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READING HALLTHE DOORS OF WISDOM |
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VICTORY OF THE PAPACYCHAPTER
I.
INNOCENT III.I
I
Shortly before he died the aged Celestine III proposed
that John Colonna, better known as Cardinal Giovanni of St Paul, should be his
successor. Roger Howden relates that he even suggested abdicating in John’s
favour, but the cardinals would not hear of it. If devoted piety and respect
for poverty and self-abnegation had been all that was required of the new
pontiff, they would have chosen the monk who laid the foundations of the Papal
Penitentiary, the humble spirit who befriended Francis of Assisi. They took instead
a deacon of the college, Lothar of the Conti family, lords of Segni,
thirty-seven years to succeed ninety-one. They wanted a statesman rather than a
religious genius, and Lothar seemed the man to restore the political power of
the Papacy in Italy and beyond the Alps, to protect the religious orders
against secular encroachment, to combat the danger of heresy. The Curia had
indeed shown its hand when it supported Tancred of Lecce against Henry VI for
the Sicilian kingdom, and there was to be no departure from its political path.
Thus far Innocent III—under that name he was consecrated on 23 February
1198—found his lines determined for him. The cardinals knew that he was full of
energy and ambition. They could not have foreseen, even dimly, what was to be
the effect of his personality and will: the use made of every shifting of
fortune to increase the spiritual authority and the temporal possessions of the
Holy See; the comprehensive vision that subordinated each detail, however
small, to the general execution of his aim; the power of adaptive recovery
after defeat, the inexorable genius of order and method and lucid expression.
Within the larger framework of that policy they were to see strange
fluctuations and unexpected collapses: grandeur of conception jeopardised by
unscrupulous agents, splendour of design obscured by faulty understanding and
uncertain handling of men. Yet the general result was to stand above all
controversy. The religious life of Western Europe was organised and directed as
never before; the rivers emptied themselves into the Mediterranean, the roads
led to Rome; and the believer could pray Adveniat regnum tuum, more certain at heart that the
mirror of the heavenly Kingdom was to be found in the Church-State militant
here in earth.
Lothar’s ancestors were German settlers in Latium. In
the twelfth century the family was of such standing that his father, Thrasamund, could marry a daughter of the Roman house of
Scotta. A young man of some means, Lothar had studied theology at Paris under
Peter of Corbeil, law at Bologna under Uguccio of
Ferrara, the most celebrated of Italian decretists.
He was first actively connected with the Curia during the pontificate of Lucius
III, thanks, no doubt, to his uncle, the future Clement III. During the short
reign of Gregory VIII he was made subdeacon, and later on in the time of
Clement III Cardinal-deacon of SS. Sergius and Bacchus (1187). Celestine III’s
elevation brought the Orsini, enemies of the Scotta, into prominence, and
Lothar suffered temporary eclipse, during which he wrote the famous, but in all
respects conventional, treatise De contemptu mundi—a
string of biblical citations connected by a commentary. In the Curia he was
probably then the young radical who had to be suppressed for advocating drastic
measures as against the caution of older heads. In appearance he was small, but
his presence was distinguished and commanding. The early mosaic portrait of him
from the apse of St Peter’s, now preserved in the Capella Conti (Villa Catena),
shows a young face, stern, dark, and alert. His personality was dynamic rather
than magnetic, a man to be admired more than loved. He was an accomplished
speaker, had a fine ear for the sound of a period, and his work in the Chancery
added considerably to the practice of the Roman cursus. He was a
preacher and expositor rather than a philosopher, though he could wield the
syllogism with the best. A thorough knowledge of the Old Testament and the
Apocrypha provided him with a constant store of allegory and symbolism wherein,
like any theologian of his time, he delighted, while for secular quotations he
drew largely upon the Epistles and Ars Poetica of Horace. Fully
four thousand eight hundred of his letters survive, yet it is not easy to form
a personal judgment of him from them, so formidable, often so exasperating is
the façade of words built by himself or the clerks of his Chancery. The
impressive phrase fell easily, a little too easily, from Innocent’s pen. But on
a point of law or administration there is no trace of verbiage: all is as
clean-cut as an Anglo-Norman writ. Innocent’s rescripts and decretals are
classical models of legal judgment. In patient deliberation, in minute
examination of every relevant point, he excelled. Thrice a week, we are told,
he held a public consistory, in which he heard the complaints of individuals.
The smaller cases he examined through judges delegate, the more important he
set forth himself with such refinement of skill and wisdom that all were amazed
at these qualities, and many learned men and jurisconsults would frequent the
Roman Church simply to listen to him, and learned more in his consistories than
they would have in the schools, especially when they heard him giving judgment;
for so subtle was his statement of the case on either side that each party
hoped for victory when it heard his presentment of its position; and no
advocate, however skilful, appeared before him but did not acutely dread his
objections to the points pleaded. “Solomon III” was the name given him by one
of his household in a humorously satirical account of his summer quarters at
Subiaco, and the writer may well have heard from his own lips his favourite
remark that he was a debtor, to fools as to the wise, to do justice. So too
with administration. His keen business-like mind overlooked nothing. He has
left us a picture of himself writing indignantly to rebuke the Archbishop of Antivari for accepting as genuine a surreptitious papal
letter that made Innocent address him as “Beloved son in Christ” instead
of “Venerable brother”, and employ the plural when the singular was the
invariable usage. “Wherefore we would have you in like cases take such care
that you will no more be circumvented or deceived,
but will scrutinise the apostolic letters more diligently in seal and thread,
parchment and style, that henceforth you will not take true for false, or false
for true”. Tam in bulla quam in filo,
tarn eciam in carta quam stylo, the Chancery rhyme, transformed to curial prose,
typifies the cautious administrator. But this archivist’s attention to
significant minutiae was but a small part of an equipment devoted to the
service of the greatest of medieval ideals and one never relaxed: the supremacy
of Christ’s Vicar on earth.
“Petro non solum universam ecclesiam, sed totum reliquit saeculum gubernandum.” The claim advanced by Nicholas I, pushed
further by Gregory VII in the Dictatus papae, and
re-stated by Alexander III, is asserted more fully and strongly than before.
Christendom is one community, the garment of Christ without seam: one, not
merely in the sense of a moral unity, but a visible, concrete world-state under
clerical guidance, its rulers the governors of their various territorial areas,
each recognising the supremacy of the Roman See and admitting the Pope’s
plenitude of power. The foundation of this Society is unity of faith and
obedience to the successor of Peter; for the Pope, that successor, has no equal
upon earth. He is the representative of Christ. The Holy See is “set in the
midst between God and man, below God, but above man”. At his consecration
Innocent preached on the text: “See, I have this day set thee over the nations
and over the kingdoms, to pluck up and to break down, to destroy and to
overthrow, to build and to plant”. This view was grounded not merely upon
Christ’s command to Peter and the Donation of Constantine, but upon a
hierarchical reading of Old Testament history which he never tired of
repeating. In the answer to the ambassadors of King Philip of Swabia given in
consistory (1199 or 1200) his essential thought is expressed: Melchisedech, King of Salem and priest of the Most High,
foreshadows and typifies the priesthood in its relation to the world, the
superiority of spiritual over temporal power, “praeeminentiam quam sacerdotium habet ad regnum”, because the two were united in the
priest-king. Melchisedech is the figure he used in an
early letter to the spiritual and lay princes of Germany (3 May 1198) to
represent the majesty of Christ as King of Kings and Lord of Lords. This
combination of a divine and human order in a single person descends through
history to Peter’s representative.
It is easy to multiply instances of this deeply-felt
historical mysticism, and what follows here constitutes no denial of the
fundamental idea. Yet in spite of these and mother high utterances, his
canonist’s caution and vivid sense of the practical kept Innocent from trying
to give constant effect to a doctrine of Petrine authority such as glossators
and later commentators on his decretals were disposed to put into his mouth.
Personally he was no rigid doctrinaire, but a man with a great ideal before
him, alive to the facts of the situation, often bowing to the inevitable and
reacting to pressure. His spirit was never dismayed by the gulf lying between
the high Petrine theory of sovereignty and the historical and more limited
practice of the Roman bishop. It could be bridged, if one went carefully
enough. It never affected him as strongly as it had affected Gregory VII, with
his finer intuition and darker sense of conflict. There were no tears, no
spiritual wrestlings, at Lothar’s elevation. He could
speak of the Papacy as “the most glorious position on earth”, where Hildebrand
had felt only “bitterness of grief and great anxiety” encompassing him. He
believed in the power of organisation and the magic of diplomacy, and was never
left helpless by the pride and hardness that seemed invincible. A tough
patrician, unlike the legal maniac Boniface VIII he could bend without
breaking. Whatever he may have felt, the moment he had before him a concrete
problem involving principle or had to make a decision constituting a precedent,
he became cautious and deliberate, though never purely traditionalist or
conservative. When he claimed as the successor of Peter to intervene in
temporal matters, it was to provide peace or justice, to help widows, orphans,
or crusaders, to punish sin. It was in compliance with his duty to preach peace
that lie wrote in 1203 to Philip Augustus calling on him to make terms with
John Lackland and drawing a picture of the disastrous consequences of war. When
he received the answer that he had no business to interfere in a matter between
lord and vassal, he shifted his ground, disavowed the intention of interfering
with feudal relations, and maintained that he had rightly intervened ratione peccati, for no one of sound mind could fail to
recognise that it was his duty to snatch every Christian from mortal sin. This
famous definition of the ground of papal intervention forms one of his
decretals: the canonist Hostiensis, however,
commenting upon the passage, hastened to point out that the text did not imply
that the two jurisdictions, spiritual and temporal, were distinct; nay rather
that they both had a single source; that the Papacy possessed the two swords—a
doctrine that Innocent did not maintain with absolute consistency.
A similar use was made of the letter which he wrote in
1206 to the Bishop of Vercelli on behalf of the authorities of the commune.
Here he directed that papal letters which dealt with matters properly belonging
to the secular authorities should be disregarded; but that persons who
considered that they had been wronged in the secular courts might appeal to the
bishop, or, if they so preferred, to the Pope, particularly at a time when the
Empire was vacant and there was no secular judge to whom they could resort.
This ruling led Innocent IV in his Apparatus to the Decretals of Gregory
IX to enter in great detail into cases of “denial of justice” where the Church
might legitimately intervene, and the conclusion is drawn that the Emperor is advocatus
of the Pope. But Innocent III was neither laying down rules of justice to
be regularly observed during an imperial vacancy, nor transferring into the
canonical sphere the consequences of deni de justice in customary law. How cautious an innovator he was in matters on
the border line between spiritual and secular jurisdiction can be seen in the
great decretal Per venerabilem, his reply to
the Count of Montpellier’s application for the legitimising of his children.
The count had pointed, as a precedent, to Innocent’s order removing
illegitimacy from the children born to Philip Augustus by Agnes of Meran.
Innocent maintained that for temporal purposes legitimisation was a matter for
temporal powers to deal with, and the count had a superior. Philip, on the
other hand, had no superior and thus wronged no one by submitting to papal
jurisdiction. Within the patrimony the Pope had jurisdiction as a temporal
lord; without, he could in certain cases exercise it, on the ground that in
Deuteronomy provision was made for reference on doubtful matters to the
Levites, and their jurisdiction under New Testament dispensation belonged to
the Pope. These pertain cases Innocent defined according to the Decalogue as
falling within three categories: inter sanguinem et sanguinem (criminal law in a civil process), inter causam et causam (ecclesiastical and civil law alike), and inter lepram et lepram (the Church’s criminal law). The first
and second must come into operation in a case of difficulty or doubt. The
condition should be noted, as well as the respect shown for the rights of the
overlord. In these cases the apostolic jurisdiction is exercised as a last
resort; the Christian law always can, and sometimes must, supply the desired
solution. There can be no mistaking the general tendency of the decretal. The
priest-king, the Pope, is also the supreme judge in Christendom; the Levites,
his Cardinals, are his court. Their jurisdiction resembles the dominium eminens of the Rom Emperors. Potentially supreme in
spiritual and temporal causes alike, it is in practice self-limited. It is
there, yet not necessarily insisted upon. But nothing can limit it when once it
has been called into action upon specific matters where feudal law or national
custom cannot avail.
The same mixture of audacity and circumspection is
evident in the most far-reaching of his diplomatic dealings, the business of
the Empire. He took his stand upon the claim of Gregory VII to confirm the
choice of the electors and to approve the person of the elected; conversely,
therefore, to reject the other competitor or competitors. Now Gregory VII
justified his attitude by announcing the supremacy of the papal power over all
worldly authority. Innocent, on the other hand, less theoretically and very characteristically
took as his justification the so-called historical fact of the translatio imperii from the Greeks to the Romans through the medium of the Papacy. In the famous
judgment (not however meant for publication) which he delivered in Consistory
upon the claims of the three candidates, he upheld the right of the Holy See to
deal with the matter on the ground that the Roman Empire belonged to it principaliter and finaliter; principaliter, because the Papacy was the origin
and cause of the transference; finaliter, because the Emperor received the last laying-on of hands from the supreme
pontiff, was blessed, crowned, and invested by him with the Empire. The
argument is from history and historical ceremony. The right to elect none the
less rested firmly with the princes of the Empire, and Innocent repeatedly
stated that he had no desire to deprive them of it. It is hard to decide
whether he was sincere in these assertions; whether his exhortations to unity
and concord addressed to the lay and spiritual nobility of Germany between 1199
and 1201 were not disingenuous; whether he was right, when charged with
intervening through his legate in the dispute between Otto and Philip, in
denying that he had ever exceeded his threefold right of confirmatio,
approbation, reprobatio. It is not difficult to
show that in this and in many other transactions strong reasons of expediency
governed him consciously or subconsciously; but the real point of importance is
that his method was always a legal one, and by this deliberate procedure, step
by step, he was able to enforce more extreme measures and sentences than any of
his predecessors and to do so with remarkable frequency. Yet the very legality
of his mind and methods seems to have brought with it a corresponding
deficiency in probing character or in understanding local atmosphere and local
conditions, and a lawyer’s readiness to seize upon a formal point to the
exclusion of other considerations. Once he had set a train of events in
movement, he did his utmost to be fair, took nothing for granted, examined
every representation made to him and in so doing was liable to see not the wood
but only the trees; to lose, as in the Albigensian Crusade, the general control
of things and to be forced to rely on his extraordinary resilience and
recuperative power to make the best of a bad situation. And he did not always
choose the instruments of his policy well. From his subordinates and his allies
he often expected more than they could give or failed to fathom their
weaknesses. He thought that they were filled with the same kind of impersonal
ardour as himself; that the dignity of their offices or commissions would carry
them to success. Upon the personal element he frequently set curiously little
value.
He had a noble conception of his office, a keen sense
of his responsibility. His favourite metaphor was the Fisherman’s boat on
Gennesaret. “By Peter’s boat is figured the Church”, he wrote in 1199 to the
Greek Patriarch; “Peter, then, according to our Lord’s command launched out his
ship into the deep, letting down his net for the draught, and thus placed the
supreme command (principatum) of the Church in
the region where temporal power flourished at its highest, the home of the
imperial monarchy to which the various nations at fixed times paid their
tribute, as the waves go to make up the sea”. Here spoke the religious legatee
of Rome to the schismatic claimant of the estate. More interesting, because
more self-revealing, a use of the imagery came from him five years later after
the fall of the Patriarch’s city. Writing on the text Luke V, 3-6, to the
crusading clergy at Constantinople a vindication of the primacy of the Roman
Church in converting and teaching the world, he said: “Jesus in fact went up
into the ship of Simon, when He caused the Church of Peter to rise, a fact
clearly apparent from the time of Constantine onwards.,.. And sitting down
He taught the multitudes from the vessel, for thenceforward He caused Peter
to be firmly seated, whether in the Lateran or in the Vatican, and made him
teach, since from now onwards doctors began to multiply in the Church, Leo,
Gregory, Gelasius, Innocent, and many others after them. But for a time He
ceased to speak, when the word of preaching ceased in the Church, not so much
because of the unworthiness of its pontiffs as on account of the evil lives of
its subjects.... And therefore He said to Simon, when He ceased to speak, Launch
out into the deep and let down the net for a draught. Then is the ship
launched into the deep when the Church is lifted up on high by lofty doctrine
or advanced to better estate. But whether in these days the ship... was
launched into the deep, I prefer not to say, lest I might appear to commend
myself; but one thing I affirm with confidence, that I let down the net for the
draught”. Innocent launched out in very truth. The deep, he said in
one of his sermons, was Rome, preaching the net of many threads and strings
that typified the authorities used and the methods of address. He was speaking
here as one exercising praelatio, the
care of souls, whose first duty is to instruct; and throughout his intensely
political life his pastoral task was ever before him. In his sermon at the
opening of the Lateran Council he emphasised the Pope’s duty of scrutinising
every activity in the Church. “The supreme pontiff, who is watcher over Israel,
must traverse (transire) the whole Church...
investigating and inquiring into the merits of each and all”. No reader of his
Register can fail to be astonished at the rapidity with which he turns from the
highest matters of statesmanship to cases involving tiresome and minute detail
from the outskirts of Christendom or even to the subtlest points of theology;
at the extraordinary versatility of his organising power, and the immense
gravity of his judgments.
He was a diplomat and an opportunist, ready to seize
the immediate advantage, but never losing sight of the goal. He had no
hesitation in playing upon discreditable motives, when he could gain by so
doing. He was not above inventing situations that did not exist or even telling
deliberate falsehoods. No man in that age could entangle himself in
international politics without endangering his honesty, and he quoted most
appositely the saying that the man who handles pitch defiles himself. For this
lack of scruple—and the very fact proclaims the great advance of the Papacy to
temporal power since the days of Alexander III— he has been taken severely to
task. Yet he can only be judged as a man of his age. He was convinced that the
Papacy alone could guarantee a richer ethical and religious life to the world,
and that it must therefore govern men’s lives by means of an organised divine
society, the Church. He realised to the full the splendour of her continuity,
he felt at one with her saints. A peculiar trend of circumstances gave him some
of the gravest of European issues to determine, some of the noblest of
opportunities in European politics to handle. Elected as he was, believing what
he did, he could never stand aside or remain an occasional arbiter. For among
pontiffs of international mind with the interest of Christendom at heart none
of such practical ability joined with such consciousness of his position had
appeared since the days of the first Gregory.
II
We shall confine our account of Innocent’s activities
to the part he played outside Germany in limiting and fettering the overmighty
Hohenstaufen Empire—that Empire which, in the eyes of the Curia, was the utter
negative of the Hildebrandine ideal of an autonomous
Church; to the efforts he made to establish the unity of the faith and of
Christian worship, both as regards the Eastern Empire as well as the heresy
that threatened the West; and to his largely successful attempt to assert the
feudal suzerainty of St Peter over the younger kingdoms. We shall, then turn to
the main characteristic of his pontificate, the increased centralisation of the
papal monarchy, and survey the principal organs of administration which gave
effect to it. Finally we shall consider certain particular directions in which
Innocent’s legislation was of vital effect in moulding the canonical system of
the Church.
In Rome and Italy the situation in 1198 was critical,
but full of possibilities. The City lay under the direction of an official who
had sworn fealty to Henry VI and of a senate over which the Papacy had no
control. In addition, a part of the Roman nobility was not readily disposed to
accept the rule of one connected with the Scotta clan. Outside Rome, before
Henry VI’s death, his officials had reduced the State of the Church to the
boundaries of the Roman Duchy; his seneschal, Markward of Anweiler, had been
invested with the March of Ancona and was Duke of Ravenna; Conrad of Urslingen was in possession of Spoleto, and Henry’s younger
brother, Philip of Swabia, had been created Duke of Tuscany. But everywhere the
tide had turned against the imperial vicars and the cities were rising to their
opportunity of independence. Henry VI’s endeavour had been to strengthen the
Empire with the solid monarchy of Sicily by bringing about the succession of
his son Frederick to the combined territories; but the widowed Constance stood
in need of a protector, and there was a good chance of reforming the feudal
compact of 1059 and of gaining more advantages than the Treaty of Benevento
(1156) had permitted to the Papacy.
The City prefecture, which Henry had reduced to the
position of vassalage under the Empire, had in the twelfth century become a
papal office, exercising criminal and civil jurisdiction over the city, and, in
theory at all events, over the surrounding country to a distance of a hundred
miles around Rome. The prefect was invested with the purple mantle of office by
the Pope, rode by his side in processions, and swore to maintain the rights of
the Church. The dignity was in process of becoming hereditary in the Vico
family (Viterbese by origin) which possessed
considerable estates in Tuscany. By Henry’s death Piero, the present prefect,
lost his patron, and Innocent took advantage of the fact to restore the old
relation of dependency by making him take the oath of vassalage (22 February
1198). He was at first likewise successful with the Senate. This body during
the last fifty years had varied in numbers from fifty-six to a single person.
The senators were not papal officials; they represented the Roman municipality,
the Republic on the Capitol, and single senators like Benedict Carushomo, who
had made themselves independent of the Holy See, had appointed rectors in the
Roman country towns and had even sent communal judges into the Sabina and the
Marittima. Innocent induced Scottus Paparone, the single existing senator (who
had shown himself submissive to Henry VI), to abdicate; but it was essential
for him to control the system of election. Accordingly, instead of allowing the
whole body of citizens to use their right to vote, he succeeded in nominating a
special body of electors, mediani or mediators
between the Pope and the citizens, to appoint the new senators. In the present
case, as a single senator only was to be nominated, one medianus only was selected. The choice of the new official had however to go before
the assembly of citizens for approval, and the Pope’s liberty of choice was
therefore restricted. But Innocent got what he wanted, and by means of the
newly appointed candidate secured throughout civic territory the replacement by
papal judge of the justices appointed by the Capitol. These changes did not
involve the abdication by the Romans of their position or the subjugation of
the City. In helping the populace in their war against Viterbo (1199) and in
dictating terms to that city when defeated (January 1200), Innocent recognised
the Roman people as a sovereign power. The subjugation of the Viterbese was made not to him but to the Roman commune. Nor
was the problem of the senate by any means settled. In the course of 1202
certain measures taken by Innocent’s brother Richard against Count Odo of the
house of Poli caused popular hatred of the Conti, already fostered by their
Orsini enemies, to flame out. The Poli, an impoverished noble family, out of
enmity to the Conti offered their estates, which were already mortgaged to
Richard, to the Roman People on the Capitol. The People accepted them, but
Innocent in support of his brother claimed the lands as fiefs of the Church,
invested his brother with them, and soon afterwards secured their transference
entire to the Conti. This piece of so-called nepotism was to cause fighting
between the papal party, led by the Senator Pandulf of the Subura,
and the democratic party, and inevitably to raise the question of another form
of senate. The city became so dangerous, feeling against the Conti so strong,
that in 1203 Innocent had to leave Rome for Palestrina. During the very days
when the Latin crusaders were conquering Constantinople, the Pope was forced by
the petty feuds of the Roman barons to leave the Eternal City. In the autumn,
when Constantinople fell, the irony of the position brought him to such physical
weakness that his death was rumoured. At Rome the old senate of fifty-six was
tried. In the November elections the cardinals whose duty it was to elect the mediani were forced to swear that they would choose
at least two candidates from the faction hostile to the Pope. The new body when
elected was sharply divided on the question of the Poli estates, and civil war
broke out in Rome. In March 1204 Innocent saw his chance to return and put the
senate in order by restoring the single senator. Once back again, he appointed
as his medianus John Pierleone, a man
acceptable to both parties, to make the choice; but Pierleone’s choice for the senatorship fell upon a noble, and the
democrats, ranged finder the demagogue John Capocci, Innocent’s most energetic
enemy, proceeded to elect an opposition senate under the title “Good men of the
Commune”. The strife was finally settled by the appointment of four umpires to
decide the question of the Poli lands and the manner of electing the senate.
These adjudged to Innocent the right of electing, for John Capocci’s methods
did not appeal to them. The Pope used his success moderately. At first he
allowed fifty-six to be chosen; then, six months later, he returned to the plan
of a single senator and selected Pandulf, now captain of the papal party in
Rome. Peace was finally made between the Pope and the City in 1205. One
monument of the struggle survives, the Conti tower, relic of the splendid
bastion built by Innocent to overlook the Forum and the Subura.
It bears witness to the influence of a family feud upon the constitution of
Rome as well as to the local dangers that beset the pontiff.
In central Italy Innocent rode the full flood of
reaction that followed immediately upon the Emperor’s death. In the weakness of
the imperial power he saw the opportunity to recreate a powerful patrimony of
St Peter; but he must do it at first as an Italian patriot, heading the Guelf
opposition against the Hohenstaufen Empire. Conrad of Urslingen was overcome without difficulty, and the valley of the upper Tiber together
with the important Duchy of Spoleto (which meant the greater part of Umbria)
was freed from its fealty to the German dukes. Its cities, Assisi, Foligno,
Gubbio, Todi, and even Perugia did homage and had their communal franchises
confirmed in return. In Tuscany an anti-imperial league of cities was already
in being, established (November 1197) with the cooperation of Celestine III.
This confederation Innocent sought to direct. The negotiations which led up to
a renewal of the original agreement with the Papacy (October 1198) show clearly
that he was aiming at the recovery of the Matildine estates which had fallen
into the hands of Florence, Siena, Lucca, and other cities. These he never
succeeded in obtaining, and his failure to do so contributed to the future
greatness and independence of the Tuscan cities; on the other hand, he was successful
in securing such Matildine estates as had been monopolised by Henry VI and
Philip of Swabia. The recovered territories were secured by the establishment
of a series of castellanies distributed over the Campagna, the Marittima, the
“Patrimony of St Peter in Tuscany”, the Duchy of Spoleto, and the bishoprics of
Spoleto and Narni. The cities of Romagna and the
March of Ancona, when Markward had been ejected, present the same kind of
problem as those of the Tuscan league. After the first flush of liberation they
formed alliance with the manifest aim of ridding themselves of all external
control. They refused to obey the legates of the Holy See, and some, like
Ascoli and Camerino, remained subject to the Empire, while others like
Sinigaglia allied themselves with the nobility that was friendly to Markward.
The final solution of the problem in this district was the contract which
Innocent made with Azzo VI of Este in 1212 enfeoffing him with the March of
Ancona in return for preservation of the rights of the Church. The
administration of the other territories was placed in the hands of papal
legates or laymen of standing. This, as a recently discovered constitution of
Gregory IX has shown, did not in the long run prove satisfactory, as the restores extranei did not scruple to help themselves from
the goods of the Church, and it was finally, after Innocent’s death, found
advisable to put the whole patrimony in the charge of a committee of cardinals
acting with papal support.
The most formidable opponent was Markward of Anweiler.
Innocent’s dealings with this remarkable man and with his German allies in the
south are bound up with the regency exercised by the Church over Sicily. Before
his death Henry VI had given Markward a series of last instructions for his
future dealings with the Curia. These or part of them were found in a box in
his baggage captured (1200) after his defeat between Monreale and Palermo, and
we owe the account of them to Innocent’s biographer. They are fully in the
spirit of the very large concessions which Henry VI had tried to get the Papacy
to accept in return for its recognition of the hereditary character of the
imperial crown and the right of the young Frederick of Sicily to succeed. The
widowed Empress Constance and her son Frederick were to hold Sicily in fee of
the Pope and the Roman Church; in case the young king died without heir, the
kingdom was to become the property of the Holy See. In return for the Pope’s
admission of Frederick’s right of succession, the Matildine lands and the whole
Patrimony together with Montefiascone were to be handed over to the Pope, while
Markward was to hold the duchy of Ravenna, the territory of Bertinoro,
and the March of Ancona from the Papacy. If Markward died without heirs, these
fiefs were to become the property of the Roman Church. It is probable that,
shortly after Innocent’s elevation and before the news of the election of
Philip of Swabia (6 March 1198) arrived, Markward attempted to come to an
understanding with Innocent upon these terms, but with no result. Whether he
revealed their whole content it is hard to say; but it is not just to charge
him with a total refusal to carry out the deceased Emperor’s wishes, or, simply
on the strength of the curial account, to condemn him for disavowing the
promises made by his representatives. It may well be that Innocent was using
the anti-German reaction that followed Henry’s death and the uncertainty existing
among the Hohenstaufen supporters in Italy whether to uphold Frederick or not,
to demand more than Markward was authorised to concede. At any rate the
negotiations failed; Markward was excommunicated, deprived of his duchy of
Ravenna and the March of Ancona, and in 1199 left for the Sicilian kingdom to
enforce his claim to the tutelage of Frederick in accordance with the
permission given him by Philip of Swabia whom he had recognised as
Emperor-elect in August 1198.
After the death of her husband, Constance had sought
Innocent’s protection for herself and her three-year-old boy. It was the Pope’s
opportunity to divide Sicily from the Empire and to recover for the Holy See
the ecclesiastical privileges wielded by the Norman kings of Sicily in virtue
of their position as hereditary legates of the Church. Innocent only granted
Constance the kingdom in fee on condition that she recognised the right of the
Papacy to hear appeals, call synods, send legates, and have a considerable say
in elections. When she died in November 1198, she left Innocent, as suzerain,
the guardianship of her son. The Pope, while exercising a general supervision,
placed the government of Sicily in the hands of a council consisting of the
Archbishops of Palermo, Capua, and Monreale, and of the Bishop of Troja, Walter
of Palear, the most influential as well as the most difficult of councillors to
handle, already smarting under a previous dismissal from his chancellorship and
ready to take offence. On the mainland there confronted them the particularly
difficult task of driving the German nobles from their strongholds. Diepold of Vohburg, Count of Acerra, held Rocca d’Arce in the frontier lands of the Liris; Conrad of Marlenheim was in possession of Sora and the Castle of Sorella. These had made common
cause with Markward, who was now (1199) from the vicinity of Naples threatening
to descend upon Sicily, while his depredations struck terror into the south.
Innocent—it was characteristic of him—both raised an army and opened negotiations;
but no agreement was possible when Markward was determined to be regent of
Sicily. With the support of Pisan merchants and of a section of the nobility
Markward landed in Sicily and prepared to besiege Palermo. A papal army sent by
Innocent under the command of his cousin, the Marshal Giacopo, defeated him 21
July 1800, but none the less he succeeded step by step. His progress was
largely due to the alienation of the selfish and greedy Walter of Palear from
the Pope. In these straits Innocent decided to call in to his help Walter, Count
of Brienne, husband of Alberia, a daughter of
Tancred, the last Norman king. Walter now appeared at the Curia to demand Lecce
and Taranto as his wife’s inheritance. There was no escaping the fact that
through her he had also pretensions to the Sicilian Crown, and here the danger
lay. Upon taking him into the service of the Church Innocent recognised the
justice of his claims to the fiefs, but bound him by oath never to infringe
Frederick’s rights as King of Sicily. Walter was nothing more to him than a
useful instrument, who could be discarded for a better, if a better presented
himself. But the fact that Walter represented the dispossessed dynasty aroused
deep distrust at the court of Palermo. It drove the Chancellor into Markward’s
arms.
Walter de Brienne was at first successful on the
mainland. But the island and, in November 1201, the capital Palermo, fell to
Markward. Innocent could not get Walter to leave Taranto and attack Markward in
the island. The Frenchman may very reasonably have doubted whether the Sicilian
supporters of Frederick would receive him, and we have proof of their
suspicions in the fact that Innocent delegated his authority, when Walter’s
army should arrive in Sicily, to the Abbot Roffred of
Monte Cassino and to Giacopo the Marshal. However, in September 1202 Markward
died, and Innocent was transported with joy. “I saw the ungodly flourishing
like a cedar of Lebanon: I went by, and lo, his place was nowhere to be found”.
It was a fine testimonial, but the joy was a little premature. Walter of Palear
came back to Innocent’s side, yet Frederick was still in the hands of
Markward’s successor, William Capparone, where he was to remain till Diepold of Vohburg, after having defeated and slain Walter de
Brienne (1205), came over to the papal party and restored the boy to the papal
legate and Walter of Palear (1206). In 1204, when Peter II of Aragon was in
Rome, Innocent had negotiated for his ward a match with Peter’s sister
Constance. But it was not until 1208 that the opposition in southern Italy was
satisfactorily subdued by Conrad of Marlenheim’s surrender of Sora and Sorella. Then indeed the way was open for a settlement of
the Sicilian kingdom. In June 1208 at a great assembly held at San Germano
Innocent placed the administration of the mainland in the hands of the Counts
of Fondi and Celano as magistri capitanei; and later in the year the regency was
brought to an end.
Both now and two years later when Frederick was
summoned to the Empire Innocent could feel that he had done his best for
Sicily. He had strenuously resisted the alienation of the demesne; he had
efficiently fought the imperial interest in the kingdom; he had, as far as was
possible, maintained the rights and the possessions of the Sicilian clergy. But
for his ward it had been a legal, not a personal relationship. Innocent only
once saw Frederick. He expressed interest in his studies, pleasure at his progress;
but it was a bitter childhood for the young king. When he was of age he gave
short shrift to the canons of Palermo when they besought Innocent to elect upon
the vacancy of the see; he dismissed Walter of Palear for a time at least from
the chancellorship. He had become a prince determined to recover every lost
Crown right, and to restore the power of the central government. In a sense the
regentship of Sicily had begotten the greatest future menace to the Papacy.
But to Innocent Sicily was only part of a larger whole
defined and guaranteed in the three successive concessions made to him by Otto
IV at Neuss (1201) and at Spires (1209) and by Frederick at Eger (July 1213).
By them the State of the Church was declared to be the whole territory between Radicofani and Ceprano, the March
of Ancona, the Duchy of Spoleto, the land of the Countess Matilda, the county
of Bertinoro, the Exarchate of Ravenna, and the
Pentapolis with adjacent lands contained in earlier imperial privileges. That
there was real need from the papal point of view to have these territories
publicly and repeatedly confirmed to the Holy See it will be easily realised.
During the contest in Germany the Italian city-states lost no opportunity of
securing privileges from whomsoever was in the ascendant. Before Philip of
Swabia was released from the ban, in the Duchy of Spoleto itself, Assisi had
secured from him the liberty of electing consuls. After his release from the
ban, he appeared in Italy in the spring of 1208 as King of the Romans and
demanded through Wolfger of Aquileia the rights of the Empire from the Tuscan
cities which had appropriated them during the interregnum. A treaty between
Philip and the commune of Siena (23 May 1208) shows the demand conceded in the
stipulation that all citizens between the ages of fifteen and seventy were to
swear fealty to the king and that all property belonging to the Empire at the
death of Henry VI should be restored. Treaties of this type were dangerous to
the claims of the Church, and Otto’s disregard of his solemn promises in the
wholesale granting of the Church land in fee to his supporters after his
coronation reinforced Innocent’s determination to have the papal territories
once more acknowledged and confirmed. The boundaries of the Papal State are
drawn at their fullest.
From the first to the last day of his pontificate
Innocent had the idea of the Crusade uppermost in his mind. Some of his finest
sermons were preached on the sufferings of the martyrs who had dared all for
Christ, and he was oppressed by the love of ease among Christian princes and
the unfulfilled vows which, as, had delayed the mercy he said of God. His
encyclicals and proclamations of a plenary indulgence made in 1198 with the
co-operation of Cistercians and Benedictines shew him eagerly concerned with the
expedition which was to restore the Christian kingdom in Palestine. A clerical
fortieth was demanded, collecting-boxes were ordered to be placed in churches,
creditors were bidden to defer their demands for payment from all who took the
Cross. Innocent told the Patriarch of Jerusalem, the Bishop of Lydda, and the
Grand Masters of the Military Orders to keep him informed of the situation in
the Holy Land, and entered into friendly relations with the King of Little
Armenia, who recognised him as universal bishop. While prepared to deal on
ordinary diplomatic terms with the enemy and to better the conditions of
Christians in Muslim areas—and here we may remark the foundation in 1199 of the
Order of Trinitarii for redemption of captives—he was
the whole time preparing to call the West to the recovery of Jerusalem. In so
doing he was bound to face the Eastern question in its contemporary setting; he
could not avoid the problem of Constantinople. The general opinion of Western
Europe was that the Eastern Empire had hitherto displayed a malevolent
neutrality in the matter of the Crusade. Henry VI had tried to cut the knot by
planning the capture of the Eastern capital; but this project had made the
menace of the Hohenstaufen appear so formidable that Celestine III had not
hesitated to enter into friendly relations with Alexius III. It was now
Innocent’s policy to secure the reunion of the Greek and Latin Churches (the
predominance lying with the Latin), and to make Alexius one of the principal
helpers in the Holy War. In thinking that the usurper who had dethroned his
brother and ousted that brother’s son from the succession was in a position to
be of use either from a military or financial point of view he was undoubtedly
mistaken; but it was still more unfortunate that the negotiations for reunion
could not be made to keep pace with the preparations for the Crusade. While he
was lecturing the Greek Patriarch on the primacy of the Roman See and urging
the Greek Emperor to deliberate on the matter at a General Council, the host
was collecting, the Hohenstaufen plan for the capture of Constantinople was
being revived, and the control of the expedition had been placed in the hands
of Boniface of Montferrat, an intimate friend of Philip of Swabia, son-in-law
of the dethroned Isaac Angelus. Not only was Innocent not consulted about the
supreme command of the expedition, but he was forced to accept as an
accomplished fact and to make the best of the terms dictated to the Crusaders
by the Venetians, upon whom depended the conveying of the force. He ratified
the agreement of 8 May 1201 on condition that a legate should follow the
expedition and that no wrong should be done to any Christian people, unless in
a case of actual obstruction. It is impossible to say how much Innocent knew
then of the Hohenstaufen plan, but it is clear that by November he had heard of
the proposal, for in the meantime the young Alexius had visited Rome and in
audience with him held out the promise of a union of the Churches, if the
legitimate family was restored to the Byzantine throne. Alexius III got wind of
this and sent to Innocent to implore him to prevent the danger. In a remarkable
reply dated 16 November 1201 Innocent stated that he had discouraged the idea,
but that the Emperor should use not words but deeds, and hasten “to extinguish
the fire while it was still far away” lest it should reach his own country. He
was using as a threat to stimulate the Emperor into action the very danger
which he himself must have dreaded and have tried to avert. If he realised its
imminence, this conduct was not creditable to him. If he did not, Zara was soon
to show him that the fire was not to be played with. The capture of the
sea-port in the realms of his Hungarian “vassal” caused him acute distress; it
also reduced excommunication to the verge of absurdity, for unless the whole
enterprise was to be cancelled—the heroic, but impolitic course—the Crusaders
must be conveyed by the excommunicate Venetians. Innocent decided to continue
the expedition, and in absolving the Crusaders through his legate issued to
them an express prohibition not to violate Greek territory. How that
prohibition was observed has been related elsewhere.
The change of tone between his communications of the
beginning of February and those of early November 1204 is very marked. In the
first instance he was frigidly addressing leaders who had again incurred
excommunication for infringing his express command; in the latter he was warmly
congratulating Baldwin for acting as the medium of the divine justice in
translating the Greek kingdom from schismatics to the Catholics. The change was
not only due to his recognition of an accomplished fact, the taking of Constantinople,
which he spoke of as a “miraculous event” for the union of the Churches which
it promised; he had genuinely convinced himself that Constantinople was a
necessary stage in the delivery of Jerusalem. But he was to be disillusioned.
He had allowed the Crusaders a year to establish themselves in the city and its
surrounding country; unfortunately, in June 1205, Cardinal Peter of Capua
absolved from their vows all Crusaders who remained in Constantinople till
March 1206. This was not Peter’s first misdemeanour, and he was sharply rebuked
and sent back to Palestine. In the autumn of 1205 the Pope rebuked Boniface of
Montferrat for neglecting his vow and antagonising the Greek Church by the
plunder of its treasuries. March 1207 saw him still hopefully addressing the
Latins in the Empire as crucesignati; but the army which had been collected by the Bishop of Soissons to strengthen
the force in Constantinople lost its chief at Bari, and thenceforward
Innocent’s hopes began to fail. He bitterly reproached Venice as the cause of
the diversion, and his belief was to be strengthened by her purely selfish
expedition for the reduction of Crete in 1209. The year before he finally
despaired of further progress and began efforts for a totally new enterprise.
Yet disappointment was outweighed by the interest of
reorganising the Greek Church, and Innocent threw himself wholeheartedly into
the task. The Latin occupation did not automatically bring with it the desired
union. Outside the newly appropriated territories were formidable centres of
resistance, the Empire of Theodore Lascaris in Bithynia, the lordship of the
Princes Alexius and David in Trebizond and Heraclea (Pontus), and the Epirote
despotism of Michael Angelus. Within, the conduct of the Latins at Constantinople
had not advantaged Rome, and the Greeks were sullen and suspicious. It was
Innocent’s desire at first to Latinise the Greek rite; but the mission of
Cardinal Benedict of Santa Susanna (May 1205) led to wiser counsels. Benedict
concentrated principally on questions of dogma, and did his work with
moderation and humanity. He entered into relations with the independent Greeks
of Nicaea, represented by the Metropolitan of Ephesus; at Constantinople,
Thessalonica, and Athens he assembled the principal doctors of the Greek
Church, let them defend their position, and expounded to them Latin doctrine.
At Athens he conducted a series of formal disputations on the Procession of the
Holy Ghost with its great archbishop, the early humanist Michael Acominatus. He
told Innocent that he was not in favour of making the question of leavened or
unleavened bread in the Eucharist the ground for rupture or the exercise of
compulsion, and the Pope agreed with him. Innocent saw that more could be done
by propaganda than by force, and from France and Germany called for a band of
regular clergy armed with missals and breviaries, and
for volunteers from the masters and scholars of the University of Paris. The
real stumbling-block was the oath of canonical obedience which Innocent and the
legate made a sine qua non. This was the test that led to the voluntary
exile of Acominatus to Ceos, of Manuel of Thebes to
Andros, and of the Archbishop of Crete to Nicaea. The oath was a double one
taken both to the Latin superior and to the Pope. A great number of clergy swore
obedience to Innocent, though they did it with bad grace. “They declare and
believe that the Pope is not the successor of Peter, but Peter himself”, was
their acute remark about the Latins. But the Venetian Patriarch of
Constantinople, Thomas Morosini, did not inspire confidence. Appointed over
again by Innocent on grounds of the initial illegality of his choice, and
consecrated at Rome (20 March 1201), Morosini had received the pallium and
large privileges, including that of nominating Latin clerks to benefices
vacated by Greeks. The Orthodox knew that he was very amenable to Venetian
pressure, that the Doge Dandolo had made him swear to allow only Venetians to
be appointed canons of Santa. Sophia, that when begot badly into debt he was
forced to hand over certain of the churches to his creditors in payment; they
knew that he was not above despoiling the treasure of his own cathedral, and
that he was so little regarded by his fellow Latins that two years after the
conquest Innocent had to instruct the Emperor and the Latin leaders at
Constantinople to pay him due respect in order that the recalcitrant Greek
clergy might follow their example. Had Cardinal Benedict been in Morosini’s
place, the oath of obedience might have proved easier. As it was, the
only temporary rapprochement between Greeks and Latins was brought about
by the mission of the intolerably pompous Cardinal Pelagius in 1213-14, when
the Greek clergy clamoured to the Latin Emperor for protection against the
invader. The description given by the Metropolitan of Ephesus of the
negotiations with the court of Theodore Lascaris reveals with bitterly
sarcastic humour the gulf that lay between the mind of Nicaea and the mind of
Rome.
The financial settlement of the new Latin Church was
set forth in a triangular agreement which Innocent ratified between his
representative Cardinal Benedict, the Patriarch Morosini, and the Emperor and
barons. The conquerors promised, to give the Church a fifteenth of all
possessions in land or on the coast outside Constantinople, and a fifteenth of
all merchandise coming from without, the distribution to be made by a committee
of assessors. The Latins were to pay tithes of all fruits and crops, even if the
Greeks were finally induced to pay also; and all Church property and its
inhabitants were to be free from lay jurisdiction. The Church was to be the
first recipient of a fifteenth of any lands won by future conquest. Later,
Innocent ruled that the Emperor was to receive the oath of fealty from the
bishops for any temporalities which they might hold from him. When the conquest
and partition of northern Greece and the Morea had been effected, Achaea, the
metropolis of which was Patras, was divided into six suffragan bishoprics, the
archbishop holding from Geoffrey Villehardouin eight knights’ fees and his
diocesans one apiece, the quota of the Teutonic Knights, the Hospitallers, and
the Templars respectively. In place of Archbishop Acominatus, whose cathedral
was the still unruined Parthenon, “Our Lady of Athens”, a Frenchman was
installed. “The renewal of the divine grace”, wrote Innocent, “suffers not the
ancient glory of the city of Athens to grow old”. Innocent granted the request
of the archbishop and chapter (whose members proved scandalously non-resident)
that the Athenian Church should be governed by the custom of the Church of
Paris. She had under her eleven sees. To Corinth Innocent allotted seven. These
arrangements were found unworkable owing to poverty, and the provinces of
Patras and Corinth were later reduced to four sees each. Internally, there was
much friction. The primate of Achaea was restive under a Venetian patriarch,
and the Franks were for the most part hostile to their own Latin clergy. Tithe
was hardly forthcoming, and the nobles had no hesitation in appropriating it.
In vain Innocent wrote to the Emperor asking him to enforce its payment. There
were amazing disorders in the quarrel between Villehardouin and the Archbishop
of Patras: the confiscation of the archbishop’s fee, the singular course
adopted by Villehardouin of releasing the Greek priests and monks from the
jurisdiction of the Church of Patras, and of preventing Greek serfs from
showing obedience to the Roman Church. Innocent’s formal triumph resulted in a
feudalised Church, poor and in peril of secular encroachment, in a muddle of
doctrinal compromise or in sullen and suspecting isolation. Orthodoxy had a
racial and political past that could not be effaced, and the Councils of
Ferrara and Florence were later to prove that even agreement at a
representative congress of the two Churches was not a sufficient guarantee of
union.
But within the Western Church itself all was not well.
It is difficult to realise that at the zenith of her power maintenance of the
unity of the faith was the most urgent spiritual task incumbent upon each
pontiff. Innocent had to restore rather than to maintain. The heresy that
increasingly threatened the Church throughout the second half of the twelfth
century was not academic unorthodoxy, but various forms of attack on the
foundations of the hierarchical system coming from the adherents of men of deep
spiritual life like Peter de Bruys, Henry of Lausanne, and the followers of
Peter Waldo. Innocent—and, indeed, his predecessors—had no lack of sympathy for
the desire for poverty and simplicity; the example of St Bernard had not been
for nothing. Innocent could understand, though he might not condone, the
anti-sacerdotalism provoked by the wealth and worldliness of the higher clergy,
and he never failed to castigate negligence and luxury; but when the assault on
the hierarchy was the outcome of a theory of mind and matter impossible from a philosophical
and a social point of view alike, a theory that attracted both by the intensity
of its contrast with prevalent conditions as well as by its permitted laxities,
resistance on the part of the Church was inevitable. Besides the territorial
wealth and state of prelates, ignorance was responsible for much. The laity
were but poorly educated in matters of doctrine and religious organisation.
There was urgent need of popular explanations of the tenets of the faith in
non-technical language. Country priests were often too simple and unlearned,
and the upper ranks too aloof and occupied in the politics of their convents or
sees, to attend to the pastoral duty of exposition. Innocent first encountered
the problem in Lorraine. Men and women of the laity in the diocese of Metz had
been holding private group-meetings for the purpose of reading a French
translation of certain books of the Bible, and when admonished by their parish
priests disdainfully refused to desist. This lay usurpation of the preacher’s office led Innocent to expound in an encyclical the Catholic
view that preaching was essentially an act of public instruction to be
performed by priests, seeing that the mysteries of the faith were not for all
men. “For such is the depth of Holy Scripture that, not only the simple and
illiterate, but even the wise and learned are not of themselves sufficient to
understand them”. Even professional teachers must not depreciate simple
priests, but rather honour them for their ministry. If the priest went wrong,
the only person to apply correction was his bishop. Innocent’s gentle reproof
of the laity for despising the simplicitas sacerdotum did not, however, conceal his anxiety. The
insistence laid in his correspondence upon the need for good instruction and
the provisions made by the Lateran Council for the supply of theologians in
cathedral churches indicate his views on the matter. But it should be noted
that the permissions to preach given by him in 1201 to the Humiliati,
in 1207 to Durand de Huesca, and in 1210 to St Francis himself had a moral, not
a doctrinal end in view. The arcana fidei were for ordained ministers
alone to expound.
Elsewhere it was not unorganised piety, but local
paganism and political anarchy which encouraged heresy. In Hungary and the
Balkans the Church was miserably weak. The Latin convents drew their novices
principally from Germany and Italy; Slavonic monks disliked Latin ritual and
turned longingly to Byzantium. The Archbishops of Gran and Kalocsa were engaged
in perpetual strife. There was only one see in Bosnia, and both here and in
Dalmatia the Catharist Church was strong. The Ban
Kulin, the vassal of King Emeric of Hungary, had been converted together with
his family to Catharism, and was an active proselytiser. In October 1200
Innocent brought pressure to bear upon Emeric, whom he considered as his
vassal, to order the ban to persecute the heretics, or, in the event of his
refusal, to take possession of his domains—the authorisation he was later to
give to Philip Augustus in respect of the lands of Raymond VI of Toulouse—and
communicated to him the statute made against the Cathari at Viterbo. Though Kulin yielded to a papal mission in 1202, Catharism, as
Honorius III was to find, was by no means stamped out among the Southern Slavs.
In Italy the secularist attitude of many communal authorities encouraged a rich
crop of tares. Besides the Cathari proper, whose
organisation was very strong and complete, there were Patarines,
“Poor” Lombards, and Waldensians proper of the Lyons congregation, distributed
among the Lombard cities and in Tuscany. The chronicler Stephen de Belleville
tells of the chief men of seven different sects engaged in a public dispute
held in one of the churches of a town in Lombardy, and relates elsewhere that a
Waldensian of eighteen years’ residence in Milan informed him that as many as
seventeen sects were to be found there, a se invicem diversae et adversae. The
strongest centres of Catharism itself were Verona, Viterbo, Ferrara, Florence,
Prato, Orvieto, Rimini, Como, Parma, Cremona, and Piacenza, while there were
important churches at Desenzano on Lake Garda and in
the March of Treviso, where the licentiousness and turbulence of the local
clergy brought into relief the more austere conversation of the heretics.
Innocent’s chief efforts were directed to keeping them out of the town
magistracies, where, as consuls or chamberlains, they had ample opportunity to
squeeze contributions for civic purposes out of the bishops and local clergy.
In 1198 he instructed his legate in Lombardy to exact an oath from all
municipal officials not to admit heretics to office. To Orvieto he sent at the
request of the Catholics (1199) a young Roman noble Peter Parenzo as podestà,
but so strong was the heretical opposition that the unfortunate man was dragged
outside the walls and beaten to death. To Viterbo he issued strict injunctions
that no heretic was to be allowed office nor enjoy power of devise or right of
succession; if he was a judge, his sentences were to be null; if an advocate,
he must not be permitted to plead in court; if a notary, his authentication was
to be invalid. Within the patrimony, the temporal goods of heretics were to
pass into the hands of the Church; without, they were to be at the disposal of
the (faithful) municipal authorities. These instructions Viterbo disregarded.
Not until Innocent came in person to the town in 1207 were the principal perfecti and credentes of the Viterbese Cathari compelled to leave the town, their goods confiscated, and their homes
demolished. We shall observe the importance of the issue in considering the
46th clause of the Lateran Council’s decrees.
But the inveterate problem was that of Southern
France, which not even St Bernard’s eloquence had been able to move. The home
of the Catharist church was the county of Toulouse,
the diocese of Carcassonne, and the county of Foix, though throughout Languedoc
the nobility had allowed themselves to be won by Catharism, and many families
openly practised “adoration” of the perfecti. In 1177 Raymond V of Toulouse had lamented the impossibility of extirpating
heresy from his domains: his son Raymond VI favoured it openly. He was
accompanied everywhere by two perfecti so as
not to die without receiving the consolamentum. This example led to a
general carelessness of, and often hostility to, the rights of the Church.
Heretics were allowed to preach in the villages and to act as doctors; perfecti received legacies for the good of their
Church. The lords of the south thrust Cathari superiors upon the convents in their gift, and high dignitaries of the Catholic
community either encouraged or did not oppose the sect. Raymond de Roquefort,
Bishop of Carcassonne, secretly encouraged it; Raymond, Bishop of Toulouse,
deposed in 1206 on grounds of simony, was suspected of the same offence, and
the Archbishop of Narbonne did not trouble himself about their activities. In
Berengar, a natural son of Raymond Berengar, Count of Barcelona, we have a
typical southern ecclesiastic, of whom Innocent might justly complain that his
example corrupted the Church. This prelate, “the shadow of a great name”, as Innocent happily described him, lived luxuriously quiescent in his abbey of
Mont Aragon, which he had failed to surrender when made archbishop, never
visiting his diocese, sometimes not going to church for a fortnight at a time,
refusing to fill the vacant stalls in his chapter and dispensing with the
awkward presence of an archdeacon. The heretic might perhaps have smiled more
bitterly at the troubadour Folquet of Marseilles, the
Genoese, who left his elegies and indiscretions for the Cistercian habit and
later tile bishopric of Toulouse; where, in the acid description of the author
of the Chanson de la Croisade, “there was lit such a fire that no water
could ever extinguish it; for he deprived more than five hundred thousand
people, great and small, of life, body, and soul. By the honesty I owe you, in
deed and in word, he is more like anti-Christ than a messenger of Rome”. The
figures are exaggerated, the facts are not. In that environment paganism turned
as quickly to Christianity as Christianity to paganism. Yet the greatest of
medieval poets forgot the butchery and set Folquet in
the Heaven of Venus amongst those who had been lovers upon earth.
Until 1204 Innocent tried the weapon of evangelism,
and used small groups of Cistercian missioners whose
executive powers were gradually increased as resistance stiffened. They were
badly received, for it was known that Peter de Castelnau, archdeacon of
Maguelonne, their leader and legate of the Holy See after 1203, was armed with
powers of deprivation, and the retinue and pomp displayed by the Cistercian
abbots, who joined and them on their journeys, antagonised the devotees of a
simpler sect. New tactics were introduced by Diego, Bishop of Osma, and his
subprior Dominic, who went barefoot into the towns and villages, to discuss
with the Cathari the principles of the Catholic
faith. Debates were held in Catharist strongholds: at
Pamiers, Diego came to argue before the family of the Count of Foix; at
Montreal, discussions lasted a fortnight, and the best Catharist speakers appeared. But the soundness of the Catholic position could not be
allowed to depend upon the verdict of arbiters often prejudiced in favour of
heresy. By 1204 it had become plain to the legates that neither argument nor
example were of any use. A drastic, purging of the Church was needed: loyal
clergy would have to be substituted for those suspected of heresy; and, above
all, pressure would have to be brought to bear upon the chief supporters of the Catharist Church, the Count of Toulouse and his
vassals and the communal authorities, to expel all heretics from their
territories. This conclusion was impressed upon Innocent by the firmly
convinced Arnaud Amalric, Abbot of Citeaux, now Peter de Castelnau’s colleague
in Provence, with the result that at the end of May 1204 the legates received
commissions in very general terms to extirpate heresy in Provence and
Languedoc, and to ask for the help of Philip Augustus and his vassals against
the lords of the south. At the end of his letter Innocent cautioned Arnaud and
Peter to proceed moderately and give no occasion for reproof. He must have felt
that the legates saw the issue more clearly and decidedly than he did, and
that, while giving them general support, he must leave room for contingencies.
The fact became clear when the legates came to deal with Berengar of Narbonne.
They called insistently for his deposition; but Berengar appealed, appeared
personally in Rome, and by clever manoeuvring succeeded in delaying till 1210
the penalty he deserved. Innocent was ready to give the man a chance to show
his penitence. He never prejudged this or any other case. If information was
brought to him, he was prepared to have inquiry made at once, and the new facts
would be weighed with the old before action was taken. The contrast between
this cautious legality and the hard, opinionated, and (until his quarrel with
Simon de Montfort) perfectly consistent attitude of Arnaud Amalric comes out in
the way in which the parties faced the crux of the whole matter, Raymond VI of
Toulouse. The process of deposing suspected ecclesiastics (1204-6) was not so
difficult as that of inducing Raymond to enforce Innocent’s sentence calling
upon lords to expel heretics from their fiefs. For this purpose the legate
Peter formed a league of the count’s vassals which he invited Raymond to join.
On the latter’s refusal, the legate excommunicated him, laid his lands under
interdict, and turned the league of vassals against their overlord. Menaced
both by Innocent and by the confederation, Raymond yielded and promised
adhesion; but he could scarcely forgive the legate for his action. In January
1208 Peter de Castelnau was murdered by some unknown
person.
It was probably a case similar to Becket’s, a deed
done by some underling who thought to rid the count of his principal enemy.
Opinion set definitely against Raymond, and Arnaud was not slow to use the
suspicion (which he proclaimed as a fact), and the emotions roused by the
event. Its main result was to unite Innocent and his legates in method as well
as in aim. Doubtless at their suggestion the Pope in May 1204 and February 1205
had made his first requests to Philip Augustus for aid in extirpating Catharism
in the south. After gaining nothing he had waited more than two years and then
(November 1207) had written again, on this occasion holding out to the king and
his vassals indulgences similar to those granted for the Holy Land, thereby
turning an expedition within the bounds of Western Christendom into a crusade.
Philip had replied that he was engaged in a struggle with John Lackland and
could not divide his forces; if the Holy See would guarantee him a firm truce
with England, he would make war for a year; but he would not expend more than a
certain sum. After the legate’s death Innocent, having declared the Count of
Toulouse excommunicate and absolved his vassals from their oaths of obedience,
sounded the call to arms more urgently, and had the crusade preached throughout
northern France. A special mission headed by Cardinal Guala di Beccaria was
sent to make a great effort with Philip Augustus. Innocent saw clearly the
danger of 1203 repeating itself; divided counsels and the pressure of
overpowerful or irresponsible elements on the course of the Crusade would be
avoided if the sovereign of the greatest Christian community in the West took
the lead or nominated a deputy to act on his behalf and thereby made the
crusade his own. Philip would do neither. He would allow his vassals to
participate, but they must take their own under-tenants and their supporters,
not the competent mercenaries whom he needed against the “two great lions” on
his flanks, John and Otto. Many lords of the Île-de-France, the Orleanais, and
Picardy answered the summons, and a number of prelates, including the
Archbishops of Bourges, Bordeaux, Rheims, and Rouen. Peter de Vaux-Cernay puts the numbers of the crusading host before
Carcassonne at 50,000 men, probably an extreme figure. These forces the legate
Arnaud assembled at Lyons before the end of June 1209.
Meanwhile the tragicomedy of the Count of Toulouse had
started. Raymond first tried to raise a coalition against the crusading army,
when it should arrive. When this failed, he pressed forward the negotiations
which he had already begun with Rome. At the end of 1208 he had sent the
Archbishop of Auch and the deposed Bishop of Toulouse to complain of the
hostility shown him by Arnaud. He was willing, he said, to make complete
submission before any other legate. Innocent, reasonable and judicial as ever,
promised to examine his justification, and sent into Provence for the purpose a
new legate, the apostolic notary Milo. Raymond was accordingly cited to
Valence, where he promised to obey the legate’s orders; his absolution took
place in front of the porch of St Gilles (17 June 1209), and next day he was
given the requirements of the Church: among other terms, the complete
banishment of all heretics from his domains and his active and personal support
for the Crusade. He took the Cross on 20 June; and on 26 July Innocent
sent him a letter of congratulation and promised him his protection. Four days
before that letter was written the awful carnage of Beziers had taken place,
the systematic dispossession of the southern nobility begun. Narbonne and many
other towns surrendered in sheer terror, Carcassonne capitulated on 15 August
and its viscount, Raymond Roger, was made a prisoner and died during the
following winter. Simon de Montfort, who had accepted command of the expedition
after the Duke of Burgundy and the Counts of Nevers and St Pol had refused it,
became Viscount of Beziers and Carcassonne and organiser of the occupation.
There was complete understanding between him and the legate. Both saw that
Innocent had not considered ahead what was to be the permanent fate of the
acquired territories, though he had offered them to Philip Augustus. But Philip
had refused to play, and the way was open before the ambitious Simon. Both had
taken the measure of Raymond and knew him to be very uncomfortable in his present
false position and thoroughly untrustworthy; they would at first isolate him
(they had Innocent’s approval for this course), conquer up to the borders of
his demesne, then provoke him by excommunication and interdict to actions of
definite hostility which would justify a general assault upon his lands and his
capital. Both realised that, to counteract the trickling back to the north of
the crusaders who came for forty days’ service only, a permanent garrison must
be established at strategic points in the country, especially in the Black
Mountain (the high ground between Carcassonne and Albi) and along the river Agout, while to secure the strongholds in the foot-hills of
the Pyrenees north and north-east of Foix would prevent its count from giving
trouble. It was the reduction of this territory by the acquisition in 1210 of
Bram and Montreal and in 1212 of Lavaur that brought
the crusaders to the borders of Raymond’s direct dominion.
Ever since he had left the crusading army after the
taking of Carcassonne, Raymond’s relations with Simon de Montfort and the
legate Arnaud had become more and more strained. When summoned to give literal
execution to the promises made at St Gilles and to surrender to the crusaders a
number of burgesses of Toulouse suspected of heresy, he had refused, and the
refusal had brought renewed excommunication and the interdict upon Toulouse.
This time Raymond was not content with an embassy, but went in person to Rome.
He saw what the encirclement and the excommunication were aimed at—his own
disinheritance. Whether his case satisfied Innocent or not (and there is no
evidence that it did), the Pope cautiously decided that non-fulfilment of the “contract”
made at St Gilles was not legitimate ground for dispossession; and he referred
the question of his guilt to a council at which a third assessor besides the
two legates was to be present. At the same time he told Arnaud to go carefully,
as everything depended on his action. There is no need to assume any opposition
between Innocent and Arnaud at this time. The Pope, however, was a lawyer;
Arnaud and Simon were not. The subtle pupil of Uguccio had no sympathy with summary justice. The Church would lose incalculably by a
false step in so vital a matter as the dispossession of a great feudatory of
the French Crown, and the King of Aragon, the Pope’s vassal, would feel justly
aggrieved if his Pyrenean vassals, the Counts of Foix and Commingles, were
disinherited. Yet as evidence against Raymond accumulated, Innocent veered
towards the legate’s idea of dispossessing him. He had to take the opinion of
his representatives on the spot, and as the purification of the Church became
more complete, petitions and letters against the count streamed into Rome from
the newly-established clergy. He could not have resisted so strong a body of
loyal opinion without making his representatives look foolish and creating
antagonism. At the same time it was quite clear from Simon de Montfort’s
progress in Languedoc and settlement of the crusading army on the conquered
lands that the motive of territorial annexation was indissolubly linked with
the zeal for the principle of Catholicism. The establishment of a droit coutumier for the new territories at Pamiers organising
the confiscation on a permanent legal basis raised the question of the finality
of the settlement. Philip Augustus disputed it actively; and now at the end of
1212 Peter II of Aragon sent to Rome a strong protest against the usurpations
committed by Simon de Montfort against Raymond and his own vassals. Innocent
recognised the weight of this plea, and himself pointed out to the legates that
Raymond had never been allowed to clear himself of the murder of Peter de
Castelnau, and that even if lie failed in that justification, the sentence
would not involve Raymond’s son. The legates disposed of the situation very
simply. A council met at Lavaur, heard Raymond’s
justification, and rejected it; shortly afterwards they rejected the King of
Aragon’s demand for restitution of his lands (which had now been overrun) to
Raymond, and Peter appealed to Rome; but before the plaint was lodged, Innocent
had realised how fast matters were moving and commanded Arnaud, now Archbishop
of Narbonne, to stop the Crusade and to direct the Christian effort against the
Moors in Spain.
It was too late. Threatened with excommunication by
the council for taking Raymond’s part, Peter at the end of his patience formed
a league consisting of the Counts of Toulouse, Foix, Comminges, the Viscount of
Béarn, the knights of Toulouse and Carcassonne, and the consuls of Toulouse,
and recklessly challenged Simon de Montfort. The southern opposition had
crystallised. Innocent might send the legate Robert de Courson to establish
peace in Languedoc and turn the Crusade to the Holy Land, but the battle of
Muret (12 September 1213) settled for the time being the question of the
occupation. The death of Peter and the utter defeat of the coalition opened
Provence and the lower Rhone Valley also to Simon. That born leader won over
both Courçon and Cardinal Peter of Benevento, whom
Innocent sent in 1214 to reconcile the citizens of Toulouse and the southern
lords to the Church and to protect their property; and the war of acquisition
blazed again fiercely throughout Languedoc. Innocent’s policy of pacification
was completely overborne. Even when Philip Augustus thought it time to
intervene and sent his son Louis to the south under commission to protect the
lordship of Montpellier and the interest of Peter of Aragon’s heir, Simon and
the legate succeeded in winning him to their designs and, thanks to Louis, the
count was proclaimed Duke of Narbonne. From the Rhone to the Garonne, from Albi
to the Pyrenees, Simon de Montfort was master. The acts of his chancery
entitled him Count of Toulouse and Leicester, Viscount of Beziers and
Carcassonne, and Duke of Narbonne.
Yet Innocent had the last word. By declaring the
property of lay heretics confiscate and extending the penalty to all supporters
who did not within a year seek absolution from the excommunication imposed upon
them, the Lateran Council of 1215 appeared to Simon de Montfort and his friends
to sanction the fall of Raymond and his allies. But the Count of Toulouse,
accompanied by the Counts of Foix and Comminges, appeared before the Council to
defend his interests and a legal contest between his party and the
representatives of Simon de Montfort followed. Innocent’s decision attempted to
conciliate both parties. He did not venture to disavow his legates. Raymond had
been guilty and justly deprived of his estates; the Pope however assigned him
an annuity of 400 silver marks. The Countess of Toulouse was declared a
faithful Catholic and her dower was maintained. The lands conquered by the
crusaders, especially Montauban and Toulouse, were to remain in the hands of
Simon de Montfort and other grantees; but those not yet occupied were to be
guarded in the name of the Church for the son of Raymond VI when he came of
age. The question of Foix was treated in the same spirit. The count’s
territories were to be guarded by the Church pending an inquiry into his
conduct, and Foix itself was to be restored to him as soon as he had obtained
absolution. It is probable that the Count of Comminges was treated in the same
way. A sentence of total disinheritance, of doubtful validity in feudal law,
would not have pleased the court of France, and the relations between the
secular and ecclesiastical authorities in regard to the lands of heretics were
still very ill-defined.
In his relations with the temporal powers Innocent was
governed by the thought of Gregory VII: the Pope is responsible to God for the
salvation of kings just as much as of ecclesiastics. It is his business to
exhort them to righteousness and peaceful conduct towards each other and to
respect for the rights of the Church. Much of his effort was directed to
preserving among the newer or less securely based monarchies the forces of
order that favoured reforming canonical ideas. Where he could, he continued the
Gregorian policy of binding them to the Roman See by the feudal contract; where
he could not, he intervened by remonstrance or excommunication and interdict to
defend the ius canonicum against the
conflicting claims of national custom or individual interest.
As a civilising force spreading religion and learning
the care of the Papacy was unquestionably valuable in the less integrated
communities, but in its relations with the local religious situation the Holy
See was brought into opposition with powerful interests, and local upholders of
the papal point of view found themselves involved in some phase of the great
ecumenical struggle between Church and State. This was especially the case in
Scandinavia, The Norwegian Church settlement dated from 1152 when Nidaros was
separated from Lund and erected into a metropolis with eleven dependent sees.
Under the arrangement made by Cardinal Nicholas Breakspeare the choice of bishops had passed from the king to the cathedral chapters, and
bishops had been given the right to appoint to parishes, while a change in the
law of bequests had permitted a proportion of both real and personal property
to be devised upon the Church. During the weakness of the kingdom before the
coming of King Sverre (1184), King Magnus (V) had been forced to purchase the
support of the powerful reformer, Archbishop Eystein, by still further grants
of immunity, including a large measure of Church influence in determining the
succession to the Crown; and during the same period, “God’s law”, the ius canonicum, was drawn up for the Norwegian kingdom, and
administered in the Church Courts. When Sverre the priest fought his way to the
Crown, it was a question whether the old law of the kingdom of Norway and the
ecclesiastical arrangements of St Olaf should stand, or whether the recent
compact between the feebler kings in the days of Cardinal Nicholas and
Archbishop Eystein should supplant them. Sverre had acted as the champion of
ancient custom; he had upheld against the metropolitan the rights of private
patrons over the Eignekirchen, and had
refused to accept Eystein’s codification of Church Law. For his exile of
Archbishop Eric of Nidaros (Eystein’s successor) and his vigorous opposition to
Bishop Nicholas of Stafanger and the party of the Bagals,
he had been declared excommunicate and had issued a defiant apology of his own
conduct. Innocent, on his accession, paid no heed to the arguments drawn from
ancient custom or from the Decretum of Gratian, which Sverre strikingly used in his defence, but laid the interdict
upon Norway. He wrote warning the Icelandic Bishops of Skaalholt and Hole to use every weapon against the king’s party; he bade Archbishop Eric
from his refuge with Archbishop Absalon in Denmark excommunicate the Bishop of
Bergen for favouring Sverre, and ordered the whole body of prelates in Norway
to abstain from any dealings with the man. He begged the Kings of Denmark and
Sweden to gird themselves and overthrow “that limb of the devil”. The interdict
was not enforced with the same rigour as in England, for the position of the
monarchy was even more absolute in Norway, and Sverre was standing upon ancient
custom while John tended to defy it. Before his death, however, the great
Viking relaxed somewhat, and suggested a more peaceful policy to his son Hakon.
This was to recall the fugitive bishops, and accordingly upon the new king’s
accession Eric and his colleagues returned. Hakon held out as a compromise the
terms of the settlement of 1152. Although Sverre himself had regarded the
burning question of the appointment of bishops by the Crown as unaffected by
the settlement of Cardinal Nicholas, the archbishop accepted, took the excommunication
off Sverre’s adherents, and removed the restrictions consequent upon the
interdict. It was probably a wise policy, but Innocent’s point of view was very
different. In a letter of 1204 exulting over the late king’s death, he severely
rebuked the archbishop for removing the sentence in usurpation of papal right,
and compared him to an ape that imitates human actions which it is unable to
perform. Innocent’s dealings with Norway make it clear that he gave no thought
to the position of the dynasty, threatened as it was by the understanding
between its opponents the Bagals and reforming
churchmen. No Norwegian monarch could have adopted the full Church programme
without endangering his throne; but Innocent never took such considerations
into account, unless the relation between the monarch and the Papacy was a
feudal one. Then, as in the case of King Emeric of Hungary and of King John, a
measure of protection against rebellious rivals or subjects was freely given,
as feudal custom demanded. It is, however, only fair to remember that pressure
upon temporal rulers regardless of their internal political situation was
sometimes necessary in order to guarantee continuity of religious life in the
country, as is shown by the case of Vladislav and the Polish dukes
excommunicated by the Archbishop of Gnesen; or in
support of the fundamental principles of the Canon Law, though here the
strength of that pressure might be varied in accordance with the measure and
quality of the opposition likely to be encountered—a point borne out by the
course of Innocent’s remonstrances with Philip Augustus over his long
maltreatment of Ingeborg.
In the time of Gregory VII the idea of grouping the
various Christian states under the suzerainty of Rome was favoured by the Curia
chiefly in the interests of the clerical reform which would be diffused
thereby. The ends were largely moral and religious. But as the Church’s organisation
developed, the possibility of having at one’s back so powerful and universal an
instrument made an increasing appeal to the risers of smaller kingdoms who
wished to guarantee their conquests (often at the expense of their neighbours),
and the Curia for its part began to see the temporal as well as the spiritual
advantage in the tribute which in certain cases was paid in addition to the
customary Peter’s Pence. In Mediterranean politics the aid of Aragon, for the
time being one of the most loyal of tributary feudal kingdoms, was a valuable
asset, as we have seen in the case of Sicily; and from the point of view of
relations with the Eastern Empire it was important that Hungary and the
newly-formed Bulgarian kingdom should be centres of Latin influence among
peoples by nature more inclined to the Orthodox than to the Western rite.
The history of the Spanish kingdoms provides good
illustration of the way in which the contract was interpreted. Innocent
doubtless had before him in the original Register of Gregory VII the Pope’s
letter declaring that in virtue of ancient customs (by which the Donation of
Constantine was probably intended) the kingdom of Spain was delivered to St
Peter in ius et proprietatem, but that the
service (servitium) had been interrupted by
the Saracens, and calling upon the princes to help St Peter to recover “his
justice and his honour”. That there lay in the Gregorian use of the terms servitium, fidelitas, a perhaps not unintentional ambiguity is suggested by the tactics of the Curia
at the time in attempting to make Peter’s Pence a sign of feudal subjection to
Rome. Innocent, on the other hand, thought more clearly. Both in the case of
Spain and elsewhere he made a distinction between such annual payments and the
tribute paid in virtue of the direct feudal concession of a kingdom to the
Papacy: salvis per omnia denariis Sancti Petri, as was stipulated in the terms
of King John’s contract. Castile and Leon did not fall within this category,
and it was in defence of the law of marriage that Innocent intervened to annul
the marriage (on grounds of consanguinity) of Berenguela, daughter of Alfonso
VIII, with Alfonso IX of Leon, and laid the interdict on the countries when he
could not get the parties to separate. But over Portugal and Aragon he claimed
and exercised definite feudal rights. From the former he demanded, and, after
resisting King Sancho’s attempts to bargain, received the annual payment of 100
gold bezants; from the latter he got 250 gold obols per annum. In 1204, Peter
II of Aragon came to be anointed and crowned in San Pancrazio, and swore to be
the obedient feudatory of his lord, Pope Innocent; to maintain his realm in
that obedience, to defend the Catholic faith, persecute heresy, and respect the
liberties of the Church. Innocent’s reciprocal duties to his Spanish vassals
took shape not only in confirming important acts of the Portuguese and
Aragonese Chanceries, but in coordinating and placing under the leadership of
Aragon the Christian effort to wipe out the Almohad reconquest, which proved
successful at the great victory of Las Navas de Tolosa. We have already seen
how Innocent carries out his obligations of guardianship towards Sicily. In
England the legate for the time being played a vital part in English
administration from 1213 onwards. Guala was in a very real sense a defender of
the country against the attacks of Prince Louis both before and after Henry
III’s accession. For in April he had gone at Innocent’s bidding to the Council
of Melun to dissuade the King of France from conquering England, the property
of the Roman Church in virtue of its right of lordship—a doctrine which Philip
Augustus, in view of the condemnation of John by his own court, denied. After
John’s death he played a most important part. The advantages of the feudal
relation to the nascent state as well as to Rome may be read in Innocent’s
relations with the Bulgaro-Wallachian kingdom
comprising Bulgaria, Roumania, and a part of what was
Roumelia. Johannitsa, the ruling tsar, had inherited
the anti-Byzantine traditions of the first Bulgarian empire, which he had made
it his intent to revive at the expense both of Hungary and of Constantinople.
To secure this, he asked Innocent for coronation and unction, promising to hold
the kingdom from St Peter. Innocent saw the advantage of having a friendly
power along the great crusading route from central Europe; but to him the
enfeoffment of Johannitsa was dependent upon the
Bulgarian’s readiness to allow the complete dependence of the clergy upon the
Roman Church and his permission to the Archbishop of Trnovo to receive the pallium from the Pope alone. Johannitsa’s aims were frankly political, but he could afford the conditions demanded;
Innocent, as he expressed the hope to his future vassal, saw a Romanised
dynasty and a Latinised Church. Petrus sicut plenitudine,
sic latitudine.
III.
Innocent’s immense diplomatic and pastoral activity
was alone made possible by a very highly organised Curia containing within
itself a Chancery, a Camera or Exchequer, and judicial organs. Before we pass
to his legislation, we must speak briefly of the secretariat and the system of
justice over which he presided.
The coming of Innocent, as M. Delisle pointed out,
marks a new era in the history of the Papal Chancery. Its traditional usages
crystallise, and a system of minute rules for the conduct of business, regular
formulae for the different kinds of letters, and a more exact science of
documentary criticism appear. At the head of the organisation stood the
Chancellor or Vice-Chancellor. The Chancellor, by tradition the regular
datary of the Apostolic letters, had ceased to be Librarian when the Archives
and the Library were separated (1144). Up till 1187, with a single exception,
he was a Cardinal-priest or Cardinal-deacon holding his post for life or until
he was made Pope. As he had to autograph all letters, deputies vices cancellarii gerentes were
frequently employed, and out of this practice grew the vice-chancellorship,
though the formal title was frequently avoided in order to benefit the papal
coffers. These deputies were not necessarily cardinals. Under the anti-Pope
Calixtus III and under Urban III persons of lower dignity had been employed;
Gregory VIII and Clement III used the services of Moyses, a canon of the
Lateran, and Innocent himself, at the beginning of his pontificate, permitted
three notaries in succession, Raymond, Blasius, and John, to sign as
Vice-Chancellors. In 1205 he returned to the old system and had John,
Cardinal-deacon of Santa Maria in Cosmedin, as
Chancellor till 1213; John was the last of the line, for after his death
Innocent put in deputies. Dr Poole has pointed out that the significance of
this change lay in the fact that henceforward the Vice-Chancellor, who had
become the real head of the Chancery, was appointed from outside the ranks of
the cardinals, and was chosen not for dignity, but for competence. He might be
someone who had risen from the lower offices of the Chancery. These were four
in number, each directed by a notary of the Sacred Palace, part of whose
business was to submit to the Pope the petitions forwarded to the Holy See.
There was the office of the minutes, staffed by the abbreviatures, who
drew up in a shortened form minutes of the papal acts called by Innocent litterae notatae; there was the office of engrossment, where, according to the tenour of the minute made, the papal letter was written out
in full (in grossam litteram), the gross, it
may be noted, frequently passed under the eye of the Pope; thirdly, there was
the office of the Registers, wherein the registratores or Scriptores registri copied from the minutes the papal acts into the official archives. With
Innocent’s pontificate begins the great continuous series of thirteenth-century
Papal Registers; with the exception of the Registrum de negotio Imperii, the
volumes that we possess of Innocent’s records are not the original registers,
but books compiled from the finished documents after they had been got ready
for despatch, a more elaborate form of procedure than had been hitherto in use.
Lastly, there was the office of the Bull, where the bullarii applied the papal seal by attaching it in the manner prescribed for the various
categories of documents.
The documents which emanated from Innocent’s Chancery
were, in the language of diplomatic, either Great or Little Bulls. Great Bulls
or “ Privileges”, as Delisle called them, were solemn acts containing the Rota
and the monogram and the full Chancery Date, subscribed by a certain number of
Cardinals, issued to confirm the liberties and possessions of Churches. Little
Bulls or “Letters” may be classified as either Letters of Grace or Letters of
Justice, the one being Licences or Indults, the other Mandates or Commissions.
The former were scaled on silk with the Pope’s name written in capitals; the
latter were sealed on hemp and have only the initial letter in capitals. The
character of a letter conferring a favour differed in the ornateness
of its script and style from one containing a judgment or a command. Most
minute care was taken over the bulla. Innocent once repudiated as false
a document said to be his “because it lacked one point”. The points were dots
round the circumference and dots framing the heads (on one side of the seal) of
the Apostles Peter and Paul; St Peter’s hair and beard were entirely composed
of them. Innocent’s bulls, as Delisle showed, had 73 round the circumference,
25 round St Paul, 26 round St Peter, while St Peter’s hair had 25 and his beard
28. A genuine bull must have all these, otherwise the matrix was spurious and
it could be rejected. Innocent greatly improved the science of diplomatic. He
drew up a set of rules for the detection of forgeries. Not only were the seals
examined, but also their attachment to the string and that of the string to the
document. In difficult cases one must look further to the modus dictaminis, that is the correct observance of the
cursus, the curial rule of rhythm, and to the forma scripturae, the correctness of the document in its form. Innocent was by no means
infallible as a detector of forgery, as it appears when he took for genuine two
gross forgeries purporting to be indults of Pope Constantine in 709 and 710
written on parchment, which, of course, was not used at that period. But the
science of diplomatic could not yet embrace documents five hundred years old,
and within these limitations the Curia must have been acute at detecting the
spurious and the supposititious letter. This was essential, for into the papal
court streamed the causes of Christendom, the litigants in numerous cases
supporting themselves by earlier grants, privileges, and concessions of the
Holy See not all discoverable in the Registers. A large proportion of the chapter De fide instruments rum in the Decretales of Gregory IX was supplied by Innocent.
The majority of cases, tried originally before the
bishops, which were taken by way of appeal to Rome, came before the Pope as index
ordinarius singulorum and were decided in
consistory, that is, the judicial session of the Pope and those of his
cardinals for the time being in Rome. Once submitted to him, they might be sent
for hearing to judges delegate in the country whence they came, the Pope
reserving to himself the final pronouncement of the sentence, or they might be
dealt with in Rome itself. In the latter case he frequently deputed one or more
of his cardinals or chaplains skilled in law as auditores to hear and examine the evidence and come to a conclusion on a specific point
of fact, which had to be cleared up before he could pronounce in consistory a
definite sentence in the suit. Sometimes he committed the whole case to them
and gave judgment on the basis of their findings; sometimes he dealt with the
matter in his own auditory. The beginning of the thirteenth century is too
early a period in which to speak of a definite college of auditors, the Rota,
for in Innocent’s time the auditors are not yet generales, as they became under Gregory IX and Innocent IV, not yet permanent officials,
but persons appointed under special commission. A great deal of the argument of
the advocates (standing counsel at the Curia), and of the proctors or representatives
of the parties, took place before them, for no Pope could attend personally to
such a mass of business throughout the length of its course.
Two examples, one purely legal, the other a cause
célèbre into which political consideration entered, will illustrate the
phases of a case in the Roman Curia. Two citizens of Viterbo are disputing
before the local ecclesiastical judges a contract made at the church door over
the purchase of a house. The judges condemn the detainer of the premises, who
appeals on the ground that the sale was conditional, not free. Innocent submits
the case to a papal sub-deacon and chaplain, as auditor, making it his duty to
find out the relative value of the evidence of written instruments and of
witnesses present at the contract. When the Pope has satisfied himself on this
point, he pronounces judgment in consistory that the sale was
conditional. Here the judges of first instance are judges ordinary. The case of
Gerald de Barri, besides illustrating procedure at Rome, displays the action of
judges delegate appointed by the Papacy during the course of an appeal, very
much in the capacity of auditors at the Roman court. On the death of Bishop
Peter de Leia the chapter of St Davids nominated their effervescent and
inimitable archdeacon Gerald foremost along with three others for their bishop.
Hubert Walter, the Archbishop and Justiciar, was determined on political
grounds that no Welshman should become bishop, especially as the Church of St
Davids had claims to be metropolitan and independent of Canterbury, and did all
he could to prevent the canons being given royal permission to elect Gerald.
Owing to John’s accession he did not at first succeed, the election was made,
and Gerald left England to receive consecration from Innocent in order to
obtain the dignity of a metropolitan. Hubert, well knowing the nature of the
Welshman’s claim, did all he could to impugn the validity of the election, and
Gerald was forced to pay in all three visits to the Roman Court betwe 1en199 and 1202. On the first (November 1 to middle
of March 1199-1200) the archbishop forestalled him by writing to the Pope and
cardinals, and Innocent refused to consecrate, though he had raised Gerald’s
hopes by calling him “Menevensis electe”,
and had received in return a copy of the most painful laudatory elegiacs. He
referred the matter of the election to judges delegate in England, and when
Gerald asked for another commission to decide the status of the Church of St
Davids, he would not accord it. He evidently did not think that Gerald’s
answers to the gentle and crafty questions about St Davids, which he had asked
one evening in his room, were satisfactory, and what he must have thought of
Gerald’s memorandum on the history of the see, a document full of historical
howlers, one can only imagine. Nothing daunted, Gerald entered the registry,
and with the clerk looking on turned up the registers and found a decision of
Eugenius III to submit the claim of St Davids to a commission. This was
precedent, and Innocent consented to have this question also investigated by
judges delegate. Gerald returned to Wales, unearthed fresh evidence at St
Davids, and prepared to appear before the judges delegate in England. But King
John refused to grant him a safe conduct, and the Pope transferred the hearing
to Rome. Arriving there for the second time (March 1201) Gerald found two
clerks sent by the archbishop already there to oppose him. The case of the
status of St Davids was heard in public consistory, while that of his own
election was taken before two auditors before going before the Pope. But the
archbishop’s representatives asked for a delay which was accorded them, and the
papal judgment in consistory could therefore only deal with the costs of the
case. The next hearing was appointed at Rome for November 1201, and Gerald
returned to Wales to find the chapter bribed against him and the Justiciar
Geoffrey Fitz Peter issuing writs for the confiscation of his rents. It seems,
however, that before November the judges delegate in England summoned him to
appear, but that the trial could get no further because the Bishop of Ely, one
of the chief judges, was away. Losing patience, Gerald took the false step of
excommunicating two of his principal opponents, and was therefore cited to
appear before judges delegate of the Papacy for such an action taken pendente
lite. He appealed to Rome, and, although every conceivable form of pressure
was exerted to make him come to terms with the archbishop, prepared once more
for the journey. He succeeded in defying the king’s prohibition for him to
cross, reached St Omer (November 1201) and arrived at Rome just before
Christmas. In consistory he made the doubtful move of impeaching the character
of the archbishop’s witnesses (he said they were suborned men who had never
seen St Davids) before dealing with the validity of their evidence, and had to
suffer in return the ridiculous charge of horse stealing, which entertained
Innocent greatly. Not till April 1202 did the Pope give sentence, then only to
quash the elections both of Gerald and of the archbishop’s candidate. The
instance shows the limitations of papal judges delegate in the realms of a man
like King John and the strength of political pressure in a case where election
was complicated by other considerations. For Llewelyn of Wales was in the
background, and to Hubert Walter Gerald was, unfortunately, Gerald.
Criticise it as we may, and as most contemporaries
did, for its delays and venality, in the Roman Curia men moved in a different
world to that of the State: a World where subtle distinctions were heard, and
delicately shaded opinions expressed, the spiritual home of educated and
intelligent humanity. Moulded by this atmosphere, Innocent set himself to
ensure the supremacy throughout Christendom of that cultured life in all the
ranges of its activity, art and ceremony, law, philosophy, and literature,
welded together in the synthesis of religion. The community that by its wealth
of institutions and its group-life alone could make spiritual activity possible
must conquer; the mind of the Church must prevail in society. But that
community could only achieve this by setting its own house in order, by a
perfect system of organisation, canons regulating in every detail the life and
position of each member of the hierarchy and reducing the laity to a state of
passive obedience.
To this order Innocent made a powerful and many-sided
contribution, developing the legal logic of his immediate predecessors, himself
the vehicle of a progressive tradition. For just as it is impossible to think
of Edward I apart from Bracton, so Innocent can
scarcely be considered apart from the later commentators on the Decretum of Gratian, and without reference to the
general tendency of papal legislation from Alexander III onwards. Like Edward I
he came to codify and to define. His canons are to be found in two compilations
of a series of five, the compilatio tertia and quanta. The “third” contains his decretals up to 11210, the “fourth”
includes the canons of the Fourth Lateran Council. An earlier selection was
made from innocent’s Registers by Bernard of Compostella, archdeacon of the
Roman Church, called by Bologna students the Romana Compilatio;
but, finding that it contained certain decretals objected to by the Curia,
Innocent got his notary, Peter of Benevento, to make the “third” for the
Bologna law school. Walter von der Vogelweide spoke of it like a loyal German
episcopalian as Innocent’s “swarzes buoch daz ime der hellemor hat gegeben”.
From a national point of view he was right: the book was in many respects
diabolical. The novum ius, the papal decretals from the time of
Alexander III, bore marked contrast to Gratian’s academic moderation, the vetus ius, as Bernard of Pavia called
the famous Decretum. The new decretals
were not a text-book, as was Gratian’s, but authoritative canons of a
centralising order that constituted the ground-work of the first collection
with the force of universal law, the Decretals of Gregory IX. The t
Council of 1179 is the starting-point of the new tendency, and Innocent in the
great assembly of 1215 took as his basis, and re-enacted, a number of its most
important canons. Any tendency, therefore, to treat the Council of 1215 in
isolation must be avoided. Yet it was in many ways unique: since the early days
of Nicaea and Ephesus and Chalcedon no such assembly had been seen. Four
hundred and twelve bishops, eight hundred abbots and priors, and numerous
representatives of absent bishops and of chapters crowded close upon each
other, and ambassadors were sent by Frederick II, by the Latin Emperor of
Constantinople, the Kings of France, England, Jerusalem, Aragon, and Hungary. A
note alike of climax and of expectation was struck by Innocent’s sermon on the
text: “With desire have I desired to eat this Passover with you before I
suffer”. It was in a sense the highest point of his career. Passover, he
explained, meant a transition, a temporal passage of the crusaders to Jerusalem
and the deliverance of the Holy Places, a spiritual passage to the Reform of
the Church, and it was to this double end that the Council had been summoned.
The depth and scope of these and of his earlier
canons, their historical background, their reception and effect, cannot be
analysed in a few paragraphs. We can but present very simply some of their more
constructive aspects, using not the proper legal classification, but a more
arbitrary division into decretals concerned with the sacramental doctrine of
the Church, the personnel, organisation, and discipline of the clergy.
The Church is declared to be one and universal, the
only means to salvation; her sacraments are the channel by which grace is
communicated to men. Chief among them is the Eucharist, wherein the body and
blood of Christ “are really contained in the Sacrament of the altar under the
species of bread and wine, the bread being transubstantiated into the body and
the wine into the blood by the power of God, so that, to effect the mystery of
unity we ourselves receive of that which is His what He himself received of
that which is ours”. Only a priest duly ordained according to the Church’s
power of binding and loosing might celebrate this mystery. It was a wide and
moderate declaration suitable for acceptance as a matter of faith, as it
contained no precise statement on the nature of the presence in the sacrament
and was agreeable alike to those who held a carnal view and to those who
followed the twelfth-century theologians, in emphasising the spiritual
character of Christ’s Body there present. For the historian the emphasis
should, however, lie on the sacramental function of the priesthood; this, as
Troeltsch rightly said, “bound the organism together and is the essential
factor of importance in the Church’s encircling miraculous power”. The
point is borne out by the canon of the council (c. 21) ordaining that all who
had come to years of discretion should confess their sins at least once a year
to their own priests, fulfil the penance imposed, and receive the sacrament of
the Eucharist at least once a year, at Easter, unless counselled by their own
priest to refrain for a time; anyone wishing to confess to some other priest
must first obtain the leave of his own to do so. The effect of this canon, in
conjunction with the first, was to strengthen the position of the parish
priest. But it also laid stress upon the importance and necessity of absolution
for the forgiveness of sins and helped to make clearer the interrelation of the
different elements in the sacrament of penance. For while confession to priests
had been practised for centuries, the doctrine of its place in the penitential
system was still not very precise. Gratian in his Decretum had balanced and compared the views of those who said that contrition atone was
necessary and confession to a priest merely the attestation of pardon, and of
those who maintained that complete remission could not take place before
confession and satisfaction; and although he determined in favour of the latter
view, the very fact that he reproduced so carefully the theory of a number of
theologians who laid the greatest possible stress on contrition is significant.
Furthermore, Innocent’s own canonist master, Uguccio of Ferrara, definitely came down upon the side of those who maintained that sin
was remitted by contrition alone without confession or satisfaction, though he
admitted that confession of faults was necessary in order to give public effect
to penitence. Innocent’s view was more like that of Hugh of St Victor and Peter
Lombard, who felt that exaggerated emphasis on contrition tended to restrict
the effects of absolution.
If such were to be the priest’s powers and
responsibilities, the matter of his selection was of the highest importance. At
the top of the scale, the supreme authority in the province and in the diocese
must be “freely and lawfully” elected, as Gratian had prescribed. In all parts
of Europe elections of the higher clergy presented the most complicated issues
owing to the pressure exerted by the secular power and to dissensions in
cathedral and other chapters; for, in the case of bishops, throughout the second
half of the twelfth century the cathedral chapter was gradually taking the
place of the original electing body, the clergy and people of the cathedral
centre. The qualifications for office had been determined by the Third Lateran
Council. The candidate for a bishopric must be at least thirty, for other
offices with the care of souls at least twenty-five years of age, and of upright
character and a good standard of education (c. 3). Though in disputed elections
both greater merit and numerical majority were required to enable a candidate
to succeed (c. 17), the methods of choice varied considerably, and in 1215 it
was time that they should be still further defined. In the twenty third
canon of the Council three forms were admitted, election by scrutiny, by
inspiration, and by compromise, i.e. in cases of disagreement by a
committee chosen from the opposing parties. In election by scrutiny there was
to be a secret ballot, and the choice was to fall upon the man on whom the
votes of all or of the maior vel sanior pars concurred.
The sanior was a necessary qualification; and
if a majority candidate was found unworthy, a minority candidate worthy,
Innocent would confirm the election of the latter. It was his object to get men
of the best character, and, when possible, of learning and experience. He
regularly and carefully exercised his right to examine the person of the elect
and the method followed in the election, before he confirmed the chapter’s
choice. The canons had to be observed. An illegitimate person might be asked
for, but could not be elected by the chapter: the election of Mauger to the see
of Worcester was quashed in 1200 because the chapter had not humbly prayed for
a dispensation on his behalf. In 1208 there was a disputed election to the
archbishopric of Tours: one side had elected the chanter of Paris, the other
their own dean. Innocent confirmed the choice of the side auctoritate et numero maior, but
after ascertaining that the elected was well commended. Not only did Innocent
quash elections and make it his rule to punish chapters guilty of irregular
practice and ecclesiastical superiors who permitted it, but he held that
failure to elect within a fixed time might lead, in the case of a metropolis,
to the election passing to the Papacy. The principles of the right of
devolution (the word itself seems to have been first? used by Innocent) were
laid down in the General Council of 1179 (cc. 3,8,17). Collation to higher
ecclesiastical offices must take place within six months, in default of which
it was to pass to the immediate higher authority. In 1215 the principle was
confirmed and its application was extended to benefices compulsorily vacated by
clerks who had more than one cure of souls, if the patron did not appoint
within three months (c. 29). It is noteworthy that the task of examining how
benefices were distributed by the bishop and chapter was particularly entrusted
to provincial synods (c. 30).
In two other cases the Papacy might intervene. The
Pope alone authorised translation of bishops. Innocent suspended Conrad of
Hildesheim for accepting the bishopric of Wurzburg, and, when William of Chimay with the connivance of his metropolitan left Avranches for Angers, he threatened the bishop with
suspension. In the second place, he had the right and, as he expressed it, the
duty in virtue of his plenitude of power to provide for necessitous clergy; as
he said to the chapter of Harlebeke (Flanders), “we
are bound to occupy ourselves in securing to poor clerks means of existence”.
He was prepared to step in and collate to prebends literate and unbeneficed
clerks of good reputation. He asked the king of England and Richard of York to
intervene with the canons of York on behalf of his old Paris teacher, Peter of
Corbeil. Though benefices were sometimes conferred by him on clerks of the
Curia, the right was exercised with moderation. He was always clear about the
principle underlying his right to provide.
In the sphere of organisation Innocent gave a vigorous
impulse to synodal and capitular activity. No less than sixteen councils were
held by his legates in different countries before the great assembly of 1215.
The Lateran Council ordered provincial councils to be celebrated yearly by
metropolitans and the “canonical rules” had to be read aloud. In every province
there was to be a triennial chapter of religious orders and regular canons
which had not held such meetings previously. Abbots and priors were to attend
and two abbots of the Cistercians were to be present to instruct in the rules
of procedure followed by their order. The aim of these gatherings was to be
reform and the observation of the rule. In these chapters visitors of the
monasteries and nunneries of the order throughout the province were to be
appointed; they were to go in the Pope’s name to exempt as well as to
non-exempt houses, and to report irregularities to the diocesan, and, in case
of difficulty, to the Holy See. This order was not popular with English
Benedictines. Its effect was to generalise representation throughout the
religious orders and to provide a greater system of surveillance and
discipline. To make the circle of uniformity complete, the thirteenth canon of
the Council forbade the establishment of any new religious order.
Great stress was laid on the need for instructing the
clergy and laity and on the duty of preaching. Many bishops, observed the
Council, were hindered from that duty by the size of their dioceses, by
sickness, hostile incursion, or (a scandal henceforth not to be tolerated) lack
of knowledge. In such cases they must appoint and ordain in cathedral and other
churches preachers and confessors to supply the need. In conformity with the
eighteenth canon of the Third Lateran Council, each cathedral and other church
that can afford it must spare a prebend to support a master to teach clerks and
other poor scholars literature and composition, and each metropolitan church
should sustain a theologian also to instruct its priests and others in Holy
Scripture and the care of souls. In these canons Innocent had his eye upon the
nascent universities, whose activities he greatly encouraged; for it was he who
had backed the party of the future by recognising the society gf Paris masters
as a legal corporation (1210-11) and by placing upon the chancellor
restrictions which prohibited, in Dr Rashdall’s words, “the efforts of a local
hierarchy to keep education in leading-strings” (1212); it was the policy of
his legate, Nicholas of Tusculum, through the ordinance of 1214, to encourage
the autonomy of the masters of Oxford in their struggle for corporate existence
against the local burgesses.
In the canons upon the sacrament of marriage and the
immunity of clerical property from lay taxation Innocent’s legislation had
special effect upon the relations between Church and laity. In marriage the
Church exercised the greatest influence upon social life, for, as is well
known, by Innocent’s time she had acquired exclusive right of legislation in
matrimonial matters and most cognate questions. In the thirteenth century the
canonists who turned their attention to the subject were chiefly engaged in determining
the conditions necessary to make the act of consent a valid one, and in working
out a theory of impediments characterised by common sense and leniency. For the
Church found herself compelled to give up the “exogamic” system (as M, Le Bras
has termed it) by which marriages between relations of the seventh degree were
prohibited, especially in view of the conditions in rural communities where the
inhabitants were largely interrelated. Innocent now had the prohibition on
grounds of consanguinity confined to the first four degrees only, and a similar
simplification made for cases of affinity. Clandestine marriages were
forbidden, and the intention of the parties had to be publicly announced by the
priest. The Church courts were directed only in very exceptional cases to admit
hearsay evidence of impediment; the witnesses giving it must be grave and
responsible persons and the sources of their information must be carefully
indicated.
Around the claim of the Church to hold her lands
independent of lay exactions a battle had raged ever since the apparently
indefinite increase in her possessions began to threaten secular lords with
expropriation or the withholding of services. In the twelfth century it was the
communes which with their egalitarian principles and peculiar needs had most of
all denied this claim to “real immunity”, and had called upon the bishops and
clergy in the cities to contribute to the cost of expeditions and the upkeep of
defensive works. The principle followed by the Church was that laid down in the Decretum for the bishop who wished to raise
any contribution from his flocks: any subsidy from clerical immovables must be caritativum, a voluntary gift, and made there
only for “just and reasonable cause”. It was in this spirit that the Third
Lateran Council, alter deploring secular extortions and anathematising those
that made them, forbade the communal authorities to levy such exactions unless
the bishop and clergy saw that there was real need for it and the contributions
of the laity were not sufficient for the purpose (c. 19, non
minus). The canon had little effect. After Alexander III’s
death the situation grew worse. Throughout Italy the demands of the secular
authorities to tax clerical property increased, and led to excommunication and
frequently to a state of war within the city or the eviction of the clergy.
Innocent constituted himself the defender of clerical property, as Lucius III
and Clement III had done; he got provincial synods to use the interdict freely
against the wicked consuls and rectors. The forty-sixth clause of the Fourth
Lateran Council strengthened the canon of 1179 and opened up a new avenue of
intervention. It covered the private property of clerks as well as the goods of
the Church; and it added to the conditions upon which the subsidy might be
granted the stipulation that the Papacy should be asked by the local clergy to
give its authorisation before the grant was made, because in the past some of
the contributions had been made unwisely.
The canons on ecclesiastical discipline issued in 1215
followed in some respects the lines laid down by the legate Robert de Courson at
Paris in 1212 (or 1213) and at Rouen in 1214. The Paris assembly was, however,
remarkable for the very detailed instructions it issued on the life and morals
of the clergy and the conduct of monasteries and nunneries. The Lateran
Council, while ordering penalties for incontinency and drunkenness and
regulating the dress and conduct of religious and secular clergy alike, was
occupied with the larger administrative questions of the tenure of benefices,
jurisdiction, and ecclesiastical censure. There must be no fraudulent
resignations; pluralities are forbidden; sons and illegitimate sons of canons
must not succeed to prebends in their fathers’ churches. Rectors must pay their
vicars a portio sufficient and not keep
them on starvation-wages, and those in charge of parish churches must
administer them in person and not by vicars, unless the church is annexed to a
prebend or an office, in which case a properly paid vicar must be put in.
Procurations may only be exacted when archdeacons or papal legates come in
person, and these victors must not exceed the tariff of entertainment laid down
by the Third Lateran Council, nor should prelates exact from their subordinates
more than they are bound to furnish in such payments. In judicial matters, no clerk
may extend his jurisdiction to the prejudice of secular justice. Appeals to a
higher court should only be made for serious reasons which must be submitted
to, and considered valid by, the judge of first instance, and bringers of
frivolous appeals must pay the costs of the action—this without prejudice to
the right of the Papacy to try the “greater causes”. No one may abuse the good
faith of the Holy See and obtain letters citing his opponent before a court
Christian more than two days journey from his own natal-diocese, unless both
parties agree. Very careful rules were made for the examination of clerks
charged with misconduct: no accusation involving degradation of the defendant
may be made unless the accuser is willing to undergo a similar penalty in the
event of his case being unfounded, and the methods of prosecuting notorious
evil-doers were defined. A properly attested record of every case must be drawn
up for the benefit of each party, a copy being kept by the court to prevent
disputes arising out of the judgment. In cases of spoliation, the plaintiff who
gets the judgment shall not lose his property by prescription, i.e. by
not being able to enter into possession of it within the specified year, but
shall be put into possession of it even after a year’s delay. No sentence of
excommunication may be uttered without due canonical admonition, and never
without certain and valid reason; in cases where the sentence was unfounded and
the utterer refused to withdraw it, complaint to a superior judge was
permitted.
Upon foundations such as we have tried to depict
rather than upon the half-successful, half-baffled effort to win temporal power
rested the papal theocracy. Its dogma, its rite, its organisation, its system
of justice—these, as Innocent knew, were its abiding possessions. Yet a
material and temporal superstructure had to be built in a rough age in which
respect for power and acquisition competed, and often successfully, with
reverence for law and right, an age in some respects extraordinarily materialist
and extraordinarily devoted to tradition. That tradition was not of the Rome
whither the Christ of legend turned again to be crucified, Rome red with the
blood of martyrs or bewildering with her churches, but of the city of the
earlier Emperors, marble-white and mighty, the tamer of the East, the terror of
the farthest West. The magic of this Pagan past wrought silently in the lives
of the greatest Italian Popes of the Middle Ages. At its best it gave them
their genius for uniformity and discipline, their large and splendid solicitude
for their subjects. It was Innocent III who in a sermon on an anniversary of
his consecration gave noblest expression to their ideal: “Nam ceteri vocati sunt in partem sollicitudinis, solus autem Petrus assumptus est in plenitudinem potestatis.
In signum spiritualium centulit mihi mitram, in signum temporalium dedit mihi coronam; mitram pro sacerdotio, coronam pro regno, illius me constituens vicarium, qui habet in vestimento et in femore suo scriptum, “Rex
regum et Dominus dominantium: Sacerdos in aeternum,
secundum ordinem Melchisedech.”( For the others were called to a share in the burden, but Peter alone was
raised to the fullness of power. As a sign of spiritual things he placed a
mitre upon me, as a sign of temporal things he gave me a crown; the mitre for
the priesthood, the crown for the kingdom, making me his vicar, he who has
written on his garment and on his thigh, ‘King of kings and Lord of lords:
Priest for ever, after the order of Melchizedek.’)
CHAPTER
II
PHILIP OF SWABIA AND OTTO IV
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