chapter 5NATIONAL OPPOSITION TO ROME IN GERMANY.
THROUGH all the
political and religious confusion, which distracted Germany during the period
from the Diet of Worms to the Peasants’ War, there runs one thread which gives
to the story at least a semblance of unity; and that is the attempt and failure
of a central government to keep the nation together on the path towards a
practical reform in Church and in State. The reform was no less imperative than
the obstacles to it were formidable. Germany was little more than a
geographical expression, and a vague one withal; it was not a State, it could
hardly be called a nation, so deep were its class divisions. Horizontal as well
as vertical lines traversed it in every part, and its social strata were no
more fused into one nation than its political sections were welded into one
organized State. Rival ambitions and conflicting interests might set Prince
against Prince, knight against knight, and town against town, but deeper
antagonisms ranged knights against Princes and cities, or cities against
Princes and knights; they might all conspire against Caesar, or the peasant
might rise up against them. Imperial authority was an ineffective shadow
brooding over the troubled waters and unable to still the storm. Separatism in
every variety of permutation and combination was erected into a principle, and
on it was based the Germanic political system.
Yet this warring
concourse of atoms felt once and again a common impulse, and adopted on rare
occasions a common line of action. With few exceptions the German people were
bent on reform of the Church, and with one voice they welcomed the election of
Charles V. Nor for the moment was the hope of political salvation entirely
quenched. The efforts of Berthold of Mainz and Frederick of Saxony to evolve
order out of the chaos had been foiled by the skill of the Emperor Maximilian,
and the advent of Luther had been the signal for a fresh eruption of discord.
But the urgency of the need produced a correspondingly strong demand for
national unity; and at his election Charles was pledged to renew the attempt to
create a national government, to maintain a national judicature, and to pursue
a national policy. Unhappily vague aspirations and imperial promises were poor
substitutes for political forces, and the forms in which the common feelings of
the nation found vent added strength to centrifugal tendencies, and contributed
their share to the ruin of unity. The attempt to remodel the Church divided the
realm into two persistently hostile camps, and the succession of Charles V
secured the throne of the Caesars to a family which was too often ready to
sacrifice its national imperial duties to the claims of dynastic ambition.
Seldom has a
nation had better cause to repent a fit of enthusiasm than Germany had when it
realized the effects of the election of Charles V. Of his rivals Francis I
would no doubt have made a worse Emperor, but the choice of Ferdinand - a
suggestion made by Margaret of Savoy and peremptorily rejected by Charles
himself - or of Frederick of Saxony, would probably have been attended with
less disastrous consequences to the German national cause. In personal tastes
and sympathies, in the aims he pursued within his German kingdom, and in his
foreign policy Charles V was an alien; his ways were not those of his subjects,
nor were his thoughts their thoughts; he could neither speak the German
language, nor read the German mind. Nurtured from birth in the Burgundian lands
of his father, he at first regarded the world from a purely Burgundian point of
view and sorely offended his Spanish subjects by his neglect of their interests
in concluding the Treaty of Noyon (1516). But the Flemish aspect of
his Court and his policy rapidly changed under southern influence, and the ten
years of his youth (1517-20 and 1522-9) which he spent in Spain developed the
Spanish tastes and feelings which he derived from his mother Juana. His mind
grew ever more Spanish in sympathy, and this mental evolution was more and more
clearly reflected in Charles’ dynastic policy. So far as it was affected by national
considerations, those considerations became ever more Spanish; the Colossus
which bestrode the world gradually turned its face southwards, and it was to
Spain and not to the land of his birth that Charles retired to die.
From this
development Germany could not fail to suffer. German soldiers helped to win
Pavia and to desecrate Rome, but their blood was shed in vain so far as the
fatherland was concerned. Charles1 conquests in Italy, made in the name of the
German Empire and supported by German imperial claims, went to swell the
growing bulk of the Spanish monarchy, and when he was crowned by Pope Clement
VII at Bologna it was noted that functions which belonged of right to Princes
of the Empire were performed by Spanish Grandees. His promise to the German
nation to restore to the Empire its pristine extent and glory was interpreted
in practice as an undertaking to enhance at all costs the prestige of the
Habsburg family. The loss of its theoretical rights over such States as Milan
and Genoa was, however, rather a sentimental than a real grievance to the
nation. It had better cause for complaint when Charles (1543) in effect severed
the Netherlands from the Empire and transferred them to Spain. He sacrificed
German interests in Holstein to those of his brother-in-law Christian II of
Denmark; and, although he was not primarily responsible for the loss of
Metz, Toul, and Verdun in 1552, his neglect of German interests along the
Slavonic coasts of the Baltic was not without effect upon the eventual incorporation
of Estonia, Livonia, and Courland, in the Russian domains of the Czar. German
troops had been wont to march on Rome; but Charles brought Italian troops to
the banks of the Elbe. He introduced into Germany that Spanish taint which was
only washed out in the Thirty Years' War; and he then sought to turn that tide
of northern influence, which has been flowing ever since the decline of the
Roman Empire.
In religion as
well as in politics Charles’ increasingly Spanish tendencies had an evil effect
on the Empire. He was no theologian, and he could never comprehend the
Reformers’ objections to Roman dogma; but that did not make him less hostile to
their cause. His attitude towards religion was half way between the genial
orthodoxy of his grandfather Maximilian and the gloomy fanaticism of his son
Philip II, but his mind was always travelling away from the former and towards
the latter position; and the transition enhanced the difficulty of coming to an
accommodation with Lutheran heretics.
This orthodoxy,
however, implied no blindness to the abuses of the Pope’s temporal power, and
was always conditioned by regard for the Emperor’s material interests. The
fervid declaration of zeal against Luther which Charles read at the Diet of
Worms has been described as the most genuine expression of his religious
feelings. No doubt it was sincere, but it is well to note that the Emperor’s
main desire was then to wean Leo X from his alliance with Francis I, and to
prove to the papal Nuncio that, whatever the Diet might do, Charles' heart was
in the right place. If he often assumed the rôle of
papal champion, he could on occasion remember that he was the successor of
Henry IV, and to some at least the Sack of Rome must have seemed a revenge for
the scene at Canossa. He could tell Clement that that outrage was the just
judgment of God, he could seize the temporalities of the bishopric of Utrecht,
and speak disrespectfully of papal excommunications. He could discuss proposals
for deposing the Pone and destroying his temporal power, and was even tempted
to think that Luther might one day become of importance if Clement continued to
thwart the imperial plans.
With Charles, as
with every prince of the age, including the Pope, political far outweighed
religious motives. Chivalry and the crusading spirit were both dead. His
religious faith and family pride might both have impelled him to avenge upon
Henry VIII the wrongs of Catharine of Aragon; but these, he said, were
private griefs; they must not be allowed to interfere with the public
considerations which compelled him impression. The devils on the roofs of the
houses at Worms were really rather friendly to Luther than otherwise, and the
renowned Edict itself was not so much an expression of settled national policy
as an expedient, recommended by the temporary exigencies of the Emperor’s
foreign relations, and only extorted from him by Leo’s promise to cease from
supporting Charles’ foes. Probably Charles himself had no expectation of seeing
the Edict executed, and certainly the Princes who passed it had no such desire.
They were much more intent on securing redress of their grievances against the
Church than on chastising the man who had attacked their common enemy; and the
fact that the Diet which condemned Luther's heresy also solemnly formulated a
comprehensive indictment against the Roman Church throws a vivid light upon the
twofold aspect which the Reformation assumed in Germany as elsewhere.
1521] Revolt
against clerical domination.
The origin of the
whole movement was a natural attempt on the part of man, with the progress of
enlightenment, to emancipate himself from the clerical tutelage under which he
had labored for centuries, and to remedy the abuses which were an inevitable
outcome of the exclusive privileges and authority of the Church. These abuses
were traced directly or indirectly to the exemption of the Church and its
possessions from secular control, and to the dominion which it exercised over
the laity; and the revolt against this position of immunity and privilege was
one of the most permanently and universally successful movements of modern
history. It was in the beginning quite independent of dogma, and it has
pervaded Catholic as well as Protestant countries. The State all over the world
has completely deposed the Church from the position it held in the Middle Ages;
and the existence of Churches, whether Catholic or Protestant, in the various
political systems, is due not to their own intrinsic authority but to the fact
that they are tolerated or encouraged by the State. No ecclesiastic has any
appeal from the temporal laws of the land in which he lives. In 1521 clerical
ministers ruled the greater part of Europe, Wolsey in England, Adrian in Spain,
Du Prat in France, and Matthew Lang to no small extent in Germany; today
there is not a clerical prime minister in the world, and the temporal States of
the Catholic Church have shrunk to the few acres covered by the Vatican. The
Church has ceased to trespass on secular territory and returned to her original
spiritual domain.
This was, roughly
speaking, the main issue of the Reformation; it was practically universal,
while the dogmatic questions were subsidiary and took different forms in
different localities. It was on this principle that the German nation was
almost unanimous in its opposition to Rome, and its feelings were accurately
reflected in the Diet at Worms. Even Frederick of Saxony was averse from
Luther's repudiation of Catholic doctrine, but, if the Reformer had confined
himself to an attack on the Church in its temporal aspect, Pope and Emperor
together would have been powerless to secure his condemnation. The whole
nation, wrote a canon of Worms, was of one mind with regard to clerical
immorality, from Emperor down through all classes to the last man. Nine-tenths
of Germany, declared the papal Nuncio, cried “Long live Luther”, and the other
tenth shouted “Death to the Church”. Duke George of Saxony, the staunchest of
Catholics, was calling for a General Council to reform abuses, and Gattinara, Charles’ shrewdest adviser, echoed the
recommendation. Even Jean Glapion, the Emperor’s
confessor, was believed to be not averse from an accommodation with Luther,
provided that he would disavow the Babylonish Captivity, and in Worms
itself the papal emissaries went about in fear of assassination. The Germans,
wrote Tunstall to Wolsey from Worms, were everywhere so addicted to
Luther that a hundred thousand of them would lay down their lives to save him
from the penalties pronounced by the Pope.
This popular
enthusiasm for Luther led Napoleon to express the belief that, had Charles
adopted his cause, he could have conquered Europe at the head of a united
Germany. But an imperial sanction of Lutheranism would not have killed the
separatist tendencies of German politics, nor was it Lutheran doctrine which
had captivated the hearts of the German people. He was the hero of the hour
solely because he stood for the national opposition to Rome. The circumstances
in Germany in 1521 were not very dissimilar from those in England in 1529.
There was an almost universal repugnance to clerical privilege and to the Roman
Curia, but the section of the nation which was prepared to repudiate Catholic
dogma was still insignificant; and a really national government, which regarded
national unity as of more importance than the immediate triumph of any
religious party, would have pursued a policy something like that of Henry VIII
in his later years. It would have kept the party of doctrinal revolution in due
subordination to the national movement against the abuses of a corrupt clerical
caste and an Italian domination; it would have endeavored to satisfy the
popular demand for practical reform, without alienating the majority by
surrendering to a sectional agitation against Catholic dogma. But both the man
and the forces were wanting. Charles often dallied with the idea of a limited
practical reform, and he had already slighted the Papacy by allowing Luther to
be heard at the Diet of Worms after his condemnation by the Pope, as if an
imperial edict were of more effect in matters of faith than a papal Bull. He
could hardly, however, be Reformer in Germany and reactionary in Spain, and the
necessities of his dynastic position as well as his personal feelings tied him
to the Catholic cause. His frequent and prolonged periods of absence and his
absorption in other affairs prevented him from bestowing upon the government of
Germany that vigilant and concentrated attention which alone enabled Henry VIII
to effect his aims in England; and the task of dealing with the religious, and
with the no less troublesome political and social discord in Germany, was left
to the Council of Regency and practically, for five years, to Ferdinand.
The composition
and powers of this body were among the chief questions which came before the
Diet of Worms. When the electors extorted from Charles a promise to
re-establish the Reichsregiment, they had
in their mind a national administration like that suggested by Berthold of
Mainz; when Charles gave his pledge, he was thinking of a Council which should
be, like Maximilian’s, Aulic rather than national; and he imagined
that he was redeeming his pledge when he proposed to the Diet the formation of
a government which was to have no control over foreign affairs, and a control,
limited by his own assent, over domestic administration. The Regent or head of
the Council and six of its twenty members were to be nominated by the Emperor;
these were to be permanent, but the other fourteen, representing the Empire,
were to change every quarter. This body was to have no power over Charles’
hereditary dominions, nor over the newly-won Württemberg. The Emperor, in
short, was to control the national government, but the writs of the national
government were not to run in the Habsburg territories. On the other hand, the
Princes demanded a form of government which would have practically eliminated
the imperial factor from the Empire; the governing Council was to have the same
authority whether Charles himself were present or not, it was to decide foreign
as well as domestic questions, and in it the Emperor should be represented only
in the same way as other Princes, namely, by a proportionate number of members
chosen from his hereditary lands.
In the compromise
which followed Charles secured the decisive point. The government which was
formed was too weak to weld Germany into a political whole, able to withstand
the disintegrating influence of its own particularism and of the Habsburg
dynastic interest; and Charles was left free to pursue throughout his reign the
old imperial maxim, divide et impera. The Reichsregiment was to have independent power
only during the Emperor’s absence; at other times it was to sink into an
advisory body, and important decisions must always have his assent. He was to
nominate the president and four out of the Council’s twenty-two members; but
his own dominions were to be subject to its authority, the determination of
religious questions was left largely in the hands of the Estates, and Charles
undertook to form no leagues or alliances affecting the Empire without the
Council's consent. The reconstitution of the supreme national court of justice
or Reichskammergericht presented few
variations from the form adopted at Constance in 1507, and the ordinance
establishing it is almost word for word the same as the original proposal of
Berthold of Mainz in 1495; the imperial influence was slightly increased by the
provision permitting him to nominate two additional assessors to the Court,
but, being paid by the Empire and not by the Emperor, its members retained
their independence.
A measure which
ultimately proved to be of more importance than the reorganization of these two
institutions was the partition of the Habsburg inheritance. One of the most
cherished projects of Ferdinand of Aragon had been the creation in northern
Italy of a kingdom for the benefit of the younger of his two grandsons, which
would have left Charles free to retain his Austrian lands. That scheme had
failed; but the younger Ferdinand, especially when he became betrothed to the
heiress of Hungary and Bohemia, could not decently remain unendowed while his brother possessed so much; and on
April 28, 1521, a contract was ratified transferring to Ferdinand the five
Austrian duchies, of Austria, Carinthia, Carniola, Styria, and Tyrol. This
grant formed the nucleus of the present so-called Dual Monarchy; it was
gradually extended by the transference to Ferdinand of all Charles V’s
possessions and claims in Germany, and the success with which the younger
brother governed his German subjects made them regret that Ferdinand had not
been elected Emperor in 1519 instead of having to wait thirty-seven years for
the prize.
Growth of the
power of the Princes.
Soon after the
conclusion of the Diet of Worms Charles left Germany, which he was not to see
again until nine years later; and long before then the attempt of the central
government to control the disruptive forces of political and religious
separatism had hopelessly broken down. A pathetic interest attaches to the
intervening struggles of the Reichsregiment as
being the last efforts to create a modern German national State co-extensive
with the medieval Empire, a State which would have included not only the
present German Empire, but Austria and the Netherlands, and which, stretching
from the shores of the Baltic to those of the Adriatic sea, and from the
Straits of Dover to the Niemen or the Vistula, would have dominated modern
Europe; and a good deal of angry criticism has been directed against the
particulars bodies which one after another repudiated the authority of the
government and brought its work to nought. But
particularism had so completely permeated Germany that the very efforts at
unity were themselves tainted with particularist motives;
and one reason alike for the favor with which Princes like Frederick of Saxony
regarded the Reichisregiment, and for its
ultimate failure, was that, with its ostensible unifying purpose, the
government combined aims which served the interests of Princes against those of
other classes.
The great Princes
of the Empire present a double aspect, varying with the point of view from
which they are regarded. To Charles they were collectively an oligarchy which
threatened to destroy the monarchical principle embodied in the person of the
Emperor; but individually and from the point of view of their own dominions
they represented a monarchical principle similar to that which gave unity and
strength to France, to England, and to Spain, a territorial principle more
youthful and more vigorous than the effete Kaisertum.
The force of political gravitation had already modified profoundly the
internal constitution of the Empire; States like Saxony,
Brandenburg, and Bavaria had acquired consistency and weight, and began to
exercise an attraction over the numberless molecules of the Empire which the
more distant and nebulous luminary of the Kaisertum could
not counteract. The petty knight, the cities and towns, found it ever more
difficult to resist the encroachments of neighboring Princes; and princely
influence over municipal elections and control over municipal finance went on
increasing throughout the sixteenth century, till towards its end the former
autonomy of all but a select number of cities had well-nigh disappeared. It was
not from the Emperor but from the Princes that knights and burgesses feared
attacks on their liberties, and their danger threw them into an attitude of
hostility to the Reichsregiment, a body
by means of which the Princes sought to exercise in their own interests the
national power. They could also appeal to the higher motive of imperial unity;
the strength of individual Princes meant the weakness of the Emperor, and unity
in parts might seem to be fatal to the unity of the whole.
The Diet of Worms
had in fact been a struggle between Emperor and Princes, in which neither had
paid much regard to inferior classes, and the spoils were divided exclusively
between the two combatants. The knightly order was denied all share in the
government of the Empire; they could expect no more consideration than before
in their endless disputes over territory with their more powerful neighbors,
and the Reichskammergericht with its
Roman law they regarded as an insufferable infringement of their own feudal
franchises. The cities were not less discontented. They had been refused any
representation in the Reichsregiment,
subsidies had been voted without their concurrence, and they anticipated with
reason fresh taxation which would fall mainly on their shoulders.
The new government
was established at Nurenberg in November,
1521, and in the following February it met the Diet. The first business was to
raise forces to serve against the Turks before whose advance Belgrade had just
fallen; and with Charles’ consent a portion of the supplies voted for the
Emperor’s abandoned journey to Rome was applied to this purpose. Greater
difficulty was experienced in finding means to defray the expenses of the
imperial council and court of justice. It was proposed to revert to the Common
Penny, to tax the Jews, and to apply the annates of the German
Church, which supported the Roman Curia, to the purposes of the national
government. But all these suggestions were rejected in favor of a scheme which
offered the threefold advantage of promoting German unity, of relieving German
capitalists of some of their superfluous wealth, and of sparing the pockets of
those who voted the tax. All classes had soon perceived that there could be no
peace and no justice unless somebody paid for its maintenance and
administration, and with one voice they began to excuse themselves from the
honor of providing the funds. It was necessary, however, to select a victim,
and the choice of the mercantile interest was received with acclamation by
every other class in Germany.
Proposal to tax
exports and imports. [1522
The commercial
revolution which marked the end of the fifteenth and beginning of the sixteenth
century had led, as such revolutions always do, to the rapid and
disproportionate accumulation of wealth in the hands of the few who knew how to
exploit it; and the consequent growth of luxury and increase of the power of
mercantile magnates were a constant theme of denunciation in the mouths of less
fortunate men. The canonist doctrine of usury, based on the Scriptural
prohibition, still held sway in all but commercial circles, and the
forestalling and rerating, against which the English statute-book is so
eloquent, excited no less odium in Germany. Theologians united with lawyers in
denouncing the Fuggerei of the great
trading companies; Luther and Zwingli, Hutten and Erasmus were of one mind on
the question. Erasmus described the merchants as the basest of all mankind, and
it was partly due to this feeling that the lawless robbery of traders at the
hands of roving knights went on openly without an attempt to check it; the
humanist, Heinrich Bebel, even declared that the victims owed their captors a
debt of gratitude because the seizure of their ill-gotten goods smoothed their
path to heaven.
This moral
antipathy to the evil effects of wealth, as exhibited in other people, was
reinforced by the prevalent idea that money and riches were synonymous terms,
and that the German nation was being steadily impoverished by the export of
precious metals to pay for the imports it received from other countries, and
especially English cloth and Portuguese spices. It was felt that some check
must be put upon the process, and a national tax on imports and exports would,
it was thought, cure this evil, satisfy at once the moral indignation of people
and Princes against capitalists and their selfish desire for fiscal immunity,
and provide a stable financial basis for the national executive and judicial
system, for the defence of the realm against foreign
foes, and for the maintenance of peace within its borders. The measure as
passed by the Diet of Nurnberg in 1522 exempted all the necessaries of life,
but imposed a duty of four per cent, on all other merchandise, to be paid on
exports as well as on imports. Custom-houses were to be erected along the whole
frontier of the Empire, which was defined for the purpose. Switzerland refused
its consent and was excluded, and so were Bohemia and Prussia, the latter as
being a fief of Poland, but the Netherlands were reckoned as an integral part
of the Empire; and, had the project been carried out, it would have provided
not only the revenues which were its immediate object, but an invaluable lever
for the unification of Germany.
Not content,
however, with this victory over the moneyed classes obtained through the
co-operation of their own particular interests with a national sentiment, nor
with the further prohibition of all trading companies possessing a capital of
more than fifty thousand crowns, the Princes proceeded at the Diet held at
Nurnberg in November, 1522, to strike at the imperial cities which had hitherto
refrained from making common cause with the capitalists. In language which
reminds English readers of James I, they affirmed that the participation of the
cities in the affairs of the Empire was not a matter of right, but of grace and
a privilege which might be withdrawn at pleasure; when the Electors and Princes
had agreed on a measure, the cities, they said, had nothing to do but consent,
and they were now required to levy a contribution towards the Turkish war which
had been voted without their concurrence.
The golden age of
the towns had passed away in Germany as well as in Italy, their brilliant part
in history had been played out, and they were already yielding place to greater
political organizations; but they were not yet prepared to surrender to the
Princes without a struggle. At a congress of cities held at Speier in
March, 1523, it was resolved to appeal from the Reichsregiment to
the Emperor, and an embassy was sent to lay their case before Charles at
Valladolid in August. At first the imperial Court took up an attitude of real
or feigned hostility to their demands, and there seems to be no conclusive
evidence that this revolt against the national government had been encouraged
by Charles. Yet the particularist interest
of the cities appealed to the particularist interest
of the Emperor with a force which he could not resist. The opposition had been
engineered by the Fuggers; and Charles’ chronic
insolvency rendered him peculiarly susceptible to the arguments which they
could best apply; Jacob Fugger had even boasted that to him and his house
Charles owed his election as Emperor. So now the deputies undertook that
Charles should not lose financially by granting their request, and they also
promised his councilors a grateful return for their trouble. Other grounds were
alleged; it was hinted that the Princes would use the proceeds of the tax in a
way that boded no good to the imperial power in Germany; there was a scheme in
hand for the appointment of a King of the Romans who with adequate financial
support might reduce the Emperor to a cipher; moreover the Reichsregiment which required this revenue was
itself superfluous; if Charles would select a trustworthy Regent and maintain
the Kammergericht, that would meet all
the exigencies of the case, and his own position in the Empire would be
materially strengthened. Finally, to remove Charles’ suspicions of the cities
based on their alleged countenance of Lutheranism, they made the somewhat
confident assertion that not a syllable of Luther’s works had been printed in
their jurisdiction for years, and that it was not with them that Luther and his
followers found protection. Satisfied with these assurances Charles intimated
that he would take the government into his own hands, appoint a Regent and a
fresh Kammergericht, forbid the
imposition of the obnoxious tax, and prohibit the Regiment from dealing with
monopolies without again asking his consent. The first great blow at the
national government had been struck by the Emperor at the instigation of the
German cities; another was at the moment being struck by the German nobility
and a section of the German Princes.
1522-3] The
knights’ war.
Of all the
disorderly elements in the German Empire the most dangerous was the Ritterschaft, a class whose characteristics are not
adequately denoted by the nearest English equivalent, “knights”. Their bearing
towards the government and towards the other Estates of the realm recalls that
of the English baronage under Stephen and Henry II, and another parallel to
their position may be found in the Polish nobles or “gentlemen” whose success
in reducing the other elective monarchy in Europe to anarchy would probably
have been repeated by the German Ritterschaft but
for the restraining force of the territorial Princes. Like the English barons
and the Polish nobles they recognized no superior but their monarch, enjoyed no
occupation so much as private war, and resisted every attempt to establish
orderly government. They had special grievances in the early part of the
sixteenth century; the development of commerce was accompanied by a
corresponding agricultural depression; and while wealth in the towns increased
and prices rose, the return from rents and services remained stationary unless
they were exploited on commercial principles. In France and in England under
strong monarchies the lords of the land saved their financial position by
sheep-farming, enclosures, and other businesslike pursuits, but in Germany
pride, or inadaptability, or special facilities for private war kept the
knights from resorting to such expedients, and their main support was wholesale
brigandage. They took to robbery as to a trade and considered it rather an
honor to be likened to wolves. Like wolves, however, they were generally hungry;
the organization of territorial States and the better preservation of peace
had, moreover, rendered their trade at once more dangerous and unprofitable;
and in 1522 there were knights who lived in peasants’ cottages, and possessed
incomes of no more than fourteen crowns a year.
To their poverty
fresh burdens were added by the reforms of the national government; the
prohibition of private war, the supersession of their ancient feudal customs by
the newly-received Roman law, the constant pressure of their powerful neighbors
the Princes, drove them into a position of chronic discontent; and in the
summer of 1522 the knights of the middle and upper Rhine provinces assembled at
Landau and resolved to repudiate the authority of the Reichskammergericht on
the ground that it was dominated by the influence of their natural foes, the
Princes. They found a leader in the notorious Franz von Sickingen,
who has been regarded both as the champion of the poorer classes and as a
Gospel pioneer. Probably his motives were mainly personal and he adopted the
cause of his fellow-knights only because that rôle suited
his private purposes. Charles V had taken him into his service and employed him
in the war with France, but Sickingen’s success
and rewards had not been commensurate with his hopes, and he sought other means
to satisfy the extravagant ambition of becoming Elector of Trier or even a
King.
A decent cloak for
his private ends and for the class interests of the knights was found in the
religious situation. Sickingen was apparently a
genuine Lutheran; Bucer lived in his
castle, the Ebernburg, Oecolampadius preached to his followers, and four hundred knights had undertaken Luther’s defence at the Diet of Worms. The Reformer was grateful and
addressed Sickingen as his especial lord and patron.
He looked to the Ritter as a sword of the Gospel, and openly incited them to
rise and spoil the unregenerate priests and prelates; while Hütten, whose sympathies were naturally on the knightly
side, urged Sickingen to emulate Ziska, and
endeavored to enlist the towns in the service of the opposition to their common
foe, the territorial Princes. Some of these Princes were, however, already half
Lutherans; the Elector of Saxony was Luther’s great patron, the Elector
Palatine was full of doubts, and in any case was no friend to the Bishops, and
prudence forbade open war in the ranks of the Reformers. An ingenious method of
avoiding it, and of combining secular and religious interests under Sickingen’s banner, was found in the proposal to limit
the attack to the ecclesiastical Princes whose worldly goods were an offence to
Lutheran divines, whose jurisdiction was a perpetual grievance to the cities,
and whose territorial powers infringed knightly liberties.
And so, when in
August, 1522, Sickingen revived his feud with the
Archbishop-Elector of Trier and entered his territory at the head of an army
which he had levied nominally for the Emperor’s service, he had some hopes of
success. The government put him under the ban of the Empire, but Sickingen laughed at threats and proceeded to carry on the
controversy with fire and sword. Unfortunately these arguments were
double-edged, and Trier to which he laid siege offered an unexpected
resistance. The Archbishop himself evinced a martial valor at least equal to
his spiritual zeal, and the knightly emissaries met with no response to their
appeals from the people of the city; the traders had suffered too much from the
wolves outside to wish to see them, even though they came in sheep’s clothing,
encamped within their walls. The allies whom Sickingen expected from Franconia were intercepted, and on September 14 he was forced to
raise the siege and to retreat to his stronghold at Landstuhl. Here he
thought himself secure against any attack; but his elaborate fortifications
were not proof against the new and powerful artillery which the Princes brought
into the field. In April, 1523, his walls crumbled before it, he was himself
mortally wounded by a splinter of stone, and died soon after his surrender. He
was the last of the German Ritter, and the cannon which battered his castle
were symbolical of the forces which proved fatal to the independence of his
class.
This victory over
one of the most formidable disruptive forces in the Empire might have been
expected to strengthen the national government, but it was won in spite of, and
not by, the Reichsregiment. That body had
been unable to keep the peace even in the immediate vicinity of Nurnberg where
it sat, and whither its members came in disguise to avoid molestation at the
hands of knightly robbers. Still less could it cope with a force like that
at Sickingen’s disposal, and the rebellion
had been put down by three Princes, the Elector Palatine, the Archbishop of
Trier, and the young Landgrave, Philip of Hesse, who had acted on their own
responsibility and in conjunction with the Swabian League, an organization
embodying within itself prelates, Princes, lesser nobility, and towns, but
working in its external relations for the furtherance of the particularist interests of the House of Austria. This
alliance had early in the course of the revolt taken matters into its own hands
and treated the government with as much contempt as Sickingen had done himself. As a natural result the Reichsregiment began
to incline to the knightly side, and Frederick of Saxony came to an agreement
with the rebels. Neither event had any effect upon the result of the struggle.
After the fall of Landstuhl the three Princes and the Swabian League
proceeded to crush the Franconian knights. This was done with little
difficulty, their power was broken for ever, and
Ulrich von Hütten fled to Switzerland,
where he died soon afterwards in the midst of a controversy with his former
friend Erasmus. The victors then punished the offenders and divided their
spoils without the least reference to the wishes or commands of the government;
and the main result of the episode was to exhibit in startling contrast the
impotence of the Reichsregiment and
the vigor of the territorial power of individual Princes.
The Regiment was
visibly tottering to its fall, and in January, 1524, it met the Diet for the
last time at Nurnberg. Frederick of Saxony came prepared with a sheaf of
reforms, but it was a question of ending and not of mending, and with that
determination in their minds the various sections of the opposition gathered in
force. The deputies of the towns had returned from Spain bringing the Emperor’s
veto on the one practicable means of financing the administration. Charles’
chancellor, Franz Hannart, followed to fan the
discontent. The wealth of Germany was ranged against the government which had
endeavored to abolish monopolies, to tax trade, and to restrict the operations
of capital. Duke George of Saxony had already declined to support an authority
which had shown itself so powerless to enforce respect for its decrees, and the
three Princes of the Palatinate, of Trier, and of Hesse had withdrawn their
representatives from the Reichsregiment.
The Swabian League was encouraged to resist encroachments on its autonomy, and
the two main supports of the administration, the Electors of Mainz and Saxony,
were engaged in personal quarrels. When the Diet opened, one after another of
the representatives of the vested interests rose to denounce the government,
and a practical vote of censure was carried by the refusal of the Diet to
consider any scheme for raising revenue until the administration was changed.
So ended the last
attempt to create a national government for the medieval German Empire.
The Reichsregiment was indeed
continued, but it was removed to Esslingen, where it sat under the shadow of
Austrian domination, and was shorn of the little independent authority it had
wielded before. Germany was submerged under a flood of constitutional chaos and
personal rivalry. Ferdinand was plotting against the Elector of Saxony; many
Princes were alienated from Charles by his failure to pay their pensions; and
Francis I was seeking to fish in the troubled waters. The experiment of
the Reichsregiment had, in fact,
been foredoomed to failure from the first; the government contained within
itself the seeds of its own disruption because its aims had not been single or
disinterested. It was an attempt at national unity dominated by particularist interests. The opposition of the towns
and of the knights had not been evoked because the government sought
national unity but because it administered the national authority in the
interests of territorial Princes; the single city of Nurnberg had for instance
been taxed higher than any one of the Electors. Nor would national unity have
been secured if the oligarchy of Princes had perpetuated its control of the
government, for the individual members would soon have quarreled among
themselves. Their dissensions were, indeed, patent even when their collective
authority was threatened by common enemies. Each, wrote Hannart to his master, wanted to have the affairs of
the Empire regulated according to his individual taste; they all demanded a
national government and a national system of judicature, but no one would tolerate
the interference of these institutions in his own household and jurisdiction ;
everyone in short wished to be master himself.
In such
circumstances Charles was perhaps justified in preferring, like the rest, the
extension of his own territorial power to every other object. He may have
perceived the impossibility of founding national unity on a discredited
imperial system. Unity did not come through any of the methods suggested by the
reforming Diets; it only came when the imperial decay, which they tried to
check, had run its full course and the Emperor's supremacy had succumbed to the
principle of territorial monarchy. To the extension of that principle by
methods of blood and iron Germany owes her modern unity as England, France, and
Spain owed their unity in the sixteenth century. It was the most potent
political principle then fermenting in Europe; destroying the old, it led to
the construction of the new.
Failure of the
Edict of Worms. [1521-3
The failure of the
attempt at political reform involved the ruin of all hopes of a religious
settlement which should be either peaceful or national, for the only instrument
by which such an object could have been achieved was broken in pieces. Each
political organism within the Empire was left to work out its own salvation at
its own option without the stimulus or control of a central government; and the
contrast between the course of the Reformation in Germany and its development
in England affords some facilities for comparing the relative advantages and disadvantages
of a strong national monarchy. In Germany at all events there can be no pretence that the whole movement was due to the
arbitrary caprice of an absolute King. To whatever extent it may have had its
roots in the baser passions of mankind, it was at least a popular
manifestation. It came from below, and not from above. Charles V was hostile
from conviction and from the exigencies of his personal position; the
ecclesiastical Princes were hostile from interest if not from conviction; of
the temporal Princes only one could be described as friendly, and even
Frederick of Saxony was not yet a Lutheran. He was still treasuring a
collection of relics and he had spoken severely of
Luther's Babylonish Captivity. His attitude towards all religious
movements, however extravagant, was rather that of Gamaliel, on whose
advice to the Sanhedrim he seems to have modeled his action; if they were of
men they would come to nought of
themselves, and rather than be found fighting against God he would take his
staff in his hand and quit his dominions forever.
But whatever
animosity the authorities may have entertained against the movement was
neutralized by their impotence. The Edict of Worms left nothing to be desired
in the comprehensiveness of its condemnations or in the severity of its
penalties, and the Roman hierarchy was particularly gratified by the subjection
of the press to rigid censorship and by the relegation of its exercise to the
Church. But, while the Edict had been sanctioned by the national Diet, its execution
depended entirely upon local authorities who were reluctant to enforce it in
face of the almost universal disapproval. The Primate himself, the Archbishop
of Mainz, for fear of riots refused his clergy licence even
to preach against the outlawed monk; and at Constance, for instance, not only
was the publication of the Edict refused, but the imperial commissioners who
came to secure its execution were driven out of the city with threats. Both the
Edict of Charles and the Bull of Leo remained dead letters in Germany outside
the private domains of the House of Habsburg; and the chief effect of the
campaign of the allied Pope, Emperor, and King of England against Luther was a
bonfire of the heretic's works in London and another at Ghent.
The censorship of the
press was never more ludicrously ineffective to stop a revolution. In spite of
it the number of books issued from German printing-presses in 1523 was more
than twelve times as great as the number issued ten years before, and of these
four-fifths were devoted to the cause of the Reformation. It was only with
great difficulty that printers could be induced to publish works in defence of the Catholic Church, and they had often to be
repaid for the loss in which the limited circulation of such books involved
them. On the other hand Luther’s own writings, violent satires like the Karsthans and Neukarsfhans,
and Hans Sachs’ Wittenbergische Nachtigall, enjoyed an immense popularity. The
effervescence of the national mind evoked a literature vigorous but rude in
form and coarse in expression, the common burden of which was invective against
the Church, and especially the monastic orders; and this indigenous literature
stirred to passion the mass of the lower middle classes which the alien and
esoteric ideals of the Humanists had failed to touch. The pencil was scarcely
less effective than the pen; Albrecht Dürer and
Lucas Cranach were almost as zealous champions of the new ideas as Luther
and Hütten, and probably few pictures have had a
greater popular influence than Dürer’s portrayal
of St John taking precedence of St Peter, and of St Paul as the protector of
the Gospel. An English nobleman travelling in Germany in 1523 was amazed by the
number of “abominable pictures” ridiculing the friars, though he sent to his King
some similar specimens satirizing Murner, on
whom Henry had bestowed a hundred pounds for his attack on Luther and for his
translation of Henry’s own book.
The motive of all
this literature was as yet practical rather than doctrinal, to eradicate the abuses
of the ecclesiastical organization rather than to establish any fresh dogmatic
system; and the revolutionary tendencies were strongest in the middle classes,
which dominated the town life in Germany. Though supported by the knights the
Reformation was in the main a bourgeois movement; it was the religious aspect
of the advent of the middle classes. They had already emancipated themselves
from the medieval feudal system, and they had long been fretting against the
trammels which the Church imposed upon their individual and corporate autonomy.
Clerical immunities from municipal taxation, episcopal jurisdiction over
otherwise free towns produced a never-ceasing source of irritation. To these
commercial classes Eberlin of Günzburg’s assertions that the papal Curia cost
Germany three hundred thousand crowns a year, and that the friars extracted
another million, were irresistible arguments for the elimination of papal
control over the German Church and for the dissolution of the friars’ Orders.
This predisposition to attack the Church was reinforced by the lingering
remnants of the Hussite movement. Some members of that sect had
settled on the borders of Silesia and Moravia in the middle of the fifteenth
century; and they are claimed as the founders of the later Bohemian Brethren. Wimpheling and Pirkheimer had
remarked the recrudescence of the Hussite heresy; and Wolfgang Capito
declares that in his youth he had often heard his elders read the writings of
the Bohemian Reformers. Luther's words were not entirely novel accents, but the
echoes of half-forgotten sounds repeated with a novel force.
So while the
Princes held aloof from the movement it progressed with rapid strides in the
cities. At Nürnberg under the eyes of the national government the churches of
St Lawrence and St Sebald resounded with
the new doctrines, and Osiander under the protection
of the city authorities began to proselytize not only among the citizens but
among the numbers of public officials, from clerks to Princes, who were brought
to Nürnberg by the business of the Empire. The Austrian administration of
Württemberg closed its churches to the Reformers, but almost all the small
imperial cities of Swabia favored the Reformation. Eberlin of Günzburg was the most popular of the Swabian preachers,
but Hall, Nördlingen, Reutlingen, Esslingen, and
Heilbronn listened to the precepts of Brenz, Billicanus, Alber, Styfel, and Lachmann. Strassburg and the southern cities of the Swabian
circle were powerfully influenced by the example of their Swiss neighbors; and
in 1524, the year in which Zwingli established control over Zurich, Bucer and Capito effected a similar change in
Strasburg, which had already shown its sympathies by committing Murner’s works to the flames, by protecting Matthew
Zell from the Bishop, and by exercising the censorship over the press in a way
that inflicted no hardship on the Reformers. Elsewhere in Upper Swabia
Zwingli's influence was strong; his friend Schappeler,
who was to play an important part in the Peasants’ Revolt, preached at Memmingen, and Hummelberg in Ravensburg,
while the disposition of Constance had been proved in 1521 by its refusal to
publish the Edict of Worms. In Bavaria and Austria the Reformers were naturally
less successful, and one was martyred at Rattenberg.
But Jacob Strauss and Urbanus Regius preached
in the valley of the Inn, Speratus at
Salzburg and Vienna, and traces of the Reformed doctrines were found as far
south as Tyrol.
In the north the
Reformers were not less active. Heinrich Möller of Zutphen, an Augustinian from the Netherlands, prevailed in
Bremen against its Archbishop. Hamburg and Lübeck, Stralsund and Greifswald,
other cities of the Hanseatic League, followed its example. Bugenhagen, the historian of Pomerania, was also its
evangelist. Königsberg became Lutheran
under the auspices of Bishop Polenz of Samland, and beyond the limits of the Empire the new
doctrines spread to the German colonies at Danzig and Dorpat, Riga
and Reval. Hermann Tast laboured in Schleswig, Jurien van der Dare (Georgius Aportanus) in east
Friesland; and smaller towns in Mecklenburg, Oldenburg, Luneburg felt the
impulse. Magdeburg and Breslau were in close communication with Wittenberg, and
at Breslau the object at which the reforming cities were aiming was first
achieved when the City Council claimed control over religious instruction on
the ground that it built and maintained ecclesiastical edifices. In many cities
the result of the struggle between the old faith and the new was indecisive; at
Ulm, for instance, the Council determined to maintain a religious neutrality;
elsewhere the Catholic clergy retained control of the churches, while Lutheran
divines preached to large audiences in the open air.
1522] The
religious Orders and Reform.
At first sight it
may seem strange that an anti-ecclesiastical movement should have been led by
ecclesiastics, but the greatest enemies of a class or order generally come from
within it; the most successful leaders of democratic revolutions have usually been
aristocrats, and the overthrow of Churches has often been the work of
Churchmen. So prominent were members of Luther’s own Order in the agitation
against religious Orders that the whole thing was thought at first to be only a
squabble between Augustinians and Dominicans, like many another which had
already broken out and been suppressed. The movement had been hatched in an
Augustinian monastery at Wittenberg, and the first to imitate the Wittenberg
monks were their Augustinian brethren at Erfurt. In 1522 a Chapter of the Order
declared monastic vows to be no longer binding, and a few months later its
vicar abandoned his dignity and took a wife. The Augustinians of Eisleben,
Magdeburg, Gotha, and Nürnberg soon followed the example of those of Wittenberg
and Erfurt, and left their cloisters to become evangelical preachers or to
adopt some secular trade. Two members of the Order were the pioneers of
Lutheranism in the Netherlands, and two others were there
its protomartyrs.
The German
Augustinians in fact adopted Luther’s cause as a body; no other Order followed
their example, but that of St Francis produced at least as many leaders of
Reform. From Franciscan cloisters came Myconius,
the Reformer of Weimar, who in after years travelled to England in the vain hope
of strengthening the Anglican Church in the Lutheran faith; John Eberlin of Gunzburg,
and Henry of Kettenbach, who worked together at
Ulm; Stephen Kempen, the evangelist of Hamburg;
John Breismann, the reformer of Kottbus;
Gabriel Zwilling, the agitator of Wittenberg; and Conrad Pellican, who translated the Talmud into Latin and
impressed with his learning the English Reformers, Whitgift and
Jewel, Bradford and Latimer. From among the Dominicans there arose Martin Bucer, a notable name in the history of the German, the
Swiss, and the English Reformations; the Brigettines produced Oecolampadius, whose name, like Bucer’s, was familiar on both sides of the English Channel.
Otto Brunfels was a Carthusian, and
Ambrose Blarer a Benedictine. The Carmelite
house at Augsburg was a Lutheran seminary, and Bugenhagen,
the Apostle of northern Germany, had been Rector of
the Premonstratensian school at Treptow.
From the ranks of
the secular priesthood there came few Reformers of eminence, a circumstance
which shows that even in their worst days the monastic Orders attracted most of
the promising youth. George von Polenz was
the only Bishop who openly espoused the Lutheran cause in its early years,
though the Bishops of Basel and Breslau, Bamberg and Merseburg were
more or less friendly. The halting attitude of the Archbishop of Mainz was due
partly to fear and partly to the design he cherished of following the example
of Albrecht of Brandenburg and converting his clerical principality into a
secular fief.
But the movement,
although led by Churchmen, was not the work of the Church or of any other
organization. It was a well-nigh universal spontaneous ebullition of lay and
clerical discontent with the social, political, and moral condition of the
established Catholic Church. There was no one to organize and guide this volume
of passion, for Luther, although the mightiest voice that ever spoke the German
language, was vox et praeterea nihil.
He had none of the practical genius which characterized Calvin or Loyola; and
the lack of statesmanlike direction caused the Reforming impulse to break in
vain against many of the Catholic strongholds in Germany. Where it succeeded,
it owed its success mainly to the fact that its control fell into the hands of
a middle-class laity which had already learnt to administer such comprehensive
affairs as those of the Hanseatic League. This participation of the laity made
the towns the bulwark of the German Reformed faith, and the value of their
co-operation was theologically expressed by the enunciation of the doctrine of
the universal priesthood of man against the exclusive claims of the Church.
Indeed not only were all men priests, but women as well-so declared Matthew
Zell, in grateful recognition of the effective aid which women occasionally rendered
to the cause of Reform.
That cause had
until 1522 been identified with the attempt to remedy those national grievances
against worldly priests, high-handed prelates, and a corrupt Italian Papacy,
which had been variously expressed in the list of gravamina drawn up by the
Diet of Worms and in the furious diatribes of popular literature. But gradually
and almost imperceptibly this campaign assumed a theological aspect; Luther and
his colleagues began to seek a speculative basis for their practical propaganda,
and to trace the evil customs of the time to a polluted doctrinal source.
Religion in that theological age consisted largely in belief and very slightly
in conduct, and the conversion of a movement for practical reform into a war of
creeds was inevitable. But it hindered the practical Reformation and helped to
destroy the national unity of Germany. There was scarcely a conservative who
did not see and admit the need for a purification of the Church; Murner and Eck and, most notably, Erasmus felt it as
much as Luther, Melanchthon, and Hütten; and
Duke George of Saxony and Charles V as much as the Elector Frederick. But there
was a vast difference between such a recognition and the acknowledgement of
Luther’s doctrine of the unfree will, between the admission that the
theory of good works had been grossly abused and the assertion that all good
works were vain. The division thus initiated was deep and permanent, and
whereas the practical aims of the Reformation have commanded a universal assent
in theory and an ever-widening assent in practice, Luther's theology commanded
only a sectional allegiance even among Reformers of his century and a
decreasing allegiance in subsequent generations.
But Luther in
spite of his repudiation of scholastic theology never got rid of the results of
his scholastic training; he must have a complete and logical theory of the
universe, and he sought it in the works of the great Father of the Church on
whose precepts Luther’s own Order had been professedly founded. St Augustine’s
views on the impotence of the human will had been adopted by the Church in
preference to those of his antagonist Pelagius; but in practice their rigor had
been mitigated by a host of beneficent dispensations invented to shield mankind
from the inevitable effects of its helplessness in the face of original sin.
These medieval accretions Luther swept away; he accepted with all its appalling
consequences the doctrine of predestination and of the thralldom of mankind to
sin, and did not hesitate to make God directly responsible for the evil as well
as the good existing in the world. It is a singular phenomenon that a fervent
belief in the impotence of the human will should have stimulated one of the
most masterful wills which ever affected the destinies of mankind.
The evolution of
this doctrine had been but one of the mental activities which occupied Luther
during his enforced seclusion at the castle of Wartburg. His abduction had
been preconcerted between himself and his friends at the Elector
Frederick’s Court on the eve of his departure from Worms; and the secret was so
well kept that his followers commonly thought that he had been murdered by
papal emissaries. Here in his solitude he was subjected to a repetition of
those assaults of the devil which he had experienced in the Augustinian
cloister. What assurance had he that he was right and the rest of the Church
was wrong? But the faith that was in him saved him from his doubts of himself,
and hard work prevented him from becoming a visionary. The news that Archbishop
Albrecht of Mainz was intent on a fresh recourse to Indulgences provoked a
remarkable illustration of Luther’s influence; in spite of the efforts of
well-wishers at the Saxon Court to keep him quiet, he presented an ultimatum to
the Archbishop granting a respite of fourteen days within which Albrecht might
retract and escape the perils of the Reformer’s fulminations. The Primate of
Germany replied with an abject submission.
It was difficult
to silence a man who wielded such an authority, and commentaries on the Psalms
and the Magnificat, sermons on the Gospels and Epistles for the year, a
book on Confession, and an elaborate treatise condemning the validity of
monastic vows, flowed with amazing rapidity from his pen. More important was
his translation of the New Testament, on which he was engaged during the
greater part of his captivity. The old error that versions of the Scriptures in
the vernacular tongues were almost unknown before the Reformation has been
often exposed, but it is not so often pointed out that these earlier
translations were based on the Vulgate and thus reflected the misconceptions of
the Church against which the Reformers protested. It was almost as important
that translations into the vernacular should be based on original texts as that
there should be translations at all, and from a critical point of view the
chief merit of Luther’s version is that he sought to embody in it the best
results of Greek and Hebrew scholarship. But its success was due not so much to
the soundness of its scholarship as to the literary form of the translation,
and Luther’s Bible is as much a classic as the English Authorized Version. If
he did not create the Neuhochdeutsch which
Grimm calls the “Protestant dialect”, he first gave it extensive popular
currency, and the language of his version, which was based on the Saxon Kanzleisprache, superseded alike the old Hochdeutsch and Plattdeutsch, which were then the
prevalent German dialects. The first edition of the New Testament was issued in
September, 1522, and a second two months later; the whole Bible was completed
in 1534, and in spite of the facts that a Basel printer translated Luther’s
“outlandish words” into South German and that a Plattdeutsch version
was also published, the victory of Luther's dialect was soon assured.
Luther’s Bible
became the most effective weapon in the armoury of
the German Reformers, and to the infallibility of the Church they and later
Protestants opposed the infallibility of Holy Scripture. But this was a claim
which Luther himself never asserted for the Bible, and still less for his own
translation. His often-quoted remark that the Epistle of St James was an
“"epistle of straw”, should not be separated from Luther’s own
qualification that it was such only in comparison with the Gospel of St John,
the Pauline Epistles, and some other books of the New Testament. But his
references to that Epistle and to the Epistle to the Hebrews and the Book of
Revelation show a very independent attitude towards the Scriptures. Wherever the
words of the Canonical Books seemed to conflict with those of Christ, he
preferred the latter as an authority, and further difficulties he left to
individual interpretation. Let each man, he writes, hold to what his spirit
yields him; and he confessed that he could not reconcile himself to the Book of
Revelation. He was in fact supremely eclectic in respect to the Scriptures and
to the doctrines he deduced from them; he gave the greatest weight to those
Books and to those passages which appealed most strongly to his own
individuality, while he neglected those which, like St James’ Epistle, did not
suit his doctrines. But he could hardly refuse a like liberty to others, and
was thus soon involved in a struggle with Reformers who like himself started
from the denial of the authority of the Roman Church, but pressed further than
he did his own arguments on the freedom of the will and the weight attaching to
Scripture.
1521] Carlstadt
and Zwilling.
Luther’s seclusion
at the Wartburg did not allay the intellectual ferment at Wittenberg or impair
the influence it exercised over the rest of Germany. At Wittenberg both the
University and the town defied alike the papal Bull and the imperial Edict.
Scholars flocked to the University from all quarters, and it became the
metropolis of the reforming movement. Melanchthon forsook the Clouds of
Aristophanes to devote himself to the Epistles of St Paul; and his Loci
Communes formed one of the most effective of Lutheran handbooks. But he lacked
the force and decision of character to lead or control the revolutionary
tendencies which were gathering strength, and Luther’s place was taken by his
old ally Carlstadt. Carlstadt’s was one of those acute intellects which earn
for their possessors the reputation of being reckless agitators because they
are too far in advance of their age; and the doubts which he entertained of the
Mosaic authorship of the Pentateuch and of the identity of the Gospels, as they
then existed, with their original form, were considered to be evidence of the
instability of his character rather than of the soundness of his reasoning
faculties. He was not, however, free from personal vanity or jealousy of
Luther, and his rival’s absence afforded him the opportunity of appearing as
the leader of the movement. Declining an invitation from Christian II to
Denmark, he united with Gabriel Zwilling in an attempt to destroy
what Luther had left of the papal system. He attacked clerical celibacy in a
voluminous treatise, demanding that marriage should be made compulsory for
secular priests and optional for monastics. He denounced the whole institution
of monachism, and pronounced the adoration of the Eucharist and private
masses to be sinful. On December 3, 1521, there was a riot against the Mass,
and the University demanded its abolition throughout the country. The Town
Council refused its concurrence in this request, but on Christmas-Day Carlstadt
administered the Sacrament of the Altar in both elements, omitting the
preparatory confession, the elevation of the Host, and the “abominable canon”,
which implied that the celebration was a sacrifice. Zwilling next
inveighed against the viaticum and extreme unction as being a financial trick
on the part of the priests, and entered upon an iconoclastic campaign, inviting
his hearers to burn the pictures in churches and to destroy the altars.
Reminiscences
of Hussite doctrine may have predisposed the Saxon population living
on the borders of Bohemia in favor of Carlstadt’s proceedings, and he was now
reinforced by the influx from Zwickau of Nicolaus Storch, Thomas Münzer, Marcus Stubner, and
their followers, whose views were of a distinctively Hussite, or
rather Taborite, tendency. These prophets believed themselves to be under
the direct influence of the Holy Spirit, and their immediate intercourse with
the source of all truth rendered them independent of any other guidance, even
that of the Scriptures. The free interpretation of the Bible which seemed a
priceless boon to Luther, was a poor thing to men who believed themselves to be
at least as much inspired as its writers. From their repudiation of infant
baptism, on the grounds that a sacrament was void without faith, and that
infants could not have faith, they were afterwards called Anabaptists, but they
also held the tenets of the later Fifth Monarchy men in England. Like Luther
they believed in the unfree will, but they carried the doctrine to
greater lengths, and unlike him they found inspiration in the Apocalypse. They
asserted the imminence of a bloody purification of the Church, and they
endeavored to verify their prophecy by beginning with the slaughter of their
opponents at Zwickau. The plot was, however, discovered, and Storch, Münzer, and Stübner fled
to Wittenberg.
The Anabaptists.
Here they joined
hands with Carlstadt and Zwilling. Even Melanchthon was impressed by their
arguments, and the Elector Frederick, mindful of Gamaliel’s advice,
refused to move against them. Early in 1522 iconoclastic riots broke out;
priestly garments and auricular confession were disused; the abolition of the
mendicant Orders was demanded, together with the distribution of the property
of the religious corporations among the poor. The influence
of Taborite dogma was shown by the agitation for closing all places
of amusement and the denunciation of schools, universities, and all forms of
learning as superfluous in a generation directly informed by the Holy Ghost.
The Wittenberg schoolmaster, Mohr, himself besought parents to remove their
children from school; students began to desert the University, and the New
Learning seemed doomed to end in the domination of fanatical ignorance based on
the brute force of the mob.
In the Edict of
Worms Luther had been branded rather as a revolutionary than as a heretic, and
the burden of the complaints preferred against him by the Catholic humanists
was that his methods of seeking a reformation would be fatal to all order,
political or ecclesiastical. They painted him as the apostle of revolution, a
second Catiline; and the excesses at Wittenberg might well make them think
themselves prophets. The moment was a crucial one; it was to decide whether or
not the German Reformation was to follow the usual course of revolutions,
devour its own children, and go on adopting ever extremer views till the day of
reaction came. Of all the elements in revolt from Rome, Luther and his school
were the most conservative, and upon the question whether he would prevail
against the extreme faction depended the success or failure of the German
Reformation.
The initial
proceedings of Carlstadt had vexed Luther’s soul, but he was violently
antipathetic to the Zwickau enthusiasts. He vehemently repudiated their appeal
to force in order to regenerate the Church. He recalled the fact that by
spiritual methods alone he had routed Tetzel and his minions and defied with
impunity both Emperor and Pope. He probably foresaw that the Reformation would
be ruined by its association with the crude social democracy of Münzer and Storch, but in any case his personal
instincts would alone have been sufficient to make him hostile; and when he had
made up his mind to a course, no considerations of prudence or of his own
safety could deter him from pursuing it. Braving the ban of the Empire and
disregarding the Elector’s stringent commands he left the Wartburg and
reappeared at Wittenberg on March 6, 1522. His action required at least as much
courage as his journey to Worms, and the demonstration of his influence was far
more striking. In a course of eight sermons he rallied almost the whole of the
town to his side. Zwilling confessed his errors; Carlstadt, Münzer, and Stübner soon
departed to labor in other fields, and most of the work of destruction was
repaired. Luther himself retained his cowl and lived in the Augustinian
monastery, and scope was afforded for every man’s scruples regarding the Mass;
in one church it was celebrated with all the old Catholic rites, in another the
Eucharist was administered in one or in both forms according to individual
taste, and in a third the bread and the wine were always given to the laity.
Breach between the
Reformers and the humanists.
Luther had
vindicated the conservative character of the Reformation as he conceived it; he
had checked the swing of the pendulum in one direction, and had thereby
moderated the force of its recoil; but he could not prevent it from swinging
back altogether. It had gone too far for that under the impetus supplied by
himself, and a reaction based upon real conviction was slowly developing itself
and coming to the rescue of the storm-tossed Catholic Church. The first force
to react under the antagonism produced by the rejection of Catholic dogma was
the humanist movement. The body was shattered, and some of its members joined
the doctrinal Reformers; but the majority, including the great leader of the
movement, took up a more and more hostile position. When Luther was thought to
have been killed, many turned to Erasmus as Luther’s successor”. “Give ear,
thou knight-errant of Christ”, wrote Dürer,
“ride on by the Lord Christ’s side; defend the truth, reach forth to the
martyr's crown”. But that was a crown which Erasmus never desired; still less
would he seek it in a cause which threatened to ruin his most cherished
designs. Theology, he complained, bade fair to absorb all the humanities; and
the theology of Luther was as hateful to him as that of Louvain. The dogmas,
which appealed to men of the iron cast of Luther and Calvin, repelled cultured
men of the world like Erasmus; for scholars and artists are essentially
aristocratic in temperament and firmly attached to that doctrine of individual
merit which Luther and Calvin denied. While Luther adopted the teaching of St
Augustine, Erasmus was regarded at Wittenberg as little better than
a Pelagian, and his personal conflict with Hütten was
soon followed by a more important encounter with Luther. Urged by Catholics to
attack the new theology, Erasmus with intuitive skill selected the doctrine of
free will, which he asserted in a treatise of great moderation. Luther’s reply
was remarkable for the unflinching way in which he accepted the logical
consequences of his favorite dogma. But that did not make it more palatable,
and Erasmus' book confirmed not a few in their antipathy to the Lutheran cause.
These were by no
means blind partisans of the Papacy. Murner, the
scholar and poet; Jerome Emser, the secretary to Duke George of
Saxony; Cochlaeus, Heynlin von
Stein, Alexander Hegius, Luther's old master Staupitz, Karl von Miltitz,
Johann Faber, Pirkheimer, and many another had
long desired a reformation of the Church, but they looked to a General Council
and legal methods. Revolution and disruption they considered too great a price
to pay for reform, and therefore sadly threw in their lot with the forces which
were preparing to do battle for the Catholic Church, purified or corrupt.
Slowly also a section of the German laity began to range itself on the same
side, and from the confused mêlée of public opinion two organized parties gradually
emerged. Here and there this or that form of religious belief obtained a
decisive predominance and began to control the organization of a city or
principality in the interests of one or the other party. An infinity of local
circumstances contributed to each local decision; dynastic conditions might
assist a Prince to determine with which religious party to side, and relations
with a neighboring Bishop or even trading interests might exert a similar
influence over the corporate conscience of cities. But with regard to Germany
as a whole, and with a few significant exceptions, the frontiers of the Latin
Church ultimately coincided to a remarkable extent with those of the old Roman
Empire. Where the legions of the Caesars had planted their standards and founded
their colonies, where the Latin speech and Latin civilization had permeated the
people, there in the sixteenth century the Roman Church retained its hold. The
limits of the Roman Empire are in the main the boundaries between Teutonic and
Latin Christianity.
But Latin
Christianity saved itself in southern Germany only by borrowing some of the
weapons of the original opponents of Rome, and the Counter-Reformation owed its
success to its adoption of many of the practical proposals and some of the
doctrinal ideas of the Reformation. The confiscation of Church property and the
limitation of clerical prerogative went on apace in Catholic as well as in
Protestant countries, and, while the spiritual prerogatives of the Papacy were
magnified at the Council of Trent, its practical power declined. It secured
secular aid by making concessions to the secular power. The earliest example of
this process was seen in Bavaria. Originally Bavaria had been as hostile to the
Church as any other part of Germany, and no attempt was there made to execute
the Edict of Worms. But what others sought by hostility to the Papacy, the
Dukes of Bavaria won by its conciliation, and between 1521 and 1525 a firm
alliance was built up between the Pope and the Dukes on the basis of papal support
for the Dukes even against their Bishops. Adrian VI granted them a fifth of all
ecclesiastical revenues within their dominions, a source of income which
henceforth remained one of the chief pillars of the Bavarian financial system;
and another Bull empowered the temporal tribunals to deal with heretics without
the concurrence of the Bavarian Bishops, who resented the ducal intrusion into
their jurisdictions. The territorial ambition of the Dukes was thus gratified;
and the grievances of the laity against the Church were to some extent
satisfied by the adoption of measures intended to reform clerical morals; and
they both were thus inclined to defend Catholic dogma against Lutheran heresy.
A similar grant of Church revenues to the Archduke Ferdinand for use against
the Turk facilitated a like result; and Austria and Bavaria became the bulwarks
of the Catholic Church in Germany. Other Catholic Princes, like Duke George of
Saxony, maintained the faith with more disinterested motives but with less
permanent success; while the ecclesiastical Electors of Mainz, Trier, and
Cologne, were prevented by Lutheran sympathies in the chapters or in the cities
of their dioceses from playing the vigorous part in opposition to the national
movement which might otherwise have been expected from them.
A like process of
crystallization pervaded the Reforming party. In 1524 Luther effected the final
conversion of the Elector Frederick of Saxony, and his brother John who
succeeded him in the following year was already a Lutheran. In the same year
the youthful and warlike Landgrave Philip of Hesse was won over by Melanchthon
and enjoined the preaching of the Gospel throughout his territories.
Margrave Casimir of Brandenburg took a similarly decisive step in
concurrence with his Estates at Bayreuth in October. The banished Duke Ulrich
of Württemberg was also a convert, and Duke Ernest of Luneburg, a nephew of the
Elector Frederick, began a reformation at Celle in 1524. Charles V's sister
Isabella listened to Osiander’s exhortations
at Nürnberg and adopted the new ideas, and her husband, Christian II of
Denmark, invited Luther and Carlstadt to preach in his kingdom. He was soon
deprived of his throne, but his successor Frederick I adopted a similar
religious attitude and promoted the spread of reforming principles in Denmark
and in his duchies of Schleswig and Holstein. The Grandmaster of the Teutonic
Order, Albrecht of Brandenburg, had also been influenced by Osiander,
and, turning his new faith to practical account, he converted the possessions
of the Order into the hereditary duchy of Prussia, a fief of the Polish Crown,
which received at once a purified religion and a new constitution. In the
neighboring Duchy of Pomerania the Catholic Bogislav X
was succeeded in 1523 by his two sons George and Barnim,
of whom the latter was a Lutheran.
Demand for a
General Council. [1534
The feeble
government established at the Diet of Worms in 1521 was quite unable to control
this growing cleavage of the nation into two religious parties; but it made
some efforts to steer a middle course and it reflected with some fidelity the
national hostility to the papal Curia. It had met the Diet for the first time
in February, 1522, and it entertained some hopes that the new Pope, Adrian VI,
would do something to meet the long list of gravamina which had been drawn up
in the previous year and sent to Rome for consideration; but it was late in the
summer before Adrian reached the Vatican, and his policy could not be announced
to the Diet until its next meeting in November. The papal Nuncio was
Francesco Chieregati, an experienced
diplomatist, and he came with a conciliatory message. He said nothing about
Luther in his first speech to the Diet, and in an interview with Planitz, the Elector Frederick's Chancellor, he admitted
the existence of grave abuses in the Papacy, and the partial responsibility of
Leo X for them; nor did he deny that Luther had done good work in bringing
these abuses to light; though of course the monk's attacks on the sacraments,
on the Fathers of the Church, and on Councils could not be tolerated. But this
peaceful atmosphere did not endure. Adrian seems to have come to the conclusion
that his instructions to Chieregati did not
lay sufficient emphasis on papal dignity, and a brief which he addressed to his
Nuncio on November 25 was much more minatory. His threats were conveyed to the
Diet by Chieregati’s speech on January 3,
1523; Luther was denounced as worse than the Turk, and was accused of not
merely polluting Germany with his heresy but of aiming at the destruction of
all order and property. The Estates were reminded of the end of Dathan and Abiram, of
Ananias and Sapphira, of Jerome and Hus; if they separated themselves from
God’s Holy Church they might incur a similar fate.
Yet the Pope did
not deny the abuses of which complaint had been made, and his frank
acknowledgement of them supplied the Diet with a cue for their answer. They
refused the Nuncio’s demand that the Lutheran preachers of Nürnberg should be
seized and sent to Rome, and appointed a committee to deal with the question.
This body reported that the Pope’s acknowledgement of the existence of abuses
made it impossible to proceed against Luther for pointing them out; and it
carried war into the enemy’s territory by demanding that the Pope should
surrender German annates to be appropriated to German national
purposes, and summon a Council, in which the laity were to be represented, to
sit in some German town and deal with the ecclesiastical situation. This report
met with some opposition from the Elector Joachim of Brandenburg, Duke George
of Saxony, and the Archduke Ferdinand; but the modifications adopted by the
Diet did not seriously alter its import. The Elector Frederick was to be asked
to restrain Luther, but probably no one anticipated that his efforts, if he
made any, would be successful; no steps were to be taken to execute the Edict
of Worms or to silence the Reformers; the Diet reiterated its hundred
gravamina, and, although no approbation was expressed of Luther and his cause,
the outlawed monk had as much reason to be pleased with the results of the Diet
as Chieregati had to be discontented.
Before the Diet
assembled again the reforming Adrian had gone the way of his predecessors, and
popular feeling at Rome towards reform was expressed by the legend inscribed on
the door of the dead Pope’s physician Liberatori patriae.
Another Medici sat on the throne of Leo X, and religious reform was exchanged
for family politics. But even Clement VII felt the necessity of grappling with
the German problem, and Lorenzo Campeggio was sent to the Diet which
again met at Nürnberg in January, 1524. As he entered Augsburg and gave his
benediction to the crowd, he was met with jeers and insults. At Nürnberg, which
he reached on March 16, the Princes advised him to make a private entry for
fear of hostile demonstrations, and on Maundy Thursday under his very eyes
three thousand people, including the Emperor's sister, received the communion
in both forms. His mission seemed a forlorn hope, but there were a few breaks
in the gloom. The Reichsregiment, which
had on the whole been more advanced in religious opinion than the Diets, had
lost the respect of the people. The repudiation of its authority by the towns,
the knights, and several of the Princes, with the encouragement of the Emperor,
indicated the speedy removal of this shield of Lutheranism, and the vote of
censure carried against the government seemed to open the door to reaction.
Campeggio accordingly
again demanded the execution of the Edict of Worms, and he was supported by
Charles V’s Chancellor, Hannart, who had been
sent from Spain to aid the cities in their resistance to the financial
proposals of the Reichsregiment. But the
cities, in spite of their repudiation of Lutheranism in Spain, were now
indignant at the idea of enforcing the Edict of Worms, and the Diet itself was
angry because Campeggio brought no other answer to its repeated
complaints than the statement that the Holy Father could not believe such a
document to be the work of the Estates of the Holy Roman Empire. So the old
struggle was fought over again, and the inevitable compromise differed only in
shades of meaning from that of the previous year. The Edict should, indeed, be
executed “as well as they were able, and as far as was possible”; but the
Estates did not profess any greater ability than before. A General Council was
again demanded, and pending its not very
probable or speedy assemblage, a national Synod was to be summoned to meet
at Speier in November, and there make an interim settlement of all
the practical and doctrinal questions at issue.
The prospect of
such a meeting alarmed both Pope and Emperor more than all the demands for a
General Council; for in a General Council the Germans would be a minority, and
General Councils afforded unlimited scope for delay. But a German Synod would
mean business, and its business was not likely to please either Clement or
Charles. It would probably organize a German national Church with slight
dependence on Rome; it might establish a national government with no more
dependence on Charles. Both these threatened interests took action; the Pope
instigated Henry VIII to take away from the German merchants of the Steelyard
their commercial privileges, and to urge upon Charles the prohibition of the
meeting at Speier; he also suggested the deposition of the Elector Frederick
as a warning to other rebellious Princes. The Emperor was nothing loth; on July
15 he forbade the proposed assembly at Speier, and, although there is no
evidence that he would have proceeded to so dangerous and violent a measure as
the deposition of Frederick, he broke off former friendly relations and
insulted the whole Saxon House by marrying his sister Catharine to King John of
Portugal instead of to Frederick’s nephew, John Frederick, to whom she had been
betrothed as the price of the Elector’s support of Charles’ candidature for the
Empire in 1519.
Before the news of
these steps had reached Germany both sides had begun preparations for the
struggle. Campeggio had been empowered, in case of the failure of his
mission to the Diet, to organize a sectional gathering of Catholic Princes in
order to frustrate the threatened national Council. This assembly, the first
indication of the permanent religious disruption of Germany, met at Ratisbon
towards the end of June. Its principal members were the Archduke Ferdinand, the
two Dukes of Bavaria, and nine bishops of southern Germany; and the
anti-national character of the meeting was emphasized by the abstinence of
every elector, lay or clerical. It was, however, something more than a particularist gathering; it sought to take the wind
out of the sails of the Reformation by reforming the Church from within, and it
was in fact a Counter-Reformation in miniature. The spiritual lords consented
to pay a fifth of their revenues to the temporal authority as the price of the
suppression of Lutheran doctrine. The grievances of the laity with respect to
clerical fees and clerical morals were to some extent redressed; the excessive
number of saints’ days and holy days was curtailed. The use of excommunication
and interdict for trivial matters was forbidden; and while the reading of
Lutheran books was prohibited, preachers were enjoined to expound the
Scriptures according to the teaching, not of medieval schoolmen, but of the
great Fathers of the Church, Cyprian, Chrysostom, Augustine, Jerome, Ambrose,
and Gregory. Eck published a collection of Loci Communes to counteract
Melanchthon’s, and Emser a version of the Bible to correct Luther’s,
and a systematic persecution of heretics was commenced in the territories of the
parties to the conference.
Meanwhile, in
ignorance of the impending blow, the greater part of Germany was preparing for
the national Council or Synod at Speier. The news of the convention at
Ratisbon stimulated the Reformers’ zeal. The cities held meetings first
at Speier and then at Ulm, where they were joined by representatives
of the nobles of the Rhine districts, the Eifel, Wetterau,
and Westerwald. They bound themselves to act
together, and ordered preachers to confine themselves to the Gospel and the
prophetic and apostolic Scriptures. These gatherings represented but a fraction
of the strength of the party of doctrinal reform. The almost simultaneous
adoption of Lutheranism by Prussia, Silesia, and part of Pomerania, by
Brandenburg-Culmbach, and by Hesse, Brunswick-Lüneburg, Schleswig, and Holstein proves that the proposed
national Council at Speier would have commanded the allegiance of the
greater part of north Germany, and might, through its adherents in great cities
like Strasburg, Augsburg, and Ulm, have swept even the south within the net of
a national revolt from Rome. That consummation was postponed by the united
action of Charles, of Clement, and of the Princes and Bishops at Ratisbon; but
the Empire was riven in twain, and while the rival parties were debating each
other’s destruction, the first rumblings were heard of a storm which threatened
to overwhelm them both in a common ruin. The peasant, to whom scores of ballads
and satires had lightly appealed as the arbiter of the situation, was coming to
claim his own, and the social revolution was at hand.
chapter 6SOCIAL REVOLUTION AND CATHOLIC REACTION IN GERMANY.
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