, the ships on both sides
were much dispersed. Such collective direction therefore would not be quickly
realized; nor, until all the eight fractions were united, together with the
Samians and others, so as to make the force complete, would Theramenes feel
bound to go out upon his preserving visitation. He doubtless disliked the
service, as we see that most of the generals did; while the crews also, who had
just got to land after having gained a victory, were thinking most about rest
and refreshment, and mutual congratulations. All were glad to find some excuse
for staying in their moorings instead of going out again to buffet what was
doubtless unfavorable weather. Partly from this want of zeal, coming in
addition to the original delay, partly from the bad weather, the duty remained
unexecuted, and the seamen on board the damaged ships were left to perish
unassisted.
But presently arose the delicate, yet unavoidable question, “How are we
to account for the omission of this sacred duty, in our official despatch to
the Athenian people?” Here the generals differed among themselves, as
Euryptolemus expressly states: Perikles and Diomedon carried it, against the
judgment of their colleagues, that in the official despatch, which was necessarily
such as could be agreed to by all, nothing should be said about the delegation
to Theramenes and others; the whole omission being referred to the terrors of
the storm. But though such was the tenor of the official report, there was
nothing to hinder the generals from writing home and communicating individually
with their friends in Athens as each might think fit; and in these unofficial
communications, from them as well as from others who went home from the
armament,—communications not less efficacious than the official despatch, in
determining the tone of public feeling at Athens,—they did not disguise their
convictions that the blame of not performing the duty belonged to Theramenes.
Having thus a man like Theramenes to throw the blame upon, they did not take
pains to keep up the story of the intolerable storm, but intimated that there
had been nothing to hinder him from performing the duty if he had chosen. It is
this which he accuses them of having advanced against him, so as to place him
as the guilty man before the Athenian public : it was this which made him, in
retaliation and self-defence, violent and unscrupulous in denouncing them as
the persons really blamable. As they had made light of this alleged storm,
in casting the blame upon him, so he again made light of it, and treated it as
an insufficient excuse, in his denunciations against them; taking care to make
good use of their official despatch, which virtually exonerated him, by its
silence, from any concern in the matter.
Such is the way in which I conceive the relations to have stood between
the generals on one side and Theramenes on the other, having regard to all that
is said both in Xenophon and in Diodorus. But the comparative account of blame
and recrimination between these two parties is not the most important feature
of the case. The really serious inquiry is as to the intensity or instant
occurrence of the storm. Was it really so instant and so dangerous, that the
duty of visiting the wrecks could not be performed, either before the ships
went back to Arginusae, or afterwards? If we take the circumstances of the
case, and apply them to the habits and feelings of the English navy, if we suppose
more than one thousand seamen, late comrades in the victory, distributed among
twenty damaged and helpless hulls, awaiting the moment when these hulls would
fill and consign them all to a watery grave, it must have been a frightful
storm indeed, which would force an English admiral even to go back to his
moorings leaving these men so exposed, or which would deter him, if he were at
his moorings, from sending out the very first and nearest ships at hand to save
them. And granting the danger to be such that he hesitated to give the order,
there would probably be found officers and men to volunteer, against the most
desperate risks, in a cause so profoundly moving all their best sympathies.
Now, unfortunately for the character of Athenian generals, officers, and men,
at Arginusae?—for the blame belongs, though in unequal proportions, to all of
them,—there exists here strong presumptive proof that the storm on this occasion
was not such as would have deterred any Grecian seamen animated by an earnest
and courageous sense of duty. We have only to advert to the conduct and escape
of Eteonikus and the Peloponnesian fleet from Mitylene to Chios; recollecting
that Mitylene was separated from the promontory of Kane on the Asiatic
mainland, and from the isles of Arginusae, by a channel only one hundred and
twenty stadia broad, about fourteen English miles. Eteonikus, apprized of the
defeat by the Peloponnesian official signal-boat, desired that boat to go out
of the harbor, and then to sail into it again with deceptive false news, to the
effect that the Peloponnesians had gained a complete victory : he then directed
his seamen, after taking their dinners, to depart immediately, and the masters
of the merchant vessels silently to put their cargoes aboard, and get to sea
also. The whole fleet, triremes and merchant vessels both, thus went out of the
harbor of Mitylene and made straight for Chios, whither they arrived in safety;
the merchant vessels carrying their sails, and having what Xenophon calls “a
fair wind”. Now it is scarcely possible that all this could have taken
place, had there blown during this time an intolerable storm between Mitylene
and Arginusae. If the weather was such as to allow of the safe transit of Eteonikus
and all his fleet from Mitylene to Chios, it was not such as to form a
legitimate obstacle capable of deterring any generous Athenian seaman, still
less a responsible officer, from saving his comrades exposed on the wrecks near
Arginusae. Least of all was it such as ought to have hindered the attempt to
save them, even if such attempt had proved unsuccessful. And here the gravity
of the sin consists, in having remained inactive while the brave men on the
wrecks were left to be drowned. All this reasoning, too, assumes the fleet to
have been already brought back to its moorings at Arginusae, discussing only
how much was practicable to effect after that moment, and leaving untouched the
no less important question, why the drowning men were not picked up before the
fleet went back.
I have thought it right to go over these considerations, indispensable
to the fair appreciation of this memorable event, in order that the reader may
understand the feelings of the assembly and the public of Athens, when the
generals stood before them, rebutting the accusations of Theramenes and
recriminating in their turn against him. The assembly had before them the grave
and deplorable fact, that several hundreds of brave seamen had been suffered
to drown on the wrecks, without the least effort to rescue them. In explanation
of this fact, they had not only no justification, at once undisputed and
satisfactory, but not even any straightforward, consistent, and uncontradicted
statement of facts. There were discrepancies among the generals themselves,
comparing their official with their unofficial, as well as with their present
statements, and contradictions between them and Theramenes, each having denied
the sufficiency of the storm as a vindication for the neglect imputed to the
other. It was impossible that the assembly could be satisfied to acquit
the generals on such a presentation of the case; nor could they well know how
to apportion the blame between them and Theramenes. The relatives of the men
left to perish would be doubtless in a state of violent resentment against one
or other of the two, perhaps against both. Under these circumstances, it could
hardly have been the sufficiency of their defence,—it must have been rather the
apparent generosity of their conduct towards Theramenes, in formally disavowing
all charge of neglect against him, though he had advanced a violent charge
against them,—which produced the result that we read in Xenophon. The defence
of the generals was listened to with favor and seemed likely to prevail with
the majority. Many individuals present offered themselves as bail for the
generals, in order that the latter might be liberated from custody: but the
debate had been so much prolonged—we see from hence that there must have been a
great deal of speaking—that it was now dark, so that no vote could be taken,
because the show of hands was not distinguish able. It was therefore resolved
to adjourn the whole decision until another assembly; but that in the meantime
the senate should meet, should consider what would be the proper mode of trying
and judging the generals, and should submit a proposition to that effect to the
approaching assembly.
It so chanced that immediately after this first assembly, during the
interval before the meeting of the senate or the holding of the second
assembly, the three days of the solemn annual festival called Apaturia
intervened; early days in the month of October. This was the characteristic
festival of the Ionic race; handed down from a period anterior to the
constitution of Cleisthenes, and to the ten new tribes each containing so many
demes, and bringing together the citizens in their primitive unions of family,
gens, phratry, etc., the aggregate of which had originally constituted the four
Ionic tribes, now superannuated. At the Apaturia, the family ceremonies were
gone through; marriages were enrolled, acts of adoption were promulgated and
certified, the names of youthful citizens first entered on the gentile and
phratric roll; sacrifices were jointly celebrated by these family assemblages to
Zeus Phratrius, Athene, and other deities, accompanied with much festivity and
enjoyment. A solemnity like this, celebrated every year, naturally provoked in
each of these little unions, questions of affectionate interest: “Who are those
that were with us last year, but are not here now? The absent, where are they?
The deceased, where or how did they die?”. Now the crews of the twenty-five
Athenian triremes, lost at the battle of Arginusae, at least all those among
them who were freemen, had been members of some one of these family unions,
and were missed on this occasion. The answer to the above inquiry, in their
case, would be one alike melancholy and revolting: “They fought like brave men,
and had their full share in the victory: their trireme was broken, disabled,
and made a wreck in the battle : aboard this wreck they were left to perish,
while their victorious generals and comrades made not the smallest effort to
preserve them”. To hear this about fathers, brothers, and friends,— and to hear
it in the midst of a sympathizing family circle,— was well calculated to stir
up an agony of shame, sorrow, and anger, united; an intolerable sentiment,
which required as a satisfaction, and seemed even to impose as a duty, the
punishment of those who had left these brave comrades to perish. Many of the
gentile unions, in spite of the usually festive and cheerful character of the
Apaturia, were so absorbed by this sentiment, that they clothed themselves in
black garments and shaved their heads in token of mourning, resolving to
present themselves in this guise at the coming assembly, and to appease the
manes of their abandoned kinsmen by every possible effort to procure
retribution on the generals.
Xenophon in his narrative describes this burst of feeling at the Apaturia
as false and factitious, and the men in mourning as a number of hired
impostors, got up by the artifices of Theramenes, to destroy the
generals. But the case was one in which no artifice was needed. The
universal and self-acting stimulants of intense human sympathy stand here so
prominently marked, that it is not simply superfluous but even misleading, to
look behind for the gold and machinations of a political instigator. Theramenes
might do all that he could to turn the public displeasure against the generals,
and to prevent it from turning against himself: it is also certain that he did
much to annihilate their defence. He may thus have had some influence in
directing the sentiment against them, but he could have had little or none in
creating it. Nay, it is not too much to say that no factitious agency of this
sort could ever have prevailed on the Athenian public to desecrate such a
festival as the Apaturia, by all the insignia of mourning. If they did so, it
could only have been through some internal emotion alike spontaneous and
violent, such as the late event was well calculated to arouse.
Moreover, what can be more improbable than the allegation that a great
number of men were hired to personate the fathers or brothers of deceased
Athenian citizens, all well known to their really surviving kinsmen? What more
improbable, than the story that numbers of men would suffer themselves to be
hired, not merely to put on black clothes for the day, which might be taken off
in the evening, but also to shave their heads, thus stamping upon themselves an
ineffaceable evidence of the fraud, until the hair had grown again? That a
cunning man, like Theramenes, should thus distribute his bribes to a number of
persons, all presenting naked heads which testified his guilt, when there were
real kinsmen surviving to prove the fact of personation? That having done this,
he should never be arraigned or accused for it afterwards,— neither during the
prodigious reaction of feeling which took place after the condemnation of the
generals, which Xenophon himself so strongly attests, and which fell so heavily
upon Kallixenus and others,—nor by his bitter enemy Kritias, under the
government of the Thirty? Not only Theramenes is never mentioned as having been
afterwards accused, but, for aught that appears, he preserved his political
influence and standing, with little if any abatement. This is one forcible
reason among many others, for disbelieving the bribes and the all-pervading
machinations which Xenophon represents him as having put forth, in order to
procure the condemnation of the generals. His speaking in the first public
assembly, and his numerous partisans voting in the second, doubtless
contributed much to that result, and by his own desire. But to ascribe to his
bribes and intrigues the violent and overruling emotion of the Athenian public,
is, in my judgment, a supposition alike unnatural and preposterous both with
regard to them and with regard to him.
When the senate met, after the Apaturia, to discharge the duty confided
to it by the last public assembly, of determining in what manner the generals
should be judged, and submitting their opinion for the consideration of the
next assembly, the senator Kallixenus—at the instigation of Theramenes, if
Xenophon is to be believed—proposed, and the majority of the senate adopted,
the following resolution: “The Athenian people having already heard, in the
previous assembly, both the accusation and the defence of the generals, shall
at once come to a vote on the subject by tribes. For each tribe two urns shall
be placed, and the herald of each tribe shall proclaim: All citizens who think
the generals guilty, for not having rescued the warriors who had conquered in
the battle, shall drop their pebbles into the foremost urn; all who think
otherwise, into the hindmost. Should the generals be pronounced guilty, by the
result of the voting, they shall be delivered to the Eleven, and punished with
death; their property shall be confiscated, the tenth part being set apart for
the goddess Athene”. One single vote was to embrace the case of all the eight
generals.
The unparalleled burst of mournful and vindictive feeling at the
festival of the Apaturia, extending by contagion from the relatives of the deceased
to many other citizens,—and the probability thus created that the coming
assembly would sanction the most violent measures against the generals,—probably
emboldened Kallixenus to propose, and prompted the senate to adopt, this
deplorable resolution. As soon as the assembly met, it was read and moved by
Kallixenus himself, as coming from the senate in discharge of the commission
imposed upon them by the people.
It was heard by a large portion of the assembly with well-merited
indignation. Its enormity consisted in breaking through the established
constitutional maxims and judicial practices of the Athenian democracy. It
deprived the accused generals of all fair trial; alleging, with a mere faint
pretence of truth which was little better than utter, falsehood, that their
defence as well as their accusation had been heard in the preceding assembly.
Now there has been no people, ancient or modern, in whose view the formalities
of judicial trial were habitually more sacred and indispensable than in that of
the Athenians; formalities including ample notice beforehand to the accused
party, with a measured and sufficient space of time for him to make his defence
before the dikasts; while those dikasts were men who had been sworn beforehand
as a body, yet were selected by lot for each occasion as individuals. From all
these securities the generals were now to be debarred; and submitted, for their
lives, honors, and fortunes, to a simple vote of the unsworn public assembly,
without hearing 0f defence. Nor was this all. One single vote was to be taken in
condemnation or absolution of the eight generals collectively. Now there was a
rule in Attic judicial procedure, called the psephism of Kannonus,—originally
adopted, we do not know when, on the proposition of a citizen of that name, as
a psephism or decree for some particular case, but since generalized into
common practice, and grown into great prescriptive reverence,— which
peremptorily forbade any such collective trial or sentence, and directed that a
separate judicial vote should, in all cases, be taken for or against each accused
party. The psephism of Kannonus, together with all the other respected maxims
of Athenian criminal justice, was here audaciously trampled under foot.
As soon as the resolution was read in the public assembly, Euryptolemus,
an intimate friend of the generals, denounced it as grossly illegal and
unconstitutional, presenting a notice of indictment against Kallixenus, under
the Graphs Paranomon, for having proposed a resolution of that tenor. Several
other citizens supported the notice of indictment, which, according to the
received practice of Athens, would arrest the farther progress of the measure
until the trial of its proposer had been consummated. Nor was there ever any
proposition made at Athens, to which the Graphe Paranomon more closely and
righteously applied.
But the numerous partisans of Kallixenus—especially the men who stood by
in habits of mourning, with shaven heads, agitated with sad recollections and
thirst of vengeance—were in no temper to respect this constitutional impediment
to the discussion of what had already been passed by the senate. They loudly
clamored, “that it was intolerable to see a small knot of citizens thus
hindering the assembled people from doing what they chose”: and one of their
number, Lykiskus, even went so far as to threaten that those who tendered the
indictment against Kallixenus should be judged by the same vote along with the
generals, if they would not let the assembly proceed to consider and determine
on the motion just read. The excited disposition of the large party thus
congregated, farther inflamed by this menace of Lykiskus, was wound up to its
highest pitch by various other speakers; especially by one, who stood forward
and said:
“Athenians! I was myself a wrecked man in the battle; I escaped only by
getting upon an empty meal-tub; but my comrades, perishing on the wrecks near
me, implored me, if I should myself be saved, to make known to the Athenian
people, that their generals had abandoned to death warriors who had bravely conquered
in behalf of their country”. Even in the most tranquil state of the public
mind, such a communication of the last words of these drowning men, reported by
an ear-witness, would have been heard with emotion; but under the actual
predisposing excitement, it went to the inmost depth of the hearers’ souls, and
marked the generals as doomed men. Doubtless there were other similar
statements, not expressly mentioned to us, bringing to view the same fact in
other ways, and all contributing to aggravate the violence of the public
manifestations; which at length reached such a point, that Euryptolemus was
forced to withdraw his notice of indictment against Kallixenus.
Now, however, a new form of resistance sprung up, still preventing the
proposition from being taken into consideration by the assembly. Some of the prytanes,—
or senators of the presiding tribe, on that occasion the tribe Antiochis,— the
legal presidents of the assembly, refused to entertain or put the question;
which, being illegal and unconstitutional, not only inspired them with
aversion, but also rendered them personally open to penalties. Kallixenus
employed against them the same menaces which Lykiskus had uttered against
Euryptolemus : he threatened, amidst encouraging clamor from many persons in
the assembly, to include them in the same accusation with the generals. So intimidated
were the prytanes by the incensed manifestations of the assembly, that all of
them, except one, relinquished their opposition, and agreed to put the
question. The single obstinate prytanis, whose refusal no menace could subdue,
was a man whose name we read with peculiar interest, and in whom an impregnable
adherence to law and duty was only one among many other titles to reverence. It
was the philosopher Socrates; on this trying occasion, once throughout a life
of seventy years, discharging a political office, among the fifty senators
taken by lot from the tribe Antiochis. Socrates could not be induced to
withdraw his protest, so that the question was ultimately put by the remaining
prytanes without his concurrence. It should be observed that his resistance did
not imply any opinion as to the guilt or innocence of the generals, but applied
simply to the illegal and unconstitutional proposition now submitted for
determining their fate, a proposition which he must already have opposed one
before in his capacity of member of the senate.
The constitutional impediments having been thus violently overthrown,
the question was regularly put by the prytanes to the assembly. At once the
clamorous outcry ceased, and those who had raised it resumed their behavior of
Athenian citizens, patient hearers of speeches and opinions directly opposed to
their own. Nothing is more deserving of notice than this change of demeanor.
The champions of the men drowned on the wrecks had resolved to employ as much
force as was required to eliminate those preliminary constitutional objections,
in themselves indisputable, which precluded the discussion. But so soon as the
discussion was once begun, they were careful not to give to the resolution the
appearance of being carried by force. Euryptolemus, the personal friend of the
generals, was allowed not only to move an amendment negativing the proposition
of Kallixenus, but also to develop it in a long speech, which Xenophon sets
before us.
His speech is one of great skill and judgment in reference to the case
before him and to the temper of the assembly. Beginning with a gentle censure
on his friends, the generals Perikles and Diomedon, for having prevailed on
their colleagues to abstain from mentioning, in their first official letter,
the orders given to Theramenes, he represented them as now in danger of
becoming victims to the base conspiracy of the latter, and threw himself upon
the justice of the people to grant them a fair trial. He besought the people to
take full time to instruct themselves before they pronounced so solemn and
irrevocable a sentence; to trust only to their own judgment, but at the same
time to take security that judgment should be pronounced after full information
and impartial hearing, and thus to escape that bitter and unavailing remorse
which would otherwise surely follow. He proposed that the generals should be tried
each separately, according to the psephism of Kannonus, with proper notice, and
ample time allowed for the defence as well as for the accusation; but that, if
found guilty, they should suffer the heaviest and most disgraceful penalties,
his own relation Perikles the first. This was the only way of striking the
guilty, of saving the innocent, and of preserving Athens from the ingratitude
and impiety of condemning to death, without trial as well as contrary to law,
generals who had just rendered to her so important a service. And what could
the people be afraid of? Did they fear lest the power of trial should slip out
of their hands, that they were so impatient to leap over all the delays
prescribed by the law? To the worst of public traitors, Aristarchus, they had
granted a day with full notice for trial, with all the legal means for making
his defence: and would they now show such flagrant contrariety of measure to victorious
and faithful officers? “Be not ye (he said) the men to act thus, Athenians. The
laws are your own work; it is through them that ye chiefly hold your greatness:
cherish them, and attempt not any proceeding without their sanction”.
Euryptolemus then shortly recapitulated the proceedings after the
battle, with the violence of the storm which had prevented approach to the
wrecks; adding that one of the generals, now in peril, had himself been on
board a broken ship, and had only escaped by a fortunate accident. Gaining
courage from his own harangue, he concluded by reminding the Athenians of the
brilliancy of the victory, and by telling them that they ought in justice to
wreath the brows of the conquerors, instead of following those wicked advisers
who pressed for their execution.
It is no small proof of the force of established habits of public
discussion, that the men in mourning and with shaven heads, who had been a few
minutes before in a state of furious excitement, would patiently hear out a
speech so effective and so conflicting with their strongest sentiments as this
of Euryptolemus. Perhaps others may have spoken also; but Xenophon does not mention
them. It is remarkable that he does not name Theramenes as taking any part in
this last debate.
The substantive amendment proposed by Euryptolemus was that the generals
should be tried each separately, according to the psephism of Kannonus;
implying notice to be given to each, of the day of trial, and full time for
each to defend himself. This proposition, as well as that of the senate moved
by Kallixenus, was submitted to the vote of the assembly; hands being
separately held up, first for one, next for the other. The prytanes pronounced
the amendment of Euryptolemus to be carried. But a citizen named Menekles
impeached their decision as wrong or invalid, alleging seemingly some
informality or trick in putting the question, or perhaps erroneous report of
the comparative show of hands. We must recollect that in this case the prytanes
were declared partisans. Feeling that they were doing wrong in suffering so
illegal a proposition as that of Kallixenus to be put at all, and that the
adoption of it would be a great public mischief, they would hardly scruple to
try and defeat it even by some unfair manoeuvre. But the exception taken by
Menekles constrained them to put the question over again, and they were then
obliged to pronounce that the majority was in favor of the proposition of
Kallixenus.
That proposition was shortly afterwards carried into effect by disposing
the two urns for each tribe, and collecting the votes of the citizens
individually. The condemnatory vote prevailed, and all the eight generals were
thus found guilty; whether by a large or a small majority we should have been
glad to learn, but are not told. The majority was composed mostly of those who
acted under a feeling of genuine resentment against the generals, but in part
also of the friends and partisans of Theramenes, not inconsiderable in number.
The six generals then at Athens,— Perikles (son of the great statesman of that
name by Aspasia), Diomedon, Erasinides, Thrasyllus, Lysias, and Aristokrates, —were
then delivered to the Eleven, and perished by the usual draught of hemlock;
their property being confiscated, as the decree of the senate prescribed.
Respecting the condemnation of these unfortunate men, pronounced without
any of the recognized tutelary preliminaries for accused persons, there can be
only one opinion. It was an act of violent injustice and illegality, deeply
dishonoring the men who passed it, and the Athenian character generally. In
either case, whether the generals were guilty or innocent, this censure is deserved,
for judicial precautions are not less essential in dealing with the guilty than
with the innocent. But it is deserved in an aggravated form, when we consider
that the men against whom such injustice was perpetrated, had just come from
achieving a glorious victory. Against the democratical constitution of Athens,
it furnishes no ground for censure, nor against the habits and feelings which
that constitution tended to implant in the individual citizen. Both the one and
the other strenuously forbade the deed; nor could the Athenians ever have so
dishonored themselves, if they had not, under a momentary ferocious excitement,
risen in insurrection not less against the forms of their own democracy, than
against the most sacred restraints of their habitual constitutional morality.
If we wanted proof of this, the facts of the immediate future would
abundantly supply it. After a short time had elapsed, every man in Athens became
heartily ashamed of the deed. A vote of the public assembly was passed, decreeing
that those who had misguided the people on this occasion ought to be brought to
judicial trial, that Kallixenus with four others should be among the number,
and that bail should be taken for their appearance. This was accordingly done,
and the parties were kept under custody of the sureties themselves, who were
responsible for their appearance on the day of trial. But presently both
foreign misfortunes and internal sedition began to press too heavily on Athens
to leave any room for other thoughts, as we shall see in the next chapter.
Kallixenus and his accomplices found means to escape before the day of trial
arrived, and remained in exile until after the dominion of the Thirty and the
restoration of the democracy. Kallixenus then returned under the general
amnesty. But the general amnesty protected him only against legal pursuit, not
against the hostile memory of the people. “Detested by all, he died of hunger”,
says Xenophon; a memorable proof how much the condemnation of these six
generals shocked the standing democratical sentiment at Athens.
From what cause did this temporary burst of wrong arise, so foreign to
the habitual character of the people? Even under the strongest political
provocation, and towards the most hated traitors,—as Euryptolemus himself
remarked, by citing the case of Aristarchus,—after the Four Hundred as well as
after the Thirty, the Athenians never committed the like wrong, never deprived
an accused party of the customary judicial securities. How then came they to do
it here, where the generals condemned were not only not traitors, but had just
signalized themselves by a victorious combat? No Theramenes could have brought
about this phenomenon; no deep-laid oligarchical plot is, in my judgment, to be
called in as an explanation. The true explanation is different, and of serious
moment to state. Political hatred, intense as it might be, was never
dissociated, in the mind of a citizen of Athens, from the democratical forms of
procedure: but the men, who stood out here as actors, had broken loose from the
obligations of citizenship and commonwealth, and surrendered themselves, heart
and soul, to the family sympathies and antipathies; feelings first kindled, and
justly kindled, by the thought that their friends and relatives had been left
to perish unheeded on the wrecks; next, inflamed into preternatural and
overwhelming violence by the festival of the Apaturia, where all the religious
traditions connected with the ancient family tie, all those associations which
imposed upon the relatives of a murdered man the duty of pursuing the murderer,
were expanded into detail and worked up by their appropriate renovating
solemnity. The garb of mourning and the shaving of the head—phenomena unknown
at Athens, either in a political assembly or in a religious festival—were
symbols of temporary transformation in the internal man. He could think of
nothing but his drowning relatives, together with the generals as having
abandoned them to death, and his own duty as survivor to insure to them
vengeance and satisfaction for such abandonment. Under this self-justifying
impulse, the shortest and surest proceeding appeared the best, whatever amount
of political wrong it might entail; nay, in this case it appeared the only
proceeding really sure, since the interposition of the proper judicial delays,
coupled with severance of trial on successive days, according to the psephism
of Kannonus, would probably have saved the lives of five out of the six
generals, if not of all the six. When we reflect that such absorbing sentiment
was common, at one and the same time, to a large proportion of the Athenians,
we shall see the explanation of that misguided vote, both of the senate and of
the ekklesia, which sent the six generals to an illegal ballot, and of the
subsequent ballot which condemned them. Such is the natural behavior of those
who, having for the moment forgotten their sense of political commonwealth,
become degraded into exclusive family men. The family affections, productive as
they are of so large an amount of gentle sympathy and mutual happiness in the
interior circle, are also liable to generate disregard, malice, sometimes even
ferocious vengeance, towards others. Powerful towards good generally, they are
not less powerful occasionally towards evil; and require, not less than the
selfish propensities, constant subordinating control from that moral reason
which contemplates for its end the security and happiness of all. And when a
man, either from low civilization, has never known this large moral reason,—or
when from some accidental stimulus, righteous in the origin, but wrought up
into fanaticism by the conspiring force of religious as well as family
sympathies, he comes to place his pride and virtue in discarding its supremacy,—
there is scarcely any amount of evil or injustice which he may not be led to
perpetrate, by a blind obedience to the narrow instincts of relationship. “Ces pères de famille sont capables de tout”
was the satirical remark of Talleyrand upon the gross public jobbing so largely
practised by those who sought place or promotion for their sons. The same words
understood in a far more awful sense, and generalized for other cases of
relationship, sum up the moral of this melancholy proceeding at Athens.
Lastly, it must never be forgotten that the generals themselves were
also largely responsible in the case. Through the unjustifiable fury of the
movement against them, they perished like innocent men, without trial, “inauditi et indefensi, tamquam innocentes,
perierunt”; but it does not follow that they were really innocent. I feel
persuaded that neither with an English, nor French, nor American fleet, could
such events have taken place as those which followed the victory of Arginusae. Neither
admiral nor seamen, after gaining a victory and driving off the enemy could
have endured the thoughts of going back to their anchorage, leaving their own
disabled wrecks unmanageable on the waters, with many living comrades aboard,
helpless, and depending upon extraneous succor for all their chance of escape.
That the generals at Arginusae did this, stands confessed by their own advocate
Euryptolemus, though they must have known well the condition of disabled ships
after a naval combat, and some ships even of the victorious fleet were sure to be
disabled. If these generals, after their victory, instead of sailing back to
land, had employed themselves first of all in visiting the crippled ships,
there would have been ample time to perform this duty, and to save all the
living men aboard, before the storm came on. This is the natural inference,
even upon their own showing; this is what any English, French, or American
naval commander would have thought it an imperative duty to do. What degree of
blame is imputable to Theramenes, and how far the generals were discharged by
shifting the responsibility to him, is a point which we cannot now determine.
But the storm, which is appealed to as a justification of both, rests upon
evidence too questionable to serve that purpose, where the neglect of duty was
so serious, and cost the lives probably of more than one thousand brave men. At
least, the Athenian people at home, when they heard the criminations and
recriminations between the generals on one side and Theramenes on the other,—each
of them in his character of accuser implying that the storm was no valid
obstacle, though each, if pushed for a defence, fell back upon it as a resource
in case of need,—the Athenian people could not but look upon the storm more as
an afterthought to excuse previous omissions, than as a terrible reality
nullifying all the ardor and resolution of men bent on doing their duty. It was
in this way that the intervention of Theramenes chiefly contributed to the
destruction of the generals, not by those manoeuvres ascribed to him in
Xenophon : he destroyed all belief in the storm as a real and all-covering
hindrance. The general impression of the public at Athens—in my opinion, a
natural and unavoidable impression—was, that there had been most culpable
negligence in regard to the wrecks, through which negligence alone the seamen
on board perished. This negligence dishonors, more or less, the armament at
Arginusae as well as the generals: but the generals were the persons
responsible to the public at home, who felt for the fate of the deserted seamen
more justly as well as more generously than their comrades in the fleet.
In spite, therefore, of the guilty proceeding to which a furious
exaggeration of this sentiment drove the Athenians, in spite of the sympathy
which this has naturally and justly procured for the condemned generals,—the verdict
of impartial history will pronounce that the sentiment itself was well founded,
and that the generals deserved censure and disgrace. The Athenian people might
with justice proclaim to them: “Whatever be the grandeur of your victory, we
can neither rejoice in it ourselves, nor allow you to reap honor from it, if we
find that you have left many hundreds of those who helped in gaining it to be
drowned on board the wrecks without making any effort to save them, when such
effort might well have proved successful”.
CHAPTER LXV.
FROM THE BATTLE OF ARGINUSAE TO THE RESTORATION OF THE
DEMOCRACY AT ATHENS, AFTER THE EXPULSION OF THE THIRTY.
The victory of Arginusae gave for the time decisive mastery of the Asiatic
seas to the Athenian fleet; and is even said to have so discouraged the
Lacedaemonians, as to induce them to send propositions of peace to
Athens. But this statement is open
to much doubt, and I think it most probable that no such propositions were made.
Great as the victory was, we look in vain for any positive results accruing to
Athens. After an unsuccessful attempt on Chios, the victorious fleet went to
Samos, where it seems to have remained until the following year, without any
farther movements than were necessary for the purpose of procuring money.
Meanwhile Eteonikus, who collected the remains of the defeated
Peloponnesian fleet at Chios, being left unsupplied with money by Cyrus, found
himself much straitened, and was compelled to leave the seamen unpaid. During
the later summer and autumn, these men maintained themselves by laboring for
hire on the Chian lands; but when winter came, this resource ceased, so that
they found themselves unable to procure even clothes or shoes. In such forlorn
condition, many of them entered into a conspiracy to assail and plunder the
town of Chios; a day was named for the enterprise, and it was agreed that the
conspirators should know each other by wearing a straw, or reed. Informed of
the design, Eteonikus was at the same time intimidated by the number of these
straw-bearers; he saw that if he dealt with the conspirators openly and
ostensibly, they might perhaps rush to arms and succeed in plundering the town;
at any rate, a conflict would arise in which many of the allies would be slain,
which would produce the worst effect upon all future operations. Accordingly,
resorting to stratagem, he took with him a guard of fifteen men armed with
daggers, and marched through the town of Chios: Meeting presently one of these
straw-bearers,—a man with a complaint in his eyes, coming out of a surgeon’s
house, —he directed his guards to put the man to death on the spot. A crowd
gathered round, with astonishment as well as sympathy, and inquired on what
ground the man was put to death; upon which Eteonikus ordered his guards to
reply, that it was because he wore a straw. The news became diffused, and
immediately the remaining persons who were straws became so alarmed as to throw
their straws away.
Eteonikus availed himself of the alarm to demand money from the Chians,
as a condition of carrying away this starving and perilous armament. Having
obtained from them a month’s pay, he immediately put the troops on shipboard,
taking pains to encourage them, and make them fancy that he was unacquainted
with the recent conspiracy.
The Chians and the other allies of Sparta presently assembled at Ephesus
to consult, and resolved, in conjunction with Cyrus, to despatch envoys to the
ephors, requesting that Lysander might be sent out a second time as admiral. It
was not the habit of Sparta ever to send out the same man as admiral a second
time, after his year of service. Nevertheless, the ephors complied with the
request substantially, sending out Arakus as admiral, but Lysander along with him,
under the title of secretary, invested with all the real powers of command.
Lysander, having reached Ephesus about the beginning of B.C. 405,
immediately applied himself with vigor to renovate both Lacedaemonian power and
his own influence. The partisans in the various allied cities, whose favor he
had assiduously cultivated during his last year’s command, the clubs and
factious combinations, which he had organized and stimulated into a partnership
of mutual ambition, all hailed his return with exultation. Discountenanced and
kept down by the generous patriotism of his predecessor Kallikratidas, they now
sprang into renewed activity, and became zealous in aiding Lysander to refit
and augment his fleet. Nor was Cyrus less hearty in his preference than before.
On arriving at Ephesus, Lysander went speedily to visit him at Sardis, and
solicited a renewal of the pecuniary aid. The young prince said in reply that
all the funds which he had received from Susa had already been expended, with
much more besides; in testimony of which he exhibited a specification of the
sums furnished to each Peloponnesian officer. Nevertheless, such was his partiality
for Lysander, that he complied even with the additional demand now made, so as
to send him away satisfied. The latter was thus enabled to return to Ephesus in
a state for restoring the effective condition of his fleet. He made good at
once all the arrears of pay due to the seamen, constituted new trierarchs,
summoned Eteonikus with the fleet from Chios together with all the other
scattered squadrons, and directed that fresh triremes should be immediately put
on the stocks at Antandrus.
In none of the Asiatic towns was the effect of Lysander’s second advent
felt more violently than at Miletus. He had there a powerful faction or
association of friends, who had done their best to hamper and annoy
Kallikratidas on his first arrival, but had been put to silence, and even
forced to make a show of zeal, by the straightforward resolution of that
noble-minded admiral. Eager to reimburse themselves for this humiliation, they
now formed a conspiracy, with the privity and concurrence of Lysander, to seize
the government for themselves. They determined, if Plutarch and Diodorus are to
be credited, to put down the existing democracy, and establish an oligarchy in
its place. But we cannot believe that there could have existed a democracy at
Miletus, which had now been for five years in dependence upon Sparta and the
Persians jointly. We must rather understand the movement as a conflict between
two oligarchical parties; the friends of Lysander being more thoroughly
self-seeking and anti-popular than their opponents, and perhaps even crying
them down, by comparison, as a democracy. Lysander lent himself to the scheme,
fanned the ambition of the conspirators, who were at one time disposed to a
compromise, and even betrayed the government into a false security, by promises
of support which he never intended to fulfil. At the festival of the Dionysia,
the conspirators, rising in arms, seized forty of their chief opponents in
their houses, and three hundred more in the market-place; while the government—confiding
in the promises of Lysander, who affected to reprove, but secretly continued
instigating the insurgents—made but a faint resistance. The three hundred and
forty leaders thus seized, probably men who had gone heartily along with Kallikratidas,
were all put to death; and a still larger number of citizens, not less than one
thousand, fled into exile, Miletus thus passed completely into the hands of the
friends and partisans of Lysander.
It would appear that factious movements in other towns, less revolting
in respect of bloodshed and perfidy, yet still of similar character to that of
Miletus, marked the reappearance of Lysander in Asia; placing the towns more
and more in the hands of his partisans. While thus acquiring greater ascendency
among the allies, Lysander received a summons from Cyrus to visit him at
Sardis. The young prince had just been sent for to come and visit his father Darius,
who was both old and dangerously ill, in Media. About to depart for this
purpose, he carried his confidence in Lysander so far as to delegate to him the
management of his satrapy and his entire revenues. Besides his admiration for
the superior energy and capacity of the Greek character, with which he had only
recently contracted acquaintance; and besides his esteem for the personal
disinterestedness of Lysander, attested as it had been by the conduct of the
latter in the first visit and banquet at Sardis; Cyrus was probably induced to
this step by the fear of raising up to himself a rival, if he trusted the like
power to any Persian grandee. At the same time that he handed over all his
tributes and his reserved funds to Lysander, he assured him of his steady
friendship both towards himself and towards the Lacedaemonians; and concluded
by entreating that he would by no means engage in any general action with the
Athenians, unless at great advantage in point of numbers. The defeat of
Arginusae having strengthened his preference for this dilatory policy, he
promised that not only the Persian treasures, but also the Phoenician fleet,
should be brought into active employment for the purpose of crushing Athens.
Thus armed with an unprecedented command of Persian treasure, and
seconded by ascendant factions in all the allied cities, Lysander was more powerful
than any Lacedaemonian commander had ever been since the commencement of the
war. Having his fleet well paid, he could keep it united, and direct it whither
he chose, without the necessity of dispersing it in roving squadrons for the
purpose of levying money. It is probably from a corresponding necessity that we
are to explain the inaction of the Athenian fleet at Samos; for we hear of no
serious operations undertaken by it, during the whole year following the
victory of Arginusae, although under the command of an able and energetic man,
Konon, together with Philokles and Adeimantus; to whom were added, during the
spring of 405 B.C., three other generals, Tydeus, Menander, and Kephisodotus.
It appears that Theramenes also was put up and elected one of the generals, but
rejected when submitted to the confirmatory examination called the dokimasy.
The fleet comprised one hundred and eighty triremes, rather a greater number
than that of Lysander; to whom they in vain offered battle near his station at
Ephesus. Finding him not disposed to a general action, they seem to have
dispersed to plunder Chios, and various portions of the Asiatic coast; while
Lysander, keeping his fleet together, first sailed southward from Ephesus,
stormed and plundered a semi-Hellenic town in the Kerameikan gulf, named
Kedreiae, which was in alliance with Athens, and thence proceeded to Rhodes. He
was even bold enough to make an excursion across the Aegean to the coast of Aegina
and Attica, where he had an interview with Agis, who came from Dekeleia to the
sea-coast. The Athenians were prepared to follow him thither when they learned
that he had recrossed the Aegean, and he soon afterwards appeared with all his
fleet at the Hellespont, which important pass they had left unguarded. Lysander
went straight to Abydos, still the great Peloponnesian station in the strait,
occupied by Thorax as harmost with a land force; and immediately proceeded to
attack, both by sea and land, the neighboring town of Lampsacus, which was
taken by storm. It was wealthy in every way, and abundantly stocked with bread
and wine, so that the soldiers obtained a large booty; but Lysander left the
free inhabitants untouched.
The Athenian fleet seems to have been employed in plundering Chios, when
it received news that the Lacedaemonian commander was at the Hellespont engaged
in the siege of Lampsacus. Either from the want of money, or from other causes
which we do not understand, Konon and his colleagues were partly inactive,
partly behind hand with Lysander, throughout all this summer. They now followed
him to the Hellespont, sailing out on the seaside of Chios and Lesbos, away
from the Asiatic coast, which was all unfriendly to them. They reached Elaeus,
at the southern extremity of the Chersonese, with their powerful fleet of one
hundred and eighty triremes, just in time to hear, while at their morning meal,
that Lysander was already master of Lampsacus; upon which they immediately
proceeded up the strait to Sestos, and from thence, after, stopping only to
collect a few provisions, still farther up, to a place called Aegospotami.
Aegospotami, or Goat’s River—a name of fatal sound to all subsequent
Athenians—was a place which had nothing to recommend it except that it was
directly opposite to Lampsacus, separated by a breadth of strait about one mile
and three-quarters. But it was an open beach, without harbor, without good
anchorage, without either houses or inhabitants or supplies; so that everything
necessary for this large army had to be fetched from Sestos, about one mile and
three-quarters distant even by land, and yet more distant by sea, since it was
necessary to round a headland. Such a station was highly inconvenient and
dangerous to an ancient naval armament, without any organized commissariat;
since the seamen, being compelled to go to a distance from their ships in order
to get their meals, were not easily reassembled. Yet this was the station chosen
by the Athenian generals, with the full design of compelling Lysander to fight
a battle. But the Lacedaemonian admiral, who was at Lampsacus, in a good
harbor, with a well-furnished town in his rear, and a land-force to cooperate,
had no intention of accepting the challenge of his enemies at the moment which
suited their convenience. When the Athenians sailed across the strait the next
morning, they found all his slips fully manned,—the men having already taken
their morning meal,—and ranged in perfect order of battle, with the land-force
disposed ashore to lend assistance; but with strict orders to await attack and
not to move forward. Not daring to attack him in such a position, yet unable to
draw him out by manoeuvring all the day, the Athenians were at length obliged
to go back to Aegospotami. But Lysander directed a few swift-sailing vessels to
follow them, nor would he suffer his own men to disembark until he thus
ascertained that their seamen had actually dispersed ashore.
For four successive days this same scene was repeated; the Athenians
becoming each day more confident in their own superior strength, and more full
of contempt for the apparent cowardice of the enemy. It was in vain that
Alcibiades—who from his own private forts in the Chersonese witnessed what was
passing—rode up to the station and remonstrated with the generals on the
exposed condition of the fleet on this open shore; urgently advising them to
move round to Sestos, where they would be both close to their own supplies and
safe from attack, as Lysander was at Lampsacus, and from whence they could go
forth to fight whenever they chose. But the Athenian generals, especially
Tydeus and Menander, disregarded his advice, and even dismissed him with the
insulting taunt, that they were now in command, not he. Continuing thus in
their exposed position, the Athenian seamen on each successive day became more
and more careless of their enemy, and rash in dispersing the moment they
returned back to their own shore. At length, on the fifth day, Lysander
ordered the scout-ships, which he sent forth to watch the Athenians on their
return, to hoist a bright shield as a signal, as soon as they should see the
ships at their anchorage and the crews ashore in quest of their meal. The
moment he beheld this welcome signal, he gave orders to his entire fleet to row
across as swiftly as possible from Lampsacus to Aegospotami, while Thorax
marched along the strand with the land-force in case of need. Nothing could be
more complete or decisive than the surprise of the Athenian fleet. All the
triremes were caught at their moorings ashore, some entirely deserted, others
with one or at most two of the three tiers of rowers which formed their
complement. Out of all the total of one hundred and eighty, only twelve were
found in tolerable order and preparation; the trireme of Konon himself,
together with a squadron of seven under his immediate orders, and the
consecrated ship called paralus, always manned by the elite of the Athenian
seamen, being among them. It was in vain that Konon, on seeing the fleet of
Lysander approaching, employed his utmost efforts to get his fleet manned and
in some condition for resistance. The attempt was desperate, and the utmost
which he could do was to escape himself with the small squadron of twelve,
including the paralus. All the remaining triremes, nearly one hundred and
seventy in number, were captured by Lysander on the shore, defenceless, and
seemingly without the least attempt on the part of any one. to resist. He
landed, and made prisoners most of the crews ashore, though some of them fled
and found shelter in the neighboring forts. This prodigious and unparalleled
victory was obtained, not merely without the loss of a single ship, but almost
without that of a single man.
Of the number of prisoners taken by Lysander, which must have been very great, since the
total crews of one hundred and eighty triremes were not less than thirty-six
thousand men, we hear only of three thousand or four thousand native Athenians,
though this number cannot represent all the native Athenians in the fleet. The
Athenian generals Philokles and Adeimantus were certainly taken, and seemingly
all except Konon. Some of the defeated armament took refuge in Sestos, which,
however, surrendered with little resistance to the victor. He admitted them to
capitulation, on condition of their going back immediately to Athens, and
nowhere else : for he was desirous to multiply as much as possible the numbers
assembled in that city, knowing well that the city would be the sooner starved
out. Konon too was well aware that, to go back to Athens, after the ruin of the
entire fleet, was to become one of the certain prisoners in a doomed city, and
to meet, besides, the indignation of his fellow-citizens, so well deserved by
the generals collectively. Accordingly, he resolved to take shelter with
Evagoras, prince of Salamis in the island of Cyprus, sending the paralus, with some
others of the twelve fugitive triremes, to make known the fatal news at Athens.
But before he went thither, he crossed the strait—with singular daring, under
the circumstances—to Cape Abarnis in the territory of Lampsacus, where the
great sails of Lysander’s triremes, always taken out when a trireme was made
ready for fighting, lay seemingly unguarded. These sails he took away, so as to
lessen the enemy’s powers of pursuit, and then made the best of his way to
Cyprus.
On the very day of the victory, Lysander sent off the Milesian privateer
Theopompus to proclaim it at Sparta, who, by a wonderful speed of rowing,
arrived there and made it known on the third day after starting. The captured
ships were towed off and the prisoners carried across to Lampsacus, where a
general assembly of the victorious allies was convened, to determine in what
manner the prisoners should be treated. In this assembly, the most bitter
inculpations were put forth against the Athenians, as to the manner in which
they had recently dealt with their captives. The Athenian general Philokles,
having captured a Corinthian and Andrian trireme, had put the crews to death by
hurting them headlong from a precipice. It was not difficult, in Grecian
warfare, for each of the belligerents to cite precedents of cruelty against the
other; but in this debate, some speakers affirmed that the Athenians had
deliberated what they should do with their prisoners, in case they had been
victorious at Aegospotami; and that they had determined—chiefly on the motion
of Philokles, but in spite of the opposition of Adeimantus—that they would cut
off the right hands of all who were captured. Whatever opinion Philokles may
have expressed personally, it is highly improbable that any such determination
was ever taken by the Athenians. In this assembly of the allies, however,
besides all that could be said against Athens with truth, doubtless the most
extravagant falsehoods found ready credence. All the Athenian prisoners
captured at Aegospotami, three thousand or four thousand in number, were
massacred forthwith, Philokles himself at their head. The latter, taunted by
Lysander with his cruel execution of the Corinthian and Andrian crews,
disdained to return any answer, but placed himself in conspicuous vestments at
the head of the prisoners led out to execution. If we may believe Pausanias,
even the bodies of the prisoners were left unburied.
Never was a victory more complete in itself, more overwhelming in its
consequences, or more thoroughly disgraceful to the defeated generals, taken
collectively, than that of Aegospotami. Whether it was in reality very glorious
to Lysander, is doubtful; for it was the general belief afterwards, not merely
at Athens, but seemingly in other parts of Greece also, that the Athenian fleet
was sold to perdition by the treason of some of its own commanders. Of this
suspicion both Konon and Philokles stand clear. Adeimantus was named as the
chief traitor, and Tydeus along with him. Konon even preferred an
accusation against Adeimantus to this effect, probably by letter written home
from Cyprus, and perhaps by some formal declaration made several years
afterwards, when he returned to Athens as victor from the battle of Knidus. The
truth of the charge cannot be positively demonstrated, but all the circumstances
of the battle tend to render it probable, as well as the fact that Konon alone
among all the generals was found in a decent state of preparation. Indeed we
may add, that the utter impotence and inertness of the numerous Athenian fleet
during the whole summer of 405 B.C. conspire to suggest a similar explanation.
Nor could Lysander, master as he was of all the treasures of Cyrus, apply any
portion of them more efficaciously than in corrupting the majority of the six
Athenian generals, so as to nullify all the energy and ability of Konon.
The great defeat of Aegospotami took place about September 405 B.C. It
was made known at Piraeus by the paralus, which arrived there during the night,
coming straight from the Hellespont. Such a moment of distress and agony had
never been experienced at Athens. The terrible disaster in Sicily had become known
to the people by degrees, without any authorized reporter; but here was the
official messenger, fresh from the scene, leaving no room to question the
magnitude of the disaster or the irreparable ruin impending over the city. The
wailing and cries of woe, first beginning in Piraeus, were transmitted by the
guards stationed on the Long Walls up to the city. “On that night (says
Xenophon) not a man slept; not merely from sorrow for the past calamity, but
from terror for the future fate with which they themselves were now menaced, a
retribution for what they had themselves inflicted on the Aeginetans, Melians,
Skionaeans, and others”. After this night of misery, they met in public
assembly on the following day, resolving to make the best preparations they
could for a siege, to put the walls in full state of defence, and to block up
two out of the three ports. For Athens thus to renounce her maritime action,
the pride and glory of the city ever since the battle of Salamis, and to
confine herself to a defensive attitude within her own walls, was a
humiliation which left nothing worse to be endured except actual famine and
surrender.
Lysander was in no hurry to pass from the Hellespont to Athens. He knew
that no farther cornships from the Euxine, and few supplies from other
quarters, could now reach Athens; and that the power of the city to hold out
against blockade must necessarily be very limited; the more limited, the
greater the numbers accumulated within it. Accordingly, he permitted the
Athenian garrisons which capitulated, to go only to Athens, and nowhere else.
His first measure was to make himself master of Chalcedon and Byzantium, where
he placed the Lacedaemonian Sthenelaus as harmost, with a garrison. Next, he
passed to Lesbos, where he made similar arrangements at Mitylene and other
cities. In them, as well as in the other cities which now came under his power,
he constituted an oligarchy of ten native citizens, chosen from among his most
daring and unscrupulous partisans, and called a dekarchy, or dekadarchy, to
govern in conjunction with the Lacedaemonian harmost. Eteonikus was sent to the
Thracian cities which had been in dependence on Athens, to introduce similar
changes. In Thasus, however, this change was stained by much bloodshed: there
was a numerous philo-Athenian party whom Lysander caused to be allured out of
their place of concealment into the temple of Heracles, under the false
assurance of an amnesty: when assembled under this pledge, they were all put to
death. Sanguinary proceedings of the like character, many in the presence of
Lysander himself, together with large expulsions of citizens obnoxious to his
new dekarchies, signalized everywhere the substitution of Spartas for Athenian
ascendency. But nowhere, except at Samos, did the citizens or the
philo-Athenian party in the cities continue any open hostility, or resist by
force Lysander’s entrance and his revolutionary changes. At Samos, they still
held out: the people had too much dread of that oligarchy, whom they had
expelled in the insurrection of 412 B.C., to yield without a farther struggle. With
this single reserve, every city in alliance or dependence upon Athens submitted
without resistance both to the supremacy and the subversive measures of the
Lacedaemonian admiral.
The Athenian empire was thus annihilated, and Athens left altogether
alone. What was hardly less painful, all her kleruchs, or out-citizens, whom
she had formerly planted in Aegina, Melos, and elsewhere throughout the islands,
as well as in the Chersonese, were now deprived of their properties and driven
home. The leading philo-Athenians, too, at Thasus, Byzantium, and other
dependent cities, were forced to abandon their homes in the like state of
destitution, and to seek shelter at Athens. Everything thus contributed to
aggravate the impoverishment, and the manifold suffering, physical as well as
moral, within her walls. Notwithstanding the pressure of present calamity,
however, and yet worse prospects for the future, the Athenians prepared, as lest
they could, for an honorable resistance.
It was one of their first measures to provide for the restoration of
harmony, and to interest all in the defence of the city, by removing every sort
of disability under which individual citizens might now be suffering.
Accordingly, Patrokleides—having first obtained special permission from the
people, without which it would have been unconstitutional to make any
proposition for abrogating sentences judicially passed, or releasing debtors
regularly inscribed in the public registers—submitted a decree such as had
never been mooted since the period when Athens was in a condition equally
desperate, during the advancing march of Xerxes. All debtors to the state,
either recent or of long standing; all official persons now under investigation
by the Logistae, or about to be brought before the dikastery on the usual
accountability after office; all persons who were liquidating by instalment
debts due to the public, or had given bail for sums thus owing; all persons who
had been condemned either to total disfranchisement, or to some specific
disqualification or disability; nay, even all those who, having been either
members or auxiliaries of the Four Hundred, had stood trial afterwards, and had
been condemned to any one of the
above-mentioned penalties, all these persons were pardoned and released; every
register of the penalty or condemnation being directed to be destroyed. From this comprehensive pardon were excepted :
Those among the Four Hundred who had fled from Athens without standing their trial;
those who had been condemned either to exile or to death by the Areopagus, or
any of the other constituted tribunals for homicide, or for subversion of the
public liberty. Not merely the public registers of all the condemnations thus
released were ordered to be destroyed, but it was forbidden, under severe penalties,
to any private citizen to keep a copy of them, or to make any allusion to such
misfortunes.
Pursuant to the comprehensive amnesty and forgiveness adopted by the
people in this decree of Patrokleides, the general body of citizens swore to
each other a solemn pledge of mutual harmony in the acropolis. The
reconciliation thus introduced enabled them the better to bear up under their
distress; especially as the persons relieved by the amnesty were, for the most
part, not men politically disaffected, like the exiles. To restore the latter,
was a measure which no one thought of; indeed, a large proportion of them had
been and were still at Dekeleia, assisting the Lacedaemonians in their warfare
against Athens. But even the most prudent internal measures could do little for
Athens in reference to her capital difficulty, that of procuring subsistence
for the numerous population within her walls, augmented every day by outlying
garrisons and citizens. She had long been shut out from the produce of Attica
by the garrison at Dekeleia; she obtained nothing from Euboea, and since the
late defeat of Aegospotami, nothing from the Euxine, from Thrace, or from the
islands. Perhaps some corn may still have reached her from Cyprus, and her
small remaining navy did what was possible to keep Piraeus supplied, in spite
of the menacing prohibitions of Lysander, preceding his arrival to block it up
effectually; but to accumulate any stock for a siege, was utterly impossible.
At length, about November, 405 B.C., Lysander reached the Saronic gulf,
having sent intimation beforehand, both to Agis and to the Lacedaemonians, that
he was approaching with a fleet of two hundred triremes. The full Lacedaemonian
and Peloponnesian force (all except the Argeians), under king Pausanias, was
marched into Attica to meet him, and encamped in the precinct of Academus, at
the gates of Athens; while Lysander, first coming to Aegina with his
overwhelming fleet of one hundred and fifty sail; next, ravaging Salamis,
blocked up completely the harbor of Piraeus. It was one of his first measures
to collect together the remnant which he could find of the Aeginetan and Melian
populations, whom Athens had expelled and destroyed; and to restore to them the
possession of their ancient islands.
Though all hope had now fled, the pride, the resolution, and the despair
of Athens, still enabled her citizens to bear up; nor was it until some men
actually began to die of hunger, that they sent propositions to entreat peace.
Even then their propositions were not without dignity. They proposed to Agis to
become allies of Sparta, retaining their walls entire and their fortified
harbor of Piraeus. Agis referred the envoys to the ephors at Sparta, to whom he
at the same time transmitted a statement of their propositions. But the ephors
did not even deign to admit the envoys to an interview, but sent messengers to
meet them at Sellasia on the frontier of Laconia, desiring that they would go
back and come again prepared with something more admissible, and acquainting
them at the same time that no proposition could be received which did not
include the demolition of the Long Walls, for a continuous length of ten
stadia. With this gloomy reply the envoys returned. Notwithstanding all the
suffering in the city, the senate and people would not consent even to take
such humiliating terms into consideration. A senator named Archestratus, who
advised that they should be accepted, was placed in custody, and a general vote
was passed, on the proposition of Kleophon, forbidding any such motion in
future.
Such a vote demonstrates the courageous patience both of the senate and
the people; but unhappily it supplied no improved prospects, while the
suffering within the walls continued to become more and more aggravated. Under
these circumstances, Theramenes offered himself to the people to go as envoy to
Lysander and Sparta, affirming that he should be able to detect what the real
intention of the ephors was in regard to Athens, whether they really intended
to root out the population and sell them as slaves. He pretended, farther, to
possess personal influence, founded on circumstances which he could not
divulge, such as would very probably insure a mitigation of the doom. He was
accordingly sent, in spite of strong protest from the senate of Areopagus and
others,—but with no express powers to conclude,—simply to inquire and report. We
hear with astonishment that he remained more than three months as companion of
Lysander, who, he alleged, had detained him thus long, and had only acquainted
him, after the fourth month had begun, that no one but the ephors had any power
to grant peace. It seems to have been the object of Theramenes, by this long
delay, to wear out the patience of the Athenians, and to bring them into such a
state of intolerable suffering, that they would submit to any terms of peace
which would only bring provisions into the town. In this scheme he completely
succeeded; and considering how great were the privations of the people even at
the moment of his departure, it is not easy to understand how they could have
been able to sustain protracted and increasing famine for three months longer.
We make out little that is distinct respecting these last moments of
imperial Athens. We find only an heroic endurance displayed, to such a point
that numbers actually died of starvation, without any offer to surrender on
humiliating conditions. Amidst the general acrimony, and exasperated special
antipathies, arising out of such a state of misery, the leading men who stood
out most earnestly for prolonged resistance became successively victims to the
prosecutions of their enemies. The demagogue Kleophon was condemned and put to
death, on the accusation of having evaded his military duty; the senate, whose
temper and proceedings he had denounced, constituting itself a portion of the
dikastery which tried him, contrary both to the forms and the spirit of
Athenian judicatures. Such proceedings, however, though denounced by orators in
subsequent years as having contributed to betray the city into the hands of the
enemy, appear to have been without any serious influence on the result, which
was brought about purely by famine.
By the time that Theramenes returned after his long absence, so terrible
had the pressure become, that he was sent forth again with instructions to
conclude peace upon any terms. On reaching Sellasia, and acquainting the ephors
that he had come with unlimited powers for peace, he was permitted to come to
Sparta, where the assembly of the Peloponnesian confederacy was convened, to
settle on what terms peace should be granted. The leading allies, especially
Corinthians and Thebans, recommended that no agreement should be entered into,
nor any farther measure kept, with this hated enemy now in their power; but
that the name of Athens should be rooted out, and the population sold for slaves.
Many of the other allies seconded the same views, which would have probably
commanded a majority, had it not been for the resolute opposition of the
Lacedaemonians themselves, who declared unequivocally that they would never
consent to annihilate or enslave a city which had rendered such capital service
to all Greece at the time of the great common danger from the Persians.
Lysander farther calculated on so dealing with Athens, as to make her into a
dependency, and an instrument of increased power to Sparta, apart from her
allies. Peace was accordingly granted on the following conditions: That the
Long Walls and the fortifications of the Piraeus should be destroyed; that the
Athenians should evacuate all their foreign possessions, and confine themselves
to their own territory; that they should surrender all their ships of war; that
they should readmit all their exiles; that they should become allies of Sparta,
following her leadership both by sea and land, and recognizing the same enemies
and friends.
With this document, written according to Lacedaemonian practice on a sky
tale, —or roll intended to go round a stick, of which the Lacedaemonian
commander had always one, and the ephors another, corresponding,—Theramenes went
back to Athens. As he entered the city, a miserable crowd flocked round him, in
distress and terror lest he should have failed altogether in his mission. The
dead and the dying had now become so numerous, that peace at any price was a
boon; nevertheless, when he announced in the assembly the terms of which he was
bearer, strongly recommending submission to the Lacedaemonians as the only
course now open, there was still a high-spirited minority who entered their
protest, and preferred death by famine to such insupportable disgrace. The
large majority, however, accepted them, and the acceptance was made known to
Lysander.
It was on the 16th day of the Attic month Munychion, about the middle or
end of March, that this victorious commander sailed into the Piraeus,
twenty-seven years, almost exactly, after that surprise of Plataea by the
Thebans, which opened the Peloponnesian war. Along with him came the Athenian
exiles, several of whom appear to have been serving with his army, and
assisting him with their counsel. To the population of Athens generally, his
entry, was an immediate relief, in spite of the cruel degradation, or indeed
political extinction, with which it was accompanied. At least it averted the
sufferings and horrors of famine, and permitted a decent interment of the many
unhappy victims who had already perished. The Lacedaemonians, both naval and
military force, under Lysander and Agis, continued in occupation of Athens
until the conditions of the peace had been fulfilled. All the triremes in Piraeus
were carried away by Lysander, except twelve, which he permitted the Athenians
to retain: the ephors, in their skytale, had left it to his discretion what
number he would thus allow. The unfinished ships in the dockyards were
burnt, and the arsenals themselves ruined. To demolish the Long Walls and the
fortifications of Piraeus, was however, a work of some time; and a certain
number of days were granted to the Athenians, within which it was required to
be completed. In the beginning of the work, the Lacedaemonians and their allies
all lent a hand, with the full pride and exultation of conquerors; amidst women
playing the flute and dancers crowned with wreaths; mingled with joyful
exclamations from the Peloponnesian allies, that this was the first day of
Grecian freedom. How many days were allowed for this humiliating duty imposed
upon Athenian hands, of demolishing the elaborate, tutelary, and commanding
works of their forefathers, we are not told. But the business was not completed
within the interval named, so that the Athenians did not come up to the letter
of the conditions, and had therefore, by strict construction, forfeited their
title to the peace granted. The interval seems, however, to have been prolonged;
probably considering that for the real labor, as well as the melancholy
character of the work to be done, too short a time had been allowed at first.
It appears that Lysander, after assisting at the solemn ceremony of
beginning to demolish the walls, and making such a breach as left Athens without
any substantial means of resistance, did not remain to complete the work, but
withdrew with a portion of his fleet to undertake the siege of Samos which
still held out, leaving the remainder to see that the conditions imposed were
fulfilled. After so long an endurance of extreme misery, doubtless the general
population thought of little except relief from famine and its accompaniments, without
any disposition to contend against the fiat of their conquerors. If some
high-spirited men formed an exception to the pervading depression, and still
kept up their courage against better days, there was at the same time a party
of totally opposite character, to whom the prostrate condition of Athens was a
source of revenge for the past, exultation for the present, and ambitious
projects for the future. These were partly the remnant of that faction which had
set up, seven years before, the oligarchy of Four Hundred, and still more, the
exiles, including several members of the Four Hundred, who now flocked in from
all quarters. Many of them had been long serving at Dekeleia, and had formed a
part of the force blockading Athens. These exiles now revisited the acropolis
as conquerors, and saw with delight the full accomplishment of that foreign
occupation at which many of them had aimed seven years before, when they
constructed the fortress of Ecteioneia, as a means of insuring their own power.
Though the conditions imposed extinguished at once the imperial character, the
maritime power, the honor, and the independence, of Athens, these men were as
eager as Lysander to carry them all into execution; because the continuance of
the Athenian democracy was now entirely at his mercy, and because his
establishment of oligarchies in the other subdued cities plainly intimated what
he would do in this great focus of Grecian democratical impulse.
Among these exiles were comprised Aristodemus and Aristoteles, both
seemingly persons of importance, the former having at one time been one of the
Hellenotamiae, the first financial office of the imperial democracy, and the
latter an active member of the Four Hundred; also Charikles, who had been so
distinguished for his violence in the investigation respecting the Hennas, and
another man, of whom we now for the first time obtain historical knowledge in
detail, Kritias, son of Kallaechrus. He had been among the persons accused as
having been concerned in the mutilation of the Hermae, and seems to have been
for a long time important in the political, the literary, and the philosophical
world of Athens. To all three, his abilities qualified him to do honor. Both
his poetry, in the Solonian or moralizing vein, and his eloquence, published
specimens of which remained in the Augustan age, were of no ordinary merit. His
wealth was large, and his family among the most ancient and conspicuous in Athens
: one of his ancestors had been friend and companion of the lawgiver Solon. He
was himself maternal uncle of the philosopher Plato, and had frequented the
society of Socrates so much as to have his name intimately associated in the
public mind with that remarkable man. We know neither the cause, nor even the
date of his exile, except so far, as that he was not in banishment immediately
after the revolution of the Four Hundred, and that he was in banishment at the
time when the generals were condemned after the battle of Arginusae. He had
passed the time, or a part of the time, of his exile in Thessaly, where he took
an active part in the sanguinary feuds carried on among the oligarchical
parties of that lawless country. He is said to have embraced, along with a
leader named, or surnamed, Prometheus, what passed for the democratical side in
Thessaly; arming the penestae, or serfs, against their masters. What the
conduct and dispositions of Kritias had been before this period we are unable
to say; but he brought with him now, on returning from exile, not merely an
unmeasured and unprincipled lust of power, but also a rancorous impulse towards
spoliation and bloodshed1 which outran even his ambition, and ultimately ruined
both his party and himself.
Of all these returning exiles, animated with mingled vengeance and
ambition, Kritias was decidedly the leading man, like Antiphon among the Four
Hundred; partly from his abilities, partly from the superior violence with
which he carried out the common sentiment. At the present juncture, he and his
fellow-exiles became the most important persons in the city, as enjoying most
the friendship and confidence of the conquerors. But the oligarchical party at
home were noway behind them, either in servility or in revolutionary fervor,
and an understanding was soon established between the two. Probably the old
faction of the Four Hundred, though put down, had never wholly died out: at any
rate, the political hetaeries, or clubs, out of which it was composed, still
remained, prepared for fresh cooperation when a favorable moment should arrive
; and the catastrophe of Aegospotami had made it plain to everyone that such
moment could not be far distant. Accordingly, a large portion, if not the
majority, of the senators, became ready to lend themselves to the destruction
of the democracy, and only anxious to insure places among the oligarchy in
prospect; while the supple Theramenes—resuming his place as oligarchical
leader, and abusing his mission as envoy to wear out the patience of his
half-famished countrymen—had, during his three months’ absence in the tent of
Lysander, concerted arrangements with the exiles for future proceedings. As
soon as the city surrendered, and while the work of demolition was yet going
on, the oligarchical party began to organize itself. The members of the
political clubs again came together, and named a managing committee of five,
called ephors in compliment to the Lacedaemonians, to direct the general
proceedings of the party; to convene meetings when needful, to appoint subordinate
managers for the various tribes, and to determine what propositions were to be
submitted to the public assembly. Among these five ephors were Kritias and
Eratosthenes; probably Theramenes also.
But the oligarchical party, though thus organized and ascendant, with a
compliant senate and a dispirited people, and with an auxiliary enemy actually
in possession, still thought themselves not powerful enough to carry their
intended changes without seizing the most resolute of the democratical leaders.
Accordingly, a citizen named Theokritus tendered an accusation to the senate
against the general Strombichides, together with several others of the
democratical generals and taxiarchs; supported by the deposition of a slave, or
lowborn man, named Agoratus. Although Nikias and several other citizens tried
to prevail upon Agoratus to leave Athens, furnished him with the means of
escape, and offered to go away with him themselves from Munychia, until the
political state of Athens should come into a more assured condition, yet he
refused to retire, appeared before the senate, and accused the generals of
being concerned it a conspiracy to break up the peace; pretending to be himself
their accomplice. Upon his information, given both before the senate and before
an assembly at Munychia, the generals, the taxiarchs, and several other
citizens, men of high worth and courageous patriots, were put into prison, as
well as Agoratus himself, to stand their trial afterwards before a dikastery
consisting of two thousand members. One of the parties thus accused,
Menestratus, being admitted by the public assembly, on the proposition of
Hagnodorus, the brother-in-law of Kritias, to become accusing witness, named
several additional accomplices, who were also forthwith placed in custody.
Though the most determined defenders of the democratical constitution
were thus eliminated, Kritias and Theramenes still farther insured the success
of their propositions by invoking the presence of Lysander from Samos. The
demolition of the walls had been completed, the main blockading army had
disbanded, and the immediate pressure of famine had been removed, when an
assembly was held to determine on future modifications of the constitution. A
citizen named Drakontides, moved that a Board of Thirty should be named, to
draw up laws for the future government of the city, and to manage provisionally
the public affairs, until that task should be completed. Among the thirty
persons proposed, prearranged by Theramenes and the oligarchical five ephors,
the most prominent names were those of Kritias and Theramenes: there were,
besides, Drakontides himself,—Onomakles, one of the Four Hundred who had escaped,—Aristoteles
and Charikles, both exiles newly returned, Eratosthenes, and others whom we do
not know, but of whom probably several had also been exiles or members of the
Four Hundred. Though this was a complete abrogation of the constitution, yet so
conscious were the conspirators of their own strength, that they did not deem
it necessary to propose the formal suspension of the graphe paranomon, as had
been done prior to the installation of the former oligarchy. Still,
notwithstanding the seizure of the leaders and the general intimidation
prevalent, a loud murmur of repugnance was heard in the assembly at the motion
of Drakontides. But Theramenes rose up to defy the murmur, telling the assembly
that the proposition numbered many partisans even among the citizens
themselves, and that it had, besides, the approbation of Lysander and the
Lacedaemonians. This was presently confirmed by Lysander himself, who addressed
the assembly in person. He told them, in a menacing and contemptuous tone, that
Athens was now at his mercy, since the walls had not been demolished before the
day specified, and consequently the conditions of the promised peace had been
violated. He added that, if they did not adopt the recommendation of
Theramenes, they would be forced to take thought for their personal safety instead
of for their political constitution. After a notice at once so plain and so
crushing, farther resistance was vain. The dissentients all quitted the assembly
in sadness and indignation; while a remnant—according to Lysias, inconsiderable
in number as well as worthless in character—stayed to vote acceptance of the
motion.
Seven years before, Theramenes had carried, in conjunction with Antiphon
and Phrynichus, a similar motion for the installation of the Four Hundred; extorting
acquiescence by domestic terrorism as well as by multiplied assassinations. He
now, in conjunction with Kritias and the rest, a second time extinguished the
constitution of his country, by the still greater humiliation of a foreign
conqueror dictating terms to the Athenian people assembled in their own Pnyx.
Having seen the Thirty regularly constituted, Lysander retired from Athens to
finish the siege of Samos, which still held out. Though blocked up both by
land and sea, the Samians obstinately defended themselves for some months
longer, until the close of the summer. Nor was it until the last extremity that
they capitulated; obtaining permission for every freeman to depart in safety,
but with no other property except a single garment Lysander handed over the
city and the properties to the ancient citizens, that is, to the oligarchy and
their partisans, who had been partly expelled, partly disfranchised, in the
revolution eight years before. But he placed the government of Samos, as he had
dealt with the other cities, in the hands of one of his dekadarchies, or
oligarchy of Ten Samians, chosen by himself; leaving Thorax as Lacedaemonian
harmost, and doubtless a force under him.
Having thus finished the war, and trodden out the last spark of
resistance, Lysander returned in triumph to Sparta. So imposing a triumph never
fell to the lot of any Greek, either before or afterwards. He brought with him
every trireme out of the harbor of Piraeus, except twelve, left to the
Athenians as a concession; he brought the prow-ornaments of all the ships captured
at Aegospotami and elsewhere; he was loaded with golden crowns, voted to him by
the various cities; and he farther exhibited a sum of money not less than four
hundred and seventy talents, the remnant of those treasures which Cyrus had
handed over to him for the prosecution of the war. That sum had been greater,
but is said to have been diminished by the treachery of Gylippus, to whose
custody it had been committed, and who sullied by such mean peculation the laurels
which he had so gloriously earned at Syracuse. Nor was it merely the triumphant
evidences of past exploits which now decorated this returning admiral. He
wielded besides an extent of real power greater than any individual Greek
either before or after. Imperial Sparta, as she had now become, was as it were
personified in Lysander, who was master of almost all the insular, Asiatic, and
Thracian cities, by means of the harmost and the native dekadarchies named by
himself and selected from his creatures. To this state of things we shall
presently return, when we have followed the eventful history of the Thirty at
Athens.
These thirty men—the parallel of the dekarchies whom Lysander had constituted
in the other cities—were intended for the same purpose, to maintain the city in
a state of humiliation and dependence upon Lacedaemon, and upon Lysander, as
the representative of Lacedaemon. Though appointed, in the pretended view of
drawing up a scheme of laws and constitution for Athens, they were in no hurry
to commence this duty. They appointed a new senate, composed of compliant,
assured, and oligarchical persons; including many of the returned exiles who
had been formerly in the Four Hundred, and many also of the preceding senators
who were willing to serve their designs. They farther named new magistrates and
officers; a new Board of Eleven, to manage the business of police and the
public force, with Satyrus, one of their most violent partisans, as chief; a
Board of Ten, to govern tin Piraeus; an archon, to give name to the year, Pythodorus,
and a second, or king-archon, Patrokles, to offer the customary sacrifices on
behalf of the city. While thus securing their own ascendency, and placing all
power in the hands of the most violent oligarchical partisans, they began by
professing reforming principles of the strictest virtue; denouncing the abuses
of the past democracy, and announcing their determination to purge the city of
evil-doers. The philosopher Plato—then a young man about twenty-four years old,
of anti-democratical politics, and nephew of Kritias—was at first misled,
together with various others, by these splendid professions; he conceived
hopes, and even received encouragement from his relations, that he might play
an active part under the new oligarchy. Though he soon came to discern how
little congenial his feelings were with theirs, yet in the beginning doubtless
such honest illusions contributed materially to strengthen their hands.
In execution of their design to root out evil-doers, the Thirty first
laid hands on some of the most obnoxious politicians under the former
democracy; “men (says Xenophon) whom everyone knew to live by making calumnious
accusations, called sycophancy, and who were pronounced in their enmity to the
oligarchical citizens”. How far most of these men had been honest or dishonest
in their previous political conduct under the democracy, we have no means of
determining. But among them were comprised Strombichides and the other
democratical officers who had been imprisoned under the information of
Agoratus, men whose chief crime consisted in a strenuous and inflexible attachment
to the democracy. The persons thus seized were brought to trial before the new
senate appointed by the Thirty, contrary to the vote of the people, which had
decreed that Strombichides and his companions should be tried before a
dikastery of two thousand citizens. But the dikastery, as well as all the other
democratical institutions, were how abrogated, and no judicial body was left
except the newly constituted senate. Even to that senate, though composed of
their own partisans, the Thirty did not choose to entrust the trial of the
prisoners, with that secrecy of voting which was well known at Athens to be
essential to the free and genuine expression of sentiment. Whenever prisoners
were tried, the Thirty were themselves present in the senate-house, sitting on
the benches previously occupied by the prytanes : two tables were placed before
them, one signifying condemnation, the other, acquittal; and each senator was
required to deposit his pebble openly before them, either on one or on the
other. It was not merely judgment by the senate, but judgment by the senate
under pressure and intimidation by the all-powerful Thirty. It seems probable
that neither any semblanee of defence; nor any exculpatory witnesses, were
allowed ; but even if such formalities were not wholly dispensed with, it is
certain that there was no real trial, and that condemnation was assured
beforehand. Among the great numbers whom the Thirty brought before the senate,
not a single man was acquitted except the informer Agoratus, who was brought to
trial as an accomplice along with Strombichides and his companions, but was
liberated in recompense for the information which he had given against them. The
statement of Isocrates, Lysias, and others—that the victims of the Thirty, even
when brought before the senate, were put to death untried—is authentic and
trustworthy: many were even put to death by simple order from the Thirty themselves,
without any cognizance of the senate.
In regard to the persons first brought to trial, however,—whether we
consider them, as Xenophon intimates, to have been notorious evil-doers, or to
have been innocent sufferers by the reactionary vengeance of returning
oligarchical exiles, as was the case certainly with Strombichides and the
officers accused along with him,—there was little necessity for any constraint
on the part of the Thirty over the senate. That body itself partook of the
sentiment which dictated the condemnation, and acted as a willing instrument;
while the Thirty themselves were unanimous, Theramenes being even more zealous
than Kritias in these executions, to demonstrate his sincere antipathy towards
the extinct democracy. As yet too, since all the persons condemned, justly or
unjustly, had been marked politicians, so, all other citizens who had taken no
conspicuous part in politics, even if they disapproved of the condemnations,
had not been led to conceive any apprehension of the like fate for themselves.
Here, then, Theramenes, and along with him a portion of the Thirty as well as
of the senate, were inclined to pause. While enough had been done to satiate
their antipathies, by the death of the most obnoxious leaders of the democracy,
they at the same time conceived the oligarchical government to be securely
established, and contended that farther bloodshed would only endanger its
stability, by spreading alarm, multiplying enemies, and alienating friends as
well as neutrals.
But these were not the views either of Kritias or of the Thirty
generally, who surveyed their position with eyes very different from the
unstable and cunning Theramenes, and who had brought with them from exile a
long arrear of vengeance yet to be appeased. Kritias knew well that the
numerous population of Athens were devotedly attached, and had good reason to be
attached, to their democracy; that the existing government had been imposed
upon them by force, and could only be upheld by force; that its friends were a
narrow minority, incapable of sustaining it against the multitude around them,
all armed; that there were still many formidable enemies to be got rid of, so
that it was indispensable to invoke the aid of a permanent Lacedaemonian garrison
in Athens, as the only condition not only of their stability as a government,
but even of their personal safety. In spite of the opposition of Theramenes, Aeschines
and Aristoteles, two among the Thirty, were despatched to Sparta to solicit aid
from Lysander; who procured for them a Lacedaemonian garrison under Kallibius
as harmost, which they engaged to maintain without any cost to Sparta, until
their government should be confirmed by putting the evil-doers out of the way.
Kallibius was not only installed as master of the acropolis,—full as it was of
the mementos of Athenian glory,—but was farther so caressed and won over by the
Thirty, that he lent himself to everything which they asked. They had thus a
Lacedaemonian military force constantly at their command, besides an organized
band of youthful satellites and assassins, ready for any deeds of violence; and
they proceeded to seize and put to death many citizens, who were so
distinguished for their courage and patriotism, as to be likely to serve as leaders
to the public discontent. Several of the best men in Athens thus successively
perished, while Thrasybulus, Anytus, and many others, fearing a similar fate,
fled out of Attica, leaving their property to be confiscated and appropriated
by the oligarchs; who passed a decree of exile against them in their absence,
as well as against Alcibiades.
These successive acts of vengeance and violence were warmly opposed by
Theramenes, both in the council of Thirty and in the senate. The persons
hitherto executed, he said, had deserved their death, because they were not
merely noted politicians under the democracy, but also persons of marked hostility
to oligarchical men. But to inflict the same fate on others, who had manifested
no such hostility, simply because they had enjoyed influence under the
democracy, would be unjust: “Even you and I (he reminded Kritias) have both
said and done many things for the sake of popularity.” But Kritias replied : “We
cannot afford to be scrupulous; we are engaged in a scheme of aggressive ambition,
and must get rid of those who are best able to hinder us. Though we are Thirty
in number, and not one, our government is not the less a despotism, and must be
guarded by the same jealous precautions. If you think otherwise, you must be simple-minded
indeed”. Such were the sentiments which animated the majority of the Thirty,
not less than Kritias, and which prompted them to an endless string of seizures
and executions. It was not merely the less obnoxious democratical politicians
who became their victims, but men of courage, wealth, and station, in every
vein of political feeling: even oligarchical men, the best and most
high-principled of that party, shared the same fate. Among the most distinguished
sufferers were, Lycurgus, belonging to one of the most eminent sacred gentes in
the state; a wealthy man named Antiphon, who had devoted his fortune to the
public service with exemplary patriotism during the last years of the war, and
had furnished two well-equipped triremes at his own cost; Leon, of Salamis; and
even Nikeratus, son of Nikias, who had perished at Syracuse; a man who
inherited from his father not only a large fortune, but a known repugnance to
democratical politics, together with his uncle Eukrates, brother of the same
Nikias. These were only a few among the numerous victims, who were seized,
pronounced to be guilty by the senate or by the Thirty themselves, handed over
to Satyrus and the Eleven, and condemned to perish by the customary draught of
hemlock.
The circumstances accompanying the seizure of Leon deserve particular
notice. In putting to death him and the other victims, the Thirty had several
objects in view, all tending to the stability of their dominion. First, they
thus got rid of citizens generally known and esteemed, whose abhorrence they
knew themselves to deserve, and whom they feared as likely to head the public
sentiment against them. Secondly, the property of these victims, all of whom
were rich, was seized along with their persons, and was employed to pay the satellites
whose agency was indispensable for such violences, especially Kallibius and the
Lacedaemonian hoplites in the acropolis. But, besides murder and spoliation,
the Thirty had a farther purpose, if possible, yet more nefarious. In the work
of seizing their victims, they not only employed the hands of these paid
satellites, but also sent along with them citizens of station and
respectability, whom they constrained by threats and intimidation to lend their
personal aid in a service so thoroughly odious. By such participation, these
citizens became compromised and imbrued in crime, and as it were, consenting
parties in the public eye to all the projects of the Thirty; exposed to the
same general hatred as the latter, and interested for their own safety in maintaining
the existing dominion. Pursuant to their general plan of implicating unwilling
citizens in their misdeeds, the Thirty sent for five citizens to the tholus, or
government-house, and ordered them, with terrible menaces, to cross over to
Salamis and bring back Leon as prisoner. Four out of the five obeyed; the fifth
was the philosopher Socrates, who refused all concurrence and returned to his own
house, while the other four went to Salamis and took part in the seizure of
Leon. Though he thus braved all the wrath of the Thirty, it appears that they
thought it expedient to leave him untouched. But the fact that they singled him
out for such an atrocity,—an old man of tried virtue, both private and public,
and intellectually commanding, though at the same time intellectually
unpopular,—shows to what an extent they carried their system of forcing
unwilling participants; while the farther circumstance, that he was the only
person who had the courage to refuse, among four others who yielded to
intimidation, shows that the policy was for the most part successful. The
inflexible resistance of Socrates on this occasion, stands as a worthy parallel
to his conduct as prytanis in the public assembly held on the conduct of the
generals after the battle of Arginusae, described in the preceding chapter,
wherein he obstinately refused to concur in putting an illegal question.
Such multiplied cases of execution and spoliation naturally filled the
city with surprise, indignation, and terror. Groups of malcontents got
together, and exiles became more and more numerous. All these circumstances
furnished ample material for the vehement opposition of Theramenes, and tended
to increase his party: not indeed among the Thirty themselves, but to a certain
extent in the senate, and still more among the body of the citizens. He warned
his colleagues that they were incurring daily an increased amount of public
odium, and that their government could not possibly stand, unless they admitted
into partnership an adequate number of citizens, with a direct interest in its
maintenance. He proposed that all those competent, by their property, to serve
the state cither on horseback or with heavy armor, should be constituted
citizens; leaving all the poorer freemen, a far larger number, still
disfranchised. Kritias and the Thirty rejected this proposition; being
doubtless convinced—as the Four Hundred had felt seven years before, when
Theramenes demanded of them to convert their fictitious total of Five Thousand
into a real list of as many living persons—that “to enroll so great a number of
partners, was tantamount to a downright democracy”. But they were at the same
time not insensible to the soundness of his advice : moreover, they began to be
afraid of him personally, and to suspect that he was likely to take the lead in
a popular opposition against them, as he had previously done against his
colleagues of the Four Hundred. They therefore resolved to comply in part with
his recommendations, and accordingly prepared a list of three thousand persons
to be invested with the political franchise; chosen, as much as possible, from
their own known partisans and from oligarchical citizens. Besides this body,
they also counted on the adherence of the horsemen, among the wealthiest
citizens of the state. These horsemen, or knights, taking them as a class,—the
thousand good men of Athens, whose virtues Aristophanes sets forth in hostile
antithesis to the alleged demagogic vices of Kleon,—remained steady supporters
of the Thirty, throughout all the enormities of their career. What privileges
or functions were assigned to the chosen three thousand, we do not hear, except
that they could not be condemned without the warrant of the senate, while any
other Athenian might be put to death by the simple fiat of the Thirty.
A body of partners thus chosen—not merely of fixed number, but of picked
oligarchical sentiments—was by no means the addition which Theramenes desired.
While he commented on the folly of supposing that there was any charm in the
number three thousand, as if it embodied all the merit of the city, and nothing
else but merit, he admonished them that it was still insufficient for their
defence; their rule was one of pure force, and yet inferior in force to those
over whom it was exercised. Again the Thirty acted upon his admonition, but in
a way very different from that which he contemplated. They proclaimed a general
muster and examination of arms to all the hoplites in Athens. The Three
Thousand were drawn up in arms all together in the market-place; but the
remaining hoplites were disseminated in small scattered companies and in
different places. After the review was over, these scattered companies went
home to their meal, leaving their arms piled at the various places of muster.
But the adherents of the Thirty, having been forewarned and kept together, were
sent at the proper moment, along with the Lacedaemonian mercenaries, to seize
the deserted arms, which were deposited under the custody of Kallibius in the
acropolis. All the hoplites in Athens, except the Three Thousand and the
remaining adherents of the Thirty, were disarmed by this crafty manoeuvre, in
spite of the fruitless remonstrance of Theramenes.
Kritias and his colleagues, now relieved from all fear either of
Theramenes, or of any other internal opposition, gave loose, more unsparingly
than ever, to their malevolence and rapacity, putting to death both many of
their private enemies, and many rich victims for the purpose of spoliation. A
list of suspected persons was drawn up, in which each of their adherents was
allowed to insert such names as he chose, and from which the victims were
generally taken. Among informers, who thus gave in names for destruction,
Batrachus and Aeschylides stood conspicuous. The thirst of Kritias for plunder,
as well as for bloodshed, only increased by gratification; and it was not
merely to pay their mercenaries, but also to enrich themselves separately, that
the Thirty stretched everywhere their murderous agency, which now mowed down
metics as well as citizens. Theognis and Peison, two of the Thirty, affirmed
that many of these metics were hostile to the oligarchy, besides being opulent
men; and the resolution was adopted that earn of the rulers should single out
any of these victims that he pleased, for execution and pillage; care being
taken to include a few poor persons in the seizure, so that the real purpose of
the spoilers might be faintly disguised.
It was in execution of this scheme that the orator Lysias and his
brother Polemarchus were both taken into custody. Both were metics, wealthy
men, and engaged in a manufactory of shields, wherein they employed a hundred
and twenty slaves. Theognis and Peison, with some others, seized Lysias in his
house, while entertaining some friends at dinner; and having driven away his
guests, left him under the guard of Peison, while the attendants went off to
register and appropriate his valuable slaves. Lysias tried to prevail on Peison
to accept a bribe and let him escape; which the latter at first promised to do,
and having thus obtained access to the money-chest of the prisoner, laid hands
upon all its contents, amounting to between three and four talents. In vain did
Lysias implore that a trifle might be left for his necessary subsistence; the
only answer vouchsafed was, that he might think himself fortunate if he escaped
with life. He was then conveyed to the house of a person named Damnippus, where
Theognis already was, having other prisoners in charge. At the earnest entreaty
of Lysias, Damnippus tried to induce Theognis to connive at his escape, on
consideration of a handsome bribe; but while this conversation was going on,
the prisoner availed himself of an unguarded moment to get off through the back
door, which fortunately was open, together with two other doors through which
it was necessary to pass. Having first obtained refuge in the house of a friend
in Piraeus, he took boat during the ensuing night for Megara. Polemarchus, less
fortunate, was seized in the street by Eratosthenes, one of the Thirty, and
immediately lodged in the prison, where the fatal draught of hemlock was
administered to him, without delay, without trial, and without liberty of
defence. While his house was plundered of a large stock of gold, silver,
furniture, and rich ornaments; while the golden earrings were torn from the
ears of his wife; and while seven hundred shields, with a hundred and twenty
slaves, were confiscated, together with the workshop and the two
dwelling-houses; the Thirty would not allow even a decent funeral to the
deceased, but caused his body to be carried away on a hired bier from the
prison, with covering and a few scanty appurtenances supplied by the sympathy
of private friends.
Amidst such atrocities, increasing in number and turned more and more to
shameless robbery, the party of Theramenes daily gained ground, even in the
senate; many of whose members profited nothing by satiating the private
cupidity of the Thirty, and began to be weary of so revolting a system, as well
as alarmed at the host of enemies which they were raising up. In proposing the
late seizure of the metics, the Thirty had desired Theramenes to make choice of
any victim among that class, to be destroyed and plundered for his own personal
benefit. But he rejected the suggestion emphatically, denouncing the enormity
of the measure in the indignant terms which it deserved. So much was the
antipathy of Kritias and the majority of the Thirty against him, already
acrimonious from the effects of a long course of opposition, exasperated by
this refusal; so much did they fear the consequences of incurring the obloquy
of such measures for themselves, while Theramenes enjoyed all the credit of
opposing them: so satisfied were they that their government could not stand
with this dissension among its own members; that they resolved to destroy him
at all cost. Having canvassed as many of the senators as they could, to
persuade them that Theramenes was conspiring against the oligarchy, they caused
the most daring of their satellites to attend one day in the senate-house,
close to the railing which fenced in the senators, with daggers concealed under
their garments. So soon as Theramenes appeared, Kritias rose and denounced him
to the senate as a public enemy, in an harangue which Xenophon gives at
considerable length, and which is so full of instructive evidence, as to Greek
political feeling, that I here extract the main points in abridgment: —
“If any of you imagine, senators, that more people are perishing than
the occasion requires, reflect, that this happens everywhere in a time of
revolution, and that it must especially happen in the establishment of an
oligarchy at Athens, the most populous city in Greece, and where the population
has been longest accustomed to freedom. You know as well as we do, that
democracy is to both of us an intolerable government, as well as incompatible
with all steady adherence to our protectors, the Lacedaemonians. It is under
their auspices that we are establishing the present oligarchy, and that we
destroy, as far as we can, every man who stands in the way of it; which becomes
most of all indispensable, if such a man be found among our own body. Here
stands the man, Theramenes, whom we now denounce to you as your foe not less
than ours. That such is the fact, is plain from his unmeasured censures on our
proceedings, from the difficulties which he throws in our way whenever we want
to despatch any of the demagogues. Had such been his policy from the beginning,
he would indeed have been our enemy, yet we could not with justice have
proclaimed him a villain. But it is he who first originated the alliance which
binds us to Sparta, who struck the first blow at the democracy, who chiefly instigated
us to put to death the first batch of accused persons; and now, when you as
well as we have thus incurred the manifest hatred of the people, he turns round
and quarrels with our proceedings in order to insure his own safety, and leave
us to pay the penalty. He must be dealt with not only as an enemy, but as a
traitor, to you as well as to us; a traitor in the grain, as his whole life
proves. Though he enjoyed, through his father Agnon, a station of honor under
the democracy, he was foremost in subverting it, and setting up the Four
Hundred; the moment he saw that, oligarchy beset with difficulties, he was the
first to put himself at the head of the people against them; always ready for
change in both directions, and a willing accomplice in those executions which
changes of government bring with them. It is he, too, who—having been ordered
by the generals after the battle of Arginusae to pick up the men on the
disabled ships, and having neglected the task—accused and brought to execution
his superiors, in order to get himself out of danger. He has well earned his
surname of The Buskin, fitting both legs, but constant to neither; he has shown
himself reckless both of honor and friendship, looking to nothing but his own
selfish advancement; and it is for us now to guard against his doublings, in
order that he may not play us the same trick. We cite him before you as a
conspirator and a traitor, against you as well as against us. Look to your own
safety, and not to his. For depend upon it, that if you let him off, you will
hold out powerful encouragement to your worst enemies; while if you condemn
him, you will crush their best hopes, both within and without the city”.
Theramenes was probably not wholly unprepared for soma such attack as
this. At any rate, he rose up to reply to it at once: —
“First of all, senators, I shall touch upon the charge against me which
Kritias mentioned last, the charge of having accused and brought to execution
the generals. It was not I who began the accusation against them, but they who
began it against me. They said, that they had ordered me upon the duty, and
that I had neglected it; my defence was, that the duty could not be executed,
in consequence of the storm; the people believed and exonerated me, but the
generals were rightfully condemned on their own accusation, because they said
that the duty might have been performed, while yet it had remained unperformed.
I do not wonder, indeed, that Kritias has told these falsehoods against me; for
at the time when this affair happened, he was an exile in Thessaly, employed in
raising up a democracy, and arming the penestae against their masters. Heaven
grant that nothing of what he perpetrated there may occur at Athens! I agree
with Kritias, indeed, that, whoever wishes to cut short your government, and
strengthens those who conspire against you, deserves justly the severest
punishment. But to whom does this charge best apply? To him, or to me? Look at
the behavior of each of us, and then judge for yourselves. At first, we were
all agreed, so far as the condemnation of the known and obnoxious demagogues.
But when Kritias and his friends began to seize men of station and dignity,
then it was that I began to oppose them. I knew that the seizure of men like
Leon, Nikias, and Antiphon, would make the best men in the city your enemies. I
opposed the execution of the metics, well aware that all that body would be
alienated. I opposed the disarming of the citizens, and the hiring of foreign
guards. And when I saw that enemies at home and exiles abroad were multiplying
against you, I dissuaded you from banishing Thrasybulus and Anytus, whereby you
only furnished the exiles with competent leaders The man who gives you this
advice, and gives it you openly, is he a traitor, or is he not rather a genuine
friend ? It is you and your supporters, Kritias, who, by your murders and
robberies, strengthen the enemies of the government and betray your friends.
Depend upon it, that Thrasybulus and Anytus are much better pleased with your
policy than they would be with mine. You accuse me of having betrayed the Four
Hundred; but I did not desert them until they were themselves on the point of
betraying Athens to her enemies. You call me The Buskin, as trying to fit both
parties. But what am I to call you, who fit neither of them? who, under the
democracy, were the most violent hater of the people, and who, under the
oligarchy, have become equally violent as a hater of oligarchical merit? I am,
and always have been, Kritias, an enemy both to extreme democracy and to
oligarchical tyranny. I desire to constitute our political community out of
those who can serve it on horseback and with heavy armor; I have proposed this
once, and I still stand to it. I side not either with democrats or despots, to
the exclusion of the dignified citizens. Prove that I am now, or ever have
been, guilty of such crime, and I shall confess myself deserving of ignominious
death”.
This reply of Theramenes was received with such a shout of applause by
the majority of the senate, as showed that they were resolved to acquit him. To
the fierce antipathies of the mortified Kritias, the idea of failure was
intolerable; indeed, he had now carried his hostility to such a point, that the
acquittal of his enemy would have been his own ruin. After exchanging a few
words with the Thirty, he retired for a few moments, and directed the Eleven
with the body of armed satellites to press close on the railing whereby the
senators were fenced round,—while the court before the senate-house was filled
with the mercenary hoplites Having thus got his force in hand, Kritias returned
and again addressed the senate: “Senators (said he), I think it the duty of a
good president, when he sees his friends around him duped, not to let them
follow their own counsel. This is what I am now going to do; indeed, these men,
whom you see pressing upon us from without, tell us plainly that they will not
tolerate the acquittal of one manifestly working to the ruin of the oligarchy.
It is an article of our new constitution, that no man of the select Three Thousand
shall be condemned without jour vote; but that any man not included in that
list may be condemned by the Thirty. Now I take upon me, with the concurrence
of all my colleagues, to strike this Theramenes out of that list; and we, by
our authority, condemn him to death”.
Though Theramenes had already been twice concerned in putting down the
democracy, yet such was the habit of all Athenians to look for protection from
constitutional forms, that he probably accounted himself safe under the
favorable verdict of the senate, an 1 was not prepared for the monstrous and
despotic sentence which he now heard from his enemy. He sprang at once to the
senatorial hearth, — the altar and sanctuary in the interior of the
senate-house,—and exclaimed: “I too, senators, stand as your suppliant, asking
only for bare justice. Let it be not in the power of Kritias to strike out me or
any other man whom he chooses; let my sentence as well as yours be passed
according to the law which these Thirty have themselves prepared. I know but
too well, that this altar will be of no avail to me as a defence; but I shall
at least make it plain, that these men are as impious towards the gods as they
are nefarious towards men. As for you, worthy senators, I wonder that you will
not stand forward for your own personal safety; since you must be well aware,
that your own names may be struck out of the Three Thousand just as easily as
mine”.
But the senate remained passive and stupefied by fear, in spite of these
moving words, which perhaps were not perfectly heard, since it could not be the
design of Kritias to permit his enemy to speak a second time. It was probably
while Theramenes was yet speaking, that the loud voice of the herald was heard,
calling the Eleven to come forward and take him into custody. The Eleven
advanced into the senate, headed by their brutal chief Satyrus, and followed by
their usual attendants. They went straight up to the altar, from whence
Satyrus, aided by the attendants, dragged him by main force, while Kritias said
to them: “We hand over to you this man Theramenes, condemned according to the
law. Seize him, carry him off to prison, and there do the needful”. Upon this,
Theramenes was dragged out of the senate-house and carried in custody through
the market-place, exclaiming with a loud voice against the atrocious treatment
which he was suffering. “Hold your tongue (said Satyrus to him), or you will
suffer for it”. “And if I do hold my tongue (replied Theramenes), shall not I
suffer for it also?”
He was conveyed to prison, where the usual draught of hemlock was
speedily administered. After he had swallowed it, there remained a drop at the
bottom of the cup, which he jerked out on the floor (according to the playful
convivial practice called the Kottabus, which was supposed to furnish an omen
by its sound in falling, and after which the person who had just drank handed
the goblet to the guest whose turn came next) : “Let this (said he) be for the
gentle Kritias”.
The scene just described, which ended in the execution of Theramenes, is
one of the most striking and tragical in ancient history; in spite of the bald
and meagre way in which it is recounted by Xenophon, who has thrown all the
interest into the two speeches. The atrocious injustice by which Theramenes
perished, as well as the courage and self-possession which he displayed at the
moment of danger, and his cheerfulness even in the prison, not inferior to that
of Socrates three years afterwards, naturally enlist the warmest sympathies of
the reader in his favor, and have tended to exalt the positive estimation of
his character. During the years immediately succeeding the restoration of the
democracy, he was extolled and pitied as one of the first martyrs to
oligarchical violence: later authors went so far as to number him among the
chosen pupils of Socrates. But though Theramenes here became the victim of a
much worse man than himself, it will not for that reason be proper to accord to
him our admiration, which his own conduit will not at all be found to deserve.
The reproaches of Kritias against him, founded on his conduct during the
previous conspiracy of the Four Hundred, were in the main well founded. After
having been one of the foremost originators of that conspiracy, he deserted his
comrades as soon as he saw that it was likely to fail; and Kritias had
doubtless present to his mind the fate of Antiphor, who had been condemned and
executed under the accusation of Theramenes, together with a reasonable
conviction that the latter would again turn against his colleagues in the same
manner, if circumstances should encourage him to do so. Nor was Kritias wrong
in denouncing the perfidy of Theramenes with regard to the generals after the
battle of Arginusae, the death of whom he was partly instrumental in bringing
about, though only as an auxiliary cause, and not with that extreme stretch of
nefarious stratagem, which Xenophon and others have imputed to him. He was a
selfish, cunning, and faithless man,—ready to enter into conspiracies, yet
never foreseeing their consequences,—and breaking faith to the ruin of
colleagues whom he had first encouraged, when he found them more consistent and
thoroughgoing in crime than himself.
Such high-handed violence, by Kritias and the majority of the Thirty,—carried
though, even against a member of their own Board, by intimidation of the
senate,— left a feeling of disgust and dissension among their own partisans
from which their power never recovered. Its immediate effect, however, was to render
them, apparently, and in their own estimation, more powerful than ever. All
open manifestation of dissent being now silenced, they proceeded to the
uttermost limits of cruel and licentious tyranny. They made proclamation, that
everyone not included in the list of Three Thousand, should depart without the walls,
in order that they might be undisturbed Masters within the city, a policy
before resorted to by Periander of Corinth and other Grecian despots. The
numerous fugitives expelled by this order, distributed themselves partly in Piraeus,
partly in the various demes of Attica. Both in one and the other, however, they
were seized by order of the Thirty, and many of them put to death, in order
that their substance and lands might be appropriated either by the Thirty
themselves, or by some favored partisan. The denunciations of Batrachus, Aeschylides,
and other delators, became more numerous than ever, in order to obtain the
seizure and execution of their private enemies; and the oligarchy were willing
to purchase any new adherent by thus gratifying his antipathies or his rapacity.
The subsequent orators affirmed that more than fifteen hundred victims were put
to death without trial by the Thirty; on this numerical estimate little stress
is to be laid, but the total was doubtless prodigious. It became more and more
plain that no man was safe in Attica; so that Athenian emigrants, many in great
poverty and destitution, were multiplied throughout the neighboring
territories,—in Megara, Thebes, Oropus, Chalcis, Argos, etc. It was hot
everywhere that these distressed persons could obtain reception; for the
Lacedaemonian government, at the instance of the Thirty, issued an edict
prohibiting all the members of their confederacy from harboring fugitive
Athenians; an edict which these cities generously disobeyed, though probably
the smaller Peloponnesian cities complied. Without doubt, this decree was procured
by Lysander, while his influence still continued unimpaired.
But it was not only against the lives, properties, and liberties of
Athenian citizens that the Thirty made war. They were not less solicitous to
extinguish the intellectual force and education of the city; a project so
perfectly in harmony both with the sentiment and practice of Sparta, that they
counted on the support of their foreign allies. Among the ordinances which they
promulgated was one, expressly forbidding every one “to teach the art of words”,
if I may be allowed to translate literally the Greek expression, which bore a
most comprehensive signification, and denoted every intentional communication
of logical, rhetorical, or argumentative improvement,—of literary criticism and
composition,—and of command over those political and moral topics which formed
the ordinary theme of discussion. Such was the species of instruction which
Socrates and other sophists, each in his own way, communicated to the Athenian
youth. The great foreign sophists, not Athenian, such as Prodikus and
Protagoras had been,—though perhaps neither of these two was now alive,—were
doubtless no longer in the city, under the calamitous circumstances which had
been weighing upon every citizen since the defeat of Aegospotami. But there
were abundance of native teachers, or sophists, inferior in merit to these
distinguished names, yet still habitually employed, with more or less success,
in communicating a species of instruction held indispensable to every liberal
Athenian. The edict of the Thirty was in fact a general suppression of the
higher class of teachers or professors, above the rank of the elementary
teacher of letters, or grammatist. If such an edict could have been maintained
in force for a generation, combined with the other mandates of the Thirty, the
city out of which Sophocles and Euripides had just died, and in which Plato and
Isocrates were in vigorous age, the former twenty-five, the latter twenty-nine,
would have been degraded to the intellectual level of the meanest community in
Greece. It was not uncommon for a Grecian despot to suppress all those
assemblies wherein youths came together for the purpose of common training,
either intellectual or gymnastic; as well as the public banquets and clubs, or
associations, as being dangerous to his authority, and tending to elevation of
courage, and to a consciousness of political rights among the citizens.
The enormities of the Thirty had provoked severe comments from the
philosopher Socrates, whose life was spent in conversation on instructive
subjects with those young men who sought his society, though he never took
money from any pupil. These comments had been made known to Kritias and
Charikles, who sent for him, reminded him of the prohibitive law, and peremptorily
commanded him to abstain for the future from all conversation with youths. Socrates
met this order by putting some questions to those who gave it, in his usual
style of puzzling scrutiny, destined to expose the vagueness of the terms; and
to draw the line, or rather to show that no definite line could be drawn,
between that which was permitted and that which was forbidden. But he soon
perceived that his interrogations produced only a feeling of disgust and wrath,
menacing to his own safety. The tyrants ended by repeating their interdict in
yet more peremptory terms, and by giving Socrates to understand, that they were
not ignorant of the censures which he had cast upon them.
Though our evidence does not enable us to make out the precise dates of
these various oppressions of the Thirty, yet it seems probable that this
prohibition of teaching must have been among their earlier enactments; at any
rate, considerably anterior to the death of Theramenes, and the general
expulsion out of the walls of all except the privileged Three Thousand. Their dominion
continued, without any armed opposition made to it, foe about eight months from
the capture of Athens by Lysander, that is, from about April to December 404
B.C. The measure of their iniquity then became full. They had accumulated
against themselves, both in Attica and among the exiles in the circumjacent
territories, suffering and exasperated enemies, while they had lost the
sympathy of Thebes, Megara, and Corinth, and were less heartily supported by
Sparta.
During these important eight months, the general feeling throughout
Greece had become materially different both towards Athens and towards Sparta.
At the moment when the long war was first brought to a close, fear, antipathy,
and vengeance against Athens, had been the reigning sentiment, both among the
confederates of Sparta and among the revolted members of the extinct Athenian empire;
a sentiment which prevailed among them indeed to a greater degree than among
the Spartans themselves, who resisted it, and granted to Athens a capitulation
at a time when many of their allies pressed for the harshest measures. To this
resolution they were determined partly by the still remaining force of ancient
sympathy; partly by the odium which would have been sure to follow the act of
expelling the Athenian population, however it might be talked of beforehand as
a meet punishment; partly too by the policy of Lysander, who contemplated the
keeping of Athens in the same dependence on Sparta and on himself, and by the
same means, as the other outlying cities in which he had planted his
dekadarchies.
So soon as Athens was humbled, deprived of her fleet and walled port,
and rendered innocuous, the great bond of common fear which had held the allies
to Sparta disappeared; and while the paramount antipathy on the part of those
allies towards Athens gradually died away, a sentiment of jealousy and apprehension
of Sparta sprang up in its place on the part of the leading states among them.
For such a sentiment there was more than one reason. Lysander had brought home
not only a large sum of money, but valuable spoils of other kinds, and many
captive triremes, at the close of the war. As the success had been achieved by
the joint exertions of all the allies, so the fruits of it belonged in equity
to all of them jointly, not to Sparta alone. The Thebans and Corinthians preferred
a formal claim to be allowed to share; and if the other allies abstained from
openly backing the demand, we may fairly presume that it was not from any
different construction of the equity of the case, but from fear of offending
Sparta. In the testimonial erected by Lysander at Delphi, commemorative of the
triumph, he had included not only his own brazen statue, but that of each commander
of the allied contingents; thus formally admitting the allies to share in the
honorary results, and tacitly sanctioning their claim to the lucrative results
also. Nevertheless, the demand made by the Thebans and Corinthians was not only
repelled, but almost resented as an insult; especially by Lysander, whose
influence was at that moment almost omnipotent.
That the Lacedaemonians should have withheld from the allies a share in
this money, demonstrates still more the great ascendency of Lysander; because
there was a considerable party at Sparta itself, who protested altogether
against the reception of so much gold and silver, as contrary to the ordinances
of Lycurgus, and fatal to the peculiar morality of Sparta. An ancient Spartan,
Skiraphidas, or Phlogidas, took the lead in calling for exclusive adherence to
the old Spartan money, heavy iron, difficult to carry; nor was it without
difficulty that Lysander and his friends obtained admission for the treasure
into Sparta; under special proviso, that it should be for the exclusive purposes
of the government, and that no private citizen should ever circulate gold or
silver. The existence of such traditionary repugnance among the Spartans would
have seemed likely to induce them to be just towards their allies, since an
equitable distribution of the treasure would have gone far to remove the
difficulty; yet they nevertheless kept it all.
But besides this special offense given to the allies, the conduct of
Sparta in other ways showed that she intended to turn the victory to her own account.
Lysander was at this moment all-powerful, playing his own game under the name
of Sparta. His position was far greater than that of the regent Pausanias had
been after the victory of Plataea; and his talents for making use of the
position incomparably superior. The magnitude of his successes, as well as the
eminent ability which he had displayed, justified abundant eulogy; but in his
ease, the eulogy was carried to the length of something like worship. Altars
were erected to him; paeans or hymns were composed in his honor; the Ephesians
set up his statue in the temple of their goddess Artemis; and the Samians not
only erected a statue to him at Olympia, but even altered the name of their
great festival, the Heraea, to Lysandria. Several contemporary poets—Antilochus,
Chaerilus, Nikeratus, and Antimachus—devoted themselves to sing his glories and
profit by his rewards.
Such excess of flattery was calculated to turn the head even of the most
virtuous Greek : with Lysander, it had the effect of substituting, in place of
that assumed smoothness of manner with which he began his command, an insulting
harshness and arrogance corresponding to the really unmeasured ambition which
he cherished. His ambition prompted him to aggrandize Sparta separately,
without any thought of her allies, in order to exercise dominion in her name.
He had already established dekadarchies, or oligarchies of Ten, in many of the
insular and Asiatic cities, and an oligarchy of Thirty in Athens; all composed
of vehement partisans, chosen by himself, dependent upon him for support, and
devoted to his objects. To the eye of an impartial observer in Greece, it
seemed as if all these cities had been converted into dependencies of Sparta,
and were intended to be held in that condition; under Spartan authority,
exercised by and through Lysander. Instead of that general freedom which
had been promised as an incentive to revolt against Athens, a Spartan empire
had been constituted in place of the extinct Athenian, with a tribute,
amounting to a thousand talents annually, intended to be assessed upon the
component cities and islands. Such at least was the scheme of Lysander, though
it never reached complete execution.
It is easy to see that under such a state of feeling on the part of the
allies of Sparta, the enormities perpetrated by the Thirty at Athens and by the
Lysandrian dekadarchies in the other cities, would be heard with sympathy for
the sufferers, and without that strong anti-Athenian sentiment which had
reigned a few months before. But what was of still greater importance, even at
Sparta itself, opposition began to spring up against the measures and the person
of Lysander. If the leading men at Sparta had felt jealous even of Brasidas,
who offended them only by unparalleled success and merit as a commander, much
more would the same feeling be aroused against Lysander, who displayed an
overweening insolence, and was worshipped with an ostentatious flattery, not
inferior to that of Pausanias after the battle of Plataea. Another Pausanias,
son of Pleistoanax, was now king of Sparta, in conjunction with Agis. Upon him
the feeling of jealousy against Lysander told with especial force, as it did
afterwards upon Agesilaus, the successor of Agis; not unaccompanied probably
with suspicion, which subsequent events justified, that Lysander was aiming at
some interference with the regal privileges. Nor is it unfair to suppose that
Pausanias was animated by motives more patriotic than mere jealousy, and that
the rapacious cruelty, which everywhere dishonored the new oligarchies, both
shocked his better feelings and inspired him with fears for the stability of
the system. A farther circumstance which weakened the influence of Lysander at
Sparta was the annual change of ephors, which took place about the end of
September or beginning of October. Those ephors under whom his grand success
and the capture of Athens had been consummated, and who had lent themselves entirely
to his views, passed out of office in September 404 B.C., and gave place to
others more disposed to second Pausanias.
I remarked, in the preceding chapter, how much more honorable for
Sparta, and how much less unfortunate for Athens and for the rest of Greece,
the close of the Peloponnesian war would have been, if Kallikratidas had gained
and survived the battle of Arginusae, so as to close it then, and to acquire
for himself that personal ascendency which the victorious general was sure to
exercise over the numerous rearrangements consequent on peace. We see how
important the personal character of the general so placed was, when we follow
the proceedings of Lysander during the year after the battle of Aegospotami.
His personal views were the grand determining circumstance throughout Greece;
regulating both the measures of Sparta, and the fate of the conquered cities.
Throughout the latter, rapacious and cruel oligarchies were organized,—of Ten
in most cities, but of Thirty in Athens,—all acting under the power and
protection of Sparta, but in real subordination to his ambition. Because he
happened to be under the influence of a selfish thirst for power, the measures
of Sparta were divested not merely of all Pan-Hellenic spirit, but even, to a
great degree, of reference to her own confederates, and concentrated upon the
acquisition of imperial preponderance for herself. Now if Kallikratidas had
been the ascendant person at this critical juncture, not only such narrow and
baneful impulses would have been comparatively inoperative, but the leading
state would have been made to set the example of recommending, of organizing,
and if necessary, of enforcing arrangements favorable to Pan-Hellenic
brotherhood. Kallikratidas would not only have refused to lend himself to
dekadarchies governing by his force and for his purposes, in the subordinate
cities, but he would have discountenanced such conspiracies, wherever they
tended to arise spontaneously. No ruffian like Kritias, no crafty schemer like
Theramenes, would have reckoned upon his aid as they presumed upon the
friendship of Lysander Probably he would have left the government of each city
to its own natural tendencies, oligarchical or democratical; interfering only
in special cases of actual and pronounced necessity. Now the influence of an
ascendant state, employed for such purposes, and emphatically discarding all private
ends for the accomplishment of a stable Pan-Hellenic sentiment and fraternity;
employed too thus, at a moment when so many of the Greek towns were in the
throes of reorganization, having to take up a new political course in reference
to the altered circumstances, is an element of which the force could hardly
have failed to be prodigious as well as beneficial. What degree of positive
good might have been wrought, by a noble-minded victor under such special
circumstances, we cannot presume to affirm in detail. But it would have been no
mean advantage, to have preserved Greece from beholding and feeling such
enormous powers in the hands of a man like Lysander; through whose management
the worst tendencies of an imperial city were studiously magnified by the exorbitance
of individual ambition. It was to him exclusively that the Thirty in Athens,
and the dekadarchies elsewhere, owed both their existence and their means of
oppression.
It has been necessary thus to explain the general changes which had gone
on in Greece and in Grecian feeling during the eight months succeeding the
capture of Athens in March 404 B.C., in order that we may understand the
position of the Thirty oligarchs, or Tyrants, at Athens, and of the Athenian
population both in Attica and in exile, about the beginning of December in the
same year, the period which we have now reached. We see how it was that Thebes,
Corinth, and Megara, who in March had been the bitterest enemies of the
Athenians, had now become alienated both from Sparta and from the Lysandrian
Thirty, whom they viewed as viceroys of Athens for separate Spartan benefit. We
see how the basis was thus laid of sympathy for the suffering exiles who fled
from Attica; a feeling which the recital of the endless enormities perpetrated
by Kritias and his colleagues inflamed every day more and more. We discern at
the same time how the Thirty, while thus incurring enmity both in and out of
Attica, were at the same time losing the hearty support of Sparta, from the
decline of Lysander’s influence, and the growing opposition of his rivals at
home.
In spite of formal prohibition from Sparta, obtained doubtless under the
influence of Lysander, the Athenian emigrants had obtained shelter in all the
states bordering on Attica. It was from Boeotia that they struck the first
blow. Thrasybulus, Anytus, and Archinus, starting from Thebes with the sympathy
of the Theban public, and with substantial aid from Ismenias and other wealthy
citizens,—at the head of a small band of exiles stated variously at thirty,
sixty, seventy, or somewhat above one hundred men,—seized Phyle, a frontier
fortress in the mountains north of Attica, lying on the direct road between
Athens and Thebes. Probably it had no garrison; for the Thirty, acting in the
interest of Lacedaemonian predominance, had dismantled all the outlying
fortresses in Attica; so that Thrasybulus accomplished his purpose without
resistance. The Thirty marched out from Athens to attack him, at the head of a
powerful force, comprising the Lacedaemonian hoplites who formed their guard,
the Three Thousand privileged citizens, and all the knights, or horsemen. Probably
the small company of Thrasybulus was reinforced by fresh accessions of exiles,
as soon as he was known to have occupied the fort. For by the time that the
Thirty with their assailing force arrived, he was in condition to repel a
vigorous assault made by the younger soldiers, with considerable loss to the aggressors.
Disappointed in this direct attack, the Thirty laid plans for blockading
Phyle, where they knew that there was no stock of provisions. But hardly had
their operations commenced, when a snow-storm fell, so abundant and violent,
that they were forced to abandon their position and retire to Athens, leaving
much of their baggage in the hands of the garrison at Phyle. In the language of
Thrasybulus, this storm was characterized as providential, since the weather
had been very fine until the moment preceding, and since it gave time to
receive reinforcements which made him seven hundred strong. Though the weather
was such that the Thirty did not choose to keep their main force in the
neighborhood of Phyle, and perhaps the Three Thousand themselves were not
sufficiently hearty in the cause to allow it, yet they sent their
Lacedaemonians and two tribes of Athenian horsemen to restrain the excursions
of the garrison. This body Thrasybulus contrived to attack by surprise.
Descending from Phyle by night, he halted within a quarter of a mile of their
position until a little before daybreak, when the night-watch had just broken
up, and when the grooms were making a noise in rubbing down the horses. Just at
that moment, the hoplites from Phyle rushed upon them at a running pace, found
every man unprepared, and some even in their beds, and dispersed them with
scarcely any resistance. One hundred and twenty hoplites and a few horsemen
were slain, while abundance of arms and stores were captured and carried back
to Phyle in triumph. News of the defeat was speedily conveyed to the city, from
whence the remaining horsemen immediately came forth to the rescue, but could
do nothing more than protect the carrying off of the dead.
This successful engagement sensibly changed the relative situation of
parties in Attica; encouraging the exiles as much as it depressed the Thirty.
Even among the partisans of the latter at Athens, dissension began to arise;
the minority which had sympathized with Theramenes, as well as that portion of
the Three Thousand who were least compromised as accomplices in the recent
enormities, began to waver so manifestly in their allegiance, that Kritias and
his colleagues felt some doubt of being able to maintain themselves in the
city. They resolved to secure Eleusis and the island of Salamis, as places of
safety and resource in case of being compelled to evacuate Athens. They
accordingly went to Eleusis with a considerable number of the Athenian
horsemen, under pretence of examining into the strength of the place and the
number of its defenders, so as to determine what amount of farther garrison
would be necessary. All the Eleusinians disposed and qualified for armed
service, were ordered to come in person and give in their names to the Thirty,
in a building having its postern opening on to the sea-beach; along which were
posted the horsemen and the attendants from Athens. Each Eleusinian hoplite,
after having presented himself and returned his name to the Thirty, was ordered
to pass out through this exit, where each man successively found himself in the
power of the horsemen, and was fettered by the attendants. Lysimachus, the
hipparch, or commander of the horsemen, was directed to convey all these prisoners
to Athens, and hand them over to the custody of the Eleven. Having thus seized
and carried away from Eleusis every citizen whose sentiments or whose energy
they suspected, and having left a force of their own adherents in the place,
the Thirty returned to Athens. At the same time, it appears, a similar visit
and seizure of prisoners was made by some of them in Salamis. On the next day,
they convoked at Athens all their Three Thousand privileged hoplites—together
with all the remaining horsemen who had not been employed at Eleusis or
Salamis—in the Odeon, half of which was occupied by the Lacedaemonian garrison
all under arms. “Gentlemen (said Kritias, addressing his countrymen), we keep
up the government not less for your benefit than for our own. You must
therefore share with us in the danger, as well as in the honor, of our
position. Here are these Eleusinian prisoners awaiting sentence; you must pass
a vote condemning them all to death, in order that your hopes and fears may be
identified with ours”. He then pointed to a spot immediately before him
and in his view, directing each man to deposit upon it his pebble of condemnation
visibly to everyone. I have before remarked that at Athens, open voting was
well known to be the same thing as voting under constraint; there was no
security for free and genuine suffrage except by making it secret as well as
numerous. Kritias was obeyed, without reserve or exception; probably any
dissentient would have been put to death on the spot. All the prisoners, seemingly
three hundred in number, were condemned by the same vote, and executed
forthwith.
Though this atrocity gave additional satisfaction and confidence to the
most violent friends of Kritias, it probably alienated a greater number of
others, and weakened the Thirty instead of strengthening them. It contributed
in part, we can hardly doubt, to the bold and, decisive resolution now taken by
Thrasybulus, five days after his late success, of marching by night from Phyle
to Piraeus. His force, though somewhat increased, was still no more than one
thousand men; altogether inadequate by itself to any considerable enterprise,
had he not counted on positive support and junction from fresh comrades,
together with a still-greater amount of negative support from disgust or
indifference towards the Thirty. He was indeed speedily joined by many
sympathizing countrymen; but few of them, since the general disarming manoeuvre
of the oligarchs, had heavy armor. Some had light shields and darts, but others
were wholly unarmed, and could merely serve as throwers of stones. Piraeus was at this moment an open town,
deprived of its fortifications as well as of those Long Walls which had so long
connected it with Athens. It was however of large compass, and required an ampler
force to defend it than Thrasybulus could muster. Accordingly, when the Thirty
marched out of Athena the next morning to attack him, with their full force of
Athenian hoplites and horsemen, and with the Lacedaemonian garrison besides, he
in vain attempted to maintain against them the great carriage-road which led
down to Piraeus. He was compelled to concentrate his forces in Munychia, the
easternmost portion of the aggregate called Piraeus, nearest to the bay of
Phalerum, and comprising one of those three ports which had once sustained the
naval power of Athens. Thrasybulus occupied the temple of Artemis Munychia, and
the adjoining Bendideion, situated in the midst of Munychia, and accessible
only by a street of steep ascent. In the rear of his hoplites, whose files were
ten deep, were posted the darters and slingers : the ascent being so steep that
these latter could cast their missiles over the heads of the hoplites in their
front. Presently Kritias and the Thirty, having first mustered in the market-place
of Piraeus, called the Hippodamian agora, were seen approaching with their
superior numbers; mounting the hill in close array, with hoplites not less than
fifty in depth. Thrasybulus, after an animated exhortation to his soldiers, in
which he reminded them of the wrongs which they had to avenge, and dwelt upon
the advantages of their position, which exposed the close ranks of the enemy to
the destructive effect of missiles, and would force them to crouch under their
shields so as to be unable to resist a charge with the spear in front, waited
patiently until they came within distance, standing in the foremost rank with
the prophet— habitually consulted before a battle—by his side. The latter, a
brave and devoted patriot, while promising victory, had exhorted his comrades
not to charge until someone on their own side should be slain or wounded: he at
the same time predicted his own death in the conflict. When the troops of the
Thirty advanced neat enough in ascending the hill, the light-armed in the rear
of Thrasybulus poured upon them a shower of darts over the heads of their own
hoplites, with considerable effect. As they seemed to waver, seeking to cover
themselves with their shields, and thus not seeing well before them, the
prophet, himself seemingly in arms, set the example of rushing forward, was the
first to close with the enemy, and perished in the onset. Thrasybulus with the
main body of hoplites followed him, charged vigorously down the hill, find
after a smart resistance, drove them back in disorder, with the loss of seventy
men. What was of still greater moment, Kritias and Hippomachus, who headed
their troops on the left, were among the slain; together with Charmides son of
Glaukon, one of the ten oligarchs who had been placed to manage Piraeus. This
great and important advantage left the troops of Thrasybulus in possession of
seventy of the enemy’s dead, whom they stripped of their arms, but not of their
clothing, in token of respect for fellow-countrymen. So disheartened, lukewarm,
and disunited were the hoplites of the Thirty, in spite of their great
superiority of number, that they sent to solicit the usual truce for burying
the dead. This was of course granted, and the two con tending parties became
intermingled with each other in the performance of the funeral duties. Amidst
so impressive a scene, their common feelings as Athenians and fellow-countrymen
were forcibly brought back, and many friendly observations were inter changed
among them. Kleokritus—herald of the mysts, or communicants in the Eleusinian
mysteries, belonging to one of the most respected gentes in the state—was among
the exiles. His voice was peculiarly loud, and the function which he held
enabled him to obtain silence while he addressed to the citizens serving with
the Thirty a touching and emphatic remonstrance: “Why are you thus driving us into
banishment, fellow-citizens? Why are you seeking to kill us? We have never done
you the least harm; we have partaken with you in religious rites and festivals;
we have been your companions in chorus, in school, and in army; we have braved
a thousand dangers with you, by land and sea, in defence of our common safety
and freedom. I adjure you by our common gods, paternal and maternal, by our
common kindred and companionship, desist from thus wronging your country in
obedience to these nefarious Thirty, who have slain as many citizens in eight
months, for their own private gains, as the Peloponnesians in ten years of war.
These are the men who have plunged us into wicked and odious war one against
another, when we might live together in peace. Be assured that your slain in
this battle have cost us as many tears as they have cost you”.
Such affecting appeals, proceeding from a man of respected station like
Kleokritus, and doubtless from others also, began to work so sensibly on the
minds of the citizens from Athens, that the Thirty were obliged to give orders
for immediately returning, which Thrasybulus did not attempt to prevent, though
it might have been in his power to do so. But their ascendency had received a
shock from which it never fully recovered. On the next day they appeared
downcast and dispirited in the senate, which was itself thinly attended; while
the privileged Three Thousand, marshalled in different companies on guard, were
everywhere in discord and partial mutiny. Those among them who had been most
compromised in the crimes of the Thirty, were strenuous in upholding the
existing authority; while such as had been less guilty protested against the
continuance of such unholy war, and declared that the Thirty should not be
permitted to bring Athens to utter ruin. And though the horsemen still
continued steadfast partisans, resolutely opposing all accommodation with the
exiles, yet the Thirty were farther weakened by the death of Kritias, the
ascendant and decisive head, and at the same time the most cruel and
unprincipled among them; while that party, both in the senate and out of it,
which had formerly adhered to Theramenes, now again raised its head. A public
meeting among them was held, in which what may be called the opposition-party
among the Thirty, that which had opposed the extreme enormities of Kritias,
became predominant. It was determined to depose the Thirty, and to constitute a
fresh oligarchy of Ten, one from each tribe. But the members of the Thirty were
individually reeligible; so that two of them, Eratosthenes and Pheidon, if not
more, adherents of Theramenes and unfriendly to Kritias and Charikles, with
others of the same vein of sentiment, were chosen among the Ten. Charikles and
the more violent members, having thus lost their ascendency, no longer deemed
themselves safe at Athens, but retired to Eleusis, which they had had the
precaution to occupy beforehand. Probably a number of their partisans, and the
Lacedaemonian garrison also, retired thither along with them.
The nomination of this new oligarchy of Ten was plainly a compromise,
adopted by some from sincere disgust at the oligarchical system, and desire to
come to accommodation with the exiles; by others, from a conviction that the
only way of maintaining the oligarchical system, and repelling the exiles, was
to constitute a new oligarchical Board, dismissing that which had become
obnoxious. The latter was the purpose of the horsemen, the main upholders of
the first Board as well as of the second; and such also was soon seen to be the
policy of Eratosthenes and his colleagues. Instead of attempting to agree upon
terms of accommodation with the exiles in Piraeus generally, they merely tried
to corrupt separately Thrasybulus and the leaders, offering to admit ten of
them to a share of the oligarchical power at Athens, provided they would betray
their party. This offer having been indignantly refused, the war was again
resumed between Athens and Piraeus, to the bitter disappointment, not less of
the exiles than of that portion of the Athenians who had hoped better things
from the new Board of Ten.
But the forces of oligarchy were seriously enfeebled at Athens, as well
by the secession of all the more violent spirits to Eleusis, as by the
mistrust, discord, and disaffection which now reigned within the city. Far from
being able to abuse power like their predecessors, the Ten did not even fully
confide in their three thousand hoplites, but were obliged to take measures for
the defence of the city in conjunction with the hipparch and the horsemen, who
did double duty,—on horseback in the day-time, and as hoplites with their
shields along the walls at night, for fear of surprise,—employing the Odeon as
their head-quarters. The Ten sent envoys to Sparta to solicit farther aid;
while the Thirty sent envoys thither also, from Eleusis, for the same purpose;
both representing that the Athenian people had revolted from Sparta, and
required farther force to reconquer them.
Such foreign aid became daily more necessary to them, since the forces
of Thrasybulus in Piraeus grew stronger, before their eyes, in numbers, in
arms, and in hope of success; exerting themselves, with successful energy, to
procure additional arms and shields, though some of the shields, indeed, were
no better than wood-work or wicker-work whitened over. Many exiles flocked in
to their aid, while others sent donations of money or arms: among the latter,
the orator Lysias stood conspicuous, transmitting to Piraeus a present of two
hundred shields as well as two thousand drachms in money, and hiring besides
three hundred fresh soldiers; while his friend Thrasydaeus, the leader of the
democratical interest at Elis, was indeed to furnish a loan of two talents.
Others also lent money; some Boeotians furnished two talents, and a person
named Gelarchus contributed the large sum of five talents, repaid in after
times by the people. Proclamation was made by Thrasybulus, that all metics who
would lend aid should be put on the footing of isotely, or equal payment of taxes with citizens, exempt from the
metic-tax and other special burdens. Within a short time he had got together a
considerable force both in heavy-armed and light-armed, and even seventy
horsemen; so that he was in condition to make excursions out of Piraeus, and to
collect wood and provisions. Nor did the Ten venture to make any aggressive
movement out of Athens, except so far as to send out the horsemen, who slew or
captured stragglers from the force of Thrasybulus. Lysimachus the hipparch, the
same who had commanded under the Thirty at the seizure of the Eleusinian citizens,
having made prisoners some young Athenians, bringing in provisions from the
country for the consumption of the troops in Piraeus, put them to death, in
spite of remonstrances from several even of his own men; for which cruelty
Thrasybulus retaliated, by putting to death a horseman named Kallistratus, made
prisoner in one of their marches to the neighboring villages.
In the established civil war which now raged in Attica, Thrasybulus and
the exiles in Piraeus had decidedly the advantage; maintaining the offensive,
while the Ten in Athens, and the remainder of the Thirty at Eleusis, were each
thrown upon their defence. The division of the oligarchical force into these
two sections doubtless weakened both, while the democrats in Piraeus were
hearty and united. Presently, however, the arrival of a Spartan auxiliary force
altered the balance of parties. Lysander, whom the oligarchical envoys had
expressly requested to be sent to them as general, prevailed with the ephors to
grant their request. While he himself went to Eleusis and got together a
Peloponnesian land-force, his brother Libys conducted a fleet of forty triremes
to block up Piraeus, and one hundred talents were lent to the Athenian
oligarchs out of the large sum recently brought from Asia into the Spartan
treasury.
The arrival of Lysander brought the two sections of oligarchs in Attica
again, into cooperation, restrained the progress of Thrasybulus, and even
reduced Piraeus to great straits, by preventing all entry of ships or stores.
Nor could anything have prevented it from being reduced to surrender, if
Lysander had been allowed free scope in his operations. But the general sentiment
of Greece had by this time become disgusted with his ambitious policy, and with
the oligarchies which he had everywhere set up as his instruments; a sentiment
not without influence on the feelings of the leading Spartans, who, already
jealous of his ascendency, were determined not to increase it farther by
allowing him to conquer Attica a second time, in order to plant his own creatures
as rulers at Athens.
Under the influence of these feelings, king Pausanias obtained the
consent of three out of the five ephors to undertake himself an expedition into
Attica, at the head of the forces of the confederacy, for which he immediately
issued proclamation. Opposed to the political tendencies of Lysander, he was
somewhat inclined to sympathize with the democracy, not merely at Athens, but elsewhere
also, as at Mantineia. It was probably understood that his intentions towards
Athens were lenient and anti-Lysandrian, so that the Peloponnesian allies
obeyed the summons generally: yet the Boeotians and Corinthians still declined,
on the ground that Athens had done nothing to violate the late convention; a
remarkable proof of the altered feelings of Greece during the last year, since,
down to the period of that convention, these two states had been more bitterly hostile
to Athens than any others in the confederacy. They suspected that even the
expedition of Pausanias was projected with selfish Lacedaemonian views, to
secure Attica as a separate dependency of Sparta, though detached from
Lysander.
On approaching Athens, Pausanias, joined by Lysander and the forces
already in Attica, encamped in the garden of the Academy, near the city gates.
His sentiments were sufficiently known beforehand to offer encouragement; so
that the vehement reaction against the atrocities of the Thirty, which the
presence of Lysander had doubtless stifled, burst forth without delay. The
surviving relatives of the victims slain beset him even at the Academy in his
camp, with prayers for protection and cries of vengeance against the oligarchs.
Among those victims, as I have already stated, were Nikeratus the son, and
Eukrates the brother, of Nikias who had perished at Syracuse, the friend and
proxenus of Sparta at Athens. The orphan children, both of Nikeratus and
Eukrates, were taken to Pausanias by their relative Diognetus, who implored his
protection for them, recounting at the same time the unmerited execution of
their respective fathers, and setting forth their family claims upon the
justice of Sparta. This affecting incident, which has been specially made known
to us, doubtless did not stand alone, among so many families suffering from the
same cause. Pausanias was furnished at once with ample grounds, not merely for
repudiating the Thirty altogether, and sending back the presents which they
tendered to him, but even for refusing to identify himself unreservedly with
the new oligarchy of Ten which had risen upon their ruins. The voice of
complaint—now for the first time set free, with some hopes of redress— must
have been violent and unmeasured, after such a career as that of Kritias and
his colleagues; while the fact was now fully manifested, which could not well
have come forth into evidence before, that the persons despoiled and murdered
had been chiefly opulent men, and very frequently even oligarchical men, not
politicians of the former democracy. Both Pausanias, and the Lacedaemonians
along with him, on reaching Athens, must have been strongly affected by the
facts which they learned, and by the loud cry for sympathy and redress which poured
upon them from the most innocent and respected families. The predisposition
both of the king and the ephors against the policy of Lysander was materially
strengthened, as well as their inclination to bring about an accommodation of
parties, instead of upholding by foreign force an anti-popular Few.
Such convictions would become farther confirmed as Pausanias saw and
heard more of the real state of affairs. At first, he held a language decidedly
adverse to Thrasybulus and the exiles, sending to them a herald, and requiring
them to disband and go to their respective homes. The requisition not being
obeyed, he made a faint attack upon Piraeus, which had no effect. Next day he
marched down with two Lacedaemonian morae, or large military divisions, and three
tribes of the Athenian horsemen, to reconnoitre the place, and see where a line
of blockade could be drawn. Some light troops annoyed him, but his troops
repulsed them, and pursued them even as far as the theatre of Piraeus, where
all the forces of Thrasybulus were mustered, heavy-armed, as well as
light-armed. The Lacedaemonians were here in a disadvantageous position,
probably in the midst of houses and streets, so that all the light-armed of
Thrasybulus were enabled to set upon them furiously from different sides, and
drive them out again with loss, two of the Spartan polemarchs being here slain.
Pausanias was obliged to retreat to a little eminence about half a mile off,
where he mustered his whole force, and formed his hoplites into a very deep phalanx.
Thrasybulus on his side was so encouraged by the recent success of his
light-armed, that he ventured to bring out his heavy-armed, only eight deep, to
an equal conflict on the open ground. But he was here completely worsted, and
driven back into Piraeus with the loss of one hundred and fifty men; so that
the Spartan king was able to retire to Athens after a victory, and a trophy
erected to commemorate it.
The issue of this battle was one extremely fortunate for Thrasybulus and
his comrades; since it left the honors of the day with Pausanias, so as to
avoid provoking enmity or vengeance on his part, while it showed plainly that
the conquest of Piraeus, defended by so much courage and military efficiency,
would be no easy matter. It disposed Pausanias still farther towards an
accommodation; strengthening also the force of that party in Athens which was
favorable to the same object, and adverse to the Ten oligarchs. This
opposition-party found decided favor with the Spartan king, as well as with the
ephor Naukleidas, who was present along with him. Numbers of Athenians, even
among those Three Thousand by whom the city was now exclusively occupied, came
forward to deprecate farther war with Piraeus, and to entreat that Pausanias
would settle the quarrel so as to leave them all at amity with Lacedaemon.
Xenophon, indeed, according to that narrow and partial spirit which pervades
his Hellenica, notices no sentiment in Pausanias except his jealousy of
Lysander, and treats the opposition against the Ten at Athens as having been
got up by his intrigues. But it seems plain that this is not a correct
account. Pausanias did not create the discord, but found it already existing,
and had to choose which of the parties he would adopt. The Ten took up the
oligarchical game after it had been thoroughly dishonored and ruined by the
Thirty : they inspired no confidence, nor had they any hold upon the citizens
in Athens, except in so far as these latter dreaded reactionary violence, in
case Thrasybulus and his companions should reenter by force; accordingly, when
Pausanias was there at the head of a force competent to prevent such dangerous
reaction, the citizens at once manifested their dispositions against the Ten,
and favorable to peace with Piraeus. To second this pacific party was at once
the easiest course for Pausanias to take, and the most likely to popularize
Sparta in Greece; whereas, he would surely have entailed upon her still more
bitter curses from without, not to mention the loss of men to herself, if he
had employed the amount of force requisite to uphold the Ten, and subdue Piraeus.
To all this we have to add his jealousy of Lysander, as an important
predisposing motive, but only as auxiliary among many others.
Under such a state of facts, it is not surprising to learn that
Pausanias encouraged solicitations for peace from Thrasybulus and the exiles,
and that he granted them a truce to enable them to send envoys to Sparta. Along
with these envoys went Kephisophon and Melitus, sent for the same purpose of
entreating peace, by the party opposed to the Ten at Athens, under the sanction
both of Pausanias and of the accompanying ephors. On the other hand, the Ten,
finding themselves discountenanced by Pausanias, sent envoys of their own to
outbid the others. They tendered themselves, their walls, and their city, to be
dealt with as the Lacedaemonians chose; requiring that Thrasybulus, if he
pretended to be the friend of Sparta, should make the same unqualified
surrender of Piraeus and Munychia. All the three sets of envoys were heard
before the ephors remaining at Sparta and the Lacedaemonian assembly; who took
the best resolution which the case admitted, to bring to pass an amicable settlement
between Athens and Piraeus, and to leave the terms to be fixed by fifteen
commissioners, who were sent thither forthwith to sit in conjunction with
Pausanias. This Board determined, that the exiles in Piraeus should be
readmitted to Athens, that an accommodation should take place, and that no man
should be molested for past acts, except the Thirty, the Eleven (who had been
the instruments of all executions), and the Ten who had governed in Piraeus. But
Eleusis was recognized as a government separate from Athens, and left, as it
already was, in possession of the Thirty and their coadjutors, to serve as a
refuge for all those who might feel their future safety compromised at Athens
in consequence of their past conduct.
As soon as these terms were proclaimed, accepted, and sworn to by all
parties, Pausanias with all the Lacedaemonians evacuated Attica. Thrasybulus
and the exiles marched up in solemn procession from Piraeus to Athens. Their
first act was to go up to the acropolis, now relieved from its Lacedaemonian
garrison, and there to offer sacrifice and thanksgiving. On descending from
thence, a general assembly was held, in which—unanimously and without
opposition, as it should seem—the democracy was restored. The government of the
Ten, which could have no basis except the sword of the foreigner, disappeared
as a matter of course; but Thrasybulus, while he strenuously enforced upon his
comrades from Piraeus a full respect for the oaths which they had sworn, and an
unreserved harmony with their newly acquired fellow-citizens, admonished the
assembly emphatically as to the past events. “You city-men (he said), I advise,
you to take just measure of yourselves for the future; and to calculate fairly,
what ground of superiority you have, so as to pretend to rule over us? Are you
juster than we? Why the demos, though poorer than you, never at any time
wronged you for purposes of plunder; while you, the wealthiest of all, have
done many base deeds for the sake of gain. Since then you have no justice to
boast of, are you superior to us on the score of courage? There cannot be a
better trial, than the war which has just ended. Again, can you pretend to be
superior in policy? you, who, having a fortified city, an armed force, plenty
of money, and the Peloponnesians for your allies, have been overcome by men who
had nothing of the kind to aid them? Can you boast of your hold over the
Lacedaemonians? Why, they have just handed you over like a vicious dog with a
clog tied to him, to the very demo whom you have wronged, and are now gone out
of the country. But you have no cause to be uneasy for the future. I adjure
you, my friends from Piraeus, in no point to violate the oaths which we have
just sworn. Show, in addition to your other glorious exploits, that you are
honest and true to your engagements”.
The archons, the senate of Five Hundred, the public assembly, and the
dikasteries, appear to have been now revived, as they had stood in the
democracy prior to the capture of the city by Lysander. This important
restoration seems to have taken place sometime in the spring of 403 B.C.,
though we cannot exactly make out in what month. The first archon now drawn was
Eukleides, who gave his name to this memorable year; a year never afterwards
forgotten by Athenians.
Eleusis was at this time, and pursuant to the late convention, a city
independent and separate from Athens, under the government of the Thirty, and
comprising their warmest partisans. It was not likely that this separation
would last; but the Thirty were themselves the parties to give cause for its
termination. They were getting together a mercenary force at Eleusis, when the
whole force of Athens was marched to forestall their designs. The generals at
Eleusis came forth to demand a conference, but were seized and put to death;
the Thirty themselves, and a few of the most obnoxious individuals, fled out of
Attica; while the rest of the Eleusinian occupants were persuaded by their
friends from Athens to come to an equal and honorable accommodation. Again
Eleusis became incorporated in the same community with Athens, oaths of mutual
amnesty and harmony being sworn by everyone.
We have now passed that short, but bitter and sanguinary interval,
occupied by the Thirty, which succeeded so immediately upon the extinction of
the empire and independence of Athens as to leave no opportunity for pause or
reflection. A few words respecting the rise and fall of that empire are now
required, summing up as it were the political moral of the events recorded in
my last two volumes, between 477 and 405 B.C.
I related, in the forty-fifth chapter, the steps by which Athens first
acquired her empire, raised it to its maximum, including both maritime and
inland dominion, then lost the inland portion of it; which loss was ratified by
the Thirty Years Truce concluded with Sparta and the Peloponnesian confederacy
in 445 B.C. Her maritime empire was based upon the confederacy of Delos, formed
by the islands in the Aegean and the towns on the seaboard immediately after
the battles of Plataea and Mycale, for the purpose not merely of expelling the
Persians from the Aegean, but of keeping them away permanently. To the
accomplishment of this important object, Sparta was altogether inadequate; nor
would it ever have been accomplished, if Athens had not displayed a combination
of military energy, naval discipline, power of organization, and honorable
devotion to a great Pan-Hellenic purpose, such as had never been witnessed in
Grecian history.
The confederacy of Delos was formed by the free and spontaneous
association of many different towns, all alike independent; towns which met in
synod and deliberated by equal vote, took by their majority resolutions binding
upon all, and chose Athens as their chief to enforce these resolutions, as well
as to superintend generally the war against the common enemy. But it was, from
the beginning, a compact which permanently bound each individual state to the
remainder. None had liberty either to recede, or to withhold the contingent
imposed by authority of the common synod, or to take any separate step
inconsistent with its obligations to the confederacy. No union less stringent
than this could have prevented the renewal of Persian ascendency in the Aegean.
Seceding or disobedient states were thus treated as guilty of treason or
revolt, which it was the duty of Athens, as chief, to repress. Her first repressions,
against Naxos and other states, were undertaken in prosecution of this duty, in
which if she had been wanting, the confederacy would have fallen to pieces, and
the common enemy would have reappeared.
Now the only way by which the confederacy was saved from falling to
pieces, was by being transformed into an Athenian empire. Such transformation,
as Thucydides plainly intimates, did not arise from the ambition or deep-laid
projects of Athens, but from the reluctance of the larger confederates to
discharge the obligations imposed by the common synod, and from the unwarlike
character of the confederates generally, which made them desirous to commute
military service for money-payment, while Athens on her part was not less
anxious to perform the service and obtain the money. By gradual and unforeseen
stages, Athens thus passed from consulate to empire : in such manner that no
one could point out the precise moment of time when the confederacy of Delos
ceased, and when the empire began. Even the transfer of the common fund from
Delos to Athens, which was the palpable manifestation of a change already
realized, was not an act of high-handed injustice in the Athenians, but
warranted by prudential views of the existing state of affairs, and even
proposed by a leading member of the confederacy.
But the Athenian empire came to include (between 460-446 B.C.) other
cities, not parties to the confederacy of Delos. Athens had conquered her
ancient enemy the island of Aegina, and had acquired supremacy over Megara,
Boeotia, Phocis, and Lokris, and Achaia in Peloponnesus. The Megarians joined
her to escape the oppression of their neighbor Corinth: her influence over
Boeotia was acquired by allying herself with a democratical party in the
Boeotian cities, against Sparta, who had been actively interfering to sustain
the opposite party and to renovate the ascendency of Thebes. Athens was, for
the time, successful in all these enterprises; but if we follow the details, we
shall not find her more open to reproach on the score of aggressive tendencies
than Sparta or Corinth. Her empire was now at its maximum; and had she been
able to maintain it,—or even to keep possession of the Megarid separately,
which gave her the means of barring out all invasions from Peloponnesus,—the
future course of Grecian history would have been materially altered. But her
empire on land did not rest upon the same footing as her empire at sea. The
exiles in Megara and Boeotia, etc., and the anti-Athenian party generally in
those places, combined with the rashness of her general Tolmides at Koroneia,—deprived
her of all her land-dependencies near home, and even threatened her with the
loss of Euboea. The peace concluded in 445 B.C. left her with all her maritime
and insular empire, including Euboea, but with nothing more; while by the loss
of Megara she was now open to invasion from Peloponnesus.
On this footing she remained at the beginning of the Peloponnesian war
fourteen years afterwards. I have shown that that war did not arise, as has
been so often asserted, from aggressive or ambitious schemes on the part of
Athens, but that, on the contrary, the aggression was all on the side of her
enemies; who were full of hopes that they could put her down with little delay;
while she was not merely conservative and defensive, but even discouraged by
the certainty of destructive invasion, and only dissuaded from concessions,
alike imprudent and inglorious, by the extraordinary influence and resolute
wisdom of Perikles. That great man comprehended well both the conditions and
the limits of Athenian empire. Athens was now understood, especially since the
revolt and reconquest of the powerful island of Samos in 440 B.C., by her
subjects and enemies as well as by her own citizens, to be mistress of the sea.
It was the care of Perikles to keep that belief within definite boundaries, and
to prevent all waste of the force of the city in making new or distant
acquisitions which could not be permanently maintained. But it was also his care
to enforce upon his countrymen the lesson of maintaining their existing empire
unimpaired, and shrinking from no effort requisite for that end. Though their
whole empire was now staked upon the chances of a perilous war, he did not
hesitate to promise them success, provided that they adhered to this
conservative policy.
Following the events of the war, we shall find that Athens did adhere to
it for the first seven years; years of suffering and trial, from the
destructive annual invasion, the yet more destructive pestilence, and the
revolt of Mitylene, but years which still left her empire unimpaired, and the
promises of Perikles in fair chance of being realized. In the seventh year of
the war occurred the unexpected victory at Sphakteria and the capture of the
Lacedaemonian prisoners. This placed in the hands of the Athenians a capital
advantage, imparting to them prodigious confidence of future success, while
their enemies were in a proportional degree disheartened. It was in this temper
that they first departed from the conservative precept of Perikles, and
attempted to recover (in 424 B.C.) both Megara and Boeotia. Had the great
statesman been alive, he might have turned this moment of superiority to better
account, and might perhaps have contrived even to get possession of Megara—a
point of unspeakable importance to Athens, since it protected her against
invasion—in exchange for the Spartan captives. But the general feeling of
confidence which then animated all parties at Athens, determined them in 424
B.C. to grasp at this and much more by force. They tried to reconquer both
Megara and Boeotia : in the former they failed, though succeeding so far as to
capture Nisaea; in the latter they not only failed, but suffered the disastrous
defeat of Delium.
It was in the autumn of that same year 424 B.C., too, that Brasidas
broke into their empire in Thrace, and robbed them of Akanthus, Stageira, and
some other towns, including their most precious possession, Amphipolis. Again,
it seems that the Athenians, partly from the discouragement caused by the
disaster at Delium, partly from the ascendency of Nikias and the peace party,
departed from the conservative policy of Perikles; not by ambitious
over-action, but by inaction, omitting to do all that might have been done to
arrest the progress of Brasidas. We must, however, never forget that their
capital loss, Amphipolis, was owing altogether to the improvidence of their
officers, and could not have been obviated even by Perikles.
But though that great man could not have prevented the loss, he would
assuredly have deemed no efforts too great to recover it; and in this respect
his policy was espoused by Kleon, in opposition to Nikias and the peace party.
The latter thought it wise to make the truce for a year; which so utterly
failed of its effect, that Nikias was obliged, even in the midst of it, to
conduct an armament to Pallene in order to preserve the empire against yet
farther losses. Still, Nikias and his friends would hear of nothing but peace;
and after the expedition of Kleon against Amphipolis in the ensuing year, which
failed partly through his military incapacity, partly through the want of
hearty concurrence in his political opponents, they concluded what is called
the Peace of Nikias in the ensuing spring. In this, too, their calculations are
not less signally falsified than in the previous truce they stipulate that
Amphipolis shall be restored, but it is as far from being restored as ever. To make the error still graver and more
irreparable, Nikias, with the concurrence of Alcibiades contracts the alliance
with Sparta a few months after the peace, and gives up the captives, the
possession of whom being the only hold which Athens as yet had upon the
Spartans.
We thus have, during the four years succeeding the battle of Delium
(424-420 B.C.), a series of departures from the conservative policy of
Perikles; departures, not in the way of ambitious over-acquisition, but of
languor and unwillingness to make efforts even for the recovery of capital
losses. Those who see no defects in the foreign policy of the democracy except
those of over-ambition and love of war, pursuant to the jest of Aristophanes,
overlook altogether these opposite but serious blunders of Nikias and the peace
party.
Next comes the ascendency of Alcibiades, leading to the two years’ campaign
in Peloponnesus in conjunction with Elis, Argos, and Mantineia, and ending in
the complete reestablishment of Lacedaemonian supremacy. Here was a diversion
of Athenian force from its legitimate purpose of preserving or reestablishing
the empire, for inland projects which Perikles could never have approved. The
island of Melos undoubtedly fell within his general conceptions of tenable
empire for Athens, but we may regard it as certain that he would have recommended
no new projects, exposing Athens to the reproach of injustice, so long as the
lost legitimate possessions in Thrace remained unconquered.
We now come to the expedition against Syracuse. Down to that period, the
empire of Athens, except the possessions in Thrace, remained undiminished, and
her general power nearly as great as it had ever been since 445 B.C. That
expedition was the one great and fatal departure from the Periklean policy,
bringing upon Athens an amount of disaster from which she never recovered; and
it was doubtless an error of over-ambition. Acquisitions in Sicily, even
if made, lay out of the conditions of permanent empire for Athens; and however
imposing the first effect of success might have been, they would only have
disseminated her strength, multiplied her enemies, and weakened her in all
quarters. But though the expedition itself was thus indisputably ill-advised,
and therefore ought to count to the discredit of the public judgment at Athens,
we are not to impute to that public an amount of blame in any way commensurate
to the magnitude of the disaster, except in so far as they were guilty of
unmeasured and unconquerable esteem for Nikias. Though Perikles would have
strenuously opposed the project, yet he could not possibly have foreseen the
enormous ruin in which it would end; nor could such ruin have been brought
about by any man existing, save Nikias. Even when the people committed the
aggravated imprudence of sending out the second expedition, Demosthenes
doubtless assured them that he would speedily either take Syracuse or bring
back both armaments, with a fair allowance for the losses inseparable from
failure; and so he would have done, if the obstinacy of Nikias had permitted.
In measuring therefore the extent of misjudgment fairly imputable to the
Athenians for this ruinous undertaking, we must always recollect, that first
the failure of the siege, next the ruin of the armament, did not arise from
intrinsic difficulties in the case, but from the personal defects of the
commander.
After the Syracusan disaster, there is no longer any question about
adhering to, or departing from, the Periklean policy. Athens is like Patroklus
in the Iliad, after Apollo has stunned him by a blow on the back and loosened
his armor. Nothing but the slackness of her enemies allowed her time for a
partial recovery, so as to make increased heroism a substitute for impaired,
force, even against doubled and tripled difficulties. And the years of struggle
which she now went through are among the most glorious events in her history.
These years present many misfortunes, but no serious misjudgment, not to
mention one peculiarly honorable moment, after the overthrow of the Four
Hundred. I have in the two preceding chapters examined into the blame imputed
to the Athenians for not accepting the overtures of peace after the battle of
Cyzicus, and for dismissing Alcibiades after the battle of Notium. On both
points their conduct has been shown to be justifiable. And after all, they
were on the point of partially recovering themselves in 408 B.C., when the
unexpected advent of Cyrus set the seal to their destiny.
The bloodshed after the recapture of Mitylene and Skione, and still more
that which succeeded the capture of Melos, are disgraceful to the humanity of
Athens, and stand in pointed contrast with the treatment of Samos when
reconquered by Perikles. Put they did not contribute sensibly to break down her
power; though, being recollected with aversion after other incidents were
forgotten, they are alluded to in later times as if they had caused the fall of
the empire.
I have thought it important to recall, in this short summary, the
leading events of the seventy years preceding 405 B.C., in order that it may be
understood to what degree Athens was politically or prudentially to blame for
the great downfall which she then underwent. That downfall had one great cause—we
may almost say, one single cause—the Sicilian expedition. The empire of Athens
both was, and appeared to be, in exuberant strength when that expedition was
sent forth; strength more than sufficient to bear up against all moderate
faults or moderate misfortunes, such as no government ever long escapes. But
the catastrophe of Syracuse was something overpassing in terrific calamity all
Grecian experience and all power of foresight. It was like the Russian campaign
of 1812 to the emperor Napoleon; though by no means imputable, in an equal
degree, to vice in the original project. No Grecian power could bear up against
such a death-wound, and the prolonged struggle of Athens after it is not the
least wonderful part of the whole war.
Nothing in the political history of Greece is so remarkable as the
Athenian empire; taking it as it stood in its completeness, from about 460-413
B.C., the date of the Syracusan catastrophe, or still more, from 460-424 B.C.,
the date when Brasidas made his conquests in Thrace. After the Syracusan
catastrophe, the conditions of the empire were altogether changed; it was irretrievably
broken up, though Athens still continued an energetic struggle to retain some
of the fragments. But if we view it as it had stood before that event, during
the period of its integrity, it is a sight marvellous to contemplate, and its
working must be pronounced, in my judgment, to have been highly beneficial to
the Grecian world. No Grecian state except Athens could have sufficed to
organize such a system, or to hold in partial though regulated, continuous, and
specific communion, so many little states, each animated with that force of
political repulsion instinctive in the Grecian mind. This was a mighty task,
worthy of Athens, and to which no state except Athens was competent. We have
already seen in part, and we shall see still farther, how little qualified
Sparta was to perform it, and we shall have occasion hereafter to notice a like
fruitless essay on the part of Thebes.
As in regard to the democracy of Athens generally, so in regard to her
empire, it has been customary with historians to take notice of little except
the bad side. But my conviction is, and I have shown grounds for it, that the
empire of Athens was not harsh and oppressive, as it is commonly depicted.
Under the circumstances of her dominion, at a time when the whole transit and
commerce of the Aegean was under one maritime system, which excluded all
irregular force; when Persian ships of war were kept out of the waters, and
Persian tribute-officers away from the seaboard; when the disputes inevitable
among so many little communities could be peaceably redressed by the mutual
right of application to the tribunals at Athens, and when these tribunals were
also such as to present to sufferers a refuge against wrongs done even by
individual citizens of Athens herself, to use the expression of the
oligarchical Phrynichus, the condition of the maritime Greeks was materially
better than it had been before, or than it will be seen to become afterwards.
Her empire, if it did not inspire attachment, certainly provoked no antipathy,
among the bulk of the citizens of the subject-communities, as is shown by the
party-character of the revolts against her. If in her imperial character she
exacted obedience, she also fulfilled duties and insured protection to a degree
incomparably greater than was ever realized by Sparta. And even if she had been
ever so much disposed to cramp the free play of mind and purpose among her subjects,—a
disposition which is no way proved,—the very circumstances of her own
democracy, with its open antithesis of political parties, universal liberty of
speech, and manifold individual energy, would do much to prevent the
accomplishment of such an end, and would act as a stimulus to the dependent communities,
even without her own intention.
Without being insensible either to the faults or to the misdeeds of
imperial Athens, I believe that her empire was a great comparative benefit, and
its extinction a great loss, to her own subjects. But still more do I believe
it to have been a good, looked at with reference to Pan-Hellenic interests. Its
maintenance furnished the only possibility of keeping out foreign intervention,
and leaving the destinies of Greece to depend upon native, spontaneous,
untrammelled Grecian agencies. The downfall of the Athenian empire is the
signal for the arms and corruption of Persia again to make themselves felt, and
for the re-enslavement of the Asiatic Greeks under her tribute-officers. What
is still worse, it leaves the Grecian world in a state incapable of repelling
any energetic foreign attack, and open to the overruling march of “the man of
Macedon”, half a century afterwards. For such was the natural tendency of the
Grecian world to political non-integration or disintegration, that the rise of
the Athenian empire, incorporating so many states into one system, is to be
regarded as a most extraordinary accident. Nothing but the genius, energy,
discipline, and democracy of Athens, could have brought it about; nor even she,
unless favored and pushed on by a very peculiar train of antecedent events. But
having once got it, she might perfectly well have kept it; and, had she done
so, the Hellenic world would have remained so organized as to be able to repel
foreign intervention; either from Susa or from Pella. When we reflect how
infinitely superior was the Hellenic mind to that of all surrounding nations
and races; how completely its creative agency was stifled, as soon as it came
under the Macedonian dictation; and how much more it might perhaps have
achieved, if it had enjoyed another century or half-century of freedom, under
the stimulating headship of the most progressive and most intellectual of all
its separate communities, we shall look with double regret on the ruin of the
Athenian empire, as accelerating, without remedy, the universal ruin of Grecian
independence, political action, and mental grandeur
CHAPTER LXVI.
FROM THE RESTORATION OF THE DEMOCRACY TO THE DEATH OF
ALCIBIADES.
The period intervening between the defeat of Aegospotami (October, 405
B.C.) and the reestablishment of the democracy as sanctioned by the convention
concluded with Pausanias, some time in the summer of 403 B.C., presents two
years of cruel and multifarious suffering to Athens. For seven years before,
indeed ever since the catastrophe at Syracuse, she had been struggling with
hardships; contending against augmented hostile force, while her own means were
cut down in every way; crippled at home by the garrison of Dekeleia; stripped
to a great degree both of her tribute and her foreign trade, and beset by the
snares of her own oligarchs. In spite of circumstances so adverse, she had
maintained the fight with a resolution not less surprising than admirable; yet
not without sinking more and more towards impoverishment and exhaustion. The
defeat of Aegospotami closed the war at once, and transferred her from her
period of struggle to one of concluding agony. Nor is the last word by any
means too strong for the reality. Of these two years, the first portion was
marked by severe physical privation, passing by degrees into absolute famine,
and accompanied by the intolerable sentiment of despair and helplessness
against her enemies, after two generations of imperial grandeur, not without a
strong chance of being finally consigned to ruin and individual slavery; while
the last portion comprised all the tyranny, murders, robberies, and expulsions
perpetrated by the Thirty, overthrown only by heroic efforts of patriotism on
the part of the exiles; which a fortunate change of sentiment, on the part of
Pausanias, and the leading members of the Peloponnesian confederacy, ultimately
crowned with success.
After such years of misery, it was an unspeakable relief to the Athenian
population to regain possession of Athens and Attica, to exchange their
domestic tyrants for a renovated democratical government, and to see their
foreign enemies not merely evacuate the country, but even bind themselves by
treaty to future friendly dealing. In respect of power, indeed, Athens was but
the shadow of her former self. She bad ho empire, no tribute, no fleet, no
fortifications at Piraeus, no long walls, not a single fortified place in
Attica except the city itself. Of all these losses, however, the Athenians
probably made little account, at least at the first epoch of their
reestablishment; so intolerable was the pressure which they had just escaped,
and so welcome the restitution of comfort, security, property, and
independence, at home. The very excess of tyranny committed by the Thirty gave
a peculiar zest to the recovery of the democracy. In their hands, the
oligarchical principle, to borrow an expression from Burke, “had produced in
fact, and instantly, the grossest of those evils with which it was pregnant in
its nature”; realizing the promise of that plain-spoken oligarchical oath,
which Aristotle mentions as having been taken in various oligarchical cities, to
contrive as much evil as possible to the people. So much the more complete was
the reaction of sentiment towards the antecedent democracy, even in the minds
of those who had been before discontented with it. To all men, rich and poor,
citizens and metics, the comparative excellence of the democracy, in respect of
all the essentials of good government, was now manifest. With the exception of
those who had identified themselves with the Thirty as partners, partisans, or
instruments, there was scarcely any one who did not feel that his life and
property had been far more secure under the former democracy, and would become
so again if that democracy were revived.
It was the first measure of Thrasybulus and his companions, after
concluding the treaty with Pausanias, and thus reentering the city, to exchange
solemn oaths, of amnesty for the past, with those against whom they had just
been at war. Similar oaths of amnesty were also exchanged with those in
Eleusis, as soon as that town came into their power. The only persons excepted
from this amnesty were the Thirty, the Eleven who had presided over the
execution of all their atrocities, and the Ten who had governed in Piraeus.
Even these persons were not peremptorily banished: opportunity was offered to
them to come in and take their trial of accountability (universal at Athens in
the case of every magistrate on quitting office); so that, if acquitted, they
would enjoy the benefit of the amnesty as well as all others. We know that
Eratosthenes, one of the Thirty, afterwards returned to Athens since there
remains a powerful harangue of Lysias, invoking justice against him as having
brought to death Polemarchus, the brother of Lysias. Eratosthenes was one
of the minority of the Thirty who sided generally with Theramenes, and opposed
to a considerable degree the extreme violences of Kritias, although personally
concerned in that seizure and execution of the rich metics which Theramenes had
resisted, and which was one of the grossest misdeeds even of that dark period.
He and Pheidon, being among the Ten named to succeed the Thirty after the death
of Kritias, when the remaining members of that deposed Board retired to
Eleusis, had endeavored to maintain themselves as a new oligarchy, carrying on
war at the same time against Eleusis and against the democratical exiles in
Piraeus. Failing in this, they had retired from the country, at the time when
these exiles returned, and when the democracy was first reestablished. But
after a certain interval, the intense sentiments of the moment having somewhat
subsided, they were encouraged by their friends to return, and came back to
stand their trial of accountability. It was on that occasion that Lysias
preferred his accusation against Eratosthenes, the result of which we do not know,
though we see plainly, even from the accusatory speech, that the latter had
powerful friends to stand by him, and that the dikasts manifested considerable
reluctance to condemn. We learn, moreover, from the same speech, that such was
the detestation of the Thirty among several of the states surrounding Attica,
as to cause formal decrees for their expulsion, or for prohibiting their
coming. The sons, even of such among the Thirty as did not return, were allowed
to remain at Athens, and enjoy their rights of citizens, unmolested; a
moderation rare in Grecian political warfare.
The first public vote of the Athenians, after, the conclusion of peace
with Sparta and the return of the exiles, was to restore the former democracy
purely and simply, to choose by lot the nine archons and the senate of Five
Hundred, and to elect the generals, all as before. It appears that this
restoration of the preceding constitution was partially opposed by a citizen
named Phormisius, who, having served with Thrasybulus in Piraeus, now moved
that the political franchise should for the future be restricted to the
possessors of land in Attica. His proposition was understood to be supported by
the Lacedaemonians, and was recommended as calculated to make Athens march in
better harmony with them. It was presented as a compromise between oligarchy
and democracy, excluding both the poorer freemen and those whose property lay
either in movables or in land out of Attica; so that the aggregate number of
the disfranchised would have been five thousand persons. Since Athens now had
lost her fleet and maritime empire, and since the importance of Piraeus was
much curtailed not merely by these losses, but by demolition of its separate
walls and of the long walls, Phormisius and others conceived the opportunity
favorable for striking out the maritime and trading multitude from the roll of
citizens. Many of these men must have been in easy and even opulent
circumstances, but the bulk of them were poor; and Phormisius had of course at
his command the usual arguments, by which it is attempted to prove that poor
men have no business with political judgment or action. But the proposition was
rejected; the orator Lysias being among its opponents, and composing a speech
against it which was either spoken, or intended to be spoken, by some eminent
citizen in the assembly.
Unfortunately, we have only a fragment of the speech remaining, wherein
the proposition is justly criticized as mischievous and unseasonable, depriving
Athens of a large portion of her legitimate strength, patriotism, and harmony,
and even of substantial men competent to serve as hoplites or horsemen, at a
moment when she was barely rising from absolute prostration. Never, certainly,
was the fallacy which connects political depravity or incapacity with a poor
station, and political virtue or judgment with wealth, more conspicuously
unmasked, than in reference to the recent experience of Athens. The remark of
Thrasybulus was most true, that a greater number of atrocities, both against
person and against property, had been committed in a few months by the Thirty,
and abetted by the class of horsemen, all rich men, than the poor majority of
the Demos had sanctioned during two generations of democracy. Moreover, we
know, on the authority of a witness unfriendly to the democracy, that the poor
Athenian citizens, who served on shipboard and elsewhere, were exact in
obedience to their commanders; while the richer citizens who served as hoplites
and horsemen, and who laid claim to higher individual estimation, were far less
orderly in the public service.
The motion of Phormisius being rejected, the antecedent democracy was
restored without qualification, together with the ordinances of Drako, and the
laws, measures, and weights of Solon. But on closer inspection, it was found
that this latter part of the resolution was incompatible with the amnesty which
had been just sworn. According to the laws of Solon and Drako, the perpetrators
of enormities under the Thirty had rendered themselves guilty, and were open to
trial. To escape this consequence, a second psephism or decree was passed, on
the proposition of Tisamenus, to review the laws of Solon and Drako, and
reenact them with such additions and amendments as might be deemed expedient.
Five hundred citizens had been just chosen by the people as nomothetae, or law-makers,
at the same time when the senate of Five hundred was taken by lot: out of these
nomothetae, the senate now chose a select few, whose duty it was to consider
all propositions for amendment or addition to the laws of the old democracy,
and post them up for public inspection before the statues of the eponymous
heroes, within the month then running. The senate, and the entire body of five
hundred nomothetae, were then to be convened, in order that each might pass in
review, separately, both the old laws and the new propositions; the nomothetae
being previously sworn to decide righteously. While this discussion was going
on, every private citizen had liberty to enter the senate, and to tender his opinion
with reasons for or against any law. All the laws which should thus be
approved, first by the senate, and afterwards by the nomothetae, but no others,
were to be handed to the magistrates, and inscribed on the walk of the portico
called Poekile, for public notoriety, as the future regulators of the city.
After the laws were promulgated by such public inscription, the senate of
Areopagus was enjoined to take care that they should be duly observed and
enforced by the magistrates. A provisional committee of twenty citizens was
named, to be generally responsible for the city during the time occupied in
this revision.
As soon as the laws had been revised and publicly inscribed in the
poekile, pursuant to the above decree, two concluding laws were enacted, which
completed the purpose of the citizens.
The first of these laws forbade the magistrates to act upon, or permit
to be acted upon, any law not among those inscribed; and declared that no
psephism, either of the senate or of the people, should overrule any law. It
renewed also the old prohibition, dating from the days of Cleisthenes, and the
first origin of the democracy, to enact a special law inflicting direct
hardship upon any individual Athenian apart from the rest, unless by the votes
of six thousand citizens voting secretly.
The second of the two laws prescribed, that all the legal, adjudications
and arbitrations which had been passed under the antecedent democracy should be
held valid and unimpeached, but formally annulled all which had been passed under
the Thirty. It farther provided, that the laws now revised and inscribed should
only take effect from the archonship of Eukleides ; that is, from the
nomination of archons made after the recent return of Thrasybulus and
renovation of the democracy.
By these ever-memorable enactments, all acts done prior to the
nomination of. the archon Eukleides and his colleagues, in the summer of 403
B.C., were excluded from serving as grounds for criminal process against any
citizen. To insure more fully that this should be carried into effect, a
special clause was added to the oath taken annually by the senators, as well as
to that taken by the Heliastic dikasts. The senators pledged themselves by oath
not to receive any impeachment, or give effect to any arrest, founded on any
fact prior to the archonship of Eukleides, excepting only against the Thirty,
and the other individuals expressly shut out from the amnesty, and now in
exile. To the oath annually taken by the Heliasts, also, was added the clause:
“I will not remember past wrongs, nor will I abet any one else who shall
remember them; on the contrary, I will give my vote pursuant to the existing
laws”; which laws proclaimed themselves as only taking effect from the
archonship of Eukleides.
A still farther precaution was taken to bar all actions for redress or
damages founded on acts done prior to the archonship of Eukleides. On the
motion of Archinus, the principal colleague of Thrasybulus at Phyle, a law was
passed, granting leave to any defendant against whom such an action might be
brought, to plead an exception in bar, or paragraphs, upon the special ground
of the amnesty and the legal prescription connected with it. The legal effect
of this paragraphs, or exceptional plea, in Attic procedure, was to increase
both the chance of failure, and the pecuniary liabilities in case of failure,
on the part of the plaintiff; also, to better considerably the chances of the
defendant. This enactment is said to have been moved by Archinus, on seeing
that some persons were beginning to institute actions at law, in spite of the
amnesty; and for the better prevention of all such claims.
By these additional enactments, security was taken that the proceedings
of the courts of justice should be in full conformity with the amnesty recently
sworn, and that, neither directly nor indirectly, should any person be molested
for wrongs done anterior to Eukleides. And, in fact, the amnesty was faithfully
observed : the reentering exiles from Piraeus, and the horsemen with other
partisans of the Thirty in Athens, blended again together into one harmonious
and equal democracy.
Eight years prior to these incidents, we have seen the oligarchical
conspiracy of the Four Hundred for a moment successful, and afterwards,
overthrown; and we have had occasion to notice, in reference to that event, the
wonderful absence of all reactionary violence on the part of the victorious
people, at a moment of severe provocation for the past and extreme apprehension
for the future. We noticed that Thucydides, no friend to the Athenian
democracy, selected precisely that occasion— on which some manifestation of
vindictive impulse might have been supposed likely and natural—to bestow the
most unqualified eulogies on their moderate and gentle bearing. Had the
historian lived to describe the reign of the Thirty and the restoration which
followed it, we cannot doubt that his expressions would have been still warmer
and more emphatic in the same sense. Few events in history, either ancient or
modern, are more astonishing than the behavior of the Athenian people, on
recovering their democracy after the overthrow of the Thirty: and when we view
it in conjunction with the like phenomenon after the deposition of the Four
Hundred, we see that neither the one nor the other arose from peculiar caprice
or accident of the moment; both depended upon permanent attributes of the
popular character. If we knew nothing else except the events of these two
periods, we should be warranted in dismissing, on that evidence alone, the
string of contemptuous predicates,—giddy, irascible, jealous, unjust, greedy,
etc., one or other of which Mr. Mitford so frequently pronounces, and
insinuates even when he does not pronounce them, respecting the Athenian
people. A people, whose habitual temper and morality merited these epithets,
could not have acted as the Athenians acted both after the Four Hundred and
after the Thirty. Particular acts may be found in their history which justify
severe censure; but as to the permanent elements of character, both moral and
intellectual, no population in history has ever afforded stronger evidence than
the Athenians on these two memorable occasions.
If we follow the acts of the Thirty, we shall see that the horsemen and
the privileged three thousand hoplites in the city had made themselves
partisans in every species of flagitious crime which could possibly be imagined
to exasperate the feelings of the exiles. The latter, on returning, saw before
them men who had handed in their relations to be put to death without trial,
who had seized upon and enjoyed their property, who had expelled them all from
the city, and a large portion of them even from Attica; and who had held
themselves in mastery not merely by the overthrow of the constitution, but also
by inviting and subsidizing foreign guards. Such atrocities, conceived and
ordered by the Thirty, had been executed by the aid, and for the joint benefit,
as Kritias justly remarked, of those occupants of the city whom the exiles
found on returning. Now Thrasybulus, Anytus, and the rest of these exiles, saw
their property all pillaged and appropriated by others during the few months of
their absence: we may presume that their lands—which had probably not been
sold, but granted to individual members or partisans of the Thirty—were
restored to them; but the movable property could not be reclaimed, and the
losses to which they remained subject were prodigious. The men who had caused
and profited by these losses—often with great brutality towards the wives and
families of the exiles, as we know by the case of the orator Lysias—were now at
Athens, all individually well known to the sufferers. In like manner, the sons
and brothers of Leon and the other victims of the Thirty, saw before them the
very citizens by whose hands their innocent relatives bed been consigned
without trial to prison and execution. The amount of wrong suffered had been
infinitely greater than in the time of the Four Hundred, and the provocation,
on every ground, public and private, violent to a degree never exceeded in
history. Yet with all this sting fresh in their bosoms, we find the victorious
multitude, on the latter occasion as well as on the former, burying the past in
an indiscriminate amnesty, and anxious only for the future harmonious march of
the renovated and all-comprehensive democracy. We see the sentiment of
commonwealth in the Demos, twice contrasted with the sentiment of faction in an
ascendant oligarchy; twice triumphant over the strongest counter-motives, over
the most bitter, recollections of wrongful murder and spoliation, over all that
passionate rush of reactionary appetite which characterizes the moment of
political restoration. “Bloody will be the reign of that king who comes back to
his kingdom from exile”, says the Latin poet: bloody, indeed had been the rule
of Kritias and those oligarchs who had just come back from exile: “Harsh is a
Demos (observes Aeschylus) which has just got clear of misery”. But the
Athenian Demos, on coming back from Piraeus, exhibited the rare phenomenon of a
restoration, after cruel wrong suffered, sacrificing all the strong impulse of
retaliation to a generous and deliberate regard for the future march of the
commonwealth. Thucydides remarks that the moderation of political antipathy
which prevailed at Athens after the victory of the people over the Four
Hundred, was the main cause which revived Athens from her great public
depression and danger. Much more forcibly does this remark apply to the
restoration after the Thirty, when the public condition of Athens was at the
lowest depth of abasement, from which nothing could have rescued her except
such exemplary wisdom and patriotism on the part of her victorious Demos.
Nothing short of this could have enabled her to accomplish that partial
resurrection—into an independent and powerful single state, though shorn of her
imperial power—which will furnish material for the subsequent portion of our
History.
While we note the memorable resolution of the Athenian people to forget
that which could not be remembered without ruin to the future march of the
democracy, we must at the same time observe that which they took special pains
to preserve from being forgotten. They formally recognized all the adjudged
cases and all the rights of property as existing under the democracy anterior
to the Thirty. “You pronounced, fellow citizens (says Andokides), that all the
judicial verdicts and all the decisions of arbitrators passed under the
democracy should remain valid, in order that there might be no abolition of
debts, no reversal of private rights, but that every man might have the means
of enforcing contracts due to him by others”. If the Athenian people had been
animated by that avidity to despoil the rich, and that subjection to the
passion of the moment, which Mr. Mitford imputes to them in so many chapters of
his history, neither motive nor opportunity was now wanting for wholesale
confiscation, of which the rich themselves, during the dominion of the Thirty,
had set abundant example. The amnesty as to political wrong, and the indelible
memory as to the rights of property, stand alike conspicuous as evidences of
the real character of the Athenian Demos.
If we wanted any farther proof of their capacity of taking the largest
and soundest views on a difficult political situation, we should find it in
another of their measures at this critical period. The Ten who had succeeded to
the oligarchical presidency of Athens after the death of Kritias and the
expulsion of the Thirty, had borrowed from Sparta the sum of one hundred
talents, for the express purpose of making war on the exiles in Piraeus. After
the peace, it was necessary that such sum should be repaid, and some persons
proposed that recourse should be had to the property of those individuals and
that party who had borrowed the money. The apparent equity of the proposition
was doubtless felt with peculiar force at a time when the public treasury was
in the extreme of poverty. But nevertheless both the democratical leaders and
the people decidedly opposed it, resolving to recognize the debt as a public
charge; in which capacity it was afterwards liquidated, after some delay
arising from an unsupplied treasury.
All that was required from the horsemen, or knights, who had been active
in the service of the Thirty, was that they should repay the sums which had
been advanced to them by the latter as outfit. Such advance to the horsemen,
subject to subsequent repayment, and seemingly distinct from the regular
military pay, appears to have been a customary practice under the previous
democracy; but we may easily believe that the Thirty had carried it to an
abusive excess, in their anxiety to enlist or stimulate partisans, when we
recollect that they resorted to means more nefarious for the same end. There
were of course great individual differences among these knights, as to the
degree in which each had lent himself to the misdeeds of the oligarchy. Even
the most guilty of them were not molested, and they were sent, four years
afterwards, to serve with Agesilaus in Asia, at a time when the Lacedaemonians
required from Athens a contingent of cavalry; the Demos being well pleased to
be able to provide for them an honorable foreign service. But the general body
of knights suffered so little disadvantage from the recollection of the Thirty,
that many of them in after days became senators, generals, hipparchs, and
occupants of other considerable posts in the state. Although the decree of
Tisamenus—prescribing a revision of the laws without delay, and directing that
the laws, when so revised, should be posted up for public view, to form the
sole and exclusive guide of the dikasteries—had been passed immediately after
the return from Piraeus and the confirmation of the amnesty, yet it appears
that considerable delay took place before such enactment was carried into full
effect .A person named Nikomachus was charged with the duty, and stands accused
of having performed it tardily as well as corruptly. He, as well as Tisamenus,
was a scribe, or secretary, under which name were included a class of paid
officers, highly important in the detail of business at Athens, though
seemingly men of low birth, and looked upon as filling a subordinate station,
open to sneers from unfriendly orators. The boards, the magistrates, and the
public bodies were so frequently changed at Athens, that the continuity of
public business could only have been maintained by paid secretaries of this
character, who devoted themselves constantly to the duty.
Nikomachus had been named, during the democracy anterior to the Thirty,
for the purpose of preparing a fair transcript, and of posting up afresh,
probably in clearer characters, and in a place more convenient for public view,
the old laws of Solon. We can well understand that the renovated democratical
feeling, which burst out after the expulsion of the Four Hundred, and dictated
the vehement psephism of Demophantus, might naturally also produce such a
commission as this, for which Nikomachus, both as one of the public scribes, or
secretaries, and as an able speaker, was a suitable person. His accuser, for
whom Lysias composed his thirtieth oration, now remaining, denounces him as
having not only designedly lingered in the business, for the purpose of
prolonging the period of remuneration, but even as having corruptly tampered
with the old laws, by new interpolations, as well as by omissions. How far such
charges may have been merited, we have no means of judging; but even assuming
Nikomachus to have been both honest and diligent, he would find no small
difficulty in properly discharging his duty of anagrapheus, or “writer-up” of
all the old laws of Athens, from Solon downward. Both the phraseology of these
old laws, and the alphabet in which they were written, were in many cases
antiquated and obsolete; while there were doubtless also cases in which one law
was at variance, wholly or partially, with another. Now such contradictions and
archaisms would be likely to prove offensive, if set up in a fresh place, and
with clean, new characters; while Nikomachus had no authority to make the
smallest alteration, and might naturally therefore be tardy in a commission
which did not promise much credit to him in its result.
These remarks tend to show that the necessity of a fresh collection and
publication, if we may use that word, of the laws, had been felt prior to the
time of the Thirty. But such a project could hardly be realized without at the
same time revising the laws, as a body, removing all flagrant contradictions,
and rectifying what might glaringly displease the age, either in substance or in
style. Now the psephism of Tisamenus, one of the first measures of the renewed
democracy after the Thirty, both prescribed such revision and set in motion a
revising body; but an additional decree was now proposed and carried by
Archinus, relative to the alphabet in which the revised laws should be drawn
up. The Ionic alphabet—that is, the full Greek alphabet of twenty-four letters,
as now written and printed—had been in use at Athens universally, for a
considerable time, apparently for two generations; but from tenacious adherence
to ancient custom, the laws had still continued to be consigned to writing in
the old Attic alphabet of only sixteen or eighteen letters. It was now ordained
that this scanty alphabet should be discontinued, and that the revised laws, as
well as all future public acts, should be written up in the full Ionic
alphabet.
Partly through this important reform, partly through the revising body,
partly through the agency of Nikomachus, who was still continued as
anagrapheus, the revision, inscription, and publication of the laws in their
new alphabet was at length completed. But it seems to have taken two years to
perform, or at least two years elapsed before Nikomachus went through his trial
of accountability. He appears to have made various new propositions of his own,
which were among those adopted by the nomothetae: for these his accuser attacks
him, on the trial of accountability, as well as on the still graver allegation,
of having corruptly falsified the decisions of that body; writing up what they
had not sanctioned, or suppressing that which they had sanctioned.
The archonship of Eukleides, succeeding immediately to the anarchy,—as
the archonship of Pythodorus, or the period of the Thirty, was
denominated,—became thus a cardinal point or epoch in Athenian history. We
cannot doubt that the laws came forth out of this revision considerably
modified, though unhappily we possess no particulars on the subject. We learn
that the political franchise was, on the proposition of Aristophon, so far
restricted for the future, that no person could be a citizen by birth except
the son of citizen-parents, on both sides; whereas previously, it had been
sufficient if the father alone was a citizen. The rhetor Lysias, by station a
metic, had not only suffered great loss, narrowly escaping death from the
Thirty, who actually put to death his brother Polemarchus, but had contributed
a large sum to assist the armed efforts of the exiles under Thrasybulus in
Piraeus. As a reward and compensation for such antecedents, the latter proposed
that the franchise of citizen should be conferred upon him; but we are told
that this decree, though adopted by the people, was afterwards indicted by
Archinus as illegal or informal, and cancelled. Lysias, thus disappointed of
the citizenship, passed the remainder of his life as an isoteles, or non-freeman on the best condition, exempt from the
peculiar burdens upon the class of metics.
Such refusal of citizenship to an eminent man like Lysias, who had both
acted and suffered in the cause of the democracy, when combined with the decree
of Aristophon above noticed, implies a degree of augmented strictness which we
can only partially explain. It was not merely the renewal of her democracy for
which Athens had now to provide. She had also to accommodate her legislation
and administration to her future march as an isolated state, without empire or
foreign dependencies. For this purpose, material changes must have been
required : among others, we know that the Board of Hellenotamiae—originally
named for the collection and management of the tribute at Delos, but attracting
to themselves gradually more extended functions, until they became ultimately,
immediately before the Thirty, the general paymasters of the state—was
discontinued, and such among its duties as did not pass away along with the
loss of the foreign empire, were transferred to two new officers, the treasurer
at war, and the manager of the theorikon, or religious festival-fund.
Respecting these two new departments, the latter of which especially became so
much extended as to comprise most of the disbursements of a
peace-establishment, I shall speak more fully hereafter; at present, I only
notice them as manifestations of the large change in Athenian administration
consequent upon the loss of the empire. There were doubtless many other changes
arising from the same cause, though we do not know them in detail; and I
incline to number among such the alteration above noticed respecting the right
of citizenship. While the Athenian empire lasted, the citizens of Athens were
spread over the Aegean in every sort of capacity, as settlers, merchants,
navigators, soldiers, etc.; which must have tended materially to encourage
intermarriages between them and the women of other Grecian insular states.
Indeed, we are even told that an express permission of connubium with Athenians
was granted to the inhabitants of Euboea, a fact, noticed by Lysias, of some
moment in illustrating the tendency of the Athenian empire to multiply family
ties between Athens and the allied cities. Now, according to the law which
prevailed before Eukleides, the son of every such marriage was by birth an
Athenian citizen, an arrangement at that time useful to Athens, as
strengthening the bonds of her empire, and eminently useful in a larger point
of view, among the causes of Pan-Hellenic sympathy. But when Athens was
deprived both of her empire and her fleet, and confined within the limits of
Attica, there no longer remained any motive to continue such a regulation, so
that the exclusive city-feeling, instinctive in the Grecian mind, again became
predominant. Such is, perhaps, the explanation of the new restrictive law
proposed by Aristophon.
Thrasybulus and the gallant handful of exiles who had first seized
Phyle, received no larger reward than one thousand drachmae for a common
sacrifice and votive offering, together with wreaths of olive as a token of
gratitude from their country-men. The debt which Athens owed to Thrasybulus was
indeed such as could not be liquidated by money. To his individual patriotism,
in great degree, we may ascribe not only the restoration of the democracy, but
its good behavior when restored. How different would have been the consequences
of the restoration and the conduct of the people, had the event been brought
about by a man like Alcibiades, applying great abilities principally to the
furtherance of his own cupidity and power!
At the restoration of the democracy, however, Alcibiades was already no
more. Shortly after the catastrophe at Aegospotami, he had sought shelter in
the satrapy of Pharnabazus, no longer thinking himself safe from Lacedaemonian
persecution in his forts on the Thracian Chersonese. He carried with him a good
deal of property, though he left still more behind him, in these forts; how
acquired, we do not know. But having crossed apparently to Asia by the
Bosphorus, he was plundered by the Thracians in Bithynia, and incurred much
loss before he could reach Pharnabazus in Phrygia. Renewing the tie of personal
hospitality which he had contracted with Pharnabazus four years before, he now
solicited from the satrap a safe-conduct up to Susa. The Athenian envoys—whom
Pharnabazus, after his former pacification with Alcibiades in 408 B.C., had
engaged to escort to Susa, but had been compelled by the mandate of Cyrus to
detain as prisoners—were just now released from their three years’ detention,
and enabled to come down to the Propontis; and Alcibiades, by whom this mission
had originally been projected, tried to prevail on the satrap to perform the
promise which he had originally given, but had not been able to fulfil. The
hopes of the sanguine exile, reverting back to the history of Themistocles, led
him to anticipate the same success at Susa as had fallen to the lot of the latter;
nor was the design impracticable, to one whose ability was universally
renowned, and who had already acted as minister to Tissaphernes. The court of
Susa was at this time in a peculiar position. King Darius Nothus, having
recently died, had been succeeded by his eldest son Artaxerxes Mnemon; but the
younger son Cyrus, whom Darius had sent for during his last illness, tried
after the death of the latter to supplant Artaxerxes in the succession, or at
least was suspected of so trying. Being seized and about to be slain, the
queen-mother Parysatis prevailed upon Artaxerxes to pardon him, and send him
again down to his satrapy along the coast of Ionia, where he labored
strenuously, though secretly, to acquire the means of dethroning his brother; a
memorable attempt, of which I shall speak more fully hereafter. But his
schemes, though carefully masked, did not escape the observation of Alcibiades,
who wished to make a merit of revealing them at Susa, and to become the
instrument of defeating them. He communicated his suspicions as well as his
purpose to Pharnabazus; whom he tried to awaken by alarm of danger to the
empire, in order that he might thus get himself forwarded to Susa as informant
and auxiliary.
Pharnabazus was already jealous and unfriendly in spirit towards
Lysander and the Lacedaemonians, of which we shall soon see plain evidence, and
perhaps towards Cyrus also, since such were the habitual relations of
neighboring satraps in the Persian empire. But the Lacedaemonians and Cyrus
were now all-powerful on the Asiatic coast, so that he probably did not dare to
exasperate them, by identifying himself with a mission so hostile and an enemy
so dangerous to both. Accordingly, he refused compliance with the request of
Alcibiades; granting him, nevertheless, permission to live in Phrygia, and even
assigning to him a revenue. But the objects at which the exile was aiming soon
became more or less fully divulged, to those against whom they were intended.
His restless character, enterprise, and capacity, were so well known as to
raise exaggerated fears as well as exaggerated hopes. Not merely Cyrus, but the
Lacedaemonians, closely allied with Cyrus, and the dekadarchies, whom Lysander
had set up in the Asiatic Grecian cities, and who held their power only through
Lacedaemonian support, all were uneasy at the prospect of seeing Alcibiades
again in action and command, amidst so many unsettled elements. Nor can we
doubt that the exiles whom these dekadarchies had banished, and the disaffected
citizens who remained at home, under their government in fear of banishment or
death, kept up correspondence with him, and looked to him as a probable
liberator. Moreover, the Spartan king, Agis, still retained the same personal
antipathy against him, which had already some years before procured the order
to be despatched, from Sparta to Asia, to assassinate him. Here are elements
enough, of hostility, vengeance, and apprehension, afloat against Alcibiades,
without believing the story of Plutarch, that Kritias and the Thirty sent to
apprize Lysander that the oligarchy at Athens could not stand, so long as
Alcibiades was alive. The truth is, that though the Thirty had included him in
the list of exiles, they had much less to dread from his assaults or plots, in
Attica, than the Lysandrian dekadarchies in the cities of Asia. Moreover, his
name was not popular even among the Athenian democrats, as will be shown
hereafter, when we come to recount the trial of Socrates. Probably, therefore,
the alleged intervention of Kritias and the Thirty, to procure the murder of
Alcibiades, is a fiction of the subsequent encomiasts of the latter at Athens,
in order to create for him claims to esteem as a friend and fellow-sufferer
with the democracy.
A special despatch, or skytale, was sent out by the Spartan authorities
to Lysander in Asia, enjoining him to procure that Alcibiades should be put to
death. Accordingly, Lysander communicated this order to Pharnabazus, within
whose satrapy Alcibiades was residing, and requested that it might be put in
execution. The whole character of Pharnabazus shows that he would not
perpetrate such a deed, towards a man with whom he had contracted ties of
hospitality, without sincere reluctance and great pressure from without;
especially as it would have been easy for him to connive underhand at the
escape of the intended victim. We may therefore be sure that it was Cyrus, who,
informed of the revelations contemplated by Alcibiades, enforced the
requisition of Lysander; and that the joint demand of the two was too formidable
even, to be evaded, much less openly disobeyed. Accordingly, Pharnabazus
despatched his brother Magaeus and his uncle Sisamithres with a band of armed
men, to assassinate Alcibiades in the Phrygian village where he was residing.
These men, not daring to force their way into his house, surrounded it and set
it on fire; but Alcibiades, having contrived to extinguish the flames, rushed
out upon his assailants with a dagger in his right hand, and a cloak wrapped
round his left to serve as a shield. None of them dared to come near him; but
they poured upon him showers of darts and arrows until he perished, undefended
as he was either by shield or by armor. A female companion with whom he lived,
Timandra, wrapped up his body in garments of her own, and performed towards it
all the last affectionate solemnities.
Such was the deed which Cyrus and the Lacedaemonians did not scruple to
enjoin, nor the uncle and brother of a Persian satrap to execute, and by which
this celebrated Athenian perished, before he had attained the age of fifty. Had
he lived, we cannot doubt that he would again have played some conspicuous
part,—for neither his temper nor his abilities would have allowed him to remain
in the shade, but whether to the advantage of Athens or not, is more questionable.
Certain it is, that taking his life throughout, the good which he did to her
bore no proportion to the far greater evil. Of the disastrous Sicilian
expedition, he was more the cause than any other individual, though that
enterprise cannot properly be said to have been caused by any individual, but
rather to have emanated from a national impulse. Having first, as a counsellor,
contributed more than any other man to plunge the Athenians into this imprudent
adventure, he next, as an exile, contributed more than any other man, except
Nikias, to turn that adventure into ruin, and the consequences of it into still
greater ruin. Without him, Gylippus would not have been sent to Syracuse,
Dekeleia would not have been fortified, Chios and Miletus would not have
revolted, the oligarchical conspiracy of the Four Hundred would not have been
originated. Nor can it be said that his first three years of political action
as Athenian leader, in a speculation peculiarly his own, —the alliance with
Argos, and the campaigns in Peloponnesus,—proved in any way advantageous to his
country. On the contrary, by playing an offensive game where he had hardly
sufficient force for a defensive, he enabled the Lacedaemonians completely to
recover their injured reputation and ascendency through the important victory
of Mantineia. The period of his life really serviceable to his country, and
really glorious to himself, was that of three years ending with his return to
Athens in 407 B.C. The results of these three years of success were frustrated
by the unexpected coming down of Cyrus as satrap: but, just at the moment when
it behooved Alcibiades to put forth a higher measure of excellence, in order to
realize his own promises in the face of this new obstacle, at that critical
moment we find him spoiled by the unexpected welcome which had recently greeted
him at Athens, and falling miserably short even of the former merit whereby
that welcome had been earned.
If from his achievements we turn to his dispositions, his ends, and his
means, there are few characters in Grecian history who present so little to
esteem, whether we look at him as a public or as a private man. His ends are
those of exorbitant ambition and vanity, his means rapacious as well as
reckless, from his first dealing with Sparta and the Spartan envoys, down to
the end of his career. The manoeuvres whereby his political enemies first
procured his exile were indeed base and guilty in a high degree; but we must
recollect that if his enemies were more numerous and violent than those of any
other politician in Athens, the generating seed was sown by his own overweening
insolence, and contempt of restraints, legal as well as social.
On the other hand, he was never once defeated either by land or sea. In
courage, in ability, in enterprise, in power of dealing with new men and new
situations, he was never wanting; qualities, which, combined with his high
birth, wealth, and personal accomplishments, sufficed to render him for the
time the first man in every successive party which he espoused; Athenian,
Spartan, or Persian; oligarchical or democratical. But to none of them did he
ever inspire any lasting confidence; all successively threw him off. On the
whole, we shall find few men in whom eminent capacities for action and command
are so thoroughly marred by an assemblage of bad moral qualities, as
Alcibiades.
CHAPTER LXVII.
THE DRAMA. — RHETORIC AND DIALECTICS. - THE SOPHISTS.
Respecting the political history of Athens during the few years
immediately succeeding the restoration of the democracy, we have unfortunately
little or no information. But in the spring of 399 B.C., between three and four
years after the beginning of the archonship of Eukleides, an event happened of
paramount interest to the intellectual public of Greece as well as to
philosophy generally, the trial, condemnation, and execution of Socrates.
Before I recount that memorable incident, it will be proper to say a few words
on the literary and philosophical character of the age in which it happened.
Though literature and philosophy are now becoming separate departments in
Greece, each exercises a marked influence on the other, and the state of
dramatic literature will be seen to be one of the causes directly contributing
to the fate of Socrates.
During the century of the Athenian democracy between Cleisthenes and
Eukleides, there had been produced a development of dramatic genius, tragic and
comic, never paralleled before or afterwards. Aeschylus, the creator of the
tragic drama, or at least the first composer who rendered it illustrious, had
been a combatant both at Marathon and Salamis; while Sophocles and Euripides,
his two eminent followers, the former one of the generals of the Athenian
armament against Samos in 440 B.C., expired both of them only a year before the
battle of Aegospotami, just in time to escape the bitter humiliation and
suffering of that mournful period. Out of the once numerous compositions of
these poets we possess only a few, yet sufficient to enable us to appreciate in
some degree the grandeur of Athenian tragedy; and when we learn that they were
frequently beaten, even with the best of their dramas now remaining, in fair
competition for the prize against other poets whose names only have reached us,
we are warranted in presuming that the best productions of these successful
competitors, if not intrinsically finer, could hardly have been inferior in
merit to theirs.
The tragic drama belonged essentially to the festivals in honor of the
god Dionysus; being originally a chorus sung in his honor, to which were
successively superadded, first, an Iambic monologue; next, a dialogue with two
actors; lastly, a regular plot with three actors, and the chorus itself
interwoven into the scene. Its subjects were from the beginning, and always
continued to be, persons either divine or heroic, above the level of historical
life, and borrowed from what was called the mythical past: the “Persae” of
Aeschylus forms a splendid exception; but the two analogous dramas of his
contemporary, Phrynichus, the “Phoenissai” and the capture of Miletus, were not
successful enough to invite subsequent tragedians to meddle with contemporary
events. To three serious dramas, or a trilogy, at first connected together by
sequence of subject more or less loose, but afterwards unconnected and on
distinct subjects, through an innovation introduced by Sophocles, if not
before, the tragic poet added a fourth or satirical drama; the characters of
which were satyrs, the companions of the god Dionysus, and other heroic or
mythical persons exhibited in farce. He thus made up a total of four dramas, or
a tetralogy, which he got up and brought forward to contend for the prize at
the festival. The expense of training the chorus and actors was chiefly
furnished by the choregi, wealthy citizens, of whom one was named for each of
the ten tribes, and whose honor and vanity were greatly interested in obtaining
the prize. At first, these exhibitions took place on a temporary stage, with
nothing but wooden supports and scaffolding; but shortly after the year 500
B.C., on an occasion when the poets Aeschylus and Pratinas were contending for
the prize, this stage gave way during the ceremony, and lamentable mischief was
the result. After that misfortune, a permanent theatre of stone was
provided. To what extent the project was realized before the invasion of
Xerxes, we do not accurately know; but after his destructive occupation of
Athens the theatre, if any existed previously, would have to be rebuilt or
renovated along with other injured portions of the city.
It was under that great development of the power of Athens which
followed the expulsion of Xerxes, that the theatre with its appurtenances
attained full magnitude and elaboration, and Attic tragedy its maximum of
excellence. Sophocles gained his first victory over Aeschylus in 468 B.C.: the
first exhibition of Euripides was in 455 B.C. The names, though unhappily the
names alone, of many other competitors have reached us : Philokles, who gained
the prize even over the Oedipus Tyrannus of Sophocles; Euphorion son of
Aeschylus, Xenokles, and Nikomachus, all known to have triumphed over
Euripides; Neophron, Ion, Agathon, and many more. The continuous stream of new
tragedy, poured out year after year, was something new in the history of the
Greek mind. If we could suppose all the ten tribes contending for the prize
every year, there would be ten tetralogies—or sets of four dramas each, three
tragedies and one satirical farce—at the Dionysiac festival, and as many at the
Lenaean. So great a number as sixty new tragedies composed every year, is not
to be thought of; yet we do not know what was the usual number of competing
tetralogies: it was at least three; since the first, second, and third are
specified in the didaskalies, or theatrical records, and probably greater than
three. It was rare to repeat the same drama a second time unless after
considerable alterations; nor would it be creditable to the liberality of a
choregus to decline the full cost of getting up a new tetralogy. Without
pretending to determine with numerical accuracy how many dramas were composed
in each year, the general fact of unexampled abundance in the productions of
the tragic muse is both authentic and interesting.
Moreover, what is not less important to notice, all this abundance found
its way to the minds of the great body of the citizens, not excepting even the
poorest. For the theatre is said to have accommodated thirty thousand persons :
here again it is unsafe to rely upon numerical accuracy, but we cannot doubt
that it was sufficiently capacious to give to most of the citizens, poor as
well as rich, ample opportunity of profiting by these beautiful compositions.
At first, the admission to the theatre was gratuitous; but as the crowd of
strangers as well as freemen, was found both excessive and disorderly, the
system was adopted of asking a price, seemingly at the time when the permanent
theatre was put in complete order after the destruction caused by Xerxes. The
theatre was let by contract to a manager, who engaged to defray, either in
whole or part, the habitual cost incurred by the state in the representation,
and who was allowed to sell tickets of admission. At first, it appears that the
price of tickets was not fixed, so that the poor citizens were overbid, and
could not get places. Accordingly, Perikles introduced a new system, fixing the
price of places at three oboli, or half a drachma, for the better, and one
obolus for the less good. As there were two days of representation, tickets
covering both days were sold respectively for a drachma and two oboli. But in
order that the poor citizens might be enabled to attend, two oboli were given
out from the public treasure to each citizen—rich as well as poor, if they
chose to receive it—on the occasion of the festival. A poor man was thus
furnished with the means of purchasing his place and going to the theatre
without cost, on both days, if he chose; or, if he preferred it, he might go on
one day only; or might even stay away altogether, and spend both the two oboli
in any other manner. The higher price obtained for the better seats purchased
by the richer citizens, is here to be set against the sum disbursed to the
poorer; but we have no data before us for striking the balance, nor can we tell
how the finances of the state were affected by it.
Such was the original theorikon, or festival-pay, introduced by Perikles
at Athens; a system of distributing the public money, gradually extended to
other festivals in which there was no theatrical representation, and which in
later times reached a mischievous excess; having begun at a time when Athens
was full of money from foreign tribute, and continuing, with increased demand
at a subsequent time, when she was comparatively poor and without extraneous
resources. It is to be remembered that all these festivals were portions of the
ancient religion, and that, according to the feelings of that time, cheerful
and multitudinous assemblages were essential to the satisfaction of the god in
whose honor the festival was celebrated. Such disbursements were a portion of
the religious, even more than of the civil establishment. Of the abusive excess
which they afterwards reached, however, I shall speak in a future volume: at
present, I deal with the theorikon only in its primitive function and effect,
of enabling all Athenians indiscriminately to witness the representation of the
tragedies.
We cannot doubt that the effect of these compositions upon the public
sympathies, as well as upon the public judgment and intelligence, must have
been beneficial and moralizing in a high degree. Though the subjects and
persons are legendary, the relations between them are all human and simple,
exalted above the level of humanity only in such measure as to present a
stronger claim to the hearer’s admiration or pity. So powerful a body of
poetical influence has probably never been brought to act upon the emotions of
any other population; and when we consider the extraordinary beauty of these
immortal compositions, which first stamped tragedy as a separate department of
poetry, and gave to it a dignity never since reached, we shall be satisfied
that the tastes, the sentiments, and the intellectual standard, of the Athenian
multitude, must have been sensibly improved and exalted by such lessons. The. reception
of such pleasures through the eye and the ear, as well as amidst a sympathizing
crowd, was a fact of no small importance in the mental history of Athens. It
contributed to exalt their imagination, like the grand edifices and ornaments
added during the same period to their acropolis. Like them, too, and even more
than they, tragedy was the monopoly of Athens; for while tragic composers came
thither from other parts of Greece—Achaeus from Eretria, and Ion from Chios, at
a time, when the Athenian empire comprised both those places—to exhibit their
genius, nowhere else were original tragedies composed and acted, though hardly
any considerable city was without a theatre.
The three great tragedians—Aeschylus, Sophocles, and
Euripides—distinguished above all their competitors, as well by contemporaries
as by subsequent critics, are interesting to us, not merely from the positive
beauties of each, but also from the differences between them in handling,
style, and sentiment, and from the manner in which these, differences
illustrate the insensible modification of the Athenian mind. Though the
subjects, persons, and events of tragedy always continued to be borrowed from
the legendary world, and were thus kept above the level of contemporaneous
life, yet the dramatic manner of handling them is sensibly modified, even in
Sophocles as compared with Aeschylus; and still more in Euripides, by the
atmosphere of democracy, political and judicial contention, and philosophy,
encompassing and acting upon the poet.
In Aeschylus, the ideality belongs to the handling not less than to the
subjects: the passions appealed to are the masculine and violent, to the
exclusion of Aphrodite and her inspirations : the figures are vast and
majestic, but exhibited only in half-light and in shadowy outline: the speech
is replete with bold metaphor and abrupt transition, “grandiloquent even to a
fault”, as Quintilian remarks, and often approaching nearer to Oriental
vagueness than to Grecian perspicuity. In Sophocles, there is evidently a
closer approach to reality and common life : the range of emotions is more
varied, the figures are more distinctly seen, and the action more fully and
conspicuously worked out. Not only we have a more elaborate dramatic structure,
but a more expanded dialogue, and a comparative simplicity of speech like that
of living Greeks : and we find too a certain admixture of rhetorical
declamation, amidst the greatest poetical beauty which the Grecian drama ever
attained. But when we advance to Euripides, this rhetorical element becomes
still more prominent and developed. The ultranatural sublimity of the legendary
characters disappears : love and compassion are invoked to a degree which
Aeschylus would have deemed inconsistent with the dignity of the heroic person
: moreover, there are appeals to the reason, and argumentative controversies,
which that grandiloquent poet would have despised as petty and forensic cavils.
And—what was worse still, judging from the Aeschylean point of view—there was a
certain novelty of speculation, an intimation of doubt on reigning opinions,
and an air of scientific refinement, often spoiling the poetical effect.
Such differences between these three great poets are doubtless referable
to the working of Athenian politics and Athenian philosophy on the minds of the
two later. In Sophocles, we may trace the companion of Herodotus; in Euripides,
the hearer of Anaxagoras, Socrates, and Prodikus; in both, the familiarity with
that widespread popularity of speech, and real, serious debate of politicians
and competitors before the dikastery, which both had ever before their eyes,
but which the genius of Sophocles knew how to keep in due subordination to his
grand poetical purpose.
The transformation of the tragic muse from Aeschylus to Euripides is the
more deserving of notice, as it shows us how Attic tragedy served as the
natural prelude and encouragement to the rhetorical and dialectical age which
was approaching. But the democracy, which thus insensibly modified the tragic
drama, imparted a new life and ampler proportions to the comic; both the one
and the other being stimulated by the increasing prosperity and power of Athens
during the half century following 480 B.C. Not only was the affluence of
strangers and visitors to Athens continually augmenting, but wealthy men were
easily found to incur the expense of training the chorus and actors. There was
no manner of employing wealth which seemed so appropriate to procure influence
and popularity to its possessors, as that of contributing to enhance the
magnificence of the national and religious festivals. This was the general
sentiment both among rich and among poor; nor is there any criticism more
unfounded than that which represents such an obligation as hard and oppressive
upon rich men. Most of them spent more than they were legally compelled to
spend in this way, from the desire of exalting their popularity. The only real
sufferers were the people, considered as interested in a just administration of
law; since it was a practice which enabled many rich men to acquire importance
who had no personal qualities to deserve it, and which provided them with a
stock of factitious merits to be pleaded before the dikastery, as a set-off
against substantive accusations.
The full splendor of the comic muse was considerably later than that of
the tragic. Even down to 4G0 B.C. (about the time when Perikles and Ephialtes
introduced their constitutional reforms), there was not a single comic poet of
eminence at Athens; nor was there apparently a single undisputed Athenian
comedy before that date, which survived to the times of the Alexandrine
critics. Magnes, Krates, and Kratinus— probably also Chionides and
Ekphantides—all belong to the period beginning about (Olympiad 80 or) 460 B.C.;
that is, the generation preceding Aristophanes, whose first composition dates
in 427 B.C. The condition and growth of Attic comedy before this period seems
to have been unknown even to Aristotle, who intimates that the archon did not
begin to grant a chorus for comedy, or to number it among the authoritative
solemnities of the festival, until long after the practice had been established
for tragedy. Thus the comic chorus in that early time consisted of volunteers,
without any choregus publicly assigned to bear the expense of teaching them or
getting up the piece; so that there was little motive for authors to bestow
care or genius in the preparation of their song, dance, and scurrilous monody,
or dialogue. The exuberant revelry of the phallic festival and procession, with
full license of scoffing at any one present, which the god Dionysus was
supposed to enjoy, and with the most plain-spoken grossness as well in language
as in ideas, formed the primitive germ, which under Athenian genius ripened into
the old comedy. It resembled in many respects the satiric drama of the
tragedians, but was distinguished from it by dealing not merely with the
ancient mythical stories and persons, but chiefly with contemporary men and
subjects of common life; dealing with them often, too, under their real names,
and with ridicule the most direct, poignant, and scornful. We see clearly how
fair a field Athens would offer for this species of composition, at a time,
when the bitterness of political contention ran high,—when the city had become
a centre for novelties from every part of Greece,—when tragedians, rhetors, and
philosophers, were acquiring celebrity and incurring odium,—and when the
democratical constitution laid open all the details of political and judicial business,
as well as all the first men of the state, not merely to universal criticism,
but also to unmeasured libel.
Out of all the once abundant compositions of Attic comedy, nothing has
reached us except eleven plays of Aristophanes. That poet himself singles out
Magnes, Krates, and Kratinus, among predecessors whom he describes as numerous,
for honorable mention; as having been frequently, though not uniformly,
successful. Kratinus appears to have been not only the most copious, but also
the most distinguished, among all those who preceded Aristophanes, a list
comprising Hermippus, Telekleides, and the other bitter assailants of Perikles.
It was Kratinus who first extended and systematized the license of the phallic
festival, and the “careless laughter of the festive crowd”, into a drama of
regular structure, with actors three in number, according to the analogy of
tragedy. Standing forward, against particular persons exhibited or denounced by
their names, with a malignity of personal slander not inferior to the iambist
Archilochus, and with an abrupt and dithyrambic style somewhat resembling
Aeschylus, Kratinus made an epoch in comedy as the latter had made in tragedy;
but was surpassed by Aristophanes, as much as Aeschylus had been surpassed by
Sophocles. We are told that his compositions were not only more rudely bitter
and extensively libellous than those of Aristophanes, but also destitute of
that richness of illustration and felicity of expression which pervades all the
wit of the latter, whether good-natured or malignant. In Kratinus, too, comedy
first made herself felt as a substantive agent and partisan in the political
warfare of Athens. He espoused the cause of Cimon against Perikles; eulogizing
the former, while he bitterly derided and vituperated the latter Hermippus,
Telekleides, and most of the contemporary comic writers followed the same
political line in assailing that great man, together with those personally
connected with him, Aspasia and Anaxagoras: indeed, Hermippus was the person
who indicted Aspasia for impiety before the dikastery. But the testimony of
Aristophanes shows that no comic writer, of the time of Perikles, equalled
Kratinus, either in vehemence of libel or in popularity.
It is remarkable that, in 440 B.C., a law was passed forbidding comic
authors to ridicule any citizen by name in their compositions; which
prohibition, however, was rescinded after two years, an interval marked by the
rare phenomenon of a lenient comedy from Kratinus. Such enactment denotes a
struggle in the Athenian mind, even at that time, against the mischief of
making the Dionysiac festival an occasion for unmeasured libel against citizens
publicly named and probably themselves present. And there was another style of
comedy taken up by Krates, distinct from the iambic or Archilochian vein worked
by Kratinus, in which comic incident was attached to fictitious characters and
woven into a story, without recourse to real individual names or direct
personality. This species of comedy, analogous to that which Epicharmus had
before exhibited at Syracuse, was continued by Pherekrates as the successor of
Krates. Though for a long time less
popular and successful than the poignant food served up by Kratinus and others,
it became finally predominant after the close of the Peloponnesian war, by the
gradual transition of what is called the Old Comedy into the Middle and New
Comedy.
But it is in Aristophanes that the genius of the old libellous comedy
appears in its culminating perfection. At least we have before us enough of
his works to enable us to appreciate his merits; though perhaps Eupolis,
Ameipsias, Phrynichus, Plato (Comieus), and others, who contended against him
at the festivals with alternate victory and defeat, would be found to deserve
similar praise, if we possessed their compositions. Never probably will the
full and unshackled force of comedy be so exhibited again. Without having
Aristophanes actually before us, it would have been impossible to imagine the
unmeasured and unsparing license of attack assumed by the old comedy upon the
gods, the institutions, the politicians, philosophers, poets, private citizens
specially named, and even the women, whose life was entirely domestic, of
Athens. With this universal liberty in respect of subject, there is combined a
poignancy of derision and satire, a fecundity of imagination and variety of
turns, and a richness of poetical expression, such as cannot be surpassed, and
such as fully explains the admiration expressed for him by the philosopher
Plato, who in other respects must have regarded him with unquestionable
disapprobation. His comedies are popular in the largest sense of the word,
addressed to the entire body of male citizens on a day consecrated to
festivity, and providing for them amusement or derision with a sort of drunken
abundance, out of all persons or things standing in any way prominent before
the public eye. The earliest comedy of Aristophanes was exhibited in 427 B.C.,
and his muse continued for a long time prolific, signee two of the dramas now
remaining belong to an epoch eleven years after the Thirty and the renovation
of the democracy, about 392 B.C. After that renovation, however, as I have
before remarked, the unmeasured sweep and libellous personality of the old
comedy was gradually discontinued: the comic chorus was first cut down, and
afterwards suppressed, so as to usher in what is commonly termed the Middle
Comedy, without any chorus at all. The “Plutus” of Aristophanes indicates some
approach to this new phase; but his earlier and more numerous comedies, from
the “Acharneis”, in 425 B.C. to the “Frogs”, in 405 B.C., only a few months
before the fatal battle of Aegospotami, exhibit the continuous, unexhausted,
untempered flow of the stream first opened by Kratinus.
Such abundance both of tragic and comic poetry, each of first-rate
excellence, formed one of the marked features of Athenian life, and became a
powerful instrument in popularizing new combinations of thought with variety
and elegance of expression. While the tragic muse presented the still higher
advantage of inspiring elevated and benevolent sympathies, more was probably
lost than gained by the lessons of the comic muse; not only bringing out keenly
all that was really ludicrous or contemptible in the phenomena of the day, but
manufacturing scornful laughter, quite as often, out of that which was innocent
or even meritorious, as well as out of boundless private slander. The “Knights”
and the “Wasps” of Aristophanes, however, not to mention other plays, are a
standing evidence of one good point in the Athenian character; that they bore
with good-natured indulgence the full outpouring of ridicule and even of
calumny interwoven with it, upon those democratical institutions to which they
were sincerely attached. The democracy was strong enough to tolerate unfriendly
tongues either in earnest or in jest: the reputations of men who stood
conspicuously forward in politics, on whatever side, might also be considered
as a fair mark for attacks; inasmuch as that measure of aggressive criticism which
is tutelary and indispensable, cannot be permitted without the accompanying
evil, comparatively much smaller, of excess and injustice; though even here we
may remark that excess of bitter personality is among the most conspicuous sins
of Athenian literature generally. But the warfare of comedy, in the persons of
Aristophanes and other composers, against philosophy, literature, and
eloquence, in the name of those good old times of ignorance, “when an Athenian
seaman knew nothing more than how to call for his barley-cake, and cry, Yo-ho”;
and the retrograde spirit which induces them to exhibit moral turpitude as the
natural consequence of the intellectual progress of the age, are circumstances
going far to prove an unfavorable and degrading influence of comedy on the
Athenian mind.
In reference to individual men, and to Socrates especially, the
Athenians seem to have been unfavorably biased by the misapplied wit and genius
of Aristophanes, in “The Clouds”, aided by other comedies of Eupolis, and
Ameipsias and Eupolis; but on the general march of polities, philosophy, or
letters, these composers had little influence. Nor were they ever regarded at
Athens in the light in which they are presented to us by modern criticism; as
men of exalted morality, stern patriotism, and genuine discernment of the true
interests of their country; as animated by large and steady views of improving
their fellow-citizens, but compelled, in consequence of prejudice or
opposition, to disguise a far-sighted political philosophy under the veil of
satire; as good judges of the most debatable questions, such as the prudence of
making war or peace, and excellent authority to guide us in appreciating the
merits or demerits of their contemporaries, insomuch that the victims of their
lampoons are habitually set down as worthless men. There cannot be a greater
misconception of the old comedy than to regard it in this point of view; yet it
is astonishing how many subsequent writers, from Diodorus and Plutarch down to
the present day, have thought themselves entitled to deduce their facts of
Grecian history, and their estimate of Grecian men, events, and institutions,
from the comedies of Aristophanes. Standing preeminent as the latter does in
comic genius, his point of view is only so much the more determined by the
ludicrous associations suggested to his fancy, so that he thus departs the more
widely from the conditions of a faithful witness or candid critic. He presents
himself to provoke the laugh, mirthful or spiteful, of the festival crowd,
assembled for the gratification of these emotions, and not with any expectation
of serious or reasonable impressions. Nor does he at all conceal how much he is
mortified by failure; like the professional jester, or “laughter-maker”, at the
banquets of rich Athenian citizens; the parallel of Aristophanes as to purpose,
however unworthy of comparison in every other respect.
This rise and development of dramatic poetry in Greece—so abundant, so
varied, and so rich in genius—belongs to the fifth century B.C. It had been in
the preceding century nothing more than an unpretending graft upon the
primitive chorus, and was then even denounced by Solon, or in the dictum
ascribed to Solon, as a vicious novelty, tending—by its simulation of a false
character, and by its effusion of sentiments not genuine or sincere—to corrupt
the integrity of human dealings; a charge of corruption, not unlike that which
Aristophanes worked up, a century afterwards, in his “Clouds”, against physics,
rhetoric, and dialectics, in the person of Socrates. But the properties of the
graft had overpowered and subordinated those of the original stem; so that
dramatic poetry was now a distinct form, subject to laws of its own, and
shining with splendor equal, if not superior, to the elegiac, choric, lyric,
and epic poetry which constituted the previous stock of the Grecian world.
Such transformations in the poetry, or, to speak more justly, in the
literature— for before the year 500 B.C. the two expressions were equivalent—of
Greece, were at once products, marks, and auxiliaries, in the expansion of the
national mind. Our minds have now become familiar with dramatic combinations,
which have ceased to be peculiar to any special form or conditions of political
society. But if we compare the fifth century B.C. with that which preceded it,
the recently born drama will be seen to have been a most important and
impressive novelty : and so assuredly it would have been regarded by Solon, the
largest mind of his own age, if he could have risen again, a century and a
quarter after his death, to witness the Antigone of Sophocles, the Medea of
Euripides, or the Acharneis of Aristophanes.
Its novelty does not consist merely in the high order of imagination and
judgment required for the construction of a drama at once regular and
effective. This, indeed, is no small addition to Grecian poetical celebrity as
it stood in the days of Solon, Alkasus, Sappho, and Stesichorus : but we must
remember that the epical structure of the Odyssey, so ancient and long acquired
to the Hellenic world, implies a reach of architectonic talent quite equal to
that exhibited in the most symmetrical drama of Sophocles. The great innovation
of the dramatists consisted in the rhetorical, the dialectical, and the ethical
spirit which they breathed into their poetry. Of all this, the undeveloped germ
doubtless existed in the previous epic, lyric, and gnomic composition; but the
drama stood distinguished from all three by bringing it out into conspicuous
amplitude, and making it the substantive means of effect. Instead of recounting
exploits achieved, or sufferings undergone by the heroes,—instead of pouring
out his own single-minded impressions in reference to some given event or
juncture,—the tragic poet produces the mythical persons themselves to talk,
discuss, accuse, defend, confute, lament, threaten, advise, persuade, or
appease; among one another, but before the audience. In the drama, a singular
misnomer, nothing is actually done: all is talk; assuming what is done, as
passing, or as having passed, elsewhere. The dramatic poet, speaking
continually, but at each moment through a different character, carries on the
purpose of each of his characters by words calculated to influence the other
characters, and appropriate to each successive juncture. Here are rhetorical
exigencies from beginning to end : while, since the whole interest of the piece
turns upon some contention or struggle carried on by speech; since debate,
consultation, and retort, never cease; since every character, good or evil, temperate
or violent, must be supplied with suitable language to defend his proceedings,
to attack or repel opponents, and generally to make good the relative
importance assigned to him, here again dialectical skill in no small degree is
indispensable.
Lastly, the strength and variety of ethical sentiment infused into the
Grecian tragedy, is among the most remarkable characteristics which distinguish
it from the anterior forms of poetry. “To do or suffer terrible things”, is
pronounced by Aristotle to be its proper subject-matter; and the internal mind
and motives of the doer or sufferer, on which the ethical interest fastens, are
laid open by the Greek tragedians with an impressive minuteness which neither
the epic nor the lyric could possibly parallel. Moreover, the appropriate
subject-matter of tragedy is pregnant not only with ethical sympathy, but also
with ethical debate and speculation. Characters of mixed good and evil;
distinct rules of duty, one conflicting with the other; wrong done, and
justified to the conscience of the doer, if not to that of the spectator, by
previous wrong suffered, all these are the favorite themes of Aeschylus and his
two great successors. Klytaemnestra kills her husband Agamemnon on his return
from Troy: her defence is that he had deserved this treatment at her hands for
having sacrificed his own and her daughter, Iphigenia. Her son Orestes kills
here under a full conviction of the duty of avenging his father, and even under
the sanction of Apollo. The retributive Eumenides pursue him for the deed, and
Aeschylus brings all the parties before the court of Areopagus, with Athene as
president, where the case is fairly argued, with the Eumenides as accusers, and
Apollo as counsel for the prisoner, and ends by an equality of votes in the
court: upon which Athene gives her casting-vote to absolve Orestes. Again; let
any man note the conflicting obligations which Sophocles so forcibly brings out
in his beautiful drama of the Antigone. Kreon directs that the body of
Polyneikes, as a traitor and recent invader of the country, shall remain
unburied: Antigone, sister of Polyneikes, denounces such interdict as impious,
and violates it, under an overruling persuasion of fraternal duty. Kreon having
ordered her to be buried alive, his youthful son Haemon, her betrothed lover,
is plunged into a heart-rending conflict between abhorrence of such cruelty on
the one side, and submission to his father on the other. Sophocles sets forth
both these contending rules of duty in an elaborate scene of dialogue between
the father and the son. Here are two rules both sacred and respectable, but the
one of which cannot be observed without violating the other. Since a choice
must be made, which of the two ought a good man to obey? This is a point which
the great poet is well pleased to leave undetermined. But if there be any among
the audience in whom the least impulse of intellectual speculation is alive, he
will by no-means leave it so, without some mental effort to solve the problem,
and to discover some grand and comprehensive principle from whence all the
moral rules emanate; a principle such as may instruct his conscience in those
cases generally, of not unfrequent occurrence, wherein two obligations conflict
with each other. The tragedian not only appeals more powerfully to the ethical
sentiment than poetry lad ever done before, but also, by raising these grave
and touching questions, addresses a stimulus and challenge to the intellect,
spurring it on to ethical speculation.
Putting all these points together, we see how much wider was the
intellectual range of tragedy, and how considerable is the mental progress
which it betokens, as compared with the lyric and gnomic poetry, or with the
Seven Wise Men and their authoritative aphorisms, which formed the glory, and
marked the limit, of the preceding century! In place of unexpanded results, or
the mere communication of single-minded sentiment, we have even in Aeschylus,
the earliest of the great tragedians, a large latitude of dissent and debate, a
shifting point of view, a case better or worse, made out for distinct and
contending parties, and a divination of the future advent of sovereign and
instructed reason. It was through the intermediate stage of tragedy that
Grecian literature passed into the rhetoric, dialectics, and ethical
speculation, which marked the fifth century B.C.
Other simultaneous causes, arising directly out of the business of real
life, contributed to the generation of these same capacities and studies. The
fifth century B.C. is the first century of democracy at Athens, in Sicily, and
elsewhere: moreover, at that period, beginning from the Ionic revolt and the
Persian invasions of Greece, the political relations between one Grecian city
and another became more complicated, as well as more continuous; requiring a
greater measure of talent in the public men who managed them. Without some
power of persuading or confuting,—of defending himself against accusation, or
in case of need, accusing others,—no man could possibly hold an ascendant position.
He had probably not less need of this talent for private, informal,
conversations to satisfy his own political partisans, than for addressing the
public assembly formally convoked. Even as commanding an army or a fleet,
without any laws of war or habits of professional discipline, his power of
keeping up the good-humor, confidence, and prompt obedience of his men,
depended not a little on his command of speech. Nor was it only to the leaders
in political life that such an accomplishment was indispensable. In all
the democracies,—and probably in several governments which were not
democracies, but oligarchies of an open character,—the courts of justice were
more or less numerous, and the procedure oral and public: in Athens,
especially, the dikasterics—whose constitution has been explained in a former
chapter—were both very numerous, and paid for attendance. Every citizen had to
go before them in person, without being able to send a paid advocate in his
place, if he either required redress for wrong offered to himself, or was
accused of wrong by another. There was no man, therefore, who might not be cast
or condemned, or fail in his own suit, even with right on his side, unless he
possessed some powers of speech to unfold his case to the dikasts, as well as to
confute the falsehoods, and disentangle the sophistry, of an opponent.
Moreover, to any man of known family and station, it would be a humiliation
hardly less painful than the loss of the cause, to stand before the dikastery
with friends and enemies around him, and find himself unable to carry oh the
thread of a discourse without halting or confusion. To meet such liabilities,
from which no citizen, rich or poor, was exempt, a certain training in speech
became not less essential than a certain training in arms. Without the latter,
he could not do his duty as an hoplite in the ranks for the defence of his
country; without the former, he could not escape danger to his fortune or
honor, and humiliation in the eyes of his friends, if called before a dikastery,
nor lend assistance to any of those friends who might be placed under the like
necessity.
Here then were ample motives, arising out of practical prudence not less
than from the stimulus of ambition, to cultivate the power both of continuous
harangue, and of concise argumentation, or interrogation and reply: motives for
all, to acquire a certain moderate aptitude in the use of these weapons; for
the ambitious few, to devote much labor and to shine as accomplished orators.
Such political and social motives, it is to be remembered, though acting
very forcibly at Athens, were by no means peculiar to Athens, but prevailed
more or less throughout a large portion of the Grecian cities, especially in
Sicily, when all the governments became popularized after the overthrow of the
Gelonian dynasty. And it was in Sicily and Italy, that the first individuals
arose, who acquired permanent name both in rhetoric and dialectics: Empedocles
of Agrigentum in the former; Zeno of Elea, in Italy, in the latter.
Both these distinguished men bore a conspicuous part in politics, and
both on the popular side; Empedocles against an oligarchy, Zeno against a
despot. But both also were yet more distinguished as philosophers, and the
dialectical impulse in Zeno, if not the rhetorical impulse in Empedocles, came
more from his philosophy than from his politics. Empedocles (about 470-440
B.C.) appears to have held intercourse at least, if not partial communion of
doctrine, with the dispersed philosophers of the Pythagorean league; the violent
subversion of which, at Kroton and elsewhere, I have related in a previous
chapter. He constructed a system of physics and cosmogony, distinguished for
first broaching the doctrine of the Four elements, and set forth in a poem
composed by himself; besides which he seems to have had much of the mystical
tone and miraculous pretensions of Pythagoras; professing not only to cure
pestilence and other distempers, but to teach how old age might be averted and
the dead raised from Hades; to prophesy; and to raise and calm the winds at his
pleasure. Gorgias, his pupil, deposed to having been present at the magical
ceremonies of Empedocles. The impressive character of his poem is sufficiently
attested by the admiration of Lucretius, and the rhetoric ascribed to him may
have consisted mainly in oral teaching or exposition of the same doctrines.
Tisias and Korax of Syracuse, who are also mentioned as the first teachers of
rhetoric, and the first who made known any precepts about the rhetorical
practice, were his contemporaries; and the celebrated Gorgias was his pupil.
The dialectical movement emanated at the same time from the Eleatic
school of philosophers,—Zeno, and his contemporary the Samian Melissus,
460-440,—if not from their common teacher Parmenides. Melissus also, as well as
Zeno and Empedocles, was a distinguished citizen as well as a philosopher;
having been in command of the Samian fleet at the time of the revolt from
Athens, and having in that capacity gained a victory over the Athenians.
All the philosophers of the fifth century B.C., prior to Socrates,
inheriting from their earliest poetical predecessors the vast and unmeasured
problems which had once been solved by the supposition of divine or superhuman
agents, contemplated the world, physical and moral, all in a mass, and applied
their minds to find some hypothesis which would give them an explanation of
this totality, or at least appease curiosity by something which looked like an
explanation. What were the elements out of which sensible things were made?
What was the initial cause or principle of those changes which appeared to our
senses? What, was change?—was it generation of something integrally new
and destruction of something preexistent,—or was it a decomposition and
recombination of elements still continuing. The theories of the various Ionic
philosophers, and of Empedocles after them, admitting one, two, or four
elementary substances, with Friendship and Enmity to serve as causes of motion
or change; the Homoeomeries of Anaxagoras, with Nous, or Intelligence, as the
stirring and regularizing agent; the atoms and void of Leukippus and
Demokritus, all these were different hypotheses answering to a similar vein of
thought. All of them, though assuming that the sensible appearances of things
were delusive and perplexing, nevertheless, were borrowed more or less directly
from some of these appearances, which were employed to explain and illustrate
the whole theory, and served to render it plausible when stated as well as to
defend it against attack. But the philosophers of the Eleatic school—first
Xenophanes, and after him Parmenides—took a distinct path of their own. To find
that which was real, and which lay as it were concealed behind or under the
delusive phenomena of sense, they had recourse only to mental abstractions.
They supposed a Substance or Something not perceivable by sense, but only
cogitable or conceivable by reason; a One and All, continuous and finite, which
was not only real and self-existent, but was the only reality; eternal, immovable,
and unchangeable, and the only matter knowable. The phenomena of sense, which
began and ended one after the other, they thought, were essentially delusive,
uncertain, contradictory among themselves, and open to endless diversity of
opinion. Upon these, nevertheless, they announced an opinion; adopting two
elements, heat and cold, or light and darkness.
Parmenides set forth this doctrine of the One and All in a poem, of
which but a few fragments now remain, so that we understand very imperfectly
the positive arguments employed to recommend it. The matter of truth and
knowledge, such as he alone admitted, was altogether removed from the senses
and divested of sensible properties, so as to be conceived only as an Ens
Rationis, and described and discussed only in the most general words of the
language. The exposition given by Parmenides in his poem, though complimented
by Plato, was vehemently controverted by others, who deduced from it many
contradictions and absurdities. As a part of his reply, and doubtless the
strongest part, Parmenides retorted upon his adversaries; an example followed
by his pupil Zeno with still greater acuteness and success. Those who
controverted his ontological theory, that the real, ultra-phenomenal substance
was One, affirmed it to be not One, but Many; divisible, movable, changeable,
etc. Zeno attacked this latter theory, and proved that it led to contradictions
and absurdities still greater than those involved in the proposition of
Parmenides. He impugned the testimony of sense, affirming that it furnished
premises for conclusions which contradicted each other, and that it was
unworthy of trust. Parmenides had denied that there was any such thing as real
change either of place or color: Zeno maintained change of place, or motion, to
be impossible and self-contradictory; propounding many logical difficulties,
derived from the infinite divisibility of matter, against some of the most
obvious affirmations respecting sensible phenomena. Melissus appears to have
argued in a vein similar to that of Zeno, though with much less acuteness;
demonstrating indirectly the doctrine of Parmenides, by deducing impossible
inferences from the contrary hypothesis.
Zeno published, a treatise to maintain the thesis above described, which
he also upheld by personal conversations and discussions, in a manner doubtless
far more efficacious than his writing; the oral teaching of these early
philosophers being their really impressive manifestation. His subtle dialectic
arguments were not only sufficient to occupy all the philosophers of antiquity,
in confuting them more or less, successfully, but have even descended to modern
times as a fire not yet extinguished. The great effect produced among the
speculative minds of Greece by his writing and conversation, is attested both
by Plato and Aristotle. He visited Athens, gave instruction to some eminent
Athenians, for high pay, and is said, to have conversed both with Perikles and
with Socrates, at a time when the latter was very young; probably between
450-440 B.C.
His appearance constitutes a remarkable era in Grecian philosophy,
because he first brought out the extraordinary aggressive or negative force of
the dialectic method. In this discussion respecting the One and the Many,
positive grounds on either side were alike scanty: each party had to set forth
the contradictions deducible from the opposite hypothesis, and Zeno professed
to show that those of his opponents were the more flagrant. We thus see that,
along with the methodized question and answer, or dialectic method, employed
from henceforward more and more in philosophical inquiries, comes out at the
same time the negative tendency, the probing, testing, and scrutinizing force,
of Grecian speculation. The negative side of Grecian speculation stands quite as
prominently marked, and occupies as large a measure of the intellectual force
of their philosophers, as the positive side. It is not simply to arrive at a
conclusion, sustained by a certain measure of plausible premise,—and then to
proclaim it as an authoritative dogma, silencing or disparaging all
objectors,—that Grecian speculation aspires. To unmask not only positive
falsehood, but even affirmation without evidence, exaggerated confidence in
what was only doubtful, and show of knowledge without the reality; to look at a
problem on all sides, and set forth all the difficulties attending its
solution, to take account of deductions from the affirmative evidence, even in
the case of conclusions accepted as true upon the balance, all this will be
found pervading the march of their greatest thinkers. As a condition of all
progressive philosophy, it is not less essential that the grounds of negation
should be freely exposed, than the grounds of affirmation. We shall find the
two going hand in hand, and the negative vein, indeed, the more impressive and
characteristic of the two, from Zeno downwards in our history. In one of the
earliest memoranda illustrative of Grecian dialectics,—the sentences in which
Plato represents Parmenides and Zeno as bequeathing their mantle to the
youthful Socrates, and giving him precepts for successfully prosecuting those
researches which his marked inquisitive impulse promised,—this large and
comprehensive point of view is emphatically inculcated. He is admonished to set
before him both sides of every hypothesis, and to follow out both the negative
and the affirmative chains of argument with equal perseverance and equal
freedom of scrutiny; neither daunted by the adverse opinions around him, nor
deterred by sneers against wasting time in fruitless talk; since the multitude
are ignorant that without thus travelling round all sides of a question, no
assured comprehension of the truth is attainable.
We thus find ourselves, from the year 450 B.C., downwards, in presence
of two important classes of men in Greece, unknown to Solon or even to
Cleisthenes, the Rhetoricians, and the Dialecticians; for whom, as has been
shown, the ground had been gradually prepared by the politics, the poetry, and
the speculation, of the preceding period.
Both these two novelties—like the poetry and other accomplishments of
this memorable race—grew up from rude indigenous beginnings, under native
stimulus unborrowed and unassisted from without. The rhetorical teaching was an
attempt to assist and improve men in the power of continuous speech, as
addressed to assembled numbers, such as the public assembly or the dikastery;
it was therefore a species of training sought for by men of active pursuits and
ambition, either that they might succeed in public life, or that they might
maintain their rights and dignity if called before the court of justice. On the
other hand, the dialectic business had no direct reference to public life, to
the judicial pleading, or to any assembled large number. It was a dialogue
carried on by two disputants, usually before a few hearers, to unravel some
obscurity, to reduce the respondent to silence and contradiction, to exercise
both parties in mastery of the subject, or to sift the consequences of some
problematical assumption. It was spontaneous conversation systematized and
turned into some predetermined channel; furnishing a stimulus to thought, and a
means of improvement not attainable in any other manner; furnishing to some,
also, a source of profit or display. It opened a line of serious intellectual
pursuit to men of a speculative or inquisitive turn, who were deficient in
voice, in boldness, in continuous memory, for public speaking; or who desired
to keep themselves apart from the political and judicial animosities of the
moment.
Although there were numerous Athenians, who combined, in various
proportions, speculative with practical study, yet generally speaking, the two
veins of intellectual movement—one towards active public business, the other
towards enlarged opinions and greater command of speculative truth, with its
evidences— continued simultaneous and separate. There subsisted between them a
standing polemical controversy and a spirit of mutual detraction. If Plato
despised the sophists and the rhetors, Isocrates thinks himself not less
entitled to disparage those who employed their time in debating upon the unity
or plurality of virtue. Even among different teachers, in the same intellectual
walk, also, there prevailed but too often an acrimonious feeling of personal
rivalry, which laid them all so much the more open to assault from the common
enemy of all mental progress; feeling of jealous ignorance, stationary or
wistfully retrospective, of no mean force at Athens, as in every other society,
and of course blended at Athens with the indigenous democratical sentiment.
This latter sentiment of antipathy to new ideas and new mental accomplishments,
has been raised into factitious importance by the comic genius of Aristophanes,
whose point of view modern authors have too often accepted; thus allowing some
of the worst feelings of Grecian antiquity to influence their manner of
conceiving the facts. Moreover, they have rarely made any allowance for that
force of literary and philosophical antipathy, which was no less real and constant
at Athens than the political; and which made the different literary classes or
individuals perpetually unjust one towards another. It was the blessing and the
glory of Athens, that every man could speak out his sentiments and his
criticisms with a freedom unparalleled in the ancient world, and hardly
paralleled even in the modern, in which a vast body of dissent both is, and
always has been, condemned to absolute silence. But this known latitude of
censure ought to have imposed on modern authors a peremptory necessity of not
accepting implicitly the censure of any one where the party inculpated has left
no defence; at the very least, of construing the censure strictly, and allowing
for the point of view from which it proceeds. From inattention to this necessity,
almost all the things and persons of Grecian history are presented to us on
their bad side; the libels of Aristophanes, the sneers of Plato and Xenophon,
even the interested generalities of a plaintiff or defendant before the
dikastery, are received with little cross-examination as authentic materials
for history.
If ever there was need to invoke this rare sentiment of candor, it is
when we come to discuss the history of the persons called sophists, who now for
the first time appear as of note; the practical teachers of Athens and of
Greece, misconceived as well as misesteemed.
The primitive education at Athens consisted of two branches; gymnastics,
for the body; music, for the mind. The word music is not to be judged according
to the limited signification which it now bears. It comprehended, from the
beginning, everything appertaining to the province of the Nine Muses; not
merely learning the use of the lyre, or how to bear part in a chorus; but also
the hearing, learning, and repeating, of poetical compositions, as well as the
practice of exact and elegant pronunciation; which latter accomplishment, in a
language like the Greek, with long words, measured syllables, and great
diversity of accentuation between one word and another, must have been far more
difficult to acquire than it is in any modern European language. As the range
of ideas enlarged, so the words music and musical teachers acquired an expanded
meaning, so as to comprehend matter of instruction at once ampler and more
diversified. During the middle of the fifth century B.C., at Athens, there came
thus to be found, among the musical teachers, men of the most distinguished
abilities and eminence; masters of all the learning and accomplishments of the
age, teaching what was known of astronomy, geography, and physics, and capable
of holding dialectical discussions with their pupils, upon all the various
problems then afloat among intellectual men. Of this character were Lamprus,
Agathocles, Pythokleides, Damon, etc. The two latter were instructors of
Perikles; and Damon was even rendered so unpopular at Athens, partly by his
large and free speculations, partly through the political enemies of his great
pupil, that he was ostracized, or at least sentenced to banishment. Such men
were competent companions for Anaxagoras and Zeno, and employed in part on the
same studies; the field of acquired knowledge being not then large enough to be
divided into separate, exclusive compartments. While Euripides frequented the
company, and acquainted himself with the opinions of Anaxagoras, Ion of Chios,
his rival as a tragic poet, as well as the friend of Cimon, bestowed so much
thought upon physical subjects, as then conceived, that he set up a theory of
his own, propounding the doctrine of three elements in nature; air, fire, and
earth.
Now such musical teachers as Damon and the others above mentioned, were
sophists, not merely in the natural and proper Greek sense of that word, but,
to a certain extent, even in the special and restricted meaning which Plato
afterwards thought proper to confer upon it. A sophist, in the genuine sense of
the word, was a wise man, a clever man; one who stood prominently before the
public as distinguished for intellect or talent of some kind. Thus Solon
and Pythagoras are both called sophists; Thamyras the skilful bard, is called a
sophist: Socrates is so denominated, not merely by Aristophanes, but by
Aeschines; Aristotle himself calls Aristippus, and Xenophon calls Antisthenes,
both of them disciples of Socrates, by that name; Xenophon, in describing a
collection of instructive books, calls them “the writings of the old poets and
sophists”, meaning by the latter word prose-writers generally; Plato is alluded
to as a sophist, even by Isocrates; Isocrates himself was harshly criticized as
a sophist, and defends both himself and his profession: lastly, Timon, the
friend and admirer of Pyrrho, about 300-280 B.C., who bitterly satirized all
the philosophers, designated them all, including Plato and Aristotle, by the
general name of sophists. In this large
and comprehensive sense the word was originally used, and always, continued to
be so understood among the general public. But along with this, idea, the title
sophist also carried with it or connoted a certain invidious feeling. The
natural temper of a people generally ignorant towards superior intellect,—the
same temper which led to those charges of magic so frequent in the Middle
Ages,—appears to be a union of admiration with something of an unfavorable
sentiment; dislike, or apprehension, as the case may be, unless where the
latter element has become neutralized by habitual respect for an established
profession or station: at any rate, the unfriendly sentiment is so often
intended, that a substantive word, in which it is implied without the necessity
of any annexed predicate, is soon found convenient. Timon, who hated the
philosophers, thus found the word sophist exactly suitable, in sentiment as
well as meaning, to his purpose in addressing them.
Now when (in the period succeeding 450 B.C.) the rhetorical and musical
teachers came to stand before the public at Athens in such increased eminence,
they of course, as well as other men intellectually celebrated, became
designated by the appropriate name of sophists. But there was one characteristic
peculiar to themselves, whereby they drew upon themselves a double measure of
that invidious sentiment which lay wrapped up in the name. They taught for pay;
of course, therefore, the most eminent among, them taught only the rich, and
earned large sums; a fact naturally provocative of envy, to some extent, among
the many who benefited nothing by them, but still more among the inferior
members of their own profession. But even great minds, like Socrates and Plato,
though much superior to any such envy, cherished in that age a genuine and
vehement repugnance against receiving pay for teaching. We read in
Xenophon, that Socrates considered such a bargain as nothing less than
servitude, robbing the teacher of all free choice as to persons or proceeding;
and that he assimilated the relation between teacher and pupil to that between
two lovers or two intimate friends; which was thoroughly dishonored, robbed of
its charm and reciprocity, and prevented from bringing about its legitimate
reward of attachment and devotion, by the intervention of money payment.
However little in harmony with modern ideas, such was the conscientious
sentiment of Socrates and Plato; who therefore considered the name sophists,
denoting intellectual celebrity combined with an odious association, as
preeminently suitable to the leading teachers for pay. The splendid genius, the
lasting influence, and the reiterated polemics, of Plato, have stamped it upon
the men against whom he wrote as if it were their recognized, legitimate, and
peculiar designation: though it is certain, that if, in the middle of the
Peloponnesian war, any Athenian had been asked, “Who are the principal sophists
in your city?” he would have named Socrates among the first; for Socrates was
at once eminent as an intellectual teacher and personally unpopular, not
because he received pay, but on other grounds, which will be hereafter noticed:
and this was the precise combination of qualities which the general public
naturally expressed by a sophist. Moreover, Plato not only stole the name out
of general circulation, in order to fasten it specially upon his opponents, the
paid teachers, but also connected with it express discreditable attributes,
which formed no part of its primitive and recognized meaning, and were
altogether distinct from, though grafted upon, the vague sentiment of dislike
associated with it. Aristotle, following the example of his master, gave to the
word sophist a definition substantially the same as that which it bears in the
modern languages: “an imposturous pretender to knowledge; a man who employs
what he knows to be fallacy, for the purpose of deceit and of getting money”.
And he did this at a time when he himself, with his estimable contemporary
Isocrates, were considered at Athens to come under the designation of sophists,
and were called so by everyone who disliked either their profession or their
persons.
Great thinkers and writers, like Plato and Aristotle, have full right to
define and employ words in a sense of their own, provided they give due
notice. But it is essential that the reader should keep in mind the
consequences of such change, and not mistake a word used in a new sense for a
new fact or phenomenon. The age with which we are now dealing, the last half of
the fifth century B.C., is commonly distinguished in the history of philosophy
as the age of Socrates and the sophists. The sophists are spoken of as a new
class of men, or sometimes in language which implies a new doctrinal sect, or
school, as if they then sprang up in Greece for the first time; ostentatious
impostors, flattering and duping the rich youth for their own personal gain;
undermining the morality of Athens, public and private, and encouraging their
pupils to the unscrupulous prosecution of ambition and cupidity. They are even
affirmed to have succeeded in corrupting the general morality, so that Athens
had become miserably degenerated and vicious in the latter years of the
Peloponnesian war, as compared with what she was in the time of Miltiades and
Aristeides. Socrates, on the contrary, is usually described as a holy man
combating and exposing these false prophets, standing up as the champion of
morality against their insidious artifices. Now though the appearance of a man
so very original as Socrates was a new fact of unspeakable importance, the
appearance of the sophists was no new fact; what was new was the peculiar use
of an old word, which Plato took out of its usual meaning, and fastened upon
the eminent paid teachers of the Socratic age.
The paid teachers, with whom, under the name of The Sophists, he brings
Socrates into controversy, were Protagoras of Abdera, Gorgias of Leontini,
Polus of Agrigentum, Hippias of Elis, Prodikus of Keos, Thrasymachus of
Chalcedon, Euthydemus and Dionysodorus of Chios; to whom Xenophon adds Antiphon
of Athens. These men—whom modern writers set down as the sophists, and denounce
as the moral pestilence of their age—were not distinguished in any marked or
generic way from their predecessors. Their vocation was to train up youth
for the duties, the pursuits, and the successes, of active life, both private
and public. Others had done this before; but these teachers brought to the task
a larger range of knowledge with a greater multiplicity of scientific and other
topics; not only more impressive powers of composition and speech, serving as a
personal example to the pupil, but also a comprehension of the elements of good
speaking, so as to be able to give him precepts conducive to that
accomplishment; a considerable treasure of accumulated thought on moral and
political subjects, calculated to make their conversation very instructive, and
discourse ready prepared, on general heads or common places, for their pupils
to learn by heart. But this, though a very important extension, was nothing
more than an extension, differing merely in degree of that which Damon and
others had done before them. It arose from the increased demand which had grown
up among the Athenian youth, for a larger measure of education and other
accomplishments; from an elevation in the standard of what was required from
every man who aspired to occupy a place in the eyes of his fellow-citizens.
Protagoras, Gorgias, and the rest, supplied this demand with an ability and
success unknown before their time; hence they gained a distinction such as none
of their predecessors had attained, were prized all over Greece, travelled from
city to city with general admiration, and obtained considerable pay. While such success, among men personally
strangers to them, attests unequivocally their talent and personal dignity, of
course it also laid them open to increased jealousy as well from inferior
teachers as from the lovers of ignorance generally: such jealousy manifesting
itself, as I have before explained, by a greater readiness to stamp them with
the obnoxious title of sophists.
The hostility of Plato against these teachers,—for it is he, and not
Socrates, who was peculiarly hostile to them, as may be seen by the absence of
any such marked antithesis in the Memorabilia of Xenophon,—may be explained
without at all supposing in them that corruption which modern writers have been
so ready not only to admit but to magnify. It arose from the radical difference
between his point of view and theirs. He was a great reformer and theorist; they
undertook to qualify young men for doing themselves credit, and rendering
service to others, in active Athenian life. Not only is there room for the
concurrent operation of both these veins of thought and action, in every
progressive society, but the intellectual outfit of the society can never be
complete without the one as well as the other. It was the glory of Athens that
both were there adequately represented, at the period which we have now
reached. Whoever peruses Plato’s immortal work, “The Republic”, will see that
he dissented from society, both democratical and oligarchical, on some of the
most fundamental points of public and private morality; and throughout most of
his dialogues his quarrel is not less with the statesmen, past as well as present,
than with the paid teachers of Athens. Besides this ardent desire for radical
reform of the state, on principles of his own, distinct from every recognized
political party or creed, Plato was also unrivalled as a speculative genius and
as a dialectician; both which capacities he put forth, to amplify and
illustrate the ethical theory and method first struck out by Socrates, as well
as to establish comprehensive generalities of his own.
Now his reforming, as well as his theorizing tendencies, brought him into
polemical controversy with all the leading agents by whom the business of
practical life at Athens was carried on. In so far as Protagoras or Gorgias
talked the language of theory, they were doubtless much inferior to Plato, nor
would their doctrines be likely to hold against his acute dialectics. But it
was neither their duty, nor their engagement, to reform the state, or discover
and vindicate the best theory on ethics. They professed to qualify young
Athenians for an active and honorable life, private as well as public, in
Athens, or in any other given city; they taught them “to think, speak, and
act”, in Athens; they of course accepted, as the basis of their teaching, that
type of character which estimable men exhibited and which the public approved,
in Athens; not undertaking to recast the type, but to arm it with new
capacities and adorn it with fresh accomplishments. Their direct business was
with ethical precept, not. with ethical theory; all that was required of them,
as to the latter, was, that their theory should be sufficiently sound to lead
to such practical precepts as were accounted virtuous by the most estimable
society in Athens. It ought never to be forgotten, that those who taught for
active life were bound, by the very conditions of their profession, to adapt
themselves to the place and the society as it stood. With the theorist Plato,
not only there was no such obligation, but the grandeur and instructiveness of
his speculations were realized only by his departing from it, and placing himself
on a loftier pinnacle of vision; and he himself1 not only admits, but even
exaggerates, the unfitness and repugnance of men, taught in his school, for
practical life and duties.
To understand the essential difference between the practical and the theoretical
point of view, we need only look to Isocrates, the pupil of Gorgias, and
himself a sophist. Though not a man of commanding abilities, Isocrates was one
of the most estimable men of Grecian antiquity. He taught for money; and taught
young men to “think, speak, and act”, all with a view to an honorable life of
active citizenship; not concealing his marked disparagement of speculative
study and debate, such as the dialogues of Plato and the dialectic exercises
generally. He defends his profession much in the same way as his master
Gorgias, or Protagoras, would have defended it, if we had before us
vindications from their pens. Isocrates at Athens, and Quintilian, a man
equally estimable at Rome, are, in their general type of character and
professional duty, the fair counterpart of those whom Plato arraigns as the
sophists.
We know these latter chiefly from the evidence of Plato, their
pronounced enemy; yet even his evidence, when construed candidly and taken as a
whole, will not be found to justify the charges of corrupt and immoral
teaching, imposturous pretence of knowledge, etc., which the modern historians
pour forth in loud chorus against them. I know few characters in history who
have been so hardly, dealt with as these so-called sophists. They bear the
penalty of their name, in its modern sense; a misleading association, from
which few modern writers take pains to emancipate either themselves or their
readers, though the English or French word sophist is absolutely inapplicable
to Protagoras or Gorgias, who ought to be called rather “professors, or public
teachers”. It is really surprising to read the expositions prefixed by learned
men like Stallbaum and others, to the Platonic dialogues entitled Protagoras,
Gorgias, Euthydemus, Theaetetus, etc., where Plato introduces Socrates either
in personal controversy with one or other of these sophists, or as canvassing
their opinions. We continually read from the pen of the expositor, such remarks
as these : “Mark, how Plato puts down the shallow and worthless sophist”; the
obvious reflection, that it is Plato himself who plays both games on the
chess-board, being altogether overlooked: And again : “This or that argument,
placed in the mouth of Socrates, is not to be regarded as the real opinion of
Plato: he only takes it up and enforces it at this moment, in order to puzzle
and humiliate an ostentatious pretender a remark which converts Plato into
an insincere disputant, and a sophist in the modern sense, at the very moment
when the commentator is extolling his pure and lofty morality as an antidote
against the alleged corruption of Gorgias and Protagoras.
Plato has devoted a long and interesting dialogue to the inquiry, “What
is a sophist?” and it is furious to observe that the definition which he at
last brings out suits Socrates himself, intellectually speaking, better than
anyone else whom we know. Cicero defines the sophist to be one who pursues
philosophy for the sake of ostentation or of gain; which, if it is to be held
as a reproach, will certainly bear hard upon the great body of modern teachers,
who are determined to embrace their profession and to discharge its important
duties, like other professional men, by the prospect either of deriving an
income or of making a figure in it, or both, whether they have any peculiar
relish for the occupation or not. But modern writers, in describing Protagoras
or Gorgias, while they adopt the sneering language of Plato against teaching
for pay, low purposes, tricks to get money from the rich, etc., use terms which
lead the reader to believe that there was something in these sophists
peculiarly greedy, exorbitant, and truckling; something beyond the mere fact of
asking and receiving remuneration. Now not only there is no proof that any of
them were thus dishonest or exorbitant, but in the case of Protagoras, even his
enemy Plato furnishes a proof that he was not so. In the Platonic dialogue
termed Protagoras, that sophist is introduced as describing the manner in which
he proceeded respecting remuneration from his pupils. “I make no stipulation
beforehand : when a pupil parts from me, I ask from him such a sum as I think
the time and the circumstances warrant; and I add, that if he deems the demand
too great, he has only to make up his own mind what is the amount of
improvement which my company has procured to him, and what sum he considers an
equivalent for it. I am content to accept the sum so named by himself, only
requiring him to go into a temple and make oath that it is his sincere belief”.
It is not easy to imagine a more dignified way of dealing than this, nor one
which more thoroughly, attests an honorable reliance on the internal consciousness of the scholar, on
the grateful sense of improvement realized, which to every teacher constitutes
a reward hardly inferior to the payment that proceeds from it, and which, in
the opinion of Socrates, formed the only legitimate reward. Such is not the way
in which the corruptors of mankind go to work.
That which stood most prominent in the teaching of Gorgias and the other
sophists, was, that they cultivated and improved the powers of public; speaking
in their pupils; one of the most essential accomplishments to every Athenian of
consideration. For this, too, they have been denounced by Ritter, Brandis, and
other learned writers on the history of philosophy, as corrupt and immoral.
Teaching their pupils rhetoric (it has been said), they only enabled them to
second unjust designs, to make the worse appear the better reason, and to
delude their hearers, by trick and artifice, into false persuasion and show of
knowledge without reality. Rhetoric (argues Plato, in the dialogue called
Gorgias) is no art whatever, but a mere unscientific knack, enslaved to the
dominant prejudices, and nothing better than an imposturous parody on the true
political art. Now though Aristotle, following the Platonic vein, calls this
power of making the worse appear the better reason, “the promise of
Protagoras”, the accusation ought never to be urged as if it bore specially
against the teachers of the Socratic age. It is an argument against rhetorical
teaching generally; against all the most distinguished teachers of pupils for
active life, throughout the ancient world, from Protagoras, Gorgias, Isocrates,
etc., down to Quintilian. Not only does the argument bear equally, against all,
but it was actually urged against all. Isocrates and Quintilian both defend
themselves against it; Aristotle replies to it in the beginning of his treatise
on rhetoric; nor was there ever any man, indeed, against whom it was pressed
with greater bitterness of calumny than Socrates, by Aristophanes, in his
comedy of the “Clouds”, as well as by other comic composers. Socrates complains
of it in his defence before his judges; characterizing such accusations in
their true point of view, as being “the stock reproaches against ill who pursue
philosophy”. They are indeed only one of the manifestations, ever varying in
form though the same in spirit, of the antipathy of ignorance against
dissenting innovation or superior mental accomplishments; which antipathy,
intellectual men themselves, when it happens to make on their side in a
controversy, are but too ready to invoke. Considering that we have here the
materials of defence, as well as of attack, supplied by Socrates and Plato, it
might have been expected that modern writers would have refrained from
employing such an argument to discredit Gorgias or Protagoras; the rather, as
they have before their eyes, in all the countries of modern Europe, the
profession of lawyers and advocates, who lend their powerful eloquence without
distinction to the cause of justice or injustice, and who, far from being
regarded as the corrupters of society, are usually looked upon, for that very
reason among others, as indispensable auxiliaries to a just administration of
law.
Though writing was less the business of these sophists than personal
teaching, several of them published treatises. Thrasymachus and Theodorus both
set forth written precepts on the art of rhetoric; precepts which have not
descended to us, but which appear to have been narrow and special, bearing
directly upon practice, and relating chiefly to the proper component parts of
an oration. To Aristotle, who had attained that large and comprehensive view of
the theory of rhetoric which still remains to instruct us in his splendid
treatise, the views of Thrasymachus appeared unimportant, serving to him only
as hints and materials. But their effect must have been very different when
they first appeared, and when young men were first enabled to analyze the parts
of an harangue, to understand the dependence of one upon the other, and call
them by their appropriate names; all illustrated, let us recollect, by oral
exposition on the part of the master, which was the most impressive portion of the
whole.
Prodikus, again, published one or more treatises intended to elucidate
the ambiguities of words, and to point out the different significations of
terms apparently, but not really, equivalent. For this Plato often ridicules
him, and the modern historians of philosophy generally think it right to adopt
the same tone. Whether the execution of the work was at all adequate to its
purpose, we have no means of judging; but assuredly the purpose was one
preeminently calculated to aid Grecian thinkers and dialecticians; for no man
can study their philosophy without seeing how lamentably they were hampered by
enslavement to the popular phraseology, and by inferences founded on mere
verbal analogy. At a time when neither dictionary nor grammar existed, a teacher
who took care, even punctilious care, in fixing the meaning of important words
of his discourse, must be considered as guiding the minds of his hearers in a
salutary direction; salutary, we may add, even to Plato himself, whose
speculations would most certainly have been improved by occasional hints from
such a monitor.
Protagoras, too, is said to have been the first who discriminated and
gave names to the various modes and forms of address, an analysis well
calculated to assist his lessons on right speaking:1 he appears also to have
been the first who distinguished the three genders of nouns. We hear further of
a treatise which he wrote on wrestling, or most probably on gymnastics
generally, as well as a collection of controversial dialogues. But his most
celebrated treatise was one entitled “Truth”, seemingly on philosophy
generally. Of this treatise, we do not even know the general scope or purport.
In one of his treatises, he confessed his inability to satisfy himself about
the existence of the gods, in these words : “Respecting the gods, I neither
know whether they exist, nor what are their attributes; the uncertainty of the
subject, the shortness of human life, and many other causes, debar me from this
knowledge”. That the believing public of Athens were seriously indignant at
this passage, and that it caused the author to be threatened with prosecution,
and forced to quit Athens, we can perfectly understand; though there seems no
sufficient proof of the tale that he was drowned in his outward voyage. But
that modern historians of philosophy, who consider the pagan gods to be
fictions, and the religion to be repugnant to any reasonable mind, should
concur in denouncing Protagoras on this ground as a corrupt man, is to me less
intelligible. Xenophanes, and probably many other philosophers, had said the
same thing before him. Nor is it easy to see what a superior man was to do, who
could not adjust his standard of belief to such fictions; or what he could say,
if he said anything, less than the words cited above from Protagoras; which
appear, as far as we can appreciate them, standing without the context, to be a
brief mention, in modest and circumspect phrases, of the reason why he said
nothing about the gods, in a treatise where the reader would expect to find
much upon the subject. Certain it is that in the Platonic dialogue, called
“Protagoras”, that sophist is introduced speaking about the gods exactly in the
manner that any orthodox pagan might naturally adopt.
The other fragment preserved of Protagoras, relates to his view of the
cognitive process, and of truth generally. He taught, that “Man is the measure
of all things; both of that which, exists, and of that which does not exist”, a
doctrine canvassed and controverted by Plato, who represents that Protagoras
affirmed knowledge to consist in sensation, and considered the sensations of
each individual man to be, to him, the canon and measure of truth. We know
scarce anything of the elucidations or limitations with which Protagoras may
have accompanied his general position; and if even Plato, who had good means of
knowing them, felt it ungenerous to insult an orphan doctrine whose father was
recently dead, and could no longer defend it1 much more ought modern authors,
who speak with mere scraps of evidence before them, to be cautious how they
heap upon the same doctrine insults much beyond those which Plato recognizes.
In so far as we can pretend to understand the theory, it was certainly not more
incorrect than several others then afloat, from the Eleatic school and other
philosophers; while it had the merit of bringing into forcible relief, though
in an erroneous manner, the essentially relative nature of cognition, relative,
not indeed to the sensitive faculty alone, but to that reinforced and guided by
the other faculties of man memorial and ratiocinative. And had it been even
more incorrect than it really is, there would be no warrant for those
imputations which modern authors build upon it, against the morality of
Protagoras. No such imputations are countenanced in the discussion which Plato
devotes to the doctrine; indeed, if the vindication which he sets forth against
himself on behalf of Protagoras be really ascribable to that sophist, it would
give an exaggerated importance to the distinction between Good and Evil, into
which the distinction between Truth and Falsehood is considered by the Platonic
Protagoras as resolvable. The subsequent theories of Plato and Aristotle
respecting cognition, were much more systematic and elaborate, the work of men
greatly superior in speculative genius to Protagoras, but they would not have
been what they were, had not Protagoras, as well as others gone before them,
with suggestions more partial and imperfect.
From Gorgias there remains one short essay, preserved in one of the
Aristotelian, or Pseudo-Aristotelian treatises, on a metaphysical thesis. He
professes to demonstrate that nothing exists, that if anything exist, it is
unknowable; and granting it even to exist and to be knowable by any one man, he
could never communicate it to others. The modern historians of philosophy here
prefer the easier task of denouncing the skepticism of the sophist, instead of
performing the duty incumbent on them of explaining his thesis in immediate
sequence with the speculations which preceded it. In our sense of the words, it
is a monstrous paradox: but construing them in their legitimate filiation from
the Eleatic philosophers immediately before him, it is a plausible, not to say
conclusive, deduction from principles which they would have acknowledged. The
word existence, as they understood it, did not mean phenomenal, but
ultraphenomenal existence. They looked upon the phenomena of sense as always
coming and going, as something essentially transitory, fluctuating, incapable
of being surely known, and furnishing at best grounds only for conjecture. They
searched by cogitation for what they presumed to be the really existent
something or substance— the noumenon,
to use a Kantian phrase—lying behind or under the phenomena, which noumenon they recognized as the only
appropriate subject of knowledge. They discussed much, as I have before
remarked, whether it was one or many; noumenon in the singular, or noumena in
the plural. Now the thesis of Gorgias related to this ultra-phenomenal existence,
and bore closely upon the arguments of Zeno and Melissus, the Eleatic reasoners
of his elder contemporaries. He denied that any such ultra-phenomenal
something, or noumenon, existed, or could be known, or could be described. Of
this tripartite thesis, the first negation was neither more untenable, nor less
untenable, than that of those philosophers who before him had argued for the
affirmative: on the two last points, his conclusions were neither paradoxical
nor improperly skeptical, but perfectly just, and have been ratified by the
gradual abandonment, either avowed or implied, of such ultra-phenomenal
researches among the major part of philosophers. It may fairly be presumed that
these doctrines were urged by Gorgias for the purpose of diverting his
disciples from studies which he considered as unpromising and fruitless, just
as we shall find his pupil Isocrates afterwards enforcing the same view,
discouraging speculations of this nature, and recommending rhetorical exercise
as preparation for the duties of an active citizen. Nor must we forget that
Socrates himself, discouraged physical speculations even more decidedly than
either of them.
If the censures cast upon the alleged skepticism of Gorgias and
Protagoras are partly without sufficient warrant, partly without any warrant at
all, much more may the same remark be made respecting the graver reproaches
heaped upon their teaching on the score of immorality or corruption. It has
been common with recent German historians of philosophy to translate from Plato
and dress up a friend called “Die Sophistik”, (Sophistic), whom they assert to
have poisoned and demoralized, by corrupt teaching, the Athenian moral
character, so that it became degenerate at the end of the Peloponnesian war,
compared with what it had been in the time of Miltiades and Aristeides.
Now, in the first place, if the abstraction “Die Sophistik” is to have
any definite meaning, we ought to have proof, that the persons styled sophists
had some doctrines, principles, or method, both common to them all and
distinguishing them from others. But such a supposition is untrue; there were
no such common doctrines, or principles, or method, belonging to them; even the
name by which they are known did not belong to them, any more than to Socrates
and others; they had nothing in common except their profession, as paid
teachers, qualifying young men “to think, speak, and act”, these are the words
of Isocrates, and better words it would not be easy to find, with credit to
themselves as citizens. Moreover, such community of profession did not at that
time imply near so much analogy of character as it does now, when the path of
teaching has been beaten into a broad and visible high road, with measured
distances and stated intervals; Protagoras and Gorgias found predecessors,
indeed, but no binding precedents to copy; so that each struck out more or less
a road of his own. And accordingly, we find Plato, in his dialogue called
“Protagoras”, wherein Protagoras, Prodikus, and Hippias, are all introduced,
imparting a distinct type of character and distinct method to each, not without
a strong admixture of reciprocal jealousy between them; while Thrasymachus, in
the Republic, and Euthydemus, in the dialogue so called, are again painted each
with colors of his own, different from all the three above named. We have not
the least reason for presuming that Gorgias agreed in the opinion of
Protagoras: “Man is the measure of all things”, and we may infer, even from
Plato himself, that Protagoras would have opposed the views expressed by
Thrasymachus in the first book of the Republic. It is impossible therefore to
predicate anything concerning doctrines, methods, or tendencies, common and
peculiar to all the sophists. There were none such; nor has the abstract word,
“Die Sophistik”, any real meaning, except such qualities, whatever they may be,
as are inseparable from the profession or occupation of public teaching. And
if, at present, every candid critic would be ashamed to cast wholesale
aspersions on the entire body of professional teachers, much more is such
censure unbecoming in reference to the ancient sophists, who were distinguished
from each other by stronger individual peculiarities.
If, then, it were true that in the interval between 480 B.C. and the end
of the Peloponnesian war, a great moral deterioration had taken place in Athens
and in Greece generally, we should have to search for some other cause than
this imaginary abstraction called sophistic. But—and this is the second
point—the matter of fact here alleged is as untrue, as the cause alleged is
unreal. Athens, at the close of the Peloponnesian war, was not more corrupt
than Athens in the days of Miltiades and Aristeides. If we revert to that
earlier period, we shall find that scarcely any acts of the Athenian people
have drawn upon them sharper censure—in my judgment, unmerited —than their
treatment of these very two statesmen; the condemnation of Miltiades, and the
ostracism of Aristeides. In writing my history of that time, far from finding
previous historians disposed to give the Athenians credit for public virtue, I
have been compelled to contend against a body of adverse criticism, imputing to
them gross ingratitude and injustice. Thus the contemporaries of Miltiades and
Aristeides, when described as matter of present history, are presented in
anything but flattering colors; except their valor at Marathon and Salamis,
which finds one unanimous voice of encomium. But when these same men have
become numbered among the mingled recollections and fancies belonging to the
past,—when a future generation comes to be present, with its appropriate stock
of complaint and denunciation,—then it is that men find pleasure in dressing up
the virtues of the past, as a count in the indictment against their own
contemporaries. Aristophanes, writing during the Peloponnesian war, denounced
the Demos of his day as degenerated from the virtue of that Demos which had
surrounded Miltiades and Aristeides : while Isocrates, writing as an old man,
between 350-340 B.C., complains in like manner of his own time, boasting how
much better the state of Athens had been in his youth : which period of his
youth fell exactly during the life of Aristophanes, in the last half of the
Peloponnesian war.
Such illusions ought to impose on no one without a careful comparison of
facts; and most assuredly that comparison will not bear out the allegation of
increased corruption and degeneracy, between the age of Miltiades and the end
of the Peloponnesian war. Throughout the whole of Athenian history, there are
no acts which attest so large a measure of virtue and judgment pervading the
whole people, as the proceedings after the Four Hundred and after the Thirty.
Nor do I believe that the contemporaries of Miltiades would have been capable
of such heroism; for that appellation is by no means too large for the case. I
doubt whether they would have been competent to the steady self-denial of
retaining a large sum in reserve during the time of peace, both prior to the
Peloponnesian war and after the Peace of Nikias; or of keeping back the reserve
fund of one thousand talents, while they were forced to pay taxes for the
support of the war; or of acting upon the prudent, yet painfully trying, policy
recommended by Perikles, so as to sustain an annual invasion without either
going out to fight or purchasing peace by ignominious concessions. If bad acts
such as Athens committed during the later years of the war, for example, the
massacre of the Melian population, were not done equally by the contemporaries
of Miltiades, this did not arise from any superior humanity or principle on
their part, but from the fact that they were not exposed to the like
temptation, brought upon them by the possession of imperial power. The
condemnation of the six generals after the battle of Arginusae, if we suppose
the same conduct on their part to have occurred in 490 B.C., would have been
decreed more rapidly and more unceremoniously than it was actually decreed in
406 B.C. For at that earlier date there existed no psephism of Kannonus, surrounded
by prescriptive respect; no graphe paranomon; no such habits of established
deference to a dikastery solemnly sworn, with full notice to defendants and
full time of defence measured by the clock; none of those securities which a
long course of democracy had gradually worked into the public morality of every
Athenian, and which, as we saw in a former chapter, interposed a serious
barrier to the impulse of the moment, though ultimately overthrown by its
fierceness. A far less violent impulse would have sufficed for the same
mischief in 490 B.C, when no such barriers existed. Lastly, if we want a
measure of the appreciating sentiment of the Athenian public, towards a strict
and decorous morality in the narrow sense, in the middle of the Peloponnesian war,
we have only to consider the manner in which they dealt with Nikias. I have
shown, in describing the Sicilian expedition, that the gravest error which the
Athenians ever committed, that which shipwrecked both their armament at
Syracuse and their power at home, arose from their unmeasured esteem for the
respectable and pious Nikias, which blinded them to the grossest defects of
generalship and public conduct. Disastrous as such misjudgment was, it counts
at least as a proof that the moral corruption alleged to have been operated in
their characters, is a mere fiction. Nor let it be supposed that the nerve and
resolution which once animated the combatants of Marathon and Salamis, had
disappeared in the latter years of the Peloponnesian war. On the contrary, the
energetic and protracted struggle of Athens, after the irreparable calamity at
Syracuse, forms a worthy parallel to her resistance in the time of Xerxes, and
maintained unabated that distinctive attribute which Pericles had set forth as
the main foundation of her glory, that of never giving way before misfortune.
Without any disparagement to the armament at Salamis, we may remark that the
patriotism of the fleet at Samos, which rescued Athens from the Four Hundred,
was equally devoted and more intelligent; and that the burst of effort, which
sent a subsequent fleet to victory at Arginusae, was to the full as strenuous.
If, then, we survey the eighty-seven years of Athenian history, between
the battle of Marathon and the renovation of the democracy after the Thirty, we
shall see no ground for the assertion, so often made, of increased and
increasing moral and political corruption. It is my belief that the people had
become both morally and politically better, and that their democracy had worked
to their improvement. The remark made by Thucydides, on the occasion of the
Corcyraean bloodshed,—on the violent and reckless political antipathies,
arising out of the confluence of external warfare with internal
party-feud,—wherever else it may find its application, has no bearing upon
Athens: the proceedings after the Four Hundred and after the Thirty prove the
contrary. And while Athens may thus be vindicated on the moral side, it is
indisputable that her population had acquired a far larger range of ideas and capacities
than they possessed at the time of the battle of Marathon. This, indeed, is the
very matter of fact deplored by Aristophanes, and admitted by those writers,
who, while denouncing the sophists, connect such enlarged range of ideas with
the dissemination of the pretended sophistical poison. In my judgment, not only
the charge against the sophists as poisoners, but even the existence of such
poison in the Athenian system, deserves nothing less than an emphatic denial.
Let us examine again the names of these professional teachers, beginning
with Prodikus, one of the most renowned. Who is there that has not read the
well-known fable called “The Choice of Hercules”, which is to be found in every
book professing to collect impressive illustrations of elementary morality? Who
does not know that its express purpose is, to kindle the imaginations of youth
in favor of a life of labor for noble objects, and against a life of
indulgence? It was the favorite theme on which Prodikus lectured, and on which
he obtained the largest audience. If it be of striking simplicity and effect
even to a modern reader, how much more powerfully must it have worked upon the
audience for whose belief it was specially adapted, when set off by the oral
expansions of its author! Xenophon wondered that the Athenian dikasts dealt
with Socrates as a corruptor of youth,—Isocrates wondered that a portion of the
public made the like mistake about him,—and I confess my wonder to be not less,
that not only Aristophanes, but even the modern writers on Grecian philosophy,
should rank Prodikus in the same unenviable catalogue. This is the only
composition remaining from him; indeed, the only composition remaining from any
one of the sophists, excepting the thesis of Gorgias, above noticed. It served,
not merely as a vindication of Prodikus against such reproach, but also as a
warning against implicit confidence in the sarcastic remarks of Plato,—which
include Prodikus as well as the other sophists,—and in the doctrines which he
puts into the mouth of the sophists generally, in order that Socrates may
confute them. The commonest candor would teach us, that if a polemical writer
of dialogue chooses to put indefensible doctrine into the mouth of the
opponent, we ought to be cautious of condemning the latter upon such very
dubious proof.
Welcker and other modern authors treat Prodikus as the most innocent of
the sophists, and except him from the sentence which they pass upon the class
generally. Let us see, therefore, what Plato himself says about the rest of
them, and first about Protagoras. If it were not the established practice with
readers of Plato to condemn Protagoras beforehand, and to put upon every
passage relating to him not only a sense as bad as it will bear, but much worse
than it will fairly bear, they would probably carry away very different
inferences from the Platonic dialogue called by that sophist’s name, and in
which he is made to bear a chief part. That dialogue is itself enough to prove
that Plato did not conceive Protagoras either as a corrupt, or unworthy, or
incompetent teacher. The course of the dialogue exhibits him as not master of
the theory of ethics, and unable to solve various difficulties with which that
theory is expected to grapple; moreover, as no match for Socrates in dialectics,
which Plato considered as the only efficient method of philosophical
investigation. In so far, therefore, as imperfect acquaintance with the science
or theory upon which rules of art, or the precepts bearing on practice, repose,
disqualifies a teacher from giving instruction in such art or practice, to that
extent Protagoras is exposed as wanting. And if an expert dialectician like
Plato, had passed Isocrates or Quintilian, or the large majority of teachers
past or present, through a similar cross-examination as to the theory of their
teaching, an ignorance not less manifest than that of Protagoras would be
brought out. The antithesis which Plato sets forth, in so many of his
dialogues, between precept or practice, accompanied by full knowledge of the
scientific principles from which it must be deduced, if its rectitude be
disputed,—and unscientific practice, without any such power of deduction or
defence, is one of the most valuable portions of his speculations: he exhausts
his genius to render it conspicuous in a thousand indirect ways, and to shame
his readers, if possible, into the loftier and more rational walk of thought.
But it is one thing to say of a man, that he does not know the theory of what
he teaches, or of the way in which he teaches; it is another thing to say, that
he actually teaches that which scientific theory would not prescribe as the
best; it is a third thing, graver than both, to say that his teaching is not
only below the exigencies of scene, but even corrupt and demoralizing. Now of
these three points, it is the first only which Plato in his dialogue makes out
against Protagoras: even the second, he neither affirms nor insinuates; and as
to the third, not only he never glances at it, even indirectly, but the whole
tendency of the discourse suggests a directly contrary conclusion. As if
sensible that when an eminent opponent was to be depicted as puzzled and
irritated by superior dialectics, it was but common fairness to set forth his
distinctive merits also, Plato gives a fable, and expository harangue, from the
mouth of Protagoras, upon the question whether virtue is teachable. This
harangue is, in my judgment, very striking and instructive; and so it would
have been probably accounted, if commentators had not read it with a pre-established
persuasion that whatever came from the lips of a sophist must be either
ridiculous or immoral. It is the only part of Plato’s works wherein any account
is rendered of the growth of that floating, uncertified, self-propagating body
of opinion, upon which the cross-examining analysis of Socrates is brought to
bear, as will be seen in the following chapter.
Protagoras professes to teach his pupils good counsel in their domestic
and family relations, as well as how to speak and act in the most effective
manner for the weal of the city. Since this comes from Protagoras, the
commentators of Plato pronounce it to be miserable morality; but it coincides,
almost to the letter, with that which Isocrates describes himself as teaching,
a generation afterwards, and substantially even with that which Xenophon
represents Socrates as teaching; nor is it easy to set forth, in a few words, a
larger scheme of practical duty. And if the measure of practical duty, which
Protagoras devoted himself to teach, was thus serious and extensive, even the
fraction of theory assigned to him in his harangue, includes some points better
than that of Plato himself. For Plato seems to have conceived the ethical end,
to each individual, as comprising nothing more than his own permanent happiness
and moral health; and in this very dialogue, he introduces Socrates as
maintaining virtue to consist only in a right calculation of a man’s own
personal happiness and misery. But here we find Protagoras speaking in a way
which implies a larger, and, in my opinion, a juster, appreciation of the
ethical end, as including not only reference to a man’s own happiness, but also
obligations towards the happiness of others. Without at all agreeing in the
harsh terms of censure which various critics pronounce upon that theory which
Socrates is made to set forth in the Platonic Protagoras, I consider his
conception of the ethical end essentially narrow and imperfect, not capable of
being made to serve as basis for deduction of the best ethical precepts. Yet
such is the prejudice with which the history of the sophists has been written,
that the commentators on Plato accuse the sophists of having originated what
they ignorantly term, “the base theory of utility”, here propounded by Socrates
himself; complimenting the latter on having set forth those larger views which
in this dialogue belong only to Protagoras.
So far as concerns Protagoras, therefore, the evidence of Plato himself
may be produced to show that he was not a corrupt teacher but a worthy companion
of Prodikus; worthy also of that which we know him to have enjoyed, the society
and conversation of Pericles. Let us now examine what Plato says about a third
sophist, Hippias of Elis; who figures both in the dialogue called “Protagoras”,
and in two distinct dialogues known by the titles of “Hippias Major and Minor”.
Hippias is represented as distinguished for the wide range of his
accomplishments, of which in these dialogues he ostentatiously boasts. He could
teach astronomy, geometry, and arithmetic, which subjects Protagoras censured
him for enforcing too much upon his pupils; so little did these sophists agree
in any one scheme of doctrine or education. Besides this, he was a poet, a
musician, an expositor of the poets, and a lecturer with a large stock of
composed matter,—on subjects moral, political, and even legendary,— treasured
up in a very retentive memory. He was a citizen much employed as envoy by his
fellow-citizens: to crown all, his manual dexterity was such that he professed
to have made with his own hands all the attire and ornaments which he wore on
his person. If, as is sufficiently probable, he was a vain and ostentatious
man,—defects not excluding an useful and honorable career,—we must at the same
time give him credit for a variety of acquisition such as to explain a certain
measure of vanity. The style in which Plato handles Hippias is very different
from that in which he treats Protagoras. It is full of sneer and contemptuous
banter, insomuch that even Stallbaum, after having repeated a great many times
that this was a vile sophist, who deserved no better treatment, is forced to
admit that the petulance is carried rather too far, and to suggest that the
dialogue must have been a juvenile work of Plato. Be this as it may, amidst so much
unfriendly handling, not only we find no imputation against Hippias, of having
preached a low or corrupt morality, but Plato inserts that which furnishes
good, though indirect, proof of the contrary. For Hippias is made to say that
he had already delivered, and was about to deliver again, a lecture composed by
himself with great care, wherein he enlarged upon the aims and pursuits which a
young man ought to follow. The scheme of his discourse was, that after the
capture of Troy, the youthful Neoptolemus was introduced as asking the advice
of Nestor about his own future conduct; in reply to which, Nestor sets forth to
him what was the plan of life incumbent on a young man of honorable
aspirations, and unfolds to him the full details of regulated and virtuous
conduct by which it ought to be filled up. The selection of two such names,
among the most venerated in all Grecian legend, as monitor and pupil, is a
stamp clearly attesting the vein of sentiment which animated the composition.
Morality preached by Nestor for the edification of Neoptolemus, might possibly
be too high for Athenian practice; but most certainly it would not en on the
side of corruption, selfishness, or over-indulgence. We may fairly presume,
that this discourse composed by Hippias would not be unworthy, in spirit and
purpose, to be placed by the side of “The Choice of Hercules”, nor its author
by that of Prodikus as a moral teacher.
The dialogue entitled “Gorgias”, in Plato, is carried on by Socrates
with three different persons one after the other,—Gorgias, Polus, and
Kallikles. Gorgias of Leontini in Sicily, as a rhetorical teacher, acquired
greater celebrity than any man of his time, during the Peloponnesian war: his
abundant powers of illustration, his florid ornaments, his artificial structure
of sentences distributed into exact antithetical fractions, all spread a new
fashion in the art of speaking, which for the time was very popular, but
afterwards became discredited. If the line could be clearly drawn between
rhetors and sophists, Gorgias ought rather to be ranked with the former. In the
conversation with Gorgias, Socrates exposes the fallacy and imposture of
rhetoric and rhetorical teaching, as cheating an ignorant audience into
persuasion without knowledge, and as framed to satisfy the passing caprice,
without any regard to the permanent welfare and improvement of the people.
Whatever real inculpation may be conveyed in these arguments against a
rhetorical teacher, Gorgias must bear in common with Isocrates and Quintilian,
and under the shield of Aristotle. But save and except rhetorical teaching, no
dissemination of corrupt morality is ascribed to him by Plato; who, indeed,
treats him with a degree of respect which surprises the commentators.
The tone of the dialogue changes materially when it passes to Polus and
Kallikles, the former of whom is described as a writer on rhetoric, and
probably a teacher also. There is much insolence in Polus, and no small
asperity in Socrates. Yet the former maintains no arguments which justify the charge
of immorality against himself or his fellow-teachers. He defends the
tastes and sentiments common to every man in Greece, and shared even by the
most estimable Athenians, Pericles, Nikias, and Aristokrates; while Socrates
prides himself on standing absolutely alone, and having no support except from
his irresistible dialectics, whereby he is sure of extorting reluctant
admission from his adversary. How far Socrates may be right, I do not now
inquire: it is sufficient that Polus, standing as he does amidst company at
once so numerous and so irreproachable, cannot be fairly denounced as a
poisoner of the youthful mind.
Polus presently hands over the dialogue to Kallikles, who is here
represented, doubtless, as laying down doctrines openly and avowedly anti-social.
He distinguishes between the law of nature and the law—both written and
unwritten, for the Greek word substantially includes both—of society. According
to the law of nature, Kallikles says, the strong man—the better or more capable
man—puts forth his strength to the full for his own advantage, without limit or
restraint; overcomes the resistance which weaker men are able to offer; and
seizes for himself as much as he pleases of the matter of enjoyment. He has no
occasion to restrain any of his appetites or desires; the more numerous and
pressing they are, so much the better for him, since his power affords him the
means of satiating them all. The many, who have the misfortune to be weak, must
be content with that which he leaves them, and submit to it as best they can.
This, Kallikles says, is what actually happens in a state of nature; this is
what is accounted just, as is evident by the practice of independent
communities, not included in one common political society, towards each other;
this is justice, by nature, or according to the law of nature. But when men
come into society, all this is reversed. The majority of individuals know very
well that they are weak, and that their only chance of security or comfort
consists in establishing laws to restrain this strong man, reinforced by a
moral sanction of praise and blame devoted to the same general end. They catch
him, like a young lion, whilst his mind is yet tender, and fascinate him by
talk and training into a disposition conformable to that measure and equality
which the law enjoins. Here, then, is justice according to the law of society;
a factitious system, built up by the many for their own protection and
happiness, to the subversion of the law of nature, which arms the strong man
with a right to encroachment and license. Let a fair opportunity occur, and the
favorite of Nature will be seen to kick off his harness, tread down the laws,
break through the magic circle of opinion around him, and stand forth again as
lord and master of the many; regaining that glorious position which nature has
assigned to him as his right. Justice by nature, and justice by law and
society, are thus, according to Kallikles, not only distinct, but mutually
contradictory. He accuses Socrates of having jumbled the two together in his
argument.
It has been contended by many authors that this anti-social
reasoning—true enough, in so far as it states simple matter of fact and
probability; immoral, in so far as it erects the power of the strong man into a
right; and inviting many comments, if IC
could find a convenient place for them—represents the morality commonly and
publicly taught by the persons called sophists al Athens. I deny this assertion
emphatically. Even if I had no other evidence to sustain my denial, except
what has been already extracted, from the unfriendly writings of Plato himself,
respecting Protagoras and Hippias,—with what we know from Xenophon about
Prodikus,—I should consider my case made out as vindicating the sophists
generally from such an accusation. If refutation to the doctrine of Kallikles
were needed, it would be obtained quite as efficaciously from Prodikus and
Protagoras as from Socrates and Plato.
But this is not the strongest part of the vindication.
First, Kallikles himself is not a sophist, nor represented by Plato as
such. He is a young Athenian citizen, of rank and station, belonging to the
deme Acharnae; he is intimate with other young men of condition in the city,
has recently entered into active political life, and bends his whole soul
towards it; he disparages philosophy, and speaks with utter contempt about the
sophists. If, then, it were even just, which I do not admit, to infer from
opinions put into the mouth of one sophist, that the same were held by another
or by all of them, it would not be the less unjust to draw the like inference
from opinions professed by one who is not a sophist, and who despises the whole
profession.
Secondly, if any man will read attentively the course of the dialogue,
he will see that the doctrine of Kallikles is such as no one dared publicly to
propound. So it is conceived both by Kallikles himself, and by Socrates. The
former first takes up the conversation, by saying that his predecessor Polus
had become entangled in a contradiction, because he had not courage enough
openly to announce an unpopular and odious doctrine; but he, Kallikles, was
less shamefaced, and would speak out boldly that doctrine which others kept to
themselves for fear of shocking the hearers. “Certainly (says Socrates to him) your
audacity is abundantly shown by the doctrine which you have just laid down; you
set forth plainly that which other people think, but do not choose to utter”.
Now, opinions of which Polus, an insolent young man, was afraid to proclaim
himself the champion, must have been revolting indeed to the sentiments of
hearers. How then can any reasonable man believe, that such opinions were not
only openly propounded, but seriously inculcated as truth upon audiences of
youthful hearers, by the sophists? We know that the teaching of the latter was
public in the highest degree; publicity was pleasing as well as profitable to
them; among the many disparaging epithets heaped upon them, ostentation and
vanity are two of the most conspicuous. Whatever they taught, they taught
publicly; and I contend, with full conviction, that, had they even agreed with
Kallikles in this opinion, they could neither have been sufficiently audacious,
nor sufficiently their own enemies, to make it a part of their public teaching;
but would have acted like Polus, and kept the doctrine to themselves.
Thirdly, this latter conclusion will be rendered doubly certain, when we
consider of what city we are now speaking. Of all places in the world, the
democratical Athens is the last in which the doctrine advanced by Kallikles
could possibly have been professed by a public teacher; or even by Kallikles
himself, in any public meeting. It is unnecessary to remind the reader how
profoundly democratical was the sentiment and morality of the Athenians,—how
much they loved their laws, their constitution, and their political
equality,—how jealous their apprehension was of any nascent or threatening
despotism. All this is not simply admitted, but even exaggerated, by Mr.
Mitford, Wachsmuth, and other anti-democratical writers, who often draw from it
materials for their abundant censures. Now the very point which Socrates, in
this dialogue, called “Gorgias”, seeks to establish against Kallikles, against
the rhetors, and against the sophists, is, that they courted, flattered, and
truckled to the sentiment of the Athenian people, with degrading subservience;
that they looked to the immediate gratification simply, and not to permanent
moral improvement of the people; that they had not courage to address to them
any unpalatable truths, however salutary, but would shift and modify opinions
in every way, so as to escape giving offence; that no man who put himself
prominently forward at Athens had any chance of success, unless he became
moulded and assimilated, from the core, to the people and their type of
sentiment. Granting such charges to be true, how is it conceivable that any
sophist, or any rhetor, could venture to enforce upon an Athenian public
audience the doctrine laid down by Kallikles? To tell such an audience : “Your
laws and institutions are all violations of the law of nature, contrived to
disappoint the Alcibiades or Napoleon among you of his natural right to became
your master, and to deal with you petty men as his slaves. All your unnatural
precautions, and conventional talk, in favor of legality and equal dealing,
will turn out to be nothing better than pitiful impotence, as soon as he finds
a good opportunity of standing forward in his full might and energy, so as to
put you into your proper places, and show you what privileges Nature intends
for her favorites!”. Conceive such a doctrine propounded by a lecturer to
assembled Athenians! A doctrine just as revolting to Nikias as to Kleon, and
which even Alcibiades would be forced to affect to disapprove; since it is not
simply anti-popular, not simply despotic, but the drunken extravagance of
despotism. The Great man, as depicted by Kallikles, stands in the same relation
to ordinary mortals, as Jonathan Wild the Great, in the admirable parody of
Fielding.
That sophists, whom Plato accuses of slavish flattery to the
democratical ear, should gratuitously insult it by the proposition of such
tenets, is an assertion not merely untrue, but utterly absurd. Even as to
Socrates, we know from Xenophon how much the Athenians were offended with him,
and how much it was urged by the accusers on his trial, that in his
conversations he was wont to cite with peculiar relish the description, in the
second book of the Iliad, of Odysseus following the Grecian crowd, when running
away from the agora to get on shipboard, and prevailing upon them to come back,
by gentle words addressed to the chiefs, bat by blows of his stick, accompanied
with contemptuous reprimand, to the common people. The indirect evidence thus
afforded, that Socrates countenanced unequal dealing and ill-usage towards the
many, told much against him in the minds of the dikasts. What would they have
felt then towards a sophist who publicly professed the political morality of
Kallikles? The truth is, not only was it impossible that any such morality, or
anything of the same type even much diluted, could find its way into the
educational lectures of professors at Athens, but the fear would be in the
opposite direction. If the sophist erred in either way, it would be in that
which Socrates imputes, by making his lectures over-democratical. Nay, if we
suppose any opportunity to have arisen of discussing the doctrine of Kallikles,
he would hardly omit to flatter the ears of the surrounding democrats by
enhancing the beneficent results of legality and equal dealing, and by
denouncing this “natural despot”, or undisclosed Napoleon, as one who must
either take his place under such restraints, or find a place in some other
city. I have thus shown, even from Plato himself, that the doctrine ascribed to
Kallikles neither did enter, nor could have entered, into the lectures of a
sophist or professed teacher. The same conclusion may be maintained respecting
the doctrine of Thrasymachus in the first book of the “Republic”. Thrasymachus
was a rhetorical teacher, who had devised precepts respecting the construction
of an oration and the training of young men for public speaking. It is most
probable that he confined himself, like Gorgias, to this department, and that
he did not profess to give moral lectures, like Protagoras and Prodikus. But
granting him to have given such, he would not talk about justice in the way in
which Plato makes him talk, if he desired to give any satisfaction to an
Athenian audience. The mere brutality and ferocious impudence of demeanor even
to exaggeration, with which Plato invests him, is in itself a strong proof that
the doctrine, ushered in with such a preface, was not that of a popular and
acceptable teacher, winning favor in public audiences. He defines justice “to
be the interest of the superior power; that rule, which, in every society, the
dominant power prescribes, as being for its own advantage”. A man is just, he
says, for the advantage of another, not for his own: he is weak, cannot help
himself, and must submit to that which the stronger authority, whether despot,
oligarchy, or commonwealth, commands.
This theory is essentially different from the doctrine of Kallikles, as
set forth a few pages back; for Thrasymachus does not travel out of society to
insist upon anterior rights dating from a supposed state of nature; he takes
societies as he finds them, recognizing the actual governing authority of each
as the canon and constituent of justice or injustice. Stallbaum and other
writers have incautiously treated the two theories as if they were the same;
and with something even worse than want of caution, while they pronounce the
theory of Thrasymachus to be detestably immoral, announce it as having been
propounded not by him only, but by The Sophists; thus, in their usual style,
dealing with the sophists as if they were a school, sect, or partnership with
mutual responsibility. Whoever has followed the evidence which I have produced
respecting Protagoras and Prodikus, will know how differently these latter
handled the question of justice.
But the truth is, that the theory of Thrasymachus, though incorrect and
defective, is not so detestable as these writers represent. What makes it seem
detestable, is the style and manner in which he is made to put it forward;
which causes the just man to appear petty and contemptible, while it surrounds
the unjust man with enviable attributes. Now this is precisely the circumstance
which revolts the common sentiments of mankind, as it revolts also the critics
who read what is said by Thrasymachus. The moral sentiments exist in men’s
minds in complex and powerful groups, associated with some large words and
emphatic forms of speech. Whether an ethical theory satisfies the exigencies of
reason, or commands and answers to all the phenomena, a common audience will
seldom give themselves the trouble to consider with attention; but what they
imperiously exact, and what is indispensable to give the theory any chance of
success, is, that it shall exhibit to their feelings the just man as
respectable and dignified, and the unjust man as odious and repulsive. Now that
which offends in the language ascribed to Thrasymachus is, not merely the
absence, but the reversal, of this condition; the presentation of the just man
as weak and silly, and of injustice in all the prestige of triumph and dignity.
And for this very reason, I venture to infer that such a theory was never
propounded by Thrasymachus to any public audience in the form in which it
appears in Plato. For Thrasymachus was a rhetor, who had studied the principles
of his art; now we know that these common sentiments of an audience, were
precisely what the rhetors best understood, and always strove to conciliate.
Even from the time of Gorgias, they began the practice of composing beforehand
declamations upon the general heads of morality, which were ready to be
introduced into actual speeches as occasion presented itself, and in which
appeal was made to the moral sentiments foreknown as common, with more or less
of modification, to all the Grecian assemblies. The real Thrasymachus,
addressing any audience at Athens, would never have wounded these sentiments,
as the Platonic Thrasymachus is made to do in the “Republic”. Least of all
would he have done this, if it be true of him, as Plato asserts of the rhetors
and sophists generally, that they thought about nothing but courting
popularity, without any sincerity of conviction.
Though Plato thinks fit to bring out the opinion of Thrasymachus with
accessories unnecessarily offensive, and thus to enhance the dialectical
triumph of Socrates by the brutal manners of the adversary, he was well aware
that he had not done justice to the opinion itself, much less confuted it. The
proof of this is, that in the second book of the “Republic”, after Thrasymachus
has disappeared, the very same opinion is taken up by Glaukon and Adeimantus,
and set forth by both of them, though they disclaim entertaining it as their
own, as suggesting grave doubts and difficulties which they desire to hear
solved by Socrates. Those who read attentively the discourses of Glaukon and
Adeimantus, will see that the substantive opinion ascribed to Thrasymachus,
apart from the brutality with which he is made to state it, does not even
countenance the charge of immoral teaching against him, much less against the
sophists generally. Hardly anything in Plato’s compositions is more powerful
than those discourses. They present, in a perspicuous and forcible manner, some
of the most serious difficulties with which ethical theory is required to
grapple. And Plato can answer them only in one way, by taking society to
pieces, and reconstructing it in the form of his imaginary republic The
speeches of Glaukon and Adeimantus form the immediate preface to the striking
and elaborate description which he goes through, of his new state of society,
nor do they receive any other answer than what is implied in that description.
Plato indirectly confesses that he cannot answer them, assuming social
institutions to continue unreformed: and his reform is sufficiently
fundamental.
I call particular attention to this circumstance, without which we
cannot fairly estimate the sophists, or practical teachers of Athens, face to
face with their accuser-general, Plato. He was a great and systematic theorist,
whose opinions on ethics, politics, cognition, religion, etc, were all wrought
into harmony by his own mind, and stamped with that peculiarity which is the
mark of an original intellect. So splendid an effort of speculative genius is
among the marvels of the Grecian world. His dissent from all the societies
which he saw around him, not merely democratical, but oligarchical and despotic
also, was of the deepest and most radical character. Nor did he delude himself
by the belief, that any partial amendment of that which he saw around could
bring about the end which he desired : he looked to nothing short of a new
genesis of the man and the citizen, with institutions calculated from the
beginning to work out the full measure of perfectibility. His fertile scientific
imagination realized this idea in the “Republic”. But that very systematic
and original character, which lends so much value and charm to the substantive
speculations of Plato, counts as a deduction from his trustworthiness as critic
or witness, in reference to the living agents whom he saw at work in Athens and
other cities, as statesmen, generals, or teachers. His criticisms are dictated
by his own point of view, according to which the entire society was corrupt,
and all the instruments who carried on its functions were of essentially base
metal. Whoever will read either the “Gorgias” or the “Republic”, will see in
how sweeping and indiscriminate a manner he passes his sentence of
condemnation. Not only all the sophists and all the rhetors, but all the
musicians and dithyrambic or tragic poets; all the statesmen, past as well as
present, not excepting even the great Pericles, receive from his hands one
common stamp of dishonor. Every one of these men are numbered by Plato among
the numerous category of flatterers, who minister to the immediate
gratification and to the desires of the people, without looking to their
permanent improvement, or making them morally better. “Pericles and Cimon (says
Socrates in the “Gorgias”) are nothing but servants or ministers who supply the
immediate appetites and tastes of the people; just as the baker and the
confectioner do in their respective departments, without knowing or caring
whether the food will do any real good, a point which the physician alone can
determine. As ministers, they are clever enough: they have provided the city
amply with tribute, walls, docks, ships, and such other follies: but I
(Socrates) am the only man in Athens who aim, so far as my strength permits, at
the true purpose of politics, the mental improvement of the people”. So
wholesale a condemnation betrays itself as the offspring, and the consistent
offspring, of systematic peculiarity of vision, the prejudice of a great and
able mind.
It would be not less unjust to appreciate the sophists or the statesmen
of Athens from the point of view of Plato, than the present teachers and
politicians of England or France from that of Mr. Owen or Fourier. Both the one
and the other class labored for society as it stood at Athens: the statesmen
carried on tin business of practical politics, the sophist trained up youth for
practical life in all its departments, as family men, citizens, and leaders, to
obey as well as to command. Both accepted the system as it stood, without
contemplating the possibility of a new birth of society: both ministered to
certain exigencies, held their anchorage upon certain sentiments, and bowed to
a certain morality, actually felt among the living men around them. That which
Plato says of the statesmen of Athens is perfectly true, that they were only
servants or ministers of the people. He, who tried the people and the entire
society by comparison with an imaginary standard of his own, might deem all
these ministers worthless in the lump, as carrying on a system too bad to be mended;
but, nevertheless, the difference between a competent and an incompetent
minister, between Perikles and Nikias, was of unspeakable moment to the
security and happiness of the Athenians. What the sophists on their part
undertook was, to educate young men so as to make them better qualified for
statesmen or ministers; and Protagoras would have thought it sufficient honor
to himself,—as well as sufficient benefit to Athens, which assuredly it would
have been,—if he could have inspired any young Athenian with the soul and the
capacities of his friend and companion Perikles.
So far is Plato from considering the sophists as the corruptors of
Athenian morality, that he distinctly protests against that supposition, in a
remarkable passage of the “Republic”. It is, he says, the whole people, or the
society, with its established morality, intelligence, and tone of sentiment,
which is intrinsically vicious; the teachers of such a society must be vicious
also, otherwise their teaching would not be received; and even if their private
teaching were ever so good, its effect would be washed away, except in some few
privileged natures, by the overwhelming deluge of pernicious social influences.
Nor let any one imagine, as modern readers are but too ready to understand it,
that this poignant censure is intended for Athens so far forth as a democracy.
Plato was not the man to preach king-worship, or wealth-worship, as social or
political remedies: he declares emphatically that not one of the societies then
existing was such that a truly philosophical nature could be engaged in active
functions under it. These passages would be alone sufficient to repel the
assertions of those who denounce the sophists as poisoners of Athenian
morality, on the alleged authority of Plato. Nor is it at all more true that
they were men of mere words, and made their pupils no better,—a charge just as
vehemently pressed against Socrates as against the sophists,—and by the same
class of enemies, such as Anytus, Aristophanes, Eupolis, etc. It was mainly
from sophists like Hippias that the Athenian youth learned what they knew of
geometry, astronomy, and arithmetic: but the range of what is called special
science, possessed even by the teacher, was at that time very limited; and the
matter of instruction communicated was expressed under the general title of
“Words, or Discourses”, which were always taught by the sophists, in connection
with thought, and in reference to a practical use. The capacities of thought,
speech, and action, are conceived in conjunction by Greeks generally, and by
teachers like Isocrates and Quintilian especially; and when young men in
Greece, like the Boeotian Proxenus, put themselves under training by Gorgias or
any other sophist, it was with a view of qualifying themselves, not merely to
speak, but to act.
Most of the pupils of the sophists, as of Socrates himself, were young
men of wealth; a fact, at which Plato sneers, and others copy him, as if it
proved that they cared only about high pay. But I do not hesitate to range myself
on the side of Isocrates, and to contend that the sophist himself had much to
lose by corrupting his pupils,—an argument used by Socrates in defending
himself before the dikastery, and just as valid in defence of Protagoras or
Prodikus,— and strong personal interest in sending them forth accomplished and
virtuous; that the best-taught youth were decidedly the most free from crime
and the most active towards good; that among the valuable ideas and feelings
which a young Athenian had in his mind, as well as among the good pursuits
which he followed, those which he learned from the sophists counted nearly as
the best; that, if the contrary had been the fact, fathers would not have
continued so to send their sons, and pay their money. It was not merely
that these teachers countervailed in part the temptations to dissipated
enjoyment, but also that they were personally unconcerned in the acrimonious
slander and warfare of party in his native city; that the topics with which
they familiarized him were, the general interests and duties of men and
citizens ; that they developed the germs of morality in the ancient legends, as
in Prodikus’s fable, and amplified in his mind all the undefined cluster of
associations connected with the great words of morality; that they vivified in
him the sentiment of Pan-Hellenic brotherhood; and that, in teaching him the
art of persuasion, they could not but make him feel the dependence in which he
stood towards those who were to be persuaded, together with the necessity under
which he lay of so conducting himself as to conciliate their good-will.
The intimations given in Plato, of the enthusiastic reception which
Protagoras, Prodikus, and other sophists met with in the various cities; the
description which we read, in the dialogue called Protagoras, of the impatience
of the youthful Hippokrates, on hearing of the arrival of that sophist,
insomuch that he awakens Socrates before daylight, in order to obtain an
introduction to the new-comer and profit by his teaching; the readiness of such
rich young men to pay money, and to devote time and trouble, for the purpose of
acquiring a personal superiority apart from their wealth and station; the ardor
with which Kallias is represented as employing his house for the hospitable
entertainment, and his fortune for the aid, of the Sophists; all this makes
upon my mind an impression directly the reverse of that ironical and
contemptuous phraseology with which it is set forth by Plato. Such sophists had
nothing to recommend them except superior knowledge and intellectual force,
combined with an imposing personality, making itself felt in their lectures and
conversation. It is to this that the admiration was shown; and the fact that it
was so shown, brings to view the best attributes of the Greek, especially the
Athenian mind. It exhibits those qualities of which Perikles made emphatic
boast in his celebrated funeral oration; conception of public speech as a
practical thing, not meant as an excuse for inaction, but combined with
energetic action, and turning it to good account by full and open discussion
beforehand; profound sensibility to the charm of manifested intellect, without
enervating the powers of execution or endurance. Assuredly, a man like
Protagoras, arriving in a city with all this train of admiration laid before
him, must have known very little of his own interest or position, if he began
to preach a low or corrupt morality. If it be true generally, as Voltaire has
remarked, that “any man who should come to preach a relaxed morality would be
pelted”, much more would it be true of a sophist like Protagoras, arriving in a
foreign city with all the prestige of a great intellectual name, and with the
imagination of youths on fire to hear and converse with him, that any similar
doctrine would destroy his reputation at once. Numbers of teachers have made
their reputation by inculcating overstrained asceticism; it will be hard to
find an example of success in the opposite vein.
CHAPTER LXVIII.
SOCRATES.
That the professional teachers called sophists, in Greece, were
intellectual and moral corruptors, and that much corruption grew up under their
teaching in the Athenian mind, are common statements, which I have endeavored
to show to be erroneous. Corresponding to these statements is another,
which represents Socrates as one whose special merit it was to have rescued the
Athenian mind from such demoralizing influences; a reputation which he neither
deserves nor requires. In general, the favorable interpretation of evidence, as
exhibited towards Socrates, has been scarcely less marked than the harshness of
presumption against the sophists. Of late, however, some authors have treated
his history in an altered spirit, and have manifested a disposition to lower
him down to that which they regard as the sophistical level. M. Forchhammer’s
treatise: “The Athenians and Socrates, or Lawful Dealing against Revolution”,
goes even further, and maintains confidently that Socrates was most justly
condemned as an heretic, a traitor, and a corrupter of youth. His book, the
conclusions of which I altogether reject, is a sort of retribution to the
sophists, as extending to their alleged opponent the same bitter and unfair
spirit of construction with that under which they have so long unjustly suffered.
But when we impartially consider the evidence, it will appear that Socrates
deserves our admiration and esteem; not, indeed, as an anti-sophist, but as
combining with the qualities of a good man, a force of character and an
originality of speculation as well as of method, and a power of intellectually
working on others, generically different from that of any professional teacher,
without parallel either among contemporaries or successors.
The life of Socrates comprises seventy years, from 469 to 390 B.C. His
father, Sophroniskus, being a sculptor, the son began by following the same
profession, in which he attained sufficient proficiency to have executed
various works; especially a draped group of the Charites, or Graces, preserved
in the acropolis, and shown as his work down to the time of Pausanias. His
mother, Phaenarete, was a midwife, and he had a brother by the mother’s side
named Patrokles. Respecting his wife Xanthippe, and his three sons, all that
has passed into history is the violent temper of the former, and the patience
of her husband in enduring it. The position and family of Socrates, without
being absolutely poor, were humble and unimportant but he was of genuine
Attic breed, belonging to the ancient gens Daedalidae, which took its name from
Daedalus, the mythical artist as progenitor.
The personal qualities of Socrates, on the other hand, were marked and
distinguishing, not less in body than in mind. His physical constitution was
healthy, robust, and enduring, to an extraordinary degree. He was not merely
strong and active as an hoplite on military service, but capable of bearing
fatigue or hardship, and indifferent to heat or cold, in a measure which
astonished all his companions. He went barefoot in all seasons of the year,
even during the winter campaign at Potidaea, under the severe frosts of Thrace;
and the same homely clothing sufficed to him for winter as well as for summer.
Though his diet was habitually simple as well as abstemious, yet there were
occasions, of religious festival or friendly congratulation, on which every
Greek considered joviality and indulgence to be becoming. On such occasions,
Socrates could drink more wine than any guest present, yet without being
overcome or intoxicated. He abstained, on principle, from all extreme gymnastic
training, which required, as necessary condition, extraordinary abundance of
food. It was his professed purpose to limit, as much as possible, the number of
his wants, as a distant approach to the perfection of the gods, who wanted
nothing, to control such as were natural, and prevent the multiplication of any
that were artificial. Nor can there be any doubt that his admirable bodily
temperament contributed materially to facilitate such a purpose, and assist him
in the maintenance of that self-mastery, contented self-sufficiency, and
independence of the favor as well as of the enmity of others, which were
essential to his plan of intellectual life. His friends, who communicate to us
his great bodily strength and endurance, are at the same time full of jests
upon his ugly physiognomy; his flat nose, thick lips, and prominent eyes, like
a satyr, or silenus. Nor can we implicitly trust the evidence of such very
admiring witnesses, as to the philosopher’s exemption from infirmities of
temper; for there seems good proof that he was by natural temperament violently
irascible; a defect which he generally kept under severe control, but which
occasionally betrayed him into great improprieties of language and demeanor.
Of those friends, the best known to us are Xenophon and Plato, though
there existed in antiquity various dialogues composed, and memoranda put
together, by other hearer of Socrates, respecting his conversations and
teaching, which are all now lost. The “Memorabilia” of Xenophon profess to record
actual conversations held by Socrates, and are prepared with the announced
purpose of vindicating him against the accusations of Melitus and his other
accusers on the trial, as well as against unfavorable opinions, seemingly much
circulated respecting his character and purposes. We thus have in it a sort of
partial biography, subject to such deductions from its evidentiary value as may
be requisite for imperfection of memory, intentional decoration, and
partiality. On the other hand, the purpose of Plato, in the numerous dialogues
wherein he introduces Socrates, is not so clear, and is explained very
differently by different commentators. Plato was a great speculative genius,
who came to form opinions of his own distinct from those of Socrates, and employed
the name of the latter as spokesman for these opinions in various dialogues.
How much, in the Platonic Socrates, can be safely accepted either as a picture
of the man or as a record of his opinions,—how much, on the other hand, is to
be treated as Platonism; or in what proportions the two are intermingled,—is a
point not to be decided with certainty or rigor. The “Apology of Socrates”, the
“Kriton”, and the “Phaedon”,— in so far as it is a moral picture, and apart
from the doctrines advocated in it,—appear to belong to the first category;
while the political and social views of the “Republic” and of the treatise “De
Legibus”, the cosmic theories in the “Timaeus”, and the hypothesis of Ideas, as
substantive existences apart from the phenomenal world, in the various
dialogues wherever it is stated, certainly belong to the second. Of the
ethical dialogues, much may be probably taken to represent Socrates, more or
less Platonized.
But though the opinions put by Plato into the mouth of Socrates are
liable to thus much of uncertainty, we find, to our great satisfaction, that
the pictures given by Plato and Xenophon of their common master are in the main
accordant; differing only as drawn from the same original by two authors
radically different in spirit and character. Xenophon, the man of action,
brings out at length those conversations of Socrates which had a bearing on
practical conduct, and were calculated to correct vice or infirmity in
particular individuals; such being the matter which served his purpose as an
apologist, at the same time that it suited his intellectual taste. But he
intimates, nevertheless, very plainly, that the conversation of Socrates was
often, indeed usually, of a more negative, analytical, and generalizing
tendency; not destined for the reproof of positive or special defect, but to
awaken the inquisitive faculties and lead to the rational comprehension of vice
and virtue as referable to determinate general principles. Now this latter side
of the master’s physiognomy, which Xenophon records distinctly, though without
emphasis or development, acquires almost exclusive prominence in the Platonic
picture. Plato leaves out the practical, and consecrates himself to the
theoretical, Socrates; whom he divests in part of his identity, in order to
enrol him as chief speaker in certain larger theoretical views of his own. The
two pictures, therefore, do not contradict each other, but mutually supply each
other’s defects, and admit of being blended into one consistent whole. And
respecting the method of Socrates, a point more characteristic than either his
precepts or his theory,—as well as respecting the effect of that method on the
minds of hearers,—both Xenophon and Plato are witnesses substantially in
unison: though, here again, the latter has made the method his own, worked it
out on a scale of enlargement and perfection, and given to it a permanence
which it could never have derived from its original author, who only talked and
never wrote. It is fortunate that our two main witnesses about him, both
speaking from personal knowledge, agree to so great an extent.
Both describe in the same manner his private life and habits; his
contented poverty, justice, temperance in the largest sense of the word, and
self-sufficing independence of character. On most of these points too,
Aristophanes and the other comic writers, so far as their testimony counts for
anything, appear as confirmatory witnesses; for they abound in jests on the
coarse fare, shabby and scanty clothing, bare feet, pale face, poor and joyless
life, of Socrates. Of the circumstances of his life we are almost wholly
ignorant: he served as an hoplite at Potidaea, at Delium, and at Amphipolis;
with credit apparently in all, though exaggerated encomiums on the part of his
friends provoked an equally exaggerated skepticism on the part of Athenaeus and
others. He seems never to have filled any political office until the year (B.C.
406) in which the battle of Arginusae occurred, in which year he was member of
the senate of Five Hundred, and one of the prytanes on that memorable day when
the proposition of Kallixenus against the six generals was submitted to the
public assembly; his determined refusal, in spite of all personal hazard, to
put an unconstitutional question to the vote, has been already recounted. That
during his long life he strictly obeyed the laws, is proved by the fact that
none of his numerous enemies ever arraigned him before a court of justice; that
he discharged all the duties of an upright man and a brave as well as pious
citizen, may also be confidently asserted. His friends lay special stress upon
his piety; that is, upon his exact discharge of all the religious duties
considered as incumbent upon an Athenian.
Though these points are requisite to be established, in order that we
may rightly interpret the character of Socrates, it is not from them that he
has derived his eminent place in history. Three peculiarities distinguish the
man. 1. His long life passed in contented poverty, and in public, apostolic
dialectics. 2. His strong religious persuasion, or belief, of acting under a
mission and signs from the gods; especially his daemon, or genius; the special
religious warning of which he believed himself to be frequently the subject. 3.
His great intellectual originality, both of subject and of method, and his
power of stirring and forcing the germ of inquiry and ratiocination in others.
Though these three characteristics were so blended in Socrates that it is not
easy to consider them separately; yet, in each respect, he stood distinguished
from all Greek philosophers before or after him.
At what time Socrates relinquished his profession as a statuary we do
not know; but it is certain that all the middle and later part of his life, at
least, was devoted exclusively to the self-imposed task of teaching; excluding
all other business, public or private, and to the neglect of all means of
fortune. We can hardly avoid speaking of him as a teacher, though he himself
disclaimed the appellation : his practice was to talk or converse, or to prattle without end, if we translate
the derisory word by which the enemies of philosophy described dialectic
conversation. Early in the morning he frequented the public walks, the gymnasia
for bodily training, and the schools where youths were receiving instruction;
he was to be seen in the market-place at the hour when it was most crowded,
among the booths and tables where goods were exposed for sale; his whole day
was usually spent in this public manner. He talked with any one, young or old,
rich or poor, who sought to address him, and in the hearing of all who chose to
stand by; not only he never either asked or received any reward, but he made no
distinction of persons, never withheld his conversation from any one, and
talked upon the same general topics to all. He conversed with politicians,
sophists, military men, artisans, ambitious or studious youths, etc. He visited
all persons of interest in the city, male or female; his friendship with
Aspasia is well known, and one of the most interesting chapters of Xenophon’s
Memorabilia recounts his visit to and dialogue with Theodote, a beautiful
hetaera, or female companion. Nothing could be more public, perpetual, and
indiscriminate as to persons than his conversation. But as it was engaging,
curious, and instructive to hear, certain persons made it their habit to attend
him in public as companions and listeners. These men, a fluctuating body, were
commonly known as his disciples, or scholars; though neither he nor his
personal friends ever employed the terms teacher and disciple to describe the
relation between them. Many of them came, attracted by his reputation, during
the later years of his life, from other Grecian cities : Megara, Thebes, Elis,
Cyrene, etc.
Now no other person in Athens, or in any other Grecian city, appears
ever to have manifested himself in this perpetual and indiscriminate manner as
a public talker for instruction. All teachers either took money for their
lessons, or at least gave them apart from the multitude in a private house or
garden, to special pupils, with admissions and rejections at their own
pleasure. By the peculiar mode of life which Socrates pursued, not only his
conversation reached the minds of a much wider circle, but he became more
abundantly known as a person. While acquiring a few attached friends and
admirers, and raising a certain intellectual interest in others, he at the same
time provoked a large number of personal enemies. This was probably the reason
why he was selected by Aristophanes and the other comic writers, to be attacked
as a general representative of philosophical and rhetorical teaching; the more
so, as his marked and repulsive physiognomy admitted so well of being imitated
in the mask which the actor wore. The audience at the theatre would more readily
recognize the peculiar figure which they were accustomed to see every day in
the market-place, than if Prodikus or Protagoras, whom most of them did not
know by sight, had been brought on the stage; nor was it of much importance,
either to them or to Aristophanes, whether Socrates was represented as teaching
what he did really teach, or something utterly different.
This extreme publicity of life and conversation was one among the
characteristics of Socrates, distinguishing him from all teachers either before
or after him. Next, was his persuasion of a special religious mission,
restraints, impulses, and communications, sent to him by the gods. Taking the
belief in such supernatural intervention generally, it was indeed noway
peculiar to Socrates : it was the ordinary faith of the ancient world; insomuch
that the attempts to resolve phenomena into general laws were looked upon with
a certain disapprobation, as indirectly setting it aside. And Xenophon1
accordingly avails himself of this general fact, ii replying to the indictment
for religious innovation, of which his master was found guilty, to affirm that
the latter pretended to nothing beyond what was included in the creed of every
pious man. But this is not an exact statement of the matter in debate; for it
slurs over at least, if it does not deny, that specialty of inspiration from
the gods, which those who talked with Socrates—as we learn even from Xenophon—
believed, and which Socrates himself believed also. Very different is his own
representation, as put forth in the defence before the dikastery. He had been
accustomed constantly to hear, even from his childhood, a divine voice,
interfering, at moments when he was about to act, in the way of restraint, but
never in the way of instigation. Such prohibitory warning was wont to come upon
him very frequently, not merely on great, but even on small occasions,
intercepting what he was about to do or to say. Though later writers speak
of this as the daemon or genius of Socrates he himself does not personify it, but
treats it merely as a “divine sign, a prophetic or supernatural voice”. He was
accustomed not only to obey it implicitly, but to speak of it publicly and
familiarly to others, so that the fact was well known both to his friends and
to his enemies. It had always forbidden him to enter on public life; it forbade
him, when the indictment was hanging over him, to take any thought for a
prepared defence; and so completely did he march with a consciousness of this
bridle in his mouth, that when he felt no check, he assumed that the turning
which he was about to take was the right one. Though his persuasion on the
subject was unquestionably sincere, and his obedience constant, yet he never
dwelt upon it himself as anything grand, or awful, or entitling him to peculiar
deference; but spoke of it often in his usual strain of familiar playfulness.
To his friends generally, it seems to have constituted one of his titles to
reverence, though neither Plato nor Xenophon scruple to talk of it in that
jesting way which doubtless they caught from himself. But to his enemies and to
the Athenian public, it appeared in the light of an offensive heresy; an
impious innovation on the orthodox creed, and a desertion of the recognized
gods of Athens.
Such was the daemon or genius of Socrates, as described by himself and
as conceived in the genuine Platonic dialogues; a voice always prohibitory, and
bearing exclusively upon his own personal conduct. That which Plutarch and
other admirers of Socrates conceived as a daemon, or intermediate being between
gods and men, was looked upon by the fathers of the Christian church as a
devil; by Leclerc, as one of the fallen angels; by some other modern
commentators, as mere ironical phraseology on the part of Socrates himself.
Without presuming to determine the question raised in the former hypotheses, I
believe the last to be untrue, and that the conviction of Socrates on the point
was quite sincere. A circumstance little attended to, but deserving peculiar
notice, and stated by himself, is, that the restraining voice began when he was
a child, and continued even down to the end of his life : it had thus become an
established persuasion, long before his philosophical habits began. But though
this peculiar form of inspiration belonged exclusively to him, there were also
other ways in which he believed himself to have receive the special mandates of
the gods, not simply checking him when he was about to take a wrong turn, but
spurring him on, directing, and peremptorily exacting from him, a positive
course of proceeding. Such distinct mission had been imposed upon him by
dreams, by oracular intimations, and by every other means which the gods
employed for signifying their special will.
Of these intimations from the oracle, he specifies particularly one, in
reply to a question put at Delphi, by his intimate friend, and enthusiastic
admirer, Chaerephon. The question put was, whether any other man was wiser than
Socrates; to which the Pythian priestess replied, that no other man was wiser.
Socrates affirms that he was greatly perplexed on hearing this declaration from
so infallible an authority, being conscious to himself that he possessed no
wisdom on any subject, great or small. At length, after much meditation and a
distressing mental struggle, he resolved to test the accuracy of the infallible
priestess, by taking measure of the wisdom of others as compared with his own.
Selecting a leading politician, accounted wise both by others and by himself,
he proceeded to converse with him and put scrutinizing questions; the answers
to which satisfied him that this man’s supposed wisdom was really no wisdom at
all. Having made such a discovery, Socrates next tried to demonstrate to the
politician himself how much he wanted of being wise; but this was impossible;
the latter still remained as fully persuaded of his own wisdom as before.
"”he result which I acquired (says Socrates) was, that I was a wiser man
than he, for neither he nor I knew anything of what was truly good and
honorable; but the difference between us was, that he fancied he knew them,
while I was fully conscious of my own ignorance; I was thus wiser than he,
inasmuch as I was exempt from that capital error”. So far, therefore, the
oracle was proved to be right.
Socrates repeated the same experiment successively upon a great number
of different persons, especially those in reputation for distinguished
abilities; first, upon political men and rhetors, next upon poets of every
variety, and upon artists as well as artisans. The result of his trial was substantially
the same in all cases. The poets, indeed, composed splendid verses, but when
questioned even about the words, the topics, and the purpose, of their own
compositions, they could give no consistent or satisfactory explanations; so
that it became evident that they spoke or wrote, like prophets, as unconscious
subjects under the promptings of inspiration. Moreover, their success as poets
filled them with a lofty opinion of their own wisdom on other points also. The
case was similar with artists and artisans; who, while highly instructed, and
giving satisfactory answers, each in his own particular employment, were for
that reason only the more convinced that they also knew well other great and
noble subjects. This great general mistake more than countervailed their
special capacities, and left them, on the whole, less wise than Socrates.
“In this research and scrutiny (said Socrates, on his defence) I have
been long engaged, and am still engaged. I interrogate every man of reputation;
I prove him to be defective in wisdom, but I cannot prove it so as to make him
sensible of the defect. Fulfilling the mission imposed upon me, I have thus
established the veracity of the god, who meant to pronounce that human wisdom
was of little reach or worth; and that he who, like Socrates’, felt most
convinced of his own worthlessness, as to wisdom, was really the wisest of men.
My service to the god has not only constrained me to live in constant poverty
and neglect of political estimation, but has brought upon me a host of bitter
enemies in those whom I have examined and exposed while the bystanders talk of
me as a wise man, because they give me credit for wisdom respecting all the
points on which my exposure of others turns”.—“Whatever be the danger and
obloquy which I may incur, it would be monstrous indeed, if, having maintained
my place in the ranks as an hoplite under your generals at Delium and Potidaea,
I were now, from fear of death or anything else, to disobey the oracle and
desert the post which the god has assigned to me, the duty of living for
philosophy and cross-questioning both myself and others. And should you even
now offer to acquit me, on condition of my renouncing this duty, I should tell
you, with all respect and affection, that I will obey the god rather than you,
and that I will persist, until my dying day, in cross-questioning you, exposing
your want of wisdom and virtue, and reproaching you until the defect be
remedied. My mission as your monitor is a mark of the special favor of the god
to you; and if you condemn me, it will be your loss; for you will find none
other such. Perhaps you will ask me, Why cannot you go away, Socrates, and live
among us in peace and silence? This is the hardest of all questions for me to
answer to your satisfaction. If I tell you that silence on my part would be
disobedience to the god, you will think me in jest, and not believe me. You
will believe me still less, if I tell you that the greatest blessing which can
happen to man is, to carry on discussions every day about virtue and those
other matters which you hear me canvassing when I cross-examine myself as well
as others; and that life, without such examination, is no life at all.
Nevertheless, so stands the fact, incredible as it may seem to you”.
I have given rather ample extracts from the Platonic Apology, because no
one can conceive fairly the character of Socrates who does not enter into the
spirit of that impressive discourse. We see in it plain evidence of the marked
supernatural mission which he believed himself to be executing, and which would
not allow him to rest or employ himself in other ways. The oracular answer
brought by Chaerephon from Delphi, was a fact of far more importance in his
history than his so-called daemon, about which so much more has been said. That
answer, together with the dreams and other divine mandates concurrent to the
same end, came upon him in the middle of his life, when the intellectual man
was formed, and when he had already acquired a reputation for wisdom among
those who knew him. It supplied a stimulus which brought into the most
pronounced action a preexisting train of generalizing dialectics and Zenonian
negation, an intellectual vein with which the religious impulse rarely comes
into confluence. Without such a motive, to which his mind was peculiarly
susceptible, his conversation would probably have taken the same general turn,
but would assuredly have been restricted within much narrower and more cautious
limits. For nothing could well be more unpopular and obnoxious than the task
which he undertook of cross-examining, and convicting of ignorance, every
distinguished man whom he could approach. So violent, indeed, was the enmity
which he occasionally provoked, that there were instances, we are told, in
which he was struck or maltreated, and very frequently laughed to scorn. Though
he acquired much admiration from auditors, especially youthful auditors, and
from a few devoted adherents, yet the philosophical motive alone would not have
sufficed to prompt him to that systematic, and even obtrusive,
cross-examination which he adopted as the business of his life.
This, then, is the second peculiarity which distinguishes Socrates, in
addition to his extreme publicity of life and indiscriminate conversation. He
was not simply a philosopher, but a religious missionary doing the work of
philosophy; an elenchtic,—or
cross-examining god,—to use an expression which Plato puts into his mouth
respecting an Eleatic philosopher going about to examine and convict the infirm
in reason. Nothing of this character belonged either to Parmenides and
Anaxagoras before him, or to Plato and Aristotle after him. Both Pythagoras and
Empedocles did, indeed, lay claim to supernatural communications, mingled with
their philosophical teaching. But though there be thus far a general analogy
between them and Socrates, the modes of manifestation were so utterly
different, that no fair comparison can be instituted.
The third and most important characteristic of Socrates—that, through
which the first and second became operative—was his intellectual peculiarity.
His influence on the speculative mind of his age was marked and important; as
to subject, as to method, and as to doctrine.
He was the first who turned his thoughts and discussions distinctly to
the subject of ethics. With the philosophers who preceded him, the subject of
examination had been Nature, or the Cosmos, as one undistinguishable whole,
blending together cosmogony, astronomy, geometry, physics, metaphysics, etc.
The Ionic as well as the Eleatic philosophers, Pythagoras as well as
Empedocles, all set before themselves this vast and undefined problem; each
framing some system suited to his own vein of imagination ; religious,
poetical, scientific, or skeptical. According to that honorable ambition for
enlarged knowledge, however, which marked the century following 480 B.C., and
of which the professional men called sophists were at once the products and the
instruments, arithmetic, geometry, and astronomy, as much as was then known,
were becoming so far detached sciences as to be taught separately to youth.
Such appears to have been the state of science when Socrates received his
education. He received at least the ordinary amount of instruction in all; he
devoted himself as a young man to the society and lessons of the physical
philosopher Archelaus, the disciple of Anaxagoras, whom he accompanied from
Athens to Samos; and there is even reason to believe that, during the earlier
part of his life, he was much devoted to what was then understood as the general
study of Nature. A man of his earnest and active intellect was likely first to
manifest his curiosity as a learner: “to run after and track the various
discourses of others, like a Laconian hound”, if I may borrow an expression
applied to him by Plato, before he struck out any novelties of his own. And in
Plato’s dialogue called “Parmenides”, Socrates appears as a young man full of
ardor for the discussion of the Parmenidean theory, looking up with reverence
to Parmenides and Zeno, and receiving from them instructions in the process of
dialectical investigation. I have already, in the preceding chapter, noted the
tenor of that dialogue, as illustrating the way in which Grecian philosophy
presents itself, even at the first dawn of dialectics, as at once negative and
positive, recognizing the former branch of method no less than the latter as
essential to the attainment of truth. I construe it as an indication respecting
the early mind of Socrates, imbibing this conviction from the ancient
Parmenides and the mature and practised Zeno, and imposing upon himself, as a
condition of assent to any hypothesis or doctrine, the obligation of setting
forth conscientiously all that could be said against it, not less than all that
could be said in its favor: however laborious such a process might be, and
however little appreciated by the multitude. Little as we know the
circumstances which went to form the remarkable mind of Socrates, we may infer
from this dialogue that he owes in part his powerful negative vein of dialectics
to “the double-tongued and all-objecting Zeno”.
To a mind at all exigent on the score of proof, physical science as
handled in that day was indeed likely to appear not only unsatisfactory, but
hopeless; and Socrates, in the maturity of his life, deserted it altogether.
The contradictory hypotheses which he heard, with the impenetrable confusion
which overhung the subject, brought him even to the conviction, that the gods
intended the machinery by which they brought about astronomical and physical results
to remain unknown, and that it was impious, as well as useless, to pry into
their secrets. His master Archelaus, though mainly occupied with physics, also
speculated more or less concerning moral subjects, concerning justice and
injustice, the laws, etc.; and is said to have maintained the tenet, that
justice and injustice were determined by law or convention, not by nature. From
him, perhaps, Socrates may have been partly led to turn his mind in this
direction. But to a man disappointed with physics, and having in his bosom a
dialectical impulse powerful, unemployed, and restless, the mere realities of
Athenian life, even without Archelaus, would suggest human relations, duties,
action and suffering, as the most interesting materials for contemplation and
discourse. Sokrates could not go into the public assembly, the dikastery, or
even the theatre, without hearing discussions about what was just or unjust,
honorable or base, expedient or hurtful, etc., nor without having his mind
conducted to the inquiry, what was the meaning of these large words which
opposing disputants often invoked with equal reverential confidence. Along with
the dialectic and generalizing power of Socrates, which formed his bond of
connection with such minds as Plato, there was at the same time a vigorous
practicality, a large stock of positive Athenian experience, with which
Xenophon chiefly sympathized, and which he has brought out in his
“Memorabilia”. Of these two intellectual tendencies, combined with a strong
religious sentiment, the character of Socrates is composed; and all of them
were gratified at once, when he devoted himself to admonitory interrogation on
the rules and purposes of human life; from which there was the less to divert
him, as he had neither talents nor taste for public speaking.
That “the proper study of mankind is man”, Socrates was the first to
proclaim: he recognized the security and happiness of man both as the single
end of study, and as the limiting principle whereby it ought to be
circumscribed. In the present state to which science has attained, nothing is
more curious than to look back at the rules which this eminent man laid down.
Astronomy—now exhibiting the maximum of perfection, with the largest and most
exact power of predicting future phenomena which human science has ever
attained—was pronounced by him to be among the divine mysteries which it was
impossible to understand, and madness to investigate, as Anaxagoras had
foolishly pretended to do. He admitted, indeed, that there was advantage in
knowing enough of the movements of the heavenly bodies to serve as an index to
the change of seasons, and as guides for voyages, journeys by land, or
night-watches : but thus much, he said, might easily be obtained from pilots
and watchmen, while all beyond was nothing but waste of valuable time,
exhausting that mental effort which ought to be employed in profitable
acquisitions. He reduced geometry to its literal meaning of land-measuring,
necessary so far as to enable any one to proceed correctly in the purchase,
sale, or division of land, which any man of common attention might do almost
without a teacher; but silly and worthless, if carried beyond, to the study of
complicated diagrams. Respecting arithmetic, he gave the same qualified
permission of study; but as to general physics, or the study of Nature, he
discarded it altogether: “Do these inquirers (he asked) think that they already
know human affairs well enough, that they thus begin to meddle with divine? Do
they think that they shall be able to excite or calm the winds and the rain at
pleasure, or have they no other, view than to gratify an idle curiosity?
Surely, they must see that such matters are beyond human investigation. Let
them only recollect how much the greatest men, who have attempted the
investigation, differ in their pretended results, holding opinions extreme and
opposite to each other, like those of madmen”. Such was the view which Socrates took of physical science and its
prospects. It is the very same skepticism in substance, and carried
farther in degree, though here invested with a religious coloring, for which
Ritter and others so severely denounce Gorgias. But looking at matters as they
stood in 440-430 B.C., it ought not to be accounted even surprising, much less
blamable. To an acute man of that day, physical science as then studied may
well be conceived to have promised no result; and even to have seemed worse
than barren, if, like Socrates, he had an acute perception how much of human
happiness was forfeited by immorality, and by corrigible ignorance; how much
might be gained by devoting the same amount of earnest study to this latter
object. Nor ought we to omit remarking, that the objection of Socrates: “You
may judge how unprofitable are these studies, by observing how widely the
students differ among themselves”, remains in high favor down to the present
day, and may constantly be seen employed against theoretical men, or
theoretical arguments, in every department.
Socrates desired to confine the studies of his hearers to human matters
as distinguished from divine, the latter comprehending astronomy and physics.
He looked at all knowledge from the point of view of human practice, which had
been assigned by the gods to man as his proper subject for study and learning,
and with reference to which, therefore, they managed all the current phenomena
upon principles of constant and intelligible sequence, so that everyone who
chose to learn, might learn, while those who took no such pains suffered for
their neglect. Even in these, however, the most careful study was not by itself
completely sufficient; for the gods did not condescend to submit all the
phenomena to constant antecedence and consequence, but reserved to themselves
the capital turns and junctures for special sentence. Yet here again, if a man
had been diligent in learning all that the gods permitted to be learned; and
if, besides, he was assiduous in pious court to them, and in soliciting special
information by way of prophecy, they would be gracious to him, and signify beforehand
how they intended to act in putting the final hand and in settling the
undecipherable portions of the problem. The kindness of the gods in replying
through their oracles, or sending information by sacrificial signs or
prodigies, in cases of grave difficulty, was, in the view of Socrates, one of
the most signal evidences of their care for the human race. To seek access to
these prophecies, or indications of special divine intervention to come, was
the proper supplementary business of any one who had done as much for himself
as could be done by patient study. But as it was madness in a man to solicit
special information from the gods on matters which they allowed him to learn by
his own diligence, so it was not less madness in him to investigate as a
learner that which they chose to keep back for their own specialty of will.
Such was the capital innovation made by Socrates in regard to the
subject of Athenian study, bringing down philosophy, to use the expression of
Cicero, from the heavens to the earth; and such his attempt to draw the line
between that which was, and was not, scientifically discoverable; an attempt
remarkable, inasmuch as it shows his conviction that the scientific and the
religious point of view mutually excluded one another, so that where the latter
began, the former ended. It was an innovation, inestimable, in respect to the
new matter which it let in; of little import, as regards that which it
professed to exclude. For in point of fact, physical science, though partially
discouraged, was never absolutely excluded, through any prevalence of that
systematic disapproval which he, in common with the multitude of his day,
entertained: if it became comparatively neglected, this arose rather from the
greater popularity, and the more abundant and accessible matter, of that which
he introduced. Physical or astronomical science was narrow in amount, known
only to few, and even with those few it did not admit of being expanded,
enlivened, or turned to much profitable account in discussion. But the moral
and political phenomena on which Socrates turned the light of speculation were
abundant, varied, familiar, and interesting to every one; comprising—to
translate a Greek line which he was fond of quoting—“all the good and evil
which has befallen you in your home”; connected too, not merely with the
realities of the present, but also with the literature of the past, through the
gnomic and other poets.
The motives which determined this important innovation, as to the
subject of study, exhibits Socrates chiefly as a religious man and a practical,
philanthropic preceptor, the Xenophontic hero. His innovations, not less
important, as to method and doctrine, place before us the philosopher and
dialectician; the other side of his character, or the Platonic hero; faintly
traced, indeed, yet still recognized and identified by Xenophon.
“Socrates”, says the latter, “continued incessantly discussing human
affairs (the sense of this word will be understood by what has been said
above); investigating: What is piety? What is impiety? What is the honorable
and the base? What is the just and the unjust? What is temperance or unsound
mind? What is courage or cowardice? What is a city? What is the character fit
for a citizen? What is authority over men? What is the character befitting the
exercise of such authority? and other similar questions. Men who knew these
matters he accounted good and honorable; men who were ignorant of them he
assimilated to slaves”.
Socrates, says Xenophon again, in another passage, considered that the
dialectic process consisted in coming together and taking common counsel, to
distinguish and distribute things into genera, or families, so as to learn what
each separate thing really was. To go through this process carefully was
indispensable, as the only way of enabling a man to regulate his own conduct,
aiding at good objects and avoiding bad. To be so practised as to be able to do
it readily, was essential to make a man a good leader or adviser of others.
Every man who had gone through the process, and come to know what each thing
was, could also of course define it and explain it to others; but if he did not
know, it was no wonder that he went wrong himself, and put others wrong
besides. Moreover, Aristotle says: “To Socrates we may unquestionably assign
two novelties; inductive discourses, and the definitions of general terms”.
I borrow here intentionally from Xenophon in preference to Plato; sine
the former, tamely describing a process which he imperfectly appreciated,
identifies it so much the more completely with the real Socrates, and is thus a
better witness than Plato, whose genius not only conceived but greatly enlarged
it, for didactic purposes of his own. In our present state of knowledge, some
mental effort is required to see anything important in the words of Xenophon;
so familiar has every student been rendered with the ordinary terms and
gradations of logic and classification,— such as genus, definition, individual
things as comprehended in a genus; what each thing is, and to what genus it
belongs, etc. But familiar as these words have now become, they denote a mental
process, of which, in 440-430 B.C., few men besides Socrates had any conscious
perception. Of course, men conceived and described things in classes, as is
implied in the very form of language, and in the habitual junction of
predicates with subjects in common speech. They explained their meaning clearly
and forcibly in particular cases: they laid down maxims, argued questions,
stated premises, and drew conclusions, on trials in the dikastery, or debates
in the assembly: they had an abundant poetical literature, which appealed to
every variety of emotion: they were beginning to compile historical narrative,
intermixed with reflection and criticism. But though all this was done, and
often admirably well done, it was wanting in that analytical consciousness
which would have enabled any one to describe, explain, or vindicate what he was
doing. The ideas of men—speakers as well as hearers, the productive minds as
well as the recipient multitude—were associated together in groups favorable
rather to emotional results, or to poetical, rhetorical narrative and
descriptive effect, than to methodical generalization, to scientific
conception, or to proof either inductive or deductive. That reflex act of
attention which enables men to understand, compare, and rectify their own
mental process, was only just beginning. It was a recent novelty on the part of
the rhetorical teachers, to analyze the component parts of a public harangue,
and to propound some precepts for making men tolerable speakers. Protagoras was
just setting forth various grammatical distinctions, while Prodikus
discriminated the significations of words nearly equivalent and liable to be
confounded. All these proceedings appeared then so new as to incur the ridicule
even of Plato; yet they were branches of that same analytical tendency which
Socrates now carried into scientific inquiry. It may be doubted whether any one
before him ever used the words genus and species, originally meaning family and
form, in the philosophical sense now exclusively appropriated to them. Not one
of those many names—called by logicians names of the second intention—which
imply distinct attention to various parts of the logical process, and enable us
to consider and criticize it in detail, then existed. All of them grew out of
the schools of Plato, Aristotle, and the subsequent philosophers, so that we
can thus trace them in their beginning to the common root and father, Socrates.
To comprehend the full value of the improvements struck out by Socrates,
we have only to examine the intellectual paths pursued by his predecessors or
contemporaries. He set to himself distinct and specific problems: “What is
justice? What is piety, courage, political government? What is it which is
really denoted by such great and important names, bearing upon the conduct or
happiness of man?”. Now it has been already remarked that Anaxagoras,
Empedocles, Democritus, the Pythagoreans, all had still present to their minds
those vast and undivided problems which had been transmitted down from the old
poets; bending their minds to the invention of some system which would explain
them all at once, or assist the imagination in conceiving both how the Cosmos
first began, and how it continued to move on. Ethics and physics, man and
nature, were all blended together; and the Pythagoreans, who explained all
nature by numbers and numerical relations, applied the same explanation to
moral attributes, considering justice to be symbolized by a perfect equation,
or by four, the first of all square numbers. These early philosophers
endeavored to find out the beginnings, the component elements, the moving cause
or causes, of things in the mass; but the logical distribution into genus,
species, and individuals, does not seem to have suggested itself to them, or to
have been made a subject of distinct attention by any one before Socrates. To
study ethics, or human dispositions and ends, apart from the physical world,
and according to a theory of their own, referring to human good and happiness
as the sovereign and comprehensive end; to treat each of the great and familiar
words designating moral attributes, as logical aggregates comprehending many
judgments in particular cases, and connoting a certain harmony or consistency
of purpose among the separate judgments, to bring many of these latter into
comparison, by a scrutinizing dialectical process, so as to test the
consistency and completeness of the logical aggregate or general notion, as it
stood in every man’s mind: all these were parts of the same forward movement
which Socrates originated.
It was at that time a great progress to break down the unwieldy mass
conceived by former philosophers as science; and to study ethics apart, with a
reference, more or less distinct, to their own appropriate end. Nay, we see, if
we may trust the “Phaedon” of Plato, that Socrates, before he resolved on such
pronounced severance, had tried to construct, or had at least yearned after, an
undivided and reformed system, including physics also under the ethical end; a
scheme of optimistic physics, applying the general idea, “What was best”, as
the commanding principle, from whence physical explanations were to be deduced;
which he hoped to find, but did not find, in Anaxagoras. But it was a still
greater advance to seize, and push out in conscious application, the essential
features of that logical process, upon the correct performance of which all our
security for general truth depends. The notions of genius, subordinate genera,
and individuals as comprehended under them, —we need not here notice the points
on which Plato and Aristotle differed from each other and from the modern
conceptions on that subject,—were at that time newly brought into clear consciousness
in the human mind. The profusion of logical distribution employed in some of
the dialogues of Plato, such as the Sophistes and the Politicus, seems partly
traceable to his wish to familiarize hearers with that which was then a
novelty, as well as to enlarge its development, and diversify its mode of
application. He takes numerous indirect opportunities of bringing it out into
broad light, by putting into the mouths of his dialogists answers implying
complete inattention to it, exposed afterwards in the course of the dialogue by
Socrates. What was now begun by Socrates, and improved by Plato, was embodied
as part in a comprehensive system of formal logic by the genius of Aristotle; a
system which was not only of extraordinary value in reference to the processes
and controversies of its time, but which also, having become insensibly worked
into the minds of instructed men, has contributed much to form what is correct
in the habits of modern thinking. Though it has been now enlarged and recast,
by some modern authors—especially by Mr. John Stuart Mill, in his admirable
System of Logic—into a structure commensurate with the vast increase of
knowledge and extension of positive method belonging to the present day, we
must recollect that the distance, between the best modern logic and that of
Aristotle, is hardly so great as that between Aristotle and those who preceded
him by a century, Empedocles, Anaxagoras, and the Pythagoreans; and that the
movement in advance of these latter commences with Socrates.
By Xenophon, by Plato, and by Aristotle, the growth as well as the
habitual use of logical classification is represented as concurrent with and
dependent upon dialectics. In this methodized discussion, so much in harmony
with the marked sociability of the Greek character, the quick recurrence of
short question and answer was needful as a stimulus to the attention, at a time
when the habit of close and accurate reflection on abstract subjects had been
so little cultivated. But the dialectics of Socrates had far greater and more
important peculiarities than this. We must always consider his method in
conjunction with the subjects to which he applied it. As those subjects were
not recondite or special, but bore on the practical life of the house, the
marketplace, the city, the dikastery, the gymnasium, or the temple, with which
everyone was familiar, so Socrates never presented himself as a teacher, nor as
a man having new knowledge to communicate. On the contrary, he disclaimed such
pretensions, uniformly and even ostentatiously. But the subjects on which he
talked were just those which everyone professed to know perfectly and
thoroughly, and on which everyone believed himself in a condition to instruct
others, rather than to require instruction for himself. On such questions as
these: What is justice? What is piety? What is a democracy? What is a law?
every man fancied that he could give a confident opinion, and even wondered
that any other person should feel a difficulty. When Socrates, professing
ignorance, put any such question, he found no difficulty in obtaining an
answer, given off-hand, and with very little reflection. The answer purported
to be the explanation or definition of a term— familiar, indeed, but of wide
and comprehensive import—given by one who had never before tried to render to
himself an account of what it meant. Having got this answer, Socrates put fresh
questions, applying it to specific cases, to which the respondent was compelled
to give answers inconsistent with the first; thus showing that the definition
was either too narrow, or too wide, or defective in some essential condition.
The respondent then amended his answer; but this was a prelude to other
questions, which could only be answered in ways inconsistent with the
amendment; and the respondent, after many attempts to disentangle himself, was
obliged to plead guilty to the inconsistencies, with an admission that he could
make no satisfactory answer to the original query, which had at first appeared
so easy and familiar. Or, if he did not himself admit this, the hearers at
least felt it forcibly. The dialogue, as given to us, commonly ends with a
result purely negative, proving that the respondent was incompetent to answer
the question proposed to him, in a manner consistent and satisfactory even to
himself. Socrates, as he professed from the beginning to have no positive
theory to support, s0 he maintains to the end the same air of a learner, who
would be glad to solve the difficulty if he could, but regrets to find himself
disappointed of that instruction which the respondent had promised.
We see by this description of the cross-examining path of this
remarkable man, how intimate was the bond of connection between the dialectic
method and the logical distribution of particulars into species and genera. The
discussion first raised by Socrates turns upon the meaning of some large
generic term, the queries whereby he follows it up, bring the answer given into
collision with various particulars which it ought not to comprehend, yet does;
or with others, which it ought to comprehend, but does not. It is in this
manner that the latent and undefined cluster of association, which has grown up
round a familiar term, is as it were penetrated by a fermenting leaven, forcing
it to expand into discernible portions, and bringing the appropriate function
which the term ought to fulfil, to become a subject of distinct consciousness.
The inconsistencies into which the hearer is betrayed in his various answers,
proclaim to him the fact that he has not yet acquired anything like a clear and
full conception of the common attribute which binds together the various
particulars embraced under some term which is ever upon his lips or perhaps enable him to detect a different fact,
not less important, that there is no such common attribute, and that the
generalization is merely nominal and fallacious. In either case, he is put upon
the train of thought which leads to a correction of the generalization, and
lights him on to that which Plato calls, seeing the one in the many, and the
many in the one. Without any predecessor to copy, Socrates, fell as it were
instinctively into that which Aristotle describes as the double track of the
dialectic process; breaking up the one into many, and recombining the many into
one; the former duty, at once the first and the most essential, Socrates
performed directly by his analytical string of questions; the latter, or
synthetical process, was one which he did not often directly undertake, but
strove so to arm and stimulate the hearer’s mind, as to enable him to do it for
himself. This one and many denote the logical distribution of a multifarious
subject-matter under generic terms, with clear understanding of the attributes
implied or connoted by each term, so as to discriminate those particulars to
which it really applies. At a moment when such logical distribution was as yet
novel as a subject of consciousness, it could hardly have been probed and laid
out in the mind by any less stringent process than the cross-examining
dialectics of Socrates, applied to the analysis of some attempts at definition
hastily given by respondents; that inductive discourse and search for (clear
general notions or) definitions of general terms, which Aristotle so justly
points out as his peculiar innovation.
I have already adverted to the persuasion of religious mission under
which Socrates acted in pursuing this system of conversation and interrogation.
He probably began it in a tentative way, upon a modest scale, and under the
pressure of logical embarrassment weighing on his own mind. But as he
proceeded, and found himself successful, as well as acquiring reputation among
a certain circle of friends, his earnest soul became more and more penetrated
with devotion to that which he regarded as a duty. It was at this time
probably, that sis friend Chaerephon came back with the oracular answer from
Delphi, noticed a few pages above, to which Socrates himself alludes as having
prompted him to extend the range of his conversation, and to question a class
of persons whom he had not before ventured to approach, the noted politicians,
poets, and artisans. He found them more confident than humbler individuals in
their own wisdom, but quite as unable to reply to his queries without being
driven to contradictory answers.
Such scrutiny of the noted men in Athens is made to stand prominent in
the “Platonic Apology”, because it was the principal cause of that unpopularity
which Socrates at once laments and accounts for before the dikasts. Nor can we
doubt that it was the most impressive portion of his proceedings, in the eyes
both of enemies and admirers, as well as the most flattering to his own natural
temper. Nevertheless, it would be a mistake to present this part of the general
purpose of Socrates—or of his divine mission, if we adopt his own language—as
if it were the whole; and to describe him as one standing forward merely to
unmask select leading men, politicians, sophists, poets, or others, who had
acquired unmerited reputation, and were puffed up with foolish conceit of their
own abilities, being in reality shallow and incompetent. Such an idea of
Socrates is at once inadequate and erroneous. His conversation, as I have
before remarked, was absolutely universal and indiscriminate; while the mental
defect which he strove to rectify was one not at all peculiar to leading men,
but common to them with the mass of mankind, though seeming to be exaggerated
in them, partly because more is expected from them, partly because the general
feeling of self-estimation stands at a higher level, naturally and reasonably,
in their bosoms, than in those of ordinary persons. That defect was, the
“seeming and conceit of knowledge without the reality”, on human life with its
duties, purposes, and conditions; the knowledge of which Socrates called
emphatically “human wisdom”, and regarded as essential to the dignity of a
freeman; while he treated other branches of science as above the level of man,1
and as a stretch of curiosity, not merely superfluous, but reprehensible. His
warfare against such false persuasion of knowledge, in one man as well as
another, upon those subjects—for with him, I repeat, we must never disconnect
the method from the subjects—clearly marked even in Xenophon, is abundantly and
strikingly illustrated by the fertile genius of Plato, and constituted the true
missionary scheme which pervaded the last half of his long life; a scheme far
more comprehensive, as well as more generous, than those anti-sophistic
polemics which are assigned to him by so many authors as his prominent object.
In pursuing the thread of his examination, there was no topic upon which
Socrates more frequently insisted, than the contrast between the state of men’s
knowledge on the general topics of man and society, and that which artists or
professional men possessed in their respective special crafts. So perpetually
did he reproduce this comparison, that his enemies accused him of wearing it
threadbare. Take a man of special
vocation—a carpenter, a brazier, a pilot, a musician, a surgeon—and examine him
on the state of his professional knowledge, you will find him able to indicate
the persons from whom and the steps by which he first acquired it; he can
describe to you his general aim, with the particular means which he employs to
realize the aim, as well as the reason why such means must be employed and why
precautions must be taken to combat such and such particular obstructions; he
can teach his profession to others, in matters relating to his profession, he
counts as an authority, so that no extra-professional person thinks of
contesting the decision of a surgeon in case of disease, or of a pilot at sea.
But while such is the fact in regard to every special art, how great is the
contrast in reference to the art of righteous, social, and useful living, which
forms, or ought to form, the common business alike important to each and to
all! On this subject, Socrates remarked that everyone felt perfectly
well-informed, and confident in his own knowledge; yet no one knew from whom,
or by what steps, be had learned: no one had ever devoted any special
reflection either to ends, or means, or obstructions: no one could explain or
give a consistent account of the notions in his own mind, when pertinent
questions were put to him : no one could teach another, as might be inferred,
he thought, from the fact that there were no professed teachers, and that the
sons of the best men were often destitute of merit: everyone knew for himself,
and laid down general propositions confidently, without looking up to any other
man as knowing better; yet there was no end of dissension and dispute on
particular cases.
Such was the general contrast which Socrates sought to impress upon his
hearers by a variety of questions bearing on it, directly or indirectly. One
way of presenting it, which Plato devoted much of his genius to expand in
dialogue, was, to discuss, Whether virtue be really teachable. How was it that
superior men, like Aristeides and Perikles, acquired the eminent qualities
essential for guiding and governing Athens, since they neither learned them
under any known master, as they had studied music and gymnastics, nor could
insure the same excellences to their sons, either through their own agency or
through that of any master? Was it not rather the fact that virtue, as it was
never expressly taught, so it was not really teachable; but was vouchsafed or
withheld according to the special volition and grace of the gods? If a man has
a young horse to be broken, or trained, he finds without difficulty a professed
trainer, thoroughly conversant with the habits of the race, to communicate to
the animal the excellence required; but whom can he find to teach virtue to his
sons, with the like preliminary knowledge and assured result? Nay, how can
anyone either teach virtue, or affirm virtue to be teachable, unless he be
prepared to explain what virtue is, and what are the points of analogy and
difference between its various branches; justice, temperance, fortitude,
prudence, etc.? In several of the Platonic dialogues, the discussion turns on
the analysis of these last-mentioned words: the “Laches” and “Protagoras” on
courage, the “Charmides” on temperance, the “Euthyphron” on holiness.
By these and similar discussions did Socrates, and Plato amplifying upon
his master, raise indirectly all the important questions respecting society,
human aspirations and duties, and the principal moral qualities which were
accounted virtuous in individual men. As the general terms, on which his
conversation turned, were among the most current and familiar in the language,
so also the abundant instances of detail, whereby he tested the hearer’s
rational comprehension and consistent application of such large terms, were
selected from the best known phenomena of daily life; bringing home the
inconsistency, if inconsistency there was, in a manner obvious to every ne. The
answers made to him,—not merely by ordinary citizens, but by men of talent and
genius, such as the poets or the rhetors, when called upon for an explanation
of the moral terms and ideas set forth in their own compositions,—revealed
alike that state of mind against which his crusade, enjoined and consecrated by
the Delphian oracle, was directed, the semblance and conceit of knowledge
without real knowledge. They proclaimed confident, unhesitating persuasion, on
the greatest and gravest questions concerning man and society, in the bosoms of
persons who had never bestowed upon them sufficient reflection to be aware that
they involved any difficulty. Such persuasion had grown up gradually and unconsciously,
partly by authoritative communication, partly by insensible transfusion, from
others; the process beginning antecedent to reason as a capacity, continuing
itself with little aid and no control from reason, and never being finally
revised. With the great terms and current propositions concerning human life
and society, a complex body of association had become accumulated from
countless particulars, each separately trivial and lost to the memory, knit
together by a powerful sentiment, and imbibed as it were by each man from the
atmosphere of authority and example around him. Upon this basis the fancied
knowledge really rested; and reason when invoked at all, was called in simply
as an handmaid, expositor, or apologist of the preexisting sentiment; as an
accessory after the fact, not as a test or verification. Every man found these
persuasions in his own mind, without knowing how they became established there;
and witnessed them in others, as portions of a general fund of unexamined
common-place and credence. Because the words were at once of large meaning,
embodied in old and familiar mental processes, and surrounded by a strong body
of sentiment, the general assertions in which they were embodied appeared
self-evident and imposing to every one: so that, in spite of continual dispute
in particular cases, no one thought himself obliged to analyze the general
propositions themselves, or to reflect whether he had verified their import,
and could apply them rationally and consistently.
The phenomenon here adverted to is too obvious, even at the present day,
to need further elucidation as matter of fact. In morals, in politics, in
political economy, on all subjects relating to man and society, the like
confident persuasion of knowledge without the reality is sufficiently
prevalent: the like generation and propagation, by authority and example, of
unverified convictions, resting upon strong sentiment, without consciousness of
the steps or conditions of their growth; the like enlistment of reason as the
one-sided advocate of a pre-established sentiment; the like illusion, because
every man is familiar with the language, that therefore every man is master of
the complex facts, judgments, and tendencies, involved in its signification,
and competent both to apply comprehensive words and to assume the truth or
falsehood of large propositions, without any special analysis or study.
There is one important difference, however, to note, between our time
and that of Socrates. In his day, the impressions not only respecting man and
society, but also respecting the physical world, were of this same self-sown,
self-propagating, and unscientific character. The popular astronomy of the
Socratic age was an aggregate of primitive, superficial observations and
imaginative inferences, passing unexamined from elder men to younger, accepted
with unsuspecting faith, and consecrated by intense sentiment. Not only men
like Nikias, or Anytus and Melitus, but even Socrates himself, protested
against the impudence of Anaxagoras, when he degraded the divine Helois and
Selene into a sun and moon of calculable motions and magnitudes. But now, the
development of the scientific point of view, with the vast increase of
methodized physical and mathematical knowledge, has taught every one that such
primitive astronomical and physical convictions were nothing better than “a
fancy of knowledge without the reality”. Every one renounces them without
hesitation, seeks his conclusions from the scientific teacher, and looks to the
proofs alone for his guarantee. A man who has never bestowed special study on
astronomy, knows that he is ignorant of it; to fancy that he knows it, without
such preparation, would be held an absurdity. While the scientific point of
view has thus acquired complete predominance in reference to the physical
world, it has made little way comparatively on topics regarding man and
society, wherein “fancy of knowledge without the Reality” continues to reign,
not without criticism and opposition, yet still as a paramount force. And if a
new Socrates were now to put the same questions in the market-place to men of
all ranks and professions, he would find the like confident persuasion and
unsuspecting dogmatism as to generalities; the like faltering, blindness, and
contradiction, when tested by cross-examining details.
In the time of Socrates, this last comparison was not open; since there
did not exist, in any department, a body of doctrine scientifically
constituted, but the comparison which he actually took, borrowed from the
special trades and professions, brought him to an important result. He was the
first to see, and the idea pervades all his speculations, that as in each art
or profession there is an end to be attained, a theory laying down the means
and conditions whereby it is attainable, and precepts deduced from that theory,
such precepts collectively taken directing and covering nearly the entire field
of practice, but each precept separately taken liable to conflict with others,
and therefore liable to cases of exception; so all this is not less true, or
admits not less of being realized, respecting the general art of human living
and society. There is a grand and all-comprehensive End,— the security and
happiness, as far as practicable, of each and all persons in the society: there may be a theory, laying down those
means and conditions under which the nearest approach can be made to that end:
there may also be precepts, prescribing to every man the conduct and character
which best enables him to become an auxiliary towards its attainment, and
imperatively restraining him from acts which tend to hinder it; precepts
deduced from the theory, each one of them separately taken being subject to
exceptions, but all of them taken collectively governing practice, as in each
particular art. Socrates and Plato talk of “the art of dealing with human
beings”, “the art of behaving in society”, “that science which has for its
object to make men happy”, and they draw a marked distinction between art, or
rules of practice deduced from a theoretical survey of the subject-matter and
taught with precognition of the end, and mere artless, irrational knack, or
dexterity, acquired by simple copying, or assimilation, through a process of
which no one could render account.
Plato, with that variety of indirect allusion which is his
characteristic, continually constrains the reader to look upon human and social
life as having its own ends and purposes no less than each separate profession
or craft; and impels him to transfer to the former that conscious analysis as a
science, and intelligent practice as an art, which are known as conditions of
success in the latter. It was in furtherance of these rational conceptions,
“Science and Art”, that Socrates carried on his crusade against “that conceit
of knowledge without reality”, which reigned undisturbed in the moral world
around him, and was only beginning to be slightly disturbed even as to the
physical world. To him the precept, inscribed in the Delphian temple, “Know
Thyself”, was the holiest of all texts, which he constantly cited, and
strenuously enforced upon his hearers; interpreting it to mean, “Know what sort
of a man thou art, and what are thy capacities, in reference to human use”. His
manner of enforcing it was alike original and effective, and though he was
dexterous in varying his topics and queries according to the individual person
with whom he had to deal, it was his first object to bring the hearer to take
just measure of his own real knowledge or real ignorance. To preach, to exhort,
even to confute particular errors, appeared to Socrates useless, so long as the
mind lay wrapped up in its habitual mist or illusion of wisdom : such mist must
be dissipated before any new light could enter. Accordingly, the hearer being
usually forward in announcing positive declarations on those general doctrines,
and explanations of those terms, to which he was most attached and in which he
had the most implicit confidence, Socrates took them to pieces, and showed that
they involved contradiction and inconsistency; professing himself to be without
any positive opinion, nor ever advancing any until the hearer’s mind had
undergone the proper purifying cross-examination.
It was this indirect and negative proceeding, which, though only a part
of the whole, stood out as his most original and most conspicuous
characteristic, and determined his reputation with a large number of persons
who took no trouble to know anything else about him. It was an exposure no less
painful than surprising to the person questioned, and produced upon several of
them an effect of permanent alienation, so that they never came near him again,
but reverted to their former state of mind without any permanent change. But on
the other hand, the ingenuity and novelty of the process was highly interesting
to hearers, especially youthful hearers, sons of rich men, and enjoying
leisure; who not only carried away with them a lofty admiration of Socrates,
but were fond of trying to copy his negative polemics. Probably men like
Alcibiades and Kritias frequented his society chiefly for the purpose of
acquiring a quality which they might turn to some account in their political
career. His constant habit of never suffering a general term to remain
undetermined, but applying it at once to particulars; the homely and effective
instances of which, he made choice; the string of interrogatories each
advancing towards a result, yet a result not foreseen by any one; the indirect
and circuitous manner whereby the subject was turned round, and at last
approached and laid open by a totally different face, all this constituted a
sort of prerogative in Socrates, which no one else seems to have approached.
Its effect was enhanced by a voice and manner highly plausible and captivating,
and to a certain extent by the very eccentricity of his silenic physiognomy.
What is termed “his irony”, or assumption of the character of an ignorant
learner, asking information from one who knew better than himself, while it was
essential as an excuse for his practice as a questioner, contributed also to
add zest and novelty to his conversation; and totally banished from it both
didactic pedantry and seeming bias as an advocate; which, to one who talked so
much, was of no small advantage. After he had acquired celebrity, this uniform
profession of ignorance in debate was usually construed as mere affectation;
and those who merely heard him occasionally, without penetrating into his
intimacy, often suspected that he was amusing himself with ingenious paradox.
Timon the Satirist, and Zeno the Epicurean, accordingly described him as a
buffoon, who turned every one into ridicule, especially men of eminence.
It is by Plato that the negative and indirect vein of Socrates has been
worked out and immortalized; while Xenophon, who sympathized little in it, complains
that others looked at his master too exclusively on this side, and that they
could not conceive him as a guide to virtue, but only as a stirring and
propulsive force. One of the principal objects of his “Memorabilia” is, to show
that Socrates, after having worked upon novices sufficiently with the negative
line of questions, altered his tone, desisted from embarrassing them, and
addressed to them precepts not less plain and simple than directly useful in
practice. I do not at all doubt that this was often the fact, and that the
various dialogues in which Xenophon presents to us the philosopher inculcating
self-control, temperance, piety, duty to parents, brotherly love, fidelity in
friendship, diligence, benevolence, etc., on positive grounds, are a faithful
picture of one valuable side of his character, and an essential part of the
whole. Such direct admonitory influence was common to Socrates with Prodikus
and the best of the sophists.
It is, however, neither from the virtue of his life, nor from the
goodness of his precepts—though both were essential features in his
character—that he derives his peculiar title to fame, but from his originality
and prolific efficacy in the line of speculative philosophy. Of that
originality, the first portion, as has been just stated, consisted in his
having been the first to conceive the idea of an ethical science with its
appropriate end, and with precepts capable of being tested and improved; but
the second point, and not the least important, was, his peculiar method, and
extraordinary power of exciting scientific impulse and capacity in the minds of
others. It was not by positive teaching that this effect was produced. Both
Socrates and Plato thought that little mental improvement could be produced by
expositions directly communicated, or by new written matter lodged in the
memory. It was necessary that mind should work upon mind, by short question and
answer, or an expert employment of the dialectic process, in order to generate
new thoughts and powers; a process which Plato, with his exuberant fancy,
compares to copulation and pregnancy, representing it as the true way, and the
only effectual way, of propagating the philosophic spirit.
We should greatly misunderstand the negative and indirect vein of
Socrates, if we suppose that it ended in nothing more than simple negation. On
busy or ungifted minds, among the indiscriminate public who heard him, it
probably left little permanent effect of any kind, and ended in a mere feeling
of admiration for ingenuity, or perhaps dislike of paradox: on practical minds
like Xenophon, its effect was merged in that of the preceptorial exhortation :
but where the seed fell upon an intellect having the least predisposition or
capacity for systematic thought, the negation had only the effect of driving
the hearer back at first, giving him a new impetus for afterwards springing
forward. The Socratic dialectics, clearing away from the mind its mist of
fancied knowledge, and laying bare the real ignorance, produced an immediate
effect like the touch of the torpedo: the newly-created consciousness of
ignorance was alike unexpected, painful, and humiliating,—a season of doubt and
discomfort; yet combined with an internal working and yearning after truth,
never before experienced. Such intellectual quickening, which could never
commence until the mind had been disabused of its original illusion of false
knowledge, was considered by Socrates not merely as the index and precursor,
but as the indispensable condition, of future progress. It was the middle point
in the ascending mental scale; the lowest point being ignorance unconscious,
self-satisfied, and mistaking itself for knowledge; the next above, ignorance
conscious, unmasked, ashamed of itself, and thirsting after knowledge as yet
unpossessed; while actual knowledge, the third and highest stage, was only
attainable after passing through the second as a preliminary. This second, was
a sort of pregnancy; and every mind either by nature incapable of it, or in
which, from want of the necessary conjunction, it had never arisen, was barren
for all purposes of original or self-appropriated thought. Socrates regarded it
as his peculiar vocation and skill, employing another Platonic metaphor, while
he had himself no power of reproduction, to deal with such pregnant and
troubled minds in the capacity of a midwife; to assist them in that mental
parturition whereby they were to be relieved, but at the same time to
scrutinize narrowly the offspring which they brought forth; and if it should
prove distorted or unpromising, to cast it away with the rigor of a Lykurgean
nurse, whatever might be the reluctance of the mother-mind to part with its
new-born. There is nothing which Plato is more fertile in illustrating, than
this relation between the teacher and the scholar, operating not by what it put
into the latter, but by what it evolved out of him; by creating an uneasy
longing after truth, aiding in the elaboration necessary for obtaining relief,
and testing whether the doc trine elaborated possessed the real lineaments, or
merely the delusive semblance, of truth.
There are few things more remarkable than the description given of the
colloquial magic of Socrates and its vehement effects, by those who had
themselves heard it and felt its force. Its suggestive and stimulating power
was a gift so extraordinary, as well to justify any abundance of imagery on the
part of Plato to illustrate it. On the subjects to which he applied himself,
man and society, his hearers had done little but feel and affirm : Socrates undertook
to make them think, weigh, and examine themselves and their own judgments,
until the latter were brought into consistency with each other, as well as with
a known and venerable end. The generalizations embodied in their judgments had
grown together and coalesced in a manner at once so intimate, so familiar, yet
so unverified, that the particulars implied in them had passed out of notice:
so that Socrates, when he recalled these particulars out of a forgotten
experience, presented to the hearer his own opinions under a totally new point
of view. His conversations—even as they appear in the reproduction of Xenophon,
which presents but a mere skeleton of the reality—exhibit the main features of
a genuine inductive, method, struggling against the deep-lying, but unheeded,
errors of the early intellect acting by itself, without conscious march or
scientific guidance,—of the intellectus
sibi permissus,—upon which Bacon so emphatically dwells. Amidst abundance
of instantiae negatives, the
scientific value of which is dwelt upon in the “Novum Organon”, and negative
instances, too, so dexterously chosen as generally to show the way to new
truth, in place of that error which they set aside,—there is a close pressure
on the hearer’s mind, to keep it in the distinct tract of particulars, as
conditions of every just and consistent generalization; and to divert it from
becoming enslaved to unexamined formulae, or from delivering mere intensity of
persuasion under the authoritative phrase of reason. Instead of anxiety to
plant in the hearer a conclusion ready-made and accepted on trust, the
questioner keeps up a prolonged suspense with special emphasis laid upon the
particulars tending both affirmatively and negatively; nor is his purpose
answered, until that state of knowledge and apprehended evidence is created,
out of which the conclusion starts as a living product, with its own root and
self-sustaining power consciously linked with its premises. If this conclusion
so generated be not the same as that which the questioner himself adopts, it
will at least be some other, worthy of a competent and examining mind taking
its own independent view of the appropriate evidence. And amidst all the
variety and divergence of particulars which we find enforced in the language of
Socrates, the end, towards which all of them point, is one and the same,
emphatically signified, the good and happiness of social man.
It is not, then, to multiply proselytes, or to procure authoritative
assent, but to create earnest seekers, analytical intellects, foreknowing and
consistent agents, capable of forming conclusions for themselves and of
teaching others, as well as to force them into that path of inductive
generalization whereby alone trustworthy conclusions can be formed, that the
Socratic method aspires. In many of the Platonic dialogues, wherein Socrates is
brought forward as the principal disputant, we read a series of discussions and
arguments, distinct, though having reference to the same subject, but
terminating either in a result purely negative, or without any definite result
at all. The commentators often attempt, but in my judgment with little success,
either by arranging the dialogues in a supposed sequence or by various other
hypotheses, to assign some positive doctrinal conclusion as having been
indirectly contemplated by the author. But if Plato had aimed at any
substantive demonstration of this sort, we cannot well imagine that he would
have left his purpose thus in the dark, visible only by the microscope of a
critic. The didactic value of these dialogues—that wherein the genuine
Socratic spirit stands most manifest—consists, not in the positive conclusion
proved, but in the argumentative process itself, coupled with the general
importance of the subject, upon which evidence negative and affirmative is
brought to bear.
This connects itself with that which I remarked in the preceding
chapter, when mentioning Zeno and the first manifestations of dialectics,
respecting the large sweep, the many-sided argumentation, and the strength as well
as forwardness of the negative arm, in Grecian speculative philosophy. Through
Socrates, this amplitude of dialectic range was transmitted from Zeno, first to
Plato and next to Aristotle. It was a proceeding natural to men who were not
merely interested in establishing, or refuting some given particular
conclusion, but who also—like expert mathematicians in their own science—loved,
esteemed, and sought to improve the dialectic process itself, with the means of
verification which it afforded; a feeling, of which abundant evidence is to be
found in the Platonic writings. Such pleasure in the scientific
operation,—though not merely innocent, but valuable both as a stimulant and as
a guarantee against error, and though the corresponding taste among mathematicians
is always treated with the sympathy which it deserves,—incurs much unmerited
reprobation from modern historians of philosophy, under the name of love of
disputation, cavilling, or skeptical subtlety.
But over and above any love of the process, the subjects to which
dialectics were applied, from Socrates downwards,—man and society, ethics,
politics, metaphysics, etc., were, such as particularly called for this
many-sided handling. On topics like these, relating to sequences of fact which
depend upon a multitude of cooperating or conflicting causes, it is impossible
to arrive, by any one thread of positive reasoning or induction, at absolute
doctrine, which a man may reckon upon finding always true, whether he remembers
the proof or not; as is the case with mathematical, astronomical, or physical
truth. The utmost which science can ascertain, on subjects thus complicated, is
an aggregate, not of peremptory theorems and predictions, but of tendencies; by
studying the action of each separate cause, and combining them together as well
as our means admit. The knowledge of tendencies thus obtained, though falling
much short of certainty, is highly important for guidance: but it is plain that
conclusions of this nature, resulting from multifarious threads of evidence,
true only on a balance, and always liable to limitation, can never be safely
detached from the proofs on which they rest, or taught as absolute and
consecrated formulae. They require to be kept in perpetual and conscious
association with the evidences, affirmative and negative, by the joint
consideration of which their truth is established; nor can this object be
attained by any other means than by ever-renovated discussion, instituted from
new and distinct points of view, and with free play to that negative arm which
is indispensable as stimulus not less than as control. To ask for nothing but
results, to decline the labor of verification, to be satisfied with a
ready-made stock of established positive arguments as proof, and to decry the
doubter or negative reasoner, who starts new difficulties, as a common enemy,
this is a proceeding sufficiently common, in ancient as well as in modern
times. But it is, nevertheless, an abnegation of the dignity, and even of the
functions, of speculative philosophy. It is the direct reverse of the method
both of Socrates and Plato, who, as inquirers, felt that, for the great
subjects which they treated, multiplied threads of reasoning, coupled with the
constant presence of the cross-examining elenchus,
were indispensable. Nor is it less at variance with the views of Aristotle, —
though a man very different from either of them,—who goes round his subject on
all sides, states and considers all its difficulties, and insists emphatically
on the necessity of having all these difficulties brought out in full force, as
the incitement and guide to positive philosophy, as well as the test of its
sufficiency.
Understanding thus the method of Socrates, we shall be at no loss to
account for a certain variance on his part—and a still greater variance on the
part of Plato, who expanded the method in writing so much more—with the
sophists, without supposing the latter to be corrupt teachers. As they aimed at
qualifying young men for active life, they accepted the current ethical and political
sentiment, with its unexamined commonplaces and inconsistencies, merely seeking
to shape it into what was accounted a meritorious character at
Athens. They were thus exposed, along with others—and more than others, in
consequence of their reputation—to the analytical cross-examination of
Socrates, and were quite as little able to defend themselves against it.
Whatever may have been the success of Protagoras or any other among
these sophists, the mighty originality of Socrates achieved results not only
equal at the time, but incomparably grander and more lasting in reference to
the future. Out of his intellectual school sprang not merely Plato, himself a
host, but all the other leaders of Grecian speculation for the next
half-century, and all those who continued the great line of speculative
philosophy down to later times. Eukleides and the Megarid school of
philosophers,—Aristippus and the Kyrenaic,—Antisthenes and Diogenes, the first
of those called the Cynics, all emanated more or less directly from the
stimulus imparted by Socrates, though each followed a different vein of
thought. Ethics continue to be what Socrates had first made them, a distinct
branch of philosophy, alongside of which politics, rhetoric, logic, and other
speculations relating to man and society, gradually arranged themselves; all of
them more popular, as well as more keenly controverted, than physics, which at
that time presented comparatively little charm, and still less of attainable
certainty. There can be no doubt that the individual influence of Socrates
permanently enlarged the horizon, improved the method, and multiplied the
ascendant minds, of the Grecian speculative world, in a manner never since
paralleled. Subsequent philosophers may have had a more elaborate doctrine, and
a larger number of disciples who imbibed their ideas; but none of them applied
the same stimulating method with, the same efficacy; none of them struck out of
other minds that fire which sets light to original thought; none of them either
produced in others the pains of intellectual pregnancy, or extracted from
others the fresh and unborrowed offspring of a really parturient mind.
Having thus touched upon Sokrates, both as first opener of the field of
ethics to scientific study, and as author of a method, little copied and never
paralleled since his time, for stimulating in other mind’s minds earnest
analytical inquiry, I speak last about his theoretical doctrine. Considering
the fanciful, far fetched ideas, upon which alone the Pythagoreans and others
predecessors had shaped their theories respecting virtues and vices, the wonder
is that Socrates, who had no better guides to follow, should have laid down an
ethical doctrine which has the double merit of being true, as far as it goes,
legitimate, and on comprehensive generality: though it errs, mainly by stating
a part of the essential conditions of virtue—sometimes also a part of the
ethical end—as if it were the whole. Socrates resolved all virtue into
knowledge or wisdom; all vice, into ignorance or folly. To do right was the
only way to impart happiness, or the least degree of unhappiness compatible
with any given situation: now this was precisely what everyone wished for and
aimed at; only that many persons, from ignorance, took the wrong road; and no
man was wise enough always to take the right. But as no man was willingly his
own enemy, so no man ever did wrong willingly; it was because he was not fully
or correctly informed of the consequences of his own actions; so that the
proper remedy to apply was enlarged teaching of consequences and improved
judgment. To make him willing to be taught, the only condition required was to
make him conscious of his own ignorance; the want of which consciousness was
the real cause both of indocility and of vice.
That this doctrine sets forth one portion of the essential conditions of
virtue, is certain; and that too the most commanding portion, since there can
be no assured moral conduct except under the supremacy of reason. But that it
omits to notice, what is not less essential to virtue, the proper condition of
the emotions, desires, etc., taking account only of the intellect, is also
certain; and has been remarked by Aristotle as well as by many others. It is
fruitless, in my judgment, to attempt by any refined explanation to make out
that Socrates meant, by “knowledge”, something more than what is directly
implied in the word. He had present to his mind, as the grand depravation of
the human being, not so much vice, as madness; that state in which a man does not
know what he is doing. Against the vicious man, securities both public and
private may be taken, with considerable effect; against the madman there is no
security except perpetual restraint. He is incapable of any of the duties
incumbent on social man, nor can he, even if he wishes, do good either to
himself or to others. The sentiment which we feel towards such an unhappy being
is, indeed, something totally different from moral reprobation, such as we feel
for the vicious man who does wrong knowingly. But Socrates took measure of both
with reference to the purposes of human life and society, and pronounced that
the latter was less completely spoiled for those purposes than the former.
Madness was ignorance at its extreme pitch, accompanied, too, by the circumstance
that the madman himself was unconscious of his own ignorance, acting under a
sincere persuasion that he knew what he was doing. But short of this extremity,
there were many varieties and gradations in the scale of ignorance, which, if
accompanied by false conceit of knowledge, differed from madness only in
degree, and each of which disqualified a man from doing right, in proportion to
the ground which it covered. The worst of all ignorance—that which stood
nearest to madness—was when a man was ignorant of himself, fancying that he
knew what he did not really know, and that he could do, or avoid, or endure,
what was quite beyond his capacity; when, for example, intending to speak the
same truth, he sometimes said one thing, sometimes another; or, casting up the
same arithmetical figures, made sometimes a greater sum, sometimes a less. A
person who knows his letters, or an arithmetician, may doubtless write bad
orthography or cast-up incorrectly, by design, but can also perform the
operations correctly, if he chooses; while one ignorant of writing, or of
arithmetic, cannot do it correctly, even though he should be anxious to do so.
The former, therefore, comes nearer to the good orthographer or arithmetician
than the latter. So, if a man knows what is just, honorable, and good, but
commits acts, of a contrary character, he is juster, or comes nearer to being a
just man, than one who does not know what just acts are, and does not
distinguish them from unjust; for this latter cannot conduct himself justly,
even if he desires it ever, so much.
The opinion here maintained illustrates forcibly the general doctrine of
Socrates. I have already observed that the fundamental idea, which governed,
his, train of reasoning, was, the analogy of each man’s social life, and duty
to a special profession or trade. Now what is principally inquired-after in
regard to these special men, is their professional capacity; without this, no
person would ever think of employing them, let their dispositions be ever so
good; with it, good dispositions and diligence are presumed, unless there be
positive grounds for suspecting the contrary. But why do we indulge such
presumption? Because their pecuniary interest, their professional credit, and
their place among competitors, are staked upon success, so that we reckon upon
their best efforts. But in regard to that manifold and indefinite series of
acts which constitute the sum total of social duty, a man has no such special
interest to guide and impel him, nor can we presume in him those dispositions
which will insure his doing right, wherever he knows what right is. Mankind are
obliged to give premiums for these dispositions, and to attach penalties to the
contrary, by means of praise and censure; moreover, the natural sympathies and antipathies
of ordinary minds, which determine so powerfully the application of moral
terms, run spontaneously in this direction, and even overshoot the limit which
reason would prescribe. The analogy between the paid special duty, and the
general social duty, fails in this particular. Even if Socrates were correct as
to the former,—and this would be noway true,—in making the intellectual
conditions of good conduct stand for the whole, no such inference could safely
be extended to the latter.
Socrates affirmed that well-doing was the noblest pursuit of man.
Well-doing consisted in doing a thing well after having learned it, and
practised it by the rational and proper means; it was altogether disparate from
good fortune, or success without rational scheme and preparation. “The best man
(he said), and the most beloved by the gods, is he who, as an husbandman,
performs well the duties of husbandry; as a surgeon, those of medical art; in
political life, his duty towards the commonwealth. But the man who does nothing
well, is neither useful, nor agreeable to the gods”. This is the Socratic view
of human life; to look at it as an assemblage of realities and practical
details; to translate the large words of the moral vocabulary into those homely
particulars to which at bottom they refer; to take account of acts, not of
dispositions apart from act (in contradiction to the ordinary flow of the moral
sympathies); to enforce upon every one, that what he chiefly required was
teaching and practice, as preparations for act; and that, therefore ignorance,
especially ignorance mistaking itself for knowledge, was his capital
deficiency. The religion of Socrates, as well as his ethics, had reference to
practical human ends; nor had any man ever less of that transcendentalism in
his mind, which his scholar Plato exhibits in such abundance.
It is indisputable, then, that Socrates laid down a general ethical
theory which is too narrow, and which states a part of the truth as if it were
the whole. But, as it frequently happens with philosophers who make the like
mistake, we find that he did not confine his deductive reasonings within the
limits of the theory, but escaped the erroneous consequences by a partial
inconsistency. For example; no man ever insisted more emphatically than him on
the necessity of control over the passions and appetites, of enforcing good
habits, and on the value of that state of the sentiments and emotions which
such a course tended to form. In truth, this is one particular characteristic
of his admonitions. He exhorted men to limit their external wants, to be
sparing in indulgence, and to cultivate, even in preference to honors and
advancement, those pleasures which would surely arise from a performance of
duty, as well as from self-examination and the consciousness of internal
improvement. This earnest attention, in measuring the elements and conditions
of happiness, to the state of the internal associations as contrasted with the
effect of external causes, as well as the pains taken to make it appear how much
the latter depend upon the former for their power of conferring happiness, and
how sufficient is moderate good fortune in respect to externals, provided the
internal man be properly disciplined, is a vein of thought which pervades both
Socrates and Plato, and which passed from them, under various modifications, to
most of the subsequent schools of ethical philosophy. It is probable that
Protagoras or Prodikus, training rich youth for active life, without altogether
leaving out such internal element of happiness, would yet dwell upon it less; a
point of decided superiority in Socrates.
The political opinions of Socrates were much akin to his ethical, and
deserve especial notice, as having in part contributed to his condemnation by
the dikastery. He thought that the functions of government belonged
legitimately to those who knew best how to exercise them for the advantage of
the governed. “The legitimate king or governor was not the man who held the
sceptre, nor the man elected by some vulgar persons, nor he who had got the
post by lot, nor he who had thrust himself in by force or by fraud, but he
alone who knew how to govern well”. Just as the pilot governed on shipboard,
the surgeon in a sick man’s house, the trainer in a palaestra; everyone else
being eager to obey these professional superiors, and even thanking and
recompensing them for their directions, simply because their greater knowledge
was an admitted fact. It was absurd, Socrates used to contend, to choose public
officers by lot, when no one would trust himself on shipboard under the care of
a pilot selected by hazard, nor would any one pick out a carpenter or a
musician in like manner.
We do not know what provision Socrates suggested for applying his
principle to practice, for discovering who was the fittest man in point of
knowledge, or for superseding him in case of his becoming unfit, or in case
another fitter than he should arise. The analogies of the pilot, the surgeon,
and professional men generally, would naturally conduct him to election by the
people, renewable after temporary periods; since no one of these professional
persons, whatever may be his positive knowledge, is ever trusted or obeyed
except by the free choice of those who confide in him, and who may at any time
make choice of another. But it does, not appear that Socrates followed out this
part of the analogy. His companions remarked to him that his first-rate
intellectual ruler would be a despot, who might, if he pleased, either, refuse
to listen to good advice, or even put to death those who gave it. “He will
not-act thus”, replied Socrates, “for if he does, he will himself be the
greatest loser”.
We may notice in this doctrine of Socrates the same imperfection as that
which is involved in the ethical doctrine; a disposition to make the
intellectual conditions of political fitness stand for the whole. His negative
political, doctrine is not to be mistaken : he approved neither of democracy
nor of oligarchy. As he was not attached, either by sentiment or by conviction,
to the constitution of Athens, so neither had he the least sympathy with
oligarchical usurpers, such as the Four Hundred and the Thirty. His positive
ideal state, as far as we can divine it, would have been something like that
which is worked out in the “Cyropaedia” of Xenophon.
In describing the persevering activity of Socrates, as a religious and
intellectual missionary, we have really, described his life; for he had no
other occupation than this continual intercourse with the Athenian public; his
indiscriminate conversation, and invincible dialectics. Discharging faithfully
and bravely his duties as an hoplite on military service,—but keeping aloof
from official duty in the dikastery, the public assembly, or the senate-house,
except in that one memorable year of the battle of Arginusae,— he incurred none
of those party animosities which an active public life at Athens often
provoked. His life was legally blameless, nor had he ever been brought up
before the dikastery until his one final trial, when he was seventy years of
age. That he stood conspicuous before the public eye in 423 B.C., at the time
when the “Clouds” of Aristophanes were brought on the stage, is certain : he
may have been, and probably was, conspicuous even earlier: so that we can
hardly allow him less than thirty years of public, notorious, and efficacious
discoursing, down to his trial in 399 B.C.
It was in that year that Melitus, seconded by two auxiliaries, Anytus
and Lykon, presented against him, and hung up in the appointed place, the
portico before the office of the second or king-archon, an indictment against
him in the following terms “Socrates is guilty of crime: first, for not
worshipping the gods whom the city worships, but introducing new divinities of
his own; next, for corrupting the youth. The penalty due is — death”.
It is certain that neither the conduct nor the conversation of Socrates
had undergone any alteration for many years past; since the sameness of his
manner of talking, is both derided by his enemies and confessed by himself. Our
first sentiment, therefore, apart from the question of guilt or innocence, is
one of astonishment, that he should have been prosecuted, at seventy years of
age, for persevering in an occupation which he had publicly followed during
twenty-five or thirty years preceding. Xenophon, full of reverence for his
master, takes up the matter on much higher ground, and expresses himself in a
feeling of indignant amazement that the Athenians could find anything to
condemn in a man every way so admirable. But whoever attentively considers the
picture which I have presented of the purpose, the working, and the extreme
publicity of Socrates, will rather be inclined to wonder, not that the
indictment was presented at last, but that some such indictment had not been
presented long before. Such certainly is the impression suggested by the
language of Socrates himself, in the Platonic Apology. He there proclaims,
emphatically, that though his present accusers were men of consideration, it
was neither their enmity, nor their eloquence, which he had now principally to
fear; but the accumulated force of antipathy,—the numerous and important
personal enemies, each with sympathizing partisans,—the long-standing and
uncontradicted calumnies, raised against him throughout his cross-examining
career.
In truth, the mission of Socrates, as he himself describes it, could not
but prove eminently unpopular and obnoxious. To convince a man that, of matters
which he felt confident of knowing, and had never thought of questioning or
even of studying, he is really profoundly ignorant, insomuch that he cannot
reply to a few pertinent queries without involving himself in flagrant
contradictions, is an operation highly salutary, often necessary, to his future
improvement; but an operation of painful surgery, in which, indeed, the
temporary pain experienced is one of the conditions almost indispensable to the
future beneficial results. It is one which few men can endure without hating
the operator at the time; although doubtless such hatred would not only
disappear, but be exchanged for esteem and admiration, if they persevered until
the full ulterior consequences of the operation developed themselves. But we
know, from the express statement of Xenophon, that many, who underwent this
first pungent thrust of his dialectics, never came near him again: he
disregarded them as laggards, but their voices did not the less count in the
hostile chorus. What made that chorus the more formidable, was the high quality
and position of its leaders. For Socrates himself tells us, that the men whom
he chiefly and expressly sought out to cross-examine, were the men of celebrity
as statesmen, rhetors, poets, or artisans; those at once most sensitive to such
humiliation, and most capable of making their enmity effective.
When we reflect upon this great body of antipathy, so terrible both from
number and from constituent items, we shall wonder only that Socrates could
have gone on so long standing in the market-place to aggravate it, and that the
indictment of Melitus could have been so long postponed; since it was just as
applicable earlier as later, and since the sensitive temper of the people, as
to charges of irreligion, was a well-known fact. The truth is, that as history
presents to us only one man who ever devoted his life to prosecute this duty of
an elenchic, or cross-examining
missionary, so there was but one city, in the ancient world at least, wherein
he would have been allowed to prosecute it for twenty-five years with safety
and impunity; and that city was Athens. I have in a previous volume noted the
respect for individual dissent of opinion, taste, and behavior, among one
another, which characterized the Athenian population, and which Perikles puts
in emphatic relief as a part of his funeral discourse. It was this established
liberality of the democratical sentiment at Athens which so long protected the
noble eccentricity of Socrates from being disturbed by the numerous enemies
which he provoked: at Sparta, at Thebes, at Argos, Miletus, or Syracuse; his
blameless life would have been insufficient as a shield, and his irresistible
dialectic power would have caused him to be only the more speedily silenced.
Intolerance is the natural weed of the human bosom, though its growth or
development may be counteracted by liberalizing causes; of these, at Athens,
the most powerful was, the democratical constitution as there worked, in
combination with diffused intellectual and aesthetical sensibility, and keen
relish for discourse. Liberty of speech was consecrated, in every man’s
estimation, among the first of privileges; every man was accustomed to hear
opinions, opposite to his own, constantly expressed, and to believe that others
had a right to their opinions as well as himself. And though men would not, as
a general principle, have extended such toleration to religious subjects, yet
the established habit in reference to other matters greatly influenced their
practice, and rendered them more averse to any positive severity against avowed
dissenters from the received religious belief. It is certain that there was at
Athens both a keener intellectual stimulus, and greater freedom as well of
thought as of speech, than in any other city of Greece. The long toleration of
Socrates is one example of this general fact, while his trial proves little,
and his execution nothing, against it, as will presently appear.
There must doubtless have been particular circumstances, of which we are
scarcely at all informed, which induced his accusers to prefer their indictment
at the actual moment, in spite of the advanced age of Socrates.
In the first place, Anytus, one of the accusers of Socrates, appears to
have become incensed against him on private grounds The son of Anytus had
manifested interest in his conversation, and Socrates, observing in the young,
man intellectual impulse and promise, endeavored to dissuade his father from
bringing him up to his own trade of a leather-seller. It was in this general
way that a great proportion of the antipathy against Socrates was excited, as
he himself tells us in the Platonic Apology. The young men were those to whom
he chiefly addressed himself, and who, keenly relishing his conversation, often
carried home new ideas which displeased their fathers; hence the general charge
against Socrates, of corrupting the youth. Now this circumstance had recently
happened in the peculiar case of Anytus, a rich tradesman, a leading man in
politics, and just now of peculiar influence in the city, because he had been
one of the leading fellow-laborers with Thrasybulus in the expulsion of the
Thirty, manifesting an energetic and meritorious patriotism. He, like
Thrasybulus and many, others, had sustained great loss of property during the oligarchical dominion; which
perhaps made him the more strenuous in requiring that his son should pursue
trade with assiduity, in order to restore the family fortunes. He seems,
moreover, to have been an enemy of all teaching which went beyond the narrowest
practicality, hating alike Socrates and the sophists.
While we can thus point out a recent occurrence, which had brought one
of the most ascendant politicians in the city into special exasperation
against. Socrates, another circumstance which weighed him down was his past
connection with the deceased Kritias and Alcibiades. Of these two men, the
latter, though he had some great admirers, was on the whole odious; still more
from his private insolence and enormities than from his public treason as an
exile. But the name of Kritias was detested, and deservedly detested, beyond
that of any other man in Athenian history, as the chief director of the
unmeasured spoliation and atrocities committed by the Thirty.
That Socrates had educated both Kritias and Alcibiades, was affirmed by
the accusers, and seemingly believed by the general public, both at the time
and afterwards. That both of them had been among those who conversed with him,
when young men, is an unquestionable fact; to what extent, or down to what
period, the conversation was carried, we cannot distinctly ascertain. Xenophon
affirms that both, of them frequented his society when young, to catch from him
an argumentative facility which might be serviceable to their political
ambition; that he curbed their violent and licentious propensities, so long as
they continued to come to him; that both of them manifested a respectful
obedience to him, which seemed in little consonance with their natural tempers;
but that they soon quitted him, weary of such restraint, after having acquired
as much as they thought convenient of his peculiar accomplishment. The writings
of Plato, on the contrary, impress us with the idea that the association of
both of them with Socrates must have been more continued and intimate; for both
of them are made to take great part in the Platonic, dialogues, while the attachment
of Socrates to Alcibiades is represented as stronger than that which he ever
felt towards any other man; a feat not difficult to explain, since the latter,
notwithstanding his ungovernable dispositions, was distinguished in his youth
not less for capacity and forward impulse, than for beauty; and since youthful
beauty fired the imagination of the Greeks, especially that of Socrates, more
than the charms of the other sex. From the year 420 B.C., in which the activity
of Alcibiades as a political leader commenced, it seems unlikely that he could
have seen much of Socrates, and after the year 415 B.C. the fact is impossible;
since in that year he became a permanent exile, with the exception of three or
four months in the year 407 .B.C. At the moment of the trial of Socrates,
therefore, his connection with Alcibiades must at least have been a fact long
past and gone. Respecting Kritias, we make out less; and as he was a kinsman at
his trial, and himself an accomplished and literary man, his association with
Socrates may have continued longer; at least a color was given for so
asserting. Though the supposition that any of the vices either of Kritias or
Alcibiades were encouraged, or even tolerated, by Socrates, can have arisen in
none but prejudiced or ill-informed minds, yet it is certain that such a
supposition was entertained; and that it placed him before the public in an
altered position after the enormities of the Thirty. Anytus, incensed with him
already on the subject of his son, would be doubly incensed against him as the
reputed tutor of Kritias.
Of Melitus, the primary, though not the most important accuser, we know
only that he was a poet; of Lykon, that he was a rhetor. Both these classes had
been alienated by the cross-examining dialectics to which many of their number
had been exposed by Socrates. They were the last men to bear such an exposure
with patience, and their enmity, taken as a class rarely unanimous, was truly
formidable when it bore upon any single individual.
We know nothing of the speeches of either of the accusers before the
dikastery, except what can be picked out from the re marks in Xenophon and the
defence of Plato. Of the three counts of the indictment, the second was the
easiest for them to support on plausible grounds. That Socrates was a religious
innovator, would be considered as proved by the peculiar divine sign, of which
he was wont to speak freely and publicly, and which visited no one except
himself. Accordingly, in the Platonic Defence, he never really replies to this
second charge. He questions Melitus before the dikastery, and the latter is
represented as answering, that he meant to accuse Socrates of not believing in
the gods at all; to which imputed disbelief Socrates answers with an emphatic
negative. In support of the first count, however, the charge of general
disbelief in the gods recognized by the city, nothing in his conduct could be
cited; for he was exact in his legal worship like other citizens, and even more
than others, if Xenophon is correct. But it would appear that the old
calumnies of the Aristophanic “Clouds” were revived, and that the effect of
that witty drama, together with similar efforts of Eupolis and others, perhaps
hardly less witty, was still enduring; a striking proof that these comedians were
no impotent libellers. Socrates manifests greater apprehension of the effect of
the ancient impressions, than of the speeches which had been just delivered
against him: but these latter speeches would of course tell, by refreshing the
sentiments of the past, and reviving the Aristophanic picture of Socrates, as a
speculator on physics as well as a rhetorical teacher for pleading, making the
worse appear the better reason. Socrates, in the Platonic Defence, appeals to
the number of persons who had heard him discourse, whether any of them had ever
heard him say one word on the subject of physical studies; while Xenophon goes
further, and represents him as having positively discountenanced them, on the
ground of impiety.
As there were three distinct accusers to speak against Socrates, so we
may reasonably suppose that they would concert beforehand on what topics each
should insist; Meletus undertaking that which related to religion, while Anytus
and Lykon would dwell on the political grounds of attack. In the Platonic
Apology, Socrates comments emphatically on the allegations of Melitus,
questions him publicly before the dikasts, and criticizes his replies: he makes
little allusion to Anytus, or to anything except what is formally embodied in
the indictment; and treats the last count, the charge of corrupting youth, in
connection with the first, as if the corruption alleged consisted in
irreligious teaching. But Xenophon intimates that the accusers, in enforcing
this allegation of pernicious teaching, went into other matters quite distinct
from the religious tenets of Socrates, and denounced him as having taught them
lawlessness and disrespect, as well towards their parents as towards their
country. We find mention made in Xenophon of accusatory grounds similar to
those in the “Clouds”; similar also to those which modern authors usually
advance against the sophists.
Socrates, said Anytus and the other accusers, taught young men to
despise the existing political constitution, by remarking that the Athenian
practice of naming archons by lot was silly, and that no man of sense would
ever choose in this way a pilot or a carpenter, though the mischief arising
from bad qualification was in these cases fax less than in the case of the
archons. Such teaching, it was urged, destroyed in the minds of the hearers
respect for the laws and constitution, and rendered them violent and
licentious. As examples, of the way in which it had worked, his two pupils
Kritias and Alcibiades might be cited, both formed in his school; one, the most
violent and rapacious of the Thirty recent oligarchs; the other, a disgrace to
the democracy, by, his outrageous insolence and licentiousness; both of them
authors of ruinous, mischief to the city.
Moreover, the youth learned from him conceit of their own superior
wisdom, and the habit of insulting their fathers as well as of slighting their
other kinsmen. Socrates told them, it was urged, that even their fathers, in
case of madness, might be lawfully put under restraint; and that when a man
needed service, those whom he had to look to, were not his kinsmen, as such,
but the persons best qualified to render it; thus, if he was sick, he must
consult a surgeon; if involved in a lawsuit, those who were most conversant
with such a situation. Between friends also, mere good feeling and affection
was of little use; the important circumstance was that they should acquire the
capacity of rendering mutual service to each other. No one was worthy of esteem
except the man who knew what was proper to be done, and could explain it to
others: which meant, urged the accuser, that Socrates was not only the wisest
of men, but the only person capable of making his pupils wise; other advisers
being worthless compared with him.
He was in the habit too, the accusation proceeded, of citing the worst
passages out of distinguished poets, and of perverting them to the mischievous
purpose of spoiling the dispositions of youth, planting in them criminal and
despotic tendencies. Thus he quoted a line of Hesiod: “No work is disgraceful;
but indolence is disgraceful”, explaining it to mean, that a man might without
scruple do any sort of work, base or unjust as it might be, for the sake of
profit. Next, Socrates was particularly fond of quoting those lines of Homer,
in the second book of the Iliad, wherein Odysseus is described as bringing back
the Greeks, who had just dispersed from the public agora in compliance with the
exhortation of Agamemnon, and were hastening to their ships. Odysseus caresses
and flatters the chiefs, while he chides and even strikes the common men;
though both were doing the same thing, and guilty of the same fault; if fault it was, to obey what the
commander-in-chief had himself just suggested. Socrates interpreted this
passage, the accuser affirmed, as if Homer praised the application of stripes
to poor men and the common people.
Nothing could be easier than for an accuser to find matter for
inculpation of Socrates, by partial citations, from his continual discourses,
given without the context or explanations which had accompanied them; by bold
invention, where even this partial basis was wanting; sometimes also, by taking
up real error, since no man who is continually talking, especially extempore,
can always talk correctly. Few teachers would escape, if penal sentences were
permitted to tell against them, founded upon evidence such as this. Xenophon,
in noticing the imputations, comments upon them all, denies some, and explains
others. As to the passages out of Hesiod and Homer, he affirms that Socrates drew
from them inferences quite contrary to those alleged; which latter seem,
indeed, altogether unreasonable, invented to call forth the deep-seated
democratical sentiment of the Athenians, after the accuser had laid his
preliminary ground by connecting Socrates with Kritias and Alcibiades. That
Socrates improperly depreciated either filial duty or the domestic affections,
is in like manner highly improbable. We may much more reasonably believe the
assertion of Xenophon, who represents him to have exhorted the hearer to make
himself as wise, and as capable of rendering service, as possible; so that,
when he wished to acquire esteem from father or brother or friend, he might not
sit still, in reliance on the simple fact of relationship, but might earn meh
feeling by doing them positive good. To tell a young man that mere good feeling
would be totally insufficient, unless he were prepared and competent to carry
it into action, is a lesson which few parents would wish to discourage. Nor
would any generous parent make it a crime against the teaching of Socrates,
that it rendered his son wiser than himself, which probably it would do. To
restrict the range of teaching for a young man, because it may make him think
himself wiser than his father, is only one of the thousand shapes in which the
pleading of ignorance against knowledge was then, and still continues
occasionally to be, presented.
Nevertheless, it is not to be denied that these attacks of Anytus bear
upon the vulnerable side of the Socratic general theory of ethics, according to
which virtue was asserted to depend upon knowledge. I have already remarked
that this is true, but not the whole truth; a certain state of the affections
and dispositions being not less indispensable, as conditions of virtue, than a certain
state of the intelligence. An enemy, therefore, had some pretence for making it
appear that Socrates, stating a part of the truth as the whole, denied or
degraded all that remained. But though this would be a criticism not entirely
unfounded against his general theory, it would not hold against his precepts or
practical teaching, as we find them in Xenophon; for these, as I have remarked,
reach much wider than his general theory, and inculcate the cultivation of
habits and dispositions not less strenuously than the acquisition of knowledge.
The censures affirmed to have been cast by Socrates against the choice
of archons by lot at Athens, are not denied by Xenophon. The accuser urged that
by such censures Socrates excited the young men to despise the established
constitution, and to become lawless and violent in their conduct. This is just
the same pretence, of tendency to bring the government into hatred and
contempt, on which in former days prosecutions for public libel were instituted
against writers in England, and on which they still continue to be abundantly
instituted in France, under the first President of the Republic. There can
hardly be a more serious political mischief than such confusion of the
disapproving critic with a conspirator, and imposition of silence upon
dissentient minorities. Nor has there ever been any case in which such an
imputation was more destitute of color than that of Socrates, who appealed
always to men’s reason and very little to their feelings; so little, indeed,
that modern authors make his coldness a matter of charge against him; who never
omitted to inculcate rigid observance of the law, and set the example of such
observance himself. Whatever may have been his sentiments about democracy, he
always obeyed the democratical government, nor is there any pretence for
charging him with participation in oligarchical schemes. It was the Thirty who,
for the first time in his long life, interdicted his teaching altogether, and
were on the point almost of taking his life; while his intimate friend
Chaerephon was actually in exile with the democrats.
Xenophon lays great emphasis on two points, when defending Socrates
against his accusers. First, that his own conduct was virtuous, self-denying,
and strict in obedience to the law. Next, that he accustomed his hearers to
hear nothing except appeals to their reason, and impressed on them obedience
only to their rational convictions. That such a man, with so great a weight of
presumption in his favor, should be tried and found guilty as a corruptor of
youth,—the most undefined of all imaginable charges,—is a grave and melancholy
fact in the history of mankind. Yet when we see upon what light evidence modern
authors are willing to admit the same charge against the sophists, we have no right
to wonder that the Athenians when addressed, not through that calm reason to
which Socrates appealed, but through all their antipathies, religious as well
as political, public as well as private—were exasperated into dealing with him
as the type and precursor of Kritias and Alcibiades.
After all, the exasperation, and the consequent verdict of guilty, were
not wholly the fault of the dikasts, nor wholly brought about by his accusers
and his numerous private enemies. No such verdict would have been given, unless
by what we must call the consent and concurrence of Socrates himself. This is
one of the most important facts of the case, in reference both to himself and
to the Athenians.
We learn from, his own statement in the Platonic Defence, that the verdict
of guilty was only pronounced by a majority of five or six, amidst a body so
numerous as an Athenian dikastery; probably five hundred and fifty-seven in
total number, if a confused statement in Diogenes Laertius can be trusted. Now
anyone who reads that defence, and considers it in conjunction with the
circumstances of the case and the feelings of the dikasts, will see that its
tenor is such as must, have turned a much greater number of votes than six
against him. And we are informed by the distinct testimony of Xenophon, that
Socrates approached his trial with the feelings of one who hardly wished to be
acquitted. He took no thought whatever for the preparation of his defence; and
when his friend Hermogenes remonstrated with him on the serious consequences of
such an omission, he replied, first, that the just and blameless life, which he
was conscious of having passed, was the best of all preparations for defence;
next, that having once begun; to meditate on what it would be proper for him to
say, the divine sigh had interposed to forbid him from proceeding. He went on
to say, that it was no wonder that the gods should deem it better for him to
die now, than to live longer. He had hitherto lived in perfect satisfaction,
with a consciousness of progressive moral improvement, and with esteem, marked
and unabated, from his friends. If his life were prolonged, old age would soon
overpower him, he would lose in part his sight, his hearing, or his
intelligence; and life with such abated efficacy and dignity would be
intolerable to him. Whereas, if he were condemned now, he should be condemned
unjustly, which would be a great disgrace to his judges, but none to him; nay,
it would even procure for him increase of sympathy and admiration, and a more
willing acknowledgment from every one that he had been both a just man and an
improving preceptor.
These words, spoken before his trial, intimate a state of belief which
explains the tenor of the defence, and formed one essential condition of the
final result. They prove that Socrates not only cared little for being
acquitted, but even thought that the approaching trial was marked out by the
gods as the term of his life, and that there were good reasons why he should
prefer such a consummation as best for himself. Nor is it wonderful that he
should entertain that opinion, when we recollect the entire ascendency within
him of strong internal conscience and intelligent reflection, built upon an
originally fearless temperament, and silencing what Plato calls “the child within
us, who trembles before death”; his great love of colloquial influence, and
incapacity of-living without it; his old age, now seventy years, rendering it
impossible that such influence could much longer continue, and the opportunity
afforded to him, by now towering above ordinary men under the like
circumstances, to read an impressive lesson, as well as to leave behind him a
reputation yet more exalted than that which he had hitherto acquired. It was in
this frame of mind that Socrates came to his trial, and undertook his
unpremeditated defence, the substance of which we now read in the Platonic
Apology. His calculations, alike high-minded and well-balanced, were completely
realized. Had he been acquitted after such a defence, it would have been not
only a triumph over his personal enemies, but would have been a sanction on the
part of the people and the popular dikastery to his teaching, which indeed, had
been enforced by Anytus, in his accusing argument, in reference to acquittal
generally, even before he heard the defence: whereas his condemnation, and the
feelings with which he met it, have shed double and triple lustre over his
whole life and character.
Prefaced by this exposition of the feelings of Socrates, the Platonic
Defence becomes not merely sublime and impressive, but also the manifestation
of a rational and consistent purpose. It does, indeed, include a vindication of
himself against two out of the three counts of the indictment; against the
charge of not believing in the recognized gods of Athens, and that of
corrupting the youth; respecting the second of the three, whereby he was
charged with religious innovation, he says little or nothing. But it bears no
resemblance to the speech of one standing on his trial, with the written
indictment concluding “Penalty, Death”, hanging up in open court before him. On
the contrary, it is an emphatic lesson to the hearers, embodied in the frank
outpouring of a fearless and self-confiding conscience. It is undertaken, from
the beginning, because the law commands; with a faint wish, and even not an
unqualified wish, but no hope, that it may succeed. Socrates first replies to
the standing antipathies against him without, arising from the number of
enemies whom his cross-examining elenchus had aroused against him, and from
those false reports which the Aristophanic “Clouds” had contributed so much to
circulate. In accounting for the rise of these antipathies, he impresses upon
the dikasts the divine mission under which he was acting, not without
considerable doubts whether they will believe him to be in earnest; and gives
that interesting exposition of his intellectual campaign, against “the conceit
of knowledge without the reality”, of which I have already spoken. He then goes
into the indictment, questions Melitus in open court, and dissects his answers.
Having rebutted the charge of irreligion, he reverts again to the imperative
mandate of the gods under which he is acting, “to spend his life in the search
for wisdom, and in examining himself as well as others”; a mandate, which if he
were to disobey, he would be then justly amenable to the charge of irreligion;
and he announces to the dikasts distinctly, that, even if they were now to
acquit him, he neither could nor would relax in the course which he had been pursuing.
He considers that the mission imposed upon him is among the greatest blessings
ever conferred by the gods upon Athens. He deprecates those murmurs of surprise
or displeasure, which his discourse evidently called forth more than once,
though not so much on his own account as on that of the dikasts, who will be
benefited by hearing him, and who will hurt themselves and their city much more
than him, if they should now pronounce condemnation. It was not on his own
account that he sought to defend himself, but on account of the Athenians, lest
they by condemning him should sin against the gracious blessing of the god;
they would not easily find such another, if they should put him to death.
Though his mission had spurred him on to indefatigable activity in individual
colloquy, yet the divine sign had always forbidden him from taking active part
in public proceedings; on the two exceptional occasions when he had stood
publicly forward,— once under the democracy, once under the oligarchy,—he had
shown the same resolution as at present; not to be deterred by any terrors from
that course which he believed to be just. Young men were delighted as well
as improved by listening to his cross-examinations; in proof of the charge that
he had corrupted them, no evidence had been produced; neither any of
themselves, who, having been once young when they enjoyed his conversation, had
since grown elderly; nor any of their relatives; while he on his part could
produce abundant testimony to the improving effect of his society, from the
relatives of those who had profited by it. “No man (says he) knows what death
is; yet men fear it as if they knew well that it was the greatest of all evils,
which is just a case of that worst of all ignorance, the conceit of knowing
what you do not really know. For my part, this is the exact point on which I
differ from most other men, if there be any one thing in which I am wiser than
they; as I know nothing about Hades, so I do not pretend to any knowledge; but
I do know well, that disobedience to a person better than myself, either god or
man; is both an evil and a shame; nor will I ever embrace evil certain, in
order to escape evil which may for aught I know be a good. Perhaps-you may feel
indignant at the resolute tone of my defence; you may have expected that I
should do as most others do in less dangerous trials than mine; that I should
weep, beg and entreat for my life, and bring forward my children and relatives
to do the same. I have relatives like other men, and three children; but not
one of them shall appear before you for any such purpose. Not from any insolent
dispositions on my part, nor any wish to put a slight upon you, but because I
hold such conduct to be degrading to the reputation which I enjoy; for I have a
reputation for superiority among you, deserved or undeserved as it may be. If
is a disgrace to Athens, when her esteemed men lower themselves, as they do but
too often, by such mean and cowardly supplications; and you dikasts, instead of
being prompted thereby to spare them, ought rather to condemn them the more for
so dishonoring the city. Apart from any reputation of mine, too, I should be a
guilty man, if I sought to bias you by supplications. My duty is to instruct
and persuade you, if I can; but you have sworn to follow your convictions in
judging according to the laws, not to make the laws bend to your partiality;
and it is your duty so to do. Far be it from me to habituate you to perjury;
far be it from you to contract any such habit. Do not, therefore, require of me
proceedings dishonorable in reference to myself, as well as criminal and
impious in regard to you, especially at a moment when I am myself rebutting an
accusation of impiety advanced by Melitus. I leave to you and to the god, to
decide as may turn out best both for me and for you”.
No one who reads the Platonic Apology of Socrates will ever wish that he
had made any other defense. But it is the speech of one who deliberately
foregoes the immediate purpose of a defence, persuasion of his judges; who
speaks for posterity, without regard to his own life: “sola, posteritatis cum,
et abruptis vitae blandimentis”. The effect produced upon the dikasts was such
as Socrates anticipated beforehand, and heard afterwards without surprise as
without discomposure, in the verdict of guilty. His only surprise was at the
extreme smallness of the majority whereby that verdict was passed. And this is
the true matter for astonishment. Never before had the Athenian dikasts heard
such a speech addressed to them. While all of them, doubtless, knew Socrates as
a very able and very eccentric man, respecting his purposes and character they
would differ; some regarding him with unqualified hostility, a few others with
respectful admiration, and a still larger number with simple admiration for
ability, without any decisive sentiment either of antipathy or esteem.
But by all these three categories, hardly excepting even his admirers,
the speech would be felt to carry one sting which never misses its way to the
angry feelings of the judicial bosom, whether the judges in session be one or a
few or many, the sting of affront to the court. The Athenian dikasts were
always accustomed to be addressed with deference, often with subservience :
they now heard themselves lectured by a philosopher who stood before them like
a fearless and invulnerable superior, beyond their power, though awaiting their
verdict; one who laid claim to a divine mission, which probably many of them
believed to be an imposture, and who declared himself the inspired uprooter of
conceit of knowledge without the reality, which purpose many would not
understand, and some would not like. To many, his demeanor would appear to
betray an insolence not without analogy to Alcibiades or Kritias, with whom his
accuser had compared him. I have already remarked, in reference to his trial,
that, considering the number of personal enemies whom he made, the wonder is
not that he was tried at all, but that he was not tried until so late in his
life. I now remark in reference to the verdict, that, considering his speech
before the dikastery, we cannot be surprised that he was found guilty, but only
that such verdict passed by so small a majority as five or six.
That the condemnation of Socrates was brought on distinctly by the tone
and tenor of his defence, is the express testimony of Xenophon. “Other persons
on trial (he says) defended themselves in such manner as to conciliate the
favor of the dikasts, or flatter, or entreat them, contrary to the laws, and
thus obtained acquittal. But Socrates would resort to nothing of this customary
practice of the dikastery contrary to the laws. Though he might easily have
been let off by the dikasts, if he would have done anything of the kind even
moderately, he preferred rather to adhere to the laws and die, than to save his
life by violating them”. Now no one in Athens except Socrates, probably, would
have construed the laws as requiring the tone of oration which he adopted; nor
would he himself have so construed them, if he had been twenty years younger,
with less of acquired dignity, and more years of possible usefulness open
before him. Without debasing himself by unbecoming flattery or supplication, he
would have avoided lecturing them as a master and superior, or ostentatiously
asserting a divine mission for purposes which they would hardly understand, or
an independence of their verdict which they might construe as defiance. The
rhetor Lysias is said to have sent to him a composed speech for his defence,
which he declined to use, not thinking it suitable to his dignity. But such a
man as Lysias would hardly compose what would lower the dignity even of the
loftiest client, though he would look to the result also; nor is there any
doubt that if Socrates had pronounced it,—or even a much less able speech, if
inoffensive,—he would have been acquitted. Quintilian, indeed, expresses his
satisfaction that Socrates maintained that towering dignity which brought out
the rarest and most exalted of his attributes, but which at the same time
renounced all chance of acquittal. Few persons will dissent from this
criticism: but when we look at the sentence, as we ought in fairness to do,
from the point of view of the dikasts, justice will compel us to admit that
Socrates deliberately brought it upon himself.
If the verdict of guilty was thus brought upon Socrates by his own
consent and cooperation, much more may the same remark be made respecting the
capital sentence which followed it. In Athenian procedure, the penalty
inflicted was determined by a separate vote of the dikasts, taken after the
verdict of guilty. The accuser having named the penalty which he thought
suitable, the accused party on his side named some lighter penalty upon
himself; and between these two the dikasts were called on to make their option,
no third proposition being admissible. The prudence of an accused party always
induced him to propose, even against himself, some measure of punishment which
the dikast might be satisfied to accept, in preference to the heavier sentence
invoked by his antagonist.
Now Melitus, in his indictment and speech against Socrates, had called
for the infliction of capital punishment. It was for Socrates to make his
own counter-proposition, and the very small majority, by which the verdict had
been pronounced, afforded sufficient proof that he dikasts were no way inclined
to sanction the extreme penalty against him. They doubtless anticipated,
according to the uniform practice before the Athenian courts of justice, that
he would suggest some lesser penalty; fine, imprisonment, exile,
disfranchisement, etc. And had he done this purely and simply, there can be
little doubt that the proposition would have passed. But the language of
Socrates, after the verdict, was in a strain yet higher than before it; and his
resolution to adhere to his own point of view, disdaining the smallest
abatement or concession, only the more emphatically pronounced. “What counter
proposition shall I make to you (he said) as a substitute for the penalty of
Melitus? Shall I name to you the treatment which I think I deserve at your
hands? In that case, my proposition would be that I should be rewarded with a
subsistence at the public expense in the prytaneum; for that is what I really
deserve as a public benefactor; one who has neglected all thought of his own
affairs, and embraced voluntary poverty, in order to devote himself to your
best interests, and to admonish you individually on the serious necessity, of
mental and moral improvement. Assuredly, I cannot admit that I have
deserved from you any evil whatever; nor would it be reasonable in me to
propose exile or imprisonment, which I know to be certain and considerable
evils, in place of death, which may perhaps be not an evil, but a good. I
might, indeed, propose to you a pecuniary fine; for the payment of that would
be no evil. But I am poor, and have no money: all that I could muster
might perhaps amount to a mina: and I therefore propose to you a fine of one
mina, as punishment on myself. Plato, and my other friends near me, desire
me to increase this sum to thirty mina; and they engage to pay it for
me. A fine of thirty mina; therefore, is the counter penalty which I
submit for your judgment”.
Subsistence in the prytaneum at the public expense, was one of the
greatest honorary distinctions which the citizens of Athens ever conferred; an
emphatic token of public gratitude. That Socrates, therefore, should proclaim
himself worthy of such an honor, and talk of giving it upon himself in lieu of
a punishment, before the very dikasts who had just passed against him a verdict
of guilty, would be received by them as nothing less than a deliberate insult;
a defiance of judicial authority, which it was their duty to prove, to an
opinionated and haughty citizen, that he could not commit with impunity. The
persons who heard his language with the greatest distress, were doubtless
Plato, Krito, and his other friends around him; who, though sympathizing with
him fully, knew well that he was assuring the success of the proposition of
Melitus, and would regret that he should thus throw away his life by what they
would think an ill—placed and unnecessary self-exaltation. Had he proposed,
with little or no preface, the substitute fine of thirty mina with which this
part of his speech concluded, there is every reason for believing that the
majority of dikasts would have voted for it.
The sentence of death passed against him, by what majority we do not
know. But Socrates neither altered his tone, nor manifested any regret for the
language by which he had himself seconded the purpose of his accusers. On the
contrary, he told the dikasts, in a short address prior to his departure for
the prison, that he was satisfied both with his own conduct and with the
result. The divine sign, he said, which was wont to restrain him, often on very
small occasions, both in deeds and in words, had never manifested itself once
to him throughout the whole day, neither when he came thither at first, nor at
any one point throughout his whole discourse. The tacit acquiescence of this
infallible monitor satisfied him not only that he had spoken rightly, but that
the sentence passed was in reality no evil to him; that to die new was the best
thing which could befall him. Either death was tantamount to a sound,
perpetual, and dreamless sleep, which in his judgment would be no loss, but
rather a gain, compared with the present life; or else, if the common mythes
were true, death would transfer him to a second life in Hades, where he would
find all the heroes of the Trojan war, and of the past generally, so as to
pursue in conjunction with them the business of mutual cross-examination, and
debate on ethical progress and perfection.
There can be no doubt that the sentence really appeared to Socrates in
this point of view, and to his friends also, after the event had happened,
though doubtless not at the time when they were about to lose him. He took his
line of defence advisedly, and with full knowledge of the result. It supplied
him with the fittest of all opportunities for manifesting, in an impressive manner,
both his personal ascendency over human fears and weakness, and the dignity of
what he believed to be his divine mission. It took him away in his full
grandeur and glory, like the setting of the tropical sun, at a moment when
senile decay might be looked upon as close at hand. He calculated that his
defence and bearing on the trial would be the most emphatic lesson which he
could possibly read to the youth of Athens; more emphatic, probably, than the
sum total of those lessons which his remaining life might suffice to give, if
he shaped his defence otherwise. This anticipation of the effect of the
concluding scene of his life, setting the seal on all his prior discourses,
manifests itself in portions of his concluding words to the dikasts, wherein he
tells them that they will not, by putting him to death, rid themselves of the
importunity of the cross-examining elenchus; that numbers of young men, more
restless and obtrusive than he, already carried within them that impulse, which
they would now proceed to apply; his superiority having hitherto kept them
back. It was thus the persuasion of Socrates, that his removal would be the
signal for numerous apostles, putting forth with increased energy that process
of interrogatory test and spur to which he had devoted his life, and which
doubtless was to him far dearer and more sacred than his life. Nothing could be
more effective than his lofty bearing on his trial, for inflaming the
enthusiasm of young men thus predisposed; and the loss of life was to him compensated
by the missionary successors whom he calculated on leaving behind.
Under ordinary circumstances, Socrates would have drunk the cup of
hemlock in the prison, on the day after his trial. But it so happened that the
day of his sentence was immediately after that on which the sacred ship started
on its yearly ceremonial pilgrimage from Athens to Delos, for the festival of
Apollo. Until the return of this vessel to Athens, it was accounted unholy to
put any person to death by public authority. Accordingly, Socrates remained in
prison, —and we are pained to read, actually with chains on his legs,— during
the interval that this ship was absent, thirty days altogether. His friends and
companions had free access to him, passing nearly all their time with him in the
prison; and Krito had even arranged a scheme for procuring his escape, by a
bribe to the jailer. This scheme was only prevented from taking effect by the
decided refusal of Socrates to become a party in any breach of the law; a
resolution, which we should expect as a matter of course, after the line which
he had taken in his defence. His days were spent in the prison, in discourse
respecting ethical and human subjects, which had formed the charm and
occupation of his previous life: it is to the last of these days that his
conversation with Simmias, Kebes, and Phaedon, on the immortality of the soul
is referred, in the Platonic dialogue called “Phaedon”. Of that conversation
the main topics and doctrines are Platonic rather than Socratic. But the picture
which the dialogue presents of the temper and state of mind of Socrates, during
the last hours of his life, is one of immortal beauty and interest, exhibiting
his serene and even playful equanimity, amidst the uncontrollable emotions of
his surrounding friends,—the genuine, unforced persuasion, governing both his
words and his acts, of what he had pronounced before the dikasts, that the
sentence of death was no calamity to him,—and the unabated maintenance of that
earnest interest in the improvement of man and society, which had for so many
years formed both his paramount motive and his active occupation. The details
of the last scene are given with minute fidelity, even down to the moment of
his dissolution; and it is consoling to remark that the cup of hemlock—the
means employed for executions by public order at Athens—produced its effect by
steps far more exempt from suffering than any natural death which was likely to
befall him. Those who have read what has been observed above respecting the
strong religious persuasions of Socrates, will not be surprised to hear that
his last words, addressed to Krito immediately before he passed into a state of
insensibility, were: “Krito, we owe a cock to Aesculapius: discharge, the debt,
and by no means omit it”.
Thus perished the “parens philosophiae”, the first of ethical
philosophers; a man who opened to science both new matter, alike copious and
valuable; and a new method, memorable not less for its originality and
efficacy, than for the profound philosophical basis on which it rests. Though
Greece produced great poets, orators, speculative philosophers, historians,
etc., yet other countries having the benefit of Grecian literature to begin
with, have nearly equalled her in all these lines, and surpassed her in some.
But where are we to look for a parallel to Socrates, either in or out of the
Grecian world? The cross-examining elenchus, which he not only first struck
out, but wielded with such matchless effect and to such noble purposes, has
been mute ever since his last conversation in the prison; for even his great
successor Plato was a writer and lecturer, not a colloquial dialectician. No man has ever been found strong enough to
bend his bow; much less, sure enough to use it as he did. His life remains as
the only evidence, but a very satisfactory evidence, how much can be done by
this sort of intelligent interrogation; how powerful is the interest which it
can be made to inspire; how energetic the stimulus which it can apply in
awakening dormant reason and generating new mental power.
It has been often customary to exhibit Socrates as a moral preacher, in
which character probably he has acquired to himself the general reverence
attached to his name. This is, indeed, a true attribute, but not the
characteristic or salient attribute, nor that by which he permanently worked on
mankind. On the other hand, Arkesilaus, and the New Academy, a century and more
afterwards, thought that they were following the example of Socrates—and Cicero
seems to have thought so too—when they reasoned against everything; and when
they laid it down as a system, that, against every affirmative position, an
equal force of negative argument might be brought up as counterpoise. Now this
view of Socrates is, in my judgment, not merely partial, but incorrect. He
entertained no such systematic distrust of the powers of the mind to attain
certainty. He laid down a clear, though erroneous line of distinction between
the knowable and the unknowable. About physics, he was more than a skeptic; he
thought that man could know nothing; the gods did not intend that man should
acquire any such information, and therefore managed matters in such a way as to
be beyond his ken, for all except the simplest phenomena of daily wants;
moreover, not only man could not acquire such information, but ought not to
labor after it. But respecting the topics which concern man and society, the
views of Socrates were completely the reverse. This was the field which the
gods had expressly assigned, not merely to human practice, but to human study
and acquisition of knowledge; a field, wherein, with that view, they managed
phenomena on principles of constant and observable sequence, so that every man
who took the requisite pains might know them. Nay, Socrates went a step
further; and this forward step is the fundamental conviction upon which all his
missionary impulse hinges. He thought that every man not only might know these
things but ought to know them; that he could not possibly act well, unless he
did know them; and that it was his imperious duty to learn them as he would
learn a profession; otherwise, he was nothing better than a slave, unfit to be
trusted as a free and accountable being. Socrates felt persuaded that no man
could behave as a just, temperate, courageous, pious, patriotic agent, unless
he taught himself to know correctly what justice, temperance, courage, piety,
and patriotism, etc., really were. He was possessed with the truly Baconian
idea, that the power of steady moral action depended upon, and was limited by,
the rational comprehension of moral ends and means. But when he looked at the
minds around him, he perceived that few or none either had any such
comprehension, or had ever studied to acquire it; but at the same time every
man felt persuaded that he did possess it, and acted confidently upon such
persuasion. Here, then, Socrates found that the first outwork for him to
surmount, was, that universal “conceit of knowledge without the reality”,
against which he declares such emphatic war; and against which, also, though
under another form of words and in reference to other subjects, Bacon declares
war not less emphatically, two thousand years afterwards: “Opinio copias inter
causas inopiae est”. Socrates found that those notions respecting human and
social affairs, on which each man relied and acted, were nothing but
spontaneous products of the “intellectus sibi permissus”, of the intellect left
to itself either without any guidance, or with only the blind guidance of
sympathies, antipathies, authority, or silent assimilation. They were products
got together, to use Bacon’s language, from much faith and much chance, and
from the primitive suggestions of boyhood, not merely without care or study,
but without even consciousness of the process, and without any subsequent
revision. Upon this basis the sophists, or professed teachers for active life,
sought to erect a superstructure of virtue and ability; but to Socrates, such
an attempt appeared hopeless and contradictory—not less impracticable than
Bacon in his time pronounced it to be, to carry up the tree of science into
majesty and fruit-bearing, without first clearing away those fundamental vices
which lay unmolested and in poisonous influence round its root. Socrates went
to work in the Baconian manner and spirit; bringing his cross-examining process
to bear, as the first condition to all further improvement, upon these rude,
self-begotten, incoherent generalizations, which passed in men’s minds for
competent and directing knowledge. But he, not less than Bacon, performs this
analysis, not with a view to finality in the negative, but as the first stage
towards an ulterior profit; as the preliminary purification, indispensable to
future positive result. In the physical sciences, to which Bacon’s attention
was chiefly turned, no such result could be obtained without improved
experimental research, bringing to light facts new and yet unknown; but on
those topics which Socrates discussed, the elementary data of the inquiry were
all within the hearer’s experience, requiring only to be pressed upon his
notice, affirmatively as well as negatively, together with the appropriate
ethical and political end; in such manner as to stimulate within him the
rational effort requisite for combining them anew upon consistent principles.
If, then, the philosophers of the New Academy considered Socrates either
as a skeptic, or as a partisan of systematic negation, they misinterpreted his
character, and mistook the first stage of his process—that which Plato, Bacon,
and Herschel call the purification of the intellect—for the ultimate goal. The
elenchus, as Socrates used it, was animated by the truest spirit of positive
science, and formed an indispensable precursor to its attainment.
There are two points, and two points only, in topics concerning man and
society, with regard to which Socrates is a skeptic; or rather, which he
denies; and on the negation of which, his whole method and purpose turn. He
denies, first, that men can know that on which they have bestowed no conscious
effort, no deliberate pains, no systematic study, in learning. He denies, next,
that men can practise what they do not know; that they can be just, or
temperate, or virtuous generally, without knowing what justice, or temperance,
or virtue is. To imprint upon the minds of his hearers his own negative
conviction, on these two points is, indeed, his first object, and the primary
purpose of his multiform dialectical manoeuvring. But though negative in his
means, Socrates is strictly positive in his ends; his attack is undertaken only
with distinct view to a positive result; in order to shame them out of the
illusion of knowledge, and to spur them on and arm them for the acquisition of
real, assured, comprehensive, self-explanatory knowledge, as the condition and
guarantee of virtuous practice. Socrates was, indeed, the reverse of a skeptic;
no man ever looked upon life with a more positive and practical eye; no man
ever pursued his mark with a clearer perception of the road which he was
travelling; no man ever combined, in like manner, the absorbing enthusiasm of a
missionary, with the acuteness, the originality, the inventive resource, and
the generalizing comprehension, of a philosopher.
His method yet survives, as far as such method can survive, in some of
the dialogues of Plato. It is a process of eternal value and of universal
application. That purification of the intellect, which Bacon signalized as
indispensable for rational or scientific progress, the Socratic elenchus
affords the only known instrument for at least partially accomplishing. However
little that instrument may have been applied since the death of its inventor,
the necessity and use of it neither have disappeared, nor ever can disappear.
There are few men whose minds are not more or less in that state of sham
knowledge against which Socrates made war: there is no man whose notions have
not been first got together by spontaneous, unexamined, unconscious,
uncertified association, resting upon forgotten particulars, blending together
disparates or inconsistencies, and leaving in his mind old and familiar
phrases, and oracular propositions, of which he has never rendered to himself
account: there is no man, who, if he be destined for vigorous and profitable
scientific effort, has not found it a necessary branch of self-education, to
break up, disentangle, analyze, and reconstruct, these ancient mental
compounds; and who has not been driven to do it by his own lame and solitary
efforts, since the giant of the colloquial elenchus no longer stands in the
market-place to lend him help and stimulus.
To hear of any man, especially of so illustrious a man, being condemned
to death on such accusations as that of heresy and alleged corruption of youth,
inspires at the present day a sentiment of indignant reprobation, the force of
which I have no desire to enfeeble. The fact stands eternally recorded as one
among the thousand misdeeds of intolerance, religious and political. But since
amidst this catalogue each item has its own peculiar character, grave or light,
we are bound to consider at what point of the scale the condemnation of
Socrates is to be placed, and what inferences it justifies in regard to the
character of the Athenians. Now if we examine the circumstances of the case, we
shall find them all extenuating; and so powerful, indeed, as to reduce such
inferences to their minimum, consistent with the general class to which the
incident belongs.
First, the sentiment now prevalent is founded upon a conviction that
such matters as heresy and heretical teaching of youth are not proper for
judicial cognizance. Even in the modern world, such a conviction is of recent
date; and in the fifth century B.C. it was unknown. Socrates himself would not
have agreed in it; and all Grecian governments, oligarchical and democratical alike,
recognized the opposite. The testimony furnished by Plato is on this point
decisive. When we examine the two positive communities which he constructs, in
the treatises “De Republica” and “De Legibus”, we find that there is nothing
about which he is more anxious, than to establish an unresisted orthodoxy of
doctrine, opinion, and education. A dissenting and free-spoken teacher, such as
Socrates was at Athens, would not have been allowed to pursue his vocation for
a week, in the Platonic Republic. Plato would not, indeed, condemn him to
death; but he would put him to silence, and in case of need send him away.
This, in fact, is the consistent deduction, if you assume that the state is to
determine what is orthodoxy and orthodox teaching, and to repress what
contradicts its own views. Now all the Grecian states, including Athens, held
this principle of interference against the dissenting teacher. But at Athens,
though the principle was recognized, yet the application of it was counteracted
by resisting forces which it did not find elsewhere by the democratical
constitution, with its liberty of speech and love of speech, by the more active
spring of individual intellect, and by the toleration, greater there than
anywhere else, shown to each man’s peculiarities of every sort. In any other
government of Greece, as well as in the Platonic Republic, Socrates would have
been quickly arrested in his career, even if not severely punished; in Athens,
he was allowed to talk and teach publicly for twenty-five or thirty years, and
then condemned when an old man. Of these two applications of the same
mischievous principle, assuredly the latter is at once the more moderate and
the less noxious.
Secondly, the force of this last consideration, as an extenuating
circumstance in regard to the Athenians, is much increased, when we reflect
upon the number of individual enemies whom Socrates made to himself in the
prosecution of his cross-examining process. Here were a multitude of
individuals, including men personally the most eminent and effective in the
city, prompted by special antipathies, over and above general convictions, to
call into action the dormant state-principle of intolerance against an
obnoxious teacher. If, under such provocation, he was allowed to reach the age of
seventy, and to talk publicly for so many years, before any real Melitus stood
forward, this attests conspicuously the efficacy of the restraining
dispositions among the people, which made their practical habits more liberal
than their professed principles.
Thirdly, whoever has read the account of the trial and defence of
Socrates, will see that he himself contributed quite as much to the result as
all the three accusers united. Not only he omitted to do all that might have
been done without dishonor, to insure acquittal, but he held positive language
very nearly such as Melitus himself would have sought to put in his mouth. He
did this deliberately,—having an exalted opinion both of himself and his own
mission,—and accounting the cup of hemlock, at his age, to be no calamity. It
was only by such marked and offensive self-exaltation that he brought on the
first vote of the dikastery, even then the narrowest majority, by which he was
found guilty: it was only by a still more aggravated manifestation of the same
kind, even to the pitch of something like insult, that he brought on the second
vote, which pronounced the capital sentence. Now it would be uncandid not to
allow for the effect of such a proceeding on the minds of the dikastery. They
were not at all disposed, of their own accord, to put in force the recognized
principle of intolerance against him. But when they found that the man who
stood before them charged with this offence, addressed them in a tone such as
dikasts had never heard before and could hardly hear with calmness, they could
not but feel disposed to credit all the worst inferences which his accusers bad
suggested, and to regard Socrates as a dangerous man both religiously and
politically, against whom it was requisite to uphold the majesty of the court
and constitution.
In appreciating this memorable incident, therefore, though the
mischievous principle of intolerance cannot be denied, yet all the
circumstances show that that principle was neither irritable nor predominant in
the Athenian bosom; that even a large body of collateral antipathies did not
readily call it forth against any individual; that the more liberal and
generous dispositions, which deadened its malignity, were of steady efficacy,
not easily overborne; and that the condemnation ought to count as one of the
least gloomy items in an essentially gloomy catalogue.
Let us add, that as Socrates himself did not account his own
condemnation and death, at his age, to be any misfortune, but rather a
favorable dispensation of the gods, who removed him just in time to escape that
painful consciousness of intellectual decline which induced Democritus to
prepare the poison for himself, so his friend Xenophon goes a step further, and
while protesting against the verdict of guilty, extols the manner of death as a
subject of triumph; as the happiest, most honorable, and most gracious way, in
which the gods could set the seal upon a useful and exalted life.
It is asserted by Diodorus, and repeated with exaggerations by other
later authors, that after the death of Socrates the Athenians bitterly repented
of the manner in which they had treated him, and that they even went so far as
to put his accusers to death without trial. I know not upon what authority this
statement is made, and I disbelieve it altogether. From the tone of Xenophon’s
Memorabilia, there is every reason to presume that the memory of Socrates still
continued to be unpopular at Athens when that collection was composed. Plato,
too, left Athens immediately after the death of his master, and remained absent
for a long series of years: indirectly, I think, this affords a presumption
that no such reaction took place in Athenian sentiment as that which Diodorus
alleges; and the same presumption is countenanced by the manner in which the orator
Aeschines speaks of the condemnation, half a century afterwards. I see no
reason to believe that the Athenian dikasts, who doubtless felt themselves
justified, and more than justified, in condemning Socrates after his own
speech, retracted that sentiment after his decease.
But though the opinions put by Plato into the mouth of Socrates are
liable to thus much of uncertainty, we find, to our great satisfaction, that
the pictures given by Plato and Xenophon of their common master are in the main
accordant; differing only as drawn from the same original by two authors
radically different in spirit and character. Xenophon, the man of action,
brings out at length those conversations of Socrates which had a bearing on
practical conduct, and were calculated to correct vice or infirmity in
particular individuals; such being the matter which served his purpose as an
apologist, at the same time that it suited his intellectual taste. But he
intimates, nevertheless, very plainly, that the conversation of Socrates was
often, indeed usually, of a more negative, analytical, and generalizing
tendency; not destined for the reproof of positive or special defect, but to
awaken the inquisitive faculties and lead to the rational comprehension of vice
and virtue as referable to determinate general principles. Now this latter side
of the master’s physiognomy, which Xenophon records distinctly, though without
emphasis or development, acquires almost exclusive prominence in the Platonic
picture. Plato leaves out the practical, and consecrates himself to the
theoretical, Socrates; whom he divests in part of his identity, in order to
enrol him as chief speaker in certain larger theoretical views of his own. The
two pictures, therefore, do not contradict each other, but mutually supply each
other’s defects, and admit of being blended into one consistent whole. And
respecting the method of Socrates, a point more characteristic than either his
precepts or his theory,—as well as respecting the effect of that method on the
minds of hearers,—both Xenophon and Plato are witnesses substantially in
unison: though, here again, the latter has made the method his own, worked it
out on a scale of enlargement and perfection, and given to it a permanence
which it could never have derived from its original author, who only talked and
never wrote. It is fortunate that our two main witnesses about him, both
speaking from personal knowledge, agree to so great an extent.
Both describe in the same manner his private life and habits; his
contented poverty, justice, temperance in the largest sense of the word, and
self-sufficing independence of character. On most of these points too,
Aristophanes and the other comic writers, so far as their testimony counts for
anything, appear as confirmatory witnesses; for they abound in jests on the
coarse fare, shabby and scanty clothing, bare feet, pale face, poor and joyless
life, of Socrates. Of the circumstances of his life we are almost wholly
ignorant: he served as an hoplite at Potidaea, at Delium, and at Amphipolis;
with credit apparently in all, though exaggerated encomiums on the part of his
friends provoked an equally exaggerated skepticism on the part of Athenaeus and
others. He seems never to have filled any political office until the year (B.C.
406) in which the battle of Arginusae occurred, in which year he was member of
the senate of Five Hundred, and one of the prytanes on that memorable day when
the proposition of Kallixenus against the six generals was submitted to the
public assembly; his determined refusal, in spite of all personal hazard, to
put an unconstitutional question to the vote, has been already recounted. That
during his long life he strictly obeyed the laws, is proved by the fact that
none of his numerous enemies ever arraigned him before a court of justice; that
he discharged all the duties of an upright man and a brave as well as pious
citizen, may also be confidently asserted. His friends lay special stress upon
his piety; that is, upon his exact discharge of all the religious duties considered
as incumbent upon an Athenian.
Though these points are requisite to be established, in order that we
may rightly interpret the character of Socrates, it is not from them that he
has derived his eminent place in history. Three peculiarities distinguish the
man. 1. His long life passed in contented poverty, and in public, apostolic
dialectics. 2. His strong religious persuasion, or belief, of acting under a
mission and signs from the gods; especially his daemon, or genius; the special
religious warning of which he believed himself to be frequently the subject. 3.
His great intellectual originality, both of subject and of method, and his
power of stirring and forcing the germ of inquiry and ratiocination in others.
Though these three characteristics were so blended in Socrates that it is not
easy to consider them separately; yet, in each respect, he stood distinguished
from all Greek philosophers before or after him.
At what time Socrates relinquished his profession as a statuary we do
not know; but it is certain that all the middle and later part of his life, at
least, was devoted exclusively to the self-imposed task of teaching; excluding
all other business, public or private, and to the neglect of all means of
fortune. We can hardly avoid speaking of him as a teacher, though he himself
disclaimed the appellation : his practice was to talk or converse, or to prattle without end, if we translate
the derisory word by which the enemies of philosophy described dialectic
conversation. Early in the morning he frequented the public walks, the gymnasia
for bodily training, and the schools where youths were receiving instruction;
he was to be seen in the market-place at the hour when it was most crowded,
among the booths and tables where goods were exposed for sale; his whole day
was usually spent in this public manner. He talked with any one, young or old,
rich or poor, who sought to address him, and in the hearing of all who chose to
stand by; not only he never either asked or received any reward, but he made no
distinction of persons, never withheld his conversation from any one, and
talked upon the same general topics to all. He conversed with politicians,
sophists, military men, artisans, ambitious or studious youths, etc. He visited
all persons of interest in the city, male or female; his friendship with
Aspasia is well known, and one of the most interesting chapters of Xenophon’s
Memorabilia recounts his visit to and dialogue with Theodote, a beautiful
hetaera, or female companion. Nothing could be more public, perpetual, and
indiscriminate as to persons than his conversation. But as it was engaging,
curious, and instructive to hear, certain persons made it their habit to attend
him in public as companions and listeners. These men, a fluctuating body, were commonly
known as his disciples, or scholars; though neither he nor his personal friends
ever employed the terms teacher and disciple to describe the relation between
them. Many of them came, attracted by his reputation, during the later years of
his life, from other Grecian cities : Megara, Thebes, Elis, Cyrene, etc.
Now no other person in Athens, or in any other Grecian city, appears
ever to have manifested himself in this perpetual and indiscriminate manner as
a public talker for instruction. All teachers either took money for their
lessons, or at least gave them apart from the multitude in a private house or
garden, to special pupils, with admissions and rejections at their own
pleasure. By the peculiar mode of life which Socrates pursued, not only his conversation
reached the minds of a much wider circle, but he became more abundantly known
as a person. While acquiring a few attached friends and admirers, and raising a
certain intellectual interest in others, he at the same time provoked a large
number of personal enemies. This was probably the reason why he was selected by
Aristophanes and the other comic writers, to be attacked as a general
representative of philosophical and rhetorical teaching; the more so, as his
marked and repulsive physiognomy admitted so well of being imitated in the mask
which the actor wore. The audience at the theatre would more readily recognize
the peculiar figure which they were accustomed to see every day in the
market-place, than if Prodikus or Protagoras, whom most of them did not know by
sight, had been brought on the stage; nor was it of much importance, either to
them or to Aristophanes, whether Socrates was represented as teaching what he
did really teach, or something utterly different.
This extreme publicity of life and conversation was one among the
characteristics of Socrates, distinguishing him from all teachers either before
or after him. Next, was his persuasion of a special religious mission,
restraints, impulses, and communications, sent to him by the gods. Taking the
belief in such supernatural intervention generally, it was indeed noway
peculiar to Socrates : it was the ordinary faith of the ancient world; insomuch
that the attempts to resolve phenomena into general laws were looked upon with
a certain disapprobation, as indirectly setting it aside. And Xenophon1
accordingly avails himself of this general fact, ii replying to the indictment
for religious innovation, of which his master was found guilty, to affirm that
the latter pretended to nothing beyond what was included in the creed of every
pious man. But this is not an exact statement of the matter in debate; for it
slurs over at least, if it does not deny, that specialty of inspiration from
the gods, which those who talked with Socrates—as we learn even from Xenophon—
believed, and which Socrates himself believed also. Very different is his own
representation, as put forth in the defence before the dikastery. He had been
accustomed constantly to hear, even from his childhood, a divine voice,
interfering, at moments when he was about to act, in the way of restraint, but
never in the way of instigation. Such prohibitory warning was wont to come upon
him very frequently, not merely on great, but even on small occasions,
intercepting what he was about to do or to say. Though later writers speak
of this as the daemon or genius of Socrates he himself does not personify it,
but treats it merely as a “divine sign, a prophetic or supernatural voice”. He
was accustomed not only to obey it implicitly, but to speak of it publicly and
familiarly to others, so that the fact was well known both to his friends and
to his enemies. It had always forbidden him to enter on public life; it forbade
him, when the indictment was hanging over him, to take any thought for a
prepared defence; and so completely did he march with a consciousness of this
bridle in his mouth, that when he felt no check, he assumed that the turning
which he was about to take was the right one. Though his persuasion on the
subject was unquestionably sincere, and his obedience constant, yet he never
dwelt upon it himself as anything grand, or awful, or entitling him to peculiar
deference; but spoke of it often in his usual strain of familiar playfulness.
To his friends generally, it seems to have constituted one of his titles to
reverence, though neither Plato nor Xenophon scruple to talk of it in that
jesting way which doubtless they caught from himself. But to his enemies and to
the Athenian public, it appeared in the light of an offensive heresy; an
impious innovation on the orthodox creed, and a desertion of the recognized
gods of Athens.
Such was the daemon or genius of Socrates, as described by himself and
as conceived in the genuine Platonic dialogues; a voice always prohibitory, and
bearing exclusively upon his own personal conduct. That which Plutarch and
other admirers of Socrates conceived as a daemon, or intermediate being between
gods and men, was looked upon by the fathers of the Christian church as a
devil; by Leclerc, as one of the fallen angels; by some other modern
commentators, as mere ironical phraseology on the part of Socrates himself.
Without presuming to determine the question raised in the former hypotheses, I
believe the last to be untrue, and that the conviction of Socrates on the point
was quite sincere. A circumstance little attended to, but deserving peculiar
notice, and stated by himself, is, that the restraining voice began when he was
a child, and continued even down to the end of his life : it had thus become an
established persuasion, long before his philosophical habits began. But though
this peculiar form of inspiration belonged exclusively to him, there were also
other ways in which he believed himself to have receive the special mandates of
the gods, not simply checking him when he was about to take a wrong turn, but
spurring him on, directing, and peremptorily exacting from him, a positive
course of proceeding. Such distinct mission had been imposed upon him by
dreams, by oracular intimations, and by every other means which the gods
employed for signifying their special will.
Of these intimations from the oracle, he specifies particularly one, in
reply to a question put at Delphi, by his intimate friend, and enthusiastic
admirer, Chaerephon. The question put was, whether any other man was wiser than
Socrates; to which the Pythian priestess replied, that no other man was wiser.
Socrates affirms that he was greatly perplexed on hearing this declaration from
so infallible an authority, being conscious to himself that he possessed no wisdom
on any subject, great or small. At length, after much meditation and a
distressing mental struggle, he resolved to test the accuracy of the infallible
priestess, by taking measure of the wisdom of others as compared with his own.
Selecting a leading politician, accounted wise both by others and by himself,
he proceeded to converse with him and put scrutinizing questions; the answers
to which satisfied him that this man’s supposed wisdom was really no wisdom at
all. Having made such a discovery, Socrates next tried to demonstrate to the
politician himself how much he wanted of being wise; but this was impossible;
the latter still remained as fully persuaded of his own wisdom as before.
"”he result which I acquired (says Socrates) was, that I was a wiser man
than he, for neither he nor I knew anything of what was truly good and
honorable; but the difference between us was, that he fancied he knew them,
while I was fully conscious of my own ignorance; I was thus wiser than he,
inasmuch as I was exempt from that capital error”. So far, therefore, the
oracle was proved to be right.
Socrates repeated the same experiment successively upon a great number
of different persons, especially those in reputation for distinguished
abilities; first, upon political men and rhetors, next upon poets of every
variety, and upon artists as well as artisans. The result of his trial was
substantially the same in all cases. The poets, indeed, composed splendid
verses, but when questioned even about the words, the topics, and the purpose,
of their own compositions, they could give no consistent or satisfactory
explanations; so that it became evident that they spoke or wrote, like
prophets, as unconscious subjects under the promptings of inspiration.
Moreover, their success as poets filled them with a lofty opinion of their own
wisdom on other points also. The case was similar with artists and artisans;
who, while highly instructed, and giving satisfactory answers, each in his own
particular employment, were for that reason only the more convinced that they
also knew well other great and noble subjects. This great general mistake more
than countervailed their special capacities, and left them, on the whole, less
wise than Socrates.
“In this research and scrutiny (said Socrates, on his defence) I have
been long engaged, and am still engaged. I interrogate every man of reputation;
I prove him to be defective in wisdom, but I cannot prove it so as to make him
sensible of the defect. Fulfilling the mission imposed upon me, I have thus
established the veracity of the god, who meant to pronounce that human wisdom
was of little reach or worth; and that he who, like Socrates’, felt most
convinced of his own worthlessness, as to wisdom, was really the wisest of men.
My service to the god has not only constrained me to live in constant poverty
and neglect of political estimation, but has brought upon me a host of bitter
enemies in those whom I have examined and exposed while the bystanders talk of
me as a wise man, because they give me credit for wisdom respecting all the
points on which my exposure of others turns”.—“Whatever be the danger and
obloquy which I may incur, it would be monstrous indeed, if, having maintained
my place in the ranks as an hoplite under your generals at Delium and Potidaea,
I were now, from fear of death or anything else, to disobey the oracle and
desert the post which the god has assigned to me, the duty of living for
philosophy and cross-questioning both myself and others. And should you even
now offer to acquit me, on condition of my renouncing this duty, I should tell
you, with all respect and affection, that I will obey the god rather than you,
and that I will persist, until my dying day, in cross-questioning you, exposing
your want of wisdom and virtue, and reproaching you until the defect be
remedied. My mission as your monitor is a mark of the special favor of the god
to you; and if you condemn me, it will be your loss; for you will find none
other such. Perhaps you will ask me, Why cannot you go away, Socrates, and live
among us in peace and silence? This is the hardest of all questions for me to
answer to your satisfaction. If I tell you that silence on my part would be
disobedience to the god, you will think me in jest, and not believe me. You
will believe me still less, if I tell you that the greatest blessing which can
happen to man is, to carry on discussions every day about virtue and those
other matters which you hear me canvassing when I cross-examine myself as well
as others; and that life, without such examination, is no life at all.
Nevertheless, so stands the fact, incredible as it may seem to you”.
I have given rather ample extracts from the Platonic Apology, because no
one can conceive fairly the character of Socrates who does not enter into the
spirit of that impressive discourse. We see in it plain evidence of the marked
supernatural mission which he believed himself to be executing, and which would
not allow him to rest or employ himself in other ways. The oracular answer
brought by Chaerephon from Delphi, was a fact of far more importance in his
history than his so-called daemon, about which so much more has been said. That
answer, together with the dreams and other divine mandates concurrent to the
same end, came upon him in the middle of his life, when the intellectual man
was formed, and when he had already acquired a reputation for wisdom among
those who knew him. It supplied a stimulus which brought into the most
pronounced action a preexisting train of generalizing dialectics and Zenonian
negation, an intellectual vein with which the religious impulse rarely comes
into confluence. Without such a motive, to which his mind was peculiarly
susceptible, his conversation would probably have taken the same general turn,
but would assuredly have been restricted within much narrower and more cautious
limits. For nothing could well be more unpopular and obnoxious than the task
which he undertook of cross-examining, and convicting of ignorance, every
distinguished man whom he could approach. So violent, indeed, was the enmity
which he occasionally provoked, that there were instances, we are told, in
which he was struck or maltreated, and very frequently laughed to scorn. Though
he acquired much admiration from auditors, especially youthful auditors, and
from a few devoted adherents, yet the philosophical motive alone would not have
sufficed to prompt him to that systematic, and even obtrusive,
cross-examination which he adopted as the business of his life.
This, then, is the second peculiarity which distinguishes Socrates, in
addition to his extreme publicity of life and indiscriminate conversation. He
was not simply a philosopher, but a religious missionary doing the work of
philosophy; an elenchtic,—or
cross-examining god,—to use an expression which Plato puts into his mouth
respecting an Eleatic philosopher going about to examine and convict the infirm
in reason. Nothing of this character belonged either to Parmenides and
Anaxagoras before him, or to Plato and Aristotle after him. Both Pythagoras and
Empedocles did, indeed, lay claim to supernatural communications, mingled with
their philosophical teaching. But though there be thus far a general analogy
between them and Socrates, the modes of manifestation were so utterly
different, that no fair comparison can be instituted.
The third and most important characteristic of Socrates—that, through
which the first and second became operative—was his intellectual peculiarity.
His influence on the speculative mind of his age was marked and important; as
to subject, as to method, and as to doctrine.
He was the first who turned his thoughts and discussions distinctly to
the subject of ethics. With the philosophers who preceded him, the subject of
examination had been Nature, or the Cosmos, as one undistinguishable whole, blending
together cosmogony, astronomy, geometry, physics, metaphysics, etc. The Ionic
as well as the Eleatic philosophers, Pythagoras as well as Empedocles, all set
before themselves this vast and undefined problem; each framing some system
suited to his own vein of imagination ; religious, poetical, scientific, or
skeptical. According to that honorable ambition for enlarged knowledge,
however, which marked the century following 480 B.C., and of which the
professional men called sophists were at once the products and the instruments,
arithmetic, geometry, and astronomy, as much as was then known, were becoming
so far detached sciences as to be taught separately to youth. Such appears to
have been the state of science when Socrates received his education. He received
at least the ordinary amount of instruction in all; he devoted himself as a
young man to the society and lessons of the physical philosopher Archelaus, the
disciple of Anaxagoras, whom he accompanied from Athens to Samos; and there is
even reason to believe that, during the earlier part of his life, he was much
devoted to what was then understood as the general study of Nature. A man of
his earnest and active intellect was likely first to manifest his curiosity as
a learner: “to run after and track the various discourses of others, like a
Laconian hound”, if I may borrow an expression applied to him by Plato, before
he struck out any novelties of his own. And in Plato’s dialogue called
“Parmenides”, Socrates appears as a young man full of ardor for the discussion
of the Parmenidean theory, looking up with reverence to Parmenides and Zeno,
and receiving from them instructions in the process of dialectical
investigation. I have already, in the preceding chapter, noted the tenor of
that dialogue, as illustrating the way in which Grecian philosophy presents
itself, even at the first dawn of dialectics, as at once negative and positive,
recognizing the former branch of method no less than the latter as essential to
the attainment of truth. I construe it as an indication respecting the early
mind of Socrates, imbibing this conviction from the ancient Parmenides and the
mature and practised Zeno, and imposing upon himself, as a condition of assent
to any hypothesis or doctrine, the obligation of setting forth conscientiously
all that could be said against it, not less than all that could be said in its
favor: however laborious such a process might be, and however little
appreciated by the multitude. Little as we know the circumstances which went to
form the remarkable mind of Socrates, we may infer from this dialogue that he
owes in part his powerful negative vein of dialectics to “the double-tongued
and all-objecting Zeno”.
To a mind at all exigent on the score of proof, physical science as
handled in that day was indeed likely to appear not only unsatisfactory, but
hopeless; and Socrates, in the maturity of his life, deserted it altogether.
The contradictory hypotheses which he heard, with the impenetrable confusion
which overhung the subject, brought him even to the conviction, that the gods
intended the machinery by which they brought about astronomical and physical
results to remain unknown, and that it was impious, as well as useless, to pry
into their secrets. His master Archelaus, though mainly occupied with physics,
also speculated more or less concerning moral subjects, concerning justice and
injustice, the laws, etc.; and is said to have maintained the tenet, that
justice and injustice were determined by law or convention, not by nature. From
him, perhaps, Socrates may have been partly led to turn his mind in this
direction. But to a man disappointed with physics, and having in his bosom a
dialectical impulse powerful, unemployed, and restless, the mere realities of
Athenian life, even without Archelaus, would suggest human relations, duties,
action and suffering, as the most interesting materials for contemplation and
discourse. Sokrates could not go into the public assembly, the dikastery, or
even the theatre, without hearing discussions about what was just or unjust,
honorable or base, expedient or hurtful, etc., nor without having his mind
conducted to the inquiry, what was the meaning of these large words which
opposing disputants often invoked with equal reverential confidence. Along with
the dialectic and generalizing power of Socrates, which formed his bond of
connection with such minds as Plato, there was at the same time a vigorous
practicality, a large stock of positive Athenian experience, with which
Xenophon chiefly sympathized, and which he has brought out in his
“Memorabilia”. Of these two intellectual tendencies, combined with a strong
religious sentiment, the character of Socrates is composed; and all of them
were gratified at once, when he devoted himself to admonitory interrogation on
the rules and purposes of human life; from which there was the less to divert
him, as he had neither talents nor taste for public speaking.
That “the proper study of mankind is man”, Socrates was the first to
proclaim: he recognized the security and happiness of man both as the single
end of study, and as the limiting principle whereby it ought to be
circumscribed. In the present state to which science has attained, nothing is
more curious than to look back at the rules which this eminent man laid down.
Astronomy—now exhibiting the maximum of perfection, with the largest and most
exact power of predicting future phenomena which human science has ever
attained—was pronounced by him to be among the divine mysteries which it was
impossible to understand, and madness to investigate, as Anaxagoras had
foolishly pretended to do. He admitted, indeed, that there was advantage in
knowing enough of the movements of the heavenly bodies to serve as an index to
the change of seasons, and as guides for voyages, journeys by land, or
night-watches : but thus much, he said, might easily be obtained from pilots
and watchmen, while all beyond was nothing but waste of valuable time,
exhausting that mental effort which ought to be employed in profitable
acquisitions. He reduced geometry to its literal meaning of land-measuring,
necessary so far as to enable any one to proceed correctly in the purchase,
sale, or division of land, which any man of common attention might do almost
without a teacher; but silly and worthless, if carried beyond, to the study of
complicated diagrams. Respecting arithmetic, he gave the same qualified
permission of study; but as to general physics, or the study of Nature, he
discarded it altogether: “Do these inquirers (he asked) think that they already
know human affairs well enough, that they thus begin to meddle with divine? Do
they think that they shall be able to excite or calm the winds and the rain at
pleasure, or have they no other, view than to gratify an idle curiosity?
Surely, they must see that such matters are beyond human investigation. Let
them only recollect how much the greatest men, who have attempted the
investigation, differ in their pretended results, holding opinions extreme and
opposite to each other, like those of madmen”. Such was the view which Socrates took of physical science and its
prospects. It is the very same skepticism in substance, and carried
farther in degree, though here invested with a religious coloring, for which
Ritter and others so severely denounce Gorgias. But looking at matters as they
stood in 440-430 B.C., it ought not to be accounted even surprising, much less
blamable. To an acute man of that day, physical science as then studied may
well be conceived to have promised no result; and even to have seemed worse
than barren, if, like Socrates, he had an acute perception how much of human
happiness was forfeited by immorality, and by corrigible ignorance; how much might
be gained by devoting the same amount of earnest study to this latter object.
Nor ought we to omit remarking, that the objection of Socrates: “You may judge
how unprofitable are these studies, by observing how widely the students differ
among themselves”, remains in high favor down to the present day, and may
constantly be seen employed against theoretical men, or theoretical arguments,
in every department.
Socrates desired to confine the studies of his hearers to human matters
as distinguished from divine, the latter comprehending astronomy and physics.
He looked at all knowledge from the point of view of human practice, which had
been assigned by the gods to man as his proper subject for study and learning,
and with reference to which, therefore, they managed all the current phenomena
upon principles of constant and intelligible sequence, so that everyone who
chose to learn, might learn, while those who took no such pains suffered for
their neglect. Even in these, however, the most careful study was not by itself
completely sufficient; for the gods did not condescend to submit all the
phenomena to constant antecedence and consequence, but reserved to themselves
the capital turns and junctures for special sentence. Yet here again, if a man
had been diligent in learning all that the gods permitted to be learned; and
if, besides, he was assiduous in pious court to them, and in soliciting special
information by way of prophecy, they would be gracious to him, and signify
beforehand how they intended to act in putting the final hand and in settling
the undecipherable portions of the problem. The kindness of the gods in
replying through their oracles, or sending information by sacrificial signs or
prodigies, in cases of grave difficulty, was, in the view of Socrates, one of
the most signal evidences of their care for the human race. To seek access to
these prophecies, or indications of special divine intervention to come, was
the proper supplementary business of any one who had done as much for himself
as could be done by patient study. But as it was madness in a man to solicit
special information from the gods on matters which they allowed him to learn by
his own diligence, so it was not less madness in him to investigate as a
learner that which they chose to keep back for their own specialty of will.
Such was the capital innovation made by Socrates in regard to the
subject of Athenian study, bringing down philosophy, to use the expression of
Cicero, from the heavens to the earth; and such his attempt to draw the line
between that which was, and was not, scientifically discoverable; an attempt
remarkable, inasmuch as it shows his conviction that the scientific and the
religious point of view mutually excluded one another, so that where the latter
began, the former ended. It was an innovation, inestimable, in respect to the
new matter which it let in; of little import, as regards that which it
professed to exclude. For in point of fact, physical science, though partially
discouraged, was never absolutely excluded, through any prevalence of that
systematic disapproval which he, in common with the multitude of his day,
entertained: if it became comparatively neglected, this arose rather from the
greater popularity, and the more abundant and accessible matter, of that which
he introduced. Physical or astronomical science was narrow in amount, known
only to few, and even with those few it did not admit of being expanded,
enlivened, or turned to much profitable account in discussion. But the moral
and political phenomena on which Socrates turned the light of speculation were
abundant, varied, familiar, and interesting to every one; comprising—to
translate a Greek line which he was fond of quoting—“all the good and evil
which has befallen you in your home”; connected too, not merely with the
realities of the present, but also with the literature of the past, through the
gnomic and other poets.
The motives which determined this important innovation, as to the
subject of study, exhibits Socrates chiefly as a religious man and a practical,
philanthropic preceptor, the Xenophontic hero. His innovations, not less
important, as to method and doctrine, place before us the philosopher and
dialectician; the other side of his character, or the Platonic hero; faintly
traced, indeed, yet still recognized and identified by Xenophon.
“Socrates”, says the latter, “continued incessantly discussing human
affairs (the sense of this word will be understood by what has been said
above); investigating: What is piety? What is impiety? What is the honorable
and the base? What is the just and the unjust? What is temperance or unsound
mind? What is courage or cowardice? What is a city? What is the character fit
for a citizen? What is authority over men? What is the character befitting the
exercise of such authority? and other similar questions. Men who knew these
matters he accounted good and honorable; men who were ignorant of them he
assimilated to slaves”.
Socrates, says Xenophon again, in another passage, considered that the
dialectic process consisted in coming together and taking common counsel, to
distinguish and distribute things into genera, or families, so as to learn what
each separate thing really was. To go through this process carefully was
indispensable, as the only way of enabling a man to regulate his own conduct,
aiding at good objects and avoiding bad. To be so practised as to be able to do
it readily, was essential to make a man a good leader or adviser of others.
Every man who had gone through the process, and come to know what each thing was,
could also of course define it and explain it to others; but if he did not
know, it was no wonder that he went wrong himself, and put others wrong
besides. Moreover, Aristotle says: “To Socrates we may unquestionably assign
two novelties; inductive discourses, and the definitions of general terms”.
I borrow here intentionally from Xenophon in preference to Plato; sine
the former, tamely describing a process which he imperfectly appreciated,
identifies it so much the more completely with the real Socrates, and is thus a
better witness than Plato, whose genius not only conceived but greatly enlarged
it, for didactic purposes of his own. In our present state of knowledge, some
mental effort is required to see anything important in the words of Xenophon; so
familiar has every student been rendered with the ordinary terms and gradations
of logic and classification,— such as genus, definition, individual things as
comprehended in a genus; what each thing is, and to what genus it belongs, etc.
But familiar as these words have now become, they denote a mental process, of
which, in 440-430 B.C., few men besides Socrates had any conscious perception.
Of course, men conceived and described things in classes, as is implied in the
very form of language, and in the habitual junction of predicates with subjects
in common speech. They explained their meaning clearly and forcibly in
particular cases: they laid down maxims, argued questions, stated premises, and
drew conclusions, on trials in the dikastery, or debates in the assembly: they
had an abundant poetical literature, which appealed to every variety of
emotion: they were beginning to compile historical narrative, intermixed with
reflection and criticism. But though all this was done, and often admirably
well done, it was wanting in that analytical consciousness which would have
enabled any one to describe, explain, or vindicate what he was doing. The ideas
of men—speakers as well as hearers, the productive minds as well as the
recipient multitude—were associated together in groups favorable rather to
emotional results, or to poetical, rhetorical narrative and descriptive effect,
than to methodical generalization, to scientific conception, or to proof either
inductive or deductive. That reflex act of attention which enables men to
understand, compare, and rectify their own mental process, was only just
beginning. It was a recent novelty on the part of the rhetorical teachers, to
analyze the component parts of a public harangue, and to propound some precepts
for making men tolerable speakers. Protagoras was just setting forth various
grammatical distinctions, while Prodikus discriminated the significations of
words nearly equivalent and liable to be confounded. All these proceedings
appeared then so new as to incur the ridicule even of Plato; yet they were
branches of that same analytical tendency which Socrates now carried into
scientific inquiry. It may be doubted whether any one before him ever used the
words genus and species, originally meaning family and form, in the philosophical
sense now exclusively appropriated to them. Not one of those many names—called
by logicians names of the second intention—which imply distinct attention to
various parts of the logical process, and enable us to consider and criticize
it in detail, then existed. All of them grew out of the schools of Plato,
Aristotle, and the subsequent philosophers, so that we can thus trace them in
their beginning to the common root and father, Socrates.
To comprehend the full value of the improvements struck out by Socrates,
we have only to examine the intellectual paths pursued by his predecessors or
contemporaries. He set to himself distinct and specific problems: “What is
justice? What is piety, courage, political government? What is it which is
really denoted by such great and important names, bearing upon the conduct or
happiness of man?”. Now it has been already remarked that Anaxagoras,
Empedocles, Democritus, the Pythagoreans, all had still present to their minds
those vast and undivided problems which had been transmitted down from the old
poets; bending their minds to the invention of some system which would explain
them all at once, or assist the imagination in conceiving both how the Cosmos
first began, and how it continued to move on. Ethics and physics, man and
nature, were all blended together; and the Pythagoreans, who explained all
nature by numbers and numerical relations, applied the same explanation to
moral attributes, considering justice to be symbolized by a perfect equation,
or by four, the first of all square numbers. These early philosophers
endeavored to find out the beginnings, the component elements, the moving cause
or causes, of things in the mass; but the logical distribution into genus,
species, and individuals, does not seem to have suggested itself to them, or to
have been made a subject of distinct attention by any one before Socrates. To
study ethics, or human dispositions and ends, apart from the physical world,
and according to a theory of their own, referring to human good and happiness
as the sovereign and comprehensive end; to treat each of the great and familiar
words designating moral attributes, as logical aggregates comprehending many
judgments in particular cases, and connoting a certain harmony or consistency
of purpose among the separate judgments, to bring many of these latter into
comparison, by a scrutinizing dialectical process, so as to test the
consistency and completeness of the logical aggregate or general notion, as it
stood in every man’s mind: all these were parts of the same forward movement
which Socrates originated.
It was at that time a great progress to break down the unwieldy mass
conceived by former philosophers as science; and to study ethics apart, with a
reference, more or less distinct, to their own appropriate end. Nay, we see, if
we may trust the “Phaedon” of Plato, that Socrates, before he resolved on such
pronounced severance, had tried to construct, or had at least yearned after, an
undivided and reformed system, including physics also under the ethical end; a
scheme of optimistic physics, applying the general idea, “What was best”, as
the commanding principle, from whence physical explanations were to be deduced;
which he hoped to find, but did not find, in Anaxagoras. But it was a still greater
advance to seize, and push out in conscious application, the essential features
of that logical process, upon the correct performance of which all our security
for general truth depends. The notions of genius, subordinate genera, and
individuals as comprehended under them, —we need not here notice the points on
which Plato and Aristotle differed from each other and from the modern
conceptions on that subject,—were at that time newly brought into clear
consciousness in the human mind. The profusion of logical distribution employed
in some of the dialogues of Plato, such as the Sophistes and the Politicus,
seems partly traceable to his wish to familiarize hearers with that which was
then a novelty, as well as to enlarge its development, and diversify its mode
of application. He takes numerous indirect opportunities of bringing it out
into broad light, by putting into the mouths of his dialogists answers implying
complete inattention to it, exposed afterwards in the course of the dialogue by
Socrates. What was now begun by Socrates, and improved by Plato, was embodied
as part in a comprehensive system of formal logic by the genius of Aristotle; a
system which was not only of extraordinary value in reference to the processes
and controversies of its time, but which also, having become insensibly worked
into the minds of instructed men, has contributed much to form what is correct
in the habits of modern thinking. Though it has been now enlarged and recast,
by some modern authors—especially by Mr. John Stuart Mill, in his admirable
System of Logic—into a structure commensurate with the vast increase of
knowledge and extension of positive method belonging to the present day, we
must recollect that the distance, between the best modern logic and that of
Aristotle, is hardly so great as that between Aristotle and those who preceded
him by a century, Empedocles, Anaxagoras, and the Pythagoreans; and that the
movement in advance of these latter commences with Socrates.
By Xenophon, by Plato, and by Aristotle, the growth as well as the
habitual use of logical classification is represented as concurrent with and
dependent upon dialectics. In this methodized discussion, so much in harmony
with the marked sociability of the Greek character, the quick recurrence of
short question and answer was needful as a stimulus to the attention, at a time
when the habit of close and accurate reflection on abstract subjects had been
so little cultivated. But the dialectics of Socrates had far greater and more
important peculiarities than this. We must always consider his method in
conjunction with the subjects to which he applied it. As those subjects were
not recondite or special, but bore on the practical life of the house, the
marketplace, the city, the dikastery, the gymnasium, or the temple, with which
everyone was familiar, so Socrates never presented himself as a teacher, nor as
a man having new knowledge to communicate. On the contrary, he disclaimed such
pretensions, uniformly and even ostentatiously. But the subjects on which he talked
were just those which everyone professed to know perfectly and thoroughly, and
on which everyone believed himself in a condition to instruct others, rather
than to require instruction for himself. On such questions as these: What is
justice? What is piety? What is a democracy? What is a law? every man fancied
that he could give a confident opinion, and even wondered that any other person
should feel a difficulty. When Socrates, professing ignorance, put any such
question, he found no difficulty in obtaining an answer, given off-hand, and
with very little reflection. The answer purported to be the explanation or
definition of a term— familiar, indeed, but of wide and comprehensive
import—given by one who had never before tried to render to himself an account
of what it meant. Having got this answer, Socrates put fresh questions,
applying it to specific cases, to which the respondent was compelled to give
answers inconsistent with the first; thus showing that the definition was
either too narrow, or too wide, or defective in some essential condition. The
respondent then amended his answer; but this was a prelude to other questions,
which could only be answered in ways inconsistent with the amendment; and the
respondent, after many attempts to disentangle himself, was obliged to plead
guilty to the inconsistencies, with an admission that he could make no
satisfactory answer to the original query, which had at first appeared so easy
and familiar. Or, if he did not himself admit this, the hearers at least felt
it forcibly. The dialogue, as given to us, commonly ends with a result purely
negative, proving that the respondent was incompetent to answer the question
proposed to him, in a manner consistent and satisfactory even to himself.
Socrates, as he professed from the beginning to have no positive theory to
support, s0 he maintains to the end the same air of a learner, who would be
glad to solve the difficulty if he could, but regrets to find himself
disappointed of that instruction which the respondent had promised.
We see by this description of the cross-examining path of this
remarkable man, how intimate was the bond of connection between the dialectic
method and the logical distribution of particulars into species and genera. The
discussion first raised by Socrates turns upon the meaning of some large
generic term, the queries whereby he follows it up, bring the answer given into
collision with various particulars which it ought not to comprehend, yet does;
or with others, which it ought to comprehend, but does not. It is in this
manner that the latent and undefined cluster of association, which has grown up
round a familiar term, is as it were penetrated by a fermenting leaven, forcing
it to expand into discernible portions, and bringing the appropriate function
which the term ought to fulfil, to become a subject of distinct consciousness.
The inconsistencies into which the hearer is betrayed in his various answers,
proclaim to him the fact that he has not yet acquired anything like a clear and
full conception of the common attribute which binds together the various
particulars embraced under some term which is ever upon his lips or perhaps enable him to detect a different
fact, not less important, that there is no such common attribute, and that the
generalization is merely nominal and fallacious. In either case, he is put upon
the train of thought which leads to a correction of the generalization, and
lights him on to that which Plato calls, seeing the one in the many, and the
many in the one. Without any predecessor to copy, Socrates, fell as it were
instinctively into that which Aristotle describes as the double track of the
dialectic process; breaking up the one into many, and recombining the many into
one; the former duty, at once the first and the most essential, Socrates
performed directly by his analytical string of questions; the latter, or
synthetical process, was one which he did not often directly undertake, but
strove so to arm and stimulate the hearer’s mind, as to enable him to do it for
himself. This one and many denote the logical distribution of a multifarious
subject-matter under generic terms, with clear understanding of the attributes
implied or connoted by each term, so as to discriminate those particulars to
which it really applies. At a moment when such logical distribution was as yet
novel as a subject of consciousness, it could hardly have been probed and laid
out in the mind by any less stringent process than the cross-examining
dialectics of Socrates, applied to the analysis of some attempts at definition
hastily given by respondents; that inductive discourse and search for (clear
general notions or) definitions of general terms, which Aristotle so justly
points out as his peculiar innovation.
I have already adverted to the persuasion of religious mission under
which Socrates acted in pursuing this system of conversation and interrogation.
He probably began it in a tentative way, upon a modest scale, and under the
pressure of logical embarrassment weighing on his own mind. But as he proceeded,
and found himself successful, as well as acquiring reputation among a certain
circle of friends, his earnest soul became more and more penetrated with
devotion to that which he regarded as a duty. It was at this time probably,
that sis friend Chaerephon came back with the oracular answer from Delphi,
noticed a few pages above, to which Socrates himself alludes as having prompted
him to extend the range of his conversation, and to question a class of persons
whom he had not before ventured to approach, the noted politicians, poets, and
artisans. He found them more confident than humbler individuals in their own
wisdom, but quite as unable to reply to his queries without being driven to
contradictory answers.
Such scrutiny of the noted men in Athens is made to stand prominent in
the “Platonic Apology”, because it was the principal cause of that unpopularity
which Socrates at once laments and accounts for before the dikasts. Nor can we
doubt that it was the most impressive portion of his proceedings, in the eyes
both of enemies and admirers, as well as the most flattering to his own natural
temper. Nevertheless, it would be a mistake to present this part of the general
purpose of Socrates—or of his divine mission, if we adopt his own language—as
if it were the whole; and to describe him as one standing forward merely to
unmask select leading men, politicians, sophists, poets, or others, who had
acquired unmerited reputation, and were puffed up with foolish conceit of their
own abilities, being in reality shallow and incompetent. Such an idea of
Socrates is at once inadequate and erroneous. His conversation, as I have
before remarked, was absolutely universal and indiscriminate; while the mental
defect which he strove to rectify was one not at all peculiar to leading men,
but common to them with the mass of mankind, though seeming to be exaggerated
in them, partly because more is expected from them, partly because the general
feeling of self-estimation stands at a higher level, naturally and reasonably,
in their bosoms, than in those of ordinary persons. That defect was, the
“seeming and conceit of knowledge without the reality”, on human life with its
duties, purposes, and conditions; the knowledge of which Socrates called
emphatically “human wisdom”, and regarded as essential to the dignity of a
freeman; while he treated other branches of science as above the level of man,1
and as a stretch of curiosity, not merely superfluous, but reprehensible. His
warfare against such false persuasion of knowledge, in one man as well as
another, upon those subjects—for with him, I repeat, we must never disconnect
the method from the subjects—clearly marked even in Xenophon, is abundantly and
strikingly illustrated by the fertile genius of Plato, and constituted the true
missionary scheme which pervaded the last half of his long life; a scheme far
more comprehensive, as well as more generous, than those anti-sophistic
polemics which are assigned to him by so many authors as his prominent object.
In pursuing the thread of his examination, there was no topic upon which
Socrates more frequently insisted, than the contrast between the state of men’s
knowledge on the general topics of man and society, and that which artists or
professional men possessed in their respective special crafts. So perpetually
did he reproduce this comparison, that his enemies accused him of wearing it
threadbare. Take a man of special
vocation—a carpenter, a brazier, a pilot, a musician, a surgeon—and examine him
on the state of his professional knowledge, you will find him able to indicate
the persons from whom and the steps by which he first acquired it; he can
describe to you his general aim, with the particular means which he employs to
realize the aim, as well as the reason why such means must be employed and why
precautions must be taken to combat such and such particular obstructions; he
can teach his profession to others, in matters relating to his profession, he
counts as an authority, so that no extra-professional person thinks of
contesting the decision of a surgeon in case of disease, or of a pilot at sea.
But while such is the fact in regard to every special art, how great is the
contrast in reference to the art of righteous, social, and useful living, which
forms, or ought to form, the common business alike important to each and to
all! On this subject, Socrates remarked that everyone felt perfectly
well-informed, and confident in his own knowledge; yet no one knew from whom,
or by what steps, be had learned: no one had ever devoted any special
reflection either to ends, or means, or obstructions: no one could explain or
give a consistent account of the notions in his own mind, when pertinent
questions were put to him : no one could teach another, as might be inferred,
he thought, from the fact that there were no professed teachers, and that the
sons of the best men were often destitute of merit: everyone knew for himself,
and laid down general propositions confidently, without looking up to any other
man as knowing better; yet there was no end of dissension and dispute on
particular cases.
Such was the general contrast which Socrates sought to impress upon his
hearers by a variety of questions bearing on it, directly or indirectly. One
way of presenting it, which Plato devoted much of his genius to expand in
dialogue, was, to discuss, Whether virtue be really teachable. How was it that
superior men, like Aristeides and Perikles, acquired the eminent qualities
essential for guiding and governing Athens, since they neither learned them
under any known master, as they had studied music and gymnastics, nor could
insure the same excellences to their sons, either through their own agency or
through that of any master? Was it not rather the fact that virtue, as it was
never expressly taught, so it was not really teachable; but was vouchsafed or
withheld according to the special volition and grace of the gods? If a man has
a young horse to be broken, or trained, he finds without difficulty a professed
trainer, thoroughly conversant with the habits of the race, to communicate to
the animal the excellence required; but whom can he find to teach virtue to his
sons, with the like preliminary knowledge and assured result? Nay, how can
anyone either teach virtue, or affirm virtue to be teachable, unless he be
prepared to explain what virtue is, and what are the points of analogy and
difference between its various branches; justice, temperance, fortitude,
prudence, etc.? In several of the Platonic dialogues, the discussion turns on
the analysis of these last-mentioned words: the “Laches” and “Protagoras” on
courage, the “Charmides” on temperance, the “Euthyphron” on holiness.
By these and similar discussions did Socrates, and Plato amplifying upon
his master, raise indirectly all the important questions respecting society,
human aspirations and duties, and the principal moral qualities which were
accounted virtuous in individual men. As the general terms, on which his
conversation turned, were among the most current and familiar in the language,
so also the abundant instances of detail, whereby he tested the hearer’s
rational comprehension and consistent application of such large terms, were
selected from the best known phenomena of daily life; bringing home the
inconsistency, if inconsistency there was, in a manner obvious to every ne. The
answers made to him,—not merely by ordinary citizens, but by men of talent and
genius, such as the poets or the rhetors, when called upon for an explanation
of the moral terms and ideas set forth in their own compositions,—revealed
alike that state of mind against which his crusade, enjoined and consecrated by
the Delphian oracle, was directed, the semblance and conceit of knowledge
without real knowledge. They proclaimed confident, unhesitating persuasion, on
the greatest and gravest questions concerning man and society, in the bosoms of
persons who had never bestowed upon them sufficient reflection to be aware that
they involved any difficulty. Such persuasion had grown up gradually and unconsciously,
partly by authoritative communication, partly by insensible transfusion, from
others; the process beginning antecedent to reason as a capacity, continuing
itself with little aid and no control from reason, and never being finally
revised. With the great terms and current propositions concerning human life
and society, a complex body of association had become accumulated from
countless particulars, each separately trivial and lost to the memory, knit
together by a powerful sentiment, and imbibed as it were by each man from the
atmosphere of authority and example around him. Upon this basis the fancied
knowledge really rested; and reason when invoked at all, was called in simply
as an handmaid, expositor, or apologist of the preexisting sentiment; as an
accessory after the fact, not as a test or verification. Every man found these
persuasions in his own mind, without knowing how they became established there;
and witnessed them in others, as portions of a general fund of unexamined
common-place and credence. Because the words were at once of large meaning,
embodied in old and familiar mental processes, and surrounded by a strong body
of sentiment, the general assertions in which they were embodied appeared
self-evident and imposing to every one: so that, in spite of continual dispute
in particular cases, no one thought himself obliged to analyze the general
propositions themselves, or to reflect whether he had verified their import,
and could apply them rationally and consistently.
The phenomenon here adverted to is too obvious, even at the present day,
to need further elucidation as matter of fact. In morals, in politics, in
political economy, on all subjects relating to man and society, the like
confident persuasion of knowledge without the reality is sufficiently
prevalent: the like generation and propagation, by authority and example, of
unverified convictions, resting upon strong sentiment, without consciousness of
the steps or conditions of their growth; the like enlistment of reason as the
one-sided advocate of a pre-established sentiment; the like illusion, because
every man is familiar with the language, that therefore every man is master of
the complex facts, judgments, and tendencies, involved in its signification,
and competent both to apply comprehensive words and to assume the truth or
falsehood of large propositions, without any special analysis or study.
There is one important difference, however, to note, between our time
and that of Socrates. In his day, the impressions not only respecting man and
society, but also respecting the physical world, were of this same self-sown,
self-propagating, and unscientific character. The popular astronomy of the
Socratic age was an aggregate of primitive, superficial observations and
imaginative inferences, passing unexamined from elder men to younger, accepted
with unsuspecting faith, and consecrated by intense sentiment. Not only men
like Nikias, or Anytus and Melitus, but even Socrates himself, protested
against the impudence of Anaxagoras, when he degraded the divine Helois and
Selene into a sun and moon of calculable motions and magnitudes. But now, the
development of the scientific point of view, with the vast increase of
methodized physical and mathematical knowledge, has taught every one that such primitive
astronomical and physical convictions were nothing better than “a fancy of
knowledge without the reality”. Every one renounces them without hesitation,
seeks his conclusions from the scientific teacher, and looks to the proofs
alone for his guarantee. A man who has never bestowed special study on
astronomy, knows that he is ignorant of it; to fancy that he knows it, without
such preparation, would be held an absurdity. While the scientific point of
view has thus acquired complete predominance in reference to the physical
world, it has made little way comparatively on topics regarding man and
society, wherein “fancy of knowledge without the Reality” continues to reign,
not without criticism and opposition, yet still as a paramount force. And if a new
Socrates were now to put the same questions in the market-place to men of all
ranks and professions, he would find the like confident persuasion and
unsuspecting dogmatism as to generalities; the like faltering, blindness, and
contradiction, when tested by cross-examining details.
In the time of Socrates, this last comparison was not open; since there
did not exist, in any department, a body of doctrine scientifically
constituted, but the comparison which he actually took, borrowed from the
special trades and professions, brought him to an important result. He was the
first to see, and the idea pervades all his speculations, that as in each art
or profession there is an end to be attained, a theory laying down the means
and conditions whereby it is attainable, and precepts deduced from that theory,
such precepts collectively taken directing and covering nearly the entire field
of practice, but each precept separately taken liable to conflict with others,
and therefore liable to cases of exception; so all this is not less true, or
admits not less of being realized, respecting the general art of human living
and society. There is a grand and all-comprehensive End,— the security and
happiness, as far as practicable, of each and all persons in the society: there may be a theory, laying down those
means and conditions under which the nearest approach can be made to that end:
there may also be precepts, prescribing to every man the conduct and character
which best enables him to become an auxiliary towards its attainment, and
imperatively restraining him from acts which tend to hinder it; precepts
deduced from the theory, each one of them separately taken being subject to
exceptions, but all of them taken collectively governing practice, as in each
particular art. Socrates and Plato talk of “the art of dealing with human
beings”, “the art of behaving in society”, “that science which has for its
object to make men happy”, and they draw a marked distinction between art, or
rules of practice deduced from a theoretical survey of the subject-matter and
taught with precognition of the end, and mere artless, irrational knack, or
dexterity, acquired by simple copying, or assimilation, through a process of
which no one could render account.
Plato, with that variety of indirect allusion which is his
characteristic, continually constrains the reader to look upon human and social
life as having its own ends and purposes no less than each separate profession
or craft; and impels him to transfer to the former that conscious analysis as a
science, and intelligent practice as an art, which are known as conditions of
success in the latter. It was in furtherance of these rational conceptions,
“Science and Art”, that Socrates carried on his crusade against “that conceit
of knowledge without reality”, which reigned undisturbed in the moral world
around him, and was only beginning to be slightly disturbed even as to the
physical world. To him the precept, inscribed in the Delphian temple, “Know
Thyself”, was the holiest of all texts, which he constantly cited, and
strenuously enforced upon his hearers; interpreting it to mean, “Know what sort
of a man thou art, and what are thy capacities, in reference to human use”. His
manner of enforcing it was alike original and effective, and though he was
dexterous in varying his topics and queries according to the individual person
with whom he had to deal, it was his first object to bring the hearer to take
just measure of his own real knowledge or real ignorance. To preach, to exhort,
even to confute particular errors, appeared to Socrates useless, so long as the
mind lay wrapped up in its habitual mist or illusion of wisdom : such mist must
be dissipated before any new light could enter. Accordingly, the hearer being
usually forward in announcing positive declarations on those general doctrines,
and explanations of those terms, to which he was most attached and in which he
had the most implicit confidence, Socrates took them to pieces, and showed that
they involved contradiction and inconsistency; professing himself to be without
any positive opinion, nor ever advancing any until the hearer’s mind had
undergone the proper purifying cross-examination.
It was this indirect and negative proceeding, which, though only a part
of the whole, stood out as his most original and most conspicuous
characteristic, and determined his reputation with a large number of persons
who took no trouble to know anything else about him. It was an exposure no less
painful than surprising to the person questioned, and produced upon several of
them an effect of permanent alienation, so that they never came near him again,
but reverted to their former state of mind without any permanent change. But on
the other hand, the ingenuity and novelty of the process was highly interesting
to hearers, especially youthful hearers, sons of rich men, and enjoying
leisure; who not only carried away with them a lofty admiration of Socrates,
but were fond of trying to copy his negative polemics. Probably men like
Alcibiades and Kritias frequented his society chiefly for the purpose of
acquiring a quality which they might turn to some account in their political
career. His constant habit of never suffering a general term to remain
undetermined, but applying it at once to particulars; the homely and effective
instances of which, he made choice; the string of interrogatories each
advancing towards a result, yet a result not foreseen by any one; the indirect
and circuitous manner whereby the subject was turned round, and at last
approached and laid open by a totally different face, all this constituted a
sort of prerogative in Socrates, which no one else seems to have approached.
Its effect was enhanced by a voice and manner highly plausible and captivating,
and to a certain extent by the very eccentricity of his silenic physiognomy.
What is termed “his irony”, or assumption of the character of an ignorant
learner, asking information from one who knew better than himself, while it was
essential as an excuse for his practice as a questioner, contributed also to
add zest and novelty to his conversation; and totally banished from it both
didactic pedantry and seeming bias as an advocate; which, to one who talked so
much, was of no small advantage. After he had acquired celebrity, this uniform
profession of ignorance in debate was usually construed as mere affectation;
and those who merely heard him occasionally, without penetrating into his
intimacy, often suspected that he was amusing himself with ingenious paradox.
Timon the Satirist, and Zeno the Epicurean, accordingly described him as a
buffoon, who turned every one into ridicule, especially men of eminence.
It is by Plato that the negative and indirect vein of Socrates has been
worked out and immortalized; while Xenophon, who sympathized little in it,
complains that others looked at his master too exclusively on this side, and
that they could not conceive him as a guide to virtue, but only as a stirring
and propulsive force. One of the principal objects of his “Memorabilia” is, to
show that Socrates, after having worked upon novices sufficiently with the
negative line of questions, altered his tone, desisted from embarrassing them,
and addressed to them precepts not less plain and simple than directly useful
in practice. I do not at all doubt that this was often the fact, and that the
various dialogues in which Xenophon presents to us the philosopher inculcating
self-control, temperance, piety, duty to parents, brotherly love, fidelity in
friendship, diligence, benevolence, etc., on positive grounds, are a faithful
picture of one valuable side of his character, and an essential part of the
whole. Such direct admonitory influence was common to Socrates with Prodikus
and the best of the sophists.
It is, however, neither from the virtue of his life, nor from the goodness
of his precepts—though both were essential features in his character—that he
derives his peculiar title to fame, but from his originality and prolific
efficacy in the line of speculative philosophy. Of that originality, the first
portion, as has been just stated, consisted in his having been the first to
conceive the idea of an ethical science with its appropriate end, and with
precepts capable of being tested and improved; but the second point, and not
the least important, was, his peculiar method, and extraordinary power of
exciting scientific impulse and capacity in the minds of others. It was not by
positive teaching that this effect was produced. Both Socrates and Plato
thought that little mental improvement could be produced by expositions directly
communicated, or by new written matter lodged in the memory. It was necessary
that mind should work upon mind, by short question and answer, or an expert
employment of the dialectic process, in order to generate new thoughts and
powers; a process which Plato, with his exuberant fancy, compares to copulation
and pregnancy, representing it as the true way, and the only effectual way, of
propagating the philosophic spirit.
We should greatly misunderstand the negative and indirect vein of
Socrates, if we suppose that it ended in nothing more than simple negation. On
busy or ungifted minds, among the indiscriminate public who heard him, it
probably left little permanent effect of any kind, and ended in a mere feeling
of admiration for ingenuity, or perhaps dislike of paradox: on practical minds
like Xenophon, its effect was merged in that of the preceptorial exhortation :
but where the seed fell upon an intellect having the least predisposition or
capacity for systematic thought, the negation had only the effect of driving
the hearer back at first, giving him a new impetus for afterwards springing
forward. The Socratic dialectics, clearing away from the mind its mist of
fancied knowledge, and laying bare the real ignorance, produced an immediate
effect like the touch of the torpedo: the newly-created consciousness of
ignorance was alike unexpected, painful, and humiliating,—a season of doubt and
discomfort; yet combined with an internal working and yearning after truth,
never before experienced. Such intellectual quickening, which could never
commence until the mind had been disabused of its original illusion of false
knowledge, was considered by Socrates not merely as the index and precursor,
but as the indispensable condition, of future progress. It was the middle point
in the ascending mental scale; the lowest point being ignorance unconscious,
self-satisfied, and mistaking itself for knowledge; the next above, ignorance
conscious, unmasked, ashamed of itself, and thirsting after knowledge as yet
unpossessed; while actual knowledge, the third and highest stage, was only
attainable after passing through the second as a preliminary. This second, was
a sort of pregnancy; and every mind either by nature incapable of it, or in
which, from want of the necessary conjunction, it had never arisen, was barren
for all purposes of original or self-appropriated thought. Socrates regarded it
as his peculiar vocation and skill, employing another Platonic metaphor, while
he had himself no power of reproduction, to deal with such pregnant and
troubled minds in the capacity of a midwife; to assist them in that mental
parturition whereby they were to be relieved, but at the same time to
scrutinize narrowly the offspring which they brought forth; and if it should
prove distorted or unpromising, to cast it away with the rigor of a Lykurgean
nurse, whatever might be the reluctance of the mother-mind to part with its
new-born. There is nothing which Plato is more fertile in illustrating, than
this relation between the teacher and the scholar, operating not by what it put
into the latter, but by what it evolved out of him; by creating an uneasy
longing after truth, aiding in the elaboration necessary for obtaining relief,
and testing whether the doc trine elaborated possessed the real lineaments, or
merely the delusive semblance, of truth.
There are few things more remarkable than the description given of the
colloquial magic of Socrates and its vehement effects, by those who had
themselves heard it and felt its force. Its suggestive and stimulating power
was a gift so extraordinary, as well to justify any abundance of imagery on the
part of Plato to illustrate it. On the subjects to which he applied himself,
man and society, his hearers had done little but feel and affirm : Socrates
undertook to make them think, weigh, and examine themselves and their own
judgments, until the latter were brought into consistency with each other, as
well as with a known and venerable end. The generalizations embodied in their
judgments had grown together and coalesced in a manner at once so intimate, so
familiar, yet so unverified, that the particulars implied in them had passed
out of notice: so that Socrates, when he recalled these particulars out of a
forgotten experience, presented to the hearer his own opinions under a totally
new point of view. His conversations—even as they appear in the reproduction of
Xenophon, which presents but a mere skeleton of the reality—exhibit the main
features of a genuine inductive, method, struggling against the deep-lying, but
unheeded, errors of the early intellect acting by itself, without conscious
march or scientific guidance,—of the intellectus
sibi permissus,—upon which Bacon so emphatically dwells. Amidst abundance
of instantiae negatives, the
scientific value of which is dwelt upon in the “Novum Organon”, and negative
instances, too, so dexterously chosen as generally to show the way to new
truth, in place of that error which they set aside,—there is a close pressure
on the hearer’s mind, to keep it in the distinct tract of particulars, as
conditions of every just and consistent generalization; and to divert it from
becoming enslaved to unexamined formulae, or from delivering mere intensity of
persuasion under the authoritative phrase of reason. Instead of anxiety to plant
in the hearer a conclusion ready-made and accepted on trust, the questioner
keeps up a prolonged suspense with special emphasis laid upon the particulars
tending both affirmatively and negatively; nor is his purpose answered, until
that state of knowledge and apprehended evidence is created, out of which the
conclusion starts as a living product, with its own root and self-sustaining
power consciously linked with its premises. If this conclusion so generated be
not the same as that which the questioner himself adopts, it will at least be
some other, worthy of a competent and examining mind taking its own independent
view of the appropriate evidence. And amidst all the variety and divergence of
particulars which we find enforced in the language of Socrates, the end,
towards which all of them point, is one and the same, emphatically signified,
the good and happiness of social man.
It is not, then, to multiply proselytes, or to procure authoritative
assent, but to create earnest seekers, analytical intellects, foreknowing and
consistent agents, capable of forming conclusions for themselves and of
teaching others, as well as to force them into that path of inductive
generalization whereby alone trustworthy conclusions can be formed, that the
Socratic method aspires. In many of the Platonic dialogues, wherein Socrates is
brought forward as the principal disputant, we read a series of discussions and
arguments, distinct, though having reference to the same subject, but
terminating either in a result purely negative, or without any definite result
at all. The commentators often attempt, but in my judgment with little success,
either by arranging the dialogues in a supposed sequence or by various other
hypotheses, to assign some positive doctrinal conclusion as having been
indirectly contemplated by the author. But if Plato had aimed at any
substantive demonstration of this sort, we cannot well imagine that he would
have left his purpose thus in the dark, visible only by the microscope of a
critic. The didactic value of these dialogues—that wherein the genuine
Socratic spirit stands most manifest—consists, not in the positive conclusion
proved, but in the argumentative process itself, coupled with the general
importance of the subject, upon which evidence negative and affirmative is
brought to bear.
This connects itself with that which I remarked in the preceding
chapter, when mentioning Zeno and the first manifestations of dialectics,
respecting the large sweep, the many-sided argumentation, and the strength as
well as forwardness of the negative arm, in Grecian speculative philosophy.
Through Socrates, this amplitude of dialectic range was transmitted from Zeno,
first to Plato and next to Aristotle. It was a proceeding natural to men who
were not merely interested in establishing, or refuting some given particular
conclusion, but who also—like expert mathematicians in their own science—loved,
esteemed, and sought to improve the dialectic process itself, with the means of
verification which it afforded; a feeling, of which abundant evidence is to be
found in the Platonic writings. Such pleasure in the scientific
operation,—though not merely innocent, but valuable both as a stimulant and as
a guarantee against error, and though the corresponding taste among mathematicians
is always treated with the sympathy which it deserves,—incurs much unmerited
reprobation from modern historians of philosophy, under the name of love of
disputation, cavilling, or skeptical subtlety.
But over and above any love of the process, the subjects to which
dialectics were applied, from Socrates downwards,—man and society, ethics,
politics, metaphysics, etc., were, such as particularly called for this
many-sided handling. On topics like these, relating to sequences of fact which
depend upon a multitude of cooperating or conflicting causes, it is impossible
to arrive, by any one thread of positive reasoning or induction, at absolute
doctrine, which a man may reckon upon finding always true, whether he remembers
the proof or not; as is the case with mathematical, astronomical, or physical
truth. The utmost which science can ascertain, on subjects thus complicated, is
an aggregate, not of peremptory theorems and predictions, but of tendencies; by
studying the action of each separate cause, and combining them together as well
as our means admit. The knowledge of tendencies thus obtained, though falling
much short of certainty, is highly important for guidance: but it is plain that
conclusions of this nature, resulting from multifarious threads of evidence,
true only on a balance, and always liable to limitation, can never be safely
detached from the proofs on which they rest, or taught as absolute and
consecrated formulae. They require to be kept in perpetual and conscious
association with the evidences, affirmative and negative, by the joint
consideration of which their truth is established; nor can this object be
attained by any other means than by ever-renovated discussion, instituted from
new and distinct points of view, and with free play to that negative arm which
is indispensable as stimulus not less than as control. To ask for nothing but
results, to decline the labor of verification, to be satisfied with a
ready-made stock of established positive arguments as proof, and to decry the
doubter or negative reasoner, who starts new difficulties, as a common enemy,
this is a proceeding sufficiently common, in ancient as well as in modern
times. But it is, nevertheless, an abnegation of the dignity, and even of the
functions, of speculative philosophy. It is the direct reverse of the method
both of Socrates and Plato, who, as inquirers, felt that, for the great
subjects which they treated, multiplied threads of reasoning, coupled with the
constant presence of the cross-examining elenchus,
were indispensable. Nor is it less at variance with the views of Aristotle, —
though a man very different from either of them,—who goes round his subject on
all sides, states and considers all its difficulties, and insists emphatically
on the necessity of having all these difficulties brought out in full force, as
the incitement and guide to positive philosophy, as well as the test of its
sufficiency.
Understanding thus the method of Socrates, we shall be at no loss to
account for a certain variance on his part—and a still greater variance on the
part of Plato, who expanded the method in writing so much more—with the
sophists, without supposing the latter to be corrupt teachers. As they aimed at
qualifying young men for active life, they accepted the current ethical and political
sentiment, with its unexamined commonplaces and inconsistencies, merely seeking
to shape it into what was accounted a meritorious character at
Athens. They were thus exposed, along with others—and more than others, in
consequence of their reputation—to the analytical cross-examination of
Socrates, and were quite as little able to defend themselves against it.
Whatever may have been the success of Protagoras or any other among
these sophists, the mighty originality of Socrates achieved results not only
equal at the time, but incomparably grander and more lasting in reference to
the future. Out of his intellectual school sprang not merely Plato, himself a
host, but all the other leaders of Grecian speculation for the next
half-century, and all those who continued the great line of speculative
philosophy down to later times. Eukleides and the Megarid school of
philosophers,—Aristippus and the Kyrenaic,—Antisthenes and Diogenes, the first
of those called the Cynics, all emanated more or less directly from the
stimulus imparted by Socrates, though each followed a different vein of
thought. Ethics continue to be what Socrates had first made them, a distinct
branch of philosophy, alongside of which politics, rhetoric, logic, and other
speculations relating to man and society, gradually arranged themselves; all of
them more popular, as well as more keenly controverted, than physics, which at
that time presented comparatively little charm, and still less of attainable
certainty. There can be no doubt that the individual influence of Socrates
permanently enlarged the horizon, improved the method, and multiplied the
ascendant minds, of the Grecian speculative world, in a manner never since
paralleled. Subsequent philosophers may have had a more elaborate doctrine, and
a larger number of disciples who imbibed their ideas; but none of them applied
the same stimulating method with, the same efficacy; none of them struck out of
other minds that fire which sets light to original thought; none of them either
produced in others the pains of intellectual pregnancy, or extracted from
others the fresh and unborrowed offspring of a really parturient mind.
Having thus touched upon Sokrates, both as first opener of the field of
ethics to scientific study, and as author of a method, little copied and never
paralleled since his time, for stimulating in other mind’s minds earnest
analytical inquiry, I speak last about his theoretical doctrine. Considering
the fanciful, far fetched ideas, upon which alone the Pythagoreans and others predecessors
had shaped their theories respecting virtues and vices, the wonder is that
Socrates, who had no better guides to follow, should have laid down an ethical
doctrine which has the double merit of being true, as far as it goes,
legitimate, and on comprehensive generality: though it errs, mainly by stating
a part of the essential conditions of virtue—sometimes also a part of the
ethical end—as if it were the whole. Socrates resolved all virtue into
knowledge or wisdom; all vice, into ignorance or folly. To do right was the
only way to impart happiness, or the least degree of unhappiness compatible
with any given situation: now this was precisely what everyone wished for and
aimed at; only that many persons, from ignorance, took the wrong road; and no man
was wise enough always to take the right. But as no man was willingly his own
enemy, so no man ever did wrong willingly; it was because he was not fully or
correctly informed of the consequences of his own actions; so that the proper
remedy to apply was enlarged teaching of consequences and improved judgment. To
make him willing to be taught, the only condition required was to make him
conscious of his own ignorance; the want of which consciousness was the real
cause both of indocility and of vice.
That this doctrine sets forth one portion of the essential conditions of
virtue, is certain; and that too the most commanding portion, since there can
be no assured moral conduct except under the supremacy of reason. But that it
omits to notice, what is not less essential to virtue, the proper condition of
the emotions, desires, etc., taking account only of the intellect, is also
certain; and has been remarked by Aristotle as well as by many others. It is
fruitless, in my judgment, to attempt by any refined explanation to make out
that Socrates meant, by “knowledge”, something more than what is directly
implied in the word. He had present to his mind, as the grand depravation of
the human being, not so much vice, as madness; that state in which a man does
not know what he is doing. Against the vicious man, securities both public and
private may be taken, with considerable effect; against the madman there is no
security except perpetual restraint. He is incapable of any of the duties
incumbent on social man, nor can he, even if he wishes, do good either to
himself or to others. The sentiment which we feel towards such an unhappy being
is, indeed, something totally different from moral reprobation, such as we feel
for the vicious man who does wrong knowingly. But Socrates took measure of both
with reference to the purposes of human life and society, and pronounced that
the latter was less completely spoiled for those purposes than the former.
Madness was ignorance at its extreme pitch, accompanied, too, by the circumstance
that the madman himself was unconscious of his own ignorance, acting under a
sincere persuasion that he knew what he was doing. But short of this extremity,
there were many varieties and gradations in the scale of ignorance, which, if
accompanied by false conceit of knowledge, differed from madness only in
degree, and each of which disqualified a man from doing right, in proportion to
the ground which it covered. The worst of all ignorance—that which stood
nearest to madness—was when a man was ignorant of himself, fancying that he
knew what he did not really know, and that he could do, or avoid, or endure,
what was quite beyond his capacity; when, for example, intending to speak the
same truth, he sometimes said one thing, sometimes another; or, casting up the
same arithmetical figures, made sometimes a greater sum, sometimes a less. A
person who knows his letters, or an arithmetician, may doubtless write bad
orthography or cast-up incorrectly, by design, but can also perform the
operations correctly, if he chooses; while one ignorant of writing, or of
arithmetic, cannot do it correctly, even though he should be anxious to do so.
The former, therefore, comes nearer to the good orthographer or arithmetician
than the latter. So, if a man knows what is just, honorable, and good, but
commits acts, of a contrary character, he is juster, or comes nearer to being a
just man, than one who does not know what just acts are, and does not
distinguish them from unjust; for this latter cannot conduct himself justly, even
if he desires it ever, so much.
The opinion here maintained illustrates forcibly the general doctrine of
Socrates. I have already observed that the fundamental idea, which governed,
his, train of reasoning, was, the analogy of each man’s social life, and duty
to a special profession or trade. Now what is principally inquired-after in
regard to these special men, is their professional capacity; without this, no
person would ever think of employing them, let their dispositions be ever so
good; with it, good dispositions and diligence are presumed, unless there be
positive grounds for suspecting the contrary. But why do we indulge such
presumption? Because their pecuniary interest, their professional credit, and
their place among competitors, are staked upon success, so that we reckon upon their
best efforts. But in regard to that manifold and indefinite series of acts
which constitute the sum total of social duty, a man has no such special
interest to guide and impel him, nor can we presume in him those dispositions
which will insure his doing right, wherever he knows what right is. Mankind are
obliged to give premiums for these dispositions, and to attach penalties to the
contrary, by means of praise and censure; moreover, the natural sympathies and
antipathies of ordinary minds, which determine so powerfully the application of
moral terms, run spontaneously in this direction, and even overshoot the limit
which reason would prescribe. The analogy between the paid special duty, and
the general social duty, fails in this particular. Even if Socrates were
correct as to the former,—and this would be noway true,—in making the
intellectual conditions of good conduct stand for the whole, no such inference
could safely be extended to the latter.
Socrates affirmed that well-doing was the noblest pursuit of man.
Well-doing consisted in doing a thing well after having learned it, and
practised it by the rational and proper means; it was altogether disparate from
good fortune, or success without rational scheme and preparation. “The best man
(he said), and the most beloved by the gods, is he who, as an husbandman,
performs well the duties of husbandry; as a surgeon, those of medical art; in
political life, his duty towards the commonwealth. But the man who does
nothing well, is neither useful, nor agreeable to the gods”. This is the
Socratic view of human life; to look at it as an assemblage of realities and
practical details; to translate the large words of the moral vocabulary into
those homely particulars to which at bottom they refer; to take account of
acts, not of dispositions apart from act (in contradiction to the ordinary flow
of the moral sympathies); to enforce upon every one, that what he chiefly
required was teaching and practice, as preparations for act; and that,
therefore ignorance, especially ignorance mistaking itself for knowledge, was
his capital deficiency. The religion of Socrates, as well as his ethics, had
reference to practical human ends; nor had any man ever less of that
transcendentalism in his mind, which his scholar Plato exhibits in such
abundance.
It is indisputable, then, that Socrates laid down a general ethical
theory which is too narrow, and which states a part of the truth as if it were
the whole. But, as it frequently happens with philosophers who make the like
mistake, we find that he did not confine his deductive reasonings within the
limits of the theory, but escaped the erroneous consequences by a partial
inconsistency. For example; no man ever insisted more emphatically than him on
the necessity of control over the passions and appetites, of enforcing good
habits, and on the value of that state of the sentiments and emotions which
such a course tended to form. In truth, this is one particular characteristic
of his admonitions. He exhorted men to limit their external wants, to be
sparing in indulgence, and to cultivate, even in preference to honors and
advancement, those pleasures which would surely arise from a performance of
duty, as well as from self-examination and the consciousness of internal
improvement. This earnest attention, in measuring the elements and conditions
of happiness, to the state of the internal associations as contrasted with the
effect of external causes, as well as the pains taken to make it appear how
much the latter depend upon the former for their power of conferring happiness,
and how sufficient is moderate good fortune in respect to externals, provided
the internal man be properly disciplined, is a vein of thought which pervades
both Socrates and Plato, and which passed from them, under various
modifications, to most of the subsequent schools of ethical philosophy. It is
probable that Protagoras or Prodikus, training rich youth for active life,
without altogether leaving out such internal element of happiness, would yet
dwell upon it less; a point of decided superiority in Socrates.
The political opinions of Socrates were much akin to his ethical, and
deserve especial notice, as having in part contributed to his condemnation by
the dikastery. He thought that the functions of government belonged legitimately
to those who knew best how to exercise them for the advantage of the governed.
“The legitimate king or governor was not the man who held the sceptre, nor the
man elected by some vulgar persons, nor he who had got the post by lot, nor he
who had thrust himself in by force or by fraud, but he alone who knew how to
govern well”. Just as the pilot governed on shipboard, the surgeon in a sick
man’s house, the trainer in a palaestra; everyone else being eager to obey
these professional superiors, and even thanking and recompensing them for their
directions, simply because their greater knowledge was an admitted fact. It was
absurd, Socrates used to contend, to choose public officers by lot, when no one
would trust himself on shipboard under the care of a pilot selected by hazard,
nor would any one pick out a carpenter or a musician in like manner.
We do not know what provision Socrates suggested for applying his
principle to practice, for discovering who was the fittest man in point of
knowledge, or for superseding him in case of his becoming unfit, or in case
another fitter than he should arise. The analogies of the pilot, the surgeon,
and professional men generally, would naturally conduct him to election by the
people, renewable after temporary periods; since no one of these professional
persons, whatever may be his positive knowledge, is ever trusted or obeyed
except by the free choice of those who confide in him, and who may at any time
make choice of another. But it does, not appear that Socrates followed out this
part of the analogy. His companions remarked to him that his first-rate
intellectual ruler would be a despot, who might, if he pleased, either, refuse
to listen to good advice, or even put to death those who gave it. “He will
not-act thus”, replied Socrates, “for if he does, he will himself be the
greatest loser”.
We may notice in this doctrine of Socrates the same imperfection as that
which is involved in the ethical doctrine; a disposition to make the
intellectual conditions of political fitness stand for the whole. His negative
political, doctrine is not to be mistaken : he approved neither of democracy
nor of oligarchy. As he was not attached, either by sentiment or by conviction,
to the constitution of Athens, so neither had he the least sympathy with
oligarchical usurpers, such as the Four Hundred and the Thirty. His positive
ideal state, as far as we can divine it, would have been something like that
which is worked out in the “Cyropaedia” of Xenophon.
In describing the persevering activity of Socrates, as a religious and
intellectual missionary, we have really, described his life; for he had no
other occupation than this continual intercourse with the Athenian public; his
indiscriminate conversation, and invincible dialectics. Discharging faithfully
and bravely his duties as an hoplite on military service,—but keeping aloof
from official duty in the dikastery, the public assembly, or the senate-house,
except in that one memorable year of the battle of Arginusae,— he incurred none
of those party animosities which an active public life at Athens often
provoked. His life was legally blameless, nor had he ever been brought up
before the dikastery until his one final trial, when he was seventy years of
age. That he stood conspicuous before the public eye in 423 B.C., at the time
when the “Clouds” of Aristophanes were brought on the stage, is certain : he
may have been, and probably was, conspicuous even earlier: so that we can
hardly allow him less than thirty years of public, notorious, and efficacious
discoursing, down to his trial in 399 B.C.
It was in that year that Melitus, seconded by two auxiliaries, Anytus
and Lykon, presented against him, and hung up in the appointed place, the
portico before the office of the second or king-archon, an indictment against
him in the following terms “Socrates is guilty of crime: first, for not
worshipping the gods whom the city worships, but introducing new divinities of
his own; next, for corrupting the youth. The penalty due is — death”.
It is certain that neither the conduct nor the conversation of Socrates
had undergone any alteration for many years past; since the sameness of his
manner of talking, is both derided by his enemies and confessed by himself. Our
first sentiment, therefore, apart from the question of guilt or innocence, is
one of astonishment, that he should have been prosecuted, at seventy years of
age, for persevering in an occupation which he had publicly followed during
twenty-five or thirty years preceding. Xenophon, full of reverence for his
master, takes up the matter on much higher ground, and expresses himself in a
feeling of indignant amazement that the Athenians could find anything to
condemn in a man every way so admirable. But whoever attentively considers the
picture which I have presented of the purpose, the working, and the extreme
publicity of Socrates, will rather be inclined to wonder, not that the
indictment was presented at last, but that some such indictment had not been
presented long before. Such certainly is the impression suggested by the
language of Socrates himself, in the Platonic Apology. He there proclaims,
emphatically, that though his present accusers were men of consideration, it
was neither their enmity, nor their eloquence, which he had now principally to fear;
but the accumulated force of antipathy,—the numerous and important personal
enemies, each with sympathizing partisans,—the long-standing and uncontradicted
calumnies, raised against him throughout his cross-examining career.
In truth, the mission of Socrates, as he himself describes it, could not
but prove eminently unpopular and obnoxious. To convince a man that, of matters
which he felt confident of knowing, and had never thought of questioning or
even of studying, he is really profoundly ignorant, insomuch that he cannot
reply to a few pertinent queries without involving himself in flagrant
contradictions, is an operation highly salutary, often necessary, to his future
improvement; but an operation of painful surgery, in which, indeed, the temporary
pain experienced is one of the conditions almost indispensable to the future
beneficial results. It is one which few men can endure without hating the
operator at the time; although doubtless such hatred would not only disappear,
but be exchanged for esteem and admiration, if they persevered until the full
ulterior consequences of the operation developed themselves. But we know, from
the express statement of Xenophon, that many, who underwent this first pungent
thrust of his dialectics, never came near him again: he disregarded them as
laggards, but their voices did not the less count in the hostile chorus. What
made that chorus the more formidable, was the high quality and position of its
leaders. For Socrates himself tells us, that the men whom he chiefly and
expressly sought out to cross-examine, were the men of celebrity as statesmen,
rhetors, poets, or artisans; those at once most sensitive to such humiliation,
and most capable of making their enmity effective.
When we reflect upon this great body of antipathy, so terrible both from
number and from constituent items, we shall wonder only that Socrates could
have gone on so long standing in the market-place to aggravate it, and that the
indictment of Melitus could have been so long postponed; since it was just as
applicable earlier as later, and since the sensitive temper of the people, as
to charges of irreligion, was a well-known fact. The truth is, that as history
presents to us only one man who ever devoted his life to prosecute this duty of
an elenchic, or cross-examining
missionary, so there was but one city, in the ancient world at least, wherein
he would have been allowed to prosecute it for twenty-five years with safety
and impunity; and that city was Athens. I have in a previous volume noted the respect
for individual dissent of opinion, taste, and behavior, among one another,
which characterized the Athenian population, and which Perikles puts in
emphatic relief as a part of his funeral discourse. It was this established
liberality of the democratical sentiment at Athens which so long protected the
noble eccentricity of Socrates from being disturbed by the numerous enemies
which he provoked: at Sparta, at Thebes, at Argos, Miletus, or Syracuse; his
blameless life would have been insufficient as a shield, and his irresistible
dialectic power would have caused him to be only the more speedily silenced.
Intolerance is the natural weed of the human bosom, though its growth or
development may be counteracted by liberalizing causes; of these, at Athens, the
most powerful was, the democratical constitution as there worked, in
combination with diffused intellectual and aesthetical sensibility, and keen
relish for discourse. Liberty of speech was consecrated, in every man’s
estimation, among the first of privileges; every man was accustomed to hear
opinions, opposite to his own, constantly expressed, and to believe that others
had a right to their opinions as well as himself. And though men would not, as
a general principle, have extended such toleration to religious subjects, yet
the established habit in reference to other matters greatly influenced their
practice, and rendered them more averse to any positive severity against avowed
dissenters from the received religious belief. It is certain that there was at
Athens both a keener intellectual stimulus, and greater freedom as well of
thought as of speech, than in any other city of Greece. The long toleration of
Socrates is one example of this general fact, while his trial proves little,
and his execution nothing, against it, as will presently appear.
There must doubtless have been particular circumstances, of which we are
scarcely at all informed, which induced his accusers to prefer their indictment
at the actual moment, in spite of the advanced age of Socrates.
In the first place, Anytus, one of the accusers of Socrates, appears to
have become incensed against him on private grounds The son of Anytus had
manifested interest in his conversation, and Socrates, observing in the young,
man intellectual impulse and promise, endeavored to dissuade his father from
bringing him up to his own trade of a leather-seller. It was in this general
way that a great proportion of the antipathy against Socrates was excited, as
he himself tells us in the Platonic Apology. The young men were those to whom
he chiefly addressed himself, and who, keenly relishing his conversation, often
carried home new ideas which displeased their fathers; hence the general charge
against Socrates, of corrupting the youth. Now this circumstance had recently
happened in the peculiar case of Anytus, a rich tradesman, a leading man in
politics, and just now of peculiar influence in the city, because he had been
one of the leading fellow-laborers with Thrasybulus in the expulsion of the
Thirty, manifesting an energetic and meritorious patriotism. He, like
Thrasybulus and many, others, had sustained great loss of property during the oligarchical dominion; which
perhaps made him the more strenuous in requiring that his son should pursue
trade with assiduity, in order to restore the family fortunes. He seems,
moreover, to have been an enemy of all teaching which went beyond the narrowest
practicality, hating alike Socrates and the sophists.
While we can thus point out a recent occurrence, which had brought one
of the most ascendant politicians in the city into special exasperation
against. Socrates, another circumstance which weighed him down was his past
connection with the deceased Kritias and Alcibiades. Of these two men, the
latter, though he had some great admirers, was on the whole odious; still more
from his private insolence and enormities than from his public treason as an
exile. But the name of Kritias was detested, and deservedly detested, beyond
that of any other man in Athenian history, as the chief director of the
unmeasured spoliation and atrocities committed by the Thirty.
That Socrates had educated both Kritias and Alcibiades, was affirmed by
the accusers, and seemingly believed by the general public, both at the time
and afterwards. That both of them had been among those who conversed with him,
when young men, is an unquestionable fact; to what extent, or down to what
period, the conversation was carried, we cannot distinctly ascertain. Xenophon
affirms that both, of them frequented his society when young, to catch from him
an argumentative facility which might be serviceable to their political
ambition; that he curbed their violent and licentious propensities, so long as
they continued to come to him; that both of them manifested a respectful obedience
to him, which seemed in little consonance with their natural tempers; but that
they soon quitted him, weary of such restraint, after having acquired as much
as they thought convenient of his peculiar accomplishment. The writings of
Plato, on the contrary, impress us with the idea that the association of both
of them with Socrates must have been more continued and intimate; for both of
them are made to take great part in the Platonic, dialogues, while the
attachment of Socrates to Alcibiades is represented as stronger than that which
he ever felt towards any other man; a feat not difficult to explain, since the
latter, notwithstanding his ungovernable dispositions, was distinguished in his
youth not less for capacity and forward impulse, than for beauty; and since
youthful beauty fired the imagination of the Greeks, especially that of
Socrates, more than the charms of the other sex. From the year 420 B.C., in
which the activity of Alcibiades as a political leader commenced, it seems
unlikely that he could have seen much of Socrates, and after the year 415 B.C.
the fact is impossible; since in that year he became a permanent exile, with
the exception of three or four months in the year 407 .B.C. At the moment of
the trial of Socrates, therefore, his connection with Alcibiades must at least
have been a fact long past and gone. Respecting Kritias, we make out less; and
as he was a kinsman at his trial, and himself an accomplished and literary man,
his association with Socrates may have continued longer; at least a color was
given for so asserting. Though the supposition that any of the vices either of
Kritias or Alcibiades were encouraged, or even tolerated, by Socrates, can have
arisen in none but prejudiced or ill-informed minds, yet it is certain that such
a supposition was entertained; and that it placed him before the public in an
altered position after the enormities of the Thirty. Anytus, incensed with him
already on the subject of his son, would be doubly incensed against him as the
reputed tutor of Kritias.
Of Melitus, the primary, though not the most important accuser, we know
only that he was a poet; of Lykon, that he was a rhetor. Both these classes had
been alienated by the cross-examining dialectics to which many of their number
had been exposed by Socrates. They were the last men to bear such an exposure
with patience, and their enmity, taken as a class rarely unanimous, was truly
formidable when it bore upon any single individual.
We know nothing of the speeches of either of the accusers before the
dikastery, except what can be picked out from the re marks in Xenophon and the
defence of Plato. Of the three counts of the indictment, the second was the
easiest for them to support on plausible grounds. That Socrates was a religious
innovator, would be considered as proved by the peculiar divine sign, of which
he was wont to speak freely and publicly, and which visited no one except
himself. Accordingly, in the Platonic Defence, he never really replies to this
second charge. He questions Melitus before the dikastery, and the latter is
represented as answering, that he meant to accuse Socrates of not believing in
the gods at all; to which imputed disbelief Socrates answers with an emphatic
negative. In support of the first count, however, the charge of general
disbelief in the gods recognized by the city, nothing in his conduct could be
cited; for he was exact in his legal worship like other citizens, and even more
than others, if Xenophon is correct. But it would appear that the old
calumnies of the Aristophanic “Clouds” were revived, and that the effect of
that witty drama, together with similar efforts of Eupolis and others, perhaps
hardly less witty, was still enduring; a striking proof that these comedians
were no impotent libellers. Socrates manifests greater apprehension of the
effect of the ancient impressions, than of the speeches which had been just
delivered against him: but these latter speeches would of course tell, by
refreshing the sentiments of the past, and reviving the Aristophanic picture of
Socrates, as a speculator on physics as well as a rhetorical teacher for
pleading, making the worse appear the better reason. Socrates, in the Platonic
Defence, appeals to the number of persons who had heard him discourse, whether
any of them had ever heard him say one word on the subject of physical studies;
while Xenophon goes further, and represents him as having positively
discountenanced them, on the ground of impiety.
As there were three distinct accusers to speak against Socrates, so we
may reasonably suppose that they would concert beforehand on what topics each
should insist; Meletus undertaking that which related to religion, while Anytus
and Lykon would dwell on the political grounds of attack. In the Platonic
Apology, Socrates comments emphatically on the allegations of Melitus,
questions him publicly before the dikasts, and criticizes his replies: he makes
little allusion to Anytus, or to anything except what is formally embodied in
the indictment; and treats the last count, the charge of corrupting youth, in
connection with the first, as if the corruption alleged consisted in
irreligious teaching. But Xenophon intimates that the accusers, in enforcing
this allegation of pernicious teaching, went into other matters quite distinct
from the religious tenets of Socrates, and denounced him as having taught them
lawlessness and disrespect, as well towards their parents as towards their
country. We find mention made in Xenophon of accusatory grounds similar to
those in the “Clouds”; similar also to those which modern authors usually
advance against the sophists.
Socrates, said Anytus and the other accusers, taught young men to
despise the existing political constitution, by remarking that the Athenian
practice of naming archons by lot was silly, and that no man of sense would
ever choose in this way a pilot or a carpenter, though the mischief arising
from bad qualification was in these cases fax less than in the case of the
archons. Such teaching, it was urged, destroyed in the minds of the hearers respect
for the laws and constitution, and rendered them violent and licentious. As
examples, of the way in which it had worked, his two pupils Kritias and
Alcibiades might be cited, both formed in his school; one, the most violent and
rapacious of the Thirty recent oligarchs; the other, a disgrace to the
democracy, by, his outrageous insolence and licentiousness; both of them
authors of ruinous, mischief to the city.
Moreover, the youth learned from him conceit of their own superior
wisdom, and the habit of insulting their fathers as well as of slighting their
other kinsmen. Socrates told them, it was urged, that even their fathers, in
case of madness, might be lawfully put under restraint; and that when a man
needed service, those whom he had to look to, were not his kinsmen, as such,
but the persons best qualified to render it; thus, if he was sick, he must
consult a surgeon; if involved in a lawsuit, those who were most conversant
with such a situation. Between friends also, mere good feeling and affection
was of little use; the important circumstance was that they should acquire the
capacity of rendering mutual service to each other. No one was worthy of esteem
except the man who knew what was proper to be done, and could explain it to
others: which meant, urged the accuser, that Socrates was not only the wisest
of men, but the only person capable of making his pupils wise; other advisers
being worthless compared with him.
He was in the habit too, the accusation proceeded, of citing the worst
passages out of distinguished poets, and of perverting them to the mischievous
purpose of spoiling the dispositions of youth, planting in them criminal and
despotic tendencies. Thus he quoted a line of Hesiod: “No work is disgraceful;
but indolence is disgraceful”, explaining it to mean, that a man might without
scruple do any sort of work, base or unjust as it might be, for the sake of
profit. Next, Socrates was particularly fond of quoting those lines of Homer,
in the second book of the Iliad, wherein Odysseus is described as bringing back
the Greeks, who had just dispersed from the public agora in compliance with the
exhortation of Agamemnon, and were hastening to their ships. Odysseus caresses
and flatters the chiefs, while he chides and even strikes the common men;
though both were doing the same thing, and guilty of the same fault; if fault it was, to obey what the
commander-in-chief had himself just suggested. Socrates interpreted this
passage, the accuser affirmed, as if Homer praised the application of stripes to
poor men and the common people.
Nothing could be easier than for an accuser to find matter for
inculpation of Socrates, by partial citations, from his continual discourses,
given without the context or explanations which had accompanied them; by bold
invention, where even this partial basis was wanting; sometimes also, by taking
up real error, since no man who is continually talking, especially extempore,
can always talk correctly. Few teachers would escape, if penal sentences were
permitted to tell against them, founded upon evidence such as this. Xenophon,
in noticing the imputations, comments upon them all, denies some, and explains
others. As to the passages out of Hesiod and Homer, he affirms that Socrates
drew from them inferences quite contrary to those alleged; which latter seem,
indeed, altogether unreasonable, invented to call forth the deep-seated
democratical sentiment of the Athenians, after the accuser had laid his
preliminary ground by connecting Socrates with Kritias and Alcibiades. That Socrates
improperly depreciated either filial duty or the domestic affections, is in
like manner highly improbable. We may much more reasonably believe the
assertion of Xenophon, who represents him to have exhorted the hearer to make
himself as wise, and as capable of rendering service, as possible; so that,
when he wished to acquire esteem from father or brother or friend, he might not
sit still, in reliance on the simple fact of relationship, but might earn meh
feeling by doing them positive good. To tell a young man that mere good feeling
would be totally insufficient, unless he were prepared and competent to carry
it into action, is a lesson which few parents would wish to discourage. Nor
would any generous parent make it a crime against the teaching of Socrates,
that it rendered his son wiser than himself, which probably it would do. To
restrict the range of teaching for a young man, because it may make him think
himself wiser than his father, is only one of the thousand shapes in which the
pleading of ignorance against knowledge was then, and still continues
occasionally to be, presented.
Nevertheless, it is not to be denied that these attacks of Anytus bear
upon the vulnerable side of the Socratic general theory of ethics, according to
which virtue was asserted to depend upon knowledge. I have already remarked
that this is true, but not the whole truth; a certain state of the affections
and dispositions being not less indispensable, as conditions of virtue, than a
certain state of the intelligence. An enemy, therefore, had some pretence for
making it appear that Socrates, stating a part of the truth as the whole,
denied or degraded all that remained. But though this would be a criticism not
entirely unfounded against his general theory, it would not hold against his
precepts or practical teaching, as we find them in Xenophon; for these, as I
have remarked, reach much wider than his general theory, and inculcate the
cultivation of habits and dispositions not less strenuously than the
acquisition of knowledge.
The censures affirmed to have been cast by Socrates against the choice
of archons by lot at Athens, are not denied by Xenophon. The accuser urged that
by such censures Socrates excited the young men to despise the established
constitution, and to become lawless and violent in their conduct. This is just
the same pretence, of tendency to bring the government into hatred and
contempt, on which in former days prosecutions for public libel were instituted
against writers in England, and on which they still continue to be abundantly
instituted in France, under the first President of the Republic. There can
hardly be a more serious political mischief than such confusion of the
disapproving critic with a conspirator, and imposition of silence upon
dissentient minorities. Nor has there ever been any case in which such an
imputation was more destitute of color than that of Socrates, who appealed
always to men’s reason and very little to their feelings; so little, indeed,
that modern authors make his coldness a matter of charge against him; who never
omitted to inculcate rigid observance of the law, and set the example of such
observance himself. Whatever may have been his sentiments about democracy, he
always obeyed the democratical government, nor is there any pretence for
charging him with participation in oligarchical schemes. It was the Thirty who,
for the first time in his long life, interdicted his teaching altogether, and
were on the point almost of taking his life; while his intimate friend
Chaerephon was actually in exile with the democrats.
Xenophon lays great emphasis on two points, when defending Socrates
against his accusers. First, that his own conduct was virtuous, self-denying,
and strict in obedience to the law. Next, that he accustomed his hearers to hear
nothing except appeals to their reason, and impressed on them obedience only to
their rational convictions. That such a man, with so great a weight of
presumption in his favor, should be tried and found guilty as a corruptor of
youth,—the most undefined of all imaginable charges,—is a grave and melancholy
fact in the history of mankind. Yet when we see upon what light evidence modern
authors are willing to admit the same charge against the sophists, we have no
right to wonder that the Athenians when addressed, not through that calm reason
to which Socrates appealed, but through all their antipathies, religious as
well as political, public as well as private—were exasperated into dealing with
him as the type and precursor of Kritias and Alcibiades.
After all, the exasperation, and the consequent verdict of guilty, were
not wholly the fault of the dikasts, nor wholly brought about by his accusers
and his numerous private enemies. No such verdict would have been given, unless
by what we must call the consent and concurrence of Socrates himself. This is
one of the most important facts of the case, in reference both to himself and
to the Athenians.
We learn from, his own statement in the Platonic Defence, that the
verdict of guilty was only pronounced by a majority of five or six, amidst a
body so numerous as an Athenian dikastery; probably five hundred and
fifty-seven in total number, if a confused statement in Diogenes Laertius can
be trusted. Now anyone who reads that defence, and considers it in conjunction
with the circumstances of the case and the feelings of the dikasts, will see
that its tenor is such as must, have turned a much greater number of votes than
six against him. And we are informed by the distinct testimony of Xenophon,
that Socrates approached his trial with the feelings of one who hardly wished
to be acquitted. He took no thought whatever for the preparation of his
defence; and when his friend Hermogenes remonstrated with him on the serious
consequences of such an omission, he replied, first, that the just and
blameless life, which he was conscious of having passed, was the best of all
preparations for defence; next, that having once begun; to meditate on what it
would be proper for him to say, the divine sigh had interposed to forbid him from
proceeding. He went on to say, that it was no wonder that the gods should deem
it better for him to die now, than to live longer. He had hitherto lived in
perfect satisfaction, with a consciousness of progressive moral improvement,
and with esteem, marked and unabated, from his friends. If his life were
prolonged, old age would soon overpower him, he would lose in part his sight,
his hearing, or his intelligence; and life with such abated efficacy and
dignity would be intolerable to him. Whereas, if he were condemned now, he
should be condemned unjustly, which would be a great disgrace to his judges,
but none to him; nay, it would even procure for him increase of sympathy and
admiration, and a more willing acknowledgment from every one that he had been both
a just man and an improving preceptor.
These words, spoken before his trial, intimate a state of belief which
explains the tenor of the defence, and formed one essential condition of the
final result. They prove that Socrates not only cared little for being
acquitted, but even thought that the approaching trial was marked out by the
gods as the term of his life, and that there were good reasons why he should
prefer such a consummation as best for himself. Nor is it wonderful that he
should entertain that opinion, when we recollect the entire ascendency within
him of strong internal conscience and intelligent reflection, built upon an
originally fearless temperament, and silencing what Plato calls “the child
within us, who trembles before death”; his great love of colloquial influence,
and incapacity of-living without it; his old age, now seventy years, rendering
it impossible that such influence could much longer continue, and the
opportunity afforded to him, by now towering above ordinary men under the like
circumstances, to read an impressive lesson, as well as to leave behind him a
reputation yet more exalted than that which he had hitherto acquired. It was in
this frame of mind that Socrates came to his trial, and undertook his
unpremeditated defence, the substance of which we now read in the Platonic
Apology. His calculations, alike high-minded and well-balanced, were completely
realized. Had he been acquitted after such a defence, it would have been not
only a triumph over his personal enemies, but would have been a sanction on the
part of the people and the popular dikastery to his teaching, which indeed, had
been enforced by Anytus, in his accusing argument, in reference to acquittal
generally, even before he heard the defence: whereas his condemnation, and the
feelings with which he met it, have shed double and triple lustre over his
whole life and character.
Prefaced by this exposition of the feelings of Socrates, the Platonic
Defence becomes not merely sublime and impressive, but also the manifestation
of a rational and consistent purpose. It does, indeed, include a vindication of
himself against two out of the three counts of the indictment; against the
charge of not believing in the recognized gods of Athens, and that of
corrupting the youth; respecting the second of the three, whereby he was
charged with religious innovation, he says little or nothing. But it bears no
resemblance to the speech of one standing on his trial, with the written
indictment concluding “Penalty, Death”, hanging up in open court before him. On
the contrary, it is an emphatic lesson to the hearers, embodied in the frank
outpouring of a fearless and self-confiding conscience. It is undertaken, from
the beginning, because the law commands; with a faint wish, and even not an unqualified
wish, but no hope, that it may succeed. Socrates first replies to the standing
antipathies against him without, arising from the number of enemies whom his
cross-examining elenchus had aroused against him, and from those false reports
which the Aristophanic “Clouds” had contributed so much to circulate. In
accounting for the rise of these antipathies, he impresses upon the dikasts the
divine mission under which he was acting, not without considerable doubts
whether they will believe him to be in earnest; and gives that interesting
exposition of his intellectual campaign, against “the conceit of knowledge
without the reality”, of which I have already spoken. He then goes into the
indictment, questions Melitus in open court, and dissects his answers. Having
rebutted the charge of irreligion, he reverts again to the imperative mandate
of the gods under which he is acting, “to spend his life in the search for
wisdom, and in examining himself as well as others”; a mandate, which if he
were to disobey, he would be then justly amenable to the charge of irreligion;
and he announces to the dikasts distinctly, that, even if they were now to
acquit him, he neither could nor would relax in the course which he had been
pursuing. He considers that the mission imposed upon him is among the greatest
blessings ever conferred by the gods upon Athens. He deprecates those murmurs
of surprise or displeasure, which his discourse evidently called forth more
than once, though not so much on his own account as on that of the dikasts, who
will be benefited by hearing him, and who will hurt themselves and their city
much more than him, if they should now pronounce condemnation. It was not on
his own account that he sought to defend himself, but on account of the
Athenians, lest they by condemning him should sin against the gracious blessing
of the god; they would not easily find such another, if they should put him to
death. Though his mission had spurred him on to indefatigable activity in
individual colloquy, yet the divine sign had always forbidden him from taking
active part in public proceedings; on the two exceptional occasions when he had
stood publicly forward,— once under the democracy, once under the oligarchy,—he
had shown the same resolution as at present; not to be deterred by any terrors
from that course which he believed to be just. Young men were delighted as
well as improved by listening to his cross-examinations; in proof of the charge
that he had corrupted them, no evidence had been produced; neither any of themselves,
who, having been once young when they enjoyed his conversation, had since grown
elderly; nor any of their relatives; while he on his part could produce
abundant testimony to the improving effect of his society, from the relatives
of those who had profited by it. “No man (says he) knows what death is; yet men
fear it as if they knew well that it was the greatest of all evils, which is
just a case of that worst of all ignorance, the conceit of knowing what you do
not really know. For my part, this is the exact point on which I differ from
most other men, if there be any one thing in which I am wiser than they; as I
know nothing about Hades, so I do not pretend to any knowledge; but I do know
well, that disobedience to a person better than myself, either god or man; is
both an evil and a shame; nor will I ever embrace evil certain, in order to
escape evil which may for aught I know be a good. Perhaps-you may feel
indignant at the resolute tone of my defence; you may have expected that I
should do as most others do in less dangerous trials than mine; that I should
weep, beg and entreat for my life, and bring forward my children and relatives
to do the same. I have relatives like other men, and three children; but not
one of them shall appear before you for any such purpose. Not from any insolent
dispositions on my part, nor any wish to put a slight upon you, but because I
hold such conduct to be degrading to the reputation which I enjoy; for I have a
reputation for superiority among you, deserved or undeserved as it may be. If
is a disgrace to Athens, when her esteemed men lower themselves, as they do but
too often, by such mean and cowardly supplications; and you dikasts, instead of
being prompted thereby to spare them, ought rather to condemn them the more for
so dishonoring the city. Apart from any reputation of mine, too, I should be a
guilty man, if I sought to bias you by supplications. My duty is to instruct
and persuade you, if I can; but you have sworn to follow your convictions in
judging according to the laws, not to make the laws bend to your partiality;
and it is your duty so to do. Far be it from me to habituate you to perjury;
far be it from you to contract any such habit. Do not, therefore, require of me
proceedings dishonorable in reference to myself, as well as criminal and
impious in regard to you, especially at a moment when I am myself rebutting an
accusation of impiety advanced by Melitus. I leave to you and to the god, to
decide as may turn out best both for me and for you”.
No one who reads the Platonic Apology of Socrates will ever wish that he
had made any other defense. But it is the speech of one who deliberately
foregoes the immediate purpose of a defence, persuasion of his judges; who
speaks for posterity, without regard to his own life: “sola, posteritatis cum,
et abruptis vitae blandimentis”. The effect produced upon the dikasts was such
as Socrates anticipated beforehand, and heard afterwards without surprise as
without discomposure, in the verdict of guilty. His only surprise was at the
extreme smallness of the majority whereby that verdict was passed. And this is
the true matter for astonishment. Never before had the Athenian dikasts heard
such a speech addressed to them. While all of them, doubtless, knew Socrates as
a very able and very eccentric man, respecting his purposes and character they
would differ; some regarding him with unqualified hostility, a few others with
respectful admiration, and a still larger number with simple admiration for
ability, without any decisive sentiment either of antipathy or esteem.
But by all these three categories, hardly excepting even his admirers,
the speech would be felt to carry one sting which never misses its way to the
angry feelings of the judicial bosom, whether the judges in session be one or a
few or many, the sting of affront to the court. The Athenian dikasts were
always accustomed to be addressed with deference, often with subservience :
they now heard themselves lectured by a philosopher who stood before them like
a fearless and invulnerable superior, beyond their power, though awaiting their
verdict; one who laid claim to a divine mission, which probably many of them
believed to be an imposture, and who declared himself the inspired uprooter of
conceit of knowledge without the reality, which purpose many would not
understand, and some would not like. To many, his demeanor would appear to
betray an insolence not without analogy to Alcibiades or Kritias, with whom his
accuser had compared him. I have already remarked, in reference to his trial,
that, considering the number of personal enemies whom he made, the wonder is
not that he was tried at all, but that he was not tried until so late in his
life. I now remark in reference to the verdict, that, considering his speech
before the dikastery, we cannot be surprised that he was found guilty, but only
that such verdict passed by so small a majority as five or six.
That the condemnation of Socrates was brought on distinctly by the tone
and tenor of his defence, is the express testimony of Xenophon. “Other persons
on trial (he says) defended themselves in such manner as to conciliate the
favor of the dikasts, or flatter, or entreat them, contrary to the laws, and
thus obtained acquittal. But Socrates would resort to nothing of this customary
practice of the dikastery contrary to the laws. Though he might easily have
been let off by the dikasts, if he would have done anything of the kind even
moderately, he preferred rather to adhere to the laws and die, than to save his
life by violating them”. Now no one in Athens except Socrates, probably, would
have construed the laws as requiring the tone of oration which he adopted; nor
would he himself have so construed them, if he had been twenty years younger,
with less of acquired dignity, and more years of possible usefulness open
before him. Without debasing himself by unbecoming flattery or supplication, he
would have avoided lecturing them as a master and superior, or ostentatiously
asserting a divine mission for purposes which they would hardly understand, or
an independence of their verdict which they might construe as defiance. The
rhetor Lysias is said to have sent to him a composed speech for his defence,
which he declined to use, not thinking it suitable to his dignity. But such a
man as Lysias would hardly compose what would lower the dignity even of the
loftiest client, though he would look to the result also; nor is there any
doubt that if Socrates had pronounced it,—or even a much less able speech, if
inoffensive,—he would have been acquitted. Quintilian, indeed, expresses his
satisfaction that Socrates maintained that towering dignity which brought out
the rarest and most exalted of his attributes, but which at the same time
renounced all chance of acquittal. Few persons will dissent from this
criticism: but when we look at the sentence, as we ought in fairness to do,
from the point of view of the dikasts, justice will compel us to admit that
Socrates deliberately brought it upon himself.
If the verdict of guilty was thus brought upon Socrates by his own
consent and cooperation, much more may the same remark be made respecting the
capital sentence which followed it. In Athenian procedure, the penalty
inflicted was determined by a separate vote of the dikasts, taken after the
verdict of guilty. The accuser having named the penalty which he thought
suitable, the accused party on his side named some lighter penalty upon
himself; and between these two the dikasts were called on to make their option,
no third proposition being admissible. The prudence of an accused party always
induced him to propose, even against himself, some measure of punishment which
the dikast might be satisfied to accept, in preference to the heavier sentence
invoked by his antagonist.
Now Melitus, in his indictment and speech against Socrates, had called
for the infliction of capital punishment. It was for Socrates to make his
own counter-proposition, and the very small majority, by which the verdict had
been pronounced, afforded sufficient proof that he dikasts were no way inclined
to sanction the extreme penalty against him. They doubtless anticipated,
according to the uniform practice before the Athenian courts of justice, that
he would suggest some lesser penalty; fine, imprisonment, exile,
disfranchisement, etc. And had he done this purely and simply, there can be
little doubt that the proposition would have passed. But the language of
Socrates, after the verdict, was in a strain yet higher than before it; and his
resolution to adhere to his own point of view, disdaining the smallest
abatement or concession, only the more emphatically pronounced. “What counter
proposition shall I make to you (he said) as a substitute for the penalty of
Melitus? Shall I name to you the treatment which I think I deserve at your
hands? In that case, my proposition would be that I should be rewarded with a
subsistence at the public expense in the prytaneum; for that is what I really
deserve as a public benefactor; one who has neglected all thought of his own
affairs, and embraced voluntary poverty, in order to devote himself to your
best interests, and to admonish you individually on the serious necessity, of
mental and moral improvement. Assuredly, I cannot admit that I have
deserved from you any evil whatever; nor would it be reasonable in me to
propose exile or imprisonment, which I know to be certain and considerable
evils, in place of death, which may perhaps be not an evil, but a good. I
might, indeed, propose to you a pecuniary fine; for the payment of that would
be no evil. But I am poor, and have no money: all that I could muster
might perhaps amount to a mina: and I therefore propose to you a fine of one
mina, as punishment on myself. Plato, and my other friends near me, desire
me to increase this sum to thirty mina; and they engage to pay it for
me. A fine of thirty mina; therefore, is the counter penalty which I
submit for your judgment”.
Subsistence in the prytaneum at the public expense, was one of the
greatest honorary distinctions which the citizens of Athens ever conferred; an emphatic
token of public gratitude. That Socrates, therefore, should proclaim himself
worthy of such an honor, and talk of giving it upon himself in lieu of a
punishment, before the very dikasts who had just passed against him a verdict
of guilty, would be received by them as nothing less than a deliberate insult;
a defiance of judicial authority, which it was their duty to prove, to an
opinionated and haughty citizen, that he could not commit with impunity. The
persons who heard his language with the greatest distress, were doubtless
Plato, Krito, and his other friends around him; who, though sympathizing with
him fully, knew well that he was assuring the success of the proposition of
Melitus, and would regret that he should thus throw away his life by what they
would think an ill—placed and unnecessary self-exaltation. Had he proposed,
with little or no preface, the substitute fine of thirty mina with which this
part of his speech concluded, there is every reason for believing that the
majority of dikasts would have voted for it.
The sentence of death passed against him, by what majority we do not
know. But Socrates neither altered his tone, nor manifested any regret for the
language by which he had himself seconded the purpose of his accusers. On the
contrary, he told the dikasts, in a short address prior to his departure for
the prison, that he was satisfied both with his own conduct and with the
result. The divine sign, he said, which was wont to restrain him, often on very
small occasions, both in deeds and in words, had never manifested itself once
to him throughout the whole day, neither when he came thither at first, nor at
any one point throughout his whole discourse. The tacit acquiescence of this
infallible monitor satisfied him not only that he had spoken rightly, but that
the sentence passed was in reality no evil to him; that to die new was the best
thing which could befall him. Either death was tantamount to a sound,
perpetual, and dreamless sleep, which in his judgment would be no loss, but rather
a gain, compared with the present life; or else, if the common mythes were
true, death would transfer him to a second life in Hades, where he would find
all the heroes of the Trojan war, and of the past generally, so as to pursue in
conjunction with them the business of mutual cross-examination, and debate on
ethical progress and perfection.
There can be no doubt that the sentence really appeared to Socrates in
this point of view, and to his friends also, after the event had happened,
though doubtless not at the time when they were about to lose him. He took his
line of defence advisedly, and with full knowledge of the result. It supplied
him with the fittest of all opportunities for manifesting, in an impressive
manner, both his personal ascendency over human fears and weakness, and the
dignity of what he believed to be his divine mission. It took him away in his
full grandeur and glory, like the setting of the tropical sun, at a moment when
senile decay might be looked upon as close at hand. He calculated that his
defence and bearing on the trial would be the most emphatic lesson which he
could possibly read to the youth of Athens; more emphatic, probably, than the
sum total of those lessons which his remaining life might suffice to give, if
he shaped his defence otherwise. This anticipation of the effect of the
concluding scene of his life, setting the seal on all his prior discourses,
manifests itself in portions of his concluding words to the dikasts, wherein he
tells them that they will not, by putting him to death, rid themselves of the
importunity of the cross-examining elenchus; that numbers of young men, more
restless and obtrusive than he, already carried within them that impulse, which
they would now proceed to apply; his superiority having hitherto kept them
back. It was thus the persuasion of Socrates, that his removal would be the
signal for numerous apostles, putting forth with increased energy that process
of interrogatory test and spur to which he had devoted his life, and which
doubtless was to him far dearer and more sacred than his life. Nothing could be
more effective than his lofty bearing on his trial, for inflaming the
enthusiasm of young men thus predisposed; and the loss of life was to him
compensated by the missionary successors whom he calculated on leaving behind.
Under ordinary circumstances, Socrates would have drunk the cup of
hemlock in the prison, on the day after his trial. But it so happened that the
day of his sentence was immediately after that on which the sacred ship started
on its yearly ceremonial pilgrimage from Athens to Delos, for the festival of
Apollo. Until the return of this vessel to Athens, it was accounted unholy to
put any person to death by public authority. Accordingly, Socrates remained in
prison, —and we are pained to read, actually with chains on his legs,— during
the interval that this ship was absent, thirty days altogether. His friends and
companions had free access to him, passing nearly all their time with him in
the prison; and Krito had even arranged a scheme for procuring his escape, by a
bribe to the jailer. This scheme was only prevented from taking effect by the
decided refusal of Socrates to become a party in any breach of the law; a
resolution, which we should expect as a matter of course, after the line which
he had taken in his defence. His days were spent in the prison, in discourse
respecting ethical and human subjects, which had formed the charm and
occupation of his previous life: it is to the last of these days that his
conversation with Simmias, Kebes, and Phaedon, on the immortality of the soul
is referred, in the Platonic dialogue called “Phaedon”. Of that conversation
the main topics and doctrines are Platonic rather than Socratic. But the
picture which the dialogue presents of the temper and state of mind of
Socrates, during the last hours of his life, is one of immortal beauty and
interest, exhibiting his serene and even playful equanimity, amidst the
uncontrollable emotions of his surrounding friends,—the genuine, unforced
persuasion, governing both his words and his acts, of what he had pronounced
before the dikasts, that the sentence of death was no calamity to him,—and the
unabated maintenance of that earnest interest in the improvement of man and
society, which had for so many years formed both his paramount motive and his
active occupation. The details of the last scene are given with minute
fidelity, even down to the moment of his dissolution; and it is consoling to
remark that the cup of hemlock—the means employed for executions by public
order at Athens—produced its effect by steps far more exempt from suffering
than any natural death which was likely to befall him. Those who have read what
has been observed above respecting the strong religious persuasions of
Socrates, will not be surprised to hear that his last words, addressed to Krito
immediately before he passed into a state of insensibility, were: “Krito, we
owe a cock to Aesculapius: discharge, the debt, and by no means omit it”.
Thus perished the “parens philosophiae”, the first of ethical
philosophers; a man who opened to science both new matter, alike copious and
valuable; and a new method, memorable not less for its originality and
efficacy, than for the profound philosophical basis on which it rests. Though
Greece produced great poets, orators, speculative philosophers, historians,
etc., yet other countries having the benefit of Grecian literature to begin
with, have nearly equalled her in all these lines, and surpassed her in some.
But where are we to look for a parallel to Socrates, either in or out of the
Grecian world? The cross-examining elenchus, which he not only first struck
out, but wielded with such matchless effect and to such noble purposes, has
been mute ever since his last conversation in the prison; for even his great
successor Plato was a writer and lecturer, not a colloquial dialectician. No man has ever been found strong enough to
bend his bow; much less, sure enough to use it as he did. His life remains as
the only evidence, but a very satisfactory evidence, how much can be done by
this sort of intelligent interrogation; how powerful is the interest which it
can be made to inspire; how energetic the stimulus which it can apply in
awakening dormant reason and generating new mental power.
It has been often customary to exhibit Socrates as a moral preacher, in
which character probably he has acquired to himself the general reverence
attached to his name. This is, indeed, a true attribute, but not the
characteristic or salient attribute, nor that by which he permanently worked on
mankind. On the other hand, Arkesilaus, and the New Academy, a century and more
afterwards, thought that they were following the example of Socrates—and Cicero
seems to have thought so too—when they reasoned against everything; and when
they laid it down as a system, that, against every affirmative position, an
equal force of negative argument might be brought up as counterpoise. Now this
view of Socrates is, in my judgment, not merely partial, but incorrect. He
entertained no such systematic distrust of the powers of the mind to attain
certainty. He laid down a clear, though erroneous line of distinction between
the knowable and the unknowable. About physics, he was more than a skeptic; he
thought that man could know nothing; the gods did not intend that man should
acquire any such information, and therefore managed matters in such a way as to
be beyond his ken, for all except the simplest phenomena of daily wants;
moreover, not only man could not acquire such information, but ought not to
labor after it. But respecting the topics which concern man and society, the
views of Socrates were completely the reverse. This was the field which the
gods had expressly assigned, not merely to human practice, but to human study
and acquisition of knowledge; a field, wherein, with that view, they managed
phenomena on principles of constant and observable sequence, so that every man
who took the requisite pains might know them. Nay, Socrates went a step
further; and this forward step is the fundamental conviction upon which all his
missionary impulse hinges. He thought that every man not only might know these
things but ought to know them; that he could not possibly act well, unless he
did know them; and that it was his imperious duty to learn them as he would
learn a profession; otherwise, he was nothing better than a slave, unfit to be
trusted as a free and accountable being. Socrates felt persuaded that no man
could behave as a just, temperate, courageous, pious, patriotic agent, unless
he taught himself to know correctly what justice, temperance, courage, piety,
and patriotism, etc., really were. He was possessed with the truly Baconian
idea, that the power of steady moral action depended upon, and was limited by,
the rational comprehension of moral ends and means. But when he looked at the
minds around him, he perceived that few or none either had any such
comprehension, or had ever studied to acquire it; but at the same time every
man felt persuaded that he did possess it, and acted confidently upon such
persuasion. Here, then, Socrates found that the first outwork for him to
surmount, was, that universal “conceit of knowledge without the reality”,
against which he declares such emphatic war; and against which, also, though
under another form of words and in reference to other subjects, Bacon declares
war not less emphatically, two thousand years afterwards: “Opinio copias inter
causas inopiae est”. Socrates found that those notions respecting human and
social affairs, on which each man relied and acted, were nothing but
spontaneous products of the “intellectus sibi permissus”, of the intellect left
to itself either without any guidance, or with only the blind guidance of
sympathies, antipathies, authority, or silent assimilation. They were products
got together, to use Bacon’s language, from much faith and much chance, and
from the primitive suggestions of boyhood, not merely without care or study,
but without even consciousness of the process, and without any subsequent
revision. Upon this basis the sophists, or professed teachers for active life,
sought to erect a superstructure of virtue and ability; but to Socrates, such
an attempt appeared hopeless and contradictory—not less impracticable than
Bacon in his time pronounced it to be, to carry up the tree of science into
majesty and fruit-bearing, without first clearing away those fundamental vices
which lay unmolested and in poisonous influence round its root. Socrates went
to work in the Baconian manner and spirit; bringing his cross-examining process
to bear, as the first condition to all further improvement, upon these rude,
self-begotten, incoherent generalizations, which passed in men’s minds for
competent and directing knowledge. But he, not less than Bacon, performs this
analysis, not with a view to finality in the negative, but as the first stage
towards an ulterior profit; as the preliminary purification, indispensable to
future positive result. In the physical sciences, to which Bacon’s attention
was chiefly turned, no such result could be obtained without improved
experimental research, bringing to light facts new and yet unknown; but on
those topics which Socrates discussed, the elementary data of the inquiry were
all within the hearer’s experience, requiring only to be pressed upon his notice,
affirmatively as well as negatively, together with the appropriate ethical and
political end; in such manner as to stimulate within him the rational effort
requisite for combining them anew upon consistent principles.
If, then, the philosophers of the New Academy considered Socrates either
as a skeptic, or as a partisan of systematic negation, they misinterpreted his
character, and mistook the first stage of his process—that which Plato, Bacon,
and Herschel call the purification of the intellect—for the ultimate goal. The
elenchus, as Socrates used it, was animated by the truest spirit of positive
science, and formed an indispensable precursor to its attainment.
There are two points, and two points only, in topics concerning man and
society, with regard to which Socrates is a skeptic; or rather, which he
denies; and on the negation of which, his whole method and purpose turn. He
denies, first, that men can know that on which they have bestowed no conscious
effort, no deliberate pains, no systematic study, in learning. He denies, next,
that men can practise what they do not know; that they can be just, or
temperate, or virtuous generally, without knowing what justice, or temperance,
or virtue is. To imprint upon the minds of his hearers his own negative conviction,
on these two points is, indeed, his first object, and the primary purpose of
his multiform dialectical manoeuvring. But though negative in his means,
Socrates is strictly positive in his ends; his attack is undertaken only with
distinct view to a positive result; in order to shame them out of the illusion
of knowledge, and to spur them on and arm them for the acquisition of real,
assured, comprehensive, self-explanatory knowledge, as the condition and
guarantee of virtuous practice. Socrates was, indeed, the reverse of a skeptic;
no man ever looked upon life with a more positive and practical eye; no man
ever pursued his mark with a clearer perception of the road which he was
travelling; no man ever combined, in like manner, the absorbing enthusiasm of a
missionary, with the acuteness, the originality, the inventive resource, and
the generalizing comprehension, of a philosopher.
His method yet survives, as far as such method can survive, in some of
the dialogues of Plato. It is a process of eternal value and of universal
application. That purification of the intellect, which Bacon signalized as
indispensable for rational or scientific progress, the Socratic elenchus
affords the only known instrument for at least partially accomplishing. However
little that instrument may have been applied since the death of its inventor,
the necessity and use of it neither have disappeared, nor ever can disappear.
There are few men whose minds are not more or less in that state of sham
knowledge against which Socrates made war: there is no man whose notions have
not been first got together by spontaneous, unexamined, unconscious,
uncertified association, resting upon forgotten particulars, blending together
disparates or inconsistencies, and leaving in his mind old and familiar
phrases, and oracular propositions, of which he has never rendered to himself
account: there is no man, who, if he be destined for vigorous and profitable
scientific effort, has not found it a necessary branch of self-education, to
break up, disentangle, analyze, and reconstruct, these ancient mental
compounds; and who has not been driven to do it by his own lame and solitary
efforts, since the giant of the colloquial elenchus no longer stands in the
market-place to lend him help and stimulus.
To hear of any man, especially of so illustrious a man, being condemned
to death on such accusations as that of heresy and alleged corruption of youth,
inspires at the present day a sentiment of indignant reprobation, the force of
which I have no desire to enfeeble. The fact stands eternally recorded as one
among the thousand misdeeds of intolerance, religious and political. But since
amidst this catalogue each item has its own peculiar character, grave or light,
we are bound to consider at what point of the scale the condemnation of
Socrates is to be placed, and what inferences it justifies in regard to the
character of the Athenians. Now if we examine the circumstances of the case, we
shall find them all extenuating; and so powerful, indeed, as to reduce such inferences
to their minimum, consistent with the general class to which the incident
belongs.
First, the sentiment now prevalent is founded upon a conviction that
such matters as heresy and heretical teaching of youth are not proper for
judicial cognizance. Even in the modern world, such a conviction is of recent
date; and in the fifth century B.C. it was unknown. Socrates himself would not
have agreed in it; and all Grecian governments, oligarchical and democratical
alike, recognized the opposite. The testimony furnished by Plato is on this
point decisive. When we examine the two positive communities which he
constructs, in the treatises “De Republica” and “De Legibus”, we find that
there is nothing about which he is more anxious, than to establish an unresisted
orthodoxy of doctrine, opinion, and education. A dissenting and free-spoken
teacher, such as Socrates was at Athens, would not have been allowed to pursue
his vocation for a week, in the Platonic Republic. Plato would not, indeed,
condemn him to death; but he would put him to silence, and in case of need send
him away. This, in fact, is the consistent deduction, if you assume that the
state is to determine what is orthodoxy and orthodox teaching, and to repress
what contradicts its own views. Now all the Grecian states, including Athens,
held this principle of interference against the dissenting teacher. But at
Athens, though the principle was recognized, yet the application of it was
counteracted by resisting forces which it did not find elsewhere by the
democratical constitution, with its liberty of speech and love of speech, by
the more active spring of individual intellect, and by the toleration, greater
there than anywhere else, shown to each man’s peculiarities of every sort. In
any other government of Greece, as well as in the Platonic Republic, Socrates
would have been quickly arrested in his career, even if not severely punished;
in Athens, he was allowed to talk and teach publicly for twenty-five or thirty
years, and then condemned when an old man. Of these two applications of the
same mischievous principle, assuredly the latter is at once the more moderate
and the less noxious.
Secondly, the force of this last consideration, as an extenuating
circumstance in regard to the Athenians, is much increased, when we reflect
upon the number of individual enemies whom Socrates made to himself in the
prosecution of his cross-examining process. Here were a multitude of
individuals, including men personally the most eminent and effective in the
city, prompted by special antipathies, over and above general convictions, to
call into action the dormant state-principle of intolerance against an
obnoxious teacher. If, under such provocation, he was allowed to reach the age
of seventy, and to talk publicly for so many years, before any real Melitus
stood forward, this attests conspicuously the efficacy of the restraining
dispositions among the people, which made their practical habits more liberal
than their professed principles.
Thirdly, whoever has read the account of the trial and defence of
Socrates, will see that he himself contributed quite as much to the result as
all the three accusers united. Not only he omitted to do all that might have
been done without dishonor, to insure acquittal, but he held positive language
very nearly such as Melitus himself would have sought to put in his mouth. He
did this deliberately,—having an exalted opinion both of himself and his own
mission,—and accounting the cup of hemlock, at his age, to be no calamity. It
was only by such marked and offensive self-exaltation that he brought on the
first vote of the dikastery, even then the narrowest majority, by which he was
found guilty: it was only by a still more aggravated manifestation of the same
kind, even to the pitch of something like insult, that he brought on the second
vote, which pronounced the capital sentence. Now it would be uncandid not to
allow for the effect of such a proceeding on the minds of the dikastery. They
were not at all disposed, of their own accord, to put in force the recognized
principle of intolerance against him. But when they found that the man who
stood before them charged with this offence, addressed them in a tone such as
dikasts had never heard before and could hardly hear with calmness, they could
not but feel disposed to credit all the worst inferences which his accusers bad
suggested, and to regard Socrates as a dangerous man both religiously and
politically, against whom it was requisite to uphold the majesty of the court
and constitution.
In appreciating this memorable incident, therefore, though the
mischievous principle of intolerance cannot be denied, yet all the
circumstances show that that principle was neither irritable nor predominant in
the Athenian bosom; that even a large body of collateral antipathies did not
readily call it forth against any individual; that the more liberal and
generous dispositions, which deadened its malignity, were of steady efficacy,
not easily overborne; and that the condemnation ought to count as one of the
least gloomy items in an essentially gloomy catalogue.
Let us add, that as Socrates himself did not account his own
condemnation and death, at his age, to be any misfortune, but rather a
favorable dispensation of the gods, who removed him just in time to escape that
painful consciousness of intellectual decline which induced Democritus to
prepare the poison for himself, so his friend Xenophon goes a step further, and
while protesting against the verdict of guilty, extols the manner of death as a
subject of triumph; as the happiest, most honorable, and most gracious way, in
which the gods could set the seal upon a useful and exalted life.
It is asserted by Diodorus, and repeated with exaggerations by other
later authors, that after the death of Socrates the Athenians bitterly repented
of the manner in which they had treated him, and that they even went so far as
to put his accusers to death without trial. I know not upon what authority this
statement is made, and I disbelieve it altogether. From the tone of Xenophon’s
Memorabilia, there is every reason to presume that the memory of Socrates still
continued to be unpopular at Athens when that collection was composed. Plato,
too, left Athens immediately after the death of his master, and remained absent
for a long series of years: indirectly, I think, this affords a presumption
that no such reaction took place in Athenian sentiment as that which Diodorus
alleges; and the same presumption is countenanced by the manner in which the
orator Aeschines speaks of the condemnation, half a century afterwards. I see
no reason to believe that the Athenian dikasts, who doubtless felt themselves
justified, and more than justified, in condemning Socrates after his own
speech, retracted that sentiment after his decease.