CHAPTER 22POLITICAL THOUGHT IN THE SIXTEENTH CENTURY.
THE supreme achievement of the Reformation
is the modern State. Our notions of citizenship are the result at once of the
Protestant revolt and of its partial failure. As with all the ideas of
Protestantism and of the Counter-Reformation, the origins of their political
conceptions must be sought in the Middle Ages, although they may thence be
traced back to the ancient world, Hellenic, Hebrew, and Christian. Still, it
was through the crucible of the sixteenth century that medieval notions were
passed before influencing the modern world.
The Conciliar movement of the fifteenth
century witnessed the promulgation on the most impressive scale of those
doctrines which treat all political power as a trust, and its holder as
responsible to the community, liable to be deposed by it in cases of gross mis-government. Yet that movement ended in failure-save in
so far as its fundamental principles could be subsequently invoked for
different purposes. The claim of the Council to be superior to the Pope was
always at the service of advocates of the rights of the people against the
despotism of Kings. However, it remained nothing more than a claim.
Modern political thought, as distinct from
medieval, begins, not with Gerson or Nicolas Cusanus,
but with John of Torquemada’s De Potestate Papae. In this work
the arguments for monarchy are to be found set forth very much as they were to
be quoted for a couple of centuries. Of course much of his argument is
concerned with the Petrine texts. Yet it may be
doubted whether the Divine right of monarchy ever had a more efficient
defender.
Even before the star arose out of
Wittenberg, many constitutional checks on monarchy were in existence. The
system of Estates, the powers of Parliament and Parlements, the oaths of
coronation, the Justicia of Aragon, the Conciliar eloquence, would all furnish inexhaustible precedents
and arguments for what was to follow. But these checks were daily diminishing
in practical value; and with the destruction of the evils of the feudal system
its merits disappeared. The very sense of the need of the universality of law
tended to remove for a time the checks on the powers to which tradition
ascribed the right of law-making. Budé in France, and Salamonius at Rome, might
write eloquent passages and engage in brilliant dialectic against theories of
absolutism. But these theories had the future on their side, and commanded the
intellectual assent of the ablest minds. Those who wanted government to be
efficient, and desired to carry on an energetic foreign policy, would not wait
on the long task of educating opinion. Illustrations of this may be found in
the opinions of Wolsey and Cromwell in England, and later in the views of Cecil
and Bacon, and again in those of Laud and Strafford. All these men wanted
something done : order introduced into the chaos of administration; a single
authority everywhere recognized; the tangle of competing and confused
governmental agencies reduced to a simple and smoothly working system, which
would enable ideas to be realized at once without regard to average stupidity.
They were all quite honestly on the side of the one power which on principles
of natural selection had proved its necessity to the public welfare. All this
was heralded at Rome. The party which had arisen at Paris at the close of the
fourteenth century was ideologue and impracticable. It had failed. The task of
making the Papacy efficient passed over to the Borgia and Julius II, to the
Jesuits, and the Spaniards. The tendencies to despotism in all Italian
principalities found their highest expression in Rome itself, and thence spread
over the world. The new Papacy was more absolute, less spiritual, more fitted
to be a model for other despots, than the old; a Duke of Tuscany or a King of
England would find more that might be expedient to copy in Julius II than he
could have found in Boniface VIII. Works like that of John of Torquemada in the
fifteenth century, or that of Thomas de Vio (Cardinal Cajetan) in the sixteenth, show how far the general
notion of the complete servitude of the community had advanced, and how slight
a practical sway was exercised by the traditions of constitutionalism : traditions
inextricably mingled with the memories of feudal disorder, and always capable
of being interpreted after such a fashion as to dissolve the unity of the State
into its component factors, and pave the way, as in the case of the French
League, for mob rule and anarchy. Indeed, the passion for unity in the medieval
mind only expressed the fact that this unity was so seldom realized. Even
before and apart from the Reformation, the widespread sense of the appalling
evils of disorder and the supreme necessity of social peace proved the most
efficacious support to the growth of national despotism, and directly
ministered to the papal reaction.
As a matter of fact, neither the ideas
which we call liberal, nor the notions of despotism and of Divine right, are
the creatures of the Reformation. Before it, the movement towards absolute
monarchy was at work, and first of all in the Church. Eugenius IV triumphed
before Louis XI, or Edward IV, or Ferdinand of Aragon. What then did the
Reformation effect? Briefly this. It gave to the ideas on both sides fresh
opportunities of exercising practical influence; and it caused them to assume
the forms that actually contributed to produce the world in which we live. It
fixed for a long time the subjects of debate and the area of discussion.
To transfer the allegiance of the human
spirit from clerical to civil authority was roughly speaking the effect of the
movement of the sixteenth century, alike in Catholic and Protestant countries.
It was less successful in those lands or cities where Calvinism, manipulated by
a highly trained ministry, obtained predominant or exclusive control. The
result was achieved, partly by the sacrifice of earlier and larger aims, partly
by their realization. Luther firmly believed in the right of the laity to do
what he told them; his whole tendency was individualist; and the statements of
the Babylonish Captivity, that no Christian man should
be ruled except by his own consent, doubtless represent the writer’s real mind.
The ideas at the bottom of that work are certainly capable of being made into a programme of political liberty, though the connection
is not so obvious as in the Conciliar writers of the fifteenth century. But
Luther's effective struggle for freedom extended only to the Princes and the
divines. His governing idea is the thought which inspired the address To the German nobility : that the actual
holders of the civil power must carry out the necessary reform of the Church.
For purely political liberty and the application to it of his doctrines he
never really cared at all; and circumstances drove him farther and farther from
such ideas as even appear in his treatise on Weltliche Obrigkeit, or the first of his
admonitions to the peasants. The whole bent of his mind was really in favor of
secular authority. He really believed in its Divine origin and in that of human
inequality. Indeed he definitely broke with the notion held for centuries, and
derived partly from the Roman jurists, that all inequality was the consequence
of the Fall, and was against nature. He felt, also, perhaps more strongly than
anyone before or since, the incalculable value of the security afforded by the
ruling power and of social peace. Besides, he succeeded as he did, because he
was in the main stream of European development. Had he connected himself with
movements purely popular, he would have been relegated to a backwater. On
behalf of the authority of the civil power, however gained, and the real
sanctity of home life and lay avocations, he was always prepared to do battle.
He disbelieved in the political claims of the Church and in the religious claims
of monastic life. For the common man and the civil governor he would fight, on
the strongest religious grounds, against the competing authority of monastic
ideals or ecclesiastical law. But it may be safely said that he never cared one
jot for political liberty. To the ancient authority of the Emperor, bound up,
especially in the minds of Germans, with the idea of the Church, Luther was
indeed reluctantly in opposition. But of the princely power, then rapidly
rising from feudal to sovereign authority, he was by temper and circumstance
alike an outstanding support. Like all men by whom the spiritual world is
strongly realized, he was largely an opportunist in politics and cared for
little but the spread of his ideas. His sympathies were rather with the prosperous
classes than with the disinherited, although his severe language on legal
oppression is not to be overlooked ; and no one ever connected more closely the
love of God with man’s duty to his neighbor. Luther never approved of the
violence of the peasants, although in the earlier phase of the revolt he showed
some sympathy with their wrongs. There is nothing remarkable in his final
condemnation of the rebels. Yet there was a case for the peasants.
The movement started by Luther was in its
essence revolutionary. So were the language of its leader and his ideas,
however little he might desire to recognize the fact; as he said later, we are
now in a different world. But, like all revolutionary movements, the
Reformation claimed to be conservative. The restoration of the ancient order
was the cry not only of Luther, but of the Puritans. It is the indefeasible
rights of the sovereign laity which he asserts against the temporary and
illegitimate tyranny of the priesthood. The inalienable and Divine authority of
Kings and Princes was to hew down the upas-tree of
Rome, and wrest from the Papacy its usurped and unwarrantable powers. The claim
of most revolutionaries to be at the bottom conservatives is rooted in human
nature. The instinct which produces it is perhaps the strongest tribute to the
value of continuity in constitutional development. In Luther's case it was
strengthened by an external motive.
The revolution being, however it might
disguise itself, a fact, it was natural that a party should arise to take the
Reformers at their word, and assert that all Christians were equal, not only as
priests but as kings. If a hierarchical order was proved either noxious or
superfluous by the famous text, “Who hath made us kings and priests?”, how was
it better with the civil authority? Why should the Emperor, alone of the powers
that be, undergo banishment to the limbo of those that have been? So thought
Carlstadt and Münzer and the peasants. The notions of
equality and fraternity, based on a Christian communism, and setting at nought all merely legal authority, which the reception of
Roman law had rendered more aggressive and unelastic,
produced the revolt of 1525. The connection of all this with the principles of
the Reformation, and its extension of the ideas at the bottom of Luther’s Liberty of a Christian Man becomes
evident in comparing with this tract the Twelve Articles of the peasants. Their
rebellion gave expression to forces long operative, and is to be regarded, like
the revolt of Sickingen, as medieval rather than modern
on its political side. The “great social forces” were marshaled against it.
Luther’s revolution was to consecrate the rising activities of the middle
class, and elevate still higher the power of the Princes. But to the peasants
it was fundamentally hostile. Its theocratic side is best considered in connection
with the more striking history of the Anabaptists, among whom ideas were at
work which found better expression in Quakerism. Like the rebellious peasants,
the Anabaptists insisted on the equality of Christians and on community of
goods. In one of its phases Anabaptism asserted a political quietism and denied
all rights of resistance, and even of government. Its tenets are to be found
combated in the Thirty-nine Articles and in the Augsburg Confession. Later,
there ensued a reign of the Saints, which strove to make all things new,
including marriage. The idea of this reign, instituted by John of Leyden, is
medieval theocracy, applied with a disregard of existing conditions and a
thoroughness of intolerance which the Papacy had too much common-sense to
display. It illustrates an important aspect of the Reformation in regard to its
political thought. Whatever the ultimate effect of Protestant principles, they
did not directly tend either to toleration or to non-theological politics.
Only, indeed, where real toleration exists, can politics be non-theological;
and, vice versa, only where the idea
of theocracy is abandoned, can there be a real toleration. To attempt to
identify the Christian law with that of the State must frequently lead to
persecution.
Luther’s exaltation of
the civil power.
For a couple of centuries politics were to
become not less but more theocratic than they were at the time of the outbreak
of the Reformation. Pure politics, if in the last resort the child of the
Reformation, took a long while to grow up. Their existence had to be justified
as against the clerical control of civil matters. This was the work of the
theorists of Divine Right; not until it had been accomplished could secular
politics have free play. Besides this, the value attached to the Bible was a
stumbling-block. The Old Testament contains a great deal of political history
and can be used to support any side. Large sections of the Protestant world
demanded that every institution should justify itself by an appeal to
Scripture. Luther’s attitude - and it was typical - towards Aristotle tended,
even in politics, not to advance but to retard rational thinking. The deference
paid to the letter of Scripture led men to find their political principles in
the Bible, to a degree at least as great as in the earlier Middle Ages. Even
Grotius repeats with approval the famous interpretation by St Thomas of the
text “Against thee only I have sinned” in the Fifty-first Psalm, as convincing
proof of the irresponsibility of kings and their superiority to all rules of
law. This enslavement to the letter of Scripture, which was a feature of the
whole Reformation movement (including the Jesuits), reached its most emphatic
and uncontrolled expression in the short-lived triumph of the Anabaptists of
Munster, and in the doctrines which underlay it. Here indeed we see the attempt
to construct a State on purely Biblical grounds, without any reference to
historical development and existing conditions. The Anabaptist movement may be
looked upon as the limit of one side of sixteenth century thought, which
affected, at least by repulsion, the attitude of all other Protestants.
Luther’s views are difficult to harmonies,
for he had that quality of political leadership which is not afraid of
self-contradiction. But the bent of his mind and the tendency of his acts are
alike clear. So far as the two ancient supreme authorities were concerned, his
attitude was one of resistance. Yet it was only necessity and the lawyers who
convinced him, almost against his will, that active resistance to the Emperor
on the part of the Schmalkaldic League was
justifiable, because the Emperor was not legally the supreme authority. Charles V was essentially a conservative; Luther, where
he was successful, reduced Imperial authority to a shadow. On the other hand,
Luther not only did not arrest, he actively assisted the development of the
princely autocracy; he asserted its Divine ordination and universal competence;
he proclaimed the duty of enduring tyranny as God’s punishment for sins; nor
can it be said that he showed any sympathy for representative institutions. A
compact territory governed by a religious autocrat, with family life well
ordered, was his ideal. The Divine right of the secular authority, i.e. its equality of origin with that
claimed by the Papacy, was asserted; and all smaller associations or rights
were absorbed in that of the State. Not only feudal anarchy had been
suppressed, by the lord having become either definitely a sovereign or a
subject; not merely had papal claims and clerical privilege been repudiated;
but guilds tended either to decay or abolition, and the monasteries, i.e. great competing celibate
governments, were secularized. Nothing is more noteworthy than the political
hostility of Melanchthon to the monastic ideal. Such denunciations of monkery are not mere abuse or meaningless bigotry. They are
the expression of the feeling, that monasticism sets before men a different
order from that of the political and a different ideal from the domestic.
The terrible days of 1525 made one thing
clear to every one of the Reformers. They must at all costs dissociate the
religious from the political revolution. The Anabaptist movement only deepened the
view that the Princes and the prosperous middle classes must be made secure in
the belief that reform was not opposed to respectability. On the one hand, the
original necessity of legitimating the idea of the religious revolution led to
an assertion of the sanctity inherent in the lay power and of the usurping
nature of ecclesiastical jurisdiction, while the very notion of justification
by faith only pointed to the overthrow of the legal system of the hierarchy. On
the other hand, the actual extension of these ideas to the whole social order
on the part of peasants and Anabaptists drove the Reformers to assert even more
strongly that, while the Church as a visible, organized society was at best a
necessary evil, the State was a Divine institution; resistance to it incurred
the pains of damnation. It was not for nothing that Luther burnt the Corpus Juris Canonici. If we contrast the statement of Melanchthon,
that there is nothing on earth more noble than the State, with the medieval
view of the priest as a divinely appointed and of the Prince as a divinely
tolerated power, we shall have some notion of the revolution in men’s minds.
Such a view as that of Melanchthon or Bullinger is
inconceivable in the twelfth or thirteenth centuries. When Melanchthon denied
that the ecclesiastical authority can make laws binding on the conscience, he
expressed in a single phrase the difference between the old world of thought
and the new. Probably the transition to the modern view was only possible
because men pictured not two distinct communities but one society, which the
medieval thinker regarded as essentially a Church, the modern as essentially a
State. This view is consecrated in the great work of Hooker. In the Middle
Ages, ideally at least, Western Europe is one; in the sixteenth century the
territorial State is the distinct and self-sufficient unit. The godly Prince is summus episcopus, in
whom all jurisdiction centres; and the superiority - always
in dignity, sometimes in fact- of the ecclesiastical functionaries, is gone for ever.
ErastusYet the religious leaders of the day are
not to be charged with Erastianism in its developed
meaning. They did not desire, and did not intend, that religion should be the
sport of politics. But they intended that the laity in the person of the Prince
should carry out necessary reforms “without tarrying for any”; and they were
determined that all coercive jurisdiction should be concentrated in the State.
If a movement designed to remove the abuses and traditions of a thousand years,
embodied as they were in the strongest of vested interests, were ever to
succeed, it could only be by the employment of means at the moment
revolutionary. The history of the Conciliar movement had proved the incapacity
of the clergy, even assisted by the Emperor, to reform the Church. If the
cleansing was to take place, the other power within the Church, the lay power,
must be invoked. Luther could appeal to the Prince’s jurisdiction because it
was within the Church. But neither he nor anyone else desired to make religious
belief the mere child of political expediency. The position of Hobbes and
Machiavelli is not that of Luther, although these three are rivals for the
preeminent place in the creation of the modern State. The Protestant ideal of a
king was Josiah. No more than the Jewish chroniclers could the Reformers deny
themselves the pleasure of branding monarchs who took a line different from
their own as having done evil in the sight of the Lord. They were no more and
no less Erastian than Laud, who magnified the
ecclesiastical office of the King, because he knew that he would support the
order of the Church, not because he recognized in him a right to upset it.
The refusal to admit any competing
jurisdiction is most prominent in the famous controversy carried on by Erastus,
to which reference has already been made in a previous volume. Erastus was not
what we mean by an Erastian. This is proved by his
words, that he is considering only the case of a State in which a single religion
is tolerated as the true one; and also by his action. For when the new Elector
Palatine in 1576 changed the religion of his dominions once more to
Lutheranism, which as a pure Erastian he had a right
to do and to command his subjects obediently to accept, Erastus went into exile
and died, not at Heidelberg, but at Basel. The real object of Erastus was to
give clear expression to his denial of any right to coercive authority in the
religious society apart from the State. He decided, in fact, to prevent the
Evangelical Churches becoming what one of them claimed to be in Scotland and
actually became in Geneva, a societas perfecta,
with all its means of jurisdiction complete and independent. He was opposed,
not to the free profession of truth, but to the political conception of a
Church. The introduction of the “holy discipline” formed, and rightly formed,
the ground of contention. It was the beginning of the theory soon to be
proclaimed by Cartwright and Melville, that the Church as a visible kingdom was
the rival of the State. Where it was admitted, we find either, as in the case
of Calvin and Beza, the State entirely manipulated by
ecclesiastical influences, in the interests of a system more tyrannical than
Rome and more opposed to culture, or else, as in Scotland, the growth of a
theory placing the Church as a distinct and independent society over against
the State. There is no need to discuss how far Erastus was right. What is of
importance is to know the nature of his contention, which runs as follows. In
any State in which the true religion only is tolerated there exists no power
but the civil which can authorize any actions of a directly or indirectly
coercive nature ; and every attempt of the Church to claim such a power is to
set up a new tyranny worse than the papal. The root of his desire was doubtless
the fear of his own excommunication, which actually took place. Yet his protest
reveals the whole spirit of the modern world. Had he seen a little further, he
would have known that the true remedy was to remove the direct and not the
indirect restriction on religious liberty. If toleration be admitted by the
State, there is no danger in Church discipline because there are rival Churches
; excommunication has ceased to be tyrannical by becoming futile.
The principles of civil authority were of
universal import. The gain to the Sovereign was as great, or nearly as great,
in Catholic countries as in Protestant. It is well .known that the Spanish
Inquisition was at least as much civil as ecclesiastical; or rather, it
belonged to the royal Church, not to the papal organization. Orthodox Princes
might thank the Protestants for giving them the true State, no less than the
Popes for the true Church. The true meaning of the situation is apparent in the
struggle between the Venetian Republic and Pope Paul V in the early years of
the seventeenth century. The Venetians were determined to be masters in their
own house. The Pope, on high prerogative grounds, attempted to interfere with
the coercive jurisdiction of the Republic over its subjects, and with its right
to control the disposition of its own territory. He asserted that the Doge had
no right to arrest a canon of the Church on the charge of flagrant immorality,
or to pass an act restraining gifts in mortmain, or to attempt to limit the
number of churches : he laid the State under an interdict, and excommunicated
the Doge and the Senate. A bitter controversy took place, in which among many
others Fra Paolo Sarpi on the one side and Bellarmin and Suarez on the other took part. The whole conflict
turned on the canonist conception of civil authority, as against the modern
secular theories. The Venetians asserted the Divine right of the civil power,
and claimed its natural liberty ; the Papalists repeated
the old theories of the “plenitude of power” and the supremacy of priests to
Princes, as of mind to body. Eventually the Pope was forced to give way
substantially. The Jesuits remained excluded from Venice. “The natural liberty
given by God unto the State” was successfully asserted and upheld, at least in
the main issue. The course of the struggle is interesting, because it was at
least partly decided through the Pope's fear of throwing Venice politically on
to the Protestant side. The reign of the Pope, as King of Kings, was over.
A comparison of medieval and modern
statements of papal claims is instructive. They diverge more than is often
supposed; though there is, of course, nothing to prevent the reassertion of old
ideas, should circumstances ever again prove favorable. The claim of infallibility
is not the culmination but the (implicit) surrender of the notions of right
embodied in the Unam Sanctum. Instead of claiming, as is
done in writings like those of Bozius or Augustinus Triumphus, the
political sovereignty of the world, the Vatican Council merely asserted the
supreme rights of its recognized head as a religious teacher in its own
communion. Constructively, of course, this may be made to mean much more. But
the decree of Infallibility is the expression of the fact that the Church has
become more distinctly a religious body than in the Middle Ages, and is no
longer a world polity. The Pope, from being the Lord of Lords, has become the
Doctor of Doctors. From being the mother of States, the Curia has become the
authoritative organ of a teaching society. The difference can be seen by
comparing modern arguments for infallibility with earlier defences of sovereign jurisdiction. High Papalists, like John
of Torquemada or Augustinus Triumphus,
admit the possibility of the Pope being a heretic, and ipso facto ceasing to be
Pope. In fact, the governing idea of the Counter-Reformation, that a heretical
monarch has through his heresy become a private person, and may be treated as
such-first appears in the Papalist theory.
Law and force.
Another aspect of the modern State is the
irresistible force at its disposal. To us it appears a necessary attribute of
any government, that it shall be able to compel practically universal
obedience. Force is at the back of all law and every private right; so much is
this the case that it seems to us inseparable from the idea of law. The modern
mind is not disposed to admit the existence of any legal right or duty, either
public or private, which cannot be enforced by compulsion. But this is quite a
new conception. It is the result of the struggles of the Middle Ages, and of
the movements, political and religious, of the sixteenth and seventeenth
centuries. Indeed, the recognized need of such a power became the great support
of tyranny. Long periods of impotence generated a belief in the Divine origin
and necessity of political power. In the modern world government is occupied in
administering the law and adapting it to fresh needs. In the Middle Ages it was
occupied with a struggle for its own existence. “In the older feudal monarchy,
not only was the monarch at no time sovereign, but neither was the State”.
Slowly, indeed, but surely, local franchises disappeared, private war
diminished, and there came to be recognized a central authority giving force to
a general system of law. The very fact of the “reception” of Roman law in
continental countries in the fifteenth century shows how foreign to the actual
life of the day was a uniform universal system of common law. Such law as
existed was the outcome of local, feudal, or national custom rather than of the
will of any lawgiver. For the Popes, indeed, legislation became a main
business. The Decretale and the Sext are among the greatest
of statute books; yet even in the case of the Papacy it was but gradually that
the claim to be universal lawgiver developed out of the notion of supreme
judge. But, when the Popes had made the discovery that they could legislate,
they naturally developed alongside of their power a theory of its basis. This
was derived largely from the civil law, partly from Aristotle, and partly from
the Bible. Whencesoever they derived their theory,
its nature is clear enough. The plenitudo potestatis of the Pope is the expression of the unity
of the Church, and the sovereignty, Divine, inalienable, and illimitable of its
ruler. The Popes claim not only to make but to annul the canons; their exercise
of the Dispensing Power in the case of all rules which are merely positive and
resting on human sanction, was the first form of the theory of sovereignty to influence
the modern world. Bodin expressly says that Innocent
IV understood the nature of sovereignty better than anyone else before him.
But to those who saw in law, not the
success of effectual rulers, but the transient effort at social improvement or
the recognition of principles of action : even to those who looked upon it
merely as the decision of a Court interpreting immemorial custom, another view
than the modern notion of positive law was a necessity. They discerned in legal
rules, not the authority of the governor, but his purpose: namely justice,
which is a shadow of the Divine nature. In its promulgation they perceived not
a sovereign act, but a personal revelation. To those holding such views law, in
so far as it is something beyond the mass of customs which bind society
together, is not a command; it is a discovery. In other words, there are
certain truths about human nature in society which are eternal and independent
of immediate circumstances. Law is the expression of the fact that human history
is not merely the record of a hand-to-mouth existence, but embodies principles.
The adequate knowledge of these principles may, however, be deficient; and
their application to existing conditions needs wisdom. Hence the lawgiver’s
task is not that of Moses, or Lycurgus, or Justinian; he has a humbler office.
He is to make known to his subjects what applications of natural law he will
sanction, and in such instances to fix the quantum of penalty for breaches of
it. The Sovereign is at first prophet, then judge, only later legislator in our
sense in Suarez’ phrase he is the “disciple
of the law natural”. Towards the prevalence of this view the ancient belief in
the natural law, as anterior to and supreme over positive law, largely
contributed. Here it suffices to call attention to its existence, deepened as
it was by the daily growing reverence for the Roman Corpus. A large proportion
of political discussion from the days of the French wars of religion until the
conflicts of Hoadley and Charles Leslie, was to center
round these two conceptions of law : the one regarding it as the command of a
sovereign, uncontrolled and self-conscious, the other treating it as the mere
outward explication of certain principles of eternal validity, the inalienable
heritage of man in society. The one lays stress on the sanction, the other on
the content, of law. To the medieval multiplicity of laws and inefficacy of law
is due the survival into later times of notions which only required
rearrangement to form an internal check on the unlimited sovereignty of the
ruler-whether, as in the seventeenth century, the King, or, as in the
eighteenth, the Parliament, and an external check on the unlimited sway of
international selfishness. In the medieval mind, behind the conflicting claims
of manorial custom, the law of the fief, the gradually encroaching law of the
royal Court, the non-national law of the Church, there is always the law of
nature, to evolve a harmony out of chaos and to soften the asperities of
barbaric rules. Even in the Church the unlimited sovereignty of the ruler
stopped short at natural law; and the proud waves of canonical encroachment
were stayed by the one recognized barrier to Omnipotence itself. For it must be
remembered, that to some minds the natural law presented itself as independent
of the will of God, and to all as so completely in accordance with this will
that He could not conceivably break it. The uniformity of nature is an idea
which might have been borrowed by science from the philosophy of law.
But with the sixteenth century law more
and more takes on the nature of embodied will, and discards other elements.
This was assisted by the strong sense of the sovereignty of God entertained by
the Reformers, and by the doctrine of the arbitrary and irresponsible character
of the Divine decrees. To the Calvinistic view God is the ideal type of an
absolute monarch. Theology once more goes hand in hand with politics; and the
Leviathan of Hobbes owed more of his non-moral attributes than the author knew
to ideas of God which had been prevalent ever since the last phase of
nominalism. In the world of fact, competing authorities, feudal or
ecclesiastical, disappeared or were absorbed; armies, like those of Philip in
the Netherlands, were under one rule, in a way which had been unknown for
centuries. It began to be true that “war is a relation between States, not
between individuals”. Legislation came to occupy the attention of rulers far
more than in the past. The need of organizing the Reformation and appropriating
its economic benefits increased this tendency. The alleviation of poverty,
education, and the problems springing from the rise of capitalism, all these
demanded a secular, no longer an ecclesiastical solution. The King in most
nations had established for ever his independence of foreign authority; and the
Assemblies of Estates were everywhere less powerful than a century before. The
assertion of a theory of sovereignty was inevitable. Feudalism, where
conquered, redounded to the advantage of the overlord, for it made him seem
like the proprietor of an estate. For centuries the Roman doctrine of dominion
had been growing in influence, hardening the rights of the proprietors and
getting rid of their duties; the Pope claimed dominion over the benefices of
the Church, though the claim was not always admitted; the King in some cases
claimed to be sole proprietor of his subjects’ goods. Every tax was a
remission, just as every decree of Divine election was an act of grace; all
subjects were at the disposal of their King by right, just as all sinners were born ipso jure damned.
Jean Bodin.
The spirit of the new age displays itself
decisively in the work of Bodin on the State. He discards
the old title of the “government of Princes”, and writes of a body politic in
general, apart from the question of the nature of the government. Bodin had perceived, more clearly at any rate than his
predecessors, that the fundamental nature of the State is independent of the
form of government. He emphasized also the distinction between the “status civitatis”
and the “ratio gubernandi”.
In the great days of its power the “status”
of Rome was popular, but the “ratio”
oligarchic. He develops the notion of a sovereign authority, inalienable,
imprescriptible, incapable of legal limitation, very much as through Hobbes,
and Rousseau, and Austin, it has come down to us. But Bodin was not, any more than Hobbes, a purely scientific enquirer. He was a Politique and a
monarchist. He has the qualities of all who perceived with any clearness the
fact of sovereignty, and also their defects; thereby perhaps exhibiting his
kinship to the medieval ideal which was always concerned with the unity of
society. “Liberty depends on the division of power”. Bodin will allow of no such division. He does not indeed disallow the existence of
aristocratic governments, such as Venice and the Empire; or deny their fitness
in certain historical conditions. But it is royalty which has his admiration.
With the needs of France before him, it was not unnatural that he should mingle
his assertion of the fact of sovereignty with the encomium on monarchy. With
the dangers of the League and its violence to warn him, it is not strange that
he should deny any rights worthy of the name to any controlling body or
assembly of Estates. In Elizabeth he sees a purely absolute Princess. He
recognizes neither in the English Parliament nor in any similar body elsewhere
any but purely advisory functions. Neither in taxation nor any other respect
will he allow of restrictions on the power of the Prince. Bodin,
in fact, like Bacon, exalted the power which alone seemed capable of evolving
order out of chaos, and actually in most cases started the modern State on its
career. He typified and helped to create that alliance between the Kings and
the theorists of sovereignty which formed part of the strength of monarchy.
Everywhere the King had the name of sovereign, everywhere his power was on the
increase-except where anarchy and violence were dominant. It was natural, then,
that an age which had only just made the discovery of the fact of sovereignty -the
necessity, that is, for any perfect State of the existence of a power above the
law, because able to alter it- should ascribe all attributes of this authority
to the monarch, and should look with unfriendly eye on all traditions or
assemblies which claimed in any way as a matter of right to limit it. The sentiments
of the judges in Bate’s case were as inevitable as
they were probably sincere. Their danger lay in the fact that the balance of
the constitution had been fixed by an age which knew no distinction between the
rule of law and the rule of sovereignty, and regarded it as no more difficult
to subject the sovereign to law than to secure the subject's obedience to it.
The work of Sir Thomas Smith on the Commonwealth of England will afford an
illustration. Admitting, as he did, the sovereignty of the Crown in Parliament,
he is yet unable to carry out his principle completely. He asserts here and
there claims for the Queen as absolute, and is clearly not at rest in his mind
(though his inclinations are decided) as to the issue between a sovereign
claiming to be absolute, and the rights of Parliament. The whole standpoint is
nearer that of Bracton than that of Bodin. Bodin of course allows the
King to be subject to the law natural, but denies that there are any means of
enforcing his compliance. Althusius blames him for
this denial, since nearly all positive laws are only declarations of natural
law.
In their views of the nature of law the
apologists of monarchy had the future with them, and showed deeper insight than
their adversaries. They were in fact upholding the modern, as opposed to the
medieval and obsolescent theory of law. Alike in the sixteenth and in the
seventeenth century the supporters of popular rights (except the Jesuits who
were clear-headed) do not as a rule claim sovereignty for Parliament. They deny
the existence of sovereignty, and seek to limit not its exercise but its
possibility. They do not assert that insurrection is morally honorable, they
claim that it is legally right; and they have the support of documents like the
last clause of Magna Charta. Daneau denies that in
any State there is true sovereign authority, and so really does Locke. But the
fundamental conception is the belief, discarded by the modern world, that
positive law is merely declaratory, and adds nothing to law natural and custom.
In this view the idea of the authoritative origin of law in the human will
fades into insignificance. At the bottom of most political argument until the
eighteenth century lies the distinction between the idea of law as nothing but
the command of the lawgiver, and the conception of law as something in essence
universal and therefore just, ceasing to be law where it ordains injustice. The
dictum of Algernon Sidney, “What is not just is not law”, ran right back
through Bellarmin and Aquinas and Augustine to the
ancient jurists. Law and right, says Bodin, are not
at all the same thing; and the idea of the non-moral character of law first springs
into prominence in the six books of his Republic.
But we must beware of the historian’s danger of seeking an absolute beginning
to what “only continues”. Bodin himself depends
partly upon Bartolus, partly upon the Papalists, notably Innocent IV. The Dispensing Power, which
is the characteristic invention of the Papacy, is the form in which the
supremacy of the sovereign over positive law and the conception of law as
resting on command and not on congruity became first of all predominant
notions. A glance at any act of dispensation will show the reach of the principles involved in its words.
The idea that sovereignty is
imprescriptible, and that no sovereign power can limit itself or alienate its
prerogative, is familiar to us in the maxim that an Act of Parliament can do
anything but make a man a woman. This idea was, as we know, not always
recognized; both Richard II and Henry VII passed Acts of Parliament attempting
to bind the future by fundamental laws; and legitimism itself puts the law of
succession beyond even sovereign competence. But when the notion obtained full
recognition, it came to be seen that no sovereign could make a binding promise,
and that he could only declare an intention which circumstances might alter.
Hence laws, charters, and treaties are only in force so long as the sovereign
wills them. This doctrine, once grasped, released the monarch from all
obligations and rendered nugatory any concessions he might be led by
circumstances to make. It enabled the royalist to harmonies the fact of royal
limitations or representative assemblies with the theory of sovereign rights.
Both history and actual conditions made it natural and inevitable, that with
the growth of the idea of sovereignty in the State the King should be regarded
as the source of Parliaments and charters, which he might annul at his
pleasure. Such a view was expressed naively, but with perfect sincerity, by
James I, and was the occasion of the great breach with the Commons in 1621. It
was advanced by the Papacy before others snatched at so convenient a doctrine.
The Pope's interference proprio motu with
ecclesiastical arrangements, his perpetual reiteration of ancient claims as of
Divine and therefore inalienable right, and his assertion that all concessions
to secular power were merely for the moment or on compulsion and did not affect
his rights, which were to last as long as Christianity, was clearly the same
principle which afterwards caused so much dissension in the State. As Contarini and his friends saw, the great need in the Church
was to make the Pope admit that he was bound by his own laws. To the secular
power in its efforts to assert its independence against the Papacy, the same
principle was not merely serviceable, but necessary, if previous concessions to
clericalism were to be withdrawn. “Time may not prescribe against God’s truth”,
is Stephen Gardiner’s defence of the Royal Supremacy; and the invalidity of the
Donation of Constantine, even supposing it to be a fact, was for ages the cry
of Imperialists, on the ground that an Emperor could not, if he would, alienate
the sovereign rights of the Empire.
Perhaps the distinction between questions
of law and matters of policy on which absolutist theories were based may have
been due to the recent growth of the notion of public policy, and to the very
gradual development of the idea of public law, as apart from the mere private
rights of the ruler. In fact, neither public nor private rules of action
existed in modern distinctness in earlier times. The very phrase “reason of
State” is fundamentally modern. The idea involved would hardly have been less
strange to a politician of the Middle Ages than the modern notion that the
individual must choose his Church. To the theory of sovereignty, and the assertion
that in all countries nominally monarchical the King was truly sovereign, and
that any ancient traditions of representative rights controlling it were mere
survivals from an age when the notion of a State was not comprehended, was added
the principle that the King’s power comes immediately from God alone, and that
he is therefore irresponsible. Divine justice is denounced in the words of St
Paul against all who resist the King. The complete theory of the Divine Right
of Kings includes all the above notions, with the added claim that the right is
both hereditary and indefeasible. In many respects the doctrine harks back to
the Middle Ages, but in its developed form it was forged on the anvil of the
Reformation, and owes more to Luther than to Hobbes or Filmer.
The Divine Right of Kings.
It was against the Pope, not against the
people, that the animus of the absolutist attack was directed. The theocratic
notions of the Middle Ages, with their vivid belief in the Divine government of
the world, made the position of God’s viceroy not only necessary, but holy. But
if, as was admitted, all lawful power was mediately or immediately held from the Divine overlord, who was the tenant-in-chief? Jus divinum was the attribute of all authority rightly based and legitimate. But, alike in
spiritual and secular matters, the Pope gradually asserted the claim to be the
sole source of all other earthly jurisdiction. In regard to the tenure of
secular authority the struggle went on from the days of the Investiture
controversy; in regard to Bishops, the Jesuits only just carried their point at
the Council of Trent; and then an assertion of Divine right either way had to
be withheld.
The most valuable insight into the whole
question as concerning either ecclesiastical or general politics is given by Laynez’ disputation at the Council of Trent on episcopal
rights. This interesting argument exhibits in the most illuminating form the
relation between theories of papal omnipotence in the Church and doctrines of
popular sovereignty in the State, both alike deepened in consequence of the
Reformation, since the Pope’s claims to jurisdiction had to be confronted by
the assertion that the King had just as much claim to Divine sanction as the
Pope. The Kings, and not the peoples, stood, as a matter of fact, in the first
line of defence; and the Pope’s claims were never asserted so strongly as they
were against Emperors in earlier days, or against Elizabeth and Henry IV in the
sixteenth century. Monarchy reaped the benefit of the argument which defended
the independence of the civil power. The claim, advanced alike in medieval and
in modern times, that Emperors and Kings hold of God alone, or, in the words of
our Prayer-Book, that God is “the King of Kings and Lord of Lords”, is nothing but the assertion that civil
society has an inherent right to exist, apart from its ecclesiastical utility.
This was denied by Popes and Presbyterians. The principle of the Catholic
Reaction, that no heretic sovereign was legitimate, together with the other influences
noted above, provoked an assertion of the Divine right of all Kings in the form
of legitimism. The Politiques in France were its great assertors; the claims of Henry IV made it necessary to
ask, “Whom should he follow but his natural prince?” But there is no
substantial difference. The claim of the Papacy to be different in kind from
all other Powers, to be a “kingdom not of this world”, because founded on the
direct command of Christ, while earthly kingship, even when absolute, arises
from the people by a lex regia, is met
by a corresponding denial of the human origin and consequent responsibility of
the civil monarch. Henry IV is the hero of legitimism. He won the Crown solely
in virtue of this principle, despite the efforts of Papacy, populace, and
Philip. But he did not strive to theorize about it. That was the task of a
sovereign whose merits and defects were of a very different order. In his True Law of Free Monarchy James I, who
had felt the galling ecclesiasticism of the Presbyterian preachers, asserted
the whole doctrine of Divine Right. The controversy which arose with Bellarmin and the other Jesuits on the subject of the oath
of allegiance imposed after the Gunpowder Plot led to a voluminous reiteration
of the whole argument on both sides. As will be seen, the High Churchmanship of Bellarmin or Cartwright led to the claim that only
adherence to the commands of the ecclesiastical authority could infuse that
spirit of justice, without which the kingdoms of the world are, in Augustine’s
phrase, but “magna latrocinia”.
In their view the State, in and by itself, is merely secular. The opposite
doctrine, that of the Divine Right of Kings, whatever its defects and its
subsequent dangers, was historically the form in which the civil State asserted
its inherent right, its claims as a natural and necessary element in human
life, and the independence of politics from merely ecclesiastical control. From
both sides came elements of value to the modern world, and neither can be
ignored. One view asserts the fundamental righteousness of the State apart from
clerical interests; the other, the necessity of recognizing other sides of
human life than the political, and of putting practical limits to the exercise
of civil omnipotence. Where either aspect is neglected there is danger of
tyranny: in the one case ecclesiastical, in the other secular.
Passive obedience. The Politiques.
Connected with this doctrine, and at the
root of its religious side, is the theory of Passive Obedience. This asserts
the duty of the subject to submit to punishment rather than obey the Sovereign’s
command where it conflicts with conscience. This is not, then, a theory of
unlimited obedience (as Hobbes bitterly remarks), but only of unlimited
non-resistance. The doctrine goes back at least to Gregory the Great. It bases
itself on the precepts of St Paul and St Peter, the practice of the early
Christians, and the attitude maintained towards Julian the Apostate by the
Church, towards Constantius and Valens by the orthodox. The Pope had claimed it
as enuring to his benefit, and was resisted by the
Conciliar party. With the Reformation it became, for a while, the watchword of
Protestants. Luther never swerved from it except under compulsion; all his
instincts were in its favor; he was justified in claiming to be the strongest
supporter of civil authority. Even where he admitted resistance, it never took
the form of a denial of the rights of the sovereign power to the sole use of
force; he merely raised a question as to whether the Emperor or the independent
States were actually sovereign; whether, in fact, Germany was not rather a
Confederation than an Empire. After the Peasants’ Revolt the orthodox Reformers
continually asserted the duty of non-resistance. William Tyndale proclaimed it
in his Obedience of a Christian Man (1528). Even Calvin cannot justly be said to have asserted the right of insurrection.
His language is cautious; and he drops a hint about ephors,
which was afterwards developed by others. Salmasius was quite justified, when opposing Milton, in claiming the bulk of Protestant
opinion as against the Regicides : a fact which is proved by the extreme
paucity of the authorities whom Milton found himself able to adduce on his own
side. There were plenty, of course, had he chosen to quote Catholics. But
circumstances in Scotland, France, and Holland proved too strong for any
theories. With the development, moreover, of the organized Churches of
Calvinism there also grew up a new theory of the Church as a visible kingdom,
independent of, or even superior to, the State. This theory was alien to the
whole mind of Luther; but it formed the strength of the Churches of Holland,
and still more of those of Scotland. The emphasis which Protestants in general
laid on the idea of the invisible Church combined with other tendencies to
exalt the rights of the State. But there is no substantial difference between
the political claims of the developed Presbyterian system of Scotland and those
of Rome, except that the actual constitution of the former was democratic, and
the true depositaries of power were an oligarchy of preachers, instead of a
Curia with centuries of diplomatic traditions to guide it.
Henry IV was more than the hero of
legitimism. He was the prince of the Politiques. The existence of this party, which was well
named, was due to the religious dissensions, and more especially to the
Massacre of St Bartholomew. The state of affairs was such that quiet men began
to ask themselves whether religious discord ought to bring the State to
destruction. Michel de l'Hôpital first expressed this
view in the States General of 1561. He did not deny the right of the State to
persecute, or the proposition that unity of religion is the true foundation of
the unity of the State. He only asserted that, since unity of religion was now
definitely broken, the cost of restoring it was too great. Toleration was, in
fact, a pis-aller.
This was the view of Pasquier and Bodin,
and in regard to Europe in general, of Henry IV and Sully. The idea was to save
at least the State from the wreckage. The State is founded on unity; true, and
the more solidly the better. But, because all the unity desirable is
unattainable, why throw away what remains? There will still be a State left;
for even Papalists do not now deny that a heathen
Power is an ordered and justifiable State. They no longer assert with Augustinus Triumphus that none
but a Christian government can be just, and that consequently war is always
permissible against a heathen government without any grievance. The Politiques are,
in fact, the party of the Politía; admitting religious unity to be of the bene esse of the
State, circumstances had led them to enquire whether it was of the esse. If they
could not in their distracted country obtain the maximum of their desires as
Catholics, why not be content with the possibilities obtainable by them as
citizens? The half loaf of toleration was better, in fact, than the famine of
anarchy. They were modern, legal, and liberal in spirit. As against those who
had attempted, under the guise of “the religion”, a recrudescence of feudalism,
and as against those who under the name of the Holy Union were preaching
disunion, and under cover of a zeal for religion were erecting on the ruins of
the ancient royalty a monarchy by grace of the Paris mob, Pasquier, Bodin, and the rest stood out as partisans of the
State. They were accused, naturally, of Machiavellism;
and there was so much of justice in the charge, that their desire for
toleration was based solely on expediency, though this included motives of
humanity; they did not regard religion as beyond the province of State action.
The common view of the Politiques was that persecution
of some sort was very desirable in the earlier stages of a new belief; but,
when such a belief had gained as much ground as had “the religion”, they were
not prepared to run the risk to humanity of exterminating or to the nation of
banishing it. Possibly this fact may lie at the root of the insecurity of
toleration in France. Toleration might be granted in order to make the monarchy
safe, or even possible; but when that end was secured there was little in the
ideals of French statesmen to prevent its removal. Still, the Edict of Nantes
is the definite recognition of the modern principle that the State is independent
of the forms of religions, even in the appointment of its officials. In
principle the Edict went further than the English Toleration Act of a hundred
years later, which left it still incumbent upon all holding public office to
take the Sacrament according to the Church of England rite; yet it was not so
definitely the recognition of individuality. The grand security of the
Nonconformists in England after 1689 was the fact that they were not merely a
local body, but were diffused throughout the nation. To the Huguenots the
dangerous guarantee of local strongholds was indispensable. This made it
possible again to raise the cry of an Imperium
in imperio, and to connect them with aristocratic
disaffection. An unstable foundation of royal tolerance resting on expediency,
and a reliance on local material guarantees, proved ruinous alike to the
Huguenots and the monarchy.
This brings us inevitably to the mitigated
toleration established in the Empire by the Religious Peace of Augsburg, and
defined by the phrase “Cujus regio ejus religio”. The principle
that no heretic could rule a Christian State was abandoned. Such an idea was at
least a step in the right direction, as compared with the notions of the Middle
Ages or the Counter-Reformation. Besides, there is another aspect to the “Cujus regio ejus religio” principle. It
did not abandon the occasional practice, but it abandoned the medieval theory,
of persecution. The right to migrate could mean no less than that, while unity
of religion was necessary to the State, there was no ground for burning the
heretic for the good of his soul. Persecution to the extent of banishment is in
fact treated as necessary for political reasons; for as yet the ideas of Church
and State as separate societies were not clearly realized, and it was not
regarded as safe to have more than one religion in a State. But the principles
of persecution, incarnate in Philip II and the Inquisition, are abandoned.
There is no claim to discern thoughts, none to exterminate heresy. The theory
that one religion was needful to a State, but that it might vary in different
States, was a step towards the modern view, that the State is indifferent to
confessional distinctions. It became clearer that social order rested on deeper
and less visible foundations than uniformity of ecclesiastical organization;
just as the success of Venice and the Dutch showed that the stability of a
State was not bound up in a monarchical form of government.
The same principle was substantially that
of Elizabeth. Whether or not we accept the assurances of Cecil to the
Catholics, that they were persecuted for purely political reasons, it remains
true that the English government refused to accept the responsibility of
religious persecution for its own sake. To Cecil persecution was a necessary
evil, to be justified on political grounds; but it was not an ideal. After the
papal Bull of 1571, deposing the Queen, there was ample room for asserting that
a good Catholic could not be a good subject; and the Jesuits made matters worse
by their attitude towards the oath of allegiance under James I. Anyhow, Cecil
had to make his appeal to public opinion; and the fact shows that public
opinion was not what it had been on the subject. The outcry raised by Calvin’s
treatment of Servetus is another proof of this. This outcry, indeed, only
caused men like Beza to restate in strong terms the
theory of persecution; and the growth of Puritanism, wherever it became
influential, meant the growth of intolerance. The only difference between Knox
and Calvin and a Roman persecutor was, that Knox and Calvin asserted for
themselves a freedom which they denied to others, and promoted a more
anti-human tyranny than the Roman. To the Puritan mind as to Philip II, who
declared that he would rather not reign at all than reign over heretics,
orthodoxy was of the essence of citizenship. According to this view all foreign
politics were to be regulated by confessional antipathies apart from other
considerations. The Puritan objection to Anabaptism was due far more to a
dislike of any system of communism than to the theocratic notions of Rotmann and John of Leyden. Even against the ill-treatment
of Anabaptists voices were raised. In Brenz and a few
elect souls the principles of freedom were not extinguished by theological zeal;
and the few pages of Brenz on the claim to use the
sword against Anabaptists lay down the true principles of all toleration. It is
better, he says, to harbour fifty false ideas than to delay the triumph of one
true one; and it is wrong to condemn men for constructive reasons. If their
principles lead to murder, they will commit murder, and may be punished for
that. William the Silent was a genuine believer in toleration, and did his
utmost to stem the Calvinistic fanaticism of some among his supporters. Marnix de St Aldegonde, however,
late in his life, affirmed in regard to the Family of Love the duty of the
civil magistrate to persecute; but even here he would allow force only within
narrow limits.
Robert Browne. The Church a “Societas Perfecta”.
The principle of religious toleration
found one other important expression in the sixteenth century. The Politiques, as
was said, asserted the indifference of the State to creeds, in order to prevent
fanatical Catholics from tearing the kingdom of France asunder. We now come to
those who maintained the same principle, in order to prevent undue delay in the
triumph of the truth. The Puritan party in this country desired, as is well
known, to capture the Church of England. Cartwright and his friends made a definite
attempt to set on foot a thoroughgoing system of Presbyterianism, to be
privately at work alongside of the Church as by law established. Repeated
efforts were made to induce Parliament to reorganize the Church in the
interests of the famous “discipline”. Elizabeth, as we know, always thwarted
these efforts, partly because she personally disliked them, partly because she
did not choose to act apart from the Bishops.
The attempt, however, was never abandoned,
and attained success after a sort with the overthrow of the royalists in the
Civil War. But this did not seem likely in the earlier years of Elizabeth.
Robert Browne suggested a different plan. Since the civil authority was
unlikely to sanction a complete reversal of the existing order, he suggested
that each congregation so disposed should make the change by itself. In his
pamphlet Reformation without tarrying for
any he asserted the independence of all authority, civil or spiritual,
belonging to local religious communities, and the indifference of the State to
religion. His position differed from that of the religious revolutionaries of
Scotland, who established their new system, not indeed originally by
constituted civil authority, but by the will of the nation, and eventually made
the civil authority assent. Knox roused the community as a whole. Browne had no
desire to do this. He merely claimed the right for anybody of Christians,
however small, to set up for themselves, and denied the right of the civil
magistrate to interfere. To however limited an extent they may have practiced
toleration, either in old or new England, the Independents, so far as they were
the inheritors of Brownism, founded their system on
the principle of the separation of the spheres of religion and government,
which logically resulted in toleration. The same may be said of one section of
the Anabaptists, who preached a doctrine of political quietism and the
independence of Churches.
One more theory which began its
development in this age, the theory of the Church as a societas perfecta, did not indeed lead to toleration as its necessary
consequence, but it made toleration possible. Forced by circumstances to recognize
the sovereignty of the State and its unity within itself, the partisans of
ecclesiastical power began to seek a new form for their principles, and to
develop the notion of Church and State as two distinct, though related,
societies. This view was not the same as the medieval, which very commonly
identified the Church with the hierarchy, and in any case contemplated a single
polity with diversities of function, known as temporal and spiritual. Luther
and Hooker, as we saw, retain in principle this view of a single society, but
assign coercive authority entirely to the civil functionary. But those who
desired a strong organization for the Church, whether Ultramontane or
Presbyterian, were driven more and more to formulate the conception of the
Church as a society perfect in the same kind and apart from the assistance of
the State, and enjoying its own means of jurisdiction. This is the real
significance of the controversy about the “Holy Discipline”, and the
justification for the attitude of both sides in it. This controversy involved
the idea of the State, and the question whether the life of corporate bodies
not arising from its fiat was to be admitted.
In Simanca, a
Spanish Papalist, we meet with arguments expressly
based on the Church being a respublica perfecta,
a position no longer denied for the State. It is indeed remarkable to find him,
and Bellarmin also, justifying papal interference on
those general grounds of natural, that is international, law, which permit the
interference of any foreign sovereign in a State where his own interests are
involved. The Church in this view is one State among others; only it includes
those who are civil subjects of many States. Bellarmin conceded a really separate existence to the State; while no such concession was
made by Bozius, who reasserted the medieval theory of
a papal Empire in its most uncompromising form. Bellarmin was more of an innovator than he imagined, and was rightly suspected at Rome as
a minimizer. He in fact prepared the way for that surrender of the principles
of the Unam Sanctum, which, even if still partial,
is none the less real. Like all other religious bodies, even the Church of Rome
is more departmental and special since the Reformation. General ideals and
methods, it is often said, became less theological in the sixteenth century. On
the other hand, the activity of all the Churches became more theological; and
this holds good of their political side as of all others. The Jesuits are the
expression of this fact; and the Roman Church ever since has been engaged in
developing their ideals. Not only did they render the prospect of another
Nicholas V or Pius II unlikely; they really, though less obviously, hindered
the arrival of another Innocent III.
There are in Molina and Suarez statements
which either express or imply the same notion. Among the Presbyterians,
Melville is found telling James I that there is another kingdom equally real
and self-sufficient with the State; and the same view is emphatically held by
Cartwright and Travers. It is clear that the Lutheran and earlier Protestant
view of the Church, as essentially the invisible collection of the faithful,
had been abandoned in favor of the Catholic conception of a visible society
with its own means of government complete in itself. It was against this notion
that Luther, and afterwards Erastus, strove. But it reappeared in all its
strength in the Calvinistic communities after they became developed. This is
the cause of the virulence of the Erastian controversy, both when it arose in Heidelberg and when it reappeared in the
Westminster Assembly.
We see in fact two ideals in collision : one,
that would make the State not merely physically omnipotent, but the source of
all other social union, religious or political; the other, which asserts for
the Church apart from the State independent existence and authority. The
Church, in fact, is the last body to maintain the medieval theory of the
relation of corporate societies to the central power.
But one thing is clear. So soon as the
State and the Church are recognized as in essence distinct, not merely as
different departments of the same class, their relations may be settled by
concordat. For this as in other matters the arrangements made at Constance
prepared the way. In the concordats with Francis I the Papacy admitted the
modern idea of the civil power, and thereby, it is said, escaped in France a danger
like that which beset it in England and Germany. The conception of the Church
as a societas perfecta like the State admits of the
view that each has its own orbit, its own principles, and its own methods; and
they need not collide with one another. The medieval view tends to deny all
significance to the State apart from the Church. Molina, in whom both views
jostle one another, says that the State is imperfect without the Church. German
and Elizabethan Protestantism hold much the same view about the Church (as a
visible society) apart from the State. Luther does not recognize any real
society but the State, and the family as its lowest unit. This is the modern
view, which sets the State on one side and the mass of individuals on the
other, as opposed to the medieval view of a society, consisting of many other
societies and powers, with a certain central point in the King and his Court.
From the victory of unitary over federalistic ideals
in the Church there followed a similar conquest in the State. The only limit to
this all-devouring autocracy was furnished by the conception of the Church as a
perfect society, or in other words a real body politic. This may of course lead
to the claim that one society shall dominate the other on account of the
superiority of its end. The Jesuits did so use the idea. But this result is by
no means necessary, nor is it even the most natural development. In England,
what may be termed the normal sixteenth century view long continued to be
commonly maintained, and was held even by Laud.
Jesuit conception of Church influence.
The Jesuits, and indeed most
ecclesiastical champions, used the theory merely to reassert in another form
the Hildebrandine ideal. They recognized the sphere of the State, as distinct
from the Church, in a way which would not have commended itself to medieval
writers; but they claimed for the Church a right to interfere, whenever it is
necessary for her own ends. The distinction which Bellarmin and nearly all the Jesuits drew between direct and indirect temporal power may
not have been worth much in practice, but it was a real distinction. Every
moral teacher, or at any rate every teacher who bids his followers decide
political questions on moral grounds, is exercising indirect temporal power.
But this need not mean a claim to actual sovereignty. The early Jesuits paved
the way for a conception of the Church as one among other societies, which may
yet have a fruitful influence in counteracting the all-absorbing activity of
the secular State. In Bellarmin more clearly than in
anyone else we can see the new view growing out of the old; Barclay charged him
with inconsistency because at one time he asserts, and at another denies, that
secular and ecclesiastical societies are separate bodies.
We have seen how the Reformation at once
expressed and intensified the belief in the inherent sanctity of civil
government in the form of the Divine Right of Kings. We come now to the most
salient fact which counteracted the evils of this theory : the fortunate
accident, that as a result of the movement for reform the sovereign was
sometimes the adherent of a different confession to that of his subjects. But
for this fact, there could have been in the seventeenth century few relics of
any form of popular liberty or of any check on monarchical tyranny.
The importance of having a central power
which should carry on uniformly and with rapidity the administrative functions
of a modern State, was in fact so great, that, with feudalism gone and the
Church abased, there would have been scarcely a force left to withstand the
monarchical tendency. Nor was there, as a matter of fact, any such force in
those places where King and people were united in religion. Spain, the German
States, a little later France, all witnessed the complete suppression of
popular liberty until the time of the French Revolution. From the later
Reformation period onwards until 1700, however, there was for a time nearly
everywhere a body, larger or smaller, of subjects professing a religion
different to that of their sovereign.
We have already seen how this fact
destroyed the last relics of Imperial unity, and produced the triumph of the
territorial principle in Germany. But the Empire was, and long had been, in so
anomalous a position that the effect of Luther'’ work was not, as he himself
found, to destroy the principle of obedience to the civil power, but to
strengthen it by denying that any power but that of the Prince was the civil
power. In other countries, however, this was not the case. There, the differences
between sovereign and subjects led to the expression of a theory of popular
rights in the form in which it passed over to the French Revolution. Of course
this could not have been but for the generally admitted duty of sovereigns to
persecute. As a matter of fact, it naturally produced what Montaigne called the
supreme question of his time : whether, on the ground of religion, resistance
to the legitimate sovereign was ever justifiable? The great Reformers were, as
we saw, very loth to admit any such thought. But even Luther, so far as the
Emperor was concerned, came to admit the right of the Princes to resist. And
Scotland, long distinguished for its lawlessness, did not become more loyal,
when to the fact of her sovereignty, Mary added the crime of “idolatry”. Owing
to the increased strength of monarchical ideas it became necessary to justify
her deposition. George Buchanan, therefore, in addition to the rich and glowing
details which he added to the people’s knowledge of his Queen, wrote a dialogue
entitled De Jure Regni apud Scotos. In this
pamphlet he adopted the twofold argument that was to become so familiar in the
next century, showing how, alike on grounds of past precedents (of which there
was no lack), and of a general right of the governed to punish violators of the
Original Compact, the Scots were justified in their action. He went farther
than others in asserting for individuals the right of tyrannicide.
Hotman‘s Franco-Gallia. The Vindiciae contra Tyrannos.
It was, however, in France, that the most
influential manifesto of popular liberty was to appear. The Massacre of St
Bartholomew aroused a not unnatural resentment among the Huguenots. These views
were expressed in two famous books which laid down the main lines of discussion
for another century : the Franco-Gallia of the great jurist, Francis Hotman, and the Vindiciae contra Tyrannos,
probably by Duplessis-Mornay. The Franco-Gallia is interesting for its strongly anti-Roman character. The Latin element in
France Hotman detests and tries to minimize; he was
an early “Germanist”,"and hated appeals to the
civil law. He sought to justify the right of the Estates General and other
checking bodies by an appeal to history. His position may be compared to that
of the English common lawyers of the Civil War. His conception of public
authority is very vivid and interesting. The book strikes the keynote of the
numerous historical vindications of liberty. The Franco-Gallia is the earliest of modern constitutional histories.
The Vindiciae contra Tyrannos calls for deeper
consideration. It lays down the fundamental argument in favor of liberty which
was to influence two continents and to justify a series of revolutions of the
utmost importance. In the concentrated force and noble passion of the writer
there breathes an eloquence too often absent from works on this subject; in his
lucid exposition and firm grasp of principles we have a foretaste of Locke,
whose work indeed has most of the defects, without the originality, of the
sixteenth century writer, but was fitted by its very faults to become the
text-book of ordinary men. The writer professes to deal with the following
questions :
(1) Whether subjects are in duty bound to
obey their rulers, when their commands are contrary to the law of God?
(2) Whether it be lawful to resist a ruler
who is purposing to abrogate the law of God and is desolating the Church?
Further, granting this, who may resist him; how may they resist him; and to
what extent?
(3) Whether and to what extent it be
lawful to resist a Prince either oppressing or ruining the commonwealth?
Further, who may do this; by what methods may he do it, and in virtue of what
right?
(4) Whether neighboring Princes may
lawfully succor, or are bound to succor, the subjects of other Princes who are
persecuted for religion or suffer under flagrant tyranny?
The questions have been stated in full;
for they afford valuable insight into the way in which political questions were
approached in the sixteenth century, and exhibit the dependence of political thought
on religious exigencies. The theory of the author is easy to summarize. The
existing order in all States is based upon two contracts. The first is that
between God on the one hand and King and people on the other, as contracting
parties, by which God covenants to maintain the nation in prosperity so long as
it serves Him and refrains from idolatry. (This agreement, which appears in a
vast number of writers, is always supposed to be typified by the action of Jehoiada.) The second is that between King and people; they
agree to obey on condition of good government, and only on this condition; “bene imperanti bene obtemperatur”.
These principles being laid down,
resistance either to a tyrant or to a monarch attempting the religious
perversion of his subjects becomes perfectly justifiable. It is of the latter
that the writer is of course thinking; and religion alone gave the leverage to
liberty, which otherwise would have perished in the development of the central
power. But this permission of insurrection is severely limited. The Huguenot
movement was not democratic. No right of the individual to rebel is recognized.
For him is only recommended that recourse to prayers and tears which was to
become so familiar to Englishmen in the next century. The right of resistance
and deposition inheres in those whom the author, developing a phrase of Calvin,
describes as “ephors” that is to the assembly of
estates and to those great officers who are not royal servants but public
functionaries. This is the view of the great majority of the supporters of the
Huguenot party.
The treatment of tyranny may be noticed.
The probable author, Duplessis-Mornay, like most of his contemporaries,
attached much importance to the distinction between the usurper, the “tyrannus absque titulo” (in the Greek sense), and the “tyrannus in exercitio”.
The latter may be legitimately slain only after having been deposed by public
authority. Against the former any violence is justifiable; and it is hinted not
obscurely that the Guises (and perhaps Catharine de' Medici) come under this
head. The term " tyrant " was of wider extension then than now.
The fundamental notion of the writer is,
that the State arises from the voluntary surrender by individuals of such
portions of their natural liberty as are necessary for the purposes of peace
and security. There is to him no unlimited authority in government of any kind.
Is it reasonable, he asks, to suppose that men who are by nature free and equal
could have been so devoid of sense as to surrender their property and lives to
a government except on conditions? The surrender is thus neither absolute nor
irrevocable. Herein the author differs essentially from Hobbes, with whom at
starting he practically agrees.
The Original Compact.
The
implications of this theory are more important than its statements. Its origin
or at any rate its prevalence is, together with the maxim of “no taxation
without representation”, the enduring legacy of feudalism to the modern world.
The feudal tie is of the nature of a contract, and the feudal aid in origin a
voluntary gift. Some of the arguments for the right of deposition in the Vindiciae and
elsewhere are deliberately taken from admitted rules concerning the relations
of lords and vassals. The idea of the original contract can be found in
medieval writers. To us the idea is not so much false as difficult of
comprehension. It seems both artificial and impossible. The first objection
that occurs is on the score of evidence. This, however, is already met in the Vindiciae, which
declares that the contract need be no more than tacit.
The
second and weightier objection is, that for a contract to be binding a state of
law must exist, which ex hypothesis arises only after the contract has been made. It seems more reasonable to justify
insurrection as a moral necessity. But the author of the Vindiciae and his followers did
not and could not do this. They were unable to separate law and morality, as we
can; and they demanded a proof, not that insurrection was a defensible act, but
that it was a legal right. This they found in the conception of the Original
Contract. It arose in an age which conceived of religion, morality, and
revelation as above all things law. Positive law is, as has been seen, only one
of many kinds of law, all equally named jus, and all deriving a main part of
their validity from their conformity to the law natural. This law natural makes
contracts binding apart from civil law. Such is the explanation of the sanction
believed to exist both for the Original Contract and for International Law.
They made their appeal to an age whose traditional conceptions were not those analyzed
by Bodin or latent in Machiavelli, but rather the
wider and more ethical notions of a law mirrored to us for
ever by the serene and gracious intelligence of Hooker. To law no
slighter tribute can be paid than that “her seat is the bosom of God, her voice
the harmony of the world; all things in heaven and earth do her homage, the
very least as feeling her care, the greatest as not exempted from her power;
both Angels and men and all creatures of what condition soever,
though each in different sort and manner, yet all with uniform consent,
admiring her as the mother of their peace and joy”. Only the arrogance of an
unhistorical dogmatism could brand this description as “fustian”. But it
relates to an order of ideas which in regard to positive law was passing away.
In
regard, however, to rulers and their relations to their subjects and to one
another, this conception was of great value. It formed the strength of the
appeal made to the common man by the theory of the Original Compact and the
idea of international law. Both notions are avowedly based on the ground, that,
since man is a social animal, promises are binding by natural law. They both alike
start from the assumption that all contracts are binding, not by reason of but
before, positive law. Instead of making the obligatory force of contracts
depend on law in the usual sense, they do just the opposite, and base the
possibility of law on a contract binding by the force of that power which makes
it “not good for man to be alone”. Hence the opposition to the theories of Bodin and others, which release the sovereign from any duty
to keep his promises. Hobbes’ view that men are by nature unsocial is at
variance with the assumptions of Grotius and nearly all other believers -and
their name is legion- in the Original Contract; and it clearly makes the
supposition of such a contract far less reasonable, for there is nothing to
make the agreement binding. Tacitly or expressly, the theory of governmental
responsibility was for that age grounded on the universality of the natural law
which makes promises binding.
Like most writers on this side, the author
of the Vindiciae treats government as originally an artificial invention. Only the background of
a law of nature made such a notion conceivable. With the growth of the
historical habit of mind the belief faded away. The permanent value of the
theory of the Divine Right of Kings arises from its insisting, as against
theorists upholding ecclesiastical predominance, that the State has an inherent
sanctity of its own; and, as against the claim of popular rights, that it was a
natural growth. The latter is best seen in Filmer. In
the Vindiciae,
however, the State is the result of a definite act of choice ; and in Mariana
and others we are treated to a description of life in “the state of nature”,
when civil society had not yet arisen. This is indeed essential to the belief
in the contract theory, unless the word “tacit” be strained beyond what it will
bear. Thus, while nothing is easier than to see the defects and even the
absurdities of each of the two opposing theories, the Original Contract and the
Divine Right of Kings, nothing could be more superficial than to repudiate the
debt which the whole modern world owes to both doctrines. In an age dominated
by theocratic conceptions and ideas of natural law, the latter was the only way
in which the rightness of the State could be maintained; and the former was equally
necessary, if the newly developing State were not to crush its subjects, both
soul and body, under the Juggernaut car of efficiency. It is only as we realize
how large an element in the mental atmosphere of the day was filled by the
conception of natural law, soon to develop into that of natural rights, that a
book like Mornay’s becomes intelligible, and serves
as a connecting link between the ideas of the medieval and the modern world.
Lastly, we observe that in the Vindiciae government is viewed with suspicion. It exists because it cannot be dispensed
with; but, as we saw, it has only such powers as have been definitely
surrendered to it. We have not here the spectacle of a power almost holy in its
nature and Divine in origin, which claims the allegiance of all that is noblest
in man. The grand conception of civil life which inspires the thoughts of
Luther, and adds dignity even to Dante, is absent from this passionate protest
against the misuse of royal authority. We have the limited power which Locke in
later days expounded, and something of that jealousy of the State which
afterwards became classic in the pages of Mill. The controversy is akin to that
between the supporters of the Union and those of State rights in America.
Indeed the actual ideas of Duplessis-Mornay were more completely realized in
the American Constitution, as it presented itself to the believers in State
rights, than in any other country; only for the individual we must in this
interpretation substitute the legal person of the federated State.
The Catholic League.
But the greatest and most notable
assertion of the principle of resistance was not made by Protestants. The brief
period of Huguenot resistance soon ended; but the Counter-Reformation had a
long life. The death of the Duke of Anjou in 1585 made Henry of Navarre heir
presumptive, and rallied the Huguenots to the side of legitimism. The
fulminations, empty though they were, of Sixtus V,
and his attempts to dictate to the French whom they should not have as King,
led naturally enough to an assertion of the independence of France, of the
Gallican liberties, and of the Divine Right of Kings. The theory of resistance
was now to prove of service to the party which was historically connected with
it. The League was reformed. It professed the principle, so familiar to
Englishmen, of protecting the King against evil counselors, and the country
against heresy. In the course of the operations of the League, and more
especially after the murder of Henry III, it became incumbent on its supporters
to take over the Huguenot theory of resistance, and to assert the doctrine of tyrannicide. There is little difference between the
principles expounded by Reynolds in his De Justa Republicae Christiana Potestate, and by Boucher in the Sermons de la Simulée Conversion, and in the De Justa Abdicatione Henrici Tertii, from those
already discussed. The tendency, however, is more democratic than in the
Huguenot writers, who like the fathers of Constance were distinctly Whig in
sentiment. We hear more of the sovereignty of the people, as became the party
of the Paris mob. The case for the democratic, as opposed to the aristocratic
element in the League, is well represented by the Dialogue de Manant et Maheustre,
a bitter satire against the corruption and violence of the high-placed
supporters of the League, and emphasizes the purely democratic and religious
element. There is little to cause surprise here. Papalism has always been incompatible with the Divine Right of Kings in its strict
interpretation; not so Protestantism, as expounded by Luther and Laud. Yet the
Protestant party owed its existence to the belief in the rights of laity and
the general movement of secularization; and it cannot, as a rule, distinguish
like the Papalist between political and ecclesiastical
authority. The Ultramontane is bound to assert the human origin of political
powers and the supremacy of the Pope. These principles lead easily, if not
inevitably, to the sovereignty of the people, and to some form of the Contract
theory. The clearest expression of this view is given in the writings of Laynez already referred to. But nearly all important
Jesuits till 1660 give expression to it. The position is briefly this. The
government of the Church is from above, and rests on the commission of Peter,
who either delegated his authority to the other Apostles, or allowed them to
exercise theirs on the principle that “whatever the sovereign permits he
commands”. In the State, which has different and more restricted objects, the
right to govern springs from below. It is divine only in so far as everything
natural and even everything permissible is divine. Its principle springs from
human needs, and has in itself no ulterior reference. The multitude which comes
together for this purpose may make what conditions it pleases, and in all
Christian States loyalty to the Baptismal Confession, and therefore to the
Pope, is one of these. The curious connection of the Baptismal covenant with
the Original Compact is characteristic of the times and is found in several
writers. Molina, however, is of the opinion that the mere coming together of
men into a common life produces political power naturally without any
agreement, tacit or express, and hence political power is not limited by
conditions at the outset. Molina and Suarez are the ablest and most
philosophical of the thinkers who expound the doctrine. In all cases the
indirect temporal power of the Church, as the society with the higher end, is
asserted. The Pope has the right to tell the Papalists when the reserved case has arisen which justifies them in deposing their King,
who is in this view always the creature, never the constitutor of the State. We
have in fact in the Ultramontane and Jesuit theory the fundamental principles
of popular sovereignty and of the secular State. The Jesuits conceive the State
as merely secular, existing for certain human ends and limited to utilitarian
advantages. Rousseau, it is to be observed, took his theory of the popular
origin of all power from one side, and the notion of the all-embracing activity
and sanctity of the State from the other. In a remarkable book, which closes
our period, Althusius of Herborn wrought a very similar fusion, although he is distinguished by his strong sense
of the federal character of government, which is to him always compounded, not
of individuals, but of a hierarchy of groups.
It
is to be noted that, apart from polemics, the typical form of the writings of
the Jesuits on the subject is to be found in works entitled, De Justitia et
Jure, consisting of dissertations on that portion of the Summa of St Thomas which deals with law.
The writings of the Jesuits are, in fact, a part of their revived
scholasticism, and testify to their endeavor to treat the fundamental problems
of law as a part of a general philosophy of life. These treatises are
remarkable for their comprehensiveness, and endeavor to include all kinds of
law, so that there is much irrelevant matter, while subjects like international
law find a natural place, no less than canon or civil law. At the same time the
method tends to a cosmopolitan conception of legal principles, not unimportant
in the days when Roman law was replacing feudal custom all over the Continent ;
and it intensifies the notion of natural law as the embodiment of universal
principles which all particular legal systems should set forth.
The question of tyrannicide inevitably came up for discussion; and there was only one conclusion possible
for Ultramontanes in an age when the chief use of Machiavelli was to apply his principles
to the advantage of religious organizations. To the Papalists William the Silent was a clear case of the “tyrannus absque titulo”,
as, indeed, he is called, while Henry III of France was the cardinal instance
of a tyrant in action. The murder of Henry was, indeed, only a case of
retaliation after his own deliberate murder of the Guises; nor can anyone, who
has so much as a doubt on the side of regicide, condemn the act of Jacques
Clément, who rid the world of “the worst prince of the worst race that ever
ruled”. Mariana glorified the deed, and, though he afterwards very slightly
modified his language, he shares some sentiments of Milton and Cromwell. In
spite of their strong and repeated assertions to the contrary, it is a purely
idle proceeding to deny that the members of the Society of Jesus preached the
duty of tyrannicide, and of the interference of the
Pope in secular politics. Yet the Society was never corporately committed to
the doctrine any more than it was to Probabilism, and
may claim the benefit of Acquaviva’s repudiation.
The Jesuits. Althusius
The Society of Jesus had other lessons for
the politician. It was, indeed, an absolute monarchy, and offers an
object-lesson in socialism; for it was always conducted for its own purpose as
a community, not for the personal wishes of the ruler for the time being. The
duty of “caeca obedientia”
was proclaimed by visions and inculcated by its whole discipline. The famous
phrase about the individual being “quasi
cadaver” in the hands of the corporation, and the added clause in regard to
breaches of morality for the purposes of the Society, are illuminating in their
significance. The life of the Society was to furnish the individual conscience
with its only motive. Like the modern State, the Jesuit Order contemplates no
other bond of union beyond that of the individual and the community. The
principle of making the will of the General the general will was secured by all
kinds of precautions. By the Society every means was taken to prevent him from
deflecting it from its end; there were to be no spectacles like those of the
Borgia and Farnese Popes who attempted to found dynasties. Except the Church,
of which it is a pare, there is no political institution which so well repays
consideration by the historical student as the Society of Jesus, quite apart
from its religious and political activity. It enshrined the principle of
Machiavelli, that nothing was to count beside efficiency ; and, even more
effectually than he, it absorbed all individual volition, thought, and
conscience into the service of the community.
Much of the whole thought of the day is
summed up in the Politics of Althusius. To him, as to
the medieval thinker, the community is not made up of individuals, but of a
hierarchy of smaller communities. As the English House of Commons was
originally the “communitas communitatum”,
so the State of Althusius is the State of Estates; in
his own words, the “consociatio consociationum”.
He traces the gradual development of civil authority from the family to the
city, thence to the province, and, finally, to the State, his conception of
which is thus definitely federal. To Althusius, as to
Rousseau, there is one supreme authority founded on a contract, the people as a
whole. Under all forms of government the inalienable rights of sovereignty
remain with the people, of which Kings, or aristocrats, or assemblies, are
merely the mandatories. At the same time, unlike Rousseau, Althusius recognizes a second contract between the governor, whoever he be, and the people.
This second pact is more like the Original Contract, as conceived by the
majority of writers, and rendered classical by Locke. The former pact is better
termed the Social Contract, which brings out its kinship to Rousseau’s
conception. Althusius, again, like Rousseau, exhibits
none of the jealousy of government displayed by Locke and the Whig school. It
is to him both omnipotent and holy; and he naturally denies all separate
existence to ecclesiastical authority.
The precepts of natural law are binding in
his view; and he quotes more frequently than any other passage the great phrase
of St Augustine, “Remota justifia quid régna nisi magna latrocinia?”
Only, to him the notion of justice is civic righteousness, not the precepts of
an ecclesiastical tutor. In the hierarchical view ecclesiastical authority does
for the State what a director of conscience does for the individual; the view
of individual religion which dispenses with one kind of guardian also gets rid
of the other. The principles of natural law, as expounded by Albericus, Grotius, and Suarez, are the expression of the
belief that morality is something more than the creature of civic necessity;
and the latter is the view of Hobbes and Machiavelli. To Hobbes morality,
religion, and truth have no meaning except as the precepts of the legal
superior, who has no other consideration but political expediency to guide him;
and by him the human race is conceived as, above all things, the child of
wrath. The view of Hobbes is the political counterpart of the Calvinistic
theology, although such a statement would have been repudiated by both Hobbes
and his opponents.
Birth of modern liberty
The inevitable reaction against that
glorification of the civil State and of the monarch as its embodiment, which
was the essence of a great deal of Protestantism, took the form of the
resounding though not novel reassertions of the supremacy of natural law, and
the contractual, and therefore limited, character of government. When men were familiarized
with the idea of a natural law, which could make promises binding, and of the
Original Contract resting upon it, some check might be placed on the
uncontrolled action of political authority. These ideas, and these alone, could
preserve the notion that government was a trust and not a right, and render it
fruitful after many days. That these conceptions were not incompatible with the
Protestant view of the sanctity of the State is proved by the writings of
Hooker and Althusius. The idea of the State, which we
may call the hierarchical, whether Jesuit or Presbyterian, expresses the need
in a different form. In this view, as already indicated, the State is a mere
convenience, and must be judged by its power to satisfy its objects. Its
nature, products, and activity are no more mysteries than are those of a
joint-stock company, and it ought to be equally obliged to publish its
balance-sheets and be equally amenable to criticism. Above all, it must be
always limited, and sometimes guided, by the superior rights of that other
society which exists for eternal ends. It is in fact non-moral, and must be moralized
or controlled by another power from without. Luther’s State is, as has been
pointed out, the Kulturstaat.
We may have our own opinion of the society
which the clericalist desired to maintain. But it is not to be denied that the
fundamental principle of ecclesiastical protagonists, the recognition of other
societies beyond the State, so far from being an unwarrantable encroachment on
civil rights, is the best preservative against the practical dangers which may,
and sometimes do, follow from an acceptance of the undiluted conception of
legal sovereignty. If the true test of liberty be the recognition of the claims
of minorities, it must be conceded that Puritan Dissenters and Quakers in
England, the Episcopal Church in Scotland, and the Roman Catholics in Ireland
have all alike performed the service of showing that there are bonds of
association which do not spring from the fiat of positive law, and may not,
save in minor matters, be controlled by considerations of political expediency,
justified by an abstract theory of sovereignty. For the true conception of the
State it is needed first to realize the idea of sovereignty, and afterwards to realize
its practical limitations. Religious liberty arose, not because the sects
believed in it, but out of their passionate determination not to be
extinguished, either by political or religious persecution. Political liberty
was born, not so much in the notions of the Independents, as in the fact that
they refused to be merged in other societies. Where this was not so, it did not
arise. In the States of Germany, and in the Cantons of Switzerland, there was
no liberty for the minority.
It is finally to be observed that
religious liberty is rightly described as the parent of political. The forces
in favor of monarchy were so strong that, apart from a motive appealing to
conscience, making it a duty (even though a mistaken one in any individual
case) to resist the government, there would have been no sufficient force to
withstand the tyranny of centralization which succeeded the anarchy of
feudalism. This may be illustrated from the return of the Catholic portion of
the Low Countries to Spanish allegiance, and perhaps best of all in the small
States of Italy and the large ones of France and Spain. France gave to the
world of thought the ideas of the Vindiciae, to that of fact the ideals of the Roi Soleil and the Dragonnades. Spain, which in the Justicia of
Aragon had a model of freedom for admirers in all lands, closed her career with
a lifeless despotism, based on the extinction by the Inquisition of all the
forces that made for freedom. The nominal right of the Cortes succumbed to the
real power of the Holy Office. It was only the religious earnestness, the
confessional conflicts, and the persecuting spirit of the sixteenth century,
that kept alive political liberty, and saved it from a collapse more universal
than that which befell Republican ideals at the beginning of the Roman Empire.
To the spiritual intensity of the Reformers and the doctrinal exclusiveness of
the Confessions, at once the highest and the lowest expressions of “the
theological age”, we owe the combination of liberty with order which is our
most cherished possession today. If much is due to the virtues of these men,
something also is owing to their vices.
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