READING HALLTHE DOORS OF WISDOM |
THE CHRISTIAN ROMAN EMPIRE AND THE FOUNDATION OF THE TEUTONIC KINGDOMS 300-500
CHAPTER XIV.
ITALY AND THE WEST, AD 410-476
The process of history in the Western
Empire, during the period which lies between the death of Alaric (410) and the
fall of Romulus Augustulus (476), is towards the establishment of Teutonic
kingdoms, partly displacing and partly embracing the old local administration
within their boundaries, but as a rule remaining in some sort of nominal
connection with the imperial system itself. In the course of this process,
therefore, the imperial scheme, in which the invading barbarians take a regular
place under the name of foederati, still survives, along with much
of the old provincial machinery, which they find too useful to be disturbed;
but while much that is old survives, much is also added which is new. Germanic
tribes, with their kings and their dooms, their moots and their fyrds,
settle bodily on the soil, as new forces in the domain of politics and
economics, of religion and of law. The Latinized provincial pays a new
allegiance to the tribal king: the Roman possessor has to
admit the tribesmen as his ‘guests’ on part of his lands; the Catholic priest
is forced to reconcile himself to the Arianism, which these tribes had
inherited from the days of Ulfila;
and the Roman jurist, if he can still occupy himself by reducing the
Codex Theodosianus into
a Breviarium Alaricianum, must also admit
the entrance of strange Leges Barbarorum into
the field of jurisprudence.
This process of history may be said to
have entered on its effective stage in the West with Alaric’s invasion of
Italy. But it had been present, as a potentiality and a menace, for many years
before Alaric heard the voice that drew him steadily towards Rome. The frontier
war along the limes was as old as the second century. The
pressure of the population of the German forests upon the Roman world was so ancient
and inveterate, and so much of that population had in one way or another
entered the Empire for so long a period, that when the barrier finally broke,
the flood came as no cataclysm, but as something which was almost in the
natural order of things. There may have been movements in Central Asia which
explain the final breach of the Roman barriers; but even without invoking the
Huns to our aid, we can see that at the beginning of the fifth century the
Germans would finally have passed the limes, and the Romans at last
have failed to stem their advance, owing to the simple operation of causes
which had long been at work on either side. Among the Germans population had
grown by leaps and bounds, while subsistence had increased in less than an
arithmetical ratio; and the necessity of finding a quieta patria, an unthreatened
territory of sufficient size and productivity, with an ancient tradition of
more intensive culture than they had themselves attained, had become for them a
matter of life and death. Among the Romans population had decayed for century
after century, and the land had gone steadily out of cultivation, until nature
herself seemed to have created the vacuum into which, in time, she inevitably
attracted the Germans. The rush begins with the passage of the Danube by the
Goths in 376, and is continued in the passage of the Rhine by the Vandals,
Alans, and Sueves in 406. A hundred years
after the passage of the Danube the final result of the movement begins to
appear in the West. The praefecture of
Gaul now sees in each of its three former dioceses Teutonic kingdoms
established—Saxons and Jutes in the Britains; Visigoths (under their great king Euric) in the Seven Provinces of Gaul proper; Sueves (along with Visigoths) in the Spains. In the praefecture of Italy two of
the three dioceses are under powerful barbarian rulers: Odovacar has just made
himself king of Italy, and Gaiseric has long been king of Africa; while the
diocese of Illyricum is still in the melting-pot.
If we regard the movement of events from
410 to 476 internally, and from a Roman point of view, we shall find in the
domestic politics of the period much that is the natural correlative of
the Volkerwanderung without.
Already, in the very beginning of this period, and indeed long before, the
barbarian has settled in every part of the Empire, and among every class of
society. Masses of barbarians have been attached to the soil as cultivators (inquilini), to fill the
gaps in the population and reclaim the derelict soil: masses, again, have
entered the army, until it has become almost predominantly German. Barbarian
cultivators and soldiers thus formed the basis of the pyramid; but barbarians
might also climb to the apex. Under Theodosius I, who had made it his policy to
cultivate the friendship of the barbarians, the Frank Arbogast already appears
as magister militiae,
and attempts, like Ricimer afterwards, to
use his office for the purpose of erecting a puppet as emperor. He fell before
Theodosius in the battle of the Frigidus (394);
but the Vandal Stilicho (to whom he is said to have commended the care of his
children and the defence of the Empire) was the heir of his position, and
Stilicho had for successor Aetius the ‘last of the Romans’, but also the friend
of the Huns—as Aetius was succeeded in turn by Ricimer the Sueve. It is these barbaric or
semi-barbaric figures, vested with the office of commander-in-chief of the
troops of the West, which form the landmarks in the history of the fifth
century; and we should be most true to reality if we distinguished the
divisions of this period not by the regna of an Honorius or a
Valentinian, but by the magisteria of
Constantius, Aetius, and Ricimer. These
“empire-destroying saviours of the Western Empire” were in reality the prime
ministers of their generation, prime ministers resting not on a parliament
(though they might, like Stilicho, affect to rely on the Senate), but on their
control of a barbarian soldiery. Their power depended, partly on their
influence with this wild force, which the Empire at once needed and dreaded,
partly on the fact that the nominal representatives of imperial rule were
weaklings or boys, whose court was under the influence of women and eunuchs;
but the de facto position which they held was also sanctioned,
since the time of Theodosius, by something of a legal guarantee. Treating the
West, after the battle of the Frigidus,
as a conquered territory, whose main problem was certain to be that of military
defence, Theodosius had left it under the nominal rule of his son, but under
the real government of Stilicho; and in his hands he had combined the two
commands of infantry and cavalry, which in the East continued to remain
distinct. In this position of magister utriusque militiae (already anticipated for a time
by Arbogast), Stilicho, and his successors who inherited the title, controlled
at once the imperial infantry and cavalry, along with the fleets on seas and on
rivers: they supervised the barbaric settlements within the Empire; and they
nominated the heads of the staffs of subordinate officers. As imperial
generalissimo, in an age of military exigencies, the barbarian magister militiae was the
ultimate sovereign; and the title of patricius, sometimes united with the name
of parens,
which in the fifth century came to be applied peculiarly to the ‘master of the
troops’, proclaimed his sovereignty to the world.
Dependent upon barbarian troops, and
himself often of barbarian origin, the policy of the ‘master of the troops’
towards the barbarians outside the pale, who sought to enter the Empire, was
bound to be dubious. Orosius practically
accuses Stilicho of complicity with Alaric, and certainly charges him with the
invitation of the Vandals, Alans, and Sueves into
Gaul in 406: Aetius was for years the friend of the Huns: Ricimer was apparently not averse to inciting the
Visigoths to war against a Roman commander in Gaul. Inevitably, therefore, a
Roman party formed itself in opposition to the master of the troops, a party
curiously uniting within its ranks the senate, the eunuchs of the court, and
some jealous soldier with his followers. The result would be a coup d'êtat, such as those of 408
or 454; but inevitably a new magister succeeds to the
assassinated Stilicho or Aetius, and if the struggle still continues to be
waged (as for instance between Anthemius and Ricimer), its predestined end—the foundation of a kingdom
of Italy by some real or virtual generalissimo—draws constantly nearer. In the
course of this struggle religious motives apparently intertwine themselves with
the underlying motive of racial feeling. Stilicho would seem to have stood for
toleration: and a Catholic reaction, headed by the Court, followed upon his fall,
and gave to the episcopate an increase of jurisdiction, while it banished all
enemies of the faith from the imperial service. Yet Litorius, the lieutenant of Aetius, put his trust
in the responses of seers and the monitions of demons as late as 439: Ricimer, though no pagan, was an Arian. The extreme
orthodoxy of the Court of Ravenna, contrasted with the dubious faith of the
soldiery and its leaders, must thus have helped to whet the intensity of party
strife.
In the period which we are to consider, it
would thus appear that the great feature, from an external point of view, is
the occupation of successive portions of the Western Empire by barbaric kings,
of whom the greatest is Gaiseric, the hero of the last scene of the Wandering
of the Nations, who links by his subtle policy the various enemies of the
Empire into one system of attack; while internally the dominant factor is the
transmutation of the Diocletian autocracy into a quasi-constitutional monarchy,
in which the last members of the Theodosian house sink into empereurs fainéants,
and the commander-in-chief becomes, as it were, a mayor of the palace. Yet
another feature in external policy is the relation of the Western Emperors to
those of the East, and other features deserving of notice in internal
development are the growth of the Papacy, and the new importance from time to
time assumed by the Senate.
Upon the Eastern Empire the West is again
and again forced to rely. The Eastern Emperors give the West its
rulers—Valentinian III, Anthemius, Nepos; or in
any case they give a legitimate title to the rulers whom the West, in one way
or another, has found for itself. Not only so, but upon occasion they give to
the West the succour, which again and again it is forced to beg in the course
of its struggle with the Vandals. Theoretically, as always, the unity of the
Empire persists: there is still one Empire, with two joint rulers. But in
practice, after 395, there are two separate States with separate policies and
separate lines of development; and both Priscus in the East, and Sidonius Apollinaris in the West, acknowledge the
fact of the separation. In these separate States there is, indeed, much that is
parallel. The East has to face the Huns and the Goths equally with the West;
like the West, it has its barbarian magistri militiae (with the great difference,
however, that there are generally two concurrent magistri to weaken each other by their
rivalry) and the Eastern Emperor has to deal with Aspar in 471, as Valentinian
III had dealt with Aetius in 454. In both Empires, again, the house of
Theodosius became extinct at much the same time. But here the parallel ends. In
the West the death of Valentinian III was followed by the rule of the
emperor-makers (Ricimer, Gundobad,
and Orestes), and by a succession of nine emperors in twenty-one years: in the
East new and powerful emperors arose, who found the office of ‘master of the
troops’ far weaker than in the West, and were able, by the alliance they formed
with the Isaurians, to discover in their own
realms a substitute and an antidote for barbaric auxiliaries, and thus to
prolong the existence of their Empire for a thousand years. Meanwhile
ecclesiastical development confirmed the separation and widened the differences
between the two Empires. While Eastern theologians pursued their metaphysical
inquiries into the unity of the Godhead, a new school of churchmanship, of a
legal rather than a metaphysical complexion, arose in the West under the
influence of St Augustine; and the growth of the Papacy, especially under the
rule of Leo I (440-461), gave to this new school a dogmatic arbiter and an
administrative ruler of its own.
The development of the Papacy, like the
new vigour which the Senate occasionally displays, is largely the result of the
decadence of the Western Emperors and of their seclusion in the marshes of
Ravenna. The pietism of the Court, under the influence of Placidia, helped to confirm a power, which its withdrawal
to Ravenna had already begun to establish; while the victories of Pope Leo over
heresies in Italy, his successful interference against Monophysitism in the East, and the prestige of
his mission to Attila in 451 and his mediation with Gaiseric in 455,
contributed to the increase both of his ecclesiastical power and of his
political influence. Meanwhile the bishops, everywhere in the West, tended to
become the leading figures in their dioceses. The constitutions of 408 gave
them civil jurisdiction in their dioceses and the power of enforcing the laws
against heresy. In the chief town of his diocese each bishop gradually came to
discharge the duties, even if he did not assume the office, of the defensor civitatis; and wherever a
barbarian kingdom was established, the bishop was a natural mediator between
the conquerors and their subjects.
The new importance assumed by the Senate
in the course of the fifth century is evident both at Constantinople and at
Rome. During the minority of Theodosius II it is chiefly the Senate of
Constantinople which aids the regent Pulcheria and
her minister Anthemius, the praetorian
praefect, in the conduct of affairs; and though the Roman Senate hardly exerts
any continuous influence, again and again in times of crisis it helps to
determine the course of events. The autocracy consolidated by Diocletian begins
to revert to the original dyarchy of princeps and senatus which
Augustus had founded. In the early years of the fifth century, partly in the
later years of Stilicho, who made it his policy to favour the
Senate, and partly during the interregnum in the effective exercise of the
office of magister militiae,
which lasted from the fall of Stilicho till the appearance of Constantius
(411), it had shown considerable activity; but the period of its greatest
influence covers the last twenty-five years of the Western Empire. It was with
two of the chief senators that Pope Leo went to meet Attila in 451: it was
before the Senate that Valentinian defended himself for the assassination of
Aetius in 454. The assassination of Valentinian himself was followed by the
accession of Maximus, a member of the great senatorial family of the Anicii; and it has even been
suggested that the accession of Maximus perhaps indicates an attempt of
the Anicii to
establish a new government in the West, independent of Constantinople and
resting on the support of the Senate. Maximus fell; but his successor, Avitus, who came to the throne by the support of a
Gallo-Roman party, was resisted by the Senate, and fell in his turn. The
accession of the next emperor, Majorian, is at
any rate in form a triumph for the Senate; in his first constitution Majorian thanks the Senate for letting its choice
fall upon him, and promises to govern by its advice. But the reign of Anthemius (467-472) seems to mark the zenith of
senatorial power. It was the appeal of the Senate to Constantinople which led
to his accession; during his reign the Senate is powerful enough to try and
condemn Arvandus, the praetorian praefect of
Gaul, on a charge of treason; and in the civil war which precedes his fall, the
Senate takes his side against his adversary Ricimer.
Thus, in the paralysis of the imperial authority, the Senate stands side by
side, and sometimes face to face, with the military power, as the
representative of public authority and civil order. Its effective power is
indeed little; the sword is too strong and too keen for that; but at any rate,
in the agonies of the Empire, it behaves not unworthily of its secular
tradition. And indeed in still other ways one cannot but feel that the end of Rome
was not unworthy of herself. Her last work in her age-long task of ruling the
peoples was to give into the hands of the Teutonic tribes her structure of law
and her system of administration: to the one, as late as 438, the Codex Theodosianus had just been
added, while the other was being reformed and purified as late as the days of
the last real Emperor of the West, Majorian. So
Rome handed on the torch, as it were, newly trimmed; and though we must admit
that in fact the imperial government of the fifth century suffered from the
impotence of over-centralization, we must also allow that she was in intention,
as Professor Dill has well said, “probably never so anxious to check abuses of
administration, or so compassionate for the desolate and the suffering, as in
the years when her forces were being paralyzed”.
The figures in the drama of the last years
of the Western Empire, which have perhaps had the greatest appeal for the
imagination of the historian, are those of Galla Placidia and of Attila. Both figures have, indeed, a
significance, which deserves some little consideration. Ravenna still testifies
today to the fame of Placidia; and her name
suggests the names of many others, her kinswomen and contemporaries, Pulcheria, Eudocia, Eudoxia, and Honoria, whose influence appears, in the
pages of the Byzantine historians, to have largely determined the destinies of
their age. “It is indeed”, writes Gregorovius,
“a remarkable historic phenomenon, that in periods of decadence some female
figure generally rises into prominence”; and Professor Bury has also remarked
that the influence of women was a natural result of the new mode of palatial
life—a result which is obviously apparent in the attribution of the title of
Augusta to Eudoxia in the East and
to Placidia in the West. Yet one cannot
but feel that the Byzantine historians have been led by a certain feminism, if
it may be so called, which is characteristic of their historiography, to
attribute to women, at any rate as regards the West, an excessive influence on
the politics of the period. The fifth century was the age of the erotic
novel—of Daphnis and Chloe, of Leucippe and Cleitophon; and it would
almost appear as if Byzantine historians had infused into their history the
eroticism of contemporary novels. It is therefore permissible to doubt whether
Honoria was really responsible for the attack of Attila upon the West, or Eudoxia for the sack of Rome by Gaiseric:
whether Olympiodorus’ account of the relations
of Honorius and Placidia after the death
of Constantius is not a play of fancy, and the story given by Joannes Antiochenus and
Procopius of the seduction of the wife of Maximus by Valentinian III, which led
Maximus to compass his death, is not equally fanciful.
The figure of Attila owes much of its
fascination to the vivid descriptions which Priscus gives of his court and
Jordanes of the great battle of the Mauriac plain; and the Nibelungenlied has
added the attraction of legend to the appeal of history. Attila has, indeed,
his significance in the history of the world. It matters little that he was
vanquished in one of the so-called “decisive battles of the world”: if he had
been the victor on the Mauriac plain, and had lived for twenty years
afterwards, instead of two, he would none the less have fallen at last, if only
the allies who stood together in that battle had continued their alliance. The
real significance of Attila lies in the fact, that the pressure of his Huns
forced the Romans and the Teutons to recognize that the common interest of
civilization was at stake, and thus drove them to make the great alliance, on
which the future progress of the world depended. The fusion of Romans and
Teutons, of which the marriage of Ataulf and Placidia, as it is described in the pages of Olympiodorus, may seem to be a harbinger, is cemented in
the bloodshed of the Mauriac plain.
Between the death of Alaric and the fall
of Romulus Augustulus, the progress of events may be arranged in three definite
stages. A period, which is marked by the patriciate of Constantius, begins in
410 and ends with the death of Honorius in 423; during this period there takes
place the Visigothic settlement in the South of France. A second period, marked
by the patriciate of Aetius, covers the reign of Valentinian III, and ends in
455: it is the period of the Vandal settlement in Africa, and of Hunnish inroads into Gaul and Italy. A final period,
in which the patriciate is held by Ricimer,
follows upon the extinction of the Theodosian house in the West: it ends, in
the phrase of Count Marcellinus, who alone seems to have realized the
importance of the event, with the “extinction of the Western Empire of the
Roman race”, and the settlement of Odovacar in Italy.
At the end of 410 Rufinus, as he wrote the preface to his translation of the
homilies of Origen in a Sicilian villa which looked across to Reggio, saw the
city in flames, and witnessed the gathering of the ships with which Alaric was
preparing to invade Africa. A little later, and he may have seen the ships
destroyed by a tempest; a little later still, and he may have heard of Alaric's
death and of his burial in the bed of the Busento. The Gothic king was succeeded by his
brother-in-law Ataulf; and upon the doings
of Ataulf, for the next two years, there rests
a cloud of darkness. We know, indeed, that he stayed in Italy till the spring
of 412; we learn from the Theodosian Code that he was in Tuscany in 411; and we
are told by Jordanes that at this time he was spoiling Italy of public and
private wealth alike, and that his Goths stripped Rome once more, like a flock
of locusts, while Honorius sat powerless behind the walls of Ravenna—the one
rock left to the Emperor in the deluge which at this time covered Italy, Gaul,
and Spain. But the story of Jordanes is probably apocryphal. Orosius and Olympiodorus,
who are excellent contemporary authorities, both remark on the prosperity of
Rome in the years that followed on the sack of 410: “recent as is the sack, we
would think, as we look at the multitude of the Roman people, that nothing at
all had happened, were it not for some traces of fire”. In the face of this
evidence, a second plundering of Rome by Ataulf is
improbable; and it appears equally improbable, when we consider the character of
the new Gothic king and the natural line of his policy. A Narbonese citizen, who had
perhaps witnessed the marriage of Ataulf to Galla Placidia in 414
at Narbonne and heard the shouts of acclamation, from Romans and Goths alike,
which hailed the marriage festivities, reported to St Jerome at Bethlehem, in
the hearing of Orosius, the words which he had
often heard fall from the lips of Ataulf. “I
have found by experience, that my Goths are too savage to pay any obedience to
laws, but I have also found, that without laws a State is never a State; and so
I have chosen the glory of seeking to restore and to increase by Gothic
strength the name of Rome. Wherefore I avoid war and strive for peace”. In
411 Ataulf had indeed already strong
motives for seeking peace. He had abandoned the African expedition of Alaric,
but he needed the supplies which that expedition had been meant to procure, and
which he could now only gain from the Emperor; and he had in his train the
captive Placidia, the sister of Honorius, whose
hand would carry the succession to her brother's throne. To negotiate with
Honorius for supplies and for formal consent to his marriage with Placidia was thus the natural policy of Ataulf; and in such negotiations the year 411 may have
passed. But if there were negotiations, there was no treaty. Honorius had been
strengthened by the arrival of a Byzantine fleet with an army on board; and he
showed himself obdurate. When Ataulf was
driven from Italy into Gaul, apparently by lack of supplies, in the spring of
412, he did not come as the friend and ally of Honorius.
In 412 Gaul was beginning to emerge from a
state of whirling chaos. The usurper within, and the barbarian from without,
had divided the country since 406. There had been two swarms of invaders, and
two different ‘tyrants’. In 406 the Vandals, Alans, and Sueves had poured into Gaul, surged to the feet of
the Pyrenees, and falling back for a while had then, with the aid of treachery,
poured over the mountains and vanished into Spain, which henceforth became the
prey of “four plagues—the sword, and famine, and pestilence, and the noisome
beast” (409). In the wake of this tide had followed an influx of Franks,
Alemanni, and Burgundians; and in 411 these three peoples were still encamped
in Gaul, along the western bank of the Rhine, preparing for a permanent
settlement. The usurpation of Constantine in 406 had synchronized with the
invasion of Gaul by the Vandals, Alans, and Sueves;
and indeed, the invasion was probably the result of the usurpation, for Stilicho
would seem to have invited these people into Gaul, in the hope of barring the
usurper’s way into Italy. In 409 a second tyrant had arisen in Spain: Gerontius, one of Constantine's own officers, had created
a rival emperor, called Maximus; and it was this usurpation which had caused
the invasion of Spain by the Vandals and their allies, Gerontius having invited them into Spain, as Stilicho
had before invited them into Gaul, in order to gain their alliance in his
struggle with Constantine. In 411 Gerontius had
advanced into Gaul, and was besieging Constantine in Arles, while Constantine
was hoping for the arrival of an army of relief from the barbarians on the
Rhine. At this moment Constantius, the new ‘master of the troops’, arrived in
Gaul to defend the cause of the legitimate emperor, Honorius. He met with
instant success. Gerontius was overwhelmed
and perished: Constantine’s barbarian reinforcements were attacked and
defeated; Constantine himself was captured, and sent to Italy for execution. By
the end of 411 Gaul was clear of both usurpers; and the Roman general stood
face to face with the Franks, Alemanni, and Burgundians, who had meanwhile,
during the operations round Arles, created a new emperor, Jovinus, to give a colour of legality to their position in
Gaul. Without attacking Jovinus, however,
Constantius seems to have left Gaul at the end of the year, perhaps because the
northward march of Ataulf was already
causing unrest at Ravenna.
When Ataulf’s march finally conducted him over
Mont Genèvre into
Gaul, somewhere near Valence, in the spring of 412, it seemed probable that he
would throw himself on the side of Jovinus, now
encamped in Auvergne, and acquire from the usurper a settlement in southern
Gaul. It was his natural policy: it was the course which was advised by the
ex-Emperor Attalus, who still followed in the train of the Goths. But Jovinus and Ataulf failed
to agree. Ataulf seems to have occupied
Bordeaux in the course of 412, and Jovinus regarded
him as an intruder, whose presence in Gaul threatened himself and his barbarian
allies; while on his side Ataulf attacked
and killed one of Jovinus’ supporters, with
whom he had an ancient feud. Dardanus, the loyal praefect of the Gauls, was able to win Ataulf over
to the side of his master, and some sort of treaty was made (413), by
which Ataulf engaged to send to Honorius
the heads of Jovinus and his brother
Sebastian, in return for regular supplies of provisions, and the recognition of
his position in Bordeaux and (possibly) the whole of Aquitanica Secunda. Ataulf fulfilled
his promise with regard to Jovinus and
Sebastian; but by the autumn of 413 he had already quarrelled with Honorius,
and the Goths and the Romans were once more at war. Two causes were responsible
for the struggle. In the first place the government of Honorius had failed to
provide the Goths with the promised supplies. The failure is evidently
connected with the revolt of Heraclian,
the Count of Africa, in the course of the year 413. Heraclian, influenced by the example of the many
usurpations in Gaul, and finding a basis in the anti-imperial sentiment of the
persecuted Donatists of Africa, had prepared for revolt in 412; and in 413 he
prohibited the export of corn from his province, the great granary of Rome, and
had sailed for Italy with an armada which contained, according to Orosius, the almost incredible number of 3700 ships. He
was beaten at Otricoli in
Umbria with great slaughter, and flying back to Africa perished at Carthage;
but his revolt, however unsuccessful in its issue, exercised during its course
a considerable effect on the policy of Honorius. On the one hand, it must have
been largely responsible for the treaty with Ataulf in
413: the imperial Government needed Constantius in Italy to meet Heraclian, and, destitute of
troops of its own in Gaul, it had to induce the Goths to crush the
usurper Jovinus on its behalf. At the same
time, however, the revolt had also exercised an opposite effect; it had
prevented the imperial Government from furnishing the Goths with supplies, and
had made it inevitable that Ataulf should
seek by war what he could not get by peace.
There was however a second and perhaps
more crucial cause of hostilities between the Goths and the Romans. Placidia still remained with the Goths; and the
question of the succession, which her marriage involved, had still to be
settled. Again and again, in the course of history, the problem of a dubious
succession has been the very hinge of events; and the question of the
succession to Honorius, as it had influenced the policy and the fate of
Stilicho, still continued to determine the policy of Ataulf and
the history of the Western Empire. In this question Constantius, the ‘master of
the troops’, was now resolved to interfere. Sprung from Naissus (the modern Nisch), he was a man of pure Roman blood, and stood
at the head of the Roman or anti-barbarian party. “In him”, says Orosius, “the State felt the utility of having its forces
at last commanded by a Roman general, and realized the danger it had before incurred
from its barbarian generals”. As he rode, bending over his horse’s mane, and
darting quick looks to right and left, men said of him (Olympiodorus writes)
that he was meant for empire; and he had resolved to secure the succession to
the throne by the hand of Placidia—the more,
perhaps, as such a marriage would mean the victory of his party, and the defeat
of the ‘barbarian’ Ataulf.
In the autumn of 413 hostilities began.
Ataulf passed from Aquitanica Secunda into Narbonensis: he seized Toulouse,
and “at the time of the gathering of the grapes” he occupied Narbonne.
Marseilles (which, as a great port, would have been an excellent source of
supplies) he failed to take, owing to the stout resistance of Boniface, the
future Count of Africa; but at Narbonne, in the beginning of 414, he took the
decisive step of wedding Placidia. By a curious
irony, the bridegroom offered to the bride, as his wedding gift, part of the
treasures which Alaric had taken from Rome; and the ex-Emperor Attalus joined
in singing the epithalamia. Yet Romans and Goths rejoiced together; and the
marriage, like that of Alexander the Great to Roxana, is the symbol of the
fusion of two peoples and two civilizations. “Thus was fulfilled the prophecy
of Daniel”, Hydatius writes,
“that a daughter of the King of the South should marry the King of the North”.
Meanwhile in Italy Constantius had been created consul for the year 414, and
was using the confiscated goods of the rebel Heraclian to celebrate his entry upon office
with the usual public entertainments, in the very month of the marriage
festivities at Narbonne. In the spring he advanced into Gaul. Here he found
that Ataulf, anxious for some colour of
legitimacy, and seeking to maintain some connection with the ‘Roman name’, had
caused Attalus once more to play the part of emperor, excusing thereby his
occupation of Narbonensis,
as the Franks and their allies had sought to excuse their position on the west
of the Rhine by the elevation of Jovinus in
412. An imperial Court arose in Bordeaux in the spring of 414; and Paulinus of
Pella was made procurator of the imaginary imperial domain of the actor-emperor
Attalus, who once more, in the phrase of Orosius,
“played at empire” for the pleasure of the Goths. But on the approach of
Constantius, Ataulf set the city on fire,
and leaving it smoking behind him, advanced to defend Narbonensis. Constantius, however, used his fleet
to prevent the Goths from receiving supplies by sea; and the pressure of famine
drove Ataulf from Narbonne. He retreated
by way of Bazas, which he failed to take, as
the procurator Paulinus induced the Alans to desert from his army; and, having
no longer a base in Bordeaux, he was forced to cross the Pyrenees into Spain,
where along with the Emperor Attalus, he occupied Barcelona (probably in the
winter of 414-415). In devastated Spain famine still dogged the steps of the
Goths: the Vandals nicknamed them Truli,
because they paid a piece of gold for each trula of corn they bought. This of
itself would naturally drive Ataulf to
negotiate with Honorius, but the birth of a son and heir, significantly named
Theodosius, made both Ataulf and Placidia tenfold more anxious for peace, and for the
recognition of their child's right of succession to the throne of his childless
uncle. The Emperor, Attalus, was thrown aside as useless; Ataulf was ready to recognize Honorius, if Honorius
would recognize Theodosius. But his hopes shipwrecked on the resistance of
Constantius, who had now been rewarded by the title of patricius for his success in expelling
the Goths from Gaul. Soon afterwards the child Theodosius died, and was buried
in a silver coffin with great lamentations at Barcelona. In the same city, in
the autumn of 415, Ataulf himself was
assassinated in his stables by one of his followers. With him died his dream of
“restoring by Gothic strength the Roman name”; yet with his last breath he
commanded his brother to restore Placidia and
make peace with Rome.
The Goths, however, were not minded for
peace. On the death of Ataulf (after the
week’s reign of Sigerich,
memorable only for the humiliation he inflicted on Placidia,
by forcing her to walk twelve miles on foot before his horse), there succeeded
a new king, Wallia, “elected by his people”, Orosius says,
“to make war with Rome, but ordained by God to make peace”. Harassed by want of
supplies, Wallia resolved to imitate the policy of Alaric, and to strike at
Africa, the great granary of the West. The fate of Alaric attended his
expedition: his fleet was shattered by a storm during its passage, twelve miles
from the Straits of Gibraltar, at the beginning of 416. Wallia now found that
it was peace with Rome, which alone would give food to his starving army; and
Rome was equally ready for peace, if it only meant the restoration of Placidia. In the course of 416 the treaty was made. The
Romans purchased Placidia by 600,000
measures of corn; Wallia became the ally of the Empire, and promised to recover
Spain from the Vandals, Alans, and Sueves. In
January 417 Constantius was once more created consul: in the same month he
became the husband of the unwilling Placidia.
She bore him two children, Honoria and Valentinian; and thus the problem of the
succession was finally settled by the victory of the Roman Constantius, and the
name of Rome was renewed by Roman strength. It was no undeserved triumph which
Constantius celebrated in 417. The turmoil which had raged since Alaric's entry
into Greece in 396 seemed to have ceased: the loss of the whole of the Gauls, which had seemed inevitable since the usurpation
and the barbarian influx of 406, was, at any rate in large measure, averted.
Constantius had recovered much of the Seven Provinces: Wallia was recovering
Spain.
Constantius too was finally destined to
settle the problem of the Goths, and to give them at last the quieta patria,
in search of which they had wandered for so many years. For a time Wallia
fought valiantly in Spain (416-418): he destroyed the Silingian Vandals, and so thoroughly defeated
the Alans, that the broken remnants of the tribe merged themselves into
the Asdingian Vandals.
In the beginning of 416 the Romans had only held the east coast and some of the
cities of Spain: by 418 the Asdingian Vandals
and the Sueves had been pushed back into
the north-west of the peninsula, and Lusitania and Baetica had been recovered. In 419 Wallia had his reward; Constantius summoned the
Goths into Gaul, and gave them for a habitation the Second Aquitaine. Along
with it went Toulouse, which became their capital, and other towns in the Narbonese province; and
thus the Visigoths acquired a territory of their own, with an Atlantic
seaboard, but, as yet, without any outlet to the Mediterranean. We can only
conjecture the reasons which dictated this policy. It may be, as Professor Bury
suggests, that Honorius did not wish to surrender Spain, because it was the
home of the Theodosian house and the seat of the gold mines: it may be that the
imperial Government wished to invigorate with the leaven of Gothic energy the
declining population of south-western Gaul. In any case the policy is of great
importance. For the first time the imperial Government had, of its own motion,
given a settlement within the Empire to a Teutonic people living under its own
king. But the policy becomes doubly important, when it is considered in
connection with the constitution of 418, which gave local government to Gaul,
and enacted that representatives of all its towns should meet annually at
Arles. Honorius was endeavouring to throw upon Gaul the burden of its own
government, and in the new municipal federation which he had thus instituted he
sought to find a place for the Goths. On the one hand, the council at Arles
would contain representatives from the towns in Gothic territory, and would
thus connect the Goths with the Roman name: on the other, the Goths, as foederati of
the council, defending its territory, and supplying its troops, would give
weight to its deliberations. The policy of decentralization thus enunciated in
418, and the combination of that policy with the settlement of the Visigoths in
419, indicate that the Empire was ceasing to be centralized and Roman, and was
becoming instead Teutonic and local.
The years that elapse between the settlement
of the Goths and the death of Honorius in 423 are occupied by the affairs of
Italy and the court history of Ravenna. In 421 Constantius, who had been
virtual ruler of the West since 411, was elevated by Honorius, somewhat
reluctantly, to the dignity of Augustus and the position of colleague. Placidia, to whose instance the elevation of her husband
was probably due, had her own ambition satisfied by the title of Augusta, and
began actively to exercise the influence on events, which she had already
exercised more passively during the struggle between Ataulf and
Constantius. The elevation of Constantius and of Placidia to
the imperial dignity led to friction with the Eastern Empire, which refused to
ratify the action of Honorius, and in 421 a war seemed imminent between East
and West. But Constantius, whose rough soldier tastes made him chafe at the
restrictions of imperial etiquette, fell ill and died in the autumn of 421, and
with his death the menace of war disappeared. The influence of Placidia remained unshaken after her husband's death:
the weak Honorius shared his affection between his beloved poultry and his
sister; and scandalmongers even whispered tales about his excessive affection
for Placidia. But by 422 the affection had
yielded to hatred; and a struggle raged at Ravenna between the party of
Honorius, and a party gathered round Placidia,
which found its support in the retinue of barbarians she had inherited from her
marriages with Ataulf and Constantius. The
struggle would appear to be the old struggle of the Roman and the barbarian
parties; and it is perhaps permissible to conjecture that the question at issue
was the succession to the office of magister militum, which Constantius had held. If this
conjecture be admitted, Castinus may
be regarded as the candidate of Honorius, and Boniface as the candidate
of Placidia; and the quarrel of Castinus and Boniface, on
the eve of a projected expedition against the Vandals of Spain, which is narrated
by the annalists, may
thus be connected with the struggle between Honorius and Placidia. The issue of the struggle was the victory of
Honorius and Castinus (422). Castinus became the magister militum and took
command of the Spanish expedition, in which he allowed himself to be signally
defeated by the Asdingian Vandals,
now settled in Baetica: Boniface fled from the Court
to Africa, and established himself, at the head of a body of foederati,
as a semi-independent governor of the African diocese, where he had before been
serving as the tribune of barbarian auxilia. The flight of Boniface
was followed by the banishment of Placidia and
her children to Constantinople (423); but in her exile she was supported by
Boniface, who sent her money from Africa. This was the position of affairs when
Honorius died (423). One of the weakest of emperors, he had had a most troubled
reign; yet the last years of his rule had been marked by peace and success,
thanks to the valour and policy of Constantius, who had defeated the various
usurpers and recovered much of the Transalpine lands. The one virtue of
Honorius was a taste for government on paper, such as his nephew Theodosius II
also showed; he issued a number of well-meant constitutiones, alleviating the burden of
taxation on Italy after the Gothic ravages, and seeking to attract new
cultivators to waste lands by the offer of advantageous terms.
The death of Honorius marks the beginning
of a new phase in the history of the Western Empire. For the next thirty years
a new personality dominates the course of events within the Empire: Aetius,
fills the scene with his actions; while without the barbaric background is
peopled by the squat figures of the Huns. Aetius was a Roman from Silistria, born about the year
390, the son of a certain Gaudentius,
a magister equitum,
by a rich Italian wife. In his youth he had served in the office of the
praetorian praefect; and twice he had been a hostage, once with Alaric and his
Goths, and once with the Huns. During the years in which he lived with the
Huns, sometime between 411 and 423, he formed a connection with them, which was
to exercise a great influence on the whole of his own career and on the history
of the Empire itself. The Huns themselves, until they were united by Attila
under a single government after the year 445, were a loose federation of
Asiatic tribes, living to the north of the Danube, and serving as a fertile
source of recruits for the Roman army. They had already served Stilicho as
mercenaries in his struggle with Radagaisus,
and some time afterwards Honorius had taken 10,000 of them into his service.
After 423 they definitely formed the bulk of the armies of the Empire, which
was now unable to draw so freely on the German tribes, occupied as these were
in winning or maintaining their own settlements in Gaul, in Spain, and in
Africa. Valentinian III may thus almost be called Emperor “by the grace of the
Huns”; and to them Aetius owed both his political position and his military
success.
On the death of Honorius the natural heir
to the vacant throne was the young Valentinian, the son of Constantius
and Placidia. But Valentinian was only a boy of
four, and he was living at Constantinople. When the news of Honorius' death
came to the ears of Theodosius II, he concealed the intelligence, until he had
sent an army into Dalmatia; and he seems to have contemplated, at any rate for
the moment, the possibility of uniting in his own hands the whole of the
Empire. But meanwhile a step was taken at Ravenna—either in order to anticipate
and prevent such a policy on the part of the Eastern Emperor, or independently
and without any reference to his action—which altered the whole position of
affairs. A party, with which Castinus,
the new magister militum,
seems to have been connected, determined to assert the independence of the
West, and elevated John, the chief of the notaries in the imperial service, to
the vacant throne. Aetius took office under the usurper as Curu Palatii (or Constable),
and was sent to the Huns to recruit an army; while all the available forces
were dispatched to Africa to attack Boniface, the foe of Castinus and the friend
of Placidia and Valentinian. Theodosius
found himself compelled to abandon any hopes he may have cherished of annexing
the Western Empire, and to content himself with securing it for the Theodosian
house, while recognizing its independence. He accordingly sent Valentinian to
the West in 424, with an army to enforce his claims; and as John was weakened
by the dispatch of his forces to Africa, and Aetius had not yet appeared with
his Huns, the triumph of Valentinian was easy. His succession was a vindication
of the title of the Theodosian house; and, when we consider the anticlerical
policy pursued by John, who had attacked the privileges of the clergy, it may
also be regarded as a victory of clericalism, a cause to which the Theodosian
house was always devoted. A closer connection between East and West may also be
said to be one of the results of the accession of Valentinian, even it finally
prevented the union of the two which had for a moment seem possible; and the
hostile attitude which had characterized the relation of Byzantium and Rome
during the reign of Honorius, both in the days of Stilicho and in those of
Constantius, now disappears.
Three days after the execution of the
defeated usurper, Aetius appeared in Italy with 60,000 Huns. Too late to save
his master, he nevertheless renewed the fight; and he was only induced to
desist, and to send his Huns back to the Danube, by the promise of the title of comes along
with a command in Gaul. Here Theodoric, the king of the Visigoths, had taken
advantage of the confusion which had followed on the death of Honorius to
deliver an attack upon Arles. Aetius relieved the town, and eventually made a
treaty with Theodoric, by which, in return for the cession of the conquests
they had recently made, the Visigoths ceased to stand to the Western Empire in
the dependent relation of foederati, and became autonomous.
Meanwhile in Italy Castinus,
who appears to have been the chief supporter of John, had been punished by
exile; and a certain Felix had taken his place at the head of affairs, with the
titles of magister militum and patricius. Inheriting the
position of Castinus,
Felix seems to have inherited, or at any rate to have renewed, his feud with
Boniface, the governor of Africa. Possibly Boniface, the old friend and
supporter of Placidia, may have hoped for the
position of regent which Felix now held, and he may have been discontented with
the reward which he actually received after Placidia’s victory—the
title of comes and the confirmation of his position in Africa;
possibly the situation in Africa itself may have forced Boniface, as it had
before forced Heraclian,
into disloyalty to the Empire. Africa was full of Donatists, and the Donatists
hated the central government, which, under the influence of clericalism, used
all its resources to support the orthodox cause. Religious schism became the
mother of a movement of nationalism; in contrast with loyal and imperialist
Gaul, Africa, in the early years of the fifth century, was rapidly tending to
political independence. At the same time a certain degeneration of character
seems to have affected Count Boniface himself. The noble hero celebrated by Olympiodorus, the pious friend and correspondent of St
Augustine, who had once had serious thoughts of deserting the world for a
monastery, would appear—if it be not a calumny of orthodox Catholics—to have
lost all moral fibre after his second marriage to an Arian wife. He showed
himself slack at once in his private life and in his government of Africa; and
the result was a summons from Felix, recalling him to Italy, in 427. Boniface
showed himself contumacious, and a civil war began. In the course of the war
Boniface defeated one army sent against him by Felix; but when a second army
came, largely composed of mercenaries hired from the Visigoths, and under the
command of a German, Sigisvult,
he found himself hard pressed.
At this moment, if we follow the accounts
of Procopius and Jordanes, Boniface made his fatal appeal to the Vandals of
Spain, and thereby irretrievably ruined his own reputation and his province.
But Procopius and Jordanes belong to the sixth century; and the one
contemporary authority who writes of this crisis with any detail—Prosper Tiro—definitely says that the
Vandals were summoned to the rescue by both contending parties (a concertantibus), and thus
implies, what is in itself most probable, that the imperial army under Sigisvult and the rebel
force of Boniface both sought external aid. It may well have been the case that
the Vandals were already pressing southward from Spain towards Africa, and
that, perhaps impelled by famine, or attracted by the fertility of Africa, the
El Dorado of the Western Germans of this century, they were following the line
of policy already indicated by Alaric, and unsuccessfully attempted from Spain
itself by Wallia. Spain and Northern Africa have again and again in history
been drawn together by an inevitable attraction, alike in the days of Hamilcar
and Hannibal, in the times of the Caliphate of Cordova, and during the reigns
of the Spanish monarchs of the sixteenth century. So the Vandals, who in 419
had moved down from their quarters in the north-west of Spain, and again
occupied its southernmost province (Baetica), already
appear as early as 425 in Mauretania (probably the western province of
Mauretania Tingitana, which lay just across the
Straits of Gibraltar and counted, for administrative purposes, as part of
Spain). Their pressure would naturally increase, when the civil war in Africa
opened the doors of opportunity; and we may well imagine that the incoming
bands, whose numbers and real intentions were imperfectly apprehended in the
African diocese, would naturally be invited to their aid by both sides alike.
In any case Gaiseric came with the whole of the Vandal people in the spring of
429, and evacuating Spain he rapidly occupied the provinces of Mauretania. The
Romans at once awoke to their danger: the civil war abruptly ceased; and the
home government quickly negotiated first a truce, and then a definite treaty,
with the rebel Boniface. Uniting all the forces he could muster, including the
Visigothic mercenaries, Boniface, as the recognised governor of Africa,
attacked the Vandals, after a vain attempt to induce them to depart by means of
negotiations. He was defeated; the Vandals advanced from Mauretania into
Numidia; and he was besieged in Hippo (430). A new army came to his aid from
Constantinople, under the command of Aspar; but the combined troops of Aspar
and Boniface suffered another defeat (431). After the defeat Aspar returned to
Constantinople, and Boniface was summoned to Italy by Placidia;
Hippo fell, and Gaiseric pressed onwards from Numidia into Africa Proconsularis.
It was Aetius who was the cause of the
recall of Boniface to Italy in 432; for the summons of Placidia was dictated by the desire to find a
counterpoise to the influence which Aetius had by this time acquired. After his
struggle with the Goths, and the treaty which ended the struggle (? 426),
Aetius had still been occupied in Gaul by hostilities with the Franks. While
Africa was being lost, Gaul was being recovered; Tours was relieved; the Franks
were repelled from Arras, and, in 428, driven back across the Rhine. Aetius
even carried his arms towards the Danube, and won success in a campaign in
Rhaetia and Noricum in the year 430, in the course of which he inflicted heavy
losses on the Juthungi, a tribe which had
crossed the Danube from the north. Like Julius Caesar five centuries before, he
now acquired, as the result of his Transalpine campaigns, a commanding position
at Rome. In 429 he became magister equitum per Gallias, but Felix, with
the title of patricius,
still stood at the head of affairs. In 430, however, Felix was murdered on the
steps of one of the churches at Ravenna, in a military tumult which was
apparently the work of Aetius. Felix had been plotting against his dangerous
rival, and Aetius, forewarned of his plots, and forearmed by the support of his
own Hunnish followers, saved himself from
impending ruin by the ruin of his enemy. He now became magister utriusque militiae, at once
generalissimo and prime minister of the Empire of the West; and in 432 (after a
new campaign in Noricum, and a second defeat of the Franks) he was created
consul for the year.
It was at this juncture that Placidia (who, according to one authority, had
instigated the plots of Felix in 430) summoned Boniface to the rescue, and
sought to recover her independence, by creating him ‘master of the troops’ in
Aetius’ place. The dismissed general took to arms; and a great struggle ensued.
Once more, as in the days of Caesar and Pompey, two generals fought for control
of the Roman Empire; and as the earlier struggle had shown the utter decay of
the Republic, so this later struggle attests, as Mommsen remarks, the complete
dissolution of the political and military system of the Empire. The fight was
engaged near Rimini; and though one authority speaks of Aetius as victor, the
bulk of evidence and the probabilities of the case both point to the victory of
Boniface. Boniface died soon after the victory, but his son-in-law, Sebastian,
succeeded to his position; and the defeated Aetius, after seeking in vain to
find security in retirement on his own estates, fled to his old friends the
Huns. Here he was received by King Rua,
and found welcome support. Returning in 433 with an army of Huns, he was
completely victorious. It was in vain that Placidia attempted
to get the support of the Visigoths; she had to dismiss and then to banish
Sebastian, and to admit Aetius not only to his old office of master of the
troops, but also to the new dignity of patricius. Once more, as in 425 and in 430,
Aetius had forced Placidia to use his
services; and henceforward till his death in 454 he is the ruler of the West,
receiving in royal state the embassies of the provinces, and enjoying the
honour, unparalleled hitherto under the Empire for an ordinary citizen, of a triple
consulate.
The policy of Aetius seems steadily
directed towards Gaul, and to the retention of a basis for the Empire along the
valleys of the Rhine, the Loire, and the Seine. Loyal Gaul seemed to him well
worth defence; nationalist Africa he apparently neglected. One of the first
acts of the government, after his accession to power, was the conclusion of a
treaty with the Vandals and their king, whereby the provinces of Mauretania and
much of Numidia were ceded to Gaiseric, in return for an annual tribute and
hostages. In this treaty Aetius imitated the policy of Constantius towards the
Visigoths, and gave the Vandals a similar settlement in Africa, as
tributary foederati. Peace once made in Africa, he turned his
attention to Gaul. Here there were several problems to engage his attention.
The Burgundians were attacking Belgica Prima,
the district round Metz and Treves; a Jacquerie of revolted peasantry and
slaves (the Bagaudae,
who steadily waged a social war during the fourth and fifth centuries) was raging
everywhere; and, perhaps most dangerous of all, the Visigoths, taking advantage
of these opportunities to pursue their policy of extension from Bordeaux
towards the Mediterranean, were seeking to capture Narbonne. Aetius, with the
aid of his Hunnish mercenaries, proved
equal to the danger. He defeated the Burgundians, who were shortly afterwards
almost annihilated by an attack of the Huns (the remnant of the nation gaining
a new settlement in Savoy); his lieutenant Litorius raised the siege of Narbonne, and he
himself, according to his panegyrist Merobaudes,
defeated a Gothic army, during the absence of Theodoric, ad montem Colubrarium (436); while the Jacquerie
came to an end with the capture of its leader in 437. Encouraged by their
successes, the Romans seem to have carried their arms into the territory of the
Visigoths, and in 439 Litorius led
his Hunnish troops to an attack upon
Toulouse itself. Eager to gain success on his own hand, and rashly trusting the
advice of his pagan soothsayers, he rushed into battle, and suffered a
considerable defeat. Aetius now consented to peace with the Goths, on the same
terms as before in 426; and he sought to ensure the continuance of the peace by
planting a body of Alans near Orleans, to guard the valley of the Loire. Then,
leaving Gaul at peace—a peace which continued undisturbed till the coming of
Attila in 451—he returned once more to Italy.
During the absence of Aetius in Gaul,
Valentinian III had gone to the East, and married Eudoxia,
the daughter of Theodosius II, thus drawing closer that new connection of East
and West, which had begun on the death of Honorius, and had been testified by
the dispatch of Eastern troops to the aid of the Western Empire against the
Vandals in 431. One result of Valentinian’s journey to the East was the
reception at Rome by the senate in 438 (the reception is described in an
excerpt from the acts of the Senate which precedes the Code) of the Codex Theodosianus, a collection of
imperial constitutions since the days of Constantine, which had just been
compiled in Byzantium at the instance of Theodosius. Another result was the
final cession by the Western Empire of part of Dalmatia, one of the provinces
of the diocese of Illyricum, the debatable land which Stilicho had so long
disputed with the East. The cession was perhaps the price paid by the West in
order to gain the aid of the East against the Vandals of Africa, and, more
especially, to secure the services of the fleet which was still maintained in
Eastern waters. In spite of the treaty of 435, the croachments of the Vandals in Africa had still
continued, and they had even begun to make piratical descents on the coasts of
the Western Mediterranean. In the first years of his conquest of Africa,
Gaiseric must have put himself in possession of a small fleet of swift cruisers
(liburnae), which
was maintained in the diocese of Africa for the defence of its coasts from
piracy. To these he would naturally add the numerous transports belonging to
the navicularii,
the corporation charged with the duty of transporting African corn to Rome. In
439 he was able, by the capture of Carthage, to provide himself with the
necessary naval base; and henceforth he enjoyed the maritime supremacy of the
Western Mediterranean. Like many another sovereign of Algeria since his time,
Gaiseric made his capital into a buccaneering stronghold. Even before 435, he
had been attacking Sicily and Calabria: in 440 he resumed the attack, and not
only ravaged Sicily, but also besieged Panormus, from which, however, he was forced to
retire by the approach of a fleet from the East. In the face of this peril
Italy, apparently destitute of a fleet, could do no more for itself than repair
the walls of its towns, and station troops along the coasts—measures which are
enjoyed by the novels of Valentinian III for the years 440 and 441; but
Theodosius II determined to use the Eastern fleet to attack Gaiseric in his own
quarters. The expedition of 441 proved, however, an utter failure, as indeed
all expeditions against the Vandals were destined to prove themselves till the
days of Belisarius. Gaiseric, a master of diplomacy, was able to use his wealth
to induce both the Huns of the Danube and the enemies of the Eastern Empire
along the Euphrates to bestir themselves; and Theodosius, finding himself hard
pressed at home, was forced to withdraw his fleet, which Gaiseric had managed
to keep idle in Sicily by pretence of negotiation. The one result of the
expedition was a new treaty, made by Theodosius and confirmed by Valentinian in
442, by which Gaiseric gained the two rich provinces of Africa Proconsularis and Byzacena, and retained
possession of part of Numidia (possibly as full sovereign and no longer
as foederatus), while he abandoned to the Empire the less
productive provinces of Mauretania on the west. But the treaty could not be
permanent; and the two dangers which had shown themselves between 439 and 442
were fated to recur. On the one hand the piratical inroads of Gaiseric were
destined to sap the resources and hasten the fall of the Western Empire; on the
other, Gaiseric was to continue with fatal results the policy, which he had
first attempted in 441, of uniting the enemies of the Roman name by his
intrigues and his bribes in a great league against the Empire. It is of these two
themes that the history of the Western Empire is chiefly composed in the few
remaining years of its life.
The loss of Africa thus counterbalanced,
and indeed far more than counterbalanced, Aetius’ arduous recovery of Gaul.
Elsewhere than in Gaul and Italy, the Western Empire only maintained a
precarious hold on Spain. Britain was finally lost: a Gaulish chronicler
notes under the years 441-442 that “the Britains, hitherto suffering from various disasters
and vicissitudes, succumb to the sway of the Saxons”. The diocese of Illyricum
was partly ceded to the Eastern Empire, partly occupied by the Huns. Gaul
itself was thickly sown with barbarian settlements: there were Franks in the
north, and Goths in the south-west; there were Burgundians in Savoy, Alemanni
on the upper Rhine, and Mans at Valence and Orleans; while the Bretons were
beginning to occupy the north-west. In Spain the disappearance of the Vandals
in 429 left the Sueves as the only
barbarian settlers; and they had for a time remained entrenched in the
north-west of the peninsula, leaving the rest to the Roman provincials. But the
accession of Rechiar in
438 marked the beginning of a new and aggressive policy. In 439 he entered
Merida, on the southern boundary of Lusitania; in 441 he occupied Seville, and
conquered the provinces of Baetica and Carthagena. The Roman
commanders, who in Spain, as in Gaul, had to face a Jacquerie of revolted
peasants as well as the barbarian enemy, were impotent to stay his progress; by
his death in 448 he had occupied the greater part of Spain, and the Romans were
confined to its north-east corner.
Such was the state of the Western Empire,
when the threatening cloud of Huns on the horizon began to grow thicker and
darker, until in 451 it finally burst. Till 440 the Huns, settled along the
Danube, had not molested the Empire, but had, on the contrary, served steadily
as mercenaries in the army of the West; and it had been by their aid that
Aetius had been able to pursue his policy of the reconquest of Gaul. But after
440 a change begins to take place. The subtle Gaiseric, anxious to divert
attention from his own position in the south, begins to induce the Huns to
attack the Empire on the north; while at the same time a movement of
consolidation takes place among the various tribes, which turns them into a
unitary State under a single ambitious ruler. After the death of King Rua, to whom Aetius had fled for
refuge in 433, two brothers, Attila and Bleda, had reigned as joint sovereigns
of the Huns; but in 444 Attila killed his brother, and rapidly erecting a
military monarchy began to dream of a universal empire, which should stretch
from the Euphrates to the Atlantic. It was against the Eastern Empire that the
Huns, like the Goths before them, first turned their arms. Impelled by
Gaiseric, they ravaged Illyria and Thrace to the very gates of Constantinople,
in the years 441 and 442; and the ‘Anatolian Peace’ of 443 had only stayed
their ravages at the price of an annual Hungeld of over 2000 pounds of gold.
But it was an uneasy peace which the Eastern Empire had thus purchased; and in
447 Attila swept down into its territories as far as Thermopylae, plundering 70
cities on his way. After this great raid embassies passed and repassed between
the Court of Attila and Byzantium, among others the famous embassy (448) of
which the historian Priscus was a member, and whose fortunes in the land of the
Huns are narrated so vividly in his pages. Still the Hungeld continued to be paid, and still
Theodosius seemed the mere vassal of Attila; but on the death of Theodosius in
450 his successor Martian, who was made of sterner stuff, stoutly refused the
tribute. At this crisis, when the wrath of Attila seemed destined to wreak
itself in the final destruction of the Eastern Empire, the Huns suddenly poured
westward into Gaul, and vanished for ever from the pages of Byzantine history.
It has already been seen that under the
influence of Aetius the relations of the Western Empire to the Huns had been steadily
amicable, and indeed that Hunnish mercenaries
had been the stay and support not only of the private ambitions of the patricius but also
of his public policy. The new policy of hostility to the Empire, on which
Attila had embarked in 441, seems for the next ten years to have affected the
East alone. During these ten years, the history of the Western Empire is
curiously obscure: we hear nothing of Aetius, save that he was consul for the
third time in 446, and we know little, if anything, of the relations of
Valentinian III to the Huns. We may guess that tribute was paid to the Huns by
the West as well as by the East; we hear of the son of Aetius as a hostage at
the Court of Attila. We know that, during the campaign of 441-442, the church
plate of Sirmium escaped the clutches of
Attila, and was deposited at Rome, apparently with a government official; and
we know that in 448 Priscus met in Hungary envoys of the Western Empire, who
had come to attempt to parry Attila's demand for this plate. To this motive,
which it must be confessed appears but slight, romance has added another, in
order to explain the diversion of Attila's attention to the West in
451.
In 434 the princess Honoria, the sister of
Valentinian III, had been seduced by one of her chamberlains, and banished to
Constantinople, where she was condemned to share in the semi-monastic life of
the ladies of the palace. Years afterwards, embittered by a life of compulsory
asceticism, and snatching at any hope of release, she is said (but our
information only comes from Byzantine historians, whose tendency to a
‘feminine’ interpretation of history has already been noticed) to have appealed
to Attila, and to have sent him a ring. Attila accepted the appeal and the
ring; and claiming Honoria as his betrothed wife, he demanded from her brother
the half of the Western Empire as her dowry. The story may be banished, at any
rate in part, as an instance of the erotic romanticism which occasionally
appears in the Byzantine historiography of this century. We may dismiss the
episode of the ring and the whole story of Honoria’s appeal, though we are
bound to believe (on the testimony of Priscus himself, confirmed by a Gaulish chronicler) that when Attila was already
determined on war with the West, he demanded the hand of Honoria and a large
dowry, and made the refusal of his demands into a casus belli. But
there are other causes which will serve to explain why Attila would in any case
have attacked the West in 451. The Balkan lands had been wasted by the raids of
the previous ten years; and Gaul and Italy offered a more fertile field, to
which events conspired to draw Attila's attention about 450. A doctor in Gaul,
who had been one of the secret leaders of the Bagaudae, had fled to his Court in 448, and brought
word of the discontent among the lower classes which was rife in his native
country. At the same time a civil war was raging among the Franks; two brothers
were contending for the throne, and while one of the two appealed to Aetius,
the other invoked the aid of Attila. Finally, Gaiseric was instigating the Huns
to an expedition against the Visigoths, whose hostility he had had good reason
to fear, ever since he had caused his son Huneric to
repudiate his wife, the daughter of Theodoric I, and send her back mutilated to
her father, some years before (445). The reason here given for hostility
between the Vandals and the Visigoths, which only comes from Jordanes, is
perhaps dubious; the fact of such hostility, resting as it does on the
authority of Priscus, must be accepted
When the Huns poured into Gaul in 451, the
position of the Western Empire seemed desperate. It was perhaps a little thing
that a terrible famine (obscenissima fames)
had devastated Italy in 450. Far more serious was the absence of any army with
which Aetius might confront the enemy. For the last twenty-five years he had
relied on Hunnish mercenaries to fight his
battles; and now, when he had to fight the Huns themselves, he was practically
powerless. Everything depended on the line which the Visigoths would take. If
they would combine with Rome in the face of a common danger, Rome was saved: if
they stood aloof, and waited until they were themselves attacked, Rome could
only fall. Attila was cunning enough to attempt to sow dissension between the
Visigoths and the Romans, writing to assure either, that the other alone was
the object of his attack; but his actions were more eloquent than his words.
After crossing the Rhine, somewhere to the north of Mainz, he sacked the
Gallo-Roman city of Metz. The Romans now awoke to the crisis: Aetius hastened
to Gaul, and collected on the spot a motley army of mercenaries and foederati.
Meanwhile, as the Romans looked anxiously to the Visigoths, Attila moved on
Orleans, in the hope of acquiring possession of the city from the Alans who
were settled there, and so gaining a base of operations against the Goths. The
move showed Theodoric I his danger; he rapidly joined his forces with those of
Aetius, who now at last could draw breath; and the two together hastened to the
defence of Orleans. Finding Orleans too strongly guarded, Attila checked his
advance, and retired eastwards; the allies followed, and near Troyes, on the
Mauriac plain, was engaged bellum atrox multiplex immane pertinax.
The great battle was drawn; but its ultimate result was the retreat of the
Huns, after they had stood their ground in their camp for several days. We are
assured by more than one of our authorities, that the camp might have been
stormed, and the Huns annihilated, but for the astute policy of Aetius. Perhaps
he desired to keep his hands free to renew once more his old connection with
the Huns; perhaps he feared the predominance of the Visigoths, which would have
followed on the annihilation of the Huns. At any rate he is said to have
induced the new Gothic king Thorismund—Theodoric
I had been killed in the battle—to withdraw at once to his territories, by
representing forcibly to him the need of securing his succession against
possible rivals at home. A bridge was thus built for Attila’s retreat; and
Aetius was able to secure for himself the booty, which the retreating Huns were
forced to relinquish in the course of their long march.
The significance of the repulse of Attila
from Gaul by the joint forces of the Romans and the Goths has already been
discussed at the beginning of this chapter. The repulse was no decisive crisis
in the history of the world: the Empire of Attila was of too ephemeral a nature
to be crucially dangerous; and his attack on the West was like the passing of a
transitory meteor, which affected its destinies far less than the steady and
deliberate menace of the policy of Gaiseric. But the meteor was not yet
exhausted; and Italy had to feel in 452, what Gaul had experienced in 451.
Attila now marched from Pannonia over the Julian Alps: Aquileia fell, and the
whole of the province of Venetia was ravaged. Passing from Venetia into
Liguria, the Huns sacked Milan and Pavia; and the way seemed clear across the
Apennines to Rome itself. Aetius, with no troops at his command, was powerless;
a contemporary writer, Prosper Tiro,
failing to understand that the successes of the previous years had only been
won by the aid of Goths, blames the Roman general “for making no provision
according to the manner of his deeds in the previous year; failing even to bar
the Alpine passes, and planning to desert Italy together with the Emperor”. In
truth the position was desperate; and it remains one of the problems of history
why the Huns refrained from attacking Rome, and retired instead to the Danube.
Tradition has ascribed the merit of diverting Attila from Rome to Pope Leo I;
the Liber Pontificalis tells
how Leo “for the sake of the Roman name undertook an embassy, and went his way
to the king of the Huns, and delivered Italy from the peril of the enemy”. It
is indeed true that the Emperor, now resident in Rome, joined with the senate
in sending to Attila an embassy of three persons, one of whom was Pope Leo, and
that soon after the coming of this embassy Attila gave the signal for retreat.
It may be that the embassy promised Attila a tribute, and even the hand of
Honoria with a dowry; and it may be that Attila was induced to listen to these
promises, by the unfavourable position in which he began to find himself
placed. His army was pressing for return, eager perhaps to secure the spoils it
had already won, and alleging the fate of Alaric as a warning against laying
hands on Rome. His troops, after all their ravages, were suffering from famine,
and an Italian summer was infecting them with fever; while the Eastern Emperor,
who had been occupied by the Council of Chalcedon and the problem of Eutychianism in the year
451, was now dispatching troops to the aid of Aetius. Swayed, perhaps, by these
considerations, Attila listened to the offers of the embassy, and returned
home; and there he died, in the year after his Italian campaign.
The death of Attila was followed, in the
next year, by the assassination of Aetius (454); and the assassination of
Aetius was followed, a year afterwards, by the assassination of his master,
Valentinian III. The death of Attila, and the subsequent collapse of the Hunnish Empire, which had rested entirely on his
personality, deprived Aetius of any prospect of support from the Huns, if his
position were once again challenged. Nor was there, after the end of the war
with Attila, any pressing danger which made the services of the great soldier
indispensable. He had never enjoyed the confidence of the Theodosian house: he
had simply forced himself on Placidia and
her son Valentinian, both in 425 and in 433. Placidia,
a woman of ambitious temper, must have chafed under his domination; and she
must equally, as a zealous Catholic and the friend of the Roman party in the
Empire, have resented the supremacy of a man who rested on barbarian support
and condoned, if he did not share, the paganism of supporters like Litorius and Marcellinus.
She had died in 450; but the eunuch Heraclius had succeeded to her policy and
influence, and in conjunction with the senator Maximus he instigated his master
to the ruin of Aetius. The ambition of Aetius made Valentinian the more ready
to consent to his ruin. No son had been born to Valentinian from his marriage
with Eudoxia; and Aetius apparently aspired to
secure the succession for his own family, by gaining the hand of one of the two
imperial princesses for his son Gaudentius.
One of the few things, however, which stirred the pusillanimity of the
Theodosian house to action was a dynastic question; and as Theodosius II had
been ready to go to war rather than admit the elevation of Constantius to the
dignity of Augustus in 419, so Valentinian III nerved himself to assassinate
Aetius with his own hand, rather than permit the marriage of one of his
daughters to the son of a subject. At the end of September 454, as the minister
and his master sat together over the accounts of the Empire, Valentinian
suddenly sprang up from the table, and after hot words drew his sword on
Aetius. Heraclius hurried to his aid, and the two together cut him down. Thus
he fell, atque cum
ipso Hesperium cecidit regnum. Of his
character and real magnitude we know little. Gregory of Tours preserves a
colourless eulogy from the pages of a contemporary prose-writer; and the
panegyrics of Merobaudes are equally
colourless. That he was the one prop and stay of the Western Empire during his
life is the unanimous verdict of his contemporaries; but whether or no he was
really great as a general or a statesman we cannot tell. He was beaten by
Boniface; and it was not he, but the Goths and their king, who really triumphed
on the Mauriac plain; yet he recovered Gaul in a series of campaigns, and he
kept the Visigoths in check. As a statesman he may be blamed for neglect of
Africa, and a too ready acquiescence in its occupation by Gaiseric; yet it may
be doubted whether the Roman hold on the allegiance of Africa was not too weak
to be maintained, and in any case he kept Italy comparatively free from the
ravages of the Vandals so long as he lived. If he was less Roman than his
predecessor Constantius, he was far more Roman than his successor Ricimer; and if he had occasionally used the arms of the
Huns for his own ends, he had also used them to maintain the Empire. One merit
he had which must count for much—the merit of recognizing and encouraging men
of ability. Majorian and Marcellinus, two
of the finest figures in the history of the falling Empire, were men of his
training.
A wit at Court, when asked by Valentinian
III what he thought of the death of Aetius, replied —“Sir, you have used your
left hand to cut off your right”. In truth, Valentinian signed his own death
warrant, when he joined in the murder of his minister. He had hastened,
immediately after the murder, to send explanations to the barbarian foederati,
with whom Aetius had been allied; but vengeance was to come upon him within his
own Court. Maximus, the senator who had joined with Heraclius in compassing the
ruin of Aetius, had hoped to succeed to the position and office of his victim.
Disappointed in his hopes, he resolved to procure the assassination of
Valentinian, and to seize for himself the vacant throne. Two of Aetius’
followers, whose names, Optila and Thraustila, suggest a Hunnish origin, were induced to revenge their master;
and in March 455 Valentinian was assassinated on the Campus Martii, in the sight of his army,
while he stood watching the games. Heraclius fell with him; but not a hand was
raised to punish the assassins. With Valentinian III the Theodosian house was
extinguished in the West, as it had already come to an end in the East on the
death of Theodosius II in 450. Though he had ruled for thirty years,
Valentinian had influenced the destinies of his Empire even less than his uncle
Honorius. Procopius, if his evidence is worth consideration, tells us that
Valentinian had received an effeminate education from his mother Placidia, and that, when he became a man, he consorted
with quacks and astrologers, and practiced immorality. He only once flashed
into action, when, piqued by the presumption of Aetius in aspiring to connect
himself with the imperial family, he struck him down. He thought he had slain
his master; he found that he had slain his protector; and he fell a helpless
victim to the first conspiracy which was hatched against his throne.
The twenty-one years which precede the
utter extinction of the Roman Empire in the West are distinguished in several
respects from the preceding thirty years in which Aetius had ruled and
Valentinian III had reigned. The ‘master of the troops’ is still the virtual
ruler of the Empire; and after a short interval Ricimer proves
himself the destined successor of Aetius. But the new master of the troops, in
the absence of any legitimate representative of the Theodosian house, chews his
power more openly: he becomes a king-maker instead of a prime minister, and
ushers on and off the stage a rapid succession a puppet emperors. And while
Aetius had rested on the support of the Huns, Ricimer uses
instead the support of new German tribes. The death of Attila in 453 had been
followed by a great struggle between the Huns and the various Germanic tribes
whom they had subdued—the Ostrogoths and the Gepidae,
the Rugii, the Heruli, and the Sciri. At the battle of Nedâo the Huns had been vanquished, and the
German tribes had settled down in the Danubian provinces either as independent powers,
or as foederati of the Western Empire. It was from these
tribes, and particularly from the Rugii, Heruli, and Sciri that the army of the Western Empire was drawn
for the last twenty years of its existence. The Rugii were settled to the north of the Danube,
in what is now Lower Austria: they appear in the history of the time now as
sending troops to Italy (for instance in 458), and now as vexing with their
inroads the parts of Noricum which lay immediately south of the river. The Life
of St Severinus, one of the most trustworthy and valuable authorities which we
possess, describes their depredations, and the activity of the Saint in
protecting the harassed provincials. The Sciri had
settled after 453 in the north-west corner of modern Hungary; but shattered in
a struggle with the Ostrogoths in 469, they had either merged themselves with
the Heruli, or passed
into Italy to serve under the Roman standards. The Heruli had also settled in Hungary, close to
the Sciri: they were a numerous people, and
they supplied the bulk of the German mercenaries who served in the
legions. Herulian troops
were the leaders in the revolt of 476, which overthrew the last emperor; and
Odovacar is styled rex Herulorum.
It was the steady influx of these tribes which led to their demand for a
regular settlement in Italy in 476; and when that settlement took place, it
involved the disappearance of the Empire from Italy, and the erection in its
place of a barbarian kingdom, similar to the kingdoms established by the
Vandals and Visigoths, except that it was a kingdom resting not on one people,
but on a number of different if cognate tribes.
Apart from these new factors, the play of
forces remains in many ways much the same. The Gallo-Romans still form the
loyalist core of the Empire; but the advance of the Visigoths threatens, and
finally breaks, their connection with Rome. There is still an intermittent
connection with the East; and the policy of Gaiseric still contributes to
determine the course of events. It was Gaiseric who, after the catastrophe of
455, first struck at the derelict Empire. The assassination of Valentinian had
been followed by the accession of Maximus. The head of the great family of
the Anicii, Maximus
was the leader of the senatorial and Roman party; and his accession would seem
to indicate an attempt by that party to institute a new government, independent
at once of the magister militiae at
home and of the Eastern Emperor at Constantinople. But it was an age of force;
and in such an age such a government had no root. Gaiseric saw his opportunity,
and with no Aetius to check his progress, he launched his fleet at Rome.
Byzantine tradition ascribes the attack once more to the influence of a woman; Eudoxia, the wife of the murdered Valentinian, whom
Maximus had married to support his title, is said to have invited Gaiseric to
Rome, as Honoria is said to have invited Attila, in order to gain her revenge.
In reality Gaiseric simply came because the riches of Rome were to be had for
the coming. As his ships put into the Tiber, the defenceless Maximus fled from
the city, and was killed by the mob in his flight, after a brief reign of 70
days. The Vandals entered Rome unopposed, in the month of June. Once more, as
in the days of Attila, the Church showed itself the only power which, in the
absence of an army, could protect the falling Empire, and at the instance of
Pope Leo Gaiseric confined himself to a peaceful sack of the city. For a
fortnight the Vandals plundered at their leisure, secura et libera scrutatione: they stripped
the roof of the Temple of Jupiter of its gilded bronze, and laid their hands on
the sacred vessels of the Temple, which Titus had brought to Rome nearly four
hundred years before. Then they sailed for Africa with their spoils, and with
valuable hostages, destined for the future to be pawns in the policy of
Gaiseric—Gaudentius the
son of Aetius, and Eudoxia the widow of
Valentinian, with her two daughters, Eudoxia and Placidia.
The next Emperor, Avitus, came from Gaul. Here Thorismund, the new king of the Visigoths, who had
succeeded to his crown on the Mauriac plain, had been killed by his brothers in
453, for pursuing a policy “contrary to Roman peace”. Theodoric II, his
successor, owing his succession to a Roman party, was naturally friendly to
Rome. He had learned Latin from Avitus, a
Gallo-Roman noble, and he showed his Latin sympathies by renewing the old foedus of the
Visigoths with Rome, and by sending an army to Spain to repress the Bagaudae in the interest
and under the authority of the Empire. Avitus,
who had been dispatched to Gaul during the brief reign of Maximus as master of
the troops of the diocese, came to Toulouse in the course of his mission,
during the summer of 455; and here, on the death of Maximus, he was induced to
assume the imperial title. The new Emperor represented an alliance of the
Gallo-Roman nobility with the Visigothic kingdom; and the fruits of his
accession rapidly appeared, when Theodoric, in the course of 456, acting under
an imperial commission, invaded and conquered the Suevic kingdom in Spain,
which had shown itself of late inimical to the Empire, and had taken advantage
of the troubles of 455 to pursue a policy of expansion into the Roman territory
in the north-east of the peninsula.
But Avitus,
strong as was his position in Gaul and Spain, failed to conciliate the support
of Rome. He was indeed recognised by the Senate, when first he came to Rome, at
the end of 455; and he was adopted by the Eastern Emperor, Marcian, as his colleague in the government of the Empire.
But difficulties soon arose. One of his first acts had been the dispatch of an
embassy to Gaiseric, who seems to have annexed the province of Tripolitana and reoccupied
the Mauretanias during
the course of 455. Avitus demanded the
observance of the treaty of 435, and sent into Sicily an army under Ricimer the Sueve to support his demand, Gaiseric at once
replied by launching his fleet against Italy; but Ricimer,
in 456, was able to win a considerable victory over the Vandal fleet near
Corsica. The victory might seem to consolidate the position of Avitus; but Ricimer determined
to use his newly won influence against his master, and he found a body of
discontent in Rome to support his plans. Avitus had
come to Rome with a body of Gothic troops; but famine had compelled him to
dismiss his allies, and in order to provide them with pay before they departed
he had been forced to strip the bronze from the roofs of public buildings. In
this way he succeeded at once in finally alienating the Romans, who had always
disliked an emperor imposed upon them by Gaul, and in leaving himself defenseless; and when Ricimer revolted, and the Senate, in conjunction
with Ricimer, passed upon him the sentence of
deposition, he was forced to fly to Gaul. Returning with an insufficient army,
in the autumn of 456, he was defeated by Ricimer near
Piacenza; and his short reign was ended by his compulsory consecration to the
office of bishop, and shortly afterwards by his death. It is curious to notice
that the two things which seemed most in his favour had proved his undoing. The
Gothic invasion of Spain, successful as it was, had left him without the aid of
the Gothic king at the critical moment; while Ricimer’s victory over the Vandals had only
impelled the victor to attempt the destruction of his master.
Ricimer, now virtual ruler of the West, was a man of pure
German blood—the son of a Suevic noble by a Visigothic mother, the sister of
Wallia. Magister militum,
he is the successor of Stilicho and Aetius; but unlike his predecessors, he has
nothing Roman in his composition and little that is Roman in his policy.
Stilicho and Aetius had wished to be first in the State, but they had also
wished to serve the Theodosian house; Ricimer was
a jealous barbarian, erecting puppet after puppet, but unable to tolerate even
the rule of his puppets. His power rested nakedly on the sword and the
barbarian mercenaries of his race; and one only wonders why he tolerated the
survival of an emperor in Italy throughout his life, and did not anticipate
Odovacar in making a kingdom of his own instead. It may be that his early
training among the Visigoths, and his subsequent service under Aetius, had
given him the Roman tincture which Odovacar lacked; in any case his policy
towards the Vandals and the Visigoths shows something of a Roman motive.
For some months after the disappearance
of Avitus there was an interregnum. Ricimer apparently took no steps to fill the vacancy;
and Marcian, the Eastern Emperor, was on his
death-bed. At last Leo, who had eventually succeeded to Marcian by the grace of Aspar, the ‘master of the
troops’ in the East, elevated Ricimer to
the dignity of patricius (457),
and named Majorian, who had fought by Ricimer’s side in the
struggle of 456, as magister militum in his stead. A few months
afterwards the election of the Senate and the consent of the army united to
make Majorian emperor. Majorian belonged to an old Roman family with
administrative traditions. His grandfather had been magister peditum et equitum on the Danube
under Theodosius the Great; his father had been a fiscal officer under Aetius;
and under Aetius he had himself served with distinction. If we can trust the
evidence of his constitutions and the testimony of Procopius, Majorian has every title to be considered one of the
greatest of the later Roman Emperors. Not only is the rescript in which he
notifies his accession to the senate full of pledges of good government; he
sought in the course of his reign to redeem his pledges, and by strengthening,
for instance, the office of defensor civitatis to repeople
and reinvigorate the declining municipia of the Empire. The
constitution by which he sought to protect the ancient monuments of Rome is in
marked contrast with the vandalism to which Avitus had
been forced, and bears witness to the conservative and Roman policy which he
sought to pursue. In his foreign policy he addressed himself manfully to the
problems which faced him in Africa, in Gaul, and in Spain.
His first problem lay naturally in Gaul.
The party which had stood for Avitus, and the
Visigoths who had been its allies, were both inevitably opposed to the man who
had joined in Avitus' deposition; and the
reconciliation of Gaul to the new regime was thus of primary
importance. After issuing a number of constitutions for the reform of the
Empire in the course of 458, Majorian crossed
the Alps at the end of the year, with a motley army of Rugians, Sueves,
and Ostrogoths. The Gallo-Roman party received him without a struggle, and
the littérateur of
the party, Sidonius Apollinaris,
pronounced a eulogy on the Emperor at Lyons. With the Visigoths, who had been
attacking Arles, there was a short but apparently decisive struggle: Theodoric
II was beaten, and renewed his alliance with Rome. It remained for Majorian to regulate the affairs of Spain, and, using
it as a base, to equip a fleet in its ports for a final attack on Gaiseric. In
460 he moved into the province. His victory over the Visigoths, themselves in
occupation of much of Spain since 457, had made his path easy; and a fleet of
300 vessels, which had long been under preparation, was assembled at the port
of Alicante for the expedition against the Vandals. But Gaiseric, aided by
treachery, surprised the fleet and captured a number of ships; the projected
expedition collapsed, like every expedition against Gaiseric, and Majorian had to acknowledge defeat. He seems to have
made a treaty with Gaiseric, recognizing the new acquisitions which Gaiseric
had made since 455; but the failure of the expedition proved nevertheless his
ruin. Ricimer was jealous of an emperor
who showed himself too vigorous; and though Majorian had
sought to conciliate him, as the language of his constitutions shows, he had
failed to appease his jealousy. When he moved into Italy, in the summer of 461,
perhaps to forestall an attack by Ricimer, he
only came to meet with defeat and death in a battle near Tortona.
With him indeed died the ‘Roman name’, and in his fall the barbarian party
triumphed. His reign had been filled by a manly attempt at the renovatio imperii, both by
administrative reforms within, and a vigorous policy without; but his reforms
had aroused the opposition of a corrupt bureaucracy; his foreign policy had
been defeated by the cunning of Gaiseric; and he fell before the jealousy of the
barbarian whom he overshadowed.
The death of Majorian advanced
the dissolution of the Western Empire a step further. The Visigoths and the
Vandals both regarded themselves as absolved from the treaties which they had
made with Majorian; and Gaiseric, hating Ricimer as the nephew of Wallia, the destroyer of part
of his people, directed his piratical attacks once more against Sicily and
Italy. Not only so, but when Ricimer raised
to the imperial throne Severus (a puppet-emperor, on the reverse of whose coins
he significantly placed his own monogram), two of the provincial governors of
the Empire refused him allegiance, and ruled as independent sovereigns within
their spheres—Aegidius in central Gaul, and
Marcellinus in Dalmatia. Ricimer was
almost powerless: he could only attempt an alliance with the Visigoths against Aegidius, and send his petitions to the Eastern Emperor
Leo to keep Marcellinus and the Vandals in check. The policy had some
success: Aegidius and Theodoric checked
each other, until the death of the former in 464; and Marcellinus was induced
by the Eastern Emperor to keep the peace. But Gaiseric, though he consented to
restore Eudoxia and one of her daughters
to Leo, refused to cease from his raids upon Italy, until he had received the
inheritances of Aetius and Valentinian III, which he claimed in the name of his
captives—Gaudentius, the
son of Aetius, and Eudoxia, the elder daughter
of Valentinian, now married to his son Huneric.
To these claims he soon added another. Placidia,
the younger daughter of Valentinian, was married at Constantinople to a Roman
senator, Olybrius; and Gaiseric demanded
that Olybrius, now the brother-in-law of his
own son, and therefore likely to be a friend of the Vandals, should be
acknowledged as Emperor of the West. As Attila had demanded the church plate
of Sirmium and the hand of Honoria, so
Gaiseric now demanded the two inheritances and the succession of Olybrius; and it was to give weight to these demands that
he continued to direct his annual raids against Italy.
It is perhaps the positions held by Aegidius and Marcellinus in Gaul and Dalmatia which
show most clearly the ruin of the Empire. The flagging brain ceases to control
the limbs and members of the State; the Roman scheme of an organized
world-community falls into fragments. Marcellinus, one of the young men trained
by Aetius, had been promoted to the office of magister militiae in Dalmatia.
On the murder of Aetius, he had refused obedience to Valentinian III; but on
the succession of Majorian, who was also one of
Aetius' men, he resumed his allegiance to the Empire, and was given the task of
defending Sicily. The fall of Majorian drove
him once more into rebellion, and though he was forced to leave Sicily, owing
to the intrigues of Ricimer among his
troops, he maintained himself as the independent ruler of Dalmatia. In the
great expedition of 468 he joined with the Eastern and Western Emperors as a
practically independent sovereign, and though he was assassinated in the course
of the expedition, possibly at the instigation of Ricimer,
he seems to have left his nephew, Nepos, the future Emperor, to succeed to his
position. A pagan, and a friend of philosophers, with whom he held high
converse in his Dalmatian palace, Marcellinus stands, alike in his character
and in his political position, as one of the most interesting figures of his
age. His contemporary, Aegidius, is a man of
more ordinary type. A lieutenant of Majorian,
he had been created magister militum per Gallias; and on the death of his master, he had
assumed an independent position in central Gaul, with the aid of the Salian
Franks, who, in revolt against their own king, had, if Gregory of Tours may be
trusted, accepted him for their chief. In 463 he had defeated the Visigoths in
a battle near Orleans, and put himself into touch with Gaiseric for a combined
attack on Italy; but in 464 he died. His power descended to his son Syagrius, who maintained his independence as “Roman King
of Soissons” until he was overthrown by Clovis in 486. Parallel in some ways to
the position of Marcellinus and Aegidius is
the beneficent theocracy which St Severinus established about the same time in
Noricum, a masterless province unprotected by Rome, and harassed by the raids
of the Rugii from
the north of the river. The Saint mediated for his people with the Rugian kings Flaccitheus and his
successor Feletheus;
he used his influence among the provincials of Noricum to secure the regular
payment of tithes for the use of the poor; in famine and flood he helped his
flock, and kept the lamp of Christianity alight in a dark land.
The death of the nominal Emperor, Severus,
in 465, made little difference in the history of the West. For two years after
his death the West had no emperor of its own, and the whole Empire was
nominally united under Leo I. Ricimer was
content to prolong an interregnum, which left him sole ruler; Gaiseric was
still pressing for the succession of Olybrius;
and Leo was at once unwilling to create an emperor who was likely to be a
vassal of Gaiseric, and anxious to maintain the peace which existed between the
Vandals and the Eastern Empire. Accordingly he delayed the creation of a
successor to Severus until Gaiseric, in 467, impatient of the delay, delivered
an attack on the Peloponnesus. Leo now felt himself free to act: he listened to
the prayers of the Roman Senate, and appointed as Emperor Anthemius, a son-in-law of the Emperor Marcian, and a man of large experience, who had held the
highest offices of the Eastern Empire. The gift of Anthemius'
daughter in marriage was intended to conciliate the support of Ricimer; and East and West, thus united together on a firm
basis, were to deliver a final and crushing attack on the Vandals, and to
punish Gaiseric for the reign of terror he had exercised in the West ever since
461
In April 467, Anthemius came
to Italy, escorted by Count Marcellinus and an army. By 468 a great armada had
been collected, to be launched against Carthage. The expenses were enormous:
one office supplied 47,000 pounds of gold, another 17,000 pounds of gold and
700,000 pounds of silver; and this vast sum, which seems incredibly large, was
furnished partly from the proceeds of confiscations, and partly by the
Emperor Anthemius. A triple attack was
projected. On the side of the East Basiliscus was to command the armada, and to
deliver an attack on Carthage, while Heraclius marched by land through Tripoli
to deliver a simultaneous attack on the flank of the Vandals. On the side of
the West Marcellinus (conciliated by the Eastern Emperor, who was not unwilling
to see Dalmatia in the hands of a ruler practically independent of the West)
commanded a force which was destined to operate in Sardinia and Sicily. Once
more, however, Gaiseric defeated his foes, as in 442 and 461, and once more
treachery, perhaps instigated by the subtle Vandal, proved the ruin of an
expedition against Carthage. The Alan Aspar, magister militum per Orientem, frowned on an
expedition which might render his master independent of his support; and
already dubious of his ascendancy, he seems to have procured the nomination of
Basiliscus, an incapable procrastinator, in order to ruin the
success of the expedition. Ricimer,
generalissimo of the West, was in a very similar position: he feared the success
of the expedition, because it might consolidate the power of Anthemius, and he hated with a personal hatred the Count
Marcellinus, who commanded the Western forces. The inevitable result followed.
Basiliscus was amused by Gaiseric with negotiations, and not unwillingly
delayed, until Gaiseric sent fire-ships among his armada, and destroyed the
bulk of his ships; while Marcellinus, after recovering Sardinia, was killed in
Sicily by an assassin, in whom it is impossible not to suspect an agent of Ricimer. The success gained by Heraclius, who had won
Tripoli and was marching on Carthage, was neutralized; the destruction of
Basiliscus' fleet and the assassination of Marcellinus involved the complete
failure of the expedition. When one remembers that Aspar, Ricimer, and Gaiseric were all Arians, one almost wonders
if the whole story does not indicate an Arian conspiracy against the Catholic
Empire; but political exigencies are sufficient to explain the issue, and the
real fact would appear to be, that the two generalissimos of East and West were
content to purchase their own security at the cost of the Empire they served.
Aspar indeed failed in the event to buy
security, even at the price he had been willing to pay. In 471 Leo attempted
a coup d’état: Aspar fell, and the
victorious Emperor, who had already been recruiting Isaurians within
his own Empire, in order to counteract and eventually supersede the dangerous
influence of the German mercenaries, was able to continue his policy, and thus
to preserve the independent existence of the Eastern Empire. With the West it
was different. Here there was no substitute for Ricimer and
his Germans: here there was no elasticity which would enable the Empire to
recover, as it did in the East, from the loss of prestige and of resources
involved by the disastrous failure of 468. For a time, indeed, Anthemius, with the support of the Senate which had called
him to the throne, and of the Roman party which hated barbarian domination,
struggled to make head against Ricimer. The
struggle partly turned on the course of events in Gaul. Here Euric, in 466, had assassinated his brother Theodoric II,
as Theodoric had before assassinated his brother Thorismund. A vigorous and enterprising king, the
most successful of all the Visigothic rulers of Toulouse, Euric immediately began, after the failure of the
expedition of 468, to take advantage of the condition of the Western Empire in
order to make himself ruler of the whole of Gaul. He may have hoped to gain the
aid of the Gallo-Roman nobility, who were by no means friendly to the
ascendancy of Ricimer; and there were certainly
Roman officials in Gaul, like Arvandus,
the Praefectus Praetorio, who lent
themselves to his plans. But Anthemius and
the Senate saw the danger by which they were threatened. Arvandus was brought to Rome in 469, tried by the
Senate, and sentenced to death—a striking instance of the activity which the
Senate could still display; and Anthemius attempted
to gain the support of the nobility of Gaul, by giving the title of patricius to Ecdicius, the son of Avitus, and the office of praefect of Rome to Sidonius Apollinaris. In spite of these measures,
however, he failed to save Gaul from the Visigoths. In 470 Euric took the field, and, defeating a Roman army, gained
possession of Arles and other towns as the prize of his victory. Much of
Auvergne also fell into his hands, but he failed to take its chief city,
Clermont, where the valour of Ecdicius and
the exhortations of Sidonius, newly consecrated
bishop of the city, inspired a stout resistance. Yet Gaul was none the less
really lost; and failure in Gaul meant for Anthemius ruin
in Italy. Already in 471 civil war was imminent. Ricimer,
seeing his chance, had gathered his forces at Milan, while Anthemius was stationed at Rome. Round the one was
collected the army of Teutonic mercenaries; round the other, though he was not
popular in Catholic Italy, being reputed to be "Hellenic" and a lover
of philosophy, there rallied the officials, the Senate, and the people of Rome.
Once more the old struggle of the Roman and barbarian parties was destined to
be rehearsed. For a moment the mediation of Epiphanius, the saintly bishop of
Pavia, procured (if we may trust the account of his biographer Ennodius) a temporary peace; but
in 472 war came. Early in the year Ricimer marched
on Rome, and besieged the city with an army, in which the Scirian Odovacar was one of
the commanders. For five months the city suffered from siege and from famine.
At last an army which had marched from Gaul to the relief of Anthemius, under the command of Ricimer,
the master of troops of that province, was defeated by Ricimer, and treachery completed the fall of the
beleaguered city. In July Ricimer marched
into Rome, now under the heel of a conqueror for the third time in the course
of the century; and Anthemius, seeking in vain
to save his life by mingling in disguise with the beggars round the door of one
of the Roman churches, was detected and beheaded by Ricimer’s nephew, Gundobad.
Once more the Empire seemed destroyed: civil war, said Pope Gelasius, had
overturned the city and the feeble remnants of the Roman Empire.
The death of Anthemius had
already been preceded by the accession of Olybrius,
the husband of Valentinian’s daughter, and the relative by marriage of
Gaiseric. The circumstances of the accession of Olybrius are
obscure. A curious story in a late Byzantine writer makes him appear in Italy
during the struggle between Anthemius and Ricimer, with public instructions from Leo to mediate in
the struggle, but with a sealed letter to Anthemius,
in which it was suggested that the bearer should be instantly executed. The
letter is said to have fallen into the hands of Ricimer,
who replied by elevating Olybrius to the
imperial throne. We can only say that Olybrius came
to Italy in the spring of 472, whether sent by Leo, or (as is perhaps more
likely) invited by Ricimer, and that he was
proclaimed emperor by Ricimer before the
fall of Rome and the death of Anthemius. The
reign of Olybrius, connected as he was with the
old Theodosian house and with the Vandal rulers of Africa, seemed to promise
well for the future of the West; but it only lasted for a few months. Short as
it was, it saw the death of Ricimer, at the end
of August 472, and the elevation in his place of his nephew Gundobad, a Burgundian. But though a nominal successor
took his place, the death of Ricimer left
a gap that could not be filled. If he was a barbarian, he had yet in his way
venerated the Roman name and preserved the tradition of the Roman Empire; he
had sought to be emperor-maker rather than King of Italy, and for sixteen years
he had kept the Empire alive in the West. Within four years of his death the
last shadow of an emperor had disappeared; and a barbarian kingdom had been
established in Italy.
Olybrius died at the end of October 472. The throne
remained vacant through the winter; and it was not until March of 473
that Gundobad proclaimed Glycerius emperor at Ravenna. But Gundobad soon left Italy, having affairs in Gaul;
and Glycerius, deprived of his support, was
unable to maintain his position. He succeeded, indeed, in averting one danger,
when he induced a body of Ostrogoths, who had entered Italy from the north-east
under their king Widimir,
to join their kinsmen, the Visigoths of Gaul. His position, however, had never
been confirmed by the Eastern Emperor; and at the end of 473 Leo appointed
Julius Nepos, the nephew of Marcellinus of Dalmatia, to be emperor in his place.
In the spring of 474 Nepos arrived in Italy with an army: Glycerius could offer no resistance; and in the
middle of June he was captured at Portus, near the mouth of the Tiber, and
forcibly consecrated bishop of Salona in Dalmatia. The accession of Nepos
seemed a triumph for the Roman cause, and a defeat for the barbarian party.
Once more, as in the days of Anthemius, an
emperor ruled at Rome who was the real colleague and ally of the Emperor of
Constantinople; and Nepos, unlike Anthemius,
had the advantage of having no master of troops at his side. With the aid of
the Eastern Empire, and in the absence of any successor to Ricimer, Nepos might possibly hope to secure the permanent
triumph of the Roman cause in the West.
But the aid of the Eastern Empire was
destined to prove a broken reed, and Ricimer was
fated to find his successor. In 475 a revolt, headed by Basiliscus, drove Zeno,
who had succeeded to Leo in 474, from Constantinople, and disturbed the East
until 477. The West was thus left to its own resources during the crisis of its
fate; and taking their opportunity the barbarian mercenaries found themselves
new leaders, and under their guidance settled its fate at their will. For the
first few months of his reign Nepos was left undisturbed; but even so he was
compelled to make a heavy sacrifice, and to buy peace with Euric at the price of the formal surrender of
Auvergne, to the great grief of its bishop Sidonius.2 In 475, however, there
appeared a new leader of the barbarian mercenaries. This was Orestes, a Roman
of Pannonia, who had served Attila as secretary, and had been entrusted by his
master with the conduct of negotiations with the Roman Empire. On the death of
Attila, he had come to Italy, and having married a daughter of Romulus, an
Italian of the rank of comes, who had served under Aetius as
ambassador to the Huns, he had had a successful career in the imperial service.
He had risen high enough by 475 to be created magister militiae by Nepos; and
in virtue both of his official position and of a natural sympathy which his
previous career must have inspired he became the leader of the barbarian party.
Once at the head of the army he instantly marched upon Rome. Nepos, powerless
before his adversary, fled to Ravenna, and unable to maintain himself there,
escaped at the end of August 475 to his native Dalmatia, where he survived as
an emperor in exile until he was assassinated by his followers in 480. At the
end of October Orestes proclaimed as emperor his son, a boy named Romulus after
his maternal grandfather, and surnamed (perhaps only in derision, and after his
fall) Augustulus. Thus was restored the old régime of the nominal emperor
controlled by the military dictator, and for nearly a year this régime continued.
But the barbarian mercenaries—the Rugii, Sciri,
and Heruli—were by no
means contented with the old condition of things. Since the fall of Attila,
they had emigrated so steadily into Italy from the north-east, that they had
become a numerous people; and they desired to find for themselves, in the
country of their adoption, what other Germanic tribes had found in Gaul and
Spain and Africa—a regular settlement on the soil in the position of hospites. They would no
longer be cantoned in barracks in the Roman fashion: they desired to be free
farmers settled on the soil after the German manner, ready to attend the levy
in time of need for the defence of Italy,
but not bound to serve continually in foreign expeditions as a professional
army. They accordingly asked of Orestes a third of the soil of Italy: they
demanded that every Roman possessor should cede a third of his estate to some
German hospes.
It appears a modest demand, when one reflects that the Visigoths settled by
Constantius in south-western Gaul in 418 had been allowed two-thirds of the
soil and its appurtenant cattle and cultivators. But the cession of 418 had
been a matter of free grant: the demand of 476 was the demand of a
mutinous soldiery. The grant of south-western
Gaul had been the grant of one corner of the Empire, made with the design of
protecting the rest: the surrender of Italy would mean the surrender of the
home and hearth of the Empire. Orestes accordingly rejected the demand of the
troops. They replied by creating Odovacar their king, and under his banner they
took for themselves what Orestes refused to give.
Odovacar, perhaps a Scirian by birth, and
possibly the son of a certain Edeco who
had once served with Orestes as one of the envoys of Attila, had passed through
Noricum, where St Severinus had predicted his future greatness, and come to
Italy somewhere about 470. He had served under Ricimer in
472 against Anthemius; and by 476 he had
evidently distinguished himself sufficiently to be readily chosen as their king
by the congeries of Germanic tribes which were cantoned in Italy. His action
was prompt and decisive. He became king on 23 August: by the 28th Orestes had
been captured and beheaded at Piacenza, and on 4 September Paulus, the brother
of Orestes, was killed in attempting to defend Ravenna. The Emperor Romulus
Augustulus became the captive of the new king, who, however, spared the life of
the handsome boy, and sent him to live on a pension in a Campanian villa. While
Odovacar was annexing Italy, Euric was
spreading his conquests in Gaul; and when he occupied Marseilles, Gaul, like
Italy, was lost.
The success of Odovacar did not, however,
mean the erection of an absolutely independent Teutonic kingdom in Italy, or
the total extinction of the Roman Empire in the West; and it does not therefore
indicate the beginning of a new era, in anything like the same sense as the
coronation of Charlemagne in 800. It is indeed a new and important fact, that
after 476 there was no Western Emperor until the year 800, and it must be
admitted that the absence of any separate Emperor of the West vitally affected
both the history of the Teutonic tribes and the development of the Papacy,
during those three centuries. But the absence of a separate emperor did not
mean the abeyance of the Empire itself in the West. The Empire had always been,
and always continued in theory to be, one and indivisible. There might be two
representatives at the head of the imperial scheme; but the disappearance of
one of the two did not mean the disappearance of half of the scheme; it only
meant that for the future one representative would stand at the head of the
whole scheme, arid that this scheme would be represented somewhat less
effectively in that part of the Empire which had now lost its separate head.
The scheme itself continued in the West, and its continued existence was
acknowledged by Odovacar himself. Zeno now became the one ruler of the Empire;
and to him Odovacar sent the imperial insignia of Romulus Augustulus, while he
demanded in return the traditional title of patricius, to legalize his position in the
imperial order. The old Roman administration persisted in Italy: there was
still a Praefectus Praetorio Italiae; and the Roman
Senate still nominated a consul for the West. Odovacar is thus not so much an
independent German king, as a second Ricimer—a patricius, holding the
reins of power in his own hands, but acknowledging a nominal emperor, with the
one difference that the emperor is now the ruler of the East, and not a puppet
living at Rome or Ravenna. Yet after all Odovacar bore the title of rex:
he had been lifted to power on the shields of German warriors. De facto,
he ruled in Italy as its king; and while his legal position looks backwards
to Ricimer, we cannot but admit that his actual
position looks forward to Alboin and the later Lombard kings. He is a
Janus-like figure; and while we remember that he looks towards the past, we
must not forget that he also faces the future. We may insist that the Empire
remained in the West after 476; we must also insist that every vestige of a
Western Emperor had passed away. We may speak of Odovacar as patricius; we must also
allow that he spoke of himself as rex. He is of the fellowship
of Euric and Gaiseric; and when we
remember that these three were ruling in Gaul and Africa and Italy in 476, we
shall not quarrel greatly with the words of Count Marcellinus: Hesperium Romanae gentis imperium . . cum
hoc Augustulo periit .. . Gothorum dehinc regibus Romam tenentibus.
THE
KINGDOM OF ITALY UNDER ODOVACAR AND THEODORIC
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