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CHAPTER IV. THE
CALIPHATE AND THE ARAB STATES
Under the rule of the first caliphs, or
"successors" of the prophet Mohammed, at Medina, the tribesmen of
Arabia, organized into the armies of Islam, had rapidly overrun Syria, Iraq,
western Persia, and Egypt, and established themselves in garrison cities in
the conquered provinces. Dissensions between the tribesmen and their
governors led to the murder of the third caliph, (Uthman, in 656, and a civil
war, which ended with the constitution of a new caliphate at Damascus (661),
hereditary in the house of the Meccan clan of Umayyad, and
dependent for its power largely upon the Arab tribesmen of Syria. Under the
Umayyad caliphs the Arab empire continued its expansion into eastern Persia,
Turkestan, northwestern Africa, and Spain, in spite of repeated insurrections
among the tribesmen in Iraq and growing discontent in many sections of the
general population. The burden of defending so vast an empire ultimately
exhausted the Syrian Arabs, whose unity was, in addition, disrupted, like
that of the Arab settlements in every province from Spain to Khurasan, by
violent feuds between the rival factions of Mudar and Yaman, or "northern" and "southern"
Arabs, The Umayyad caliphate succumbed in 750 to a general revolt of
the Yaman faction combined with other
discontented elements, both Arab and non-Arab, and was replaced by a third
line of caliphs, descended from the prophet's uncle al-Abbas, who built
themselves a new capital at Baghdad.
The strength of the Abbasid caliphate rested, politically,
upon the Arab and Islamized population of Iraq and the Arab colonists and
Iranian aristocracy of Khurasan. Militarily, it depended on a standing army
drawn from Khurasan, of mixed but mainly Arab composition, stationed in Iraq
and capable of reinforcement from its home province in case of need. Such
elements of opposition as existed in Syria and Egypt were disabled by the
persistence of the Mudar-Yaman feud, and
suppressed in northwestern Africa by the settlement of a Khurasanian garrison in Kairawan.
With the growth of urban civilization and the development of trade, the Arab
settlers in the former garrison cities of Iraq were transformed into townsmen
and ceased to constitute effective military units. Those of Syria and upper
Mesopotamia continued, under Abbasid command, their established routine of
frontier warfare against the Greeks in Anatolia. On the other hand, the
tribesmen in central and northern Arabia and in the Syrian desert, no longer
held in check by imperial armies of their own kin, or able to find an outlet
for their martial spirit by enrolment in the paid forces of the empire, were
reverting to their former rebelliousness towards the civil authorities in
Iraq and to their traditional occupation of raiding.
The latent conflict between Iraq and Khurasan, on
the one hand, and between the settled population of Iraq and the bedouins on the other, flared into action on the occasion
of yet another civil war in 812-813, resulting from Harun al-Rashid's
ill-advised attempt to give his son al-Mamun an independent position in
Khurasan, outside the control of his elder brother, the caliph al-Amin. Al-Mamun owed
his victory to a new Khurasanian army,
more pronouncedly Iranian in composition and leadership, with which he reconquered Iraq,
Mesopotamia, Syria, and Egypt, and restored some semblance of control over
the tribesmen. The price he paid for it was the virtual abandonment of the
direct rule of the caliphate over Persia and the eastern provinces. The
government of Khurasan was made over to the commander-in-chief Tahir,
and it, together with the chief military command in Baghdad, became
hereditary in his family.
Partly in order to offset the power of the Tahirids, the caliphs now formed a private guard in which
Turkish slaves, captured in frontier warfare on the steppes, soon
predominated. A new cantonment for these troops was built in 835 sixty miles
north of Baghdad, at Samarra, which for some sixty years replaced Baghdad as
the seat of administration. Isolated among the Turkish guards, the caliph
fell increasingly under their control, and between 861 and 870 no fewer than
four caliphs perished by assassination or in armed conflict with the Turks.
The prestige and authority of the Abbasids, already shaken by the civil war
of 812 and the murder of the caliph al-Amin by the Khurasanians, could scarcely survive these calamities.
The lesson that power was to be had for the taking by the strong and the
skillful unleashed in every part of their former empire ambitions which found
support among the victims of the misgovernment and financial oppression
resulting from anarchy at the center. In Persia the Tahirids were
swept away by local risings; in the Arab provinces the beneficiaries were the
Turkish governors and the bedouins.
In the struggle that followed, rivalry between the
Turks and the bedouins was, after the manner of
political forces in the Near East, coupled with or colored by differences of
religious allegiance. During the Umayyad caliphate the bedouin revolts in northern Arabia and Mesopotamia had
as a rule been organized under the banner of the Kharijite "heresy",
which maintained an extreme puritan and equalitarian doctrine and found a
sympathetic echo in tribal democracy and resistance to external control. At
the other pole, the tribesmen of Kufa in lower Iraq constituted
themselves the defenders of the hereditary right to the caliphate of the
house of Ali, son-in-law of the prophet and father of his only surviving
descendants, and fourth caliph, who had transferred the capital from Medina
to Kufa at the time of the first civil war.
For a century or so the cause of the Shiah or
"Party" of Ali gained little acceptance outside Kufa and
its dependencies, except in the Yemen and as a cloak for revolutionary
coteries. Under the early Abbasid caliphs it began to supplant Kharijism as the religious substrate or symbol of
revolt; and after the civil war between al-Amin and al-Mamun a
Shiite rebellion in Kufa in 815 found general support among the bedouins of northern Arabia and the desert fringes of Iraq.
From then onwards bedouin movements
became increasingly associated with the profession of Shiism in one or other
of its sectarian varieties, and more especially of the activist—and from the
point of view of the moderate Shiites, heterodox—wing, known as the Ismailites. Among the negro slaves also Shiism gained a
following, and many bedouins joined the negroes in
the great slave revolt which from 869 to 883 convulsed lower Iraq. Scarcely
was this put down than the Ismailite tribesmen of
northeastern Arabia and the Syrian desert, under the name of Qarmatians or
"Carmathians", carried fire and slaughter
from Basra to Antioch and only in 907 were reduced temporarily to quiescence.
The Turkish principalities in the Arab provinces, on
the other hand, were founded by generals who combined a supple independence
with rigorous Sunnite orthodoxy. Since the reign of alMamun's successor,
al-Mutasin, the practice had grown up of assigning
whole provinces as fiefs to Turkish generals at the capital. The fief-holder
drew the revenue from the crown estates in the province, and was represented
in its actual government by a deputy. It was in this way that the
Turkish mamluk (trooper of slave origin) Abmad ibn-Tulun, appointed deputy-governor of Egypt in 868,
obtained the leverage by which he not only built up a factually independent
power there, though officially he remained deputy-governor to the end of his
life, but added Syria to his dominions and founded a dynasty which lasted
until 905. Such an independent power was, however, maintained, not by
enrolling the support of the local population, but by creating a private army
of Turkish mamluks strong enough to hold the imperial forces at
bay.
Even when Turkish generals seized provinces for
themselves, however, as they did also in Mesopotamia, Armenia, and elsewhere,
they did not thereby renounce their allegiance to the caliph; on the
contrary, they formally petitioned for a diploma of investiture and duly
received it, sometimes with the grant of hereditary rights in addition.
Fictitious in a sense though such diplomas may have been, they served two
genuine purposes. One was of internal order: to legitimize the proceeding of
the law courts and the decisions of the qadis and other religious
officials appointed by the local rulers, as well as marriages, inheritances,
and bequests. The other was political: to check the spread of Shiism and the
resurgence of the bedouins in those areas where the
caliph's forces were themselves unable to intervene.
But such a system of uneasy and suspicious alliances
against a common enemy could not stop up all the cracks in the decaying
fabric. Before the end of the ninth century, Shiism had gained a strong and
permanent base in Persia, in the highlands southwest of the Caspian Sea,
known as Dailam, and another permanent base in
the highlands of the Yemen. It was not only in such relatively remote
regions, however, nor only amongst the bedouins that Shiism continued to make headway. The discontent with the prevailing
misrule and disorder, and the millennial aspirations which had broken out in
the Qarmatian risings, found an echo among educated and pious citizens,
philosophers, and men of letters, even while they abhorred the crude violence
and excesses of the peasantry and tribesmen. The opportunity offered by this
widespread dissatisfaction with the prevailing state of affairs was seized by
the leaders of a reorganized and systematized Ismailite propaganda on behalf of a "Hidden Imam", whose headquarters
at Salamyah, east of Homs, were on the fringes
of Tulunid territory. Here there was
planned the audacious scheme which, repeating the method by which the
Abbasids had seized the caliphate, but in the reverse direction, was aimed at
their overthrow. An enterprising Ismailite missionary from the Yemen had already gained a footing among the Berber hill-mnen of Tunisia; and from this base, utilizing the
reserves of Berber manpower and Egypt as a stepping-stone, with the active or
passive aid of partisans in all provinces, a Shiite universal empire was to
inaugurate the reign of justice under the house of the prophet.
The first steps were successfully accomplished.
Fleeing from Salamyah before the
Qarmatian ravagers, and eluding the agents of the restored Abbasid government
of Egypt, the "Hidden Imam" made his way to northwestern Africa;
there, in 909, after the victory of his missionary's Berber army, he
inaugurated the Fatimid caliphate in Tunisia, taking for himself the
millennial title of al-Mahdi. But the next step miscarried; twice, in 915 and
921, the Abbasid armies, in a last flicker of imperial power, drove the
Fatimid invaders out of Egypt, and before the attempt could be renewed the
Fatimids were involved in a long and dangerous Berber rising at home. It was
only in 90 that at last Egypt was occupied, almost without opposition, by a
Fatimid general, to become, for the next two hundred years, the seat of their
rival caliphate.
Much, of course, had happened in the meantime, and
the distribution of forces which now confronted the Fatimids in Asia bore no
resemblance to the situation in 909. The Abbasid caliphate, as a political
power, no longer existed. Exhausted by the military effort involved in
checking the Qarmatians and in recovering and holding Egypt, and weakened by
financial disorders and factional rivalries in the imperial forces, it had
been unable to prevent the reemergence of local dynasties and the revival of
military ambitions. Egypt had again become the seat of a factually
independent Turkish dynasty, founded by an officer of the former Tulunid forces, Muhammad ibn-Tughi,
surnamed alIkhshid, whose government embraced
also Damascus and the Hejaz. The Arab tribes of northern Syria and
Mesopotamia were organized under the chiefs of the house of Hamdan,
whose two principalities, based on Mosul and Aleppo, remained linked by
fraternal ties. In northeastern Arabia the Qarmatian state of Bahrain
(the Hasa coast) still maintained
relations with the tribes of the Syrian desert. In western Persia the Dailamites, having broken out of their mountains and
ravaged the settled provinces, had at length been brought under the organized
control of three brothers of the house of Buwaih.
The Buwaihids, whose relations with each other in
the first and second generations were marked by a rare spirit of concord,
established themselves in a bloc of principalities extending along the
eastern frontiers of Iraq from the Caspian Sea to the Persian Gulf, and thus
cut the caliphate off from the only major Sunnite power in. Asia, the
Sam5nids of Khurasan and Transoxiana.
Two features distinguished this second
disintegration of the Abbasid empire in the tenth century from its earlier
disruption in the second half of the ninth. One was the relatively greater
strength and more organized character of the new states. This fact, together
with the divisions in the caliphs' armies, had its effect on their attitude
towards the caliphate itself, and led to a struggle between the rival
principalities to establish their control over the caliphs. The competition
was won by the Dailamites, when the Buwaihid prince of Khuzistan, Muizz-ad-Daulah, entered Baghdad and annexed Iraq
to his principality in 946. In the second place, all the new dynasties — with
the exception of the Ikhshidids in Egypt
and the Kurds in Diyar-Bakr and northwestern Persia — were
Shiites. That, in such circumstances, the Buwaihids did not dethrone the Abbasid caliphs was probably due to political calculation;
the possible cost in Sunnite rebellion and administrative disorder, since the
official classes were overwhelmingly Sunnite, was too high a price to pay,
and being themselves uninhibited by any respect for Abbasid authority they
had no wish to set up a new spiritual authority with which they would have to
share their power.
The Fatimids, therefore, after their conquest of
Egypt, found themselves confronted in Asia, not by a discredited government
of Sunnite caliphs against whom they could rally the forces of Shiism, but by
successive layers of Shiite principalities, extending without interruption to
the frontiers of Khurasan. And although the Hamdanids of
Aleppo and the Qarmatians of Bahrain were not opposed in principle to
recognizing the spiritual suzerainty of the Fatimid caliphs, they were far
from ready to submit to their temporal control; while the Buwaihids,
belonging to a rival Shiite sect which denied the spiritual and doubted even
the genealogical claims of the Fatimids, now found their tolerant patronage
of the Abbasid caliphate paying a political dividend in support against the
expected advance of the Fatimid armies.
In fact, however, the Fatimids were never to
challenge Buwaihid dominion in Iraq. During the
whole of the century following their conquest of Egypt they were engaged in a
never-ending and finally unsuccessful effort to establish their control over
Syria. Since it was this struggle—with the added complications of Turkoman immigrations
and Selchukid principalities—which determined the
general features of the internal political life of Syria in the century
preceding and into the period of the crusades, it is necessary to describe
here in some detail its course and consequences.
The main factor underlying the confused political
history of Syria during this period was the recovery of the Arab tribes from
the severe control maintained by the Abbasid governors and their agents after
the fall of the Umayyad caliphate. The major tribal confederations had,
however, remained intact; these were now the Yamani or "southern"
Arab groups of Taiy (or Taiy?) in Palestine and Kalb in central Syria, and
the Qaisi or "northern" groups
of Kai in northern Syria and Numair and Uqail in Mesopotamia. All these groups had relations
with the Qarmatians, and both Taiy and
Kalb took part in the Qarmatian risings at the beginning of the tenth
century. In 944 the Hamdanid chief Saifad-Daulah, himself descended from the
old-established Mesopotamian tribe of Taghlib,
seized Aleppo from the Ikhshid and established an
independent Syro-Mesopotamian principality. After
long struggles with the Qaisi tribes he
gained the support of Kilab and Uqail, and could also rely on the other tribesmen to take
his part against the Turkish government of Egypt, which in turn maintained
its hold on Damascus only by coming to terms with the local tribes,
Saif-ad-Daulah, however, devoted most of his
energies to warfare with the Greeks, and gained for a time a measure of
success which not only enhanced his own reputation but also went far to
strengthen the self-assurance and sense of independence of the Arabs. On the
other hand, it eventually provoked a Byzantine counterattack which, beginning
in 962, penetrated the Islamic defenses more and more deeply and in 968 swept
over all northern Syria. For the Fatimids, fresh from their triumph over the
Greeks in Sicily and at that moment preparing for their descent on Egypt, the
Greek invasions were highly opportune; they not only weakened the Hamdanids of Aleppo but furnished Fatimid propaganda
with the theme, which seemed all too evidently justified, that the Fatimids
were the only Moslem power capable of stopping and throwing back the Greeks.
The Fatimid caliph al-Muizz had also negotiated
with the Qarmatians of Bahrain, in order to forestall a possible intervention
by hostile forces from the east, and in the same year 968 a Qarmatian army
entered Syria and, with its local Arab allies, exacted tribute from the Ikhshidid governor of Damascus.
Everything thus seemed to be in train for a rapid
Fatimid occupation of Syria as soon as Egypt had been conquered. Suddenly, on
the advance of the Fatimid expeditionary force into Syria, the Qarmatian
commander, for reasons which have never been fully explained, came to terms
with the Ikhshidid commander.
Nevertheless, the Fatimid troops entered Damascus at the end of 969 and for
five months besieged the Greeks in their newly-recaptured stronghold of
Antioch, only to be faced by a coalition of Qarmatians, Ikhshidid troops, and tribesmen, who drove them out
of Syria and pursued them into Egypt (971). Not until a second Qarmatian
attack on Cairo had been beaten off in 974 were the Fatimids able to renew
the Syrian campaign. In the meantime the Greek raids had been renewed and
Aleppo reduced to vassalage; but the final campaign of John Tzimisces into
central Syria in 975 was countered by Fatimid forces at Tripoli. It was only
after three more years of fighting that the independent Turkish commander at
Damascus, Aftigin, and his Qarmatian allies
were defeated by the Fatimid caliph al-Aziz, Damascus was annexed, and the
Qarmatians finally withdrew from the contest.
The effect of this conquest was not so much to
establish Fatimid rule in southern Syria as to divide Syria into two
protectorates: a Byzantine protectorate in the north over Aleppo and its
dependencies, with a strongly-held base at Antioch, and an Egyptian
protectorate over Damascus and the south, with its principal base at Tripoli.
Berber troops of the Fatimid army were posted in Damascus, to the detestation
of its citizens, and garrisoned the coastal cities, but the countryside was
largely out of control. This weakness was no doubt due in some degree to the
qualities of the Berber forces, who were no match for disciplined Turkish
cavalry and could just hold their own against the Arab tribesmen. But it
seems probable that the Fatimid caliphs in general placed an excessive
confidence in the influence of propaganda. The elaborate organization of the
"mission" was the feature by which their administrative system was
especially distinguished, the chief missioner (din of dais) being one of the
highest officers at the court; and it was for missionary training that the
most enduring monument of their rule, the college mosque of al-Azhar, was
founded. The assumption that conquest would be facilitated by a thorough
preliminary campaign of propaganda had served them well in Tunisia and again
in Egypt, but in Syria it was never more than a broken reed. The reason was
not that the Syrians rejected their religious claims; on the contrary, with
the exception of Damascus, whose stiffly orthodox population was never
reconciled to Fatimid rule, the citizens and tribesmen, both
"northern" and "southern", were in principle more attached
to the Fatimid than to the Abbasid caliphate and some, especially in the
north, were its fervent partisans. For anything on a larger scale than local
operations the Fatimid government relied to a great extent on the cooperation
of the Taiy and Kalb tribes, as the Hamdanids relied on the Kilab.
But the division of the country, and the absence of effective control over
the tribesmen, fostered the natural appetite for independence amongst the
latter, and encouraged others also to aim at independence, or at least
autonomy.
From this time, therefore, the history of Syria
begins to take on the baffling complexity which characterized it down to the
middle of the twelfth century. Not only were the Fatimid governors, the Hamdanids, and the Greeks of Antioch engaged in a
shifting sequence of hostilities and alliances, but lesser chiefs in various
parts of the country insinuated themselves into these rivalries and sought to
play them off against one another in their own interest. The prefects of
Damascus were constantly tempted to exploit for their own profit the
hostility of the citizens towards the Berbers and the Fatimids; on the other
hand, the Hamdanids at Aleppo reinsured
themselves against their Byzantine suzerains by overtures to the Fatimids.
But whenever Fatimid armies marched on Aleppo, they appealed to Antioch for
assistance; and in their hour of most extreme danger, after the forces of
Aleppo and Antioch had been routed in two successive campaigns (992, 994) and
the city itself was besieged by the governor of Damascus, it was delivered in
995 by the emperor Basil II in person. Basil's subsequent campaigns in Syria,
however, failed to weaken the Fatimid defenses, and in 1001 the first of a
series of ten-year truces between the two empires was arranged. In 1009 a
Fatimid army from Tripoli supported the succession of a new governor at
Aleppo against Basil's protegé. A few years
later the Kilabi Arabs, who had grown
increasingly restive as the power of the Hamdanids weakened,
broke out in open rebellion under their chief Salih ibnMirdas. He, to gain his ends, made common cause with
the supporters of the Fatimids, and in 1016 Aleppo submitted for the first
time to the rule of a Fatimid governor.
It is remarkable that these successes in Syria
coincided with the reign of the eccentric Fatimid caliph al-Hakim (996–1021).
In addition to many measures vexatious to his Moslem subjects, al-Hakim
opened in 1008 a seven-year persecution of Jews and Christians, confiscated
the possessions of the churches, and ordered their demolition. Among those
destroyed was the Holy Sepulcher at Jerusalem, which was torn down in 1009.
In Syria, at least, where the population had suffered from Greek invasions
for fifty years, this was the most popular act of al-Hakim's administration,
although it was followed by an order from Basil prohibiting commercial
intercourse between Egyptian and Byzantine territories.
The fragility of the new conquests was soon to be
demonstrated. From the first the Fatimid government had had to deal with
persistent tribal revolts. The most turbulent of its Arab subjects was the
very tribe which supplied the bulk of its auxiliary forces, the Taiy of Palestine and the Transjordan. These former
allies of the Qarmatians revolted in 980, and again in 998 and 1011;
their shaikhs, of the house of Jarrah,
set up on each occasion as independent princes of Palestine, and on the third
renounced the Fatimids in favor of the caliphate of the sharif of Mecca. At
the same time or later they also opened negotiations with the Greeks at
Antioch, and in 1011 Ibn-Jarrah even began to rebuild the church of the
Holy Sepulcher.
The Kilab, for their
part, resented the Fatimid occupation of Aleppo, which they regarded as their
rightful prize. In 1024, after the death of al-Hakim, the Kilabi chief Salib ibn-Mirdas formed a league of Arab tribes on the basis
of an agreement to partition Syria among Kilab in
the north, Kalb in the center, and Taiy in
the south, and himself occupied Aleppo. The general revolt shook the Fatimid
government out of its indolence. A strong force sent from Egypt under a
Turkish officer, Anushtigin ad-Dizbiri, routed Salih and his Arab allies at
al-Uqhuwanah, on the Lake of Tiberias (1029),
and set about reorganizing a stable administration in the south. In the
meantime the Byzantine emperor reimposed the Greek tribute on Salih's son
and successor at Aleppo (1030), and Greek forces from Antioch, accompanied by
the fugitive Taiyi, Ibn-Jarrah, engaged the
tribesmen in the north. In 1032 George Maniaces,
commanding the Euphrates frontier, seized Edessa (Urfa) from the Kurds of
upper Mesopotamia, and subdued the tribesmen of Numair who
had seized Harran and Saraj. In the same
year Anushtigin reopened negotiations
with Antioch and Constantinople. Hostilities were suspended, but it was not
until 1038 that a peace was signed by which, in return for the release of his
Moslem prisoners, the emperor obtained permission to rebuild the church of
the Holy Sepulcher. Anushtigin, for his part,
having agreed to continue payment of the Greek tribute, drove the Kilab out of Aleppo and reoccupied the rest of the
former Harndanid principality.
This was the high-water mark of Fatimid power, and
it roused extravagant hopes in Cairo. The Buwaihids in Iraq were by now weakened and disorganized by internal conflicts; the
"mission" was reorganized and spurred on to fresh efforts; Persia
was honeycombed with Fatimid agents, who were making converts among all
classes in the eastern kingdoms; alliances and ententes were established not
only with the Byzantine emperor, but also with the princes of Georgia, the
Turks in Central Asia, and even the Hindu rajah of Delhi. But again the
Syrian Arabs intervened. On the death of Anushtigin,
Aleppo was recovered by the Mirdasids with
Greek support (1042), and the Taiy rebelled
once more in Palestine and were not reduced to order until their most
turbulent sections were transported a few years later to the Delta. The
disproportion between the propagandist aims and the real resources of the
Fatimids was displayed at this moment by the fantastic episode of al-Basasiri at Baghdad. Al-Basasiri,
a Turkish officer of the last Buwaihid prince,
driven out of Baghdad by the Selchukids in 1055,
appealed to Cairo for support. After receiving a substantial gift of money
and arms, he reentered Baghdad in December 1058, and forced the Abbasid
caliph to recognize his Fatimid rival. But in the circumstances no military
support could be sent to him from Egypt or Syria, and a year later the
Abbasid caliph was restored by the Selchukids. The
only result of the incident was to encourage the Selchukids in their hostility to the Fatimids to take advantage of the violent outbreak
of anarchy in Egypt in this same year (1060), which practically put an end to
Fatimid rule in Syria and Left it open to the Turkoman and Selchukid invasions.
Apart from the coastal cities between Ascalon and Tripoli, one relic of Fatimid dominion
remained in Syria. This was the heretical Ismailite sect called the Druze, after the name of the Persian missionary (ad-Darazi), who had brought about their conversion to the
new belief in the divinity of the Fatimid caliph al-Hakim. The origins of the
cult and the reasons for its spread are still obscure, but it took root among
the mixed population of the highlands south of Lebanon and spread from there
into the hill country between the Orontes and Aleppo, in spite of the attempts
of both the Byzantine governors and the adherents of "orthodox"
Fatimid Shiism to eradicate it. Extremist Shiism had already established
itself in various forms in northern Syria during the previous century. The
chief of these sects was that of the Nusairis,
whose missionaries, favored by the Hamdanids,
had gained a strong establishment among the sedentary "Yamani"
clans in the Jabal Bahra (now
called, after the sectaries, Jabal Ansariyah),
south of Antioch. The Druze sect may perhaps have been intended to serve a
political end by linking up with these extremist Shiite groups in the north;
but apart from theological controversy little or nothing is known of the
relations between them at this period. In the event, however, Druzism ebbed back into its original home in
Lebanon, and except for adding yet another to the varieties of religious
belief represented in Syria, and yet another independent fraction to its
political structure, played little part in the history of the next centuries.
The principal cause of the severe, but short-lived,
internal crisis in Egypt was the outbreak of armed rivalry among the three
divisions of the Fatimid army: the Berbers, the Sudanese infantry, and the
regiments of Turkish cavalry whom the caliphs had gradually enrolled in their
service, and who now numbered some 10,000. Since the caliphs of Baghdad had
initiated in the ninth century the practice of constituting regiments of
guards of Central Asian Turks, acquired by purchase or as prisoners of war,
the superior military qualities of these Turkish "slaves" (mamluks)
had made it necessary for all who held or aspired to independent rule in
western Asia to do the same, in spite of the political dangers which all too
often followed from the practice. Every prince must have his askar, or
standing regiment of Turkish guards, varying in number with his resources
from some thousands to a few hundreds. But their highly developed esprit de
corps which made them such a valuable military instrument became also, under
weak rulers, a source of danger, leading to conflicts with regiments of other
nationalities, mutinies, and open revolts under ambitious generals. One after
another, the dynasties and principalities of western Asia during the tenth
and eleventh centuries suffered from and eventually succumbed to the violence
of their Turkish troops.
It was a conflict of this kind in which the Fatimid
caliphate now became involved. After seven years of fighting, the Turks,
commanded by the Hamdanid Nasir-ad-Daulah,
and allied with the Berber regiments, drove the Sudanese into upper Egypt.
Six more years followed during which the countryside was ravaged by the
Turks, the Sudanese in the south, and Berber tribesmen from Libya in the
north, and Cairo was besieged and looted. After the assassination of Nasir-ad-Daulah
by his Turkish officers (1073), the caliph al-Mustansir, in desperation,
called in the aid of his Armenian general Badr al-Jamali, the
governor of Acre. His arrival by sea with his Armenian guard took the Turks
by surprise, and he was able to enter Cairo in January 1074 and to put down
the turbulent officers and their troops by massacre and other vigorous
measures. In three further years of constant campaigning the Sudanese, bedouins, and Libyan Berbers were brought under control,
and by 1077 Badr had accomplished his task of restoring peace and
stability in Egypt.
During these seventeen years Syria had perforce been left to its own devices. At Damascus the Turkish and Berber troops fought with one another, or against the local militia or the Kalb: Arabs, and no governor could maintain himself between the rival factions. Badr twice attempted the task, in 1064 and 1068, and was twice driven out, and withdrawing to Acre he there set about building up the Armenian guard with which he was afterwards to occupy Cairo. The governors of Tripoli and Tyre both broke with the Fatimid government in 1070 and made themselves independent— probably for commercial as much as for political reasons. These local events were overshadowed by graver portents. In 1064 the first band of Turkomans entered northern Syria, to take a hand in the conflict between rival Mirdasid princes for the possession of Aleppo. Other bands followed under different chiefs. When Badr besieged
Tyre in 1070 the new ruler called in the aid of one such Turkoman chief,
who forced the attackers to retire, Badr himself, shortly
afterwards, followed his example; when Nasir-ad-Daulah attempted to stir
up the Taiyi Arabs against him, he called
in a band led by a certain Atsiz to
counter their activities. The consequence was that Atsiz occupied
Palestine and looted Jerusalem, and after Badr's removal to Egypt
besieged and captured Damascus (1075). In the next year he attempted to
follow up this success by invading Egypt, but was met and defeated by Badr in
February 1077. Badr in turn marched on Damascus but failed to
recapture the city in two successive campaigns; after the second, Atsiz surrendered it to the Selchukid prince Tutush, to become the capital of the
new Selchukid principality of Syria (1078).
Henceforward Badr, avoiding any conflict with
the Selchukid power, devoted himself to the
reorganization of Egypt and the restoration of its prosperity. Thanks to his
firm and orderly government and that of his son al-Afdal Shahanshah after him, the Fatimid caliphate endured
for another century. His achievement was even more remarkable, indeed; for
the general principles on which he reorganized the administration were so
soundly conceived that they remained operative for centuries, notwithstanding
wars, revolutions, and dynastic changes. The most striking feature of his
system was the combination of military government with civil administration.
From this time forward, the Fatimid caliphs no longer, or only for rare and
brief intervals, were the effective rulers of the country. The ruling power
lay in the hands of the military dictator, called the vizir or, in
later times, the sultan (Arabic, sultan), supported by an army whose officers
were paid from military fiefs. Yet, although the government remained a
military government at its head, a powerful civil administration was built
up, which controlled the entire financial organization, including the payment
of the troops, and regulated the distribution of the fiefs.
Scarcely less remarkable is the revolution
which Badr and his son introduced into the external policy of
Egypt. Whether or not they accepted it as a fact that the Selchukid power put all dreams of territorial expansion out of court, the only military
action which they took outside Egypt was to recover its naval bases at Acre,
Tyre, and other ports (1089), and to maintain a defensive bridgehead in
Palestine. On the approach of the crusaders, Tyre and Sidon were refortified,
and Jerusalem was recaptured in 1098 from the Artukid Turkoman chiefs
who held it as a Selchukid fief. The assumption
that al-Afdal attempted to negotiate a
division of Syria with the crusaders seems to be belied by the fact that the
Frankish envoys who went to Cairo in that year were imprisoned. It is more
probable that he saw in their establishment in northern Syria a useful
counterpoise to the ambitions of the Selchukids.
In effect, Egypt, from being the intended
springboard for a universal Shiite empire, was reformed as a closely knit and
self-contained kingdom. Although the parties in opposition to the Selchukids in Syria continued to recognize the Fatimid
caliphate, no serious attempt was made to capitalize on their religious
allegiance for political ends. So far from this, indeed, were Badr and
al-Afdal that they would almost seem to have
deliberately undermined the whole Fatimid mission organization, except in the
Yemen. It was an essential article of Ismailite doctrine that the spiritual office inherited by the descendants of Ali passed
in a direct line from father to son by explicit nomination; and it had
hitherto passed always to the eldest, or eldest surviving, son. Thus Nizar,
the eldest son of the caliph al-Mustansir, was regarded in the mission as his
destined successor, and may even have been so proclaimed; and a vigorous
militant propaganda on this understanding had already achieved its first
successes in Persia by the foundation of the new "Assassin"
movement. Yet, on the death of al-Mustansir in 1094, al-Afdal recognized his youngest son as his successor,
with the title of al-Mustali, and Nizar's revolt
in Alexandria was crushed.
It can hardly be supposed that so intelligent a
governor as alAfdal was not aware that
the consequence of this act would be to split the Fatimid mission into two
rival sections, and that the militant eastern section would support the claim
of Nizar. We can only surmise, therefore, that among the reasons for his
action was a desire to dissociate the Fatimid caliphate in Egypt from the
terrorist activities already initiated by the Assassins, and thus to avoid a
conflict with the Selchukid sultanate, whose
imminent decline he could not, of course, have foreseen. Whether or not he
himself was an orthodox Sunnite, as the contemporary Damascus chronicler
asserts, it is evident that he was regarded with bitter hostility by the more
activist elements among the Ismailites, who
eventually compassed his death. But on the other hand he seems to have been
concerned to build up the Mustalian section
and mission in the Yemen.
This apparent inconsistency may serve to throw
further light on the policy of Badr al-Jamali and al-Afdal. Relations between the Fatimids and the Yemen go
back, as has already been noted, to before the establishment of the Fatimid
caliphate. But from the middle of the eleventh century they took on a new
importance. About this time the maritime trade in the Indian Ocean, which had
hitherto generally taken the Persian Gulf route, began, owing to the
unsettled state of Persia and Iraq, and the relative stability of Egypt, to
adopt increasingly the route via Aden and the Red Sea, where merchandise was
disembarked at the port of Aidhab, on the
African coast, and transported to the Nile. It is at the same period, in the
second half of the eleventh century, that trading relations between
Alexandria and Amalfi and Genoa begin to be documented. The
connection between these facts is obvious, and certainly did not escape the
notice of the rulers of Egypt. That they actively encouraged trade with the
commercial cities of Italy by the grant of charters of protection to their
merchants is certain, not only from the fragmentary evidences that survive
from the years between 1070 and 1120, but from the indisputable documents of
the following decades. The existence and fostering of these commercial
relations thus contributed on the one hand to the economic prosperity and
self-sufficiency of Egypt, and on the other discouraged its rulers from
warlike activities which might disturb them. It was only at a later period,
when the Egyptian trade had become a firmly established institution, that
Saladin, as will be seen, was able to exploit them as an instrument in his
struggle with the Syrian Franks.
It should be clear from this survey that there is
little justification for the view which represents the conflict between the
Sunnite Moslems, or supporters of the Abbasid caliphate, and the Shiites, who
supported the Fatimid caliphate, as the principal or primary cause of the
weakness or disunity in the Islamic world at the time of the First Crusade.
It is true that the division existed, and that the Selchukids,
as will be shown in a later chapter, made it their professed aim to reunite
all Islam in allegiance to the Abbasids. But the sectarian divergence was
not, even after the establishment of the Selchukids,
at the bottom of the political, and military conflicts which continued to
split up western Asia into a network of independent principalities, and least
of all in Syria. The fundamental cause was the spirit of particularism and
personal and local jealousies, which offered opportunity of personal
aggrandizement to ambitious princes, governors, and generals, and because of
which every political structure lacked stability and was destined, after the
disappearance of the temporary factors that had brought it into being, to end
in disruption.
Furthermore, not only did the question of Sunnite or
Shiite allegiance count, in this atmosphere of Real politik, for little more than diplomatic form, but —
in northern Syria, at least — even the distinction between Moslem and
Christian faith had lost much of its former sharpness. After the passing
outburst of feeling in the time of al-Hakim, relations between Moslems and
Christians seem to have become remarkably easy, and, under the protection of
the Byzantine treaties, trade and intercourse between the Greeks and the
Syrians were actively pursued. With the establishment of Byzantine
governments in Antioch and Edessa, Christian principalities took their place
in the normal political framework of Syria and Mesopotamia, and Christian
protectorates over Aleppo and parts of inner Syria were not only tolerated,
but actually demanded on occasion against Moslem rivals. Moslems and
Christians were mingled with one another, especially after the large Armenian
immigration into northern Syria; Christians ruled over Moslems, and Moslems
over Christians, without serious friction on either side. Greeks and
Armenians served in Moslem armies, and Moslems fought against Moslems under
Greek generals. It was these facts which determined the comparative
indifference of the Moslem princes towards the Latin crusaders when they
first arrived in Syria. Their occupation of Antioch and Edessa did no more
than restore the status quo ante, and even the conquest of Jerusalem and the
organization of the kingdom roused few apprehensions, providing, as it did, a
buffer between Egypt and inner Syria.
Thus the Egyptian counter-offensive was intended primarily
to defend the coastal cities, although on the first occasion al-Afdal may have hoped to prevent Jerusalem from
falling into the hands of the Franks. It is noteworthy that Jaffa was
captured by the Genoese even before the siege of Jerusalem and that the
principal object of Baldwin's policy during the first five years of his reign
was to gain possession of the seaports, and more especially of the harbor of
Acre. That this determined the military objective of the Egyptians seems to
be clear from the strategy, such as it was, of their campaigns in 1101, 1102,
1103, and 1105. Again, however, we have most probably to see in this aim not
so much the desire to defend their territorial possessions as to preserve
their commercial advantages, and above all to prevent the Franks from gaining
direct access to the profitable Red Sea trade.
Al-Afdal had not
reckoned with the intervention of the Genoese and Venetian fleets, and the
fall of one seaport after another compelled him before long to take a more
serious view of the situation, Ascalon, at least,
had to be held, both for strategic and for commercial reasons. Its importance
as a commercial base to the Franks had been underlined by the fact that, if
Ekkehard is to be believed, Godfrey had already made a commercial treaty with
it, as well as with Damascus. Consequently, after the failure of the earlier
campaigns, al-Afdal opened negotiations
with Tughtigin of Damascus for combined
operations in 1105. The failure of this attempt also seems to have convinced
him that there was nothing to be gained from an offensive policy toward the
Franks, and from this time onwards he contented himself with securing the
defense of Ascalon by land and sea, save for
occasional sorties by the garrison troops. Even for this purpose, however, an
alliance with Damascus had more than merely diplomatic value. After the
narrow escape of Ascalon in 1111, when a rebel
governor negotiated its surrender to Baldwin, therefore, acquiesced in the
occupation of Tyre by Tughtigin in 1112
and again, after the raid on Egypt during which Baldwin I died (April 1118),
the Egyptian and Damascene armies joined in a military demonstration outside Ascalon. But neither these sporadic operations nor the
more energetic attempt made by the Egyptian government after al-Afdal's assassination in 1121 to organize a joint
campaign against the Franks implied any real breaking down of the barriers to
cooperation. The counter-crusade had to wait on the growth of a psychological
or spiritual unity strong enough to overcome the obstacles of regionalism and
private interest, and to heal the lingering effects of religious schism.
CHAPTER VTHE ISMAILITES AND THE ASSASSINS
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