CHAPTER XV.
THE COMMONWEALTH AND THE PROTECTORATE.
(1649-59)
THE execution of Charles I was followed by votes of the House of Commons
for the abolition of the House of Lords (February 6, 1649) and of the kingship
(February 7). Although the formal Acts for putting these votes into execution
only passed on March 17 and 19, the votes themselves were instantly effective.
The Lords did not meet again after February, 1649. The new executive was vested
in a Council of State of 41, with full authority in the management of home
affairs. But the Council of State was intended to be subordinate to the
Parliament which nominated it, and to that end its duration was fixed for one
year only. Further, the members of it were to declare their approval of the
execution of the King and of the abolition of the monarchy. No personal head was
chosen for the Council; and, to prevent the possibility of any such office
developing itself, Parliament refused to allow the title of Lord President to
be adopted (although Bradshaw was subsequently elected President and by tacit
consent was generally styled Lord President). Out of this Council of 41 not
less than 31 sat in Parliament; and, as the average attendance in the latter
body was only 56, the Council might be regarded as simply a large committee of
the House. It is a mere question of terms whether this Government should be
described as a mixture of the legislative and the executive or simply as a
double-headed executive; or again whether the Council should be held to have
ruled the Parliament or vice versa. The main feature of the situation was that
there was practical unanimity between the two. This unanimity did not, however,
eliminate a certain amount of confusion. The Council worked by means of
committees, and at the same time the Parliament had its committees; and not infrequently
the two sets are, or seem, competitive, and can only with difficulty be
distinguished from each other. Thus by the vote of February 22 the power of the
Admiralty was vested in the Council; but two days later the House appointed a
committee of its own for the Navy. Similarly by the side of the Council's power
over the Army there ran the power of a Parliamentary Array Committee. But this
confusion and the perpetual necessity of reference or report from the Council
to the Parliament did not interfere with the executive activity of the Council,
which, if judged by its fruits, must be regarded as an efficient machine.
Beneath the Council and the concomitant Parliament the lower ranges of
administration remained practically undisturbed. After negotiations with the
Parliament a sufficient number of Judges were induced to continue in office to
work the Common Pleas and the Upper (formerly the King's) Bench. And so with
the local branches or aspects of the legal and administrative machinery. Except
in one or two counties, such as Staffordshire and Cheshire, no difficulty
appears to have been experienced in filling up the annual lists of sheriffs;
and, wherever justices of the peace could not be trusted, fresh commissions
were at once issued and fresh instructions drafted.
So far as the mere organization of governmental machinery is concerned,
the Revolution may be held to have put itself into working form with remarkable
speed and smoothness a result in part attributable to the fact that in the
country at large there was at the outset no strong opposition or disaffection
to meet, although the Government was certainly not popular.
The first trial of its efficiency was, as might have been expected, a
military and not a civil one. In Ireland Ormonde had in June, 1649, made a treaty
with the Confederate Catholics at Kilkenny, and deemed himself strong enough to
invite Charles II to make Ireland a starting-point for an invasion of England.
In Scotland Charles had been proclaimed King on February 5, the day following
that on which the news of his father's execution had arrived; and the Scottish
Parliament instructed its Commissioners in London to repair to the Hague in
order to negotiate with the new King. With correct insight, the English
Government (Parliament and Council), apprehending that the more immediate
danger threatened from Ireland, made provision for a standing army of 30,000
men for England, and of 12,000 for the invasion of Ireland. On August 15, 1649,
Cromwell landed at Dublin. On September 11 he stormed Drogheda, and on October
11 captured Wexford. Six months later, after the surrender of Clonmel, Cromwell
sailed for England, leaving Ireton behind him as Lord Deputy (May 26, 1650).
The danger from Scotland was met with a vigor not less swift and
decisive. Charles had landed there in June, 1650, after swearing to the
Covenants just before he left his ship. On the 28th of the same month Cromwell
set out for the north, and on September 3 he defeated the Scotch under Leslie
at Dunbar. In order to bring to a head the tedious work of the subjugation of
the country, he left the road to England open to the Scotch, and when once
(July 31, 1651) they were fairly on the way he started in pursuit (August 2).
From Falkirk the Scotch marched through Carlisle, Lancashire, and Cheshire, to
Worcester, where Charles arrived on August 22. Moving in a parallel line
further to the east, Cromwell marched through Northumberland, Durham,
Yorkshire, and formed a junction with Lambert and Harrison at Warwick. On
August 27 he arrived at Evesham, and on September 3 destroyed the Scotch force
under Charles at Worcester.
After Worcester, and the subsequent completion by Monck of the
subjugation of Scotland, all fear of opposition from the Royalist party in the
three kingdoms was practically at an end, and the Government of the
Commonwealth was able to address itself to larger questions of constitutional
administration at home and of national policy abroad.
Peace with the Dutch.
[1651-4
The military danger and political needs which had held together the army
and the Parliament, and which had brushed aside the demand for a new
legislature, had been dissolved by the victory of Worcester. As a result the
constitutional question at once emerged; and Cromwell was left free to urge the
demands of the army and the nation alike for the calling of a new Parliament.
His reappearance in Parliament after Worcester was followed by the introduction
of a Bill for the calling of a new assembly. On November 14, 1651, it was voted
that the dissolution should take place on November 3, 1654. In this compromise
Cromwell had himself acquiesced; none the less, he was deeply dissatisfied at
the Parliament's attempt thus unduly to prolong its life, and thereby the
existing unconstitutional Government. In order to propitiate popular feeling
the Parliament entered upon the work of law reform and evinced its regard for
the interests of trade by passing the Navigation Act. By prohibiting the
importation of the produce of Asia, Africa and America in any but English or
Colonial bottoms, and of that of European countries save in English bottoms or
those of the countries of its origin, the Act struck a powerful blow at the
carrying trade of the Dutch. Finally, in May, 1652, when the nation was on the
verge of the Dutch War, but opposition was still unallayed, it was proposed to
broaden the existing Parliament by filling up the seats vacated by “Pride’s
Purge”. For the moment, however, the outbreak of the First Dutch War again
postponed the question of the constitution. Its opening (June 30, 1652) was
followed by Blake's victory off the Kentish Knock (September 28), his defeat
off Portland (February 18, 1653), Lawson and Monck's victory off the Gabard
(June 2-3, 1653), and Monck’s off the Texel (July 31). Peace was concluded on
April 5, 1654. Its terms were far more moderate than those at first proposed by
the Parliament. The Dutch were to exclude the Stewarts from their country; to
salute the British flag in British seas; and to submit to arbitration the
amount of compensation payable to British merchants for their maritime losses
in the East and elsewhere.
In pressing on the Dutch War the Parliament had overridden a strong
peace party in the Council of State, headed by Cromwell himself, who herein
represented the dominant opinion of the majority of the officers of the army.
It was accordingly under the influence of this discontent that the officers on
August 2, 1652, drew up an army petition demanding comprehensive reforms and
the immediate election of a new Parliament. Mediating between the two extremes,
Cromwell obtained an amendment of this final demand. Parliament was to be
requested to consider of such qualifications as might secure the election of
members pious and faithful to the Commonwealth. The House received the petition
and made a show of proceeding upon it; but so suspicious and dilatory was its
action that, in November, Cromwell was driven to give expression to the strong
and growing dissatisfaction of the army. In January, 1653, the army officers
and the Council of State came to a general agreement that a new Parliament
should be chosen. For four months Cromwell, who objected to a forcible
dissolution, held back the army from an attack on the Parliament. But, when on
April 13, under Vane's leadership, a vote of the House practically transmuted
the long-discussed new representative (New Elections) Bill into a scheme for
filling up vacancies, Cromwell's hesitation was at an end, and a week later he
dissolved the Rump, and with it the Council of State (April 20, 1653).
A welter of opinion ensued as to the new form of government which should
be settled; but in the end the views which appear to have been advanced by
Lambert almost immediately after the dissolution came gradually to prevail. He
proposed a written Constitution in which a small Council should govern, to be
ultimately joined by an elected Parliament; and on April 29, 1653, a small
Council of ten (seven soldiers and three civilians) was actually established.
After some delay, there appeared on May 6 Cromwell's proclamation announcing
the calling of a Parliament. The delay was due, partly to Cromwell's desire of
broadening Harrisons idea of a Sanhedrim of pious fanatics into that of a
gathering of patriotic Puritan notabilities, and partly to divisions of opinion
amongst the officers on the subject of religious toleration. Among them all
Cromwell had the truest spirit of tolerance; but Fairfax' refusal to take part
in the new Government convinced him that he could not propitiate the
Presbyterian party. At last, therefore, shortly after the appearance of the
belated Declaration of May 6, letters were sent out in the name of Cromwell and
of the Council of the Army to the Congregational Churches in each county,
asking them to nominate persons fit to be members of the new representative.
The Churches promptly returned their nominations, which the Council of the Army
discussed from day to day, selecting from the lists or substituting names of
their own. By the beginning of June the lists were complete. The Nominated
Parliament was to consist of 140 representatives; 129 for England, 5 for
Scotland, and 6 for Ireland. The writs ran in Cromwell's name as Captain and
Commander-in-Chief of the Forces.
The Parliament (commonly called, with a play on the name of one of the
City members, the “Barebones Parliament”) met at Whitehall, as summoned, on
July 4; and Cromwell forthwith and in good faith made over to it his
dictatorship. By an instrument which he caused to be read to the Parliament on
the opening day the supreme authority was devolved upon it until November 3,
1654; and three months before its dissolution it was to choose another assembly
to succeed it. Assuming the powers thus, by however doubtful authority,
conferred upon it, the Assembly now calling itself a Parliament nominated a
Council of State of 31 as an executive. In this Council the civilian element
predominated; but Cromwell had a seat in both Council and Parliament. Further,
by the reconstruction of the Council of State on November 1, he obtained a
working majority in it in favor of peace with the Dutch and of a more
conservative policy in Church and State. But in the Nominated Parliament itself
there was no such working majority. To immature and reckless attempts at
legislation for the abolition of tithes and for law reform this Parliament
added impracticable conclusions on finance, and finally stultified itself by
its hopeless divisions on Church questions. The fatuity of its proceedings
precipitated the reaction and gave form to the demand for a written
Constitution, such as had been sketched in the “Heads of the Proposals” (August
1, 1647) and in the “Agreement of the People” (January 15, 1649); save that the
question of the hour was no longer, as formerly, the control of the executive,
but the imposition of checks on the despotism of a single House.
As always before, the impulsive force came, not from Cromwell, but from
the Council of the Army. In the last days of November the officers prepared a
draft Instrument, offering Cromwell the government with the title of King; but
on December 1 Cromwell, still averse from a second military expulsion, refused
the offer. Within a fortnight the officers forced Cromwell’s hand by procuring
a seemingly voluntary resignation of the Nominated Parliament. On December 12,
1653, the majority of that body (80 in all, as it finally proved) waited on
Cromwell, at Whitehall, and announced their resignation. On the following day
in the Council Chamber Lambert produced before a number of the officers of the
army that "Instrument of Government" which the Army Council had in its
debates three weeks earlier elaborated as a paper constitution. After a two
days' debate it was accepted by Cromwell. In accordance with the terms of the
Instrument he was to be Protector of the Commonwealth of England, Scotland, and
Ireland, but with no hereditary office and with practically no power of veto on
legislation. A triennial Parliament was to be elected on a high electoral
property qualification; Roman Catholics were to be permanently excluded, and
Royalists from the first three Parliaments. The executive was to consist of a
Council of from thirteen to twenty-two members, who were to be irremovable and
to be independent alike of Protector and Parliament.
To this Constitution Cromwell took the oath on December 16, 1653, in the
Court of Chancery, and was installed as Protector. Until September, 1654, the
day on which a Parliament was to meet, Cromwell and the Council were empowered
to issue ordinances and to raise money for the army, navy, and civil
government. In accordance with this article eighty-two administrative
ordinances were thus issued in the interval before the calling of Cromwell's
first Parliament.
1653-6] Foreign affairs.
Treaty with France.
Once installed as Protector, Oliver, by his more moderate attitude
towards the Dutch, facilitated the conclusion of peace (April, 1654). This
success was followed by commercial treaties with Christina of Sweden (April 11,
1654) and Frederick III of Denmark (September 15, 1654), and by the completion
of another, long delayed, with Portugal (July 10, 1654).
Concurrently with these commercial treaties Cromwell was carrying on the
most tortuous and involved double negotiation for an alliance with Spain on the
one hand and France on the other a negotiation which illustrates more forcibly
than any other event in his career the extraordinarily involved, confused, and
hesitating method of working of Cromwell's mind during the preparatory stages
of a great decision, and at the same time the singular combination in his
nature of strong religious feeling with intensely practical sense. His long
hesitancy ended at last in the expedition against Hispaniola, a scheme which he
definitely embraced in July, 1654, but which was delayed until the following
winter by unaccountable mismanagement in the fleet and land forces, and in the
arrangements as to the command. It resulted, in May, 1655, in the partial success
of the capture of Jamaica.
Yet even the events in the West Indies did not instantly precipitate a
war with Spain in Europe. It was not until October 15, 1655, that the Council
decided on war (declared October 23) in defence of the freedom of the sea in
the western hemisphere. The effect of this breach with Spain was instantly seen
in a better understanding with France, among the first effects of which was the
pressure brought to bear by Mazarin in July, 1655, on the Piedmontese
Government to end the Vaudois persecution. On October 24, 1655, the treaty with
France was signed in London, but it did little beyond restoring commercial and
general friendly relations with France; nor was it until the failure of the
negotiations between France and Spain in the following year (September 5, 1656)
that Mazarin consented to pay Cromwell’s price and to turn the treaty into an
alliance against Spain. From May 8, 1656, onwards, Cromwell’s special envoy,
Lockhart, had been pressing on the French Government Oliver's desire for the
acquisition of Dunkirk, if and when it should be captured from Spain by the
joint forces of France and England. But it was only on November 8 following
that the French Government could bring itself to accept so unpalatable a
proposition; and even then four months more of tedious negotiation were
necessary before the final treaty of alliance was signed on March 23, 1657. In
this form the treaty aimed immediately at the joint reduction by English and
French arms of Gravelines, Mardyk, and Dunkirk. Meanwhile the naval war carried
on by England on her own account against Spain had been slowly progressing, but
beyond Blake’s capture of the Plate fleet (September 10, 1656), it produced
only one great event, the destruction of the Spanish fleet at Santa Cruz (April
20, 1657), a victory soon afterwards followed by Blake's death (August 7).
On land the treaty of March, 1657, led to prompt action on Cromwell’s
part. The English forces landed at Boulogne on May 13, 1657; Mardyk surrendered
on September 25 following. The battle of Dunkirk was fought on June 13, 1658,
and was followed, twelve days later, by the surrender of the town, which was
immediately delivered over to Lockhart in accordance with the terms of the
French treaty.
At home, the elections for the first representative Parliament of the
three kingdoms (Scotland and Ireland had each been allotted 30 members) took
place in the summer of 1654. Under the restrictions imposed by the Instrument,
and in consequence also of the extraordinary precautions taken by the
Government, the Irish and Scotch returns were entirely favorable to the
Administration, the majority of these members being officers of the army. In
England, however, the precautions had not been so successful. Some pronounced
Republicans had been returned, and in the west even some Royalists. But the
main result was decisive. The extreme party, the fanatics and revolutionaries
of the Nominated Parliament, were swept away.
The new Parliament met on September 3, 1654, and almost immediately
proceeded to the consideration of the Instrument. While willing to accept from
the House a constitution which might take the place of the Instrument, Cromwell
and the Council were determined that any such constitution should make
impossible the despotism of a single House by providing for the command of the
militia and for religious freedom. It was in this sense that Oliver harangued
the members in the Painted Chamber (September 12). Before they were readmitted
the members were asked to subscribe to four “fundamentals”. These declared that
government should be by a single person or a Parliament; that Parliaments
should not make themselves perpetual; that there should be liberty of
conscience; and that neither Protector nor Parliament should have absolute
power over the militia. No difficulty was experienced in obtaining the
subscriptions of the majority of the members; and on September 15 the
readmitted subscribers to this Recognition resumed the debate on the
Instrument. For five months the parliamentary warfare continued, until on
January 22, 1655, it was forcibly ended by Cromwell’s dissolving the House in
deepest anger. The difference between the House and the Government covered
practically the whole field of the fundamentals enunciated on September 12
previously by Oliver; but it was the question of the command of the militia and
the threat of disbanding the army implied in the financial proposals of the
Parliament that forced Cromwell's hand, though, as before, the impulsive force
at the crucial moment came, not from his unwilling mind, but from the army
officers. Once again they had, against his truer instinct, forced his hand.
The result of the dissolution was that Cromwell and the army found
themselves in the position from which, during all his remaining years, the
Protector strove in vain to escape that of an unfettered executive, or in other
words a military despotism, with only its self-imposed Instrument as its guide.
The events of the succeeding months were of a nature to test the
validity and legality of such a governmental system. The Royalist plots which
resulted in the isolated risings in Yorkshire and elsewhere (March 8, 1655),
and in Penruddock’s rising in Wilts (March 1114), raised the question of the
trial of the Royalist rebels and revealed an unwillingness on the part of the
Judges to act on a treason trial commission based on no greater authority than
the Instrument. From another quarter the same fundamental objection was raised
in the trial in May, 1655, of a London merchant, Cony, who had refused to pay
customs. Such legal opposition raised the vital questions of the Protector's
right to levy taxes and the validity of ordinances issued under the terms of
the Instrument.
But this questioning of the very fundamentals of the power and existence
of the Protector's Government only resulted in renewed agitation for the
revival of the monarchy (June August, 1655). The civilian element of the
Council favored the expedient, but once again the interference of the army
officers wrecked any possibility of a settlement. Though desirous of remodeling
the Instrument, the officers had, from the rumors of plots and from the patent
failure of two succeeding Parliaments, become convinced of the danger of fresh
constitutional experiments, and had decided for the nonce to adhere to the
prescriptions of the Instrument as the sheet-anchor of the Protectorate. Accordingly,
Royalists were imprisoned without legal warrant (June and July, 1655); and the
new establishment of the army was promulgated by the authority of the Protector
and Council alone (July 31), as was also the scheme of Major-Generals. This
scheme was intended, primarily, as a mechanism for the control of the militia,
and for keeping the Royalists in check; and, secondarily, to supplement or
supplant portions of the local authority of the magistrates. It was adopted on
August 9, and followed by instructions (August 22) and commissions (October
11), with the subsequent adjuncts of county commissions for the preservation of
the peace (September 21). The Government did not even attempt to defend the
legality of these measures.
Under the seventh clause of the Instrument a Parliament was to be called
on September 3, 1654, and after this a fresh Parliament once in every third
year "to be accounted from the dissolution of the present
Parliament". Inasmuch as the Nominated Parliament resigned in December,
1653, the Instrument thus prescribed the calling of a Parliament to meet late
in 1656. In scrupulous observance of this paper constitution writs were sent
out on July 10, 1656, the elections took place in August, and the new
Parliament met on September 17 at Westminster. In spite of the exertions made
by the Government, through the powerful machinery of the Major-Generals, to
secure favorable returns, a great number of the members of the last Parliament
who had been most resolute opponents of the Government were again elected. As a
remedy against this it was accordingly determined to refuse admission to any
member except on the production of a certificate of his having been approved by
the Council of State. This certificate ran as follows : “These are to certify
that is returned by indenture one of the (Knights, etc.) to serve in the
present Parliament for the (County, etc. of ) and is approved by his Highnesses
Council”. Accordingly, after listening to the Protector’s speech in the Painted
Chamber, the members repaired to their House to find persons posted there by
the Protector's appointment to receive from each member the above certificate
as a preliminary to their being allowed to enter. The result of this drastic
and high-handed action on the part of the Administration was at once seen in
the composition and proceedings of the House. Out of a total of 455 not less
than 103 members were excluded for not producing their certificates; of the
remaining 352 members at least 175 were army men, place-holders or relatives of
the Protector. In view of such figures it is easy to understand the obsequious
treatment which the Government received at the hands of the new Parliament. The
“secluded” members petitioned the House for their admission; and thereupon the
sitting members, after hearing the Clerk in Chancery, requested from the
Council of State its reason for insisting on the certificates. On September 22
Lord Commissioner Fiennes reported to the House the Council’s reply, which, in
brief, appealed for the legality of its act to the twenty-first and seventeenth
articles of the Instrument. After a brief debate it was resolved by 115 to 29
to refer the secluded members to the Council, “and that the House do proceed
with the great affairs of the nation”. How many of these secluded members
subsequently made their peace with the Council is not known. The number was
doubtless small, but at least eight of them are subsequently found voting for
the Humble Petition and Advice. It is certain also that this arbitrary act of
the Government disgusted many of the otherwise neutral or favorable members of
the House. For in the division immediately preceding the one detailed above the
numbers had amounted to 195; so that it would appear that over 50 members
withdrew voluntarily or at least abstained from voting.
1653-7] Oliver Cromwell
and the title of King.
The tame and submissive act of the House in thus condoning an outrage
upon itself implied at the outset a tacit acceptance of the Instrument. But the
Parliament was prepared to go much further than this. Even before the elections
had been held, proposals were advanced for making the Protector’s title
hereditary; and from the moment of its meeting the air was thick with rumors of
some impending attempt in this direction and in that of changing the title
itself. The earlier proposals, which had been made in December, 1653, by
Lambert and the officers, and again in December, 1654, by Augustine Garland and
Anthony Ashley Cooper, and again in the summer of 1655 by a civilian petition
in the City of London, had all taken the form of urging Cromwell to take the title
of King. But the narrower form of the project which was now brought forward
differed from these. The present proposal was to make Oliver’s Protectorate
hereditary, the very idea against which Cromwell had so strongly protested in
his speech at the dissolution of Parliament on January 22, 1655.
This first form of the proposal was made on October 28, 1656, by
Major-General William Jephson; and it agitated both the army and the Parliament
all through November. But early in December the matter was dropped; and, when
in February, 1657, it was again brought forward by Sir Christopher Packe, it
had assumed a wider form. The lawyers, under the lead of Whitelock, had seized
upon the proposal with avidity, and in adopting it had extended its range so as
to include the old idea of the revival of the kingly title. Whitelock says, “I
declined the first delivery of the Petition and Advice, not liking several
things in it; but Sir Christopher Packe, to gain honor, presented it first to
the House, and then the Lord Broghil, Glyn, I, and others, put it forward”. Ludlow
says that the Commonwealth’s men fell so furiously on Packe for his presumption
that they bore him down from the Speaker's chair to the bar of the House.
Writing to Monck on the proposal, Secretary Thurloe says, “I do assure you, it
arises from the Parliament only; his Highness knew nothing of the particulars
until they were brought into the House, and no man knows but whether if they be
passed his Highness will reject them. 'Tis certain he will, if the security of
the good people and cause be not provided for therein to the full”.
According to contemporary newsletters “there are two to one for it. The
souldgery are against it in the House and without doors. They mutter but I am
of opinion it will passe... They [the legally minded majority in the House] are
so highly incensed against the arbitrary dealings of the Major-Generals that
they are greedy of any powers that will be ruled and limited by law"”. “All
the Major-Generals voted against it, and most of the officers of the army now
in town talk openly of their dislike to it”.
As a preparation to the great work of the settlement of the
Constitution, the House appointed a fast to be held on Friday, February 7.
Whilst the Commons attended their fast, the officers of the army met “as they
do weekly” at Whitehall, where the business of the kingship was debated; and,
hearing that the Major-Generals were met at the Lord Desborough’s lodgings,
sent a committee to acquaint them with the fears and jealousies that lay upon
them in relation to the Protector’s alteration of his title, and to desire the
knowledge of the truth of things. The Major-Generals hereupon invited them to
come thither, where the Lord Lambert opened the substance of the Bill for
kingship. After several officers had particularly delivered their judgments in
dislike of the thing the meeting broke up. Subsequently on the same day, after
the devotional exercises were done, one hundred officers of the army waited on
Cromwell at Whitehall and, through Colonel Mills as spokesman, presented him
with an address praying that he would not hearken to the title (King), because
it was not pleasing to his army and was matter of scandal to the people of God.
In reply Cromwell disclaimed all knowledge of the proposal till the day before
that Colonel Mills acquainted him with it, and that he had never been at any
cabal about it, and had no delight in the mere vain title of King, but that he
thought it convenient that a check should be put upon the unlimited power of the
Parliament; and, after rating them soundly for always forcing his hand and
making him their drudge, he invited ten of them with some other friends to meet
him and debate things for their satisfaction. The immediate result of Oliver’s
direct appeal was remarkable. Three Major-Generals were won over, the officers
were quieted, and many fell away from the rest. A newsletter of March 5 adds
the sequel : “This day the officers sent a committee to wait upon his Highness
to assure him of their satisfaction in his Highness and of their resolution to
acquiesce in what he should think to be for the good of these nations”. This
temporary conciliatory acquiescence of the army was further evinced when the
first clause of the Remonstrance (as the Petition and Advice was first styled)
came to be debated in the House. It ran as follows : “That your Highness will
be pleased to assume the name of King”. By agreement this clause was postponed
till the end of the debates of the whole House; and on the following day
(Tuesday) “several officers of the army met at Whitehall, and other members of
the Parliament and army joined with them; and upon debate of the business of
kingship much satisfaction was given of the proceedings and result of the House
therein”.
Accordingly on the same day the House accepted without division the
succeeding paragraph empowering Cromwell to nominate his successor. This
unwonted harmony between Parliament and officers remained apparently
undisturbed through the succeeding debates as to the qualifications of members
of Parliament, as to toleration, and as to the revenue. But on the final debate
on March 25, 1657, as to the postponed clause relating to the title of King,
the division revealed that there were 62 against and 123 for it. “There were
several bitter speeches made against it; but they [the malcontents] could not
carry it”. The new draft Constitution thus framed was presented to Cromwell in
the Banqueting House at Whitehall on March 31. Oliver, in reply, asked time to
deliberate. On April 3 he refused the title, and there-with the whole proposed
new Constitution, but not in express or peremptory terms. I have not been able
to find it my duty to God and you to undertake this charge under that
title". On April 8 he repeated his refusal, but in an even more enigmatic
and hesitating form hinting that he desired first to be satisfied of many
things in the Humble Petition and Advice. Seizing the possibility of compromise
which this invitation held out, the House appointed a committee to confer with
him. Of the succeeding conferences there are many, but mutilated and confused,
accounts. These extraordinary debates between Oliver and the committee took
place on April 11, 16, 20 and 21. From the mass of involution and logomachy it
is possible to disentangle Oliver’s clear, strong, rugged conviction that,
though the legal arguments for the kingly title were strong, they did not
establish the necessity of it but only its convenience; and that this was
counter-balanced by the offence which the title would give to the army. The
other objections taken by Cromwell to the Humble Petition and Advice were of
minor import.
Oliver’s rejection of the Petition and Advice in its first form
disconcerted and amazed his supporters in the House. On May 8 several officers
of the army petitioned the House not to press his Highness further; and at
last, on May 19, the Parliament resolved by 77 to 45 to insert the title of
Protector instead of that of King in the Petition and Advice. As so amended, it
was presented to Cromwell on May 25, 1657, and received his assent. Once again
the army officers had triumphed by deciding Oliver’s indecision; once again
their want of practical sense had frustrated a settlement of the nation; and
the lawyers who had boasted that they would make penknives of the soldiers'
swords hung their heads in sullen defeat.
On June 26 Oliver was solemnly invested at Westminster in his new
function, and on the same day, after presenting to the Protector further
clauses additional to and explanatory of the Humble Petition and Advice, the
Parliament was adjourned till January 20, 1658.
Summarized quite briefly, the Humble Petition and Advice laid down that
Oliver should bear the title of Lord Protector of England, Scotland, and
Ireland, and should during his lifetime declare his successor; that he should
call Parliaments consisting of two Houses once in three years at least; the
qualifications of elected and elector were laid down; the Second House was to
consist of seventy persons named by the Protector; a yearly revenue of 300,000
was provided; a Privy Council of twenty was prescribed; and finally, terms of
religious toleration were set out. At the same time it gave Cromwell a
retrospective ratification of his government. Clause 12 ratified his Acts and
Ordinances for the sale of Crown and Church lands; and Clause 16 ratified all
other Acts and Ordinances not contrary to the Humble Petition and Advice
itself.
Before the Parliament reassembled in January, 1658, Oliver had issued
the writs summoning the members of the Second House. The list of these members
contains nine peers and sixty-one commoners.
Accordingly, when Parliament again met on January 20, 1658, it consisted
of two Houses, and Oliver opened it in the House of Lords in the ancient
manner. But the face of the Lower House was now seriously changed. By Clause 3
of the Humble Petition and Advice the excluded members were now freely
admitted, with the result that over 100 (Cromwell himself stated them at 120) of
bitter enemies of the Government were now present. Oliver had also taken more
than forty of his best managers from the Commons to help towards forming his
new Second House, with the further result that the handling of his business in
the Lower House suffered correspondingly. The disastrous consequence of this
double change became quickly apparent. Led by the Republican newcomers under
Scot and Heselrige and by the now recalcitrant officers, who objected to the
very existence of a Second House, the Commons set themselves to question
factiously the title and powers of that House. Oliver tried personal
intervention, and summoned both Houses to his presence (January 25), exhorting
them to unity and particularly to an honest acceptance of the Humble Petition
and Advice as a working Constitution. His efforts were vain. The Republican
party in the Commons had ramifications in the City and in the army; and an
intrigue was set on foot to promote a petition in both those quarters. Under
cover of specious demands for the right of Parliament to control taxation and
for the irremovability of soldiers and officers except by a court-martial, the
petition aimed at a Commonwealth. There was to be sent up at the same time, if
rumor spoke truly, another petition supported by ten thousand persons demanding
the restoration of Charles Stewart. As part of the Republican intrigue, it was
intended, on the presentation of the first of these petitions, to pass a vote
in the House to ask for a limitation of the Protector's power over the army,
and, if need were, to supersede him by Fairfax.
1658] Parliament
dissolved. Royalist rising suppressed.
Oliver had quickly perceived that the question of the status of the
Second House was merely a side-wind by which to raise the larger question of
his own position, and so to tear up the constitutional settlement of the Humble
Petition and Advice. But it was not till he received news of the intrigue
between the Republicans in the House and his army that he saw its full
significance. In a hurricane of wrath, and with a swiftness of decision
characteristic of him in his greatest moments, he dissolved the Parliament
(February 4, 1658).
The dissolution was promptly followed by the arrest of Hugh Courtney,
John Rogers the preacher, Major-General Harrison and John Carew. The immediate
danger from his own army Cromwell met with equal promptitude. Two days after
the dissolution he summoned the officers to the Banqueting House, and there in
a two hours' harangue so prevailed with them that all, with the exception of
seventeen or eighteen, swore to stand by him and the cause. Lambert was
dismissed with a pension; and six officers of the Protector's own regiment,
after a few days spent in futile reasoning with them, were cashiered. They were
all Anabaptists.
The threatened Royalist rising and invasion were dealt with not less
swiftly. This Royalist danger had been impending since before the preceding
December. Royalist congregations had met openly in the City; and a gathering of
Cavaliers on Benstead Downs was only just anticipated in time. Daily arrests of
Cavaliers took place. The sudden dismissal of the Parliament averted the more
immediate danger, but by no means allayed the Protector's fears. On February 25
a proclamation was issued commanding all Papists and Royalists to depart from
London, not to reside within twenty miles of it, and not to leave their homes.
A fortnight later, on March 12, Oliver summoned the Mayor, Aldermen, and Councilors
of the City to Whitehall, and there in the presence of many of the officers
expounded to them in a two hours' speech the imminent danger threatening from
the Royalists and advised them to settle their militia and to put their city in
a posture of defence. The City instantly adopted the advice, and the militia
enlisted cheerfully. Later, on Wednesday, March 20, all the general and field
officers about head-quarters met at Whitehall and signed an address of loyalty
to the Protector. A general search was then made in the City for Royalists, and
many were taken prisoners, including Sir William Waller and Colonel Russell. On
April 13 a High Court of Justice was constituted, and it met on May 12 for the
trial of fourteen Royalists. Mordaunt, the brother of the Earl of Peterborough,
escaped conviction; but Sir Henry Slingsby and Dr Hewet both suffered death,
together with three others of lesser note, Colonels Ashton, Stacey, and
Betteley. While these trials were proceeding, a belated attempt at a rising was
made in London on May 15. The militia were called out, and forty conspirators
were arrested. Some weeks later seven of these were brought before the High
Court (July 1). Six of them were convicted and three executed.
Death of Oliver Cromwell.
Richard Protector. [1658
During the few remaining months of his life Oliver’s Government stood at
its greatest height of power. Abroad his arms had been successful and his
influence decisive; at home all opposition and intrigue, Royalist and
Republican alike, had been beaten down, and his hold over his army remained
unshaken. There is even some evidence that he had gained over such Commonwealth
men as Ludlow, Rich, and Sir Henry Vane. If he had lived to meet the Parliament
which he intended to call late in the year the probability is great that he
would have secured that recognition of his Government and that financial
support from Parliament which in February, 1658, he had only missed through an
unnatural combination of Royalist and Republican intrigue.
But it was not to be. On September 3 he died; leaving an unsanctioned
military absolutism to be administered by a man who had no hold whatever over
the army, no prestige, no administrative gift, no force of character. On the
following day, September 4, 1658, Richard Cromwell was proclaimed Protector. At
some time during Oliver’s last illness he had verbally nominated Richard as his
successor. On all hands, by army and country alike, the new Protector's
accession was peacefully acknowledged; and a fortnight later the officers at
Whitehall unanimously adopted a loyal address to him.
But this unanimity quickly disappeared. Intrigue against the civil power
began afresh in the army; and early in October a petition was presented by the
malcontents, praying that Fleetwood might be appointed General of all the
forces with power to grant commissions, and that none should be cashiered but
by court-martial. Fleetwood himself communicated the petition to Richard, who,
however, firmly refused to part with the power of the sword. For the moment the
agitation was quieted by Fleetwood and Desborough (October 8 and 18); and
hereupon Fleetwood was appointed Lieutenant-General of all the forces. But in
November the agitation among the officers recommenced. They had met several
Fridays in succession at St James'; but until November 12 it is distinctly stated
that they meddled not with the affairs, civil or military. On that day they
began to break out and to hint at some alterations in the army. Accordingly, on
November 19 Richard again met the officers with the object of remaining on good
terms with his army. To all appearance he succeeded in again quieting them. “He
courted them at a high rate” says Whitelock. A fortnight later Thurloe wrote to
Captain Stoakes that those little notions that were in the army were all
quieted and things in good order (November 25, 1658).
When, however, the financial needs of the Government led to the calling
of the expected Parliament, the old antagonism between the military and the
civil power at once emerged again. On December 3 Richard, by advice of the
Council, resolved to call a Parliament to meet on January 27, 1659. Taught by
the experience of Oliver's last two Parliaments, in which the redistribution of
seats (the disfranchisement of the lesser boroughs and an increase in the
representation of the counties) had served only to produce a strong and
independent country gentlemen's party, the Government now resolved to fall back
on the old electoral model. The representation of the counties was cut down to
two knights each, and the petty boroughs received back their franchise. For the
Second House the full number of 70 was summoned; but only 44 at any time
appeared, some declining the summons out of disdain, whilst others were in
their commands at home or abroad. As before, Heselrige, though summoned to the
Lords, sat in the Commons, being elected for Leicester town. The Upper House
therefore remained in this Parliament as despised a nonentity as it had been in
the last one. When the Commons were summoned to the Lords to hear Richard’s
speech at the opening, not more than twelve or fifteen members of the Lower
House obeyed.
On February 1, 1659, a Bill was introduced for the recognition of
Richard's title as Protector. This Bill, which rekindled the fires of faction
and intrigue, was put forward by Thurloe ready-drawn, and represented the
desires of the Court, civilian, and legal parties. In opposition to the measure
were ranged the Republicans, led by Ludlow and Heselrige an opposition intent
on remodeling the Humble Petition and Advice by additional clauses which should
recover to the Parliament the power over the militia and the abolition of the
Protector's veto. The votes of the House, taken on February 21, amounted to the
acceptance of the principle of such remodeling. It is true that the courtiers
were strong enough three days later to pass by 176 to 98 a vote empowering the
Protector to issue orders to the fleet. But this vote was not intended in any
quarter as a settlement of the constitutional question of the command of the
forces. It was to divert the attention of the House from this crucial question
that the courtiers directed the debate to the problem of the Second House and
its recognition, as a preliminary to the greater problem of the fundamentals.
On March 28 it was resolved to recognize the Upper House during the current
Parliament. The numbers on this division (198 to 125) probably represent the
respective strengths of the two parties, Court and Republican.
The division in the House reproduced itself in the army, which was now
split into factions, but in which there had at last emerged triumphant that
cross current of motive personal ambition which during Oliver's life had been
kept sternly under. The factions in the army now consisted of the Commonwealth
men, led by such personalities as Colonel Lilburn; the Wallingford House party
(so called because led by Fleetwood, at whose residence, Wallingford House, the
Council of Officers met from April, 1659, in conjunction with Desborough),
which desired to make Richard its puppet and so rule through him; and a smaller
remaining faction under the lead of Ingoldsby, which sided with the Council in
supporting Richard. Whitelock attributes the succeeding coup d'état to the
Wallingford House party and ascribes it to the personal ambition of Fleetwood.
But it is clear that the Commonwealth men in the army were at one with the
Grandees (the Wallingford House party) in desiring to put an end to a
Parliament in which the Court party were proving too strong for the
Republicans. Nehemiah Bourne's account of Richard's fall distinctly states that
the Republican party in the House, finding itself defeated, applied to the
officers of the army. Several debates were held, but the superior officers were
despondent; nor was it till the generality of the officers took heart and began
to work upon the Grandees, that these began to incline towards reviving the
good old cause.
The Council of Officers
and the Parliament. [1659
Some confirmation seems to be lent to this view by the fact that the
scheme of an army petition was set on foot on the very day (February 14) on
which the Court party had carried the vote of Recognition in the House. On that
day a committee of officers was appointed to draw heads of a petition to be
presented to the Commons. The heads of the petition were resolved upon on April
2, at a great meeting of all the officers at Wallingford House. The petition
itself was presented to Richard on April 6 following and was by Richard
forwarded to the House on the eighth. Ostensibly the main item of the petition
concerned the provision of pay for the soldiers. But the merely formal heads of
the petition were immaterial. The underlying motive and mainspring of the whole
was the army's jealousy of the design of the Court party in the House to vote
Richard the power of the sword as General of all the armies of the
Commonwealth. That scheme had the result of uniting against Richard the
Grandees (who wished their commissions to be secure against Richard), the
Republicans (who detested the Protectorate), and the common soldiers (who were
deceived by current rumors of an impending restoration of Charles Stewart, for
whom Richard was said to be only keeping the saddle warm). The course of events
during the next ten days (April 8-18) can only be reconstructed with the
greatest difficulty. Whitelock says that Richard advised with the Privy Council
as to whether the Parliament should be dissolved or not, and that the majority
were in favor of dissolving it. Ludlow on the other hand vaguely charges
Richard with intriguing with the Parliament, with a view to engaging the House
in his defence as against the Army Council. Nehemiah Bourne says not less
vaguely that Richard intrigued with a section of the army, so as to create a
party of his own there. Not one of these statements is satisfactory. The most
natural explanation seems to be that, until the Parliament had completed the
acceptance of the Humble Petition and Advice, every dynastic interest of his
own dictated that Richard should hold by the Parliament; that, as the army
became more antagonistic to the House, he was obliged to defend the Parliament
against the soldiers; and that, if finally he threw over the Parliament, it
was only as the result of the army revolt and under the pressure of sheer
force.
According to this view (which is borne out by Edward Phillips’ narrative
in his continuation of Baker’s Chronicle), Richard’s change of front could only
have taken place on April 21. But against this view there must be set several
statements. Writing to Lockhart on April 14, Thurloe says, “His Highness a few
days since said that God had revealed it to him that he must sink with or stick
to the party”. Being asked who they were, he said, “The Commonwealths men in
the House”. “Who were they?” he was asked, and he answered, “Sir Arthur
Heselrige and Sir Harry Vane. Charles Stewart and his family must be disowned”.
This highly suspicious statement would seem to indicate that Richard had begun
to change possibly even before the army petition. Again, Lord Broghill says
that Richard gave a commission to Fleetwood and Desborough to hold a Council of
War at Wallingford House. This meeting was probably that which was held on
April 13. At Richard’s request Broghill attended the meeting and thwarted the
designs of the Wallingford House men. He then persuaded Richard to revoke that
commission, and Richard seems to have done so on the following day, going
himself to Wallingford House for that purpose, and, after listening quietly to
the debate for an hour, rising and dissolving that Council. Nehemiah Bourne's statement,
that “they so far obeyed him as to forbear any general meeting”, may refer to
this particular juncture. Finally, yet another version, but probably a
disingenuous one, is contained in Sir Henry Vane's words spoken in the great
debate in the House on April 18, “I heard it abroad and from one in the Council
Chamber I am not able to name the person that the occasion of the calling
together this Council [of War] was by his Highness on purpose to try if they
[the soldiers] would take commissions from him exclusive of the Parliament”. In
the absence of any detailed record of the proceedings of the officers during
this crucial period, April 8-18, the point must be left uncertain. Thurloe's
statement, if it be accepted, must be read as confirming Bourne's assertion
that Fleetwood and Desborough and others went to Richard and dissuaded him from
urging the point of the generalship by his courtiers in the Parliament;
"which he promised them he would, and that there should be nothing done on
it". If true, this must have been prior to the votes in the House on April
18.
It is clear that, although Richard had revoked his special commission
for a meeting of a Council of War (to adopt Broghill’s questionable
terminology), the General Council of the Army did not dissolve itself.
Accordingly on April 18, debating with closed doors, the Commons resolved that
there should be no General Council of the Army save with the consent of the
Protector and both Houses; and, secondly, that no person should have command in
the Army or Navy who declined to pledge himself not to disturb the free
meetings in Parliament.
These votes carried with them by implication that the command of the
army was now to be in the Protector and the Parliament. Richard summoned the
officers to Whitehall on the same day, and there with threats bade them
dissolve their General Council of Officers. Three days later, on Thursday,
April 21, the Mayor and Aldermen of the City presented a petition to Richard
declaring their resolution to stand by him and the two Houses; but they were
followed by the officers of the City trained bands with a representation in
favor of the army petition. Richard sent for his Life Guards, but even his own
regiment marched away and went over to the army, and all the force that
Richard's friendly colonels could raise for him did not amount to three
companies or two troops. Another report puts the situation more clearly, “Thursday
night all the regiments here, both horse and foot, were in arms. That of the
late Lord Pride marched into Whitehall without opposition. His Highness gave
orders to Colonel Hacker’s and other regiments to march to Whitehall for the
preservation of his person; but, having before received other orders from the
Lord Fleetwood, they with all the rest obeyed his Excellencie’s [Fleetwood's]
orders rather than those of his Highness”. That night Fleetwood and Desborough
were closeted with Richard till eleven o'clock, “and then declared their full
satisfaction in what his Highness had then said to answer the desires of, and
to live and die with the armies”.
The result of this coup d'état was quickly seen. On the following day (April 22) Richard signed a commission
dissolving the Parliament. In face of the military revolt engineered by
Fleetwood he had yielded to force, had thrown over the Parliament and with it
the last uncertain chances of constitutionalism, and had thereby signed the
death-warrant of his dynasty and of the Commonwealth. Henceforth till the Restoration
anarchy and the sword prevailed in the land.
If the intention of the Wallingford House party had been to retain
Richard as a tool or puppet, and with him the Protectorate, but shorn of the
command of the army and shorn also of the veto, they quickly found that they
could not prevail against the now rampant republicanism of the inferior
officers. On the very next day (April 23) the Council of Officers sitting at
Wallingford House at once took the direction of affairs, debating the
settlement of the government : whether it should be by way of the Humble
Petition and Advice, by a recall of the Rump, or by again a new constitution.
The Grandees of the army wished for a nominal or mere figure-head Protector;
but the inferior officers, who on the same day held a Council of their own at
St James', demanded a republic.
On May 2 conferences began between representatives of the officers and
of the remains of the Long Parliament; on the 7th the Rump reassembled at
Westminster, and on the 25th Richard sent a message to the House conveying his
formal submission to the new Government whatever this may have meant. If
Richard’s protectorate can be said to have terminated on any particular day or
by any particular act, it was by this submission on May 25, 1659. But, as a
matter of fact, from the dissolution of his Parliament on April 22 he had dropped
out of view as a nonentity.
1649-59] The
Commonwealth Church.
The ecclesiastical history of this period is simply a record of
confusion. The key to the religious problems of the Commonwealth is to be found
in the conflict between the political necessity which drove Oliver to attempt
to conciliate the Presbyterians and that exalted conception of freedom and
toleration which distinguished him beyond all his contemporaries. So
irreconcilable were these two conflicting interests that to the end of the
Commonwealth no religious settlement was ever arrived at. The triumph of the
army meant that of the principle of toleration; but this victory never obtained
full legislative expression, and the remains of the Presbyterian system were
left cumbering the ground. Its position as the legally recognized form of
national Church government was never legally abrogated; and all attempts at a
religious settlement subsequent to 1649 took the form of such a definition of
toleration as would secure the liberty of individual men and congregations on
the one hand, and as would guard the State against the dangers of Popery and
blasphemy on the other.
Such a problem of necessity resolved itself into a discussion, not of
principle or of forms of Church government, but of a definition of fundamentals
of Christian belief. So long as Parliament was not sitting, the problem hardly
existed for Oliver. The religious freedom which he had won with the sword he
was strong enough to keep by the sword; and under his rule a statesmanlike
tolerance prevailed. But whenever Parliament was in session the ineradicable
itch of the theologian-politician for a systematic definition of fundamentals
instantly reappeared. During these periods it is always the Parliament which
plays or tries to play the part of the divine, of the intolerant persecutor. In
1650 the Rump persecuted the Ranters. In February, 1653, it promulgated a
standard of conformity and of toleration; but the scheme was rendered abortive
by the ejection of the Rump. The project of the Nominated Parliament for such a
declaration as would give fitting liberty, whilst discountenancing blasphemies,
met a similar fate. In December, 1653, the Instrument declared for a toleration
“of all professing faith in God by Jesus Christ, provided that liberty extend
not to Popery and Prelacy nor be abused to the disturbance of civil peace”. The
attempt to define these simple words “faith in God by Jesus Christ” led Oliver’s
first Parliament to summon a second Assembly of Divines to draft the
fundamentals of belief (November, 1654). Whilst the Independent divines (now stigmatized
by Baxter as stiffly orthodox) were engaged in their congenial repressive task,
the Parliament was persecuting John Biddle for heresy. But again the whole
contemplated work fell to the ground when, in January, 1655, Oliver dissolved
the Parliament.
In Cromwell’s second Parliament the antagonism between his own
large-minded tolerance and the Parliament’s intolerance was still more
strikingly evinced. He intervened with the object of saving James Naylor from
persecution at the hands of the Commons and refused their Bill for catechizing.
But he accepted the scheme of fundamentals of belief as set out in the eleventh
article of the Humble Petition and Advice. This is therefore the first, and
down to the fall of Richard Cromwell it remained the only, legislative
pronouncement of the Commonwealth period on the subject of toleration.
It is this impotent and delayed legislation which accounts for all the chaos
of parochial Church affairs throughout the period. Presbytery, voluntary
association, separatist congregation and sect existed side by side, with no
legally enforced definition of their position. As between them all the civil
power was only concerned to keep the peace, while maintaining a watchful eye on
Papist and Episcopalian. And indeed, save in a disjointed, piecemeal way, the
Protector's Government never made any attempt at restoring the broken machinery
in the higher ranges of Church organization. The question of tithes was never
settled : the problem of providing maintenance for ministers was whittled down
to the mere granting of augmentations out of certain specific funds vested ad
hoc in the hands of the Plundered Ministers Committee and of the Trustees for
Maintenance, a scheme comparable to the later Queen Anne's Bounty rather than
to anything else. Finally, the only provision made for any trial of the fitness
of ministers and for their ordination was contained in the imperfect machinery
of the Committee for Scandalous Ministers and the Commissioners for Ejection
and the Commissioners for Approbation or the Triers.
Confused and difficult as is the subject of the Commonwealth Church
organization, that confusion and difficulty sink into nothing by the side of
the perplexity of the problem of Commonwealth finance. In 1649 the Exchequer,
so far as its receipt was concerned, was completely out of joint and
practically non-existent. The Customs and Excise, the former of which had
constituted the main branch of Exchequer revenue, were worked through the
Customs House and the Excise Office respectively. The older and more
insignificant and casual sources of Crown revenue formerly received in the
Exchequer had either disappeared, or were administered by a parliamentary
committee styled the Committee for the King’s Revenue. Many, too, of the
Exchequer officials had followed the King to Oxford, carrying with them the
mysterious knowledge which was necessary for the working of that ancient
institution.
On the other hand, the enormously increased financial needs of the Civil
War period had necessitated the invention of new financial machinery. Even had
it existed, the old Exchequer Receipt system would have been quite unable to
cope with the problem of organizing and auditing the ever-increasing stream of
new forms of taxation and revenue. In the absence of any adequate machinery,
therefore, the Long Parliament was for twelve years reduced to working the
complicated financial system by means of special committees. The names of those
committees are legion. Each one had its own treasurer and treasury, and orders
for payment were issued upon these various treasuries or funds indiscriminately
by the Parliament or by the Committee of Both Kingdoms. By the time of the
establishment of the Commonwealth, however, these various committees,
treasuries, or funds had been reduced to the following:
(1) The Committee for the Advance of Money, sitting at Haberdashers’
Hall, appointed in November, 1642, to provide the sinews of war for the
Parliamentary party; and the Committee for Compounding (with Delinquents),
sitting at Goldsmiths’ Hall. From April, 1650, these two Committees are
practically identical; after February, 1654, they are known as the Committee
for Sequestration.
(2) The Prize Office, in Thread Needle Street.
(3) The Revenue Committee. This had formerly been styled the Committee
for the King’s Revenue, but at the establishment of the Commonwealth its title
was changed to that of the Committee for the Public Revenue. It administered
such parts of the old Crown revenues as had formerly been paid through the
sheriffs, viz. casualties, the Crown lands, etc.
(4) The Treasurers at War, who administered the regular monthly
assessments.
(5) The Treasurers for Sale of Dean and Chapter’s lands.
(6) The Excise Office in Broad Street in the City.
(7) The Customs, managed from the Custom House.
But there were also other committees which, while apparently not
administering, i.e. receiving and handling funds (being themselves fed by funds
from the other treasuries above named), had the disposal of funds; that is to
say, were empowered to issue money warrants. Such were the Navy Treasury, the
Treasury of the Council of State, and so on. Finally the Committee for taking
the Accounts of the Kingdom, which sat at Worcester House or the Duchy House,
was an audit committee.
Even before the establishment of the Commonwealth the inextricable
confusion produced by the coexistence of these various separate financial
machines had been keenly felt; and, from 1649 onwards, repeated attempts were
made both by the Council of State and by the Parliament to reduce the system to
order. On July 16, 1649, the Council of State appointed a committee to consider
how the whole income and expenditure of the Commonwealth might be brought under
the control of a single institution. Committee after committee was appointed
with the same purpose by the Council (August 16, October 11) and by the
Parliament, until in November, 1649, the Council had got so far as to draft an
Act for the purpose of bringing all public money into one treasury. There for
the time, however, the matter slept; but in July, 1652, it was again taken up
by the Council (July 22), and three months later in the House (October 1).
Accordingly, on December 10, 1652, an Act of Parliament passed appointing four
commissioners to enquire into the several revenues and treasuries of the
Commonwealth and the bringing of them into one system. All this parliamentary
legislation on the subject was, however, rendered fruitless by the abortive
termination of the Rump and after it of the Nominated Parliament. It was
therefore not until June 21, 1654, that the Act for bringing the public
revenues of the Commonwealth into one treasury was passed; and then it was
issued on the authority merely of the Protector and his Council. This Act,
which re-established the receipt of the Exchequer as from 1654, June 24, for
the receiving of all moneys representing the old hereditary and casual revenues
of the Crown, and of Customs, Excise, and Prize goods, requires scanning
narrowly before it gives up its whole secret. It practically restored the old
Exchequer system in its entirety both for receipt and issue, but only for such
funds as had been administered by the Exchequer before the outbreak of the
Civil War. It therefore did not give to the re-established Exchequer the
administration of the monthly assessments. On this head the Act was
significantly silent.
Why did not Cromwell turn the Assessments into the Exchequer? The
problem is a most interesting one; and the answer is not wholly clear. There
were probably two reasons. First, the old Exchequer system had never managed
monthly assessments on the plan adopted during the Civil War. It had only
managed the old-fashioned subsidies of Tenths and Fifteenths, etc.; and was
consequently neither by its records nor by its mechanism fitted at the moment
to undertake the working of the novel institution of the assessment. Secondly,
Oliver was doubtless jealous of keeping the means of supplying his army under
his own eye and hand, unfettered by any of the sacrosanct constitutional
safeguards as to the issue of money (privy seals, etc.) which had gathered
round the Exchequer system through centuries of English history, and which were
now revived as part of it. By keeping the administration of the assessments in
the hands of the Treasurers at War, and so under his own immediate power, he
escaped all conflict with those hoary constitutional safeguards and he at the
same time evaded all that liability to audit which throughout English history
has been the chief glory of the Exchequer system. It must therefore be
carefully borne in mind that from June, 1654, onwards there were two parallel
Treasuries in England, (1) the Exchequer administering the old hereditary
revenues of the Crown, including Customs and Excise, and (2) the Treasurers at
War, administering the assessments.
In so rapid a survey as this it is quite out of the question to attempt
a statement of income and expenditure for the years 1649-54 that is for the
years during which the multifarious Treasuries above described were in
existence. But from 1654 onwards it is possible to furnish a brief statement
and authentic figures. During the five-and-a-half years from Michaelmas, 1654
(when the Exchequer opened its doors) to Easter, 1660, the total income
received in the Exchequer was £4,745,358, yielding an average of £862,791 per
annum. The total receipts of the Treasurers at War during the period June 24,
1654, to Easter, 1660, from assessment was £3,576,174, or an average of
£621,908 per annum. The total average annual yield therefore of all revenue (Exchequer
revenue and assessments combined) was £1,484,699 per annum. It must be borne in
mind that these figures do not include the following items :
(1) Such portions of the receipts from the sale of, and the doubling
upon, Crown lands (which from 1649 onwards produced ,1,993,951) as were
realized within the above period of five years and a half, since this fund was
separately administered by its own Treasurers;
(2) the similar portions of the moneys raised by the sale of Dean and
Chapter lands (which from 1649 onward produced £980,724 by August 31, 1650, and
possibly a further £503,178 later), since this fund also was likewise
separately administered. Of the sale of Bishops' lands no account has survived;
but the sale had probably been completed, and the money expended, before 1654;
(3) the ecclesiastical revenues which were administered by the Trustees
for the Maintenance of Ministers. This fund amounted to roughly £110,000 per
annum;
(4 and 5) the revenue of Scotland and that of Ireland.
The figures, given above, however, include all receipts from
sequestrations from September 29, 1654, onwards, as from that date all such
moneys were received by the Receivers-General of the Counties and by them were
accounted for in the Exchequer. The present writer has calculated that on an
average there was a deficit of from £400,000 to £500,000 yearly on the total
expenditure of the three kingdoms. In the statement for the year 1659, which is
printed in the Commons Journals and in the Report on the Dartmouth MSS, the
total revenue for England, Scotland, and Ireland is given as £1,868,717. 9s.
Od.; the total expenditure as £2,201,540. 15s. 4d.; thus leaving a deficit of
£332,823. 6s. 4d, and this was at a time when the expenditure was much less
than in the preceding years. It may be very roughly reckoned that the
extraordinary sources of income (viz., the sale of Bishops' lands, Royalist
compositions, and the sales of Crown lands and of Dean and Chapter lands) made
up this yearly deficit and kept the Commonwealth fairly solvent till about
1654, from which time onwards the deficit became an accruing and
ever-increasing debt. In 1659 this debt is estimated in the Commons Journals at
£2,474,290. 0s. Id., which if averaged for the five-and-a-half years' period as
above would make the annual deficit tally with the average deficit of £400,000
to £500,000 estimated above. There can be little doubt that the practical
repudiation of the greater part of this debt at the Restoration was an act of
national bankruptcy, and that the consequent distress among the creditors of
the nation must have been one of the most decisive causes of the commercial and
financial stagnation which ensued immediately upon the Restoration.
The effect which this financial strain produced upon the economy and the
policy of the Commonwealth may be stated in a very few words. It consisted in
the ever-recurring desire, or attempt, to reduce the standing army and to
substitute for it the militia. The militia was a wholly inexpensive force; and,
what was more important still, the burden of its maintenance would have been
local, not national. This desire has throughout only one basis, namely,
retrenchment. Whatever later polemical writers may have thought or think to the
contrary, there never was in it throughout the Commonwealth period anything
political. Over and over again the scheme split and was brought to naught,
because the militia could not be trusted. On this point Dr Gardiner’s estimate
of the chances of Oliver’s ever securing a loyal militia is probably far too
favorable. There never was any substantial prospect of such a consummation.
When the scheme was at last firmly tried it brought with it the institution of
Major-Generals as a necessary concomitant, for the simple reason that the
Government dared not trust the militia to the hands of the old County
Lieutenants, who were Royalist to a man. And the abolition of the
Major-Generals, after a brief experience of them, is to be regarded as the
result, not so much of the revolt of the country against their tyranny and
repressive Puritanism, as of the perception on Oliver's part that the whole
militia movement was a failure, and that it was consequently impossible, while
leaning on so broken a reed, to risk a great disbandment of the standing army.
From this source, or indeed from any other, financial relief was destined never
to come to Oliver or his son. The clear perception of this only brings out in
stronger relief the unfaltering courage with which, in spite of all, Oliver
pursued his high and strong foreign and domestic policy.
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