READING HALLTHE DOORS OF WISDOM |
CAH.VOL.XIITHE IMPERIAL CRISIS AND RECOVERY. A.D. 193-324
CHAPTER XXCONSTANTINE THE GREATI.
THE RISE OF CONSTANTINE
THE later Roman Empire was stamped with its own
peculiar character by the genius of two men—Constantine and Justinian—and both
were sons of Balkan peasants. Theodora the wife of Justinian was in her early
days a prostitute; Helen the mother of Constantine was, tradition said, a
serving-maid in a Balkan inn, and neither did dishonour to the proud position of an imperial Augusta. The precise date of Constantine’s
birth we do not know: but it was at Nish and probably about a.d. 280 that Helen bore to the
soldier Constantius the boy who was to become the first Christian emperor. When
Diocletian had appointed Constantius to be a Caesar of the Herculian dynasty with the task of recovering Britain from Carausius, Constantine was
sent to the East where he became the companion of the senior Augustus: he was
with Diocletian in Egypt in 296-7. As a young man he came to know the
Christianity of the Asiatic provinces and he saw the part which Christians were
playing in the administration and at the court of Diocletian. Men thought that
in due time he would be appointed Caesar: he would not be unprepared for the
task. In the East he saw the change of policy which was the work of Galerius
and the beginnings of the bloody persecution; after the abdication of
Diocletian he was kept in the East by Galerius as a useful hostage. But
Galerius could not refuse the demand of Constantius, now senior Augustus, that
his son should join his father in Gaul, and when Constantius died at York (July
306) Constantine was hailed as emperor by the soldiers. Constantine sought the
recognition of Galerius, and the latter acknowledged him as Caesar in the West,
while Severus was appointed to succeed Constantius as Augustus.
The history of the following five years has been
told in another chapter and but little remains to be said here. Constantius
had, it would seem, enforced the first edict of persecution so far as to
destroy some Christian churches, but further than that he would not go. The
Donatists in Africa knew that in Gaul Christians had not been compelled to
surrender their scriptures to the representatives of the Roman State: in the
lands ruled by Constantius there had been no traditores. Constantius himself probably believed in the divine monarchy of a summus deus—a
belief which might at times approach a pagan monotheism; officially he
worshipped Hercules the divine patron of the dynasty. Severus, so far as we
know, followed the lead of Constantius, and the Christians remained unmolested.
Thus after the abdication of Diocletian persecution ceased in the Western
provinces of the Empire. There can, indeed, have been no enthusiasm amongst the
pagans for a policy of violent repression: even in Rome itself Maxentius, when
he had seized imperial power, although a pagan, thought to win popularity
through granting toleration to the Christians. Pope Marcellinus died in 304: in
307 the Roman Christians could proceed to a new election. Marcellinus, it would
seem probable, had betrayed the faith as thurificatus and traditor he had surrendered Christian scriptures and burned incense
on a pagan altar; in Rome, as in Africa, the problem of the treatment of the lapsi aroused bitter passions. Pope Marcellus, elected in 307, who was a rigorist,
was opposed by a party which championed a more liberal treatment of the fallen,
and the two sections of the church met in bloody conflicts in the streets of
the capital. In defence of public order Marcellus was
banished by Maxentius. On April 8, 308 Maxentius permitted the election of Pope
Eusebius, but he, too, met with opposition and was banished to Sicily. On July
2,311 Miltiades was consecrated as bishop, and now Maxentius went farther than
Galerius had done in his edict of toleration issued in the spring of the same
year and restored to the Church the property which had been confiscated during
the persecution. It is important to realize that Maxentius in banishing two
bishops was but doing his duty in maintaining order within the City. When
Constantine marched upon Rome it was not to free the Christians from religious
persecution.
Constantine as Caesar naturally continued to
acknowledge Hercules as his official patron, especially when, on Maximian’s flight from Italy to Gaul, Constantine married Fausta, Maximian’s daughter, and
received from his father-in-law the title of Augustus. But with the treachery
and death of Maximian, in 310, a Herculian title to
imperial power became impossible: some new basis must be found for
Constantine’s imperium. Thus the panegyrist forthwith explains, what had
not been realized previously, that Constantine was connected with the family of
the heroic third-century Emperor Claudius Gothicus.
What the precise relationship may have been the orator discreetly does not seek
to determine: the essential point to bring home to his hearers was that the
derivation of Constantine’s title from the grant of the discredited Maximian
was nothing but an error. Already there had been two emperors in his family:
Constantine was born an emperor. He alone of all his colleagues was one
of a dynastic line.
The fiction prevailed: the dynasty of the Second
Flavians was securely founded. With the change in the title to the throne was
associated a change in the Emperor’s religious allegiance. He now returns to
the sun-worship of his Balkan ancestors, and henceforth Sol
Invictus—Apollo—becomes his divine patron. Constantine’s Herculian past is buried. This has been called Constantine’s first conversion. The new
imperial faith is duly celebrated in the panegyric delivered at Traves after
the death of Maximian. The orator gives free rein to his fancy and imagines the
appearance to the Emperor of Apollo in his temple to which Constantine has
made his pilgrimage. At the side of the god stands the goddess Victoria. In
Rome when Maximian had become bis Augustus—Augustus for the second
time—the coinage had borne the wish that his third decade of rule might be
prosperous; men could desire for Constantine no less: Apollo bore wreaths each
of which carried the promise of thirty years of rule. No small importance has
been attached to this vision by some scholars: it has been interpreted as the
model on which the later Christian vision was fashioned. This is to do too much honour to the panegyrist’s invention.
With the year 311 came the edict of toleration
and the death of Galerius: Maximin seized his hour, anticipated Licinius and
occupied Asia Minor. Henceforth the Hellespont divided the Emperors of the
East. Licinius, deprived of the resources which possession of the Asiatic
provinces would have given him, turned to Constantine for support. Already in
310 he had been betrothed to Constantine’s sister, Constantia. In the summer
of 311 Licinius is at Serdica where by granting
special privileges to the soldiers he sought to secure their loyalty. Maxentius
in the West deified his murdered father and re-asserted his Herculian claim to rule. As Licinius becomes the ally of Constantine, so Maxentius and
Maximin are drawn together. The revolt in Africa suppressed, his corn supplies
secured, Maxentius can shelter behind the walls of Aurelian from which both
Severus and Galerius had retired discomfited. In 312 Constantine, having
re-established Roman authority on the Rhine, decided to march against the
‘tyrant’ who held the Western capital. There follows the lightning campaign
which ended at the Milvian Bridge.
From Gaul Constantine struck across the Alps: he
left behind him troops to guard the frontier of the Rhine, and, though we can
form no precise numerical estimate of the strength of the army of invasion, it
was less than 40,000 men. Maxentius, we are told, had in Italy some 100,000
soldiers, though many of these remained with the ‘tyrant’ in Rome;
Constantine’s march over the Mont Genevre was
unopposed, though the garrison of Susa had been reinforced. That fortress was
stormed, and the discipline in Constantine’s army was such that there was no
plundering of the town. This rare moderation later bore its fruits: as
Constantine advanced through Italy he was greeted with enthusiasm in other
cities. The first important engagement was fought in the neighbourhood of Turin—perhaps between Alpignano and Rivoli:
Constantine’s centre gave way before the mail-clad
cavalry of Maxentius, then the wings closed in upon the horsemen, and clubmen
brought down horse and rider. Turin shut its gates against the fugitives and
then surrendered. A large force under the command of Pompeianus Ruricius was concentrated at Verona. After a short
stay in Milan and an engagement at Brixia Constantine
under cover of night crossed the Adige and began the siege of Verona; Ruricius broke through Constantine’s lines to bring up
reinforcements. Constantine did not hesitate: without abandoning the siege he
immediately advanced against the troops with which Ruricius was returning. He himself led the attack; the battle lasted far into the night. Ruricius fell; his men were scattered. Aquileia was
secured, Verona capitulated.
The march through central Italy continued; Modena
after a short siege surrendered; and the way to Rome lay open. But it was
precisely from the walls of Rome that Severus and Galerius had retreated
baffled and helpless: Constantine had prepared a fleet with which to intercept
the transport of grain to the Western capital, but in vain, for the rebellion
of Alexander had been crushed in time, and Maxentius had drawn from the granary
of Africa copious supplies. Constantine’s great fear was that Maxentius would
not quit Rome. It was the guardians of the Sibylline books who achieved for
Constantine that which he himself would have been powerless to enforce.
Maxentius determined to leave to his generals the command of his forces; his
army advanced along the Via Flaminia as far as Saxa Rubra, where it apparently came in contact with Constantine’s troops. In the
first encounter the soldiers of Maxentius were victorious. Then ‘Constantine
moved all his forces nearer to the city and encamped in the neighbourhood “regione” of the Milvian Bridge.’ The real difficulty
of the battle, if we accept this statement of Lactantius,
is to understand how it was that, in face of the superior numbers of Maxentius,
Constantine was allowed to execute this flanking movement unmolested. Are we to
understand a previous retreat and a wide detour? Just before dawn on October 28
‘Constantine was sleeping when he was bidden to mark on the shields of his men
the sublime sign of God and thus engage the enemy. He did as he was bidden and
marked on the shields the letter X with a line drawn through it and turned
round at the top, i.e. Christus.’ Maxentius on the same day, the
anniversary of his assumption of power, ordered that the Sibylline books should
be consulted: the answer was given that on that day the enemy of the Romans
would perish. The battle was already begun when Maxentius, assured of victory,
joined his army. Constantine with like confidence threw his cavalry against the
enemy, and his infantry followed. It was a bitterly contested struggle, but
when the lines of Maxentius broke they could not retreat, for the Tiber ran
close behind them. The bridge of boats by which they had crossed gave way under
the press, and Maxentius perished with the fugitives.
Constantine as victor entered the Western
capital. Against the advice of the augurs, in despite of his military
counsellors, unsupported by the troops of Licinius, with incredible audacity
Constantine had risked everything on a single hazard—and won. How shall that
success be explained ? Constantine himself knew well the reason for his
victory: it had been won ‘ instinctu divinitatis,’ by a ‘virtus’ which
was no mere human valour, but was a mysterious force
which had its origin in God. And as the ground of that conviction tradition has
repeated the story of the Vision of the Cross athwart the afternoon sun—a
vision which came to Constantine, it seems, while he was still in Gaul before
he began his march into Italy. For that Vision of the Cross we have no contemporary
evidence: indeed our only evidence is the assertion of Eusebius, made after
Constantine’s death in the Vita Constantine, that the Emperor had on his
oath assured him of the fact. No mention of that vision occurs in any of the
editions of the Church History of Eusebius: this of course proves
nothing: Eusebius did not come into close contact with Constantine until a.d. 325 which
is the probable date of the last edition of his History. It has been contended
that the whole account is an interpolation of the Theodosian period, but that
contention is at present unproven. In the year 351 Constantius was granted a
vision of the Cross in the heavens and it was then remarked that the son was
more blessed than the father: Constantine had but found in the earth the true
Cross: Constantius had seen it in the sky. Does this denote ignorance of the
story of Eusebius or a politic denial of Eusebius’ statement? Who shall say?
The one thing which is critically illegitimate is to treat the account given by Lactantius of the dream of Constantine before the
walls of Rome as though it described the same vision as that related by
Eusebius. In recent discussions the two quite distinct divine interventions
have at times been confused. But even though at present the historical student
may be forced to conclude any discussion of the Eusebian report with a judgment
of non liquet, to the present writer it
appears that the account of the church historian is at least a true reflection
of the Emperor’s own thought—or at least of his afterthought. Victory had been
promised him by the God of the Christians; he had challenged the Christian God
to an Ordeal by Battle and that God had kept his pledge. This belief of
Constantine remains of fundamental significance for the understanding of the
policy of the reign.
II. CONSTANTINE AND CHRISTIANITY
Many are the scholars who have discussed
Constantine’s relation to Christianity and the Christian Church, and assuredly
that discussion is not ended, for no agreement has been reached. In this place
very little can be said, but at least it can be asserted that until the
authenticity of Constantine’s letters written in connection with the Donatist
controversy has been successfully challenged, it must be admitted that the
Emperor long before his conquest of the Roman East regarded himself as a
Christian. Yet it must never be forgotten that he was at the same time the
ruler of subjects who were for the most part pagan, and that therefore his
acts and even his beliefs must, at least in these earlier years, be tolerant of
a pagan interpretation. Though Constantine might be assured that the victory of
the Milvian Bridge had been won through the aid of the Christian God, yet pagan
rhetoricians must be allowed to express that conviction of divine aid through
the medium of their own pagan interpretation of the fact.
The real content of Constantine’s thought may
well have been very different from that of its pagan interpreters. The language
of the panegyrists indeed gives back the thought of Constantine reflected from
a refracting mirror. And for Constantine, it may be suggested, an outworn past
lives on because that past has been transformed into a symbol which has lost
its original significance. The solar imagery of an earlier religious conviction
is retained because Constantine is a member of a dynasty, and that solar
imagery has become a part of a dynastic heraldry which proclaims an inherited
title to imperial power. The student must therefore be prepared to recognize a
conscious ambiguity in the acts of Constantine—an ambiguity necessarily arising
from the ambiguous position of a Christian emperor ruling a pagan empire, and
bound to a pagan past. Thus the Senate may erect a statue in traditional form
to its divinely guided sovereign and may have placed in the hand of the statue
a traditional vexillum; as the ruler of a pagan world Constantine may
have accepted this homage of his pagan subjects while for himself the vexillum was no mere traditional tribute: he may have seen in it the symbol of his personal
faith, the Cross; it would thus have both for him and for the Christians its
own novelty, its own peculiar character: ‘in hoc singular signo’ the victory had been won, and the interpretation
given by Eusebius to the traditional imagery of the statue may after all have
rightly interpreted the ambiguity of the inscription. It is through concessions
to the past that Constantine mediated the transition to the Christian Empire of
the future—that Empire which his sons educated in the Christian faith might one
day behold as accomplished fact.
Discussion continues concerning the vision
recounted by Lactantius; but whatever conclusions
criticism may reach it is at least obvious that Lactantius is endeavouring to describe a definite form of the
Christian monogram, and that description cannot be lightly dismissed. It must
ultimately be explained, and not explained away. Certain it is that after the
victory Constantine acts just as he might have been expected to act if the
story in Lactantius were true. Created senior
Augustus by the Senate, he writes to his Eastern colleague Maximin bidding him
stay the persecution. If at this time, having abolished the acta of Maxentius, he formally published in Italy and Africa Galerius’ Edict of Toleration,
he immediately went far beyond that grudging recognition of Christian rights:
not only did he order restoration of confiscated Church property, but
instructions were given to the provincial finance officers to give to the
Catholics—but not to the Donatists—such monies from the public funds as the
Church might need. When early in 313 Constantine met his ally Licinius at Milan
a policy of complete religious freedom was agreed upon. Technically it may be
true that there was no Edict of Milan, but, in the view of the present writer,
that is because Constantine had already accorded to all his subjects those
rights which were granted to the provinces of Asia in the letter issued at
Nicomedia by Licinius a few months later, which itself summarized Constantine’s
legislation promulgated by him as senior Augustus after the crowning mercy of
the Battle of the Milvian Bridge. The facts for which the ‘Edict of Milan’ once
stood are still facts, though the Edict itself has gone the way of many another
symbolic representation of historical truth. But let it not be thought that
Constantine was a passionless exponent of a philosophic doctrine of toleration.
It has been contended that when error prevails it is right to invoke liberty of
conscience, when on the contrary truth predominates it is just to use coercion.
Such doubtless was the view of Constantine : he was, it must be repeated, the
ruler of a pagan world, and the Christian in Constantine must for the present
yield to the statesman. To the Donatist schismatic and to the Christian heretic
no such consideration need be shown. Constantine’s ideal State would be
hampered by no fetters of toleration.
Meanwhile in the Eastern provinces Maximin had
unwillingly accepted the Edict issued just before his death by Galerius. The
text of the Edict was not published by him, but he gave verbal instructions to
his Praetorian Prefect, Sabinus, to write to the provincial governors: of that
letter we possess a Greek translation: the authorities are directed that if any
Christian be found following the religion of his nation he should be set free
from molestation and from danger and should henceforth not be deemed punishable
on this charge. The administration welcomed the permission to stay the
persecution: the Christian prisoners were released: those relegated to the
mines returned with joy, and the pagans themselves shared in the general
rejoicing. But in Nicomedia men soon learned that the concession had been wrung
from Maximin, and that the city might look for imperial favour if the citizens would give the Emperor an excuse for a change of policy. A petition
was presented asking that the Christians might be banished from Nicomedia.
Before the year was out (October—November 311) persecution had begun afresh: on
November 24 Peter Bishop of Alexandria was martyred; about the same time
Silvanus, who had been bishop for forty years, suffered death at Emesa; on January 7, 312 Lucian was martyred at Nicomedia.
The example of Nicomedia was followed in Antioch
where Theotecnus, curator of the city, instigated a
similar demonstration, and the pagans in other cities. likewise forwarded
their petitions. These requests were graciously answered by Maximin in a
rescript issued c. June 312; in return for their devotion to the gods
the Emperor would forthwith grant any boon for which the cities might ask. Maximin now developed a
constructive policy and planned to create a pagan Church: priests of the gods
were appointed in each city and those who had distinguished themselves in the
public service were made provincial high-priests propaganda should support the
pagan counter-reformation: to discredit the Christian faith forged Acts of
Pilate were circulated throughout the Eastern provinces; they were to be
studied in the schools and learnt by heart—‘children in the schools had every
day on their lips the names of Jesus and Pilate.’ At Damascus a Roman general
forced prostitutes under the threat of torture to state that they had formerly
been Christians and that they had witnessed deeds of shame committed even in
the Christian churches. These confessions were published at the Emperor’s
command. From an inscription we learn that in Pisidia members of the governor’s
civil staff were ordered to sacrifice, and the right to resign from the service
was denied them. Sheep and cattle were carried off from the fields for daily
sacrifice: the soldiers, fed on sacrificial flesh, scorned their rations of
bread. Attention has been called to traces in the epigraphy of Asia Minor of
encouragement by the emperors of the pagan revival: this policy may be
reflected in the association of the Tekmoreian Guest-Friends, a pagan society on the Imperial estates of Pisidian Antioch.
From an inscription the name of one of Maximin’s priests has been recovered—Athanatos Epitynchanos; he was a
priest in Phrygia who had been initiated by the high-priestess Ispatale; she had ‘ransomed many from evil torments,’
probably those who through initiation had been rescued from the torments of the
after-life, but possibly Christians saved from torture during the persecution.
But after Constantine’s victory at the Milvian
Bridge the plans of Maximin for a general revival of paganism in Roman Asia
were rudely checked. He was told by Constantine that repression of the
Christians must cease. That order he dared not disobey, and thus towards the
end of 312 Maximin addressed another letter to Sabinus in which he explained that it
was only fitting that he should grant the petitions of the cities, for their
request had been pleasing to the gods; but he still desired that through
persuasion his subjects should be brought fitly to reverence the gods: the
Christians should not be constrained thereto by violence. The winter of 312—3
was indeed a disastrous time for Maximin: the harvest had failed, and famine
and pestilence devastated the Eastern provinces. Maximin had sought to impose
pagan worship upon the newly converted Armenians, and as a consequence war was
declared. We know no details: the conflict' must have been brief, for in the
depth of winter, through rain and snow, while Licinius was still in Italy,
Maximin by forced marches advanced from Syria to the Straits and invaded
Europe. Licinius hastily left Milan to meet the invasion. The garrison of
Byzantium capitulated after an investment of eleven days, and Heraclea and Perinthus similarly opened their gates. Licinius with a
small force had now reached Adrianople, and, rapidly collecting as many troops
as possible from the near neighbourhood, at the poststation of Tzirallum he
faced with barely 30,000 men the 70,000 of Maximin’s army. While Maximin vowed
to Juppiter that, were victory granted him, he would
extirpate the Christian name, an angel, so Lactantius tells us, dictated a prayer to Licinius: victory would be his, if he and his
army would appeal to the Summus Deus.
It is a fine litany that, three times recited,
inspired with confidence of divine succour the troops
of Licinius:
Summe deus te rogamus
Sancte deus te rogamus
Omnem iustitiam tibi commendamus
Salutem nostram tibi commendamus
Imperium nostrum tibi commendamus
Per te vivimus, per te victores et felices existimus:
Summe, sancte deus, preces nostras exaudi:
Bracchia nostra ad te tendimus:
Exaudi, sancte, summe deus.
Maximin refused to consider terms of peace: he
had hoped to win over the army of Licinius without a struggle, and then with
united forces march against Constantine. But the angel’s promise was kept: when
the armies engaged, the soldiers of Maximin fled and with them their emperor
(May 1, 313). His wrath fell heavily on the pagan priests who had promised him
victory and at length he sought the support of the Christians: in Nicomedia
(probably May 313) he not only issued an edict of toleration but even restored
its confiscated property to the Church. But it was too late; before the advance
of Licinius he retreated beyond the Taurus line, and in Tarsus he died, not in
battle, but of a disease which blinded him and reduced him to a skeleton (c.
August 313). In June 313 Licinius in Nicomedia published a letter granting complete
freedom of belief in terms which we have every reason to think had been agreed
upon with Constantine at the meeting in Milan. A translation may be attempted:
‘Since we saw that freedom of worship ought not
to be denied, but that to each man’s judgment and will the right should be
given to care for sacred things according to each man’s free choice, we have
already some time ago bidden the Christians to maintain the faith of their own sect and worship. But since in that edict by
which such right was granted to the aforesaid Christians many and varied
conditions clearly appeared to have been added, it may well perchance have come
about that after a short time many were repelled from practising their religion. Thus when Constantine Augustus, and Licinius
Augustus, had met at Mediolanum (Milan) and were discussing all those matters
which relate to the advantage and security of the State, amongst the other
things which we saw would benefit the majority of men we were convinced that
first of all those conditions by which reverence for the Divinity is secured
should be put in order by us to the end that we might give to the Christians
and to all men the right to follow freely whatever religion each had wished, so
that thereby whatever of Divinity there be in the heavenly seat may be favourable and propitious to us and to all those who are
placed under our authority. And so by a salutary and most fitting line of
reasoning we came to the conclusion that we should adopt this policy—namely
our view should be that to no one whatsoever should we deny liberty to follow
either the religion of the Christians or any other cult which of his own free
choice he has thought to be best adapted for himself, in order that the supreme
Divinity, to whose service we
render our free obedience, may bestow upon us in all things his wonted favour and benevolence. Wherefore we would that your
Devotion should know that it is our will that all those conditions should be
altogether removed which were contained in our former letters addressed to you
concerning the Christians [and which seemed to be entirely perverse and alien
from our clemency]—these should be removed and now in freedom and without
restriction let all those who desire to follow the aforesaid religion of the
Christians hasten to follow the same without any molestation or interference.
We have felt that the fullest information should be furnished on this matter to
your Carefulness that you might be assured that we have given to the aforesaid
Christians complete and unrestricted liberty to follow their religion. Further,
when you see that this indulgence has been granted by us to the aforesaid
Christians, your Devotion will understand that to others also a similar free
and unhindered liberty of religion and cult has been granted, for such a grant
is befitting to the peace of our times, so that it may be open to every man to
worship as he will. This has been done by us so that we should not seem to have
done dishonour to any religion.’
The Emperors then proceed to order the return to
the Christians of all confiscated churches, whether held by the imperial
Treasury, or by private persons; such restoration is to be made. Similarly all
other properties formerly are to be given back. The Treasury will undertake to indemnify
those who are thus deprived of land which they may have purchased. The aim of
the imperial legislators is then reaffirmed: it is that ‘the divine favour which we have experienced in a crisis of our
fortunes may for all time prosper our undertakings and serve the public weal.’
III.
CONSTANTINE AND LICINIUS
The Roman world was divided between the two
victors. But, Italy won, Constantine showed no desire to transfer his court to
Rome: he had for many years governed Gaul, and it seemed probable that Arles
would become the capital of the Roman West. It was to Arles that the Christian
bishops were summoned early in 314. Italy might be ruled by another.
Accordingly, Constantine suggested to Licinius that Bassianus,
who had married Constantine’s sister Anastasia, should be created Caesar. The
brother of Bassianus, Senicio,
was a partisan of Licinius, and it was agreed with the latter that Bassianus should attack Constantine. But the treacherous
scheme was discovered. Already at Emona the statues of Constantine had been
overthrown, and when Licinius refused to surrender Senicio,
his complicity was declared. Constantine on his coinage re-asserted his
Claudian descent and dynastic claim, collected his forces in the north of Italy
and at the head of 20,000 men advanced by way of Aquileia and Noviodunum to Siscia (autumn
314). Near Cibalae (Vinkovce)
in Pannonia he was met by the army of Licinius 35,000 strong. That army was
encamped in a wide plain; Constantine’s march led through a defile, a hill on
one side, a deep swamp on the other. But, undeterred, he forthwith attacked
with his cavalry and thus won freedom for the advance of his infantry. The
battle was fiercely contested until nightfall, when the army of Licinius,
deserting its baggage train, fled and did not halt until it reached Sirmium.
Here the bridge over the Save was destroyed, and Licinius, having lost, it is
said, 20,000 men in the battle at Cibalae, made for
Thrace where he collected reinforcements. At Adrianople the frontier dux Valens was created Augustus, and then envoys were sent to Constantine, who was
by this time in Philippopolis, to treat for peace. Constantine rejected the proposals,
and at Campus Mardiensis which probably lay somewhere
between Philippopolis and Adrianople, a second battle was fought with great
determination on both sides, but with indecisive result. After the battle
Constantine lost touch with Licinius: thinking that the latter would make for
Byzantium, he marched with all speed for that city only to find that Licinius
was at Beroea and that his own lines of communication
were thus broken, and reinforcements from the West could be intercepted. But
by Constantine’s march Licinius was similarly cut off from contact with his
base in Asia, and thus it was Licinius who once more sought to negotiate a
peace: he sent the comes Mestrianus to
Constantine and after diplomatic delays a new partition of the Roman world was
agreed upon: Constantine gained the provinces of Pannonia, Illyricum,
Macedonia, Greece and Moesia, while in Europe Licinius retained only Thrace.
Licinius sacrificed his newly created Augustus Valens, and an attempt to secure
the recognition of his own son as Caesar was defeated by Constantine.
When in the early spring of 313 Licinius had
returned to the East to meet the invasion of Maximin, Constantine had been
recalled from Milan to Gaul to repel Germans and Franks on the Rhine: at the
end of the campaign Ludi Francici (15—20 July) celebrated his success. Henceforth the peace of Gaul was undisturbed:
it was the religious divisions in Africa which claimed the Emperor’s attention.
The Donatists challenged Constantine’s decision to exclude them from
participation in the imperial benefactions : they prayed him to appoint
bishops from Gaul to determine the issue between themselves and the Catholics:
it was a step which was to have far-reaching consequences. It is unnecessary in
this place to relate in detail the events which followed that appeal, but
significant stages must be briefly noticed. Constantine on receipt of the
petition referred the matter to Pope Miltiades and three Gallic bishops. Miltiades
transformed this small committee into a Council in accordance with the
traditional practice of the Church. From the adverse decision of this Roman
synod the Donatists appealed: Constantine agreed to summon a more
representative assembly. To Arles in 314 came bishops from all those parts of
the empire ruled by Constantine: the Church raised no objection to this
revision of the Roman judgment, which they independently confirmed. At the same
time they took the opportunity to revise the canons issued a few years before
by a Council held at Elvira: they expressly recognized that Christians could
hold civil office without prejudice to their position in the Church; in
respect of service in the army, however, canon 3 is less explicit and has
provoked discussion: ‘Qui in pace arma proiiciunt excommunicentur’: the
words ‘in pace’ have been taken to mean ‘now that persecution has ceased.’ The
present writer believes that the words should be given their natural sense: the
Council condemns such conduct as that of Maximilian and Marcellus; it will not
derogate from the rule that for a Christian the shedding of blood has once for
all been condemned. But with the adverse decision of the Council of Arles the
Donatists were not content: they appealed for Constantine’s own judgment on
their case: for a long time he hesitated, but at last in November 316 he
yielded, and himself determined the issue: by an imperial constitution the
Donatist churches were confiscated, the military repression of Donatism began,
and the Donatist calendar of martyrs was formed. It was this experience which
determined the action of Constantine when the Council of Nicaea had met in 325:
there must be no Donatist schism in the Eastern provinces.
Constantine’s plan for devolving upon another the
government of Italy had failed. He spent the first half of the year 315 in the
provinces which he had acquired from Licinius, and die second in Rome and
Milan. In 316 he was in the Gaul which he knew so well. From Treves by way of
Vienne he went to Arles. And then there comes the change: Gaul which he had
pacified held him no longer: he turned to his eastern provinces: at Sardica on March 1, 317 new Caesars were created—Constantine’s two sons Crispus and Constantine
and the younger Licinius, a bastard born of a slave. It is at Sirmium in the
same year that Constantine’s third son Constantius was born. Apart from a visit
to Italy in the summer of 318 Constantine did not return to the West: from his
constitutions he can be followed as he moves from Serdica to Sirmium and back again to Sardica: it must have
been at this time that he thought of making Sardica his capital: ‘My Rome is Sardica,’ he said. It was
from these provinces that he was to march to the second and conclusive struggle
with his colleague Licinius.
In the legislation of the years which preceded
that civil war the influence of Christianity can be traced. Thus, for example,
in 318 it is provided that even where the hearing of a case has begun before a
civil judge, the matter shall at the wish of the parties be transferred to the
bishop’s court and the latter’s decision shall be final. In 321 it is enacted
that manumissions, if granted in a church in presence of the clergy, shall be
valid without the further formalities required by Roman law. Despite the doubts
of some scholars the constitutions dealing with the observance of the Venerabilis dies soils, though cast in a pagan
form, were probably inspired by reverence for the Christian Sunday. In the
Eastern provinces Licinius, after the publication of his letter of 313, so far
as we know, showed no further favour towards the
Christians, and gradually drifted back into a policy of repression. This change
seems to have been the result of the growing alienation between Constantine and
his colleague. In 319 Constantine as senior Augustus announced himself and his
son Constantine as consuls for 320; for 321 he nominated his sons Crispus and
Constantine; the Caesar Licinius was passed over. That nomination was not
recognized by Licinius. Hostility was thus openly declared.
It is from this time (320—321), it would seem,
that the vexatious measures of Licinius against the Christians are first
enforced. No Church Councils might in future be held, Christians must not meet
in churches, but only in the open air outside the cities, and at their services
men and women should not share in a common worship. Once more the imperial
court was cleared of Christians, while civil servants lost their appointments
if they refused to sacrifice. Many governors went much further, and some
bishops were martyred—though we know no details. Thus at Amasia exceptional brutality was shown, and the account of the deaths of the Forty
Martyrs of Sebastia may be rightly dated to
the persecution of Licinius. It has been contended that the repressive policy
of Licinius was intended to secure the support against Constantine of the
pagans of the West: but Constantine’s pagan subjects had no cause for
complaint, and the Roman West had not shown any enthusiasm for repressive
measures. There seems little reason to abandon the explanation of Eusebius:
Licinius regarded the Christians of the Eastern provinces as partisans of
Constantine and in consequence sought to weaken the Christian Church.
In the years after 320 it became increasingly
clear that a civil war was imminent, and both rulers prepared for the struggle.
Each realized that sea-power would be of importance for the control of the
waterway between Europe and Asia, and for this reason built up large fleets.
Constantine constructed a new harbour at Salonica. In
323 Constantine, while repelling a Gothic invasion, trespassed on the territory
of Licinius, and thus gave the latter a ground for complaint. It now appears
certain that the outbreak of war is to be dated not to a.d. 323, but to a.d. 324. At
Adrianople, situated at the confluence of the Maritza and the Tunja, Licinius
in a fortified camp awaited Constantine’s attack. Advancing from Salonica the
latter, after some days of inconsiderable skirmishes, distracted the attention
of Licinius, crossed the river, and then under the cover of an attack by 5000
archers was joined by his army on the further bank. On July 3 there was a hotly
fought general engagement. Licinius, leaving, we are told, 34,000 men dead on
the field of battle, fled to Byzantium, where he was besieged by Constantine.
Crispus, Constantine’s seventeen-year-old son, now sailed from Salonica in nominal
command of his father’s fleet. The admiral of Licinius, Abantus,
was posted at the mouth of the Dardanelles on the Asiatic side of the Straits.
In the first day’s engagement, owing to the narrowness of the channel, Crispus
brought only eighty of his ships into action, and the result of the encounter
was indecisive. Crispus withdrew to the shelter of Cape Helles. The following
morning Constantine’s whole fleet was engaged: the elements fought against
Licinius: the northerly wind which had carried both fleets out to sea died
down: and then a gale from the south spread panic amongst the crews of
Licinius’ ships: the galleys were dashed upon the rocks and islets south of the
entrance to the Dardanelles. One hundred and thirty ships were lost. Crispus
could sail to Byzantium unmolested. Before his arrival Licinius had crossed to
the Asiatic shore. Constantine then collected as many light transports as he
could find, and without raising the suspicions of Licinius by moving his fleet
from Byzantium, he effected a landing on the Asiatic coast at a point ‘near the
mouth of the Pontus,’ perhaps in the neighbourhood of
the village of Riva. Hence he pressed on to Scutari (Chrysopolis)
where Licinius had fixed his camp. Here on September 18, 324 the battle was
fought which sealed the fate of Licinius. His wife Constantia appealed to the
generosity of her brother: Constantine spared his rival and banished him to
Salonica. The era of persecution was closed.
IV.
CONSTANTINE AND THE CHURCH
This struggle between Licinius and Constantine is
represented as a religious war, a trial of strength between the gods of
paganism and the Christian God, and there is no reason to doubt the substantial
truth of that interpretation. But it is also true that Constantine was now set
upon realizing that vision of world-wide empire which long before had formed
the theme of Gallic panegyrists. He claimed to be a descendant of Claudius Gothicus—once the sole ruler of the Roman world—and the
title to that single imperium was his by right of birth. He had waited
long, but the restoration of unity was the mission entrusted to him by the God
of the Christians and that God had sustained him in all his ways. Lactantius had been right: the end of the persecutors had
proven their sin. Diocletian’s death had passed almost unnoticed, probably in 316;
he had refused to be brought back to the tasks of government. The building of
his palace at Salonae had filled his idle days, and
after his abdication the only intimate view of him that has been preserved is
his exasperation when the consciences of Christian stone-masons in Pannonia
forbade them to fashion for that palace a statue of Aesculapius.
Galerius and Maximin had both died of loathsome diseases, and Licinius owed his
life only to the victor’s clemency. The Christian standard, the Labarum, had
triumphed, and a Christian capital of the Roman world should form a majestic
war memorial.
In November 324 the transformation of Byzantium
into the City of Constantine was begun. It has been objected that it is an
error to speak of Constantine’s foundation as a Christian city: it is true that
the pagan temples were not destroyed, that just as Rome had her Tyche—her
Fortune—so naturally must the Eastern capital have her Tyche, her presiding
spirit: this is traditional form; true also that pagan statues were collected
from every side and housed in Constantinople as an adornment for the city, but
when all this—and more—is admitted, the fact remains that the essential act in
pagan worship was sacrifice, and pagan sacrifice, it is acknowledged, was
banished from Constantine’s city. That is the crucial fact, and because of that
fact Constantinople stood as a Christian Rome. From the first
its destiny was determined. Some have sought to minimize the significance of
Constantinople in the later history of the Empire: in the writer’s view, that
significance can hardly be overestimated. While Constantinople stood
impregnable, the Empire stood, and it might without paradox be claimed that the
foundation of the city which through the centuries bore his name was
Constantine’s most signal achievement.
But though imperial unity had been restored,
there remained a further task for ‘the man of God’: he must restore unity
within the Christian Church. The Council of Nicaea is in its own sphere the
necessary complement to the victory at Chrysopolis.
In the West the repression of the Donatists had proved a failure: on May 5, 321
a letter from Constantine granted to the schismatics a scornful tolerance. At a
time when Licinius was beginning to persecute the Christians, Constantine would
make no more martyrs. He left to God the punishment of the schismatics. Constantine
had hoped to find in the provinces of the Roman East that religious unity which
had been broken in the West: in place of unity he was faced with discord, with
the Melitian schism—the Eastern parallel to
Donatism—and the Arian heresy. To apply the remedy for such disunion was an
urgent duty which admitted of no delay. At Nicaea Constantine’s influence
secured the adoption of a creed which should form the basis for the
reconciliation of the conflicting parties. The Emperor asked only that the
bishops should accept the creed: he declined to allow any official
interpretation of its meaning: it was to be an eirenicon and not a source of
further disagreements. To the creed of Nicaea Constantine remained loyal until
his death, and at his death his policy had been so far successful that there was
only one recalcitrant exile, Athanasius, and for him the see of Alexandria
remained vacant. Athanasius had but to kiss the rod and the Emperor’s triumph
was complete.
In any attempt to recover and interpret the
thought of Constantine it must never be forgotten that he is a Roman Emperor
and a statesman. The emperor’s ecclesiastical policy is a part of his imperial
statesmanship, for that statesmanship was based upon the conviction of a
mission in the service of the Christian God. Thus Christian theology may become
a danger if it threatens to create disunion amongst the faithful. The dispute
between Arius and his bishop is for Constantine an idle enquiry on points of
the smallest consequence. Other Christian rulers have shared his outlook. We
are reminded of the contempt of Elizabeth of England for the disputes of the
German Protestants concerning the omnipresence of the body of Christ: to the
Queen these were ‘unprofitable discussions.’ To Constantine, as to James I,
unity was ‘the mother of order’ and it was thus but natural that James should
hold that it was the duty of Christian Kings to govern their church ‘by
reforming of corruptions...by judging and cutting off all frivolous questions
and schisms, as Constantine did.’ Constantine’s refusal to enquire
curiously how bishops might interpret the creed of Nicaea provided only that
they accepted it recalls Elizabeth’s denial that she sought ‘to make a window
into men’s souls,’ and to a Tudor sovereign as to the Roman Emperor national
prosperity was the seal which God had set upon the ruler’s work: ‘it is clear
as daylight that God’s blessing rests upon us, upon our people and realm with
all the plainest signs of prosperity, peace, obedience, riches, power and
increase of our subjects.’ The words do but echo Constantine’s thought. It is
through comparison with other rulers who were faced with similar problems of
ecclesiastical statesmanship that we may gain a fuller insight into the policy
of the first Christian Emperor.
With the later years of the reign of Constantine
this chapter has no concern: it is intended merely to form the bridge which
leads to another history—the story of Europe’s Middle Age. Eusebius had.
celebrated the issue of the first Edict of Toleration by publishing his History
of the Church, after Constantine’s victory over every rival the bishop of
Caesarea formulated for the first time the theory of Christian sovereignty
which was to remain the unquestioned foundation for the political thought of
the East Roman world. But in that formulation there is no complete breach with
the past; many threads are gathered up and woven into the new pattern. The
Iranian conception of kingly power as a trust from God had, since Aurelian’s
day, once more taken the place of an identification of the ruler with deity.
And this view of the Emperor as deriving his authority from God had close
parallels in Jewish and Christian thought: ‘thou couldest have no power at all against me except it were given thee from above.’ And when
once the God-kingship had been abandoned, the rest of the Hellenistic theory of
sovereignty could be adopted with hardly any change of language. The emperor’s
aim, for the Christian as for the pagan, is the imitation of God, just as the
earthly State should be a copy of the heavenly order. Precisely as the Greek
king has for guiding principle the divine Logos, so for the Christian emperor
there is a divine Logos, the Word of God, to lead and counsel him. Thus the
theory of Christian sovereignty as Eusebius set it forth is itself a symbol of
the way in which the past of the ancient world was carried over into the
Christian Empire. But though the transition is thus mediated there is none the
less at this time a break and a turning-point in Roman history; the first
Christian emperor was, indeed, as Ammianus described him, a ‘turbator rerum,’ a revolutionary. Constantine sitting
amongst the Christian bishops at the oecumenical council of Nicaea is in his own person the beginning of Europe’s Middle Age.
EPILOGUEThe third century of our era witnessed what must
have seemed for a time to be the break-up of that strong system which for
generations had held together the civilized world, a system in which the
internationalism of the ancient world had culminated. What the Roman Empire
made fact had, it is true, been preceded by partial approximations, and its
debt to these is not to be underrated, hard though it often is to define it
with certainty. The effect of the past is deeper and more extensive than is
accounted for by tradition and memory, by institutions and conscious culture.
Particularly among the ancient peoples of the Near East, who had largely come
to be subjects of the Roman Empire, there were deep-seated instincts that
reflected their life centuries before Rome was even a name to them. These
peoples had seen the rise and fall of empires, the dignity of Egypt, the force
of the Assyrians, the sophistication of Babylonia, and, as the archives of the
fourteenth and thirteenth centuries show, the world of the Near East had known
an age of precocious internationalism from the Aegean to Babylonia. The Iranian
Empire of Persia had proved that a people, small in numbers but heirs of that
internationalism, could dominate, if not wholly govern, a great range of
countries, the power of the Great King radiating along roads which foreshadowed
the achievements of the Romans. The politic wisdom of toleration, and that not
in religion only, was known to the Persians, and some of their statecraft was
taken over by their final conquerors and became part of the general heritage of
imperial ideas.
Apart from experiments in the art of imperial
government, the earliest period of known ancient history saw adventures in
culture. Two thousand years before Rome became a city, ordered life in Crete
had sheltered an art which was later matched by Greece of the Mycenaean age.
And at the time when the labyrinthine palace of Cnossus was rising in secure splendour, a king in Babylon, Hammurabi, was elaborating a
code in which men were subtly enmeshed in niceties of law, niceties which never
entirely lost their hold. Masterful Pharaohs built their tombs to commemorate
the past and to challenge the future. Whatever might be the disasters that
broke upon the empires of the Tigris and the Nile, the idea may well have
penetrated the minds of men that external grandeur and culture linked with
power were to be defended as a possession or acquired as a prize. The ancient
world was adept in taking its captors captive. Civilizations might appear to
die, but civilization seemed to have in itself the seeds of immortality. In
general, culture was bound up with authority. As time went on, art in Persia,
for example, was the handmaid of an imperial sovereignty, the formal expression
of a political fact.
In the meantime, in a small land that was of
slight political importance, there was developed a new form of religion,
authoritarian in its monotheism, which in Judaism by slow degrees raised up
new values that outlived mundane vicissitudes, and ended by exalting the figure
of the martyr rather than of the conqueror. Overlaid though it was by the
racial and the legalistic, Jewish religion was destined to burn through to be a
light from the East, so that from Judaism there was to proceed a religious
movement which, in part by continuity and in part by conflict, was to become a
power able to mould the Roman Empire itself. Nor was
this the only contribution which the Eastern world was to make. Mithraism had
its roots in ancient Persian belief, the religiosity of Egypt was long lived,
the wisdom of the Babylonians continued to appeal to those who sought to
rationalize, or at least dignify, fatalism.
But in all this something was still lacking, the
claim of an unfettered intellectualism and of political ideas whereby nothing
passed unchallenged. There grew up in Greek lands the city-state, in which
culture belonged to the citizens, in which the citizen was the measure of all
things human and almost all things divine. First in Ionia and then in Greece
physical and ethical speculation, freed from the mythological elements of the
past, led on to systems of philosophy which were to affect profoundly the
culture of the ancient world. Despite comparatively transient autocracies, the
Greek States were tenaciously republican, and when they had to accept the
hegemony of a king, they retained institutions which continued to be theirs for
centuries after they had become parts of the Roman Empire. Under Alexander the
Great and his successors the Greek city-state spread over the Eastern world, and
though the Greeks were too few to recreate the East in their own image, their
culture and ways of thinking set standards to which a great Western power might
appeal.
This power presently arose. On the banks of the
Tiber another city grew to strength at the cost or for the advantage of its neighbours. The Italian peninsula, under Roman control,
became the political centre of the Mediterranean
world. Never wholly untouched by things Greek, Roman civilization acquired a
Hellenic element which fitted the Republic to compound its instinctive
statecraft with the more intellectualized practice of the Hellenistic
monarchies which it supplanted. Destructive as Rome’s power was to much that was finest in Greek life, relentless as was
her advance to domination, yet she preserved Hellenic ideas and added to them
her own. Policy and the chances of war brought the Western Mediterranean lands
within the range of Roman control, and to the peoples of those lands Rome could
bring a civilization that was Graeco-Roman and not Roman alone. All Italy
became Roman, and the Italo-Roman people was able to set on the West a stamp
still visible today.
In the Near East Rome had put an end to the wars
of the rival Greek monarchies. The dream of the restoration of the single
empire of Alexander the Great had now become accomplished fact. That which the
Greeks had failed to effect had been achieved by Rome. And when the Hellenistic
kingdoms had been overthrown, the conqueror was content to leave the Greek
East to live its own life and think its own thoughts within a world secured by
the ‘immense majesty of the Roman peace.’ The early Principate did not rudely
impose upon all provinces alike a single administrative system; methods
remained flexible, there was room for local adaptation and for the survival of
cherished institutions. That is Rome’s imperial secret: she was not in a hurry.
In Western Europe she could trust to the attraction exercised by the civilization
which was her gift. There was thus within the Empire diversity, but diversity
in unity. From the first the subjects of Rome acquired the habit of looking to
the princeps as to a human Providence: ‘through him they lived, through
him they sailed the seas, through him they enjoyed their liberty and their fortunes.’
Under the protection of this Providence the countries of the Mediterranean
world were bound together through peaceful commerce and intercourse, and
through likeness, if not uniformity, of culture.
The early Empire was not always successful: it
could not appease Jewish nationalism, it did nothing permanent to alleviate the
lot of the Egyptian peasant. Apart, too, from any resistance it met,
Graeco-Roman culture was not as vigorous and as secure as it seemed to be. Its
ideals were too static, and the world did not stand still. Rome had contributed
few vital and original ideas to form the content of the peace which she had
established. The Greek world of thought was living on an inherited capital, and
a rhetorical education made words of greater importance than the
thoughts which they expressed. Imperial
intervention in municipal affairs, however well-intentioned, tended to paralyse the generosity and patriotism of the city’s benefactors,
while the peasants, exploited by the city-dwellers, were also the victims of
the greed and violence of an undisciplined soldiery. The opening decades of the
third century saw in Persia the overthrow of Parthian rule and the
establishment of the Sassanid dynasty supported by a newly awakened national
sentiment. Antioch lay too near to enemy territory; Persian raiders crossed the
Euphrates and sacked the capital of the Roman East. Throughout the length of
the Empire’s northern frontier—from the Rhine to the Black Sea— the barbarian
world was on the move. Germanic tribes which lived by war saw before them an
empire to plunder. An Empire organized on a peace footing, as Augustus had
conceived it, could not stand the strain. The defensive system fixed by Hadrian
and his successors was broken down. Small wonder that when the central
government failed them provincial armies should seek to defend the land from
which they had been recruited—that Postumus should
found an empire of the Gauls, that Rome’s ally the prince of Palmyra should
seize the opportunity of the Empire’s weakness to establish an independent
kingdom, that on every hand generals made a bid for the purple and still
further disorganized the Roman defence. It looked as
though the unification of the Mediterranean world was at an end.
The third century is thus a period of crisis, of
experiment and of transition. The military crisis brought economic chaos in its
train. Every new emperor was forced to purchase the loyalty of his army; the
world had, indeed, learned the art of spending, but not of saving. Any great
emergency found little in the imperial treasury but hope, and the coming of the
Golden Age of prosperity, so often proclaimed, was as often delayed, for the
needs of the State had grown greatly and the power to meet them by ordinary
taxation had declined. In both the military and economic spheres emperors tried
expedient after expedient: in the army they resorted to special formations of
picked troops, or to the introduction of new weapons or of defensive armour borrowed from their enemies: to meet growing
expenditure they raised extraordinary contributions in kind from the provinces
through which the armies marched, and debasement of the coinage was continuously
carried to greater lengths. All, it seemed, to little effect.
Yet the threatened dissolution of the world which
Rome had unified was in fact averted; and the restoration of the closing
decades of the third century was essentially the work of the Balkan soldiery
and of the Illyrian emperors. Here in the Balkan peninsula pagan Rome had found
her last great mission field and her converts were enthusiastic in defence of the Roman tradition as they conceived it. The
history of the third century is for us a thing of shreds and patches; we can
best understand it through studying the solutions which the emperors of the
restoration brought to the problems that were its legacy. One of the most
pressing of those problems was the safeguarding of the emperor’s authority, for
though there had been an increase in autocratic power there had also been an
increase in the emperor’s dependence upon his troops: by their will he was made
and as readily unmade.
During the three centuries since Romanism had
triumphed with the victory of Augustus at Actium the West of Europe had been romanized, but in the third century the pendulum was
swinging back once more towards the East. In economics, in warfare, in religion
and in literature the centre of gravity had shifted
from Italy and the West. Diocletian fixing his capital at Nicomedia was in a
Greek land, and for the folk of the Near East the absolutism of the successors
of Alexander the Great had become second nature. Here the citizen Principate of
Augustus had never been understood: from the first the emperor had been king,
and consequently Lord and God. In the third century this conception had gained
ground; the imperial house had become the domus divina:
the emperor enjoyed the favour of the God who was his
companion on the throne. Yet that favour was readily
transferable and conferred no fixity of tenure: it might be a sail, but it was
not an anchor. The Unconquered Sun had been unable to save Aurelian from
assassination. Diocletian, by admitting and regularizing at his court a
ceremonial which was appropriate to Greek conceptions of the imperial
authority, was seeking to free the emperor from subjection to the passions of
his soldiery. Here is the beginning of that ‘imperial liturgy,’ the strange
mixture of civil and religious rites which was preserved with scrupulous care
at the court of the Byzantine Caesars.
This instance is typical of Diocletian’s work of
restoration: it was based throughout upon previous experiment or contemporary
practice. In finance the former extraordinary contributions in kind now formed,
the permanent basis of the Empire’s system of taxation; the third century had
already seen emperors ruling as colleagues, one in the East, the other in the
West: of this the Tetrarchy of two Augusti and two
Caesars is but an extension. By putting the undivided imperial office into
commission Diocletian sought, as it were, to outnumber any usurper. Emperors
had attempted to make good in some measure the lack of a mobile expeditionary
force; in the comitatenses the Diocletio-Constantinian restoration created such an army.
Diocletian’s use of the equites as provincial governors, his separation
of civil and military careers did but generalize previous usage. The Emperor’s
innovations are essentially a consistent adoption and elaboration of the
tentative expedients through which his predecessors had sought escape from the
crisis of the third century. Here and there the issue falsified his hopes—the
Tetrarchy, for instance, broke down before rival ambitions—but, for good or
evil, he set the Empire on its feet. It was given a new lease of life, though
the Empire’s subjects paid a high price for its survival.
But it is as a period of transition that the
third century will always claim the interest of the student. The ancient
magistracies, the constitutional executive which the Principate had inherited
from the Republic, no longer play any part in the Empire’s government, though
they still carry with them high social distinction; the Senate as a body has
similarly ceased to control policy of State. The emperor and the emperor’s
service alone remain. Thus Diocletian’s restoration is itself part of the
transition from the ancient world to the Middle Ages, for it is on the ruins of
the Roman State as Diocletian planned it that the Teutonic kingdoms were built:
its laws were taken up into their codes and so far as the invaders could they
copied its administrative system. Neoplatonism is part also of that transition,
for Neoplatonism, a philosophy which was also a religion, reinforced the faith
of pagan thinkers, and it was Neoplatonism and not Mithraism which inspired
the pagan leaders in their last attacks upon the ‘Galileans,’ while for many it
may have proved to be, as it was for Augustine, but a stage on the road which
led to Christianity.
In this period Italy steadily declines in
importance: in literature the Italian peninsula is strangely unproductive. Gaul
boasts her schools whence come the Latin panegyrists, while Africa leads the
Latin West. It is once more a sign of the transition that literature, whether in
Africa or the Near East, is, in large measure, the work of Christian writers.
Men were being prepared for the culture of the Christian Empire: even the long
lines of single uniform figures on the Arch of Constantine point forward to the
art of Ravenna.
The universalism of the Empire—the desire for
imperial unity —had sought expression through a religious cult, but neither Sol
Invictus of Aurelian’s worship nor Juppiter Optimus
Maximus of Diocletian’s allegiance could secure lasting unity. There was one
element, indeed, that actively opposed any such pagan universalism. The
Christian Church was now a community as wide as the Empire itself; its church
order had given it the fixity of a State, and it had survived the persecution
under Decius and Valerian with principles unprejudiced or modified only by a
timely concession that enabled it to reassemble its forces for another trial of
strength. Pagan and Christian were learning to live together: the issue now lay
between the State and the Church rather than between Christian and pagan. If it
is true that the Great Persecution under Diocletian was forced upon the
Emperor by Galerius, it would then appear rather an episode than the expression
of an irreconcilable antithesis.
It is worthy of note that in the last great
attack upon the Church the initiative has in general passed wholly into the
hands of the State. It is only in exceptional cases that popular hostility is
actively engaged. This fact serves to explain the unforced association of pagan
and Christian in the fourth century: the martyrs and confessors after the
middle of the third century had suffered primarily from the intransigence of
the Roman State, and not from the animosity of their pagan fellow-citizens. But
beyond this striking conciliation in social life there is a further third-century movement which bore its full fruit only in the later years of the
fourth century—the conciliation between the Christian Church and the culture of
the ancient world. The tradition initiated in the school of Alexandria by
Clement and Origen did not die with them: even in prison during the persecution Pamphilus, the master of Eusebius, continued his work
of scholarship. Here Lactantius is a significant
figure, writing his Divine Institutes especially for the cultured pagans
of his day. Before the persecution many from the educated and professional
classes were joining the Church. It was becoming possible to separate pagan
literature from the pagan faith with which it had always been so intimately
associated. For Julian the Apostate such a separation was intolerable: one was
not dealing merely with a literature, but with sacred books—with scriptures. He
who would expound the scriptures must believe in their message. It is precisely
Julian’s banishment of Christian teachers from the schools which arouses
furious exasperation in S. Gregory of Nazianzus: the masterpieces of the
ancient world are a common possession to be shared by pagan and by Christian.
There were, indeed, those who, like Chrysostom, found it difficult to overcome
inherited scruples; in unguarded moments they might condemn the whole of pagan
literature, but the Greek Fathers of the later fourth century had been educated
in the same school as their pagan contemporaries. Yet though in speech and
writing both employ the same rhetorical style, there is yet a difference: the
Christian has a vital message to proclaim, and from the pulpit he still
addresses not only the scholar but also the simple believers—the throng of
common folk. The pagan writer of the period is concerned not so much with the
subject-matter of his oration, but rather with the form of its presentation and
his audience is in general a narrow and highly cultured circle. To read a
speech of Libanius and then to turn to a homily of
Chrysostom is an instructive experience. A fact that is not always remembered
is that it was this separation of the classical literature from the pagan faith
which rendered it easy for the Church to appropriate the culture of the
fourth-century world, and which among pagans opened the way for the victorious
expansion of the Church.
When once the failure of the persecution had been
avowed, a toleration granted by express enactment was the natural result of the
situation thus created: what could not have been expected was the profession by
a Roman emperor of the Christian faith. It was Constantine’s action coming
precisely when it did which led the Church to raise no questions, to accept
without hesitation the gifts of imperial favour—the
unilateral offer of an alliance. Had the conversion of the first Christian
emperor come a century later, a far more powerful and more numerous Christian
society might have imposed its own terms upon imperial authority: it might not,
for instance, have so readily admitted the emperor’s right to summon the
Councils of the Church or to sanction by his approval the conciliar decisions:
it might have insisted on a far-reaching revision of Roman Law. It is not
merely the fact of Constantine’s conversion, but that it took place immediately
after the dark hour of the Great Persecution that gives it so permanent a
significance in the history of the Church.
Of great importance in the Empire’s history is
the effect of Constantine’s whole personality: here was the man chosen by the
will of God to fulfil His purpose. This belief he impressed so deeply upon his
contemporaries that it became an integral part of the political theology of the
later Roman Empire. The emperor’s title to rule comes to him from God, and
human electors do but ratify the judgment of Heaven. And similarly Constantine
repeatedly asserted his conviction that the unity of the Church was the
condition and guarantee of the prosperity of the Empire. It may well seem that
for this principle of a united Church the Empire suffered and sacrificed much,
but in the end the dream of Constantine was realized, and a common religious
belief became the cement which bound together the folk of East Rome. To the
unquestioned acceptance of such beliefs as these the personal experience and
the personality of Constantine must have contributed not a little.
The Near East had remained a Greek world: when
Diocletian sought to encourage the spread of Latin in the Asiatic provinces, it
proved to be too late in the day to inaugurate such a change, and the effort
failed. But throughout the Empire Latin remained the language of Roman law, and
Latin was in consequence studied in the Roman law schools, as at Berytus. Not only were both Diocletian and Constantine very
active as legislators, but at this time a first beginning was made with the
codification of the law of the Empire. There were two collections of the
constitutions of the emperors, the Codex Gregorianus and the Codex Hermogenianus, the latter
containing only constitutions issued during the reign of Diocletian. Both,
however, were the work of private citizens and unofficial. It was long before
the example thus set was followed by the State and imperial authority issued
the codifications of Theodosius and Justinian. In the sphere of law, as
elsewhere, Constantine was an innovator and it was he who first conferred upon
the bishops judicial powers. The original extent of that grant has been
disputed, but during the fourth century more and more of a bishop’s time was
occupied by what were really affairs of State. The Emperor had given his
support to the Christian Church: the Church should in turn provide the State
with a less corrupt administration of justice than that of its own lay judges.
And because the Church had not remodelled the law of
pagan Rome, it was forced to supplement imperial legislation; it had standards
of conduct unrecognized by the law of the State and these it sought to enforce
through ecclesiastical ordinance. The Church began in its Councils to fashion
its own canon law.
The fourth century learned from the experiments
of the third and systematized the latter’s tentative solutions. Among the
expedients to which the third century had had recourse were two convenient, but
perilous principles—those of corporate liability and hereditary obligation. To these
the fourth-century State resorted when, faced with the burden of the added pomp
of the court and of the upkeep of an enlarged civil service and an increased
army, it was compelled to secure its revenues. The result was that the
initiative of the subject was stifled, that the aristocracy of the towns was
ruined, and that in province after province the free peasants were successively
reduced to the position of coloni tied to the
soil. The subject existed for the State, and the State was a ruthless taskmaster.
Where powerful landed proprietors asserted themselves against the imperial
claim it was at the expense of the common good and in selfish isolation. Under
the strain of a burden unevenly borne the West of the Empire foundered in
bankruptcy; the Eastern provinces, it was true, kept the barbarians at bay, but
in the task of conciliating their own subjects the emperors of Constantinople
failed. The Syrian and the Egyptian resented exploitation at the hands of ‘the
King’s men,’ and disaffection was ended only by the Arab Conquest.
But elsewhere the third century pointed the way
to a masterstroke.' The wars on the Eastern frontier had summoned emperors
time and again to Antioch; Diocletian had fixed his court at Nicomedia. At
first Sardica had been for Constantine his Rome, and
before he finally chose Byzantium for his capital he had begun building on the
site of Troy. The city to which Constantine gave his own name solved the third
century’s search for an Eastern capital: for a thousand years it stood as the
fortress which guarded civilization, as the power-house of the Empire. With the
sea at its gates, with the majestic harbour of the
Golden Horn to shelter the imperial fleet, with its landward and seaward
fortifications, it was indeed a peerless stronghold. Never until the fatal day
when in 1204 the Crusaders captured the city did foreign arms break down the
bulwark of the walls of New Rome. No small part of the significance of
Constantine’s foundation lay in the fact that Constantinople was from the first
a Christian city and that its choice was directed by God. The God of the
Christians, the Mother of God whose robe was later to be the city’s
Palladium—these would surely defend their own. Until 1204 that confidence was
never disappointed. The foundation of New Rome, the Christian capital in-partibus Orientis, may well be regarded as the symbolic
act which brings to a close the history of the ancient world.
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