CRISTO RAUL.ORG ' |
READING HALLCAMBRIDGE MEDIEVAL HISTORY |
THE
CHAPTER XX
FOUNDATIONS OF SOCIETY (ORIGINS OF FEUDALISM)
THE whole period of European history extending roughly
from AD 476 to AD 1000 appears at first sight as an epoch of chaotic
fermentation in which it is almost impossible to perceive directing principles
and settled institutions. The mere influx of hordes of barbarians was bound to
break up the frame of Roman civilisation and to
reduce it to its rudimentary elements. But what made confusion worse confounded
was the fact that the Teutonic, Slavonic, and Turanian invaders had come with social arrangements of their own which did not disappear
at the mere contact with the Roman world, leaving, as it were, a clean slate
for new beginnings, but survived in a more or less shattered and modified condition.
And yet when the eye becomes somewhat accustomed to
the turmoil of the dark ages, one cannot but perceive that certain principles
and institutions have had a guiding influence in this checkered Society, that
there is a continuous development from Roman or barbaric roots, and that there
is no other way to explain the course of events during our period but to trace
the working of both these elements of social life.
One of the principles of concentration which seemed at
the outset to give fair promise of robust growth was kinship. Nature has taken
care to provide the most primitive human beings with ties of relationship which
raise them over individual isolation. Man and wife keep together, parents rear
up their children, and brothers are naturally allied against strangers. Of
course, much depends on the kind of union arising between man and wife, on the
share of each parent in the bringing up of children, and on the views as to
brotherhood and strangers. But before examining the particular
direction taken by these notions in the case of the Teutonic tribes with
whom we are primarily concerned, let us notice the fact that, whatever shape
the idea of kinship may have taken, it was certainly productive of most important
consequences in the arrangement of early Germanic Society. When Caesar has to
tell us about the occupation of territory by a Germanic tribe he dwells on the fact that the tribal rulers and princes assign land to clans (gentes) and kindreds of men who have joined
together. We need not try to put a very definite meaning on the curious
difference indicated by the two terms : it is
sufficient for our present purpose to take note of the fact that the idea of
kinship lies at the root of both : a Germanic tribe as described by Caesar was
composed of clans and clan-like unions. And when Tacitus speaks of the military
array of a tribe, he informs us that it was composed of families and kindreds (familiae et propinquitates) . No wonder we read in the poem of Beowulf that the coward
warrior disgraces his whole kindred and that the
latter has to share in his punishment.
Like the Roman gentes,
the Keltic clans and septs, the kindreds of the Teutonic tribes were based on
agnatic relationhip, that is on relationship through
men, the unmarried women remaining in the family of their fathers or brothers
while the married women and their offspring joined the families of their
husbands. There are not many traces of an earlier "matriarchal"
constitution of Society, except the fact mentioned by Tacitus, that the Teutons
considered the maternal uncle with special respect and, indeed, in taking
hostages, attributed more importance to that form of relationship than to the
tie between father and son. It is not unlikely that this view goes back to a state of affairs when the mother stood regularly under the
protection of her brother and her children were brought up by him and not by
their father. The mother's kin maintained a certain subsidiary recognition even
in later days : it never ceased to be responsible for
the woman which came from it, and always afforded her protection in case of grievous illtreatment by the husband; a protection which in
some cases might extend to children. Nevertheless in
the ordinary course of affairs, the father’s authority was fully recognised and the families and kindreds of the host must
have been chiefly composed of agnatic groups bearing distinctive names from
real or supposed ancestors and tracing their descent from him through a
succession of males. In Norse custom these agnatic relations formed the
so-called bauggildi, that is the group
entitled to receive, and to pay, the arm-rings of gold constituting the fine
for homicide. The payment and reception of fines are, of course, the other side
of the protection afforded by the kindred to its members. Not the State but the
kindred was primarily appealed to in the case of aggression, and the maegths, aets, Geschlechter, farae, or
whatever the kindreds were called by different tribes, resorted to private war in order to enforce their claims and to wreak revenge on
offenders. It is easy to picture to ourselves the importance of such an
institution by the contrast it presents to present social arrangements, but in order to realise fully how
complex this system came to be, let us cast a glance at the distribution of
fines in one of the Norwegian laws - in the so-called Frostathingslov regulating the legal customs of the north-western province of Throndhjem.
In this Frostathingslov we
read first in case six marks of gold are adjudged, what everyone shall take and
give of the rings (baugar). The slayer or the
slayer’s son shall pay all the rings unless he has vissendr to help him. The question is, who are called so, and
here is the answer. “If the father of the slayer is alive, or his sons or
brothers, father’s brother or brother’s son, cousins or
sons of cousins, they are all called vissendr.
And they are so called because they are sure (viss)
of paying the fines which are to be paid... (c. 3). The slayer or the slayer’s
son shall pay to the son of the slain the principal ring of the six marks of
gold, namely five marks of weighted silver. The father of the slayer shall pay
as much to the father of the dead; the brother of the slayer shall pay the
brother of the dead four marks less two oras;
the father’s brothers and the sons of the brother (of the slayer) shall pay to
the father’s brothers and to the sons of the brother of the slain 20 oras. And the first cousins and their sons.. .shall pay.. .13 oras and an örtog...
By the side of the bauggildi,
the agnatic group bearing the principal brunt of collisions and claiming the
principal compensation payments, appear the nefgildi,
the personal supporters of the slain, respectively of the offended man. These are connected with him through his female relations.
Together with the bauggildi group they would
form what was termed a cognatio by the Romans,
that is the entire circle of kinsmen. The relative importance attached to the
two sides of relationship was generally expressed by a surrender of two-thirds
of the wergeld, the slain man’s price, to the
father’s kin and of one-third to the mother’s kin. With mother’s kin, however,
one would have to reckon also the relations through
sisters, aunts, nieces, etc. In fact the nefgildi would correspond to what the continental
Germans called the spindle side of relationship, while the bauggildi constituted the spear side. For purposes of organization the spear side formed
a solid group, while the spindle side was divided among several agnatic groups
according to the position of the husbands of women supposed to carry the
spindles.
The natural advantage of the bauggildi or spear kindred found another expression in the fact that in the earlier
customary law of Teutonic tribes women were not
admitted to inherit land. It was reserved to men as fighting members of the
kindred, and the coat of mail went with the land inheritance. (Lex Angliorum et Werinorum)
Besides the power of protecting and revenging its members the kindred exercised
a number of other functions : it acted as a contracting party in settling marriages
with members of other kindreds; it exercised the right of wardship in regard to
minors; it provided a family tribunal in case of certain grievous offences
against unwritten family law, especially in the case of adultery; it supported
those of its members who had been economically ruined and were unable to
maintain themselves; it had to guarantee to public authorities the good behaviour of its members if they were not otherwise
trustworthy.
Altogether the German system of kinship at starting
resembled that of Greece and Italy and of the Celtic tribes as a comprehensive
arrangement of society on clan-lines. One of the most momentous turning-points
in the history of the race consists in the fact that Germanic Commonwealths did
not, on the whole, continue to develop in this
direction. The natural kindreds were too much broken and mixed up by the
migrations, the protracted struggle with the Romans and the confusion of the
settlement on conquered soil. There was a loss of that continuity of tradition
and comparative isolation which contributed powerfully to shape the tribal
arrangements of other Aryan races, more especially of the Celts of Scotland,
Wales, and Ireland, and of the Slavs in the Balkan mountains.
It is interesting to notice, however, that where the necessary seclusion and
continuity of tradition did exist a complicated federation of clans might
spring up. The classical case within the region of Germanic settlements is that
of the Ditmarschen in Schleswig-Holstein.
“The propinquitates, parentelae, proximi (of
the Ditmarschen), German Vründ,
or as they are called in charters from the fourteenth century the Slachten, Geschlechter (kindreds), are close associations, the members of which are bound to help each
other in private war and revenge, before the courts and in case of economic
difficulties. They are very different in size, the
largest being that of the Wollermannen who, as Neocorus tells us, were able to send 500 warriors
into the field. It happens that the kindreds admit new men after an examination
of their worth....Most kindreds originate in voluntary
leagues or associations. But the right to membership is inherited by all male
descendants. The kindreds (Geschlechter) are
subdivided accordingly into narrower groups of kinsmen the Kluften and brotherhoods.
Although as a rule the arrangement on lines of
relationship declined steadily and rapidly, we witness the existence and operations
of kindreds in most Western countries in the earlier centuries of the Middle
Ages. The Allemannic Law, for instance, tells us that
disputes as to land are carried on by kindreds (genealogiae),
and a Frankish edict of 571 asserts the right of direct descendants and
brothers to inherit land against traditional claims of neighbors which could
only have been based on the conception of a kindred owning the land of the
township (Edictum Chilperici).
The Burgundians were settled in farae, and
among the Bavarians five kindreds enjoyed special consideration. In a Bavarian
charter of 750 the kindreds of the Agilolfings and of Fagana grant land to a bishop of Freising. In these cases the
kindreds are represented by certain leaders and their consortes et participes. The maegths of the Angles and Saxons, the aets of the
Scandinavians appear often in legal custom and historical narratives, and, in
the light of such continental parallels, it seems more than probable (though
this has been disputed) that a good number of English place-names containing the suffix ing were derived from
settlements of kindreds. The Aescingas, Effingas, Getingas, Wocingas, mentioned in Saxon charters in Surrey, as well as
numbers of similar names, have left an abiding trace in local nomenclature.
Later Traces of Kinship
In this way the kindreds did not disappear from the
history of Western Europe without leaving many traces, and such traces were
most noticeable in the case of noble families keenly interested in tracing
their pedigrees and able to keep their cohesion and privileges. But even of the
nobility the greater part of them arose through the success of new men and
especially through service remunerated by kings and other potentates. As for
the rest of the people it became more and more difficult to keep up the neatly
framed groups of kinsmen. From being definite organizations the kindreds were
diverted into the position of aggregates of persons claiming certain rights and
obligations in regard to each other. The complicated wergeld protection ceases to be enforceable. A man’s
life is still taxed at a certain sum, but this sum will be levied under the
authority of the government, and this government will try to prevent feuds and
even to legislate against the economic ruin in which innocent persons are
involved by the misdeeds of their relations.
The same Frostathingslov,
from which I have quoted a paragraph as to the distribution of rings of wergeld, is very much concerned about the disorder and
disasters which follow on blood feuds. (Inledning) : “It is known to all to what extent a perverse custom has
prevailed in this country, namely that in the case of a homicide the relatives
of the slain try to pick out from the kindred him who is best (for revenge),
although he may have been neither wishing, willing, nor present, when they do
not want to avenge the homicide on the slayer even if they have the means”. And
in Eadmund I’s legislation we find enactments which
free the magas, the kindred, from all
responsibility for the misdeeds of the kinsman, unless they want of their own
accord to come to his help in the matter of paying off the fine.
As regards the very important department of landed
property, the collective right of kinsmen as to land yields to customs of
inheritance which still savour of the original view
that individuals only use the land while the kindred is the real owner, but the conception is embodied in a series of consecutive
individual claims. In Norway, for instance, odal land ought to remain in the
kindred, but this means that if some possessor wishes to sell it, he has to
offer it to the heirs at law for pre-emption, and that even after a sale to a
stranger has been effected the rightful heir may
reclaim the land by paying somewhat less than the sum given for it by the
outsider.
Adoption
Let us, however, go back to a time when the social
co-operation and defensive alliance of a group of strong men was recognised as a most efficient means of getting on in the
world and of meeting possible aggression. People born and bred in a mental
atmosphere instinct with such views were not likely to surrender them easily
even if circumstances were against their realization on the
basis of natural kinship. Blood relationship is surrounded by artificial
associations assimilated to relationship, and acting as its substitutes by
adoption, artificial brotherhood, and voluntary associations of different
kinds. The practice of adoption did not attain in Teutonic countries the
importance it assumed in India, Greece, or Rome. One of the causes of its
lesser significance lay in the early predominance of Christianity which
prevented Germanic heathendom from developing too powerfully the side of
ancestor worship. But yet we find practices of
adoption constantly mentioned in different Teutonic countries. The adopted father
became, of course, a patron and leader and, on the other hand, looked to his
adopted son for support and efficient help. The ceremony of setting the new
child on the parent's knee was a fitting expression of the tie created by
adoption.
A certain difficulty in the reading of our evidence as
to adoption arises, however, from the fact that a “foster-father”, as well as a
“foster-mother”, was sought, not for the sake of protection and lordship, but
for providing the material care needed by children under age.
The great people of those days were often loth to devote their time and
attention to such humble occupations, and a common device was to quarter a boy
with a dependent, a churl of some kind, who would have to act as a proper
foster-father in rearing the child in the same way as a nurse would do for
infants. A curious example of the contrast between the two forms of artificial
fatherhood is presented by the Norse Saga of King Hakon, Aethelstan’s foster-son.
Young Hakon is sent by his
father Harald to the court of the powerful ruler of England, King Aethelstan, who receives him kindly and lets him sit on his
knee, adopting him thereby as his son. No sooner has the boy sat down on the
knee of the monarch of Britain than he claims Aethelstan as Harald’s vassal, because he has taken up the duty of a foster-father. In
Scandinavian laws adoption in the form of aetleiding,
admission to the kindred, appears complicated with emancipation from slavery.
The unfree man receiving his freedom drinks “emancipation ale” with the members
of his new kindred and afterwards steps into a shoe roughly prepared from the
hide of an ox’s foreleg. This latter ceremony symbolises the coming in of the new member of the kindred into all the rights and
privileges of the kinsmen who have admitted him into their midst. The connexion between both sides of this rite adoption and
emancipation seems to be provided by the frequent recourse to aetleiding in the case of sons born to Scandinavian
warriors by their unfree concubines. But the ceremonies are characteristic of
any kind of adoption bringing new blood and new claimants into a kindred of old standing.
Another form of union constantly occurring in Teutonic
Societies was artificial brotherhood. A common practice for starting it was to
exchange weapons; sometimes each of the would-be brothers made a cut on his arm
or chest and mixed the blood flowing from it with that of his comrade. The
newly created tie of brotherhood was usually confirmed by an oath; a historical
instance of this variety is presented by the arrangement between Canute and Eadmund Ironside. This kind of artificial relationship lent
itself readily to the formation of fresh associations not engrafted on existing kindreds, but carrying the idea of close alliance into
the sphere of voluntary unions. We hear of “affratationes”
among Lombards, of “hermandades”
in Spain, and the English gilds are a species of the same kind. The Anglo-Saxon
laws tell us of gilds of wayfarers, who evidently found it necessary to seek
mutual support outside the ordinary family groups. In the later centuries of
Anglo-Saxon history gilds appear as religious and economic, as well as military
institutions, and they are closely akin to Norse associations of the same name.
Here are some paragraphs from the statutes of the thanes gild in Cambridge organised some time in the eleventh century: “That then is
first, that each should give oath on the holy relics to the others, before the
world, and all should support those who have the greatest right. If any
gild-brother die, let all the gildship bring him to
where he desired.., and let the gild defray half the
expenses of the funeral festival after the dead....And if any gild-brother
stand in need of his fellows’ aid it be made known to his neighbour...
and if the neighbor neglect it, let him pay one pound... And if anyone slay a
gild-brother, let there be nothing for compensation but eight pounds, but if
the slayer scorns to pay the compensation, let the whole gildship avenge their fellow... And if any gild-brother slay a man... and the slain be a twelfe hynde man, let each
gild-brother contribute a half-mark for his aid; if the slain be a ceorl two oras; if
he be Welsh one ora”.
The principles of artificial relationship were easily
carried over into the domain of rural husbandry and landed property. A custom
with which one has to reckon in all Teutonic countries
is the joint household, the large family of grown-up descendants living and
working with their father or grandfather. It may also consist of brothers and
cousins continuing to manage their affairs in common after the death of the
father or grandfather. In the first case the practice implies a reluctance to
emancipate grown-up sons and to cut out separate plots for them. In the second
case the joint household gives a peculiar cast to Succession. The partners are Ganerben, joint heirs, and each has an ideal share
in the common household which falls to his children or accrues to his fellows
on his death. The Ganerbschaft proved an
important expedient in order to reconcile the equality
of personal rights among co-heirs with the unity of an efficient household. But
the existence of the “joint inheritance” was not enforced by law
: it resulted from agreement and tradition and could be dissolved at any
given moment.
Households
The tenacity and wide diffusion of these unions in
practice prove the value of such co-operative societies and the strength of the
habits of mind generated by relationship. The same causes operated to give a
communal cast to economic associations formed by neighbours or instituted by free agreement among strangers. We cannot generally trace the
rural unions of the mark, the township, the by, to one or the other definite
cause. In some cases they must have grown out of the
settlement of natural kindreds; in other instances they were generated by the
necessity of combining for the purpose of settling claims of neighbours and arranging the forms of their co-operation;
in many cases, again, they were the product of the settlement of colonizing
associations or military conquerors. But in all these instances the people
forming the rural group were accustomed by their traditions of natural or
artificial kinship to allow a large share for the requirements of the whole and
to combine individual efforts and claims. The contrast between individualism
and communalism was not put in an abstract and uncompromising manner. Both
principles were combined according to the lie of the land, the density of
population, the necessities of defence, the utility
of co-operation. In mountain country the settlements would spread, while on
flat land they would profit by concentration. Forest clearings would be
occupied by farms of scattered pioneers; the wish to present a close front to
enemies might produce nucleated villages. At the same time, even in cases of
scattered settlements there would be scope left for mutual support and the
exercise of rights of commons as to wood and pasture, while in concentrated villages
the communalistic features would extend to the allotment regulation and
management of agricultural strips. But all these expedients, though suggested
by custom, were not in the nature of hard and fast rules, and in the face of
strong inducements they were departed from. A new settler joining a rural
community of old standing had to be admitted by all the shareholders of the
territory, but if he had succeeded in remaining undisturbed for a year and a
day or in producing a special licence to migrate from
the King, he could not be ousted any more. A householder who had special
opportunities as an employer of slaves, freedmen, or free tenants, could easily
acquire ground for his exclusive use and start on an individualistic basis.
There is ample evidence to show that in the earlier centuries
the customs and arrangements of kindreds and of associations resembling them
were widely prevalent, while private occupation formed an exception. Matters
were greatly changed by the conquest of provinces with numberless Roman estates
in full working order and with a vast population accustomed to private
ownership and individualistic economy. But it took some time even then to
displace old-fashioned habits, and in the northern parts of France, in England,
in Germany, and in the Scandinavian countries communalistic features in the treatment of arable and pasture asserted
themselves all through the Middle Ages as more consonant with extensive tillage
and a complex intermixture of the claims of single householders. The point will
have to be examined again in another connection, but it is material to emphasise at once that the rural arrangements of Teutonic
nations were deeply coloured by practices generated
during an epoch when relations of kindreds and similar associations were
powerful.
The possibility for strong and wealthy men to make
good their position as individual owners and magnates was partly derived from a
germ existing in every Teutonic household, namely from the power of the ruler
of such a household over the inmates of it, both free and unfree. Even a ceorl,
that is a common free man, was master in his own house and could claim
compensation for the breach of his fence or an infraction of the peace of his
home. In the case of the King and other great men the fenced court became a
burgh, virtually a fortress. Every ruler of a household, whether small or
great, had to keep his sons, slaves, and clients in order and was answerable
for their misdeeds. On the other hand he was their
patron, offered them protection, had to stand by them in case of oppression
from outsiders and claimed compensation for any wrong inflicted on them. In
this way by the side of the family and of the gild or voluntary association of
equals another set of powerful ties was recognised by
legal custom and political authority the relations between a patron and his
clients or dependents. The lines of both sets of institutions might coincide,
as for instance, when the chieftain of a kindred acted as the head of a great
household, or when a gild of warriors joined under the leadership of a famous war-chief. Bu they might also run across each other and
develop independently : there were no means to make
everything fit squarely into its place.
Personal Subjection
The contrast between the permanent arrangements of the
tribes and the shifting relations springing from personal subjection and
devotion seemed very striking to Roman observers. Tacitus in his tract on the
site and usages of Germany describes the institution of the comitatus, the
following gathered around a chief. While in the tribe the stress is laid on the
unconquerable spirit of independence and the lack of discipline of German
warriors, in the comitatus Tacitus dwells on exactly opposite features. The
follower, though of free and perhaps of noble descent, looks up to his chief,
fights for his glory, ascribes his own feats of arms to his patron, seems to
revel in self-abnegation and dependence. Of course, such authority is acquired
and kept up only by brilliant exploits and successful raids, so that if a
particular tribe gets slack in these respects, its youths are apt to leave home
and to flock abroad around warriors who achieve fame and obtain booty. Thus the comitatus appeared chiefly as a school of military
prowess and young men entered it as soon as they were deemed fit to receive
arms. It was capable of developing into a mighty and
permanent political factor. Arminius and Marbod were
not merely tribal chiefs but also leaders of military followings, and it is
difficult to make out in every instance whether the greater part of a barbaric
chieftain's authority was due to his tribal position or to his sway over his
followers.
The peculiar features of Germanic social organisation were greatly modified by the conquest of Roman
provinces and the formation of extensive states in the interior of Germany and
in Scandinavian countries. The loose tribal bonds make way for territorial unions
and Kingship arises everywhere as a powerful factor of development. As regards
territorial arrangements the hundred appears as a characteristic unit in nearly
all countries held by Teutonic nations. It seems based on approximate estimates
of the number of units of husbandry, of typical free households in a district;
each of these households had to contribute equally to the requirements of
taxation and of the host, while the heads or representatives of all formed the
ordinary popular courts. Such territorial divisions could not, of course, be
framed with mathematical regularity and even less could they be kept up in the course of centuries according to definite standards,
but the idea of equating territorial units according to the number of
households proves deeply rooted and reappears, e.g., in England in the
artificial hundreds based on the hundred hides of the Dane law assessment.
The Gaue
By the side of these more or less
artificial combinations rose the Gaue (pagi), or shires, mostly derived from historical
origins, as territories settled by tribes or having formed separate
commonwealths at some particular time. Such were, for instance, the
south-eastern shires of England Kent, Sussex, Essex, Norfolk, Suffolk, etc.
Roman writers lay stress on the tendency of Germanic nations towards autonomy
of the different provinces and subdivisions of the tribe. Caesar says that in
time of peace they had no common rulers but that the princes of regions and
districts administered justice and settled disputes among their own people. A
section of a tribe, a gau as it was styled,
could sometimes follow its own policy: Ingviomer’s pagus, e.g., did not join with the rest of the Cherusci in Arminius’ war with the Romans. But continual
military operations not only forced the tribes to form larger leagues, but also
to submit to more concentrated and active authorities. Kingships arose in this
connection and Tacitus tells us that royal power exercised a great influence in
modifying the internal organization of the people. It was hostile to the
traditional noble houses which might play the part of dangerous rivals, and it
surrounded itself with submissive followers whom it helped to promotion and
wealth so that freedmen protected by the King often surpassed men of free and even
of noble descent. Tacitus’ remarks on the social influence of Kingship are
fully borne out by the state of affairs after the
Conquest.
It is clear that the occupation of extended territory over which Germanic
warriors were more or less dispersed contributed powerfully to strengthen the
hands of the King. Without any definite change in the constitution, by the
sheer, force of distance and the diversion caused by private concerns the King
became the real representative of the nation in its collective life. There
could be no question of gathering the popular assembly for one of those
republican meetings described by Tacitus where Kings and princes appeared as
speakers, not as chiefs, and had to persuade their audience instead of giving
commands. Thus the popular assemblies of the Franks
degenerated into gatherings of the military array which took place once a year
in the spring, first in March, later on in May. These meetings were not
unimportant as they brought together the King and his folk and offered an
occasion for some legislation and a good deal of private intercourse with
persons who came from distant parts of the Kingdom. But the assembly was not
organized for systematic political action or for regular administrative
business. So the King remained the real ruler of his
people in peace and war, and the persons he had to reckon with were the princes
of his house, the officers of his household, magnates of different kinds, and
the clergy.
The absence of a definite constitution gave rise to a
great deal of violence : indeed violence seems to have
been the moving power of government. It impressed people’s imagination and even
wise rulers could not dispense with it. The famous story of the Soissons
chalice is characteristic of the whole course of affairs in Gaul under the
Merovingian Kings. Clovis tries to save a precious chalice for the Church after
the taking of Soissons and puts it by as an extra share of the loot. A common
Frankish soldier, however, does not want to submit to any such privilege and
cleaves the chalice with a stroke of his battle-axe. “The King is not to have
more than his share”, he explains, and Clovis dares not curb his unruly follower in the presence of comrades who evidently would have sympathised with the latter. He bides his time and at the
next review cleaves the man’s head, in remembrance of the chalice of Soissons.
Everything depended on the personal authority of the
King and on his exploits. Theodoric the son of Clovis persuades his army to
take part in an expedition against Burgundy. When he plans a campaign against
the Thuringians he takes care to incite the wrath of
the Franks by describing the misdeeds and offences committed by their enemies.
But if the King and the host are not of the same opinion, an unpopular King is
exposed to contumelious treatment. Gregory of Tours tells the story of an
altercation between Chlotar I and his host. The
Frankish warriors wanted to fight the Saxons while the King urged them to
desist from this plan and warned them that if they went to war against his will he would not go with them. Thereupon they waxed wroth
and threw themselves on the King, tore up his tent, assailed him with
exasperating abuse, and threatened to kill him if he did not come with them. He
went with them against his wish, and they were beaten.
The great means for upholding power under these
circumstances was to act with relentless cruelty against enemies or rivals. The
annals of Merovingian Gaul are especially notorious in this respect, but they
exhibit feelings and moods which are characteristic to some extent of the whole
barbaric world of those times. We read in the life of St Didier of Cahors of
the wrath of a king who decreed terrible things : some
were maimed, others killed, others sent into exile, others again thrown into
prison for life. Guntram of Burgundy swore that he
would destroy the household of a rebel up to the ninth generation in order to put a stop to the pernicious custom of murdering
kings. Sometimes this policy, worthy of wild beasts, achieved its aim of
spreading terror, and a tyrant like Chilperic might
think that he had it in his power to command anything he wished, e.g., to
reform the alphabet, to improve the dogma of the Trinity and to impose baptism
on all the Jews.
But the general result was that when the flush of
conquest had passed and the danger of further invasions seemed remote, all the
springs and ties which hold and move society gave way. Men ceased to care for
the Commonwealth, everyone was intent on his private lust and lucre. These
appalling results are ascribed in as many words by Frankish chiefs to this same
King Guntram, who swore to exterminate rebels and all
their kith and kin. “What shall we do”, they said, “when the whole people is affected by vice and everyone finds delectation in
iniquity? No one fears the King, no one has any reverence for a duke or a count, and should this state of things displease some of the
rulers seditions rise at once, disturbances begin”.
However great the disorder of these lawless times,
certain institutional features stand out as the principal means of government.
The comitatus described above on the strength of the narrative of Tacitus, did
not disappear but rather grew in importance after the Conquest. To begin with
it encountered on Roman soil a relation which had most probably sprung from the
same Germanic root, but had acquired new strength
under Imperial rule. I mean the so-called bucellarii which appear definitely in the Roman Empire from 395
but are connected with the older practice of employing Germans and other
barbarians as guardsmen of the Emperors and of generals. The bucellarius was a soldier who had taken service by
private agreement with a military chief. The term is derived from bucella, a roll or biscuit of better quality than
the ordinary bread provided for the use of soldiers. Thus the very name of these hired warriors implied a privileged treatment. They
received their military outfit from their chiefs and on their death this outfit
was returned to the commander. Troops of men enlisted on such lines came to
play a great part in the wars of the fifth and sixth centuries. Belisarius’
best soldiers were private followers of this kind gathered from among warlike
barbarian tribes: among others Huns were greatly
appreciated as light cavalry. The Visigothic kings also kept troops of bucellarii as a regular part of their army. In other
Germanic kingdoms we find the followers (comites)
under different names, but always in similar employment. In fact the different terms afford some indication in regard to what was expected from
the follower. They were gasindi, gesith (Gesinde) of their
chiefs, that is, servants. The same notion of service was expressed by the
German degen, the Anglo-Saxon thegen (minister), while hiredma (A.S.), hirdr (Norse), hzidian (Russian) point to the fact that the follower was a member of the household of
his chief. An expression derived from the tie of mutual fidelity is antrustio (Frank, from trust - fidelity, protection and troop of confederates). The Danish sources
use vederlag (Society) while the German lay
more stress on the fact that the members of the association are followers (Gefolge, cf. A.S. folgere, folgod).
The relation is generally initiated by two acts:
firstly, the submission of the follower to his chief as symbolised by the former stretching out his folded hands which the latter receives in his
own; secondly, an oath of fidelity by which the follower promised to support
his lord and to be true and faithful to him in every respect. The corresponding
duties of the lord were to afford protection to his followers and to keep them
well. The Beowulf poem presents a vivid description of the life of a following,
a comitatus, of this kind the communion in peace and war, the common feasting
in the hall, the moral obligations incurred by the parties to the agreement. It
shows also that the hird or gesith was differentiated into two halves the elder councillors and the younger fighters (duguth and gogoth excellence and youth), exactly in the
same way as the friends of a Russian chief (drujind)
were distinguished as the seniors and the juniors. The chief provided the
outfit for his followers horses, swords, coats of
mail, shields but this outfit went back to him on the death of the follower.
This is the origin of the heregeatu (heriot)
of the English followers, so well illustrated by many
charters (e.g. Earle, Land Charters, 223, Will of Abp Aelfric) and by the legislation of Canute. There was no
obstacle to the collection of a following by any free
warrior; followings are distinctly admitted by Franks, Lombards,
Scandinavians and Anglo-Saxons to all who can attract them, and this is
characteristic of the rudimentary state of public law in those times, inasmuch
as the holding of armed retainers who have sworn fidelity to their chief does
not agree well with any properly organised government. As a matter of fact, the keeping of a following was mostly
restricted by economic considerations to powerful magnates, chieftains and kings. Under ordinary circumstances the outlay was too great for common
free men. But, of course, if there appeared a prospect of looting or of
starting on adventures there was nothing to prevent famous warriors from
collecting a hird of their own, and the Viking raids
were to a great extent the results of such private enterprise.
Sajones. Huskarls
When tribes settled down and territorial governments
were put into shape, the following became an instrumentum regni and the King’s following, his trustes or gesith, assumed an exceptional importance.
With the Goths of Theodoric and Athalaric the Sajones became a body of officials. The Ostrogothic kings
employed them not only as a bodyguard, but as messengers, as revising officers,
as commissioners provided with special powers and not only exempt from ordinary
jurisdiction but sent to control the regular members of the administration. In
the same way the King's thegns of later Anglo-Saxon history become a privileged
official class, without whom no government can be carried on and who lead in
the host, in the Witenagemot and in the moots of the shires and hundreds.
The huskarls of the
Danish period were in a similar position. Their service as a fighting bodyguard
is well exemplified by the battle of Hastings and other events of the eleventh
century; but let us also remember that they were used, among other things, to
collect the geld, as may be seen from the story of the two huskarls of Harthacnut who were killed at Worcester. In
England as well as in France or Italy the situation was much complicated by the
fact that a great number of the followers were settled by their chiefs on
separate estates and thus ceased to be ordinary members of the chiefs’
households. Still a seat in the King's hall along with an estate of five hides
was deemed one of the distinctive privileges of a King’s thegn.
This point raises the question: What means had a
government of those times to carry on its work? In every political organisation there must be some sources of income to defray
expenses, or else the population must be made to provide for necessary
contingencies by compulsory services of different kinds. Where did the
governments of Italy, of France, of England get their money and how were the
contributions of the people towards political organisation collected and administered?
Nowadays these questions would present no
difficulties. We are taught by bitter experience that any effort in the
preparation for war, or in judicial organisation, or
in improvement of roads and sanitary conditions has to be paid for by an increase of taxes and rates. Therefore it will be rather difficult for us to realise that
early medieval governments had no taxes or rates to speak of at their disposal.
The complex and oppressive system of Roman taxation could not be kept up : already in the late years of the Empire
its overburdened subjects sought refuge with the barbarians in order to
escape from tax collectors. After the downfall of Imperial rule, all the
efforts of barbarian kings to maintain systematic taxation were in vain. They
called forth insurrections, and even more powerful was a passive resistance in
which all persons concerned joined more or less. Taxes
broke up into customary payments, and were mixed up in
an inextricable manner with rents and profits originating in private ownership.
The Carolingian restoration and especially the
desperate struggles against the Norsemen compelled the populations of Western
Europe to submit to new forms of direct taxation. Of these the most formidable
and the best known is the Danegeld; but a detailed account of it must be given
elsewhere. But even the Danegeld and the continental impositions corresponding
to it were never meant to cover the entire cost of administration. They were
chiefly designed to meet extraordinary expenditure, to pay off pirates, to
raise heavy contributions of war, etc. In this way the question as to the
ordinary means of meeting the requirements of administration has still to be
answered. And the answer is clear. The regular administration of medieval
States was kept up from the proceeds of crown domains. This point of view is
clearly expressed, for instance, in a letter of Bede to Archbishop Ecgbert of York in which the famous historian complains of
the reckless squandering of the Kings' estates, while their property should be
considered as a fund for the outfit of soldiers and officials. The connection
between landholding and public service was underlined almost to a fault by
historical writers until a German scholar, Paul Roth, argued that the
Merovingian land charters do not show any special obligation on the part of the donees and are, in fact, one-sided grants in full
property without any agreement as to service attached to them and without any
reserved right of confirmation or resumption in favour of the donor.
From a technical point of view Roth was quite right : a Merovingian grant does not disclose on the face of
it the implied connection between tenure and service. But the mere fact that
such grants of property in land became the regular means of recompensing
services to the State is in itself of the greatest
consequence. Indeed it may be said that such
unconditional grants were more dangerous for the sovereign power in the State
than actual beneficia with a clearly expressed condition attached to them,
because it was impossible to go on remunerating services by grants of estates
in full ownership without exhausting the stock in land.
A government proceeding on such lines was sure to be
soon confronted by an empty exchequer and no legal means to refill it. But
though no juridical condition was formulated, the Prankish or Lombard
government never lost sight of the beneficia and their holders. The notion that
men who had received such beneficia were expected to be especially eager in
their service to the kings was not only a precept of morals,
but led to practical consequences. Officials who had called forth the
displeasure of their masters would very likely see
their beneficia confiscated. In England the
confiscation of book-land in case of treason or neglect of military duty was recognised by law.
Lombard practice shows another curious expedient for
asserting the superior right of the Sovereign in regard to estates granted to followers. They were often given in usufruct without charter
so that the donee enjoyed only a matter of fact possession without any legal right and could
be ousted at pleasure. As a higher degree of favour this precarious tenure of the estate was exchanged for a regular title to it. Thus the earlier period of medieval life may be characterised by the words a regime based on grants of usufruct
and of ownership in land. This fund was nearly exhausted in France towards the
end of the first dynasty, and in consequence the monarchy itself was weakened
in every respect and the Merovingian rulers had sunk into the state of rois fainéants good-for-nothing kings, while
real authority rested with the managers of the privy purse and palace stewards
- the majores domus.
The national revival occasioned by the necessity to
defend Christian Society against the Arabs on one side, and heathen Germans on
the other, took the shape of a concentration of power in the hands of the
Carolingian dynasty. And the first thing the new rulers had to do was to
replenish the domanial fund and to reorganise the
methods of granting estates. In order to acquire the necessary land capital
nothing was left but to lay hands on part of the enormous
landed property which had been accumulated by the Church. The earlier
Carolingian rulers, more especially Charles Martel, simply appropriated
ecclesiastical estates to endow their military retainers. Another device was to
quarter soldiers on monasteries and even to appoint officers lay abbots of
wealthy ecclesiastical foundations. With Pepin the Short and his brother Carloman these irregular methods savouring of downright pillage were abandoned and a kind of compromise between State and
Church was arrived at.
We are told that in 751 a division of estates took
place. Some were given back to the Church, while other lands were registered as
precarious loans (precariae verbo regis) conceded to laymen by ecclesiastical
institutions at the request of the King and on condition of the payment of a
rent of about one-fifth of the income (nonae et decimae) to the owners of the land.
Tenures by Service
This system was based on the distinct recognition of
the superior domain of the Church and on a division of the proceeds between two
masters, between the holders of the eminent and of the useful domain, as we
might be tempted to put it in conformity with later terminology, although from
the point of view of eighth century law the estate of the tenant was not a form
of ownership, of dominium, at all, but a precarious tenancy. As a matter of
custom, however, these tenancies soon grew to be recognised as estates of inheritance conditioned by the performance of certain duties to
the King as well as by the payment of rents to the Church. The process
described exerted a great deal of influence on the formation of a general
doctrine as to beneficia in which the conditional character of such donations
was emphasised and carried to practical consequences.
The Carolingians worked the administrative apparatus of their empire, as
formerly, by means of land-grants, but these grants created definitely
conditional tenements. Although as a rule the son succeeded the father
as to the "benefice" he was made to ask for a confirmation of his
father's estate and might be obliged to pay something for this confirmation. In
case of a change in the person of the owner, the superior or senior lord, the
practice of resuming the ownership of benefices and of issuing them again under
new grants began also to come in. Thus the technical
aspect of the practice of feoffment was gradually evolved.
In England the process is not characterised by such clearly marked stages, but on
the whole the practice of grants of loan-land and book-land followed in the
same direction, the form of loans being used for constituting tenements which
it was especially desirable to retain in the ownership of the lord, while even
as to bookland the special obligations of lay holders
in regard to the Crown became more and more definitely recognised.
Still the final constitution of the doctrine and of the system of fees was effected in England under the influence of French feudalism,
as carried over by the Norman Conquest.
This history of tenements conditioned by service is
intimately connected with the spread of the relation between lord and follower
on one side, with the growth of the economic practice of constituting tenancies
on the other. As to followers I shall merely call attention to the convenience
of remunerating an armed servant by the grant of a tenement instead of keeping
him as a member of the household or paying him wages. The other side of the
surrounding conditions requires some further notice. Apart from the incitement
towards the creation of tenements which came from the wish to recompense
officials and soldiers, there were powerful incitements to the formation of
tenancies on lands held by the Church. The teaching of the Church as to good
works and salvation was eagerly taken up by the laity, who tried to make amends
for all shortcomings and sins by showering gifts on ecclesiastical
institutions. It is computed that about one-third of the soil of Gaul belonged
to the Church in the Carolingian epoch. The monastery of Fulda, the famous
foundation of Boniface, gathered 15,000 mansi in a short time from pious doners. A considerable part of this property came from
small people, who tried in this way not only to propitiate God, but also to win
protectors in the persons of powerful ecclesiastical lords. A most common
expedient in order to guarantee the ownership of a
plot to a monastery without losing one's own subsistence was to constitute a
so-called precaria oblata, that is to
grant the land and to receive it back at the same time as a dependent tenement,
usually under the condition of paying some nominal rent, for the sake of a
recognition of ownership. On the other hand ecclesiastical corporations stood in need of farmers who would undertake the
management of scattered portions of property, and it was a common policy for
abbots and clerics to concede such dispersed smaller estates of plots to
trustworthy men for more or less substantial rents on the strength of so-called precariae datae.
The expression beneficium was in use for such transactions, but it became
gradually specialised to denote the tenements of
vassals, or higher military retainers. There was thus a characteristic tendency
to organise land-tenures based on a combination
between superior lords or seniors and inferior, dependent tenants.
The same result was reached from yet another point of
view, namely through the working of the system of political obligations laid on
the citizens. As taxation was undeveloped and had to be represented largely by
dues from estates, the demands of the government as expressed in personal
services of the subject were very great. The machinery of public institutions
was based largely on what was afterwards called trinoda necessitas - attendance at the host, repair of
bridges and roads, construction of fortresses, and also on the attendance of suitors at the different public courts, more especially at
the county and the hundred. Originally it was reckoned in England that one man
should serve for one hide: in the Frankish territories the unit of assessment
was smaller than the hide, the mansus (Hufe), roughly corresponding to the English virgate in
size, although its value must have been more considerable, at least in Gaul, on
account of the more intensive husbandry of the Southern countries. Anyhow it
was soon found that owners of single Hufen were not
of much use to the army while the army service was a crushing burden for them,
and we see in all the principal countries of Western Europe attempts to
graduate the standards of equipment of the members of the host by combining the
poorer men into larger units. The principle of graduated general service is
well expressed in Lombard legislation. The second and third clauses of Aistulf's laws subdivide the host into three classes
according to equipment. The poorest freemen, characteristically called arimanni or exercitales army-men, are bound to attend the host with shield, bow and arrows; the owners
of forty juga (jugera are meant) of land have to
appear with spear, shield and horse; the wealthiest whose estates are computed
at seven tributary holdings have to attend in a coat of mail, and if they own
more landed property have to muster additional soldiers in proper equipment in
proportion to their wealth; merchants should have their duties apportioned on a
similar scale. A clause of the laws of Liutprand (83)
provides that judges and administrative officials should have leave to exempt a
certain number of the poorer freemen from personal attendance, on condition
that they should help to carry loads for the army with their horses and perform
week-work for the officials during their absence in the host.
Military Service
In one of several capitularies treating of the
obligations of men serving in the host Charles the Great lays down the
following rules: Let every free man possessed of four settled mansi of his own or held of another as a benefice
prepare himself and go to the host on his own account either with his senior or
with the count. As to the free man having three mansi of his own, let one be joined to him who is possessed of one mansus and let him help the other in order that he
may do service for both. A man having only two mansi of his own should be joined to another possessed of two, and let one of them go to the host with the help of the other. Even if a man should
only have one mansus let three others
possessed of the same quantity be joined with him and let them give him help so
that he should proceed to the host, while the three others should remain at
home.
Even in this mitigated form compulsory service in the
host and at the courts proved too heavy a burden for the poorer freemen, who, instead
of attending to their own affairs, were driven to serve on protracted
expeditions. This meant sheer ruin for the smaller households, and the wish to
escape from the harassing demands of the military and administrative machinery
led many of these smaller people to surrender their dangerous independence and
to place themselves under the protection of lay or clerical magnates. This is
one of the roots of the commendation in consequence of which the plots of the
lower free class shrink apace in favour of the neighbouring great estates. Nor was it the only root. The
disruption of the ties of kinship and the insufficiency of ordinary legal
protection in those times of violent social struggles and of weak government
made it necessary for kinless or broken men to look out for the support of
mightier neighbours. And again, all those who had
been weakened in the everyday struggle for existence - widows, orphans, men
stricken by disease or economic mishaps - could not do better than commend
themselves to the strong hand of a magnate, although such commendation involved
a lessening of private independence and sometimes the loss of land ownership.
The various forms of tenant right cropping up in so profuse a manner afforded
convenient stages for the gradual descent of the poorer freemen into a
condition of clientship, of personal dependence on the senior.
In this way the most characteristic phenomenon of
medieval Society, the great estate or the manor, as
they said in England, was being gradually evolved. The most complete instances
of such organizations in the ninth century are presented by documents drawn
from among the records of Royal and of ecclesiastical administration. Charles
the Great’s Capitulare de villis presents a comprehensive survey of Royal estates
which is further illustrated by shorter regulations of the same kind - the breviaria rerum fiscalium,
the capitulare de disciplina palatii Aquensis, etc.
The enormous complex of crown domains is seen to consist of three different elements
of home-farms worked under the direct control of stewards, of tenements held by
free men and half-free men (mansi ingenuiles, lidiles) and of
plots occupied by settled serfs (mansi serviles). For purposes of organization these different mansi are sometimes concentrated into beneficia,
small estates of some 4-10 mansi, entrusted to
privileged tenants, vassali, to whom the beneficia
have been assigned in remuneration for their services. In other cases a number of mansi are
put under a steward of the King or Emperor chosen from among his regular
servants. The rents in kind and in money are paid to him from the dependent mansi, and various services for tillage, reaping, mowing,
threshing, carrying the produce, hedge-making, shearing sheep, and such-like have to be collected and arranged at the central mansus with which, as a rule, a home-farm is
connected. The ministeria are combined in
groups under villae and these again are
congregated around a number of palatia, great
manors in which the head stewards reside, keep accounts and store the various
products of domanial husbandry for direct consumption and for sale. The Royal
master and members of his family move from one of the palatia to the other with
their retinue and consume part of their revenue on the spot. Although the
turnover of this economy appears to be very considerable, the home-farms with
independent cultivation on a large scale are not common, and there are no
latifundia in the sense of great plantation estates. The type of combined
economy based on the mutual support of a manorial centre and its satellite holdings is the prevalent one, and some of the estates are broken
up into small and scattered plots. Another interesting feature consists in the
fact, that a second line of subdivisions and groups runs alongside the
hierarchy of stewardships : the peasantry are grouped
into tithings and hundreds and these subdivisions are apparently connected with
the older personal and territorial arrangement of the population. Altogether
the domanial scheme by no means excludes older popular units and
institutions. The communities of the Marks, for instance, continue to
exist for the purpose of regulating the waste, and in districts with nucleated
villages the customary institutions of the townships also live on under the net
of the manorial administration.
The formation of great estates went on also on the
lands of the Church and the laity : the machinery of
their rural administration was shaped more or less on the pattern of the Royal
domains. But generally in this case the system was not
so complete and the history of its formation is more easy to trace. The
possessions of private owners, both lay and clerical, are generally much
scattered, having been collected by chance. Even in the fields of every single
estate the plots of the lord and of the tenants would lie intermixed. This
rendered the growth of home-farms difficult and favored the imposition of rents
coupled with occasional services. The peculiar dualism of manorial authority
and township association is especially noticeable on these estates. The
practices of the open-field system with compulsory rotation of crops, collective
management of pasture and wood, common supervision as of herds, went on as
before, only that the usages and regulations of the marks and of the villages
were strengthened and complicated by seigniorial authority and perquisites. The Hufen (mansi) also
kept their ground for a long time because, although there was no juridical
impediment to their division, the units were kept up as much as possible for
economic reasons, as representing self-supporting farms provided with all the
necessaries of husbandry in field and wood, in live stock and implements. When divisions took place care was taken that they should follow certain natural
fractions of the plough teams and superfluous claimants were either bought out
or settled on adjacent cottages. It is impossible to understand medieval
society unless we take account of this double aspect of its life.
Jurisdictions
A description of the medieval manor would be
incomplete without a consideration of its bearings in public law. The medieval
view of government admitted, and indeed required, that wealth and social
influence should be accompanied by political power and public functions. Every householder
had some jurisdiction “under his roof-gutter” and within the hedge. Personal
authority over domestic servants and slaves took, among other things, the shape
of criminal and police jurisdiction. Again the senior
as the centre of a group of vassals claimed the right
to preside over a court composed of these vassals, as his peers, in order to
decide civil suits between them. But the most extensive application of this
private view of jurisdiction is to be found in the growth of franchises (Immunitas, Freiung, Freibezirk). One of the roots of this system is the
condition of Royal domains. Their inhabitants are naturally exempted from
ordinary jurisdiction and from common fiscal exactions. They are free from toll
and geld or general taxes; in matters of jurisdiction and administration they
look primarily to the Royal stewards and not to the ordinary judges and
officials of the counties. When a portion of the Royal domain is granted to a
subject, its condition is not changed thereby it keeps its privileges and
stands out as a district separate from the surrounding territory. In England
especially the condition of “ancient demesne” begins to form itself already
before the Norman Conquest. By the side of this institutional root we notice another. As in the later Empire, the
government is obliged to have recourse to great landlords in
order to carry out its functions of police, justice, military and fiscal
authority.
Great estates become extra-territorial already under
Roman rule in the fourth and fifth centuries, and it would be superfluous to
point out how much more the governments of the barbarians stood in need of the
help of great landowners. As early as the sixth century we find exemptions ab introitu judicum, that
is the privilege of landowners to exclude public judges and their subordinate
officials from their estates. Civil and afterwards criminal jurisdiction fell
necessarily into their hands as a consequence of the
grant of fines and judicial costs. In the beginning the concession of
profitable rights of perquisites of justice may have been especially valued,
but the duties of jurisdiction could not be separated from the former : it was out of the question to make one set of
people perform the work of judicial administration while another set reaped its
profits.
From such beginnings the franchises or immunities
develop rapidly into a regular and recognised side of landlordship, and with variations in detail the
Anglo-Saxon landrica follows the same track as
the continental Immunitatsherr. The different
forms of power implied by the franchise are sometimes summed up in quaint,
proverbial sentences. A German jingle of this kind speaks of twinc unde ban (coercion and command), glocken klanc unde geschrei (belfry and summoning of the posse of neighbours), herberge unde atzunge (lodging and meals to be provided for the
representatives of authority), spruch (power
of magistrate sitting on the bench), vrevel (criminal fines), diup (keeping and
confiscation of stolen goods), stoc (prison), stein (block). With this may be compared the Anglo-Saxon enumeration sac, soc,
toll, theam, infangene theof, utfangene theof.
In one important particular the growth of continental immunity differed materially from the Anglo-Saxon
process. It was usually deemed necessary on the Continent to separate the
actual exercise of criminal jurisdiction from the right of ecclesiastical
estates or districts to claim the franchise. Thus bishoprics and abbeys were bound to appoint special advocati (Vogte) to exercise the judicial functions in their tribunals,
and these offices tended, as everything else in those times, to become
hereditary and to assume the nature of benefices. The Vogt was a kind of
parasitic magnate reared on the proceeds of ecclesiastical immunities.
The general results of the social processes described
may be summed up under three heads : (1) a debasement
and breaking up of the class of common free men, (2) the rise of a landed
aristocracy, (3) the formation of a large and varied mass of half-free people.
A characteristic expression of the first of these developments may be noticed
in the terms applied to the common people. The quality of the free man is
graphically described in a Northern Saga as that of a man who yokes oxen, fits
out a plough, constructs a house and builds barns, makes a cart and guides the plough. But the bonde (Bauer)
remained an independent person, conscious of strength and able to stand on his
rights only in the North in Norway and Sweden. In Denmark and England the bonde, though
as free in the origin, became not only a "husbandman" but a bondman.
The Anglo-Saxon ceorl, from being the typical free householder, sank into the
position of a churl sitting on land burdened with rent (gafol).
The Frankish villanus, which ought to
designate a member of the township, came to be regarded as a man of vile, low
origin and condition. Even friling and liber
occasionally assumed a shade of meaning pointing to the imperfect status of
freed men or of persons living under Roman law and not entirely exempt from
private authority.
Distinctions of Classes
The growth of aristocratic distinctions is reflected
during the period under consideration by the figures of the wergelds.
The Alemannic law already distinguishes between primi, medii and minofledis;
the Lombards speak of meliorissimi;
the Frankish standard consists in the threefold increase of the wergeld for the antrustiones of the King; although in this case the privilege was deemed a personal one, the
position of the antrustiones or convivae regis was
of indirect importance for their families and its tradition is kept up during
Carolingian times by the Seniores.
The Anglo-Saxon divisions are even more
characteristic. In the Kentish laws the scale of ranks is very gradual there
are subdivisions of eorls, ceorls, and laets. In Wessex society was arranged in three
degrees the men worth two hundred, six hundred, and twelve hundred shillings.
But the middle class disappears in course of time and the sharp contrast
between twelvehyndemen and twyhyndemen is made the basis for the treaties with the Danes.
The wergelds cease to be a
trustworthy indication of status in the tenth and eleventh centuries, but the
general tendency of the social process is sufficiently expressed in them.
The half-free classes are very varied in their origin
and social standing. The number of domestic slaves diminished rapidly, partly
in consequence of manumissions, and partly because there was a greater need of
farmers than of menial servants. Such of the latter as still
remained assumed sometimes a privileged position on account of their
duties as military retainers and stewards they formed the group of ministeriales from which a part of the continental
knightly order traces its origin. The settled serfs (servi casati) are assimilated more and more to the coloni and the liti or aldiones. The essence of the position of
all these groups is to support the household and the home-farms of their lords
by rents and labor services, while at the same time tilling plots of their own.
As Tacitus expressed it long ago, the serf of the Germans is like the old colonus of Rome; he has his own household and is a
tributary of the master in respect of a certain quantity of corn, clothes, and live stock. Commended free men and
free tenants on a lord's land gravitate, as it were, towards the status of
these half-free groups. The mere fact of paying rent and of being a tenant
becomes a badge of inferiority. The jurisdictional privileges of the great
landowners extend not only over their tenants but also over small neighbours. Altogether, instead of clear distinctions based
on birth and personal status we see a variety produced by the tenure of land.
There has been a great deal of controversy as to how
far Roman and Germanic influences account for the process described, but it seems
impossible to apportion exactly the share of each. It is evident that the
disruption of public authority and the aristocratic transformation of Society
were prepared on both sides. The general course of development was especially
rapid and complete in those parts of Europe where there was most intermixture
between Romance and Germanic elements, especially in the Frankish Empire. Yet
England and Scandinavian countries, in spite of their
peculiar position, somewhat aside of the mainstream, follow processes of their
own which also lead to feudalisation.
This seems to warrant the conclusion that the coming of
feudalism was rather the result of general tendencies than of particular national causes. After the great effort of
conquest and invasion, Western European society relapsed into political life on
a small scale, into aristocratically constituted local circles.
CHAPTER XXI
LEGISLATION AND ADMINISTRATION OF CHARLES THE GREAT
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