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CHAPTER XXII. THE CRUSADES OF FREDERICK
BARBAROSSA AND HENRY VI
Saladin’s reconquest of Syria and Palestine
found the Christian world still unable to cooperate. For over a century it had
been officially divided into western Roman Catholic and eastern Greek Orthodox
halves which increasingly looked upon each other with deep suspicion and
distrust, and even with actual hatred. Had these two divisions of the Christian
world concerted their efforts, after Saladin’s conquests, to meet the Moslem
challenge as they had done before, it is more than likely that the kingdom of Jerusalem
could have been easily reestablished. Yet such an easy disposition of what was
regarded as the Moslem peril was impossible for this age. Not only was there no
attempt to come to any agreement of this kind, but Isaac II Angelus, the
feeble, tricky, and irresponsible occupant of the tottering eastern throne, by
an alliance with Saladin among other things, prodded the aggressive princes of
the west to think of the destruction of the Byzantine state. The chief result
of the German participation in the Third Crusade was thus the overthrow of the
Byzantine empire by the Fourth. The latter was, to be sure, the work of
Venetians and Frenchmen, but the experience of the Germans under Frederick
Barbarossa and Henry VI had demonstrated the possibility of removing the
Byzantine obstacle to western designs.
Nor was western Christendom, any more than
Christendom as a whole, prepared at this moment of crisis to act in concord.
Any crusade undertaken by the Germany had to fit into Hohenstaufen plans to
strengthen and enlarge the empire. The emperors found in the papacy, which was
a constant promoter of the crusade to the east, a steady opponent of their
imperial plans. The papacy did, indeed, succeed in limiting Barbarossa’s
Italian ambitions, but it was unable to prevent Henry VI’s acquisition of the
Norman kingdom of southern Italy and Sicily. Both men undertook to lead
crusades partly in the hope of softening papal opposition to their domestic
policies. The popes, however reluctant to support any project calculated to
increase the material resources of the Hohenstaufens,
could not withhold official approval from a movement so likely to enhance their
own spiritual power. Except, however, for initial support in arousing
enthusiasm for the proposed crusades, they left the monarchs free to organize
and manage them as they saw fit. These crusades may accordingly be considered
imperial in character, aimed at justifying the predominance of the German
empire in Europe by solving the Moslem problem. They did nothing to allay the
long struggle between the western church and the empire. On the contrary, by
transferring leadership to the latter and emphasizing the secular aspects of
the crusading movement, they heightened the tension.
The political organization of central and western
Europe prevented close cooperation among the monarchs. The kings of France and
England were at odds over the Angevin empire, and neither could leave
on a crusade while the other was determined to continue the struggle, or stay
long in the east while the other was at home. Nor was the Saxon Henry the Lion
a person to leave unwatched in Germany while the emperor went off on a holy
mission. Thus no serious efforts were made by the three monarchs to work out
concerted plans. There can be little doubt, moreover, that the English and
French monarchs resented the assumption of crusading leadership by Frederick.
What might have been a successful recapture of the holy places by a combined
west operating as a unit was thwarted by those animosities, imperial and papal,
monarchical and feudal, which, in however modified form, continued to hamper
western unity.
When the news of Saladin’s offensive began to
filter into Italy, Germany, France, and England, the papacy undertook to direct
and stimulate the emotions aroused. Gregory VIII sent Henry, cardinal-bishop of
Albano, with papal letters, despite his ignorance of French and German, into
France and the Rhinelands. That the Lord would have
permitted his church to suffer so horribly at the hands of infidel enemies
could be explained, in papal eyes, only by the overpowering sins of the
faithful. A successful crusade therefore could be undertaken only by those who
had corrected their “sins by voluntary chastisement” and turned “through
penitence and works of piety to the Lord … To those who with contrite heart and
humbled spirit undertake the labor of this journey, and depart in sorrow for
their sins and in the true faith, we promise full pardon for their offenses and
eternal life”. A pilgrimage to be made by penitents was to avoid all show. Let
them not go “in expensive clothes or with dogs or birds or other things which
seem rather to supply delight and wantonness than to serve necessary uses. Let
them go rather with modest equipment and dress, in which they seem to be doing
penance rather than to be striving after vain glory”. The cardinal himself in
summoning the German lay and ecclesiastical nobility to attend Barbarossa’s
“court of Christ” at Mainz on March 27, 1188, reiterated the papal injunctions.
“We think that all of you, after all idleness, all curiosity, and temporal
glory have been put aside, should be enjoined to try to be present at the court
of Jesus Christ with becoming seriousness and modesty. Let all be so inflamed
by the fire of love and obedience to exalt the Christian name, that dress and
deportment confess the faith which our tongue professes”.
By this time the German aristocracy had been
somewhat aroused. The response to the preaching of the cardinal-legate’s
representatives at the diet of Strasbourg in December of the previous year had
not been notable until supplemented by bishop Henry of Strasbourg’s more
adequate rhetoric. Meanwhile, moreover, the ‘elegant eloquence’ of bishop
Godfrey of Wurzburg had led to a numerous response when the pressure of public
opinion had reached the point where “no one in all Germany was considered of
any manly steadfastness at all, who was seen without the saving sign, and who
would not join the comradeship of the crusaders”.
The movement had been promoted from the first by
Barbarossa. It is not likely that the old emperor (he was now close to seventy)
had much more in mind than to bring his long and arduous career to a heroic
climax, “the good consummation of his virtues”, as the chronicler puts it. He,
no less than others, knew that he might pay with his life. He had been with
Conrad III on the first attempt of the Germans to make their mark in the east.
The opportunity now presented itself to redeem that disaster and to complement
the successes of the empire in Italy, however limited, with a supreme effort on
behalf of western Christendom. No matter how annoyed he may have been over the
attempts of Manuel, the late Byzantine emperor, to thwart his Italian
ambitions, these had come to naught and were now past. The predicament in which
the Byzantine empire found itself at the moment might be tempting to one
politically over-ambitious. But to Frederick it meant only that, if properly
utilized, the German pilgrimage to the east could be facilitated. There is
accordingly no good reason to disagree with the admiring estimate of the
official reporter of his crusade. “Neither the weakening limbs of venerable old
age, nor the long toils of veteran military service, nor the abundance of
riches or pleasures, nor the great affairs of state, nor his fondness for his
dearest sons could deter him from the long and hard road of holy pilgrimage. A
glorious old man, by his own example he inspired all the young men to fight for
Christ”.
With tears of joy Frederick took the cross at
“Christ’s court” amidst a weeping multitude. Thousands upon thousands followed
him in this—perhaps as many as thirteen thousand in all. The date of departure
from Germany was set for April 23, 1189, St, George’s day. It was necessary,
meanwhile, to pacify Germany and prepare diplomatically for the march. The
stubborn archbishop Philip of Cologne had made his peace at Mainz. Henry the
Lion, given the alternative of going along at the emperor’s expense or going
into exile for three years, chose the latter and went to England. Cardinal
Conrad, the archbishop of Mainz, went to negotiate with king Bela III
of Hungary for passage through that country. It is Likely that letters were
sent to the ‘grand zupan’ (ruler) of Serbia,
Stephen Nemanya, and his brothers. An embassy set off
to arrange with Isaac Angelus for passage through Byzantine territory. Godfrey
of Wiesenbach was sent to Kilij Arslan II,
the Selchukid sultan at Iconium (Konya), and Henry of
Dietz was dispatched to Saladin himself, threatening war within a year if the
holy places were not surrendered. Despite all the difficulties involved in the land
route, difficulties which the emperor himself had experienced, he must have
felt that it would be simpler to remove them by negotiation than to arrange for
the transport by sea of a large German army that might find no Christian port
at which to land.
Saladin scornfully rejected the emperor’s
ultimatum, and set about arranging an alliance with the Byzantine emperor that
would harass the German progress through Greek lands. Other embassies came to
Germany to meet Frederick at the diet at Nuremberg in late December 1188. The
Serbian embassy announced that Nish would be put in readiness for his arrival.
The news of the prospective invasion of the east by a powerful Germany army had
made a deep impression. The large embassy of Kilij Arslan, one thousand men and
five hundred horse according to some German reports, promised the emperor that
no obstacles would be put in the way of his march through Selchukid territory in Asia Minor. The Byzantine embassy, led by the chancellor
John Ducas, was more cautious and frank. To
Frederick it was explained that Isaac, “from the time when the idea of an
expedition to Jerusalem had become generally known”, had suspected that “not
only the emperor but also the king of France would lead a hostile invasion into
his realm”. Unless Barbarossa could remove these fears, it would be necessary
for Byzantium to refuse to allow the Germans to go through the passes of
Bulgaria and indeed “in all ways” to oppose them,
This appeared reasonable to Frederick, and three
distinguished German princes, bishop Godfrey of Wurzburg, the emperor’s son
Frederick, duke of Swabia, and Leopold of Babenberg, duke of Austria, swore
before the Greeks to the pacific intentions of the German crusaders. Thereupon
the Greek envoys, “vowed by the holy gospels, on behalf of their lord the king
and of all the princes of Greece, true and steadfast friendship for the lord
emperor and the whole army of Christ”. It was agreed that the Greeks would give
the crusaders guides through Byzantine territory, furnish them with food and
supplies at regular markets, and provide transportation across the straits to
Asia Minor. To impress the Greek envoys the more, the three German princes
“vowed again that as long as the Greeks kept the agreement to which they had
sworn, the entrance of our men into their land would be peaceful and quiet”. To
supervise the preparations for the reception of the crusading army, a German
embassy was sent ahead to Constantinople consisting of the bishop Hermann of
Munster, count Rupert of Nassau, his kinsman count Walram,
Henry of Dietz, and the imperial chamberlain, Markward of Neuenburg. Knowing what happened to these promises and to
these envoys, Ansbert cannot help but
remark of the Greeks at this point in his chronicle: “They lied, nothing they
vowed did they afterwards perform. Neither the prudent emperor nor the simple
and faithful legates knew that they were being sent as sheep in the midst of
wolves”.
On St. George’s day, April 23, 1189, the
crusaders gathered for a diet at Regensburg (Ratisbon) at which final
arrangements were made. On the 11th of May the German army, said to have been
some one hundred thousand strong and with a core of twenty thousand knights,
set out on their crusade with purses bulging with money, the emperor and a
small number by boat, and the rest along the banks of the Danube. In this
stately procession were the leaders of the German church and the German
aristocracy. Headed by the two Fredericks, father and son, there came from the
church the bishops of Liege, Wurzburg, Passau, Regensburg, Basel, Meissen, and
Osnabruck, to whom were added later the archbishop of Tarentaise and
the bishop of Toul. The only abbot to come was Isenric of Admont. The leaders among the aristocracy were Berthold,
the duke of Dalmatia and Meran (Croatia)
and margrave of Istria, the margraves of Vohburg and
Baden, count Florent III of Holland and the counts of Sayn, Sponheim, Cuyk, Wied, Berg,
Saarbrucken, Abenberg, and Henneberg,
From Swabia came the counts of Ottingen, Kyburg, Dillingen, Nimburg,
and Vohringen; from Bavaria, the counts of Dollnstein, Liebenau, Dornberg, and Falkenstein;
from Saxony, count Adolf of Schaumburg and Holstein, and the counts of
Oldenburg, Hallermund, and Woltingerode. The burggrave of
Magdeburg was there, and Frederick of Berg, the advocate (Vogt) of Passau and
of the monastery of Melk. Burghers of Metz joined later with the many “ministerials and other chosen knights” to form
this terribilis et ordinata acies. There
were backsliders of course who did not keep their vows or who went later. From
the German point of view Philip of France and Henry of England were the chief
of these, but they numbered also count Philip of Flanders, dukes Conrad Otto of
Bohemia and Moravia, Godfrey of Lower Lorraine, and Henry of Limburg, the
bishops of Speyer and Cambrai, and several counts, among others. There
were some who chose to go by sea rather than land, preferring the “short voyage
which reduced the element of fear from hostile pagans” and “lazily” awaiting
“the arrival of our forces in one of the cities left to the Christians”.
The spirit of this army as it got on its way was
tough. In the course of the march it was purged of unwelcome elements and given
a fairly tight organization. When the inhabitants of Mauthausen, “with
novel and haughty pride, demanded an unaccustomed toll of the passing pilgrims
of Christ, even though crusaders”, the emperor set fire to their village. At
Vienna some five hundred prostitutes, thieves, and wastrels were sent back to
Germany. At the first major halt of the whole army near Pressburg (Bratislava)
it became evident that somebody of regulations would have to be set up to
restrain “so great a multitude of sometimes licentious and insolent knights
and servingmen”. These regulations, drawn up in
council, were sworn to by the whole army, and judges appointed to enforce them.
The hands of some bullies were cut off and the heads of some thieves rolled.
At Nish the army was divided into four divisions
“so that whenever the enemy should attack, they would not find Christ’s knights
unprepared and in disorder”. The first division was composed of the troops of
duke Frederick of Swabia, bishop Conrad of Regensburg, margraves Berthold of Vohburg and Hermann of Baden, and five Swabian and four
Bavarian counts. Its standard-bearer was count Berthold of Nimburg. The second was the Bohemian and Hungarian
division, each group with its own standard-bearer. The third division was
composed of the troops of duke Berthold of Dalmatia and of the bishops of
Wurzburg, Liege, Passau, Munster, Basel, and Osnabruck; the duke himself bore
the banner. The fourth was the imperial division drawn from the emperor's own
men and including the archbishop of Tarentaise,
the bishop of Meissen, count Florent of Holland, and some sixteen
remaining counts. Count Rupert of Nassau was made their standard-bearer in
absentia. A fifth division was formed at Philippopolis of foot-soldiers and
the sturdier servingmen. Here, too, the army was
given a tighter judicial organization. The emperor divided the army into units
of fifty, for each of which was appointed a judge for civil and military cases,
with reservation only of the jurisdiction of the imperial marshal, Frederick
also chose here a council of sixty men (later reduced to sixteen) to advise him
in military matters.
The five weeks’ march through Hungary was
calculated to inspire in the hearts of the crusaders great hopes for an easy,
pleasant journey all the way to their goal. It was to impress them also with
the proper way in which foreign monarchs should receive the German “army of the
Lord”. Bela III had sent forward his ambassadors to greet the
crusaders at Pressburg, and on June 4 he, together with his queen, received
Frederick personally in the neighborhood of Gran (Esztergom). Queen Margaret
presented the emperor with a magnificent and roomy tent. The king entertained
him for two days “on his rather extensive private hunting preserve situated on
an island in the Danube”. The expedition was provided with ships, wagons laden
with supplies, and three camels. It was quartered in luxuriant pasture. In Gran
itself houses stuffed with provisions were set aside for the poor
pilgrims. Bela had commanded the towns and bishoprics to receive the
emperor with great ceremony. When, in comparison with what they had to endure
elsewhere, the crusaders thought back on the passage through Hungary, these
seemed halcyon weeks. “We passed through ... in the greatest tranquility and
with the air smiling upon us with much more than usual mildness and
agreeableness. Indeed, the gnats, gadflies, insects, and snakes, which
seriously disturb those making a journey on horses in the summertime in
Hungary, not only did not hurt us or the animals, but were rarely even seen by
us”. The only unpleasant thing the Germans resented about their Hungarian
experience was the extremely unfavorable rate of exchange.
A shocking contrast came with the entrance into
Byzantine territory at Branits on July 2.
No better short account of the incidents of the subsequent march through
Bulgarian territory to Philippopolis (Plovdiv), and no better commentary upon
the German reaction to these, can be had than in the letter which Frederick
sent back on November 16 to his son Henry VI: “As soon as we reached the
borders of our imperial brother, the emperor of Constantinople”, Frederick
wrote, “we suffered no small loss in robbery of goods and killing of our men;
and this is known without doubt to have been instigated by the emperor himself.
Certain bandits and bowmen, lurking in the thorn thickets near the public
highway, continued to surprise and harass with poisoned arrows a great many of
our men who were unarmed and proceeding incautiously… They were [however]
completely surrounded by our balistarii and
knights and ... paid the just penalty for their deserts; in one day and on one
gallows thirty-two of them, suspended like wolves, shamefully ended their
lives. Nonetheless the remaining criminals followed at our side and molested us
with nocturnal theft ... through all of the Bulgarian forests. Yet our army in
turn dreadfully tortured great numbers of them with various kinds of torments.
“The emperor of Constantinople [moreover] did
not hesitate not only to break every vow he is known to have made on his own
life and soul, through his chancellor, at Nuremberg, but also under threat of
punishment to take from us the opportunity to exchange money and to buy and
sell. He also ordered the defiles of the roads to be blocked by cutting down
trees and rolling huge rocks in the way, and commanded certain ancient passes,
the fortifications of which had been ruined with age ... to be fortified with
war-towers and bulwarks, in order, contrary to the honor of God and of the
holy, living cross, to destroy us and all Christians. We, however, relying on
the help of heaven, set fire to the Greeks’ machines, and reduced their wood
and stones to coals and ashes. And so, by the grace of God, we went through all
the passes victoriously and, stuffed with all good things, arrived at the plain
of Circuiz [Pazarjik?].
We thus spent six weeks in a rather toilsome traverse of Bulgaria.
“Setting out thence again, we occupied
Philippopolis, a place very well defended by natural site and the hand of man
and very rich, but utterly deserted. And behold, on the following day, we
received letters from the emperor of Constantinople that, written with great
pomp, sang equally of threats, flattery, and craft. At that time, moreover, we
were first fully informed of the captivity of our legates, namely of the bishop
of Munster, count Rupert, and Markward the
chamberlain, whom the emperor, while we were still in Hungary, ordered to be
taken. Unmindful of his reputation, and contrary to the law of all nations
regarding legates, he had them shamefully stripped and thrown into prison. When
they heard such reports the whole army of the cross became enraged and took,
shortly, to the uninterrupted ravaging and occupation of cities, castles, and
villages until [finally] the emperor indicated to us by the tenor of his
letters that the ambassadors would return to us with great honor. In the end,
however, after many embassies and diplomatic evasions, he craftily maintained
the guile he had long since conceived against Our Benevolence, by prolonging
our passage until the harshness of winter. In this spirit, when he returned our
envoys as if he had done a good turn, he kept more than two thousand marks of
their money and went on promising a safe passage, an abundance of boats, a good
market, and the usual money-exchange. As the familiar proverb says, however,
‘the burnt child dreads the fire’ we have no further faith in Greek vows and
pretensions, and so have decided to winter in Philippopolis. The duke of
Swabia, the brother of Your Sublimity, is going to stay with a great part of
the army in Berrhoea [Stara Zagora],
until the mildness of spring destroys the harsh winter air.
“Since then we cannot cross the Arm of St.
George unless we get from the emperor very select hostages and unless we
subject all Romania [the Byzantine empire] to our rule, we strongly urge and
request Your Prudent Royal Nobility to send suitable envoys to Genoa, Venice,
Ancona, and Pisa, and to other places, for a squadron of galleys and smaller
vessels, in order that, meeting us at Constantinople around the middle of
March, they may besiege the city by sea and we by land. We advise Your Royal
Discretion, furthermore, to collect immediately all the outstanding money which
is owed us in different places, and have it deposited in the house of Bernard,
our Venetian agent. In this way let it be transferred to Tyre, since you know
it will be very necessary to us on account of the unexpected delay we are about
to endure.
“We affectionately request Your Royal
Benevolence to get monks with never-failing vigilance to pour forth prayer to
God for us. We advise you also to take heed that the royal hand lay hold of
judgment, and the zeal of the royal dignity glow against criminals, for
especially by this service will you secure the grace of God and the favor of
the people. Do not neglect, moreover, to write the lord pope to send some monks
to the various provinces to exhort the people of God against the enemies of the
cross, and especially against the Greeks. For in the presence of our envoys,
the bishop of Munster and his colleagues, the patriarch of Constantinople
publicly proclaimed [in the church of Hagia Sophia], that any Greek
who killed one hundred pilgrims, even if he were charged with murdering ten
Greeks would secure a pardon. We have already spent twelve weeks at
Philippopolis. From Philippopolis to Constantinople no inhabitant of city or
fort is to be found”.
From this letter it is obvious that the march
through Bulgaria and Thrace succeeded in so building up German fury against the
Greeks that Frederick planned the capture of Constantinople, and, to promote it
in the west, asked for a papal campaign of hatred against Byzantium. If one
accepts Frederick’s account at its face value the responsibility for this
wholly unnecessary exacerbation of German sentiment must be put upon the feeble
judgment and puerile diplomatic machinations of a Cagey emperor, Isaac Angelus,
who, without material means to retrieve the fortunes of a contracting empire,
thought to frighten the Germans into making profitable concessions in the east
by harassing their march and allying himself with the supreme enemy of western
Christendom, Saladin himself. It is, however, conceivable that some, at least,
of the attacks upon the crusader forces came from Balkan brigands. The writ of
Constantinople no longer ran unchallenged in this area; witness the major
rebellion of Vlachs and Bulgars that had exploded only three years
before, and was still unquelled. It may have been impossible for Isaac to
carry out the provisions of the treaty which his chancellor had made with
Frederick at Nuremberg—to supply guides, provisions, and transportation across
the straits. Had he done so, however, he might have delivered his potential
western enemies into the hands of the Selchukid Turks
with dispatch.
Barbarossa had no aggressive intentions against
Byzantium, as Isaac had every reason to know from his conduct. Indeed the
German emperor, bent upon a crusade to the east and not upon a hazardous
political adventure, went out of his way, in the face of what appeared to be
outrageous provocation and at great cost to the crusading army, to deal coolly
with the impossible demands of his imperial colleague. Even if Isaac’s fear of
German aggression had been well founded, it was madness to stimulate rather
than attempt to divert it, at a moment when Frederick was in direct touch with
the Serbian and Bulgarian rebels. No Byzantine army could resist the German
army if the petty diplomatic trickery of a despot failed to scare the untutored
western barbarians into submission. It was irresponsible and callous to turn
his subjects over to plunder and finally to an occupation. Indeed in provoking
his own people, and in arousing the hatred and contempt of the German empire,
and, moreover, in offending the aroused crusading spirit of the west, Isaac was
preparing, in ways it is difficult to measure, doom for his state.
The succession of incidents which raised the
German fury to a pitch was as follows. As soon as crusaders had entered
Byzantine territory at Branits on July 2,
without any formal welcome from Constantinople, the Byzantine governor
“diverted us from the public highway and by command of his lord the emperor of
Greece blocked the rocky and non-public road to which he had led us”. The
little double-dealing Greeks were not able to prevent the opening of this road.
As the army advanced through the Bulgarian forest on July 11 they encountered
the ambushes of “puny Greeks, Bulgars, Serbs, and half-civilized Vlachs.
Many of them, when seized, confessed that they had been forced to do these
things by order of the duke of Branits, and
chiefly because of an edict of the Greek emperor. Day after day occurred the
rout and murder of foragers, and robbery by bandits who made sallies from the
Greek side and incessantly stole horses and pillaged the carts which were
proceeding without military escort”.
Without preparing carefully for the arrival of
the German army except for an edict, unenforced, indicating that it was to be
provided with facilities to purchase supplies and exchange money, Isaac had
gone off to Philadelphia (Alashehir) to deal with the
rebel Theodore Mancaphas. The German embassy to
Constantinople was thus obliged to wait outside the city until he returned.
When he did return and learned, as he had every reason to expect, of the
arrival of Germans in Byzantine territory, he ordered his chancellor and other
officials to act as guides for the German army. His arrest and imprisonment of
the German embassy late in June gave him hostages to guarantee the behavior of
the crusading army. Under these circumstances his subordinates drew their own
conclusions, and Isaac himself was apparently content to let matters take their
course. A homeward-bound Hungarian envoy explained to Frederick that Isaac had
had to go to Philadelphia and that, accordingly, he should not “wonder over the
fact that he had not yet been greeted or honored by any envoys”. At the same
time an envoy of that Greek chancellor who should have been conducting
Frederick’s army on its way asserted that Isaac was “much surprised that
Frederick had not yet notified him by accredited envoys of his approach and that
of the army, so that he might have greeted him and the army more carefully by a
splendid reception of his own men and the preparation of a good market”.
Ambassadors would be awaiting him in Sofia. Instead Frederick was greeted at
Nish by an embassy from Alexius, a cousin of Isaac’s, who blamed the Greek
treatment of the Germans upon the duke of Branits,
who “had been much at fault in not guiding them reliably, and in not rendering
the service agreed upon”. Henceforward “adequate guides and a market all through
Greece” would be furnished provided that Frederick and his army “entered
peacefully”. Frederick was warned that at Sofia he would find a Greek army
guarding the passes into Thrace, not against the Germans but against the counts
of Serbia, the invaders of Byzantine territory. “Hence no suspicion of warlike
intent should be harbored against him [Isaac] or the Greeks”. “In all, however,
that he [Alexius] or the chancellor of the emperor of Constantinople said, they
mouthed one thing and meant another”.
Meanwhile at Nish on July 27 Frederick and the
leaders of the army received Stephen Nemanya, the
“grand zupan” of Serbia, and the leader of the
Serbs’ rebellion against Byzantium, together with his two brothers. The Serb
leaders were determined to take full advantage of Frederick’s passage to make
secure their rebellion. They loaded him and the leaders of the army closest to
him with a wide variety of gifts: wine, grain, sheep, cattle, “a tame boar, and
three live stags, likewise tame”. The Serb counts offered an alliance to
Frederick “to help the present expedition, and in particular against the
emperor of Greece, should he happen to resist the army of Christ”. They were
willing moreover to become the vassals of Frederick for the Byzantine territory
they had recently conquered and “to receive that very land from the hand of the
emperor of the Romans himself”. This must have been an altogether pleasant
prospect for Frederick and his crusading chiefs at a moment when it seemed
likely that Byzantine opposition might obstruct their march.
Yet the Hohenstaufen emperor was not ready at
the moment to ally himself with rebels and thus force the hand of Isaac. “He
did not want”, the chronicler says, “by means of a war against someone else, to
alter or abandon the proposed march against the invaders of the Holy
Sepulcher”. Nor did he, of course, wish to preclude a possible use of the Serbs
for the future. He replied therefore “to those counts in a kindly manner. He
said that for the love of Christ he had undertaken a toilsome pilgrimage
against the oppressors of the land of Jerusalem, and that he was not, out of
pride, or any ambition, designing evil against any Christian king whatever,
including the king of Greece. This, however, was only on the condition that he
[Isaac] supply for the army trustworthy guidance and an adequate market, as he
had repeatedly promised. Should this not be the case he was prepared to fight
against false Christians who waylay the pilgrims of Christ, as well as against
pagans, and would make his way with his men by the sword”. Frederick could
count if need be upon the support, not only of the Serbs, but also of their
rebel allies against Byzantium, the Bulgars and Vlachs led by Asen and his brother Peter, who likewise “with letters
and envoys, influenced his majesty in his favor by proper deference and the
promise of loyal aid against his enemies”.
The march from Nish to Sofia, where the army
arrived on August 13, was a repetition of the one from Branits to
Nish. Greek hostility had already increased the retaliatory German pillage of
the countryside to such an extent that, at Nish, Frederick had had to take
steps to halt it. But the army, newly organized in its four divisions,
continued to be harassed “through the rough and wild paths of the forests” by
“ambushes and raids of enemy Greeks and Vlachs, instigated, as is known,
by Isaac, the emperor of the Greeks”. The column of duke Berthold was attacked
by “the bandits. They immediately engaged them like men, and cut down more than
forty in a great slaughter. We saw twenty-four of them, who had been tied to
the tails of horses and brought back to camp, hung on one gibbet, like wolves,
head downwards”. Frederick of Berg, the advocate, became expert in shooting
snipers out of the trees. “He then fastened [them] to the [trees] more firmly
than [they] had hitherto clung to [them], but with a noose”. Young Frederick,
the emperor’s son, “executed by disgraceful hanging” a great many of the
Bulgarian bandits he had taken. German knights were stimulated to heroic feats
by such opportunities. “It happened that a certain knight who was so sick that
he had been carried in a litter for a long time, found when the bandits broke
out, that his spirit was renewed. He boldly sprang from his bed, and, fighting
manfully, gave one of them to the edge of the sword and turned the rest to
flight; yet as soon as they scattered in flight his pain returned and again he
lay down on his bed”. But despite the German resistance, “the culprits followed
beside us over the mountain-slopes and plagued us by nocturnal pillage, through
the whole of the Bulgarian forest”. When, moreover, the army arrived at Sofia,
it was found “empty and destitute of every satisfaction for human wants. The
tricks and perjury of the Greek emperor and his men then began to be clearly
evident. The perjured emperor had ordered the market and money-exchange, which
had been promised under oath, withdrawn, under threat of punishment. In
addition, there were no signs of the meeting which not only John [Ducas], his chancellor, but also … Alexius, had, a short
time ago, promised to the lord emperor ... By order of the emperor … in order
to slaughter the pilgrims of Christ and to dishonor God, [they] had, by
renewing its war-towers and defenses, strengthened the ancient pass of St
Basil”.
With the threat of force Frederick obliged the
Byzantine army to withdraw from before the last Bulgarian pass, “blocked up by
treacherous Greek craft”, leading into the Maritsa valley. “On 20 August, after
burning the machines of the Greeks, we issued from those manifold and
detestable defiles”. On August 24 they approached Philippopolis, “empty and
abandoned by the Greeks for fear of us”. On the following day Frederick
“received letters from the Greek emperor Isaac, full of pride and arrogance and
absolutely refusing us passage”. At the same time Frederick learned of the
arrest of his envoys in Constantinople. “For the emperor Isaac—in a new and
unprecedented crime, one contrary to the law and usage of all nations, not only
of those which fight for the Christian religion, but even of barbarian ones—had
delivered those sent to him for the sake of peace and friendship to prison,
after stripping them of effects and goods and insulting them in various ways.
He did this to the dishonor of the army of the holy cross and of all
Christianity, since he desired to offer this favor to his friend and
confederate Saladin, the enemy of the cross and of all Christians. The whole
army was enraged because of this and thenceforward freely pillaged the property
of Greeks and ruined what was left”. On August 26 Philippopolis was occupied.
In a letter of August 25 Isaac had refused
passage across the Dardanelles until Frederick sent hostages to Constantinople
and promised to surrender to Byzantium one half of whatever conquests should be
made in Syria. The German emperor, however, had no intention of dealing further
with the Greeks until his arrested ambassadors were returned. He now regarded
himself as freed from the obligations of the agreement made at Nuremberg. The
only way in which Isaac’s hand could be forced, Frederick decided, was by war
and plunder, and immediately after their entrance into Philippopolis, the
German army began to occupy the surrounding territory. “We gathered the
grape-harvest of that country, pressing out the grapes; we took fruits from
artificial caves, and everyone stored up enough for the quarters to which he
had been assigned”. The emperor indeed “would have occupied all Macedonia if
the cause of the Crucified … had not held him back”. For the time being, duke
Frederick of Swabia, after defeating a Byzantine army stationed near
Philippopolis, was permitted, “according to the plan determined on by the
emperor and the princes”, together with duke Berthold of Dalmatia and the
greater part of the army “to assault the exceedingly rich city called Berrhoea”. It was easily taken. “When our men were in
possession of the city they found grain and barley, meal, wine, cattle, and
sheep in great abundance and gathered a supply of various garments”. The
imperial marshal, Henry of Kalden, took “Scribention” (Sopot?). The marshal of the bishop of Passau
took “Brandoveus” (Voden).
“The strong city called Pernis [Petrich] surrendered unconditionally.
Thus in a short time the army of Christ and of the holy cross secured the three
above-mentioned cities and about ten castles”.
The negotiations between Frederick and Stephen Nemanya, and the Vlach brothers Asen and Peter, together with the actual occupation of
Byzantine territory by the German army, at length made an impression upon
emperor Isaac. It was not until late October, however, that he decided to
release the German ambassadors, and proceed with further negotiations
concerning the advance of the German army. The delay only served to intensify
German suspicions. It seemed to them obviously deliberate, and meant, in the
interest of Saladin, to postpone the German crossing of the straits until hard
winter was upon them. It was calculated, they believed, to provide time for
Isaac to prepare plans for the destruction of the German army as it crossed the
Dardanelles. For the Germans had heard that Isaac, “thinking us ignorant and
unsuspecting”, had prepared his Turks and Kumans “to lay three
ambushes for us as we crossed the straits”. The army was first to be divided
for the crossing on the specious plea that the lack of boats made this
necessary. “When a part of the army had crossed, attacks were to be made from
both the European and Asiatic sides”, and finally “while rowing on the sea it
was to be surrounded by the galleys of these same enemies and given to
slaughter”.
The return of the ambassadors on October 28,
accompanied by an impressive Byzantine mission, did nothing at all to allay
these suspicions. It only strengthened the position of those in the army who
were anxious to continue the war, to attack Constantinople itself, and to be
done once and for all with the infuriating tactics of hypocritical Greeks. The
German envoys were received with tears of joy by the whole German army. “Even
the emperor could not restrain himself from tears”. On the following day they
were permitted to tell “to the assembled princes, clergy, and knights, the
pitifully sad story of how they were shamefully taken prisoner, robbed,
starved, mocked, and insulted in various ways”. Isaac had had the effrontery to
give their stallions to the envoys of Saladin, then in Constantinople. Nicetas,
patriarch of Constantinople, “that pseudo-apostle”, had called the crusaders
“dogs” in one of his sermons, and had made the inflammatory offer of absolution
for their wholesale murder, as later reported by Frederick to Henry in the
letter already quoted.
The Byzantine embassy, deliberately snubbed by
the Germans, had been kept from coming to any agreement by its instructions to
raise the question of protocol. The Germans, indeed, after all that had
happened could not believe their ears when the Byzantine chancellor, the head
of the delegation, began to read the letter of Isaac demanding further German
hostages, and, in order to facilitate a speedy continuance of the German march,
promising the “provision of a market and the passage of the Hellespont
[Dardanelles] between the cities of Abydus and Sestus”. “For that contemptible Greek, with his usual
pride, lyingly proclaimed himself to be the ‘emperor of the Romans’,
and our most serene august lord himself to be not emperor of the Romans but
only ‘king of Alamannia [Germany]”. This
was too much even for Frederick. He sprang to his feet and instructed the
Byzantine envoys in the western view of the history of the Roman empire. “It is
greatly to be wondered at”, he said, “why my brother, your lord and emperor ...
should usurp this futile and undeserved title, and should glory foolishly in an
honor which is, by all odds, not his, for clearly he understands that I am
Frederick the ever-august emperor of the Romans, both in name and in fact”. He
then spoke his mind upon how Isaac had “robbed my faithful envoys, noblemen,
Christ’s pilgrims and crusaders, of their property, taken them prisoner and
jailed them, tormented them with hunger, and insulted them in various ways.
Unless”, he concluded, “he restores what he took from my envoys, and makes
suitable satisfaction for the injury he put upon them without cause, and unless
in his letter he salutes me with due respect by the name of Roman emperor, and
unless, by means of very select hostages, he guarantees me a fair market and
money-exchange, and a secure passage over the sea which is called the Arm of St
George, he may henceforth by no means presume to send me either envoys or
letters. Let him know that I, in reliance upon divine love, will unhesitatingly
cut my way through with the sword”.
In subsequent correspondence the matter of title
was satisfactorily settled. In a following letter Isaac got to the point of
calling Frederick “the most excellent emperor of Alamannia”,
and finally in a third “the most noble emperor of ancient Rome”, but the new
demands of Frederick for very select hostages to guarantee for the future the
fulfillment of the agreement of Nuremberg enraged him with the knowledge that
the surrender of the German envoys had brought him nothing in return.
Meanwhile, in the absence of a settlement, the
German army decided to set up winter quarters in Adrianople, and to continue
the war against the Byzantines by an occupation of Thrace up to the very walls
of Constantinople. Indeed, in the weeks preceding his letter home (November 16)
Frederick surrendered to the demands of the war party in the army, led by duke
Berthold of Dalmatia, demanding an attack on Constantinople. Yet he seemed to
think that Isaac might come to his senses and make possible, for the spring of
1190, a passage of the straits. Frederick was certainly well aware of the
difficulties of an attack upon Constantinople. The death of William II of
Norman Italy and Sicily, as we saw in an earlier chapter, would make it
unlikely that help could come from that quarter for a long time. Venice, an
ally of Isaac, could be counted on for nothing more than neutrality. The
rivalry between Genoa and Pisa could hardly be quieted by a projected attack on
Constantinople by the Germans. It was not to be expected that the papacy would
launch a campaign against the Byzantines in the west, merely because Barbarossa
and Henry VI wanted it. And if, despite these difficulties, it should come to
an attack upon Constantinople, and this was to be successful, it would be
difficult to prevent the crusade from stopping here. Frederick preferred to get
on with the crusade. An attack on Constantinople, for him at least, was a last
resort after all else had failed.
Leaving the bishops of Liege, Passau, Munster,
and Toul and the archbishop of Tarentaise behind
to hold Philippopolis, the main army left for Adrianople on November 5, and
occupied the abandoned city on November 22. Meanwhile bishop Conrad of
Regensburg took Probaton and “was quick to
gather there for himself and for his companions an abundance of all
necessities”. On November 24 duke Frederick of Swabia took Demotica, “a very well fortified city. All those, however, [except small children and women] who were found in
the town were butchered by the sword to a number reckoned at more than one
thousand five hundred. Certain of our knights recognized in the loot from the
city the three horses which robbers had forcefully taken from them in
Bulgaria”. Indeed, on his roundabout way from Philippopolis to Adrianople, the
duke had “made a steady progress through Macedonia and took the city of Culos [Chelebikoy] with two
others whose names are not remembered”. Boldly going on from there, he reached
the sea “and attacked the rich city called Menas [Enos].
When the citizens escaped from it in boats, he took “fabulous booty”.
Subsequently the duke attacked from Adrianople Arcadiopolis, and “found it as
empty of warriors as of the necessities of life. Some of our men nevertheless
found wine and grain there which they carried back to their fellows”. More or
less constant fighting with Byzantine forces took place until the territory to
the very walls of Constantinople was occupied. Dense forest areas had to be
cleared. Regular engagements with Isaac’s Vlach and Kuman mercenaries
were carried out. “Bohemians [better trained for war and pillage than the
others] came together with some others from the army who were seeking necessary
provisions for themselves, to a certain seacoast city. There they seized more
than enough horses and mules, wine, and grain, and all sorts of desirable
things”. From an “almost inaccessible swamp, to which a not inconsiderable
crowd of the enemy had fled with all their possessions” they carried a notable
booty. A column of the bishop of Wurzburg and of the counts of Salm, Wied, and Sponheim “captured
two cities in the direction of Vlach territory. A third was taken by
assault—more than five thousand were killed in a great massacre. One of these
cities was given to the flames. The second column, of the count of Abenberg and the advocate Frederick of Berg, always a
very dangerous one, turned southwards, inflicted a pitiable slaughter upon the
enemy, and brought back abundant booty”.
The troops of the bishops at Philippopolis were
also active in the neighborhood, and they were joined by the twelve hundred men
who, together with duke Berthold, count Florent of Holland, and
Frederick of Berg, were sent from Adrianople on December 7 to bring the
garrison at Philippopolis to Adrianople. Duke Berthold had to rescue the troops
of bishop Dietpold of Passau at “Bacon” (Batkun). The advocate “invaded a rich region called Vlachia, not far distant from Thessalonica. Here he killed
a few rebels and found a greater store of supplies than his men could carry
back. The bishop of Passau and the duke of Dalmatia followed with an armed
band, subdued the land, and loaded their men with pillage taken from the
enemy”.
The incidents of battle kept the German
animosity toward the Byzantines at white heat and stimulated their plundering
zeal. In the course of the slaughter at Demotica,
and of the capture of the castle of “Nikiz” (at Hafsa),
the Germans were convinced that the Byzantines were attempting to undo them
with poisoned wine and that, at least in the neighborhood of Nikiz “which with all the surrounding region is known
to serve the emperor at Constantinople in the making of toxics and poisons”,
this was done upon imperial orders. The strong constitutions of the Germans
preserved them from this treachery. “That same wine” which, when forced down
the throat of the recalcitrant Greek, caused him to turn pale, foam at the
mouth, and wildly roll his eyes, “hardly so much as intoxicated some of our men
... Lo, in the ten plagues of Egypt the waters of Egypt became thick blood for
the Egyptians, but clear waters for the Hebrews. And now, by no less of a
miracle, the wine of the Greeks, steeped in poison and prepared for the
destruction of our men, was deadly for the Greeks, but a healthy drink for our
men. Our men now knew that from the time they entered Bulgaria, poison had very
often been prepared for us”. Nor were the Germans able to take with equanimity
the taunting posters which Byzantine artists had painted in churches and public
buildings. “When they visited in force the region called Graditz, they found in the pictures of churches and other
buildings, Greeks astride the necks of pilgrims, and, as if they were enemies,
restraining them with bridles. Our men, enraged at this, set the churches and
other buildings on fire, killed very many people with their swords, devastated
that whole land, and took huge amounts of booty”. Indeed because “the
excitement of our people toward the Greeks was fanned to a higher pitch day by
day”, the pillaging increased. In fact, “the entire army was swamped with the
booty of these enemy Greeks. Greed ruled at that time in the hearts of many as
a result of the excess of pillage and murder”. Obviously, there was some cause
for Byzantine fear of the German advance toward Constantinople.
At Philippopolis and Adrianople, “under cover of
the freedom necessary to bring together provisions, there crept into almost
everybody the general abuse of pillaging more than the necessary things”. The
prolonged stay at Philippopolis and Adrianople further relaxed the discipline
of the army. “Many lacked that good faith and harmony which formerly flourished
in the army of Christ”, and steps had to be taken to correct the excessive
fraternization with native women. “For, to be specific, they publicly stripped
both the men and the women, tied their hands behind their backs, tied a rope
about their loins, and led them around through the whole city. They finally in
the very cold of winter immersed them several times in the river which flows
by, and dismissed them with proper scoffing and mockery”. When the Germans left
Philippopolis for Adrianople, “to show their hatred of the Greeks, they utterly
destroyed that city by fire. Some of them, moreover, on the march forward
turned aside to the city of Berrhoea, and after
collecting all the booty they wanted, gave it to the avenging flames”.
While at Adrianople Frederick attempted through
duke Berthold to renew diplomatic contact with Stephen Nemanya,
“about sending an army to help us if perchance war should be declared against
Constantinople”. When the duke finally arrived in Adrianople on January 21,
1190, he presented to Frederick an embassy of the “grand zupan”, and was charged with carrying the negotiations with
the Serbs to completion. Meanwhile, too, the Vlach Peter “urgently
requested Frederick to make him emperor and to place on his head the imperial
crown of the kingdom of Greece. He steadfastly asserted that, at the beginning
of spring, he would send forth thousand Vlachs and Kumans against
Constantinople. The emperor preferred to hold their offer in reserve while
maintaining Peter’s good will”. These negotiations and the continuance of the
war led to the further exchange of envoys between Frederick and Isaac Angelus
on the basis of the agreement at Nuremberg, and the furnishing of select
hostages by the Byzantines, for “the Greek emperor saw his land and cities
unable to resist, and furthermore laid waste by our men”. By December 24
negotiations had proceeded to the point where definite terms were being
discussed. But at the last moment, the Byzantine envoys, with what the Germans
regarded as “their usual shifting and inconstancy, shrank from the promised
conditions and rejected the terms of certain articles. The negotiations were
broken off immediately, and “the envoys of the Greek emperor were sent back
home with a threat of further war. Thereafter the indignation of our men toward
the Greeks boiled up more and more”.
Isaac thereafter again capitulated, and on
January 21, 1190, his embassy arrived in Adrianople ready to carry out the
terms of Nuremberg, and “to give most noble hostages to show his good faith in
this promise, and to assure its performance”. Frederick sent back with this
legation to Constantinople “count Berthold of Tuscany, Markward of Anweiler, the lord high steward, and Markward of Neuenburg,
the chamberlain, to investigate carefully the truth of the promises, and if
they found them assuredly true, to act as plenipotentiaries in negotiating
conditions of peace”. On February 14 these German and Byzantine envoys returned
to Adrianople with the specific terms of a treaty of peace, whose chief
provisions were: (1) Isaac renounced all claims to indemnity for the losses
suffered from the crusading army in Macedonia and Thrace. (2) “For the
crossing, either at Gallipoli or between Sestus and Abydus, he shall furnish enough ships to transport the
glorious army of Christ”; Frederick in turn promised to do no further damage in
any part of the Byzantine empire, and not to prevent any ships from going on to
Constantinople. (3) During the crossing all Byzantine galleys “stationed
between Abydus and Constantinople” were to
remain “motionless on the beaches”. (4) The Byzantine army was to keep a “four
days’ march away from the army of Christ and of the emperor of the Romans, for
as long as the latter shall be in the land of the former”. (5) “In order
that he may rest his expedition” Frederick was to be given “two cities near the
shore, here and on the other side”. (6) “To assure the good faith of these
promises, Isaac shall give the lord emperor eighteen very select hostages of
royal blood, and of the rank of duke” (the more important of these arc named).
(7) In case provisions were not supplied the army, it was to be free to act on
its own behalf except that no land is to be transferred “to any heathen ruler”.
(8) “The emperor of Constantinople was to be indulgent with all the Greeks,
Armenians, and Latins who have followed and served the most serene emperor of
the Romans”. (9) Exchange rates for money were fixed. (10) Markets were to be
provided the German army: “The inhabitants shall sell to it at as fair a price
as they would be bound to sell to Isaac”. (11) “The emperor of Constantinople
shall act as the lord emperor of the Romans shall advise with respect to the
possessions which the bishop of Munster, count Rupert, and their companions
lost at Constantinople”. (12) All Latins, whether pilgrims or merchants,
“captured on land or sea from the time hostilities began”, were to be released.
The treaty was to be ratified by five hundred distinguished Greeks in Hagia Sophia,
in the presence of the patriarch, who was to sign the treaty himself On the
German side it was to be guaranteed by the oaths of five hundred knights.
On these moderate terms did Isaac prevent an
attack upon his capital, and Frederick hasten the march of his crusaders. To
the German chronicler the treaty is a diplomatic victory for Frederick. “This
emperor [Isaac] who foolishly boasted that all Christ’s pilgrims were caught in
his net, and by lying and empty excuses utterly refused passage to the
army of the living cross, now after his land had been monstrously devastated
and his forces horribly massacred, put aside his usual pride ... Wishing to
take thought for the only part of Bulgaria left him, and then for
Constantinople, he sought peace. For the whole army of Christ longed to take
Constantinople by storm. The most pious emperor of the Romans, however
unwillingly, had made ready ships and galleys from Italy, Apulia, and the
maritime provinces. He had also in readiness an army of more than sixty
thousand Serb and Vlach auxiliaries”.
There was now no reason why the German army
should not get on its way. After Frederick had refused to intervene in the
conflict between Constantinople and Peter’s Vlachs, the army moved
southward from Adrianople on March 1, headed by duke Frederick and his Swabians and
Bavarians. On March 21 they arrived at Gallipoli. Here was found a Venetian
ship which had, despite warning, sought to escape the demands of Frederick and
his army by sailing on to Constantinople, “as if to seek greater gain there”.
But a storm had driven them back to Gallipoli where they were obliged to sell
their wares to the crusaders. In response to his previous orders to the regent
Henry in Germany, there appeared also “envoys of the Pisans ...
greeting the lord emperor with a due profession of subjection and fealty, and
earnestly inquiring how he and the army were”. What was more to the point, they
offered him “ships and galleys with which to besiege Constantinople”. From the
22nd to the 24th, duke Frederick crossed with his division. Rain on Easter
Sunday, the 25th, made it possible for the army to attend religious services
rather than to “labor exclusively in the work of crossing the straits”. On the
following three days the rest of the army crossed, “in joy and exultation”.
Barbarossa himself crossed on the 28th, “with the last of his troops, screened
by five war-galleys and by other vessels, while the Greeks sounded their
trumpets on the sea and on the shore ... We were now translated from the west
into the east, from Europe into Asia”.
In spite of the treaty of Adrianople, the march
through mountainous Byzantine territory in Asia Minor to the Selchukid border was not altogether peaceful. Once again,
this seemed pure treachery to the crusaders. Once again, it is possible that
they failed to realize the feebleness of
the Byzantine central government, and the conditions
of near-anarchy prevailing in Asia Minor, as in the Balkans. “With their
accustomed treachery the Greeks violated the peace pact, and day after day
harassed the more careless of our men, killed some who were not armed, and
stole the goods of those who were killed”. Bad feeling between Byzantines
and Latins at Philadelphia almost led to the destruction of the city by the
Latins, who found no provisions and supplies awaiting them. They had “hoped for
good merchandise from the governor and citizens of Philadelphia”, but “those
citizens, from a certain rash scorn, not only did not supply the promised
provisions and merchandise, but certain more imprudent ones even ventured to
bait our men with haughty words and isolated skirmishes arose”. The brawls were
settled by negotiation between Frederick and the governor of the city, who
reminded the emperor “that all Christians ought to be moved with mercy for the
aforementioned city, seeing that it, old and alone, had till now resisted the
neighboring Turks and other peoples, and thus was guarding the cultivation and
honor of Christian doctrine. On that account, he said, we should all incur greater
fault for destroying this city than for destroying Philippopolis and
Adrianople”. The army left Philadelphia on April 22 with citizens of
Philadelphia attacking its rear, and on the following day “the Turks attacked
the extreme van of the lord emperor’s army”. On the 25th “we passed the ruined
city of Hierapolis ... Through a very pleasant valley, rich with
licorice, cardamon, myrtle, figs, and other species of plants, we entered
the territory of the Turks”.
The Selchukids no less
than the Byzantines were prepared to make the most of the passage of these
westerners through their land. Godfrey of Wiesenbach had
appeared with an embassy from Kilij Arslan before the Germans had left
Adrianople, and through this embassy the sultan had promised “the very best
market throughout his land”. In fact, however, the old sultan had already
divided his domain among his sons, the eldest of whom, Qutbaddin Malik-Shah,
had imprisoned his father and seized Iconium. Qutbaddin had
also sent an envoy to Adrianople bearing letters in which he “likewise asserted
steadfastly that he would follow him [Frederick] with devotion and loyal
obedience”. The Germans subsequently concluded that this envoy “sang so
guilefully in order to hurt and deceive the most faithful emperor and overthrow
the innocent Christian army, and the Lord’s Christian people, who were in exile
for the love of His passion”.
The march across the mountainous terrain to
Iconium (April 28-May 18) was the most difficult, costly, and trying of the
whole journey. Often without food and drink for men and horses, subject to
constant flank attacks from the fleet Turkish cavalry, traversing hazardous and
unknown territory, the army straggled before the capital city after having
suffered tremendous losses in men and beasts. Avoiding the pass of Myriokephalon, where a large Turkish army had gathered, the
pilgrims were caught on a “very rough and lofty mountain that only
mountain-goats could traverse” and suffered from ambush and falling stones. On
May 6 they lost their minnesinger, Frederick of Hausen, the “special
comfort of the army”. On the 7th near Philomelium (Akshehir), the dukes of Swabia and Dalmatia inflicted a
serious defeat upon the enemy that cost the Turks, it was said, 4.174 men. By
the 8th, the dearth of supplies had grown so great that prices had risen to a
forbidding height, and the “flesh of horses and mules was bought as a
delicacy”. Desertions to the enemy also began. “Some of the foot-soldiers, who
were exhausted by labor, by hunger and sickness, and about to die, when they
could not by any means keep up with the army”, cast “themselves down to the
ground in the form of a cross”, and “awaited imminent death in the name of the
Lord. These, when we were not far off, were made Christ’s martyrs by being beheaded
by the enemy who were following us”. On Pentecost (May 13) “the Lord spared us
from attacks of the evil Turks. Banquets of the festival consisted of cooked
hides of cattle and horses, though the richer ones had horse meat. Small
quantities of meal, if there was any in the army, were guarded like gold and
hidden away”. On the following day, “with the help of St. George”, Frederick
himself met and routed the main Turkish army. The “great king was knocked from
his horse by a knight, and one of his barons had his right arm, together with
the sleeve of the corselet, cut off by the blow of a sword”. To one Turkish
emir this was the victor of “seven thousand white-clad horsemen sitting on
white horses … who very roughly cut us all down with the lances they carried”.
On the eve of that day they “pitched camp, though without water or grass. As a
result uncounted numbers of beasts of burden perished, and the men too were dry
with excessive thirst. On the next morning, like wanderers about to die, we
went on wretchedly, with some drinking their own urine, some the blood of
horses, others chewing horse manure for the moisture, many chewing a cud of
tufts of grass”.
For the attack on Iconium, which the Germans
felt they must take to secure their march, they rallied themselves, after
Frederick had rejected an offer of the Turks to allow them to pass and to
supply them with provisions for “three hundred pounds of gold and the land of
the Armenians”. “Rather than making a royal highway with gold and silver”,
Frederick had said, “with the help of our Lord Jesus Christ, whose knights we
are, the road will have to be opened with iron”. On the 17th the German army
camped in the “garden and pleasure ground of the sultan” outside the city
limits. On the following morning the army was divided into two groups, one
under the duke of Swabia and the other under the emperor. The former was to
attack Iconium while Barbarossa remained outside the city.
In view of the condition of the German army the
assault proceeded with unusual ease. On the way to the city the advancing
troops of duke Frederick met the German envoy to the Turks, Godfrey of Wiesenbach, and were told that “God has given this city and
the land into your hands”. The old sultan, who with his army had fled the first
sight of the German troops, took refuge in the fortress which rose above the
city and into which “almost all the citizens of the city, both rich and poor,
withdrew, carrying with them an infinite store of gold and silver and a great
abundance of provisions”. Duke Frederick took the first gate of the city by
assault, beat down the Turkish resistance, and advanced to the walls of the
fortress. There was a general massacre of those found in the city (“he took the
city and killed the citizens”).
Meanwhile, unaware of his son’s victory, the
emperor Frederick and his troops outside the city were surrounded by Turkish
contingents. The situation at first appeared hopeless. The clergy “offering
themselves as a living sacrifice to the high priest ... put their stoles about
their necks”. Frederick himself, “that glorious emperor of the Romans … whose
like the whole world could not find”, stood in the midst of the troops knowing
full well that their doom was impending. He is reported to have said to them
with grave concern that he would gladly lose his own head if only they “could
come as a whole to Antioch”, and to have urged them. “But why do we tarry, of
what are we afraid? Christ reigns. Christ conquers. Christ commands”, and
“leading his men like a lion was first to spring upon the enemy”, and “so put
them to flight that not one of them raised his hand against him ... If the
weakness of the knights, who languished from hunger, had not stood in the way,
the fortress itself would have been taken by storm that night. The knights,
however, had labored for about fourteen days under unbelievable and unheard-of
want and hunger”. Thereupon Frederick and his troops joined his son and the
troops in the city. “There the madness of our stomachs was somewhat soothed by
spoils of the enemy”. There was not only wheat and barley, but also gold and
silver, jewels, and purple cloth to a reckoning of more than one hundred
thousand marks. There was also the satisfaction of capturing the dowry of
Saladin’s niece in the sultan’s palace.
Frederick was as anxious to get beyond Iconium
as he had been to get beyond Adrianople. Proposals of peace from Kilij Arslan
and his son were quickly entertained, and it was arranged upon the reception of
twenty distinguished Turkish hostages and the provision of adequate supplies.
The Germans left Iconium on the 23rd, pitched camp near the garden and
pleasure-ground of the sultan, and spent three days supplying themselves at the
market set up there, purchasing some six thousand horses and mules, bread and
meat, butter and cheeses. By the 26th they were on their way again, and only
the threat to execute the hostages kept the army from being harassed again by
“wild Turks”. On May 30 they arrived at Laranda (Karaman), “a beautiful city which divides Cilicia, that is,
Armenia, from Lycaonia”.
The German army was in Christian territory at
last. The chief obstacles to their arriving at their goal had now been
surmounted. When Ansbert compares his
meager account of the journey through Anatolia with what more gifted authors
might have written, he excuses himself with the thought that even they would
have been unequal to it. “For I think that if faced with an adequate and full
description of such great tabor, the famous Homer, or the eloquent Lucan, or
the bard of Mantua himself, would as if speechless have placed a finger on his
mouth”. Here they were greeted by friendly local princes and envoys of
the Roupenid prince of Armenia, Leon II.
Yet the bitterest disappointment still faced
them. The mountainous approach across the Taurus range to the valley of the “Saleph” river (Calycadnus) was
very difficult, and to avoid it Frederick, following the advice of local
guides, sought a more circuitous and also difficult route. He arrived at the
stream while the main army was still straggling over the mountain passes “in
the summer sun and the boiling heat”. “He tried” Ansbert says,
“to swim the channel of the Saleph river, a
very rapid one” in order to cool himself off and “to detour the jagged
mountains ... In spite of everyone’s attempt to dissuade him, he entered the
water and, submerged in a whirlpool, he who had often avoided great dangers
miserably perished”. When “other nobles near him hastened to help him they were
too late ... They then took him out and brought him to the bank. Everyone was
upset by his death and struck with such violent grief that some ended their
lives with him, but others in despair and as it were seeing that God had no
care of them, renounced the Christian faith and went over to the heathen. The
death of such a prince warranted the lamentation and immoderate grief which
took possession of everyone’s heart”.
The death of the emperor (June 10, 1190) turned
the German crusade into something like a funeral procession, breaking its
spirit and its unity. A western army, the news of whose approach had terrified
Saladin and which together with powerful English and French armies, was
calculated to break his power, was now rendered progressively impotent. From
the day it had set out from Regensburg until after the victory at Iconium it
had lost something like sixty thousand men. If duke Frederick, its newly
elected leader, could have preserved the morale and unity of those who were
left, it still might have made its mark upon the east. As it was, a few left
immediately for home from Cilician ports. The rest of the army divided into
three groups, one going from Tarsus to Tripoli by sea, a second with duke
Frederick to Antioch by sea, and a third overland to Antioch. Frederick reached
Antioch on June at and was joined by the land force, which had lost many men.
Here “after such great labors, lack of food, and torments of hunger, they
wanted to rest and recoup themselves”, when plague struck them. It carried away
bishops Godfrey of Wurzburg and Martin of Meissen, margrave Hermann of
Baden, burggrave Burkhard of
Magdeburg, counts Florent of Holland, Poppo of Henneberg, and Wilbrand of Hallermund, and the advocate Frederick of Berg. Duke
Frederick, tempted by a career of conquest in northern Syria, did not start for
Acre until late August. He moved first down the coast to Tripoli, and from
Tripoli to Tyre, where count Adolf of Holstein took ship for Germany to defend
his lands against Henry the Lion. Early in October Frederick arrived at Acre,
In September some Germans who had preferred the
sea route from the west arrived at Acre—Frisians and Flemings under James
of Avesnes and a group of Saxon nobles
including counts Otto of Guelders and Henry of Altenburg. The fleet
of sixty ships which had left Cologne in February 1189, and had gathered up
Netherlander and English on the way, had been stranded in Portugal fighting for
its king. Landgrave Louis of Thuringia, sailing from Brindisi to Tyre, had also
reached Acre, but left for home, critically ill, in October and died en route.
Frederick’s troops, decimated further by Moslem
attack on the way from Antioch to Tripoli, and depleted by shipwreck, were unable
to exert any great effort before Acre. Death and disease still further reduced
German manpower to a pitiful remnant of what had been its strength even after
Iconium. “One could believe that human affairs had at that time come to an end.
Unprecedented destruction and pestilence laid everybody low, without exception,
so that they who did not die at Antioch, when they sought a postponement of
their death and sailed in their sickness to Acre, died there; and those who,
though sick, stayed to besiege that city, were taken with a like death”.
Bishop Dietpold of Passau went in November,
together with his canons and clerics. Duke Frederick of Swabia died on January
20, 1191, and was buried in the cemetery of the German Hospital, a foundation
of burghers from Bremen and Lubeck which the duke had maintained and
which was soon to become the home of the Teutonic Knights. “Since the deaths of
the other princes occurred so thick and fast, and fatal day piled upon fatal
day, we could by no means note their dates”.
After Frederick’s death the remaining Germans
put themselves under Conrad of Montferrat, and by the time of duke Leopold of
Austria’s arrival in the spring of 1191 had for the most part embarked for
Germany. With the arrival of the French and English armies under Philip and
Richard, Leopold’s part in the siege of Acre was but a small one. Only a few
Germans were present to witness the fall of the city. Leopold himself set out
for home in November or December 1191, smarting under the treatment he and the
Germans had received from Richard, and quite ready to cooperate with Richard’s
enemies, Henry VI and Philip Augustus, in taking full advantage of Richard’s
capture after his forced landing on the Istrian coast.
As a young man of twenty-three Henry VI had been
entrusted with the governance of the empire while Frederick Barbarossa went off
on the crusade that ended in his death. He was thus intimately acquainted with
the hopes that had led his aged father to undertake such a hazardous mission,
and with the ambitions that had lured the German aristocracy, lay and
ecclesiastical, to follow him in such great numbers. He had been kept informed
of the progress of the march to the Dardanelles, and had been made responsible
for the execution in the west of Frederick’s plans to organize a crusade
against the Byzantine empire in case Isaac Angelus persisted in his efforts to
block the advance of the German army. He must have shared the angry resentment
of his father, and may even have attributed to the eastern emperor the ultimate
responsibility for Barbarossa’s death. This resentment was kept burning by the
individual reports of those who managed to survive the expedition.
Henry knew also of the precarious position of
the Byzantine state, of the readiness of Serbs and Bulgars to attack it from
the European side, and of its inability to deal with those Selchukids of Iconium whom even an enfeebled and decimated German army had managed to
dispose of with comparative case. If the huge effort of his father’s campaign
were not to be wholly in vain, it would have to be repeated and the mistakes
previously made avoided. Of the desire of the German aristocracy for a speedy
renewal of the effort he was well aware. The civil wars between Saladin’s sons
and their uncle al-Adil Saifaddin (“Saphadin”), the sultan of Egypt, were an added inducement.
Whether the campaign would be a war of revenge against the Byzantine state
depended, first, upon the conduct of the eastern emperor with respect to this
second German effort, and second, upon circumstances within the empire at home.
Constantinople had reason to be more fearful of a crusade led by Henry VI than
of those led by Conrad III or Barbarossa. And the young Henry knew from the
history of the negotiations between his father and Isaac that it was only
necessary to be firm to get what he wanted. In any case the Hohenstaufen plans
for the integration of Italy and Germany into a strong central European state
must not be upset by attempting the impossible in either the Byzantine or the
Moslem east. In this respect there is no reason to suppose that Henry was any
less wise than his father.
When the news of Barbarossa’s death reached him,
Henry was already faced with the problem of conquering his wife Constance’s
inheritance, the Norman kingdom of southern Italy and Sicily. His first effort
failed before Naples. By 1195 his second effort, financed by Richard’s ransom,
had succeeded. Meanwhile the birth of a son at Iesi opened
to him the prospect of transforming the German empire into a hereditary monarchy
similar to the monarchies of the west. In exchange for papal support of this
important step Henry was ready to offer his personal leadership of a crusade.
These plans, however, were thwarted by the opposition of archbishop Adolf of
Cologne, and the ultimate refusal of the papacy to consider the coronation of
his son Frederick. Henry knew only too well how difficult it would be to
reconcile the inhabitants of the Norman kingdom to their new German master, or
to render the papacy content with German possession of a kingdom which had long
been a papal. Now that the truce in the east with Saladin had expired, a
successful crusade might accomplish many desirable ends, even without Henry’s
personal direction. It would strengthen the position of the emperor among the
German nobility, lay and ecclesiastical. It would enhance the dignity of the
empire in Europe. It might restore the relations of papacy and empire to some
kind of harmony, and this might, in turn, facilitate the pacification of the
newly acquired Norman kingdom of Sicily. Thus, if carefully prepared and
managed, the resumption of his father's effort to restore the kingdom of
Jerusalem would almost certainly contribute to the solidification of the German
empire.
Postponing any announcement of his personal
leadership of the crusade until it was clear that circumstances would permit of
his goings Henry received the cross privately from bishop John of Sutri in
Easter week of 1195. This was followed in the diet at Bari on Easter day with a
public imperial summons to the crusade. At about the same time Henry announced
his own special contribution to the expedition. He was ready to supply a force
of three thousand paid mounted troops, half knights and half squires, for the
duration of a year. This meant that to the German knights who followed their
lords from beyond the Alps would be given a hard central core of mercenary
troops under imperial officers. In June Henry left for Germany to promote the
recruitment of the German nobility. There soon followed papal legates to
inaugurate the preaching of the crusade. By early August pope Celestine III
called upon the German clergy to preach the new crusade. Yet Henry’s own
illness postponed the organization of the movement, and it was, accordingly,
not until the fall and early winter that the growing enthusiasm could be
organized in formal meetings of the princes.
Before leaving Italy for Germany Henry had made
his first demarche upon Constantinople preliminary to the organization of the
crusading army. It was quite evidently meant to forestall any Byzantine
attempts to interfere with the organization of the crusade, and to inform Isaac
moreover that the Byzantine empire was expected to contribute to rather than
obstruct the expedition. As the new king of the former Norman kingdom of
southern Italy and Sicily, Henry demanded the “return” of the Balkan territory
which king William II had formerly conquered, from Durazz0 (Dyrrachium) to
Thessalonica. He demanded compensation for damages suffered by his father while
in Byzantine territory en route to Palestine. He
asked, moreover, that a Byzantine fleet support his own crusade to Palestine.
Before negotiations over these demands could be completed, the incompetent
Isaac had been deposed and blinded by his brother Alexius III (April 8, 1195).
Possibilities for further pressure upon the
Byzantine empire, for further support of the new crusade, and for an extension
of German political influence in the eastern Mediterranean became evident at
the diet of Gelnhausen in October 1195,
when envoys of Aimery of Lusignan, the new ruler of
Cyprus, arrived, offering to do homage to Henry and hold Cyprus as a fief, and
requesting that Henry crown him king. Henry accepted homage from one of the
envoys, and promised to crown Aimery personally at a
subsequent date. Meanwhile he entrusted the archbishops of Trani and Brindisi with the mission of taking to Aimery on his behalf the symbol of investiture, a golden
scepter. A similar request from Leon II of Cilician Armenia must have revealed
to Henry again the great impression his impending arrival in the east was
making there. He may well have thought of renewing the ties which his father
had maintained with the new Serbian and Bulgarian dynasties. The precarious
position in which this encirclement would put the Byzantine emperor must have
been clear to him, A successful crusade would sink a large German anchor in
Syria and Palestine.
Henry maintained the pressure upon
Constantinople by demanding from Alexius III Angelus tribute sufficient to pay
for the mercenary troops he had promised to contribute to the crusading army.
The original sum demanded (five thousand gold pounds) was reduced after
negotiation to one thousand six hundred talents, and Alexius was obliged to
institute a very unpopular special tax, the “Alamanikon”)
or “German levy”, to meet the demand. From this levy Constantinople escaped
only at the death of the German emperor. Even before this, Henry had arranged
for the marriage of Irene, the daughter of the blinded Isaac, to his brother
Philip of Swabia (May 25, 1197). She was the widow of Roger, the son of Tancred
of Lecce, who had been the last Norman king of the Italian south. Henry had
found her in Palermo after his ruthless crushing of the 1194 revolt. It was
rumored in the west that Isaac had agreed to accept the pair as his heirs to
the Byzantine throne. In any case, the man who was browbeating Alexius III into
support of a western crusading venture had now, like Robert Guiscard and
William II before him, acquired a Byzantine pretender, and could pose as the
defender of the rights of Isaac's children. The setting was thus prepared for
the later intervention of Philip of Swabia in the counsels of the leaders of
the Fourth Crusade.
Meanwhile, at the diet of Gelnhausen (October 1195), and in December at Worms,
German princes had been enrolling for the crusade. At Worms, Henry sat for
hours in the cathedral together with the papal legate receiving crusading
oaths. At the diet of Wurzburg (March 1196), the German arrangements were completed.
The date of departure from Germany was set finally, after Henry’s return to
Italy, for Christmas 1196. The large and impressive band of German princes,
more than the equal of those who responded to Barbarossa’s call, was led by
Conrad of Wittelsbach, archbishop of Mainz; archbishop Hartwig of
Bremen; the chancellor of the empire, Conrad of Querfurt,
newly elected bishop of Hildesheim; and the bishops of Halberstadt, Verden, Naumburg and Zeitz, Munster (who later backed out), Regensburg, Passau,
Prague and Toul. Among the leading laymen who went were duke Henry of
Brabant, the count-palatine of the Rhine, Henry of Brunswick, duke Frederick of
Austria, duke Berthold of Dalmatia, duke Ulrich of Carinthia, landgrave Hermann
of Thuringia, the margraves of Landsberg and Meissen, and many
counts. Led by the archbishop of Mainz, the majority managed to leave near the
appointed time for the carefully prepared harbors of southern Italy and Sicily.
To the Italians they seemed like ravaging wolves descending upon the countryside,
about to join with an imperial mercenary army which could hardly be said to be
fighting for a heavenly cause.
They began to arrive in southern Italy just as a
serious revolt against Henry’s hard regime in the south was gathering momentum.
Some thought they had been called south to quell the unrest, and indeed some
did help to quell it. But though Henry abandoned all thought of leading the
crusade personally, he did not allow his critical political position to
interfere with its progress. From March 1197 onwards, ships laden with German
crusaders were leaving southern ports. By August the contingent from the Rhinelands and Saxony led by Henry of Brunswick and the
archbishop of Bremen arrived in Messina with forty-four ships, after having
stopped in Norway, England, and Portugal. These, together with those German
princes and imperial troops who had not yet sailed, left Messina for Acre in
early September under the command of the imperial chancellor Conrad of Querfurt and Henry of Kalden.
Arnold of Lübeck estimates their number at sixty thousand, including four
hundred burghers from Lübeck. Henry's fifteen hundred knights with their
attendants, and his fifteen hundred squires formed a nucleus of six thousand
men. On September 22 the main German fleet arrived in Acre. A part of the fleet
under the chancellor stopped at Cyprus to crown Aimery of Lusignan and receive his homage.
On September 28, 1197, one of Henry’s frequent
fevers caused his death at Messina. Vague rumors of the emperor’s death reached
the German army in Beirut, and it was confirmed as they were besieging a
Turkish stronghold at Toron outside of
Tyre. The German arrival in Acre had been none too well received by the French,
who thought at one moment of driving the Germans out of the city because of
their violent occupation of the houses of Acre citizens. When once the Germans
had accomplished their opening skirmishes and plundering raids upon the
Moslems, they united under duke Henry of Brabant for a campaign based on Tyre,
designed to bring the Syrian coast into Christian hands, to clear out a nest of
pirates from Beirut, and to link the kingdom with the county of Tripoli. After
occupying abandoned and destroyed Sidon the Germans on the 24th of October
advanced upon Beirut, which too had been abandoned and largely destroyed. They
utilized the stay at Beirut to promote the candidacy of the German vassal, king Aimery of Cyprus, for the crown of Jerusalem. Their
success was a decisive recognition of German strength in the east. As they
moved away from the coast to clear the interior, they were blocked for months
before the stronghold of Toron.
Confirmation of the news of Henrv VI’s death led immediately to the defection of
the imperial chancellor, Conrad of Querfurt, and
before the end of the summer of 1198 most of the principal German nobles had
left for home to protect their interests in the raging civil war. Indeed, on
July 1, 1198, a truce was made with al-Adil, who abandoned Beirut to the
kingdom. The archbishop of Mainz, before his departure early in 1198, crowned
prince Leon II as the first Roupenid king
of Armenia.
The German participation in these crusades ended
in the double anticlimax of the deaths of the two leaders, Frederick Barbarossa
on June 19t 1190, and Henry VI on September 28, 1197. The whole strenuous
effort to retrieve the dismal failure of Conrad III on the Second Crusade ended
in frustration and tragic disaster. This setback at a time when it seemed that
the Holy Roman Empire of the German Nation was to be raised to its height
served to remind the German aristocracy of the real crusade it had left behind
when it marched to the east: the crusade against the trans-Elbean Slavs.
Early efforts to subject and Christianize these peoples had culminated in the
abortive and absurd Slavic crusade of 1147. Since that time such men as Adolf
of Holstein and Henry the Lion had made notable progress in bringing the area
under control. Beyond it lay the homes of the primitive, pagan Prussians,
Lithuanians, Livs, Letts, and Estonians, and the
schismatic Russians. Here was a more practicable prospect than any offered by the
Near East. Out of the needs of those Germans who managed to get to Palestine
arose the institution which was to incorporate the frustrated energies of the
German aristocracy and merchants—the Teutonic Knights. It is thus that the
German failures in the eastern Mediterranean prepared not only for the
destruction of the Byzantine empire, but also for the building of a new German
colonial empire on the Baltic.
CHAPTER XXIIIBYZANTIUM AND THE
CRUSADES : 1081-1204
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