READING HALLTHE DOORS OF WISDOM |
CAH.VOL.XIITHE IMPERIAL CRISIS AND RECOVERY. A.D. 193-324CHAPTER III.THE BARBARIAN BACKGROUNDI
THE LANDS BETWEEN
THE ROMAN EMPIRE AND CHINA
ROME was not overthrown
in a day. It was the work of centuries that produced the great tidal wave which
in the dawn of the Middle Ages was to sweep away those solid barriers (as they
seemed) which the Roman Empire had erected wherever its frontiers stretched.
For centuries before this decisive event, the great plains of Eastern Europe
and the steppes or high plateaux of central Asia, which one day were to impart
the final impetus, obscure as they are and often silent, were in fact the scene
of vast upheavals of peoples which presaged ruin for distant lands. It is truer
to say that one knows that it happened than how it happened, for certainly the
scanty archaeological or historical evidence at our disposal for the period
before the middle of the fourth century (the subject of this chapter) for the
most part is neither very clear nor very conclusive. The task is to bring order
out of this chaos as best one can, and to elucidate the handful of facts which
represents the sum of our present knowledge.
There is one fact, however,
which should be made clear from the first. The many territories comprised in
the area between the Roman and Chinese Empires, though they lack unity either
geographical or political, were nevertheless engaged throughout their whole
extent in a perpetual travail which reacted on almost every one of their
peoples, diverse as they were in origin and language, since almost all
experienced indirectly the effects of events in which one or other of them was
directly involved. Each impulse starting from one end of this immense ‘entre-deux’ passes from group to group and produces adjustments which affect the whole
mass.
One group alone seems to
stand as an exception to this rule, and watches the passage of the centuries
unmoved, namely the central group of peoples of Indo-European language already
long settled as farmers on the narrow strips of alluvial land which they
inhabit to this day, extending round the inner circumference of the Tarim basin
and as far as the northern slopes of the Tien-shan in Dzungaria. These
interesting peoples, industrious and not unskilful, have watched the conquerors
pass, and a succession of conquerors has, in effect, passed along the edges of
the neighbouring deserts. But they themselves have cared for none of these
things, indifferent to everything except the cultivation of their soil and
always ready to accept any overlord whose demands did not exceed the act of
submission and the payment of a tribute: even had they had the will to resist
they lacked the power, scattered as they were in their little cities on an
attenuated line more than a thousand miles long.
This group is today one
of the best known of any, thanks to the notable discoveries of Aurel Stein, Grünwedel,
A. von Le Coq, Pelliot and Hackin, who have excavated considerable remains of
their ancient civilizations (though none, unfortunately, belonging to the
period now under review), and have drawn from their hidingplaces very many
precious manuscripts which illustrate the intellectual side of their culture.
Here indeed, in the very heart of Asia, survived the culture of the ancient
Sacae from beyond the Oxus, of whom the most westerly branches spoke the East-Iranian
language, while their kinsmen in the North-East, at Kucha, Karashahr and
Turfan, spoke a different language formerly known as Tocharish but now more
correctly called the Kuchean or Turfanese language, which seems to be nearer to
the pure Indo-European group. But this interesting group of peoples does not
itself play any active part in our period. Extraordinarily impressionable as
it is, it engages our interest here only because it helps us to reconstruct
some of the links in the long chain which runs over great deserts and high
mountain-passes, and joins together the different populations scattered over
those vast lands between the two Empires of Rome and China. For the Indo-Europeans
of this central zone, which corresponds roughly to Chinese Turkestan, form a
stable mass which hitherto has defied alike the nomads of the steppes and the
armies of China; but they are also a pole of attraction, because the great
routes across Asia go through their lands, and thus, while they lose nothing of
their own individuality, they are a possible connecting-link between the
Western and Eastern civilizations.
The chief of these
Asiatic routes is the famous ‘Silk-route,’ known to us mainly through what is
said of it by the Greek geographer Ptolemy in the second century of our era, a
route which for some time linked up the Chinese Empire with the world of
Parthia and Rome. Starting in Syria it climbed to the Iranian highlands byway of
Edessa, Nisibis, Ecbatana, Rhagae, Bactra and the mountains of the Comedae (the
modern Kumedh, in the Pamirs), to reach, between Roshan and Ferghana, the
silk-market at the spot that bore the name of the ‘Stone Tower’ where the
caravans from the Levant exchanged their wares with the caravans from China.
Ptolemy, relying on Marinus of Tyre, even relates how a Graeco-Syrian merchant
(whom some take to have been a subject of the Parthian Empire), Maes Titianus
by name, had dispatched agents along this route as far as the city of the
‘Seres.’ This city may belong to Kan-su, whether Si-an-fu, or even the capital
of the Later Han, Lo-yang or Ho-nan-fu. About its identity geographers are not
yet agreed, as is true also of the Roman names of the places which marked the
course of the ‘Silkroute,’ Issedon Scythica and Issedon Serica, which maybe
Kashgar and Kucha, or Kucha and Lou-Ian, north of the Lop-Nor. It was along
this route that Buddhist missionaries from North-West India and Afghanistan,
which then formed the Indo-Scythian Empire, brought to the Tarim basin the
elements of what is called the Graeco-Buddhist civilization. From the first
century to the fifth, Indian monks, in fact, unceasingly made their way by the
passes of the Pamirs from Kashgar to Tun-huang, whether by Yarkand and Khotan
on the south or by Kucha, Karashahr and Turfan on the north, as they pressed on
to preach the gospel of Buddha, at first in all the Indo-European oases of the
Tarim and later in China itself. These brought with them, as they had brought
to the Indo-Scythian Empire of the Punjab and Afghanistan, that Graeco-Roman
art in which they then found their means of expression.
It
may, moreover, be observed how other elements of Graecoromanization became
added at the same time to the Graeco- Roman images of Buddha that were imported
into this Tarim region. These elements were brought by trade all along the
route from Antioch to Si-an-fu. Sir Aurel Stein, in his exploration of the
oases mentioned above, has found—though for a period earlier than the fourth
century—striking evidence of this double influence. At Rawak, near Khotan, he
has discovered bas-reliefs of the first century of our era carved in stucco
with figures of bodhisattvas, notable for their truly hellenic nobility and
harmonious proportions. At Rawak, too, and also at Yotkan (formerly Khotan) and
in the valley of the Niya between Khotan and the Lop-Nor, he has found Roman
sealings of the same period representing Pallas Athena armed with the
thunderbolt and wearing the aegis and also Zeus, an Eros, a Heracles, and
four-horsed chariots, finally IndoScythian coins from Afghanistan. At Miran,
south of the Lop-Nor, classical influence is yet more clearly visible and
displays the particular effect of Roman Asia Minor. Among the fragments of
frescoes brought from this region by Sir Aurel Stein may be noted a Buddha
followed by his monks which is in a purely Roman tradition, beardless ‘angels’
or genii, some winged some wingless, in red mantles that recall the art of
Pompeii, and figures also beardless and wearing on their heads the Phrygian
cap which gives them the appearance of Mithras. These frescoes, which belong to
the third century of our era, afford striking analogies with the painting of
Roman Syria and the Fayum of Imperial times. One of them bears an inscription
in Indian characters which gives the name of the painter Tita, which may well
be an indianized form of Titus.
II.
THE CIVILIZATION
OF THE STEPPES
Noteworthy as are the
facts that have been described, it would doubtless be rash to regard them as
the dominating factor in deciding what were the influences that counted for
most in the history of the relations between Asia and Europe in the period
under review.
Indeed, the lands
between China and the Roman frontiers are, above all, the meeting-point of two
great streams of culture: on the one hand the Sarmatian, certainly the stronger
of the two, rising near the Roman frontiers or, more exactly, from the regions
occupied by the nomad Goths, and on the other hand the Turko- Mongol stream,
rising near the frontiers of the Chinese Empire or, more exactly, from around the
modern Ordos in lands occupied at that time by the eastern Hsiung-nu. The
meeting of these two streams, reinforced by tributaries which in the same way
rose either in the West or in the East, produced a kind of hybrid civilization
common, as it seems, to all the nomads between the Roman Empire and China; and
this, in fact, is an early symptom, and a clear one, of that close intercourse
between widely differing peoples which has been suggested above, and which may
be emphasized here.
To get a clear view of
it, one should turn to this same central region of Asia, not indeed to the
settled Indo-European population of the Tarim, which remained unaffected by
the various nomad civilizations, but to the Turko-Mongol peoples who frequented
the high pastures round or between the upper Irtysh and the Tarbagatai
Mountains on the one hand, and the upper Orkhon and the northern bend of the
Huang-ho on the other. It is here that one can get the best impression of that
art which for want of a better name is called or miscalled ‘the art of the
steppes.’ In the period under review, it had long since acquired its essential
character; but it continued to develop in matters of detail, for the sufficient
reason that the nomads who were its exponents were always on the move. It
appears most plainly in bronze plates for harness or armour, standard-staffs
with the most interesting stylized animal decoration depicting, among other
things, in arresting foreshortening, deer (cervidae) or wild beasts, strangely
entwined in mortal combat; and finally, jewels and ornaments originally
encrusted with glass beads, though usually only the sockets still survive.
Naturally the products of this art are nearly always very difficult to date,
but there seems very little doubt that in the third and fourth centuries it was
still very far from being worked out, and throughout this period we encounter
it constantly, with local variants or perhaps with one or other of its
component elements predominating, over the length and breadth of the regions
between China and the Roman Empire. The discoveries of the last fifty years,
some of them very recent, allow us now to define, though still very
imperfectly, some of its typical manifestations, and they fall into four main
groups.
The Sarmatian group,
which comes first, is close to the lands inhabited by the Goths or by peoples
of Graeco-Roman civilization, and hence naturally shows clear traces of having
been directly influenced by Hellenistic art. Iranian art, too, made its influence
felt upon it, but in spite of the combination of influences this group
furnishes (in the south-west) the farthest outpost of ‘the art of the steppes.’
This point has been developed in another chapter devoted to the Sarmatian
peoples, both those of them who became amalgamated with the Goths and those
who, farther East, kept their independence under the name of Alans; but it will
perhaps be useful to emphasize the great interest of some of the treasures
found at Novocherkask and now thought (with high probability) to belong to the
third century of our era. One of the most interesting is a diadem of gold, with
decoration in pearls, garnets and amethysts: in the centre is a large
Hellenistic or Roman cameo, but on the upper rim are cervidae and trees showing
the taste and manner of all the ornaments which are most characteristic of the
art of the steppes. The thighs of the animals are hollowed into pear-shaped
sockets intended for precious or semiprecious stones in a style that appears
again on a silver belt from Maikop and on a number of objects worked in
precious metal from Siberia and especially from the region of Lake Baikal.
Other Sarmatian objects of the second and third centuries which have been found
in proximity to these, such as scabbard-ornaments in the form of sledges or
ringed sword-pommels, have been matched by similar discoveries in Eastern Asia,
which indeed are no doubt their prototypes.
The second group of
discoveries belongs to the countries on both sides of the Ural Mountains, in
the neighbourhood of Perm and notably at Kachka in the heart of the
Finno-Ugrian country, or, again, farther south in the province of Orenburg, or
finally on the other side of the pass of Ekaterinburg near Shadrinsk. The finds
in these parts, some of them at least dating from the third and early fourth
centuries, are closely related to the products of Sarmatian art; they include
buckles, necklaces, gold and silver rings, fibulae, swords, filigree earrings
and enamelled glass beads. Comparable with these finds are those of Pianibor
near Sarapul about two hundred and twenty miles below Perm on the River Kama,
where the conical earrings (made of a metal thread wound into spirals), the
pendants in die shape of bird or horse, or the bronze brooches shaped like
epaulettes, characteristic as they are, have points in common with the finds of
the Ural district.
Much farther east, on
the upper Yenisei and more particularly near Minusinsk, various excavations,
unhappily without method, have brought to light incidentally a respectable
number of objects that can be assigned probably to the second, third and fourth
centuries of our era. Especially noteworthy are knives of bronze or iron,
excellent bronze bowls, and pieces of armour or harness decorated in the animal
style so characteristic of the civilization of the steppes.
Finally, on the borders
of China round the bend of the Huang- ho and in Ordos, a fourth group, closely
related to the third, shows more perfect and more highly developed examples of
this same animal style of art, and among them excellent plaques with
polycephalic animals and with human heads, to be dated probably to the third
century, and also bronze or iron knives and cylindrical bowls not unlike those
of Minusinsk.
To
this highly schematic picture should be added some mention at least of various
sporadic groups such as that revealed by the finds at Kosibejevo in the
province of Tambov to the east of the upper Don, or the group from the province
of Kaluga on the River Oka south of Moscow. Both yield a great number of
objects belonging almost certainly either to the third century or perhaps (in
Kaluga at any rate) to the fourth, and introduce us to an art which stands
between the Sarmato-Gothic and that of the countries occupied by the Germans
south of the Baltic. Fibulae from Kosibejevo, or those in the shape of
triangles or horseshoes from Kaluga, necklaces with perforated terminal discs
(at Kosibejevo), or enamelled jewels, bracelets and crescents—all these things,
and others, make up a curious hybrid art that certainly implies a regular
traffic across the barbarian hinterland between the Baltic provinces and the
countries of the Black Sea.
It is this that gives to
certain products of the art which the Russian excavations are slowly bringing
to light their air of belonging together in a way that often seems
disconcerting. But through all this tangle of interacting influences one thread
can be followed by the most casual eye: no one can deny the extraordinary
continuity of an art of which on the one hand the manifestations appear
sufficiently varied to prevent confusion (the Ural and Minusinsk groups, for
example, are perfectly distinct), while, on the other hand, its extremes, so to
speak, meet in the oddest way, as one can see in the Sarmatian group and the
group from Ordos, where the same armour-plates and lance-handles repeat
themselves in the same animal style.
The first general
impression that one gets from this common art is that it is a stereotyped art.
In our period its subjects seem already fixed and time-honoured, the result of
the meeting and blending of many ancestral influences. It has been affected, or
even shaped (in degrees and proportions varying with place or period), by the
ancient civilizations of Greece and Iran and China; yet it is perhaps in our
period most of all that it shows itself as at once homogeneous and mature. It
has its realism, but above all it relies on simplification, as can best be seen
from a glance at those little heads of foxes or asses reduced to their
essential features, or at the pole-tops in the shape of cervidae that
are so common in our museums. Moreover, its principal aim is decoration. Even
in those dramatic contests of animals in which some of the artists excel, even
when they portray the terrifying spectacle of these ferocious creatures tearing
their prey with sharp fangs or twisting their bodies with all the power of their
muscles, still they cannot resist the temptation to frame the scene, or even to
obscure it, with a regular network of curved lines. The antlers of the cervidae or the horses’manes issue in spirals or ringlets; horns and tails merge
into foliage or into heads of birds or gryphons; the nostrils curl round in
spirals. The animal loses itself in its own decoration, dense as of tropical
undergrowth. Decorative indeed is this art of the steppes, in its very essence,
decoration is its one purpose, and one must admit that it succeeds. Even the
stylization in which it takes such delight is only another means to this end.
It may well be asked
whether there is no other conclusion to be drawn from a study of the works
which it has produced, whether the historian is not justified in trying to look
beyond the passive material of the archaeological finds to a glimpse of that
life itself which he is denied by the absence of contemporary texts, though the
want is satisfied in the periods immediately before and after. If it is true
that a particular type of art reveals a particular type of culture, one can see
reflected here the features of those motley hordes of nomads, sprung from
different stocks but leading the same kind of life, the peoples who in the
third and fourth centuries roamed the wide steppes between Rome and China.
They are horsemen, tireless horsemen, like the nomads who for centuries are to
pour into China and Europe: always and everywhere pieces of harness are among
the objects that meet our eye. Nomads and drovers with no fixed abode (and
consequently no cities), they drive before them their herds of horses, cattle
and sheep, from the steppe to the hills and from hills to steppe in time with
the seasons. They are bandits, like all their kind, and they go armed,
as ready to attack others as to defend themselves, with their bows and keen
arrows—arrowheads are plentiful among the finds—with their swords and their
long lances, decorated with these stylized animals which were used perhaps as
insignia or as totems. They live by hunting the wild beasts that abound in the
desert, they pitch the tents of felt used by Turko-Mongol peoples from time
immemorial, they are followed by their women wearing gay dresses and ornaments
sparkling with glass beads (those beads which we know today only by their empty
sockets) and no doubt riding with their children and belongings in the same
chariots in which they are to appear later. From the picture of the Hsiung-nu
of Mongolia which survives from the second century b.c. in the Chinese chronicle of the Han dynasty to the
picture of the Huns of the Danube frontier in Ammianus Marcellinus at the end
of the fourth century of our era, the same character lives and survives, as does
the art which is its product.
III.
THE WESTWARD EBB OF THE BARBARIANS OF THE
STEPPES
Among and between these
nomads, then, there were perpetual eddies. Asia was in flux, and the nations of
the steppes were ever ready to take the tide in their affairs which might lead
them on to better lands and to booty. The stronger hordes, those with a more
energetic ruler to bring them to greater victories, succeeded in subduing the
weaker one by one, and enrolling them in their turn to join in assailing fresh
tribes or winning fresh booty unless there arose, from China, a strong power to
impose order on all alike.
To keep out all these
nomads the Chinese emperors had reared a whole system of defences, a veritable limes, which was initiated, in 121 bc, by the great Han monarch Wu-ti. This limes, which in more than one
feature recalls some sectors of the Roman limes, e.g. in the area of the
Agri Decumates, had been formed, since 108 bc, of a continuous line of small forts and military colonies from the present city
of Su-chou, in Kan-su, as far as Tun-huang, on the border of modern Chinese
Turkestan, in the direction of the Tarim. Along this line the Chinese were
thenceforward incessantly engaged in holding in check the barbarians, whose
chief element was the Turko-Mongol nomad tribes whom they called without
distinction by the name Hsiung-nu, probably the same tribes who were called
Huns by the people of the West. It was at the western end of this line, on the
other hand, that they strove to secure the control of the ‘Silk-route’ and the
suzerainty over the Tarim basin, which the Hsiung-nu had never ceased to
challenge. They, therefore, sent expeditions, of which the most famous had been
under the second—the ‘later’—Han dynasty, when two great Chinese generals, Tou
Ku and Pan Ch’ao, had been enabled to crush the Hsiung-nu in a.d. 73 near Lake Barkol and then in 75
near Yar, some distance from Turfan, after a counter-offensive of the
barbarians who had succeeded in conquering Kashgaria. The last quarter of the
first century had been filled with unceasing struggles of the two generals,
above all of Pan Ch’ao, to keep the ‘Silk-route’ free and to control it.
Indeed, when Pan Ch’ao was made governor-general at Kucha in the closing years
of the century, he seems to have turned his eyes to the countries of the West,
beyond the Tarim, if it is true that he sent his lieutenant Kan Ying to make a
reconnaissance to the borders of the Parthian Empire and charged him in a.d. 97 to collect information about
the distant Ta-ts’in, the Roman Empire.
But despite the efforts
of Pan Ch’ao and, later, those of his son Pan Yong to maintain the Chinese
positions in these regions, the troops of the Celestial Empire were compelled,
in the course of the second century, to make a deep withdrawal from the Tarim
and then from the limes, in order to return to the defensive, and even
this defensive was maintained with difficulty when, in the last quarter of the
century, the Han dynasty, weakened by risings of which the most serious was
that of the ‘Yellow-hats’ that broke out in Chihli and Ho-nan in 184, sank into
anarchy. Throughout all the closing years of the century and the beginning of
the third century rebel military chiefs were making themselves masters in the
northern, southern and western provinces. It was the beginning of the unhappy
period known as ‘the Three Kingdoms’ (Wei, Wu and Shu), and for nearly a
century China was a prey to civil war and consequently unable to police the
steppes. The nomads, also, had a free field in Central Asia. This was the great
period of the Tungus-Mongol (or Mongol-Tungus) hordes called the Sien-pi, from
the middle of the second century masters of Mongolia proper, where they had overwhelmed
most of the Hsiung-nu. From there they had succeeded in extending their power
by degrees from the peninsula of Liao-tung (north-east of the gulf of Chihli)
as far as the Gobi desert, driving back such of the Hsiung-nu as refused to
submit to them, some towards the Altai Mountains, others to the borders of
China (of which some of these Hsiung-nu had for quite a time become the more or
less loyal allies) hard by the Great Wall, in Ordos and to the north of the
province of Shan-si.
These very troubled
times, in which one gets the impression that the whole of Asia was in ferment,
lasted into the second half of the third century. Then the unity of China was
restored after a fashion by the Ssu-ma family, who usurped the imperial throne under
the name of the Chin dynasty. Once again, as in the Han period, the prestige of
China began to make itself felt in Central Asia, where, in their anxiety to
escape conquest by the Sien-pi, the Indo-European princes of the Tarim basin
did. homage to the Celestial Empire (ad 285)—their saviour, as they hoped. There was also a tendency for diplomatic
relations to be formed at that time between the Chinese Empire and Rome by way
of the Tarim region. The annalists, at least, indicate that in a.d. 284 the Chin emperor received
presents sent by the Ta-ts’in (the Roman Empire). But this was only a pause.
The Celestial Empire, so far from saving others, could only save itself at the
cost of admitting within the Great Wall as foederati those of the
Hsiung-nu who had retired southwards before the Sien-pi. They settled more
especially to the north of Shan-si, and, as in the Roman Empire, these foreign
protectors were apt to be dangerous if the central government should weaken
again, inasmuch as the Chinese, like the Romans, in the course of the third
century were obliged to strengthen their army with a number of Hsiung-nu chiefs
or generals, who received Chinese titles.
At the beginning of the
fourth century the decline of the Chin dynasty hastened the catastrophe, One of
the Hsiung-nu generals who had been admitted into the Empire, Liu-yuan,
established his authority over all the Hsiung-nu foederati and installed
himself in ad 303—4 at T’ai-yuan,
the capital of Shan-si, where he proclaimed himself Emperor in 308. In 311 his
son Liu-ts’ung, a kind of ferocious genius, invaded the province of Ho-nan,
sacked the Imperial capital Lo-yang, captured the feeble Emperor Chin Huai-ti himself,
and had him executed two years later. This was the signal for barbarians from
near and far to fall upon China as their prey and to fight over her provinces
and her plunder: among the most formidable were the Hsiung-nu, Sien-pi and
T’o-pa (another group of Turk or Mongol tribes). The details of this struggle
are both bloody and obscure, but they are of much less importance than the
stark developments which they produced: the Chinese Empire was systematically
dismembered, and its northern provinces Chihli, Shan-si, Shen-si, Shan-tung and
Honan were torn from it. This vast and brutal operation served to occupy all
the forces of the steppes, a fact which probably explains the temporary lull in
the movements of peoples on the eastern frontiers of the Roman Empire in
Europe.
During the fourth
century, however, the situation gradually changes, and becomes more complex. On
the one hand, the wars of neighbouring ethnic groups, and within the groups
themselves, started fresh movements which had their repercussions in the
steppes; but also the tracts of Mongolia, partially emptied of Sien-pi when
they conquered Chihli and Shan-tung (where they split up in exhaustion), were
now occupied by new hordes, probably of Mongols, and doubtless from the
extremities of the modern .Manchuria. They were the Juan-juan, whose swift expansion
in Mongolia became in less than fifty years a serious threat to all the
Hsiung-nu who still remained: these remnants had breathed more freely since the
descent of the Sien-pi upon China, but they now began to feel the pressure of
the new arrivals, whose chiefs asserted their superiority by rejecting the
Hsiung-nu title of shan-yu in favour of the purely Mongol title of khan, and proceeded to make themselves masters of all Mongolia and extend their power
from the gulf of Corea to the Altai Mountains. Moreover, they drove before them
to the south-west, so as to press upon Sogdiana and Bactria, other peoples who
now enter the stage of history, notably a group nearly related to the
Juan-juan, the Hephthalites (the Yeta of the Chinese), who, under the
name of Huns which they shared with the Hsiung-nu, were destined to cross
swords with Persia and India. Similarly some of the barbarians established in
Shen-si in north-western China, seeing no easy conquests in the eastern
provinces, set out again in the direction of Central Asia, where one of their
chiefs, Fu Chien, later (in ad 382) ruled over lands extending to Karashahr and Kucha. In this way the passage
became barred on every side.
It was at this time that
the groups of the Hsiung-nu, who at the beginning of the third century had been
pushed back by the Sien-pi towards the Altai Mountains, advanced towards the extreme
west of Asia. The details of the fearful struggle of nomads that ensued are
obscure; but its consequences are clear. Driven from the Altai range the
Hsiung-nu ended by crossing the steppes which extend to the north of Lake
Balkash and the Aral Sea. There two choices lay before them, the route to the
south-west towards the Jaxartes valley and the rich lands of Sogdiana and
Bactria, or that to the west straight on towards the Volga. But actually at
this time, their freedom of choice was restricted. The Jaxartes valley had been
occupied for more than three centuries by the Yüeh-chih (the Indo-Scythians
mentioned by Greek historians), who had been driven from Mongolia or near it
about 170 bc, and after a rough
passage had finally settled here, where they acquired a veneer of Greek and
Hindu culture and founded a powerful State which at one period, in the first
century of our era, had for a time extended beyond the upper Jaxartes valley
itself over the valley of the Oxus and the Hindu Kush, the lands watered by the
Indus, Pamir, Kashmir, the Punjab, and the plain of the Ganges above Benares.
Certainly this was already ancient history, and partially effaced by their
reverses from the beginning of the third century onwards in obscure wars
against the Sassanids of Persia and the Gupta princes of India; but hard
pressed as they were by their enemies in the south, the Yüeh-chih could still
hold the regions of the Jaxartes securely enough, and this being so the western
Hsiung-nu had no alternative but to keep straight on. About a.d. 355 they advanced westwards with
the intention of forcing their way at all costs across the great plain of
Russia.
This was the date at
which the ‘great invasions’ of the West begin. The Hsiung-nu, who had hitherto
made history exclusively in the East, now suddenly proceeded, under their new
name of Huns, to contribute their chapter to the history of Europe.
To study the nations of
the steppes, though it may set us more problems than it resolves, does answer
some questions. The barbarian invasions of the early Middle Ages are in a sense
no more than a sequel of the struggles which for so long had had the steppes of
Asia for their main battlefield, or at any rate the only battlefield of which
historical texts (the Chinese annalists) have anything to tell us. Our literary
sources in general tell us of the developments in Mongolia and on the Yellow
River and of those on the banks of the Danube; but between the two tales there
is a gap. Here archaeology comes to our aid and supplies the missing link in
our chain of evidence: it is certainly not pure coincidence that the early
medieval art in Europe known as ‘barbarian art’ is really only the
continuation, almost without change, of what we have hitherto called ‘the art
of the steppes.’
It is impossible without
going far beyond the chronological limits of this chapter to give this fact its
full and proper emphasis, though the researches of the experts increasingly
illustrate it. But one need only remember that it is from the soil of Hungary
and Wallachia, from tombs in the lands occupied by our European Huns after they
had broken down the barrier of the Goths, that perhaps the most numerous and
certainly the most characteristic specimens have been recovered of an art that,
with different manifestations and traditions, reappears in the tombs of the
Goths, Franks, Burgundians, Vandals, Lombards, and of all the Germanic peoples
of the West. Bronze cauldrons of the Huns identical with those of Minusinsk and
Ordos have been found by the River Kapos in the heart of Hungary; the same
knives also; and the jewels in glassware, the fibulae, the clasps, the
perforated baldric-plates, the pins with animal heads which characterized the art
of early medieval Europe are nothing if not the ancient art of the steppes. The
steppes, it seems, have overflowed over Europe. The historian is thus Justified
in crossing the arbitrary boundaries of two so-called continents which are
really the complement of each other, in quest of the principle of continuity
without which history itself becomes a riddle without an answer.
CHAPTER IV.SASSANID PERSIA
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