THE AUGUSTAN EMPIRE (44 B.C.—A.D. 70)CHAPTER XV.
RELIGIOUS DEVELOPMENTS FROM THE CLOSE OF THE REPUBLIC
TO THE REIGN OF NERO
I.
FIN DE SIÈCLE
ROMAN religion is in its essence a matter of cult acts. These acts,
whether of the household, or of the gens. or of the State, are thought of in a
juristic way as obligations incumbent on an heir or on the people, or as
contractual dealings in which the human party, if he fulfils his obligations,
may look to the divine party to do its share, in which, moreover, the human
party takes legal precautions to prevent the invalidation of what he does. The
State or its official representatives can decide without reserve what is
necessary or adequate. It stands between the individual and the supernatural,
just as the head of a household stands between the gods and those set under
him. The State’s official representatives have full powers. It was so in the
Greek city, but in Rome the conception is carried out with peculiar
consistency.
What results has little to do with the emotion or imagination or
speculation of the individual. From time to time there arose in the masses a
fear that traditional observances were in some way deficient. The ruling class
regarded this as an epidemic to be met by the introduction of some new rite or
cult. Two religious emotions and two only were valued, the religio of
just scruples against breaking an oath and its positive complement, pietas,
a strict and loyal readiness to perform all the obligations of a Roman and a
son. Speculation and imagination were not conspicuous. The official system was
part of the political framework of life, and the use of its auspices and omens
to block an agitator’s actions was not regarded as blasphemous. Yet we must not
conclude that the whole thing was a mere convention. When we hear of a man
obeying the omens to his personal disadvantage, that may be just conformity to
etiquette; but it is clear that down to the fourth century A.D. it was widely
held that the prosperity and even the safety of Rome depended on the accurate
performance of traditional ceremonies. Men cannot be keeping up appearances all
the time, and we have probably to reckon with a psychology of association. On
the face of it Rome had practised these worships and had succeeded, and when a
disaster happened some ritual omission could often be discovered to account for
it.
From the end of the third century B.C. this religion was quickened by Greek
anthropomorphism and interpreted by Greek speculation, Polybius in particular
helping the ruling class to realize the pragmatic value of their view of
religion as an official institution. Apart from this inward transmutation,
there were other consequences of Rome’s advance to supremacy in the
Mediterranean world. In the first place, Romans and, even more, Italians moved
freely in the Hellenistic East as soldiers and merchants, and as merchants
often settled there, as for instance at Delos. When so established they clung
together, preserving their national individuality and reverencing the old
household gods, above all the Lar and the Genius. At the same time, many of
them as individuals worshipped local gods, and might on their return bring back
their cults1. Secondly, Romans who went to the East in positions of authority
found themselves treated with the honours accorded to Hellenistic kings.
Flamininus received a cult and a priest at Chalcis, M. Aquilius a priest at
Pergamum. Not merely the man but his personified attributes might be
worshipped: Cicero wrote to his brother Quintus “You see your virtues
consecrated and set in the number of the gods”. So the idea of deification was
early introduced to the Roman ruling class. Finally, Rome itself attracted
numerous immigrants, bringing their own cults and their own points of view. We
can see manifestations of this in the statues set up in 86 B.C. to a popular
praetor M. Marius in the quarters of the city and the offering to him of
incense and wine, as well as in the cultus of alien gods satirized in the Eumenides of Varro.
Thus there came to Rome both the higher and the lower elements of the
Greek East. The Hellenistic religious world contained a curious mixture of
different elements, civic conservatism, individual mysticism, and scepticism.
New deities, and above all Isis and Serapis, became absorbed (as we see in
their annual priesthoods of the Greek type) and obtained full civic
recognition, even where there was no such motive as a desire to win Ptolemaic
favour. From the cults of Cybele and Isis the Greeks formed initiations of
their own type. These acquired importance, but it must not be forgotten that
the cult of Isis was not primarily a religion of initiations: they were an
‘extra’ for the devotee who could afford them. Many cult societies were formed,
giving to the individual a substitute for family and local associations from
which he was separated, many foundations also to secure the upkeep of his
grave, which could not depend on relations and descendants. The tone of thoughtful
men was marked by a certain weariness, as we see it in the end of Catullus LXIV
: when our ancestors were pious, things went well; now the gods are far away
and there is nothing in particular that we can do about it; “I a stranger and
afraid, in a world I never made”.
We are primarily concerned with the effect of these contacts on the
ruling class, which in antiquity set the tone of society in a way in which it
does not now. Paradoxical as it may sound, the jejune nature of Roman religion
made for its preservation. It was in no sort of rivalry with new ideas but
lived on as it were in a separate compartment. In Greece philosophy was not
incompatible with conformity with civic tradition, and here that tradition was
yet more closely connected with the community’s well-being. When Scaevola
distinguished civil, mythological and natural theology he did not for a moment
suggest that civil theology was to be abandoned. If you had asked him whether
the ceremonies of public cult were in any rapport with the
supernatural—which he doubtless conceived in the Stoic way as the fiery
life-breath of the universe—he would probably have replied that he was not in a
position to deny it. Man makes reservations in his scepticism as well as in his
belief, and rationalism did not then rest on the solid mass of sure and
digested information which can be invoked in its support today. Again, the
Roman temperament inclined towards an attitude which may be characterized by
Schweitzer’s phrase ‘Yes, but—.’ So it is that in Cicero’s De natura deorum and De divination, after the inconsistencies and illogicalities not merely of
mythology but of the whole system of auspices have been fully revealed, the
conclusion is always that tradition must be maintained. Here as in Varro we see
a non-rational element of conservative feeling, coloured by the national pride
conspicuous in literature and life from the Sullan epoch onwards and also by
the turn which Stoicism was then taking in the hands of Posidonius, a turn at
once conservative and Platonizing.
Posidonius held the Stoic conception of the immanent life-force with the
warmth of religious conviction. He was a traveller and an ethnologist and
found, as he thought, in the most diverse peoples traces of a simple primitive
belief overlaid by later superstition. Yet he did not, like Panaetius, reject
the idea of divination: it held together only too well with his doctrine of the
sympathy of all the parts of nature. The fact that his Platonizing tendency
made the idea of the essential divinity of the human soul very congenial to him
is important, for Posidonius had a great influence on his contemporaries:
Cicero gives one the impression of wanting to believe him to be right. This
conservative turn was not limited to Stoicism. Antiochus of Ascalon introduced
Stoic views in the Academy, and a fragment, which may be his and which
certainly reproduces Academic views, says that the building of temples in the
most conspicuous places is a primary duty of statesmanship, an instructive
contrast with the banning of temples and images from the ideal state of
Panaetius1. Again, Philodemus is concerned both to show that Epicurus performed
his religious duties as a citizen and to distinguish the true piety of the
enlightened Epicurean from the beliefs of the crowd and the complexities of the
Stoic.
It has been usual to represent the last decades of the Roman Republic as
a period of religious decay. The state of feeling of the masses can hardly be
estimated. The impression which we form from Cicero and Varro is that their works
set forth an ideal for others, and that those around them were prone either to superstition, emotional personal religion, or to a shallow and subversive scepticism. The
path of pietas resembles that of a tight-rope walker. If we turn to the
conduct of the ruling class we see disorder in this as in every department of
public life. Auspices were shamelessly misused for political ends and the
augural discipline was not carefully maintained, except by an enthusiast like
Appius. Prodigies, says Livy, were commonly neither announced nor recorded
because of that same negligence through which men commonly now believed that
the gods did not give signs of the future; the calendar was allowed by the pontifices to sink into hopeless disorder; temples were not repaired when they fell into
decay (and ancient buildings needed very frequent restoration, to judge from
the inscriptions on aqueducts); the Capitoline temple, burnt in 83 BC, was not
fully restored for twenty-one years; the meaning of many ceremonies was
forgotten; the office of flamen Dialis, which involved its holder in
tedious taboos, was not filled from Sulla’s dictatorship till 11 BC; provincial
temples were robbed to satisfy the greed of governors or the needs of war; the
disposal of pauper dead on the Esquiline was as shocking as it was insanitary.
All this is just disorder, like the disorder in civil life. Roman
religion was made up of traditional practice, and animated by patriotic spirit;
it was not a matter of belief. Scepticism might lead to carelessness, if men
suspected that neither the performance nor the neglect of ritual had any effect
on the course of events. Yet the strongest spirits favoured conservatism in
observances, and acted in a way which suggests that religious things retained a
certain prestige. When Caesar set the calendar in order, he showed scrupulous
respect for the traditional sanctity of certain days, and in the lex
coloniae Iuliae Genetivae minute provision was made for the organization of
public worship. We have, perhaps, some indication of the ideas current in his
circle in the account of Romulus given by Dionysius of Halicarnassus, which may
be based on a Caesarian pamphlet and certainly reflects the mood of the time.
In this Romulus is represented as the founder of Roman religion, careful not to
give State countenance to the extravagance of exotic cults. It cannot be said
that Caesar, in the days of his autocracy, pursued a deliberate religious
policy, but his insistence on the divine origin of his family, his watchword of
Venus Victrix at Pharsalus, his new temple to Venus Genetrix as his
patrongoddess, and the planning of a temple to Mars show that an aura of
religion was not unacceptable to him. Sulla had claimed to be the favourite of
the same goddess and had cared for the restoration of the temple of Juppiter;
Pompey had dedicated to Venus Victrix a temple attached to his theatre—a fact
which perhaps gave additional point to Caesar’s battle-cry—and the poem of
Lucretius attests the emotional response which the forms of religion might
evoke. The prestige of the State cults is illustrated by the coins struck by
Roman magistrates with representations of the temples built by their
ancestors.
Something like the Augustan restoration would probably have been undertaken
by any responsible Roman if he had had absolute power; it would have seemed to
him an integral part of any bringing back of public order. Cicero, in the
second book of his work On laws, lays down that there are to be no
private unrecognized worships: sanction is given only to civic rites in temples
or groves and to family rites. Worship is to be directed to the Lares,
to the old gods, to those who are recognized as having reached heaven for their
merits, and to personified virtues. Emphasis is laid on the maintenance of the
priestly colleges and the Vestals, on the augural system (including the
observance of the augurium salutis), on the control of prophecies (the
number must be limited), on the official nature of worship, and on the use of
fetials—-just as by Augustus. Sacrifices by night are prohibited, with one
time-honoured exception (that of Bona Dea): so also initiations except those of
Ceres, and religious begging except in honour of the Idaean Mother. In the
commentary which he then gives he speaks of the nature of purity and of the
acceptability of a simple rite, he urges that old temples to evil deities such
as Febris should be abolished, and he defends divination by the common custom
of humanity.
The most illuminating commentary on the time is provided by the
fragments of Varro’s Antiquitates divinae. This work was a sequel to his Antiquitates humanae and was deliberately so placed from the conviction
that religious institutions are man-made or rather State-made, Varro remarking
that he wrote so because he wrote for Rome and not from an absolute point of
view. In the same spirit discussion of the personnel and paraphernalia
of religion precedes that of the gods. Varro adopts Scaevola’s classification
of the three kinds of theology. His own belief is that there is one god, the
soul of the universe, who may be identified with Juppiter Capitolinus or with
the god of the Jews; the other gods are his parts or virtues. If Varro were
founding a new State he would have consecrated the gods and their names in
accordance with the scheme of nature: but as it was, the State being long
established, he wrote with the purpose that the masses might be willing to
worship the gods rather than despise them. He regrets image-worship. For over one
hundred and seventy years Rome did without it, and if those conditions had
continued the gods would be worshipped with greater purity. Sacrifice is not
wanted by the real gods. Yet there are many things which the masses should not
know, many delusions which are useful: that is why the Greeks walled off the
mysteries in silence. Again, though the eternal gods are to be distinguished
from deified men, for States it is useful, even if it is false, that brave men
should think themselves to be descended from gods. He endorses the Polybian
axiom that Roman power is due to Roman piety; religious observance and fasts
can save us from peril. He is indignant at the worship of the Alexandrine gods
in Rome. Religion means respect of the gods as of parents, superstition fear of
them as of enemies.
Throughout he writes with patriotic emotion, avowing that he is afraid
lest the gods should perish, not from the attack of enemies, but through the
neglect of citizens: from this destruction he is freeing them and storing them
in the minds of the loyal with a care more praiseworthy than that of Metellus
for the sacra of Vesta, or of Aeneas for the Penates. He emphasizes the duty of
maintaining family rites as well as civic rites. Like Virgil he has a genuine
sentimental attachment to the old Italian deities, as we see in the invocation
opening his De re rustica, and in the setting of the first book in the
temple of Tellus on the occasion of the Feriae Sementivae.
We are told of Varro that he wished to be buried in the Pythagorean way.
Here we touch another element in the religious life of the time. Pythagoreanism
had not been much in evidence after the end of the fourth century, but it had
no doubt continued in a subterranean way, and about the beginning of the first
century BC it enjoyed a revival, represented in Rome by Nigidius Figulus.
Nigidius, a friend of Cicero, was a man of wide learning and astrological and
religious inclinations. Cicero’s speech against Vatinius indicates that the
movement was regarded as of the nature of a sect, with magical interests. In
Varro there converge the interests which are of most importance for the
Augustan age, the wish for revival and restoration in religion, the value set
on Italian tradition and legend—which bulks large in him—and the importance
attached to a doctrine of the soul1. Virgil owed more to him than we can now
realize.
II.
THE TIME OF THE TRIUMVIRATE
The death of Julius evoked much popular emotion. The comet which
appeared during the games given by Octavian in his honour was thought to be his
soul now received in heaven, and in 42 BC Senate and People voted that he
should be included among the gods of the State. This came, says Suetonius (Div.
Iul. 88), not only from the lips of those who passed the measure but also
from the conviction of the masses. Though his temple was not dedicated till 29 BC,
the celebration of his festival began at once, and the fact that he was to be
reckoned as a god and not a man was signalized by the prohibition against the
carrying of his imago in funerals of his gens. He was divus, a
word earlier used as a synonym of deus and appropriate because of its
adjectival nature. This step was made easier by the dissemination of Euhemeristic
ideas and above all by the notion that the old god Quirinus was in fact the
deified Romulus. Another significant event, dated in 43, was the decision of
the triumvirs to build
The time between 43 and 31 was one of disquiet and disorder. This evoked
panic and portents and prophecies. Some of the moods of the time are preserved
by Virgil’s Fourth Eclogue and Horace’s Sixteenth Epode. The first is written
under the emotions aroused by the Peace of Brundisium. An end had been made to
the Perusine war, and the marriage of Antony and Octavia set the seal on the
new hope of enduring concord. The poem heralds the birth of a child of human
parents and yet of divine origin, whose coming marks the beginning of a new
period of the world’s life: as he grows up, the evil habits of humanity will
gradually disappear. As in Isaiah VII, his growth is contemporary with
deliverance, but he is not a Messiah who by his action brings that deliverance.
The common assumption among Virgil’s contemporary readers was probably that
this child was the son to be expected from Antony and Octavia: but if this
assumption was correct the point was not expressly stated, and the application
was in any case a particular use of an earlier prophecy associated with the
name of a Sibyl. What is foretold rests upon one of the many schemes of the
Ages of the World; but it differs from current philosophic theory in that
between one cycle and the next there is no cosmic disaster, and in that the
Ages return upon themselves. From the degradation of the present we pass to an
improved Heroic Age, and from that to the Golden Age. Coins show that the ideas
involved were in the air at the time. How serious the Eclogue is we do not
know. Virgil is at this time an Epicurean: he cannot consistently look for
divine interference in human affairs. Yet in his own life Octavian’s
intervention has been miraculous. When all seemed lost, his farm was restored
to him, and he can in the transparent allegory of the First Eclogue say of his
deliverer namque erit ille mihi semper deus. Perhaps this is really the
beginning of a new era; perhaps something like this supposedly old prophecy
will really come to pass. Here is the dream—from the gate of ivory or the gate
of horn.
The Sixteenth Epode is closely related to the Fourth Eclogue. The
question of priority is disputed, but it seems reasonable to suppose that the
Epode was written before, not after, the Peace of Brundisium. Horace speaks the
language of despair. No foe from outside could shake Rome’s power, but we by
our civil strife leave the city an easy prey to the barbarian. The only help is
for us to depart and seek the Islands of the Blest. When the Golden Age gave
place to the Bronze, Juppiter set aside those shores for the righteous. The
poem reduced to this summary sounds like a mythological commonplace, but it is
anything but that. The geographical knowledge of antiquity always left the
chance of some happy haven just beyond the edge of the map.
In 40 Virgil might look to Octavian as the saviour of Italy, but the
view cannot have been common. His success against Sextus Pompeius in 36 did,
however, make him something of a national hero. Appian says “the cities set him
up with their gods”, an ambiguous phrase which should mean that images or
statues of him (as earlier of Julius) were set in the chief temples of Italian
municipalities, but might mean only, “gave divine honours to Octavian”, or “included
his name in prayer formulas”. Further, we see Octavian in this period
foreshadowing the religious policy of his principate by his refusal to depose
Lepidus from the office of pontifex maximus, his encouragement of temple
restoration, and his celebration of the Troia. Early in the Second Triumvirate
Livineius Regulus struck coins with a head of Octavian and Aeneas bearing
Anchises; of the same period is a coin struck by P. Clodius with the head of
Octavian and Venus Genetrix, doves, and Cupid. In the year 36 Octavian’s house
on the Palatine was struck by lightning: he at once dedicated the site to
Apollo, a god perhaps chosen because of the old Roman tradition of turning to
the Sibylline books of his prophetess or to his shrine at Delphi in times of
need. Apollo was a god of purifications and of healing: such was Octavian’s
mission. The temple was dedicated 9 October 28, when the fact of Actium having
been fought, as it were under the eyes of Apollo, had given to him a new prestige.
Further, in 33 Octavian’s lieutenant Agrippa expelled from the city magicians
and astrologers.
The campaign of Actium was preceded by a brisk exchange of calumny
between Antony and Octavian. Octavian taunted Antony, justly indeed, with
posing as a new Dionysus. Antony retaliated with the allegation that Octavian
had dined with eleven others, taking himself the part of Apollo and leaving to
the rest the characters of the other gods, a parody of a lectisternium.
That this is invented is clear. Octavian would hardly have suffered another to
play Jupiter to his Apollo. But it is significant that such stories were regarded
as discrediting their object. In actual conduct Octavian took every care to
pass as the champion of Roman ways and Roman gods: he declared war on Cleopatra
with the old fetial ceremony, and the court poets represented the struggle as
one between the gods of Rome and those of Egypt. Was the sistrum of Isis
to sound upon the Capitol?
Once more Virgil helps us to realize something of the mood of the hour.
His Georgies occupied him from 37 till 29 BC. The prayer at the end of the
first Book—whenever it was written—registers a state of mind belonging to the
time before or soon after Actium. Virgil has spoken of the ravages of civil war
and turns to passionate supplication: “O ancestral native gods, and Romulus,
and mother Vesta that guardest the Tuscan Tiber and Roman Palatia, at least do
not prevent this warrior with life before him (he has not been named) from
coming to the help of our shattered generation. We have long paid to the full
in our blood for the perjuries of Laomedon’s Troy. The palace of heaven has
long grudged thee to us, O Caesar”. With these words he picks up the other
prayer with which the book opens—a prayer to twelve gods and “thou too
Caesar—whichsoever part thou choosest, sea, sky or underworld”. Laomedon’s
Troy! It sounds like the most frigid mythological commonplace. But it is not:
it is to be taken quite seriously in the light of ancient ideas about the guilt
which a city, as a living organism, retains through the succession of human
generations. Horace had voiced the sentiment earlier in Erodes VII, 16, “Harsh
fates drive on the Romans, and the guilt of brother’s murder, ever since the
blood of innocent Remus flowed on the ground bringing a curse on those yet
unborn”.’Later comes the reconciliation: cana Fides et Vesta, Remo cum fratre
Quirinus (Aen. 1, 292).
III.
THE AUGUSTAN RESTORATION
After Actium Octavian had the task of rebuilding national faith and
faith in the nation. In 30 he was given the privilege of creating new
patricians, which was not only a way of honouring his supporters but also a
necessity for the filling of certain priestly positions. In 29 he, like Julius,
was empowered to create—theoretically, no doubt, to recommend—priests beyond
the number traditional for the priestly colleges. The dignity of their office
was enhanced. The priesthoods of greater eminence were open only to senators,
the position of Lupercus and other minor places to knights, and in general
priestly honours, though separated from magistracies in the cursus honorum,
were among the greatest distinctions and were used to mark out possible
successors to the principate. The princeps was himself a member of the
four great colleges. Two old organizations, that of the sodales Titii, of whom we know little, and that of the fratres Arvales, concerned with
ceremonial performed in spring to promote the crops, were revived by him, the
latter between 36 and 21. They were now a very dignified corporation of which
the Emperor was a member but not necessarily magister. Their ceremonies
included vows in January to Jupiter, Juno Regina, Minerva, Salus publica p(opuli)
R(omani), Dea Dia (later omitted), and (after his death) to Divus Augustus on
behalf of the princeps and the payment of the vows made in the previous
January. The exhaustive records of their proceedings inscribed on stone show a
careful archaism of language and ritual.
In this institution we see a characteristic combination of conservatism
with innovation, calculated to confer on the new regime the prestige of old
religious sentiment. The same spirit appears in the taking of the augurium
salutis in 29 BC, in the closing of the temple of Janus in 29 and 25 and on
a later occasion, and in a reform of the Lupercalia. In 28 the Senate entrusted
to Octavian the restoration of all temples in the city which needed it, and he
claims to have rebuilt eighty-two.
So the past was once more set upon its throne. At the same time, the new
order received religious expression in new foundations which outshone the old.
We have spoken of the temple of Divus Julius and of that of Palatine Apollo. To
these should be added the temple of Juppiter Tonans on the Capitol commemorating
the deliverance of Augustus from peril in Spain, the Pantheon, consecrated to
Mars and Venus, the divinities of the Julian house, the temple of Mars Ultor
dedicated on Imperial property in the new Forum Augustum in 2 BC (a small round
temple on the Capitol had been erected for him in 20 BC), and the new temple of
Vesta on the Palatine (dedicated 28 April, 12 BC). The temple of Mars Ultor was
given special prominence: triumphal insignia and captured standards were here
deposited, discussions on war and triumphs by the Senate were conducted here,
magistrates going to their provinces made this their starting-point, censors
drove into its wall the commemorative nail at the end of a lustrum. The temple
thus received what had been privileges of the Capitol and, while members of the
Imperial house and the young of the senatorial and equestrian classes when
enrolled as iuvenes still put on the garb of manhood at the older
shrine, they proceeded thence to the new. Again, the Sibylline oracles,
hitherto kept in the Capitol, were transferred to the temple of Apollo on the
Palatine after their revision and recopying by the quindecimviri in 18 BC;
and in 4 BC. Augustus received Jewish envoys in that temple.
Julius Caesar had acted without greatly troubling himself about popular
feeling. For the success of the Augustan purpose it was of the first importance
that sympathy should be enlisted and the appropriate spirit created. The
buildings contributed to this, and the men of letters did perhaps even more.
The Princeps himself and his loyal friends Agrippa and Maecenas managed with
great skill to convey to the writers of the time the not unwelcome conviction
that their support was of real value. So one and all they glorify Actium as a
victory of Roman culture, of the Roman spirit; one and all they extol plain
living and patriotic thinking, the Trojan origins of Rome and the Julian gens,
Apollo and Mars, the gods of the new order. In Propertius and Ovid we may
suspect this of being a cliché—not that cliches are without influence—but in
Virgil and Horace and Livy it is serious. The ‘Roman odes ’ of Horace’s Third
Book, included in the collection published by him in 23 BC, insist on the
ideals of simplicity and the military virtues, on the rejection of Eastern
ideas, on purity of home life, on the need of rebuilding temples. The Aeneid is
an apotheosis of the Augustan system which is not the less effective for being
indirect. Its theme is Roman history viewed as a process culminating in the
world-power of the Eternal City, a process willed by heaven and secured by pietas,
its story is one of the sacrifice of personal inclination to duty, of the
defeating of arrogant self-assertiveness, of reconciliation after conflict.
Apollo and Actium, the Augustan peace, the mission of Rome are with us in this
ancient setting. Varro’s enthusiasm for Italy and Italian tradition and the
mysticism of Posidonius here find an expression which could stir the common
man: inscriptions show how well the masses knew their Virgil. The same lessons
were conveyed by the statues in the Forum Augustum, by the sculptures in the
temple of Mars Ultor, and by the other art of the period.
The most effective outward and visible sign of the new regime was the
Secular Games of 17 BC, which marked the close of an epoch. The saeculum was
Etruscan but not only Etruscan, and though in 249 BC ludi saeculares were an innovation prescribed by the Sibylline Books in time of stress, they
were a Greek shoot grafted on a native stock.
We are fortunately able to reconstruct the order of ceremonies,
culminating with the words—"When the sacrifice was completed those
thereunto appointed, twenty-seven boys and twenty-seven girls who had lost
neither father nor mother, sang a hymn, and so likewise on the Capitol. The
hymn was written by Q. Horatius Flaccus”. The ideas behind the Augustan
celebration are clear and important. The nocturnal ceremonies, performed at
full moon to be more impressive, correspond to the old festival and maintain a
cathartic character, though even here the offering to Terra Mater looks to the
birth of a new and better age, and the victims and deities are different: they
are deities who excite reverence and not dread. The rites done by day are
directed to the old Capitoline protectors of the State and to the new Imperial
deities. Mars is absent, for he is not appropriate to this context; we are not
now thinking of war or of vengeance for Julius. That is over and done: and, as
the children sang, “Now the Median fears the Alban axes supreme on land and sea:
now the proud Scyths, yes, and in these last days the Indians, beg for an
answer (to their embassies)”. Divus Julius likewise can have no express
mention. In this context the nocturnal ceremonial takes a new sense. It is the
burial of the bad past. And though Augustus is no king, though he is the first
citizen, and not yet pontifex maximus, though the quindecimviri administer all the proceedings just as the college from which they grew did in
249, none the less he stands as spokesman between his people and their gods.
Horace’s ode was written to be sung, both on the Palatine and on the
Capitol, and is a liturgical text but like some ancient and many modern prayers
it is addressed to the public as much as to the gods. It gives pregnant
expression to the contemporary ideal fully stated in the Aeneid. Sol, Ilithyia,
the Parcae, Apollo and Luna are asked to hear the prayers now uttered:
“If Rome is your handiwork and Ilian squadrons reached the Etruscan
shore, being those of the folk who were bidden to change their homes and city
on a blessed voyage, those for whom pure Aeneas, surviving his country’s fall,
made a clear path through Troy that blazed from no treachery: (he was to give
them more than they had left behind)—grant, oh ye gods, to the young a spirit
to learn and righteous conduct, grant to the old peace and calm, grant to the
race of Romulus wealth and offspring and all glory. And may there be full
answer to the prayers offered with white oxen by the splendid scion of Anchises
and Venus triumphant over foes who war, kindly to the prostrate”.
Parcere subiectis et
debellare superbos. There is peace, continues the poet, and the old lost
qualities are returning. May Phoebus prolong the Roman State and Latium in
blessedness to another cycle and ever improving ages; may Diana hear the quindecimviri and the children: I carry home a sure hope that Juppiter and all the gods have
this purpose. The vision of the future is a vision of what may be accomplished
by co-operation with Augustan social and religious policy. It is a
conscientious if laboured attempt to produce the right atmosphere, like
Horace’s earlier poem (Odes, IV, 6) addressed to the choir which was to
sing the ode.
Both the legends and the types of the coinage of 17 BC and the following
year emphasize the ceremonial. We see the young laureate head with a star (the
rejuvenated Divus Julius and the sidus Julium), Augustus
distributing to the people the means of purification; Apollo on a platform
ornamented with prows and anchors, the description of the princeps as quindecimvir,
the dedication to Juppiter Optimus Maximus by the Senate and People of Rome for
the safety of Augustus because he had given tranquillity to the State.
In this way Augustus gave visible expression to his ideals and
surrounded his rule with a religious nimbus. It is in a peculiarly Roman way an
alliance of the throne and the altar, and such an alliance means that the altar
is not at the time in question a political creation devoid of significance. The
idea was given further expression by the Senate’s dedication c. 9 BC of the Ara
Pacis Augustae in the Campus Martius to celebrate Augustus’ return from
Spain and Gaul four years earlier. The reliefs on it are perhaps the best
surviving artistic expression of the spirit of the moment, linking once more
the piety of the present to the tradition of the past.
After the death of Lepidus, Augustus succeeded him as pontifex
maximus on 6 March, 12 BC. The way in which he magnified this office is
shown by two things: it became a regular part of Imperial titulature, and the
day of his assumption of it was one of the feriae publicae. Augustus now
ceded part of his house to become public property. He did not live in the old
house of the pontifex maximus: he had made the Palatine his own, and the
new temple of Vesta on it was ready by 28 April, 12 BC. Then follow further
reforms. Senators were ordered to offer incense at the beginning of each
meeting. Again, the office of flamen Dialis had been vacant since the
dictatorship of Sulla. This was partly due to the burdensome taboos which
weighed upon its holder. Augustus made some modifications in these—once more we
see in use the Roman State’s absolute authority to make such changes—and in 11 BC
secured a new holder. Again, he increased the dignity and privileges of the
Vestals, making over to them the old house of the pontifex maximus. Later, when
there was a shortage of candidates for the position, he strongly urged the
people to offer their daughters, saying that if any of his granddaughters were
of the right age he would have offered them. He was, however, compelled in AD 5
to admit the daughters of freedmen to their ranks. Throughout the Principate
their prestige was mainained, and in AD 24 it was voted that whenever Livia
went to the theatre she should sit among the Vestals.
In 7 BC the redivision of the city into districts was complete. With
these districts had been associated the only Roman cult which belonged to the
poor, the worship of the Lares compitales at the cross-roads under the
supervision of magistri vicorum. Augustus with consummate skill turned
this into a support for his rule by enlisting in his service the instinct of
self-importance in humble folk. The cult was now made official: the magistri
vicorum were elected by the vid, four by each annually, and the cult was
directed to the Lares compitales and the Genius of Augustus. Augustus
showed his support of the system by dedicating to the Lares publici images of other deities from the money ceremonially given to him in January.
The organization was not complete till 7 BC Horace indicates that the general
idea was in the air well before that time; the magistri of one vicus describe themselves in AD 109 as magistri anni CXXI—but CXXI may be an error for CXVI, which would
agree with our other evidence . The magistri entered on office on August
1, and the institution may well be a sequel to the official renaming of the
month Sextilis. The significance of this for rulercult and its effect on the
domestic Lar cult will be discussed later for the moment the point to emphasize
is this giving of a suitable religious interest to a new social class. The
worship of the Lares Augusti spread through Italy and the Empire. The
popularity of the Lares in Rome is indicated by several reliefs, one of which
shows the apotheosis of Julius, the portent of the Alban sow, and sacrifice to
a Lar, another (the altar of Manlius) figures of Lares and a sacrifice, perhaps
to the Genius Augusti and to Concordia Augusta.
Augustus thus won the poor to his ideas. Further, by creating or (as is
more likely) revitalizing the associations of iuvenes, free born young
men, in Rome and Italy he attracted a higher class. We find these associations
closely related to municipal cults. The interest now taken in traditional Roman
religion is shown by the multiplication of copies of the fasti showing
the festivals in Rome and in Italian municipalities: this we find from the
middle of the principate of Augustus down to AD 51.
With other religious interests of this class Augustus was less in sympathy.
We have seen the banishing of astrologers and magicians in 33 BC. The Egyptian
rites, which interested above all the lower orders and the demi-monde, had time
after time been repressed by the Optimate rule of the later Republic. These
rites were further discredited as a result of the campaign against Cleopatra,
in which Augustus had rallied in his support national sentiment and the old
feeling against “the beastly devices of the heathen”, dog-headed gods, and the
like. So in 28 he “did not receive the Egyptian rites within the pomerium” and
in 21 Agrippa “curtailed the Egyptian rites which were again invading the city,
forbidding their performance even in the suburbs within a mile of the city”. It
is clear both that these prohibitions were not thoroughly and continuously
enforced, and that they were what Varro or Cicero would have done1. To the
official attitude on such questions we shall return later.
IV.
THE INSTITUTION OF RULER-WORSHIP
How it came to be that Hellenistic kings received the honours
appropriate to divinity has been set forth in a previous volume. Such honours
were an expression of gratitude which did not involve any theological
implications. This may sound a paradox. To the Greeks there was often a shading
off of the distinction between man and god, and in addition to this general
tendency of thought we have to reckon with two widespread ideas, the one that
the gods of popular worship were men deified by grateful humanity, the other
that the soul of a man or at least the soul of an outstanding man was in a
sense divine. All the same a difference remains, for the old cults were there
as an established part of life and no inferences or additions unsanctified by
oracular or other revelation could hope to obtain the same standing. Countless
as are dedications and acts of devotion to deified rulers, it is yet clear that
they are all of the nature of homage and not of worship in the full sense, for
worship implies the expectation of blessing to be mediated in a supernatural
way. The touchstone of piety in antiquity is the votive offering, made in
recognition of supposed deliverance in some invisible manner from sickness or
other peril. This we do not find directed to rulers dead or living. Since
ruler-cult was the expression of gratitude or the acknowledgment of power, the
initiative normally lay with the subjects and not with the ruler. There are
exceptions—as for instance the demand made by Alexander to the Greek cities—but
there the question is one of status and not of worship. In general, a ruler had
no interest in the cult of himself except as a factor in the cohesion and
organization of the State or as an element in his own standing in relation to a
dependent city, or in competition with other dynasties. Between him and his
subjects the issue was one of loyalty: he desired to be assured of it, to
receive what soon became the standard form of homage, and they to express it.
Hence on their side also the amount of emotion involved was slight except
towards individuals who excited a deep-felt gratitude, the memory of which
sometimes lasted for centuries. This was directed above all to those who, like
the earlier founders of colonies, had established or reestablished a city. The
attitude in this instance was akin to that traditional towards the heroes.
Such a development was originally foreign to Rome. Rome had no native
hero-cult and the Roman view of deities was far less sharply anthropomorphic
than the Greek, so that such a shading off between the human and the divine was
not likely to arise. Nevertheless, by the time of Augustus Rome had come very
much nearer to this world of thought. The idea of heroization or deification
for merit had come in with Ennius: many Romans had received divine honours in
the East, which perhaps meant more to them by reason of their novelty than to
the Hellenistic rulers whom they had superseded: and the mixed population of
the city now included many to whom such forms of compliment appeared natural
and almost automatic.
Whatever had been done and thought about Julius in his life, after his
death he was ‘Divus Julius’, and from 40 at latest Octavian was ‘Divi filius’,
a title in itself unique for a Roman and liable to lead to more. In 36 BC the
gratitude of Italian municipalities had given to him a place in their temples.
After Actium his standing called for some recognition in this as in other ways.
So in 30 began the celebration of his birthday as a public holiday, which
gained in solemnity, and the pouring of libations in his honour at public and
private banquets, and in 29 it was voted that in hymns his name should be
coupled with those of the gods and that the day on which he entered the city
should be honoured with sacrifices and kept holy for ever. In 28 quinquennial
vows were established for his welfare. In 27 he was given the title of
Augustus. It had been earlier used of mysteries and of things belonging to the
gods and it had an auspicious sound, for it was thought to be connected with augere and augurium, the latter in its turn suggesting to a Roman the
characteristic attribute of auctoritas. Between man and god it
represents just such a compromise as does princeps between citizen and king.
How appropriate it was felt to be we see from its application to the month
Sextilis and from its use by all successors.
This compromise represents official policy. One apparent exception
demands our attention. Augustan policy turned very much on the finding of a
special function for each class of society. One body within the State stood in
a peculiar relation to the princeps; it was the army. If to civilians
Augustus was princeps, to soldiers he was imperator, and he had on their
loyalty a claim which was different and charged with a distinctive emotion,
expressed in the direct and personal oath of loyalty taken to him as to his
Republican predecessors in the field. The army occupied a peculiar position in
the framework of Roman religion; essentially it was the Roman People acting in
a military capacity and not an organization within the State. Its commander had
the right and the duty to consult the gods by taking auspices before action;
this was an inseparable concomitant of imperium. But the Roman army was
not, like a Catholic or Mohammedan army, concerned with the carrying on of a
regular scheme of religious observance; it did not observe the celebrations of
the civil calendar. They were the concern of the appropriate authorities at
Rome. But any Roman army or military unit, at least from the early second
century BC onwards, was highly conscious of itself as a permanent entity. Given
the ancient interpenetration of what we regard as the secular and the religious
spheres of life, and the ancient tendency for any group within the community to
find a religious centre, it is natural that military units also developed a
focal point of this type. For them it could not but be the standards, and the
place in which they were kept came to be a sacellum. To these was now
added a representation of the reigning princeps, and his image was
carried with standards both of the legion and of other units, and seems to have
been used as the standard of cohorts of the legion. It thus received the homage
of the troops and was presented for the veneration of submissive barbarian
rulers. A military unit worshipped also a group of gods of war, though it must
be said that the precise form which this took is not clear.
We must not over-emphasize the importance of all this. The Praetorian
guards and the marine detachments were the only soldiers normally stationed in
Italy, and there was no feeling against the participation of citizens in
Emperor-worship outside Italy. Further, the association of these imagines with the eagles put them on a special footing; the civilian worshipped neither
the one nor the other. The soldier gave to both adoration, but he did not
expect supernatural aid from either, and many military dedications, both of
individuals and of units, are addressed directly to the Emperor in his human
capacity, as marks of honour, and do not use the form Genio or Numini.
We must now study the further ramifications of the official policy that
has been described above. In Rome it did not go far. It was perhaps in 12 BC
that the Genius of Augustus was in official oaths included between Juppiter
Optimus Maximus and the Di Penates, and after the re-organization of the cult
of the Lares publici this same Genius was worshipped together with them in
their public shrines. It was not deification, for the Genius of a private
person, being the life-spirit of his family, received sacrifice on his
birthday. The cult was therefore not new in principle and did not emphasize the
individual. In 7 BC Tiberius vowed a temple to Concordia Augusta, a deified
attribute of the new order: this was dedicated in AD 1 o or 13, and in the
latter year, probably, Tiberius dedicated an altar, also in Rome, Numini
Augusti, at which the four great priestly colleges were to do annual
sacrifice. This looks very like deification and yet it is not, for after death
Augustus still had to be voted caelestes honores. Numen had been
predicated both of the Senate and of the People by Cicero: it is the more than
normal will perceived in Augustus. In Italy outside Rome there is one
institution which must be mentioned here as probably owing its origin to
official inspiration: the various positions concerned with the worship of
Augustus which were open to freedmen. There are several titles, magistri
Augustales, seviri, seviri Augustales, and Augustales, The
first emerges in 13— 12 BC when the princeps was associated with the
cult of the Lares, and it too gave a function to citizens outside the governing
class. It is therefore likely that its beginnings are to be sought in some
action of the central authority, although the diversity of its forms indicates
a free and uncontrolled development in detail.
In Rome and Italy care had to be taken neither to institute nor
encourage anything savouring of monarchy. In the provinces, on the other hand,
some sort of cult and organization were needed for reasons of state. The
Eastern provinces had vigorous city life, and sometimes Koina or
associations of cities sending delegates to common assemblies, and they had
been accustomed to worship their rulers. There was nothing to gain by breaking
with these traditions. In 29 BC permission was given to the Romans in Asia and
Bithynia to dedicate temples at Ephesus and Nicaea to Roma and Divus Julius
jointly and to the Greeks to do as much at Pergamum and Nicomedia for Roma and
Augustus. Roma had been worshipped by non-Romans since 195, sometimes in conjunction
with local deities. This combination of the princeps with her could wound no
susceptibilities. The other Eastern provinces followed suit. Roma was not
always included: certainly not in Cyprus and Pontus. The provincial cult thus
set up was generally administered by the Koinon and the presiding high
priest held what was for natives the chief post of dignity in local society. In
this as in so much else Egypt formed an exception. There was a cult in
Alexandria and in various local temples, and certain honours were paid to the
Emperor throughout the land but there was no provincial cult for the reason
that Egypt was not allowed to have any self-consciousness as a unit and there
was moreover no enthusiasm to regulate. Asia had been delivered from bondage
but Egypt had merely passed into the hands of absentee landlords who kept
strict bailiffs.
The function of Rome in the matter of ruler-cult in the East was to
permit and to regulate. In the West, Rome created the institution de novo as an instrument for the spreading of her culture. In 12 BC Drusus dedicated at
Lugdunum the altar of Roma and Augustus built by sixty tribes from the three
Gauls. Its cult was administered by the concilium Galliarum composed of
delegates sent annually by the tribes to elect the sacerdos. It should
be noted that there is here no distinction of citizens and noncitizens. A
similar altar was built at Oppidum Ubiorum between 9 BC and AD 4 for the
intended province of Germany. In Gaul and in the Germany of Rome’s dreams the
central authority took action. Elsewhere in the West development was gradual
and spontaneous. Thus in Tarraconensis cult by local conventus or
associations of cities preceded provincial cult. The main development followed
on Tiberius’ permission to that province in AD 23 to erect a temple to Divus
Augustus. Between that date and 64 provincial cult was organized in
Lusitania and probably Baetica, Alpes Cottiae, Alpes Maritimae, Mauretania
Caesariensis and Tingitana, and perhaps Sardinia: in the Flavian period
probably by Gallia Narbonensis. Africa, Dacia and the Danube provinces followed
later
What should be done in Rome or by the provinces acting as units called
for official sanction. On the other hand such sanction was not called for in
the matter of worships established by municipalities unless a ruler had strong
personal feelings and even these were not always obeyed. Such civic cults began
in the East, as at Mitylene about 27 BC, and spread through the Empire. They
were directed sometimes to Augustus alone, sometimes to Augustus and Roma. The
combination with Roma is not found for the names of later Emperors and only a
few of them have flamines reserved to themselves by name. Flamen Aug.
refers in general to the worship of the ruler of the time whoever he was. It is
a remarkable fact that the development of such cults in Italy occurs mainly
from 2 BC onwards. It is not the product of a wave of popular emotion after
Actium. Its origin at this time may be explained from the dedication of the
temple of Mars Ultor and of the Forum Augustum and perhaps above all from the
fact that the growing up of Gaius and Lucius appeared to secure the dynasty.
Municipal cult was addressed also to Livia and to other members of the Imperial
house in spite of the fact that Augustus did not give any special honours to
those of his kinsfolk who died. There were, again, other ways in which a town
could express its devotion. It sometimes took the name Caesarea or Sebaste or
altered the names of its months to honour Augustus. On the other hand the
assumption that in Asia Minor the Emperor was commonly associated in worship or
identified with local deities is unjustified: there are only exceptional
instances of this1.
If a municipality was free to show its loyalty in forms not always
sanctioned for larger political units, so was of course an individual. Any one
could erect on his estate what shrines he would, as Cicero did for his dead
daughter. We know temples at Pompeii and at Beneventum and another for the gens
Augusta at Carthage. Again, at Alexandria there was a cult society called the
Augustan synod of the god Imperator Caesar, with a priest and other officials.
There were wide possibilities in worship. There were even wider
possibilities for the language of literature and art. In these the comparison
or identification of persons honoured with particular deities was old and
natural, for the deities supplied the traditional types of beauty and power and
benevolence. It was sometimes held that the ruler was a god come down on earth;
so Horace suggests that Augustus may be Mercury. The other poets of the time
are full of phrases which seem to us exaggerated and artificial. Yet we must
remember that there was a deep and genuine sentiment in many hearts, an
enthusiasm of gratitude which had to use the warmest ways of expression which
it could find. It is revealed to us in the halo of legend which grew up around
Augustus in and shortly after his life and again in the impulsive act of
veneration made towards him by some sailors at Puteoli in AD 14.
Demonstrations of loyalty were not confined to those who were citizens
or subjects of Rome. The client-princes also showed their loyalty in religious
forms: Herod named Samaria Sebaste and set on its highest point a temple of
Augustus, built Caesarea and erected in it a temple for Roma and Augustus with
quinquennial games; Juba dedicated to Augustus a grove with an altar and temple
in his new Caesarea1. We hear also that the client- kings consulted together
about completing the Olympieum at Athens and dedicating it to Augustus.
When Augustus died, his funeral, carried out in accordance with his
directions, was just like that which he had ordered for Agrippa. The one novelty
is the eagle released from the pyre and thought to be carrying his soul to
heaven: this symbol of apotheosis was probably borrowed from Syria and perhaps
Babylonian in origin, but not unfamiliar in the Graeco-Roman world. Further,
Numerius Atticus swore that he had seen Augustus ascending to heaven just as
Proculus had seen Romulus. Even as sidus Julium showed that the real
self of Julius was with the gods, so this was the tangible proof for Augustus.
It corresponds to the miracles which justify a saint’s canonization. But
whereas the saint’s earthly remains are venerated in his shrine, like the
relics of a Greek hero, the Emperor’s ashes remained in his mausoleum and were
not taken to his temple.
On 17 September AD 14 the Senate decreed that Augustus should as Divus
Augustus be accepted among the gods of the State. A golden image of him was set
on a couch in the temple of Mars and received the honours later to be paid to
his cult image. The house at Nola in which he had died was consecrated to him: the
celebration of his birthday passed to the consuls; the college of Sodales
Augustales was founded: and Livia became first priestess, Germanicus a flamen.
A precedent was thus set for the inclusion of other good Emperors after their
death among the gods of the State. This inclusion was the culmination of a
series of honours given in return for services rendered. It was not an
automatic culmination. It was warranted by miracle and approved by the
authority which was necessary for any addition to the official circle of
worships. Further, it depended on the quality shown by the man and not on the
fact of his having held the supreme position. Divinity hedged a princess around
but was not inherent in him, however much it might and did so appear to
provincials and even to individual citizens. From the constitutional point of
view he stood between the mass of citizens and the gods, on the godward side
but without any loss of his humanity or of his ultimate responsibility before
the bar of public opinion. The celebrations during his life of his birthday and
of his accession were among the most prominent features of public life and at
every possible turn secular and religious foundations were made in his honour
or for his welfare, but it remains certain that these things did not cause to
the ancients that confusion of thought which they have often caused to modern
students, and that Augustus would have smiled in a puzzled way if he had been
informed that he had introduced Pharaonic divine monarchy at Rome.
V.
OFFICIAL RELIGIOUS POLICY
We have discussed earlier the measures taken by Augustus to restore
order in public worship and to give to the new order the consecration of
religion, and we have noted the steps taken against the intrusion of alien
cults within the old area of the city. We have now seen how the instinct making
for rulerworship was used and regulated. Our next task is to consider a matter
of permanent importance in the religious history of the Empire, the obligations
and freedom of Roman citizens in their relations to the gods of the State and
to other gods. So far as we can see, no obligation whatever rested on the
private individual. In 42 all citizens were compelled to celebrate the birthday
of the deified Julius, wearing laurel and showing joy; but that was a political
demonstration. Later, acts of disrespect to Imperial statues could fall under
the charge of maiestas and this category of indictable acts was capable
of extension by prosecutors who had a desire to obtain a share of their
victim’s goods: a wise Emperor like Tiberius restrained this tendency. On the
other hand, an official position imposed certain obligations. A Roman
magistrate had religious duties to perform. We have no indication of what would
have happened had he refused, and the case no doubt did not arise: we hear of a
prosecution of Aemilius Scaurus in 104 BC “because by his neglect many sacra of the Roman people had suffered”, but the prosecution took the form of an indictment
by a tribune before the people and it is clear that there was no regular
procedure provided for the contingency. Any dignitary who belonged to the
Emperor’s entourage would be obliged to attend religious functions. Again, a
decuria in a municipality had religious duties, such as filling the office of flamen,
hence Jews were exempt from the obligation of holding the office. But in
private life the occasions for any sort of issue of irreligion being raised
were very few; a husband might be moved to take steps if his wife became a
Jewish proselyte, or the former owner of a slave if his freedman refused to
take his part in family rites. Again, an inheritance often carried with it the
obligation of maintaining certain sacra traditional in a gens,
and they were in effect a charge upon the estate. Neglect of them was a breach
of fas. It involved social disapprobation and the risk of degradation by
the censors, but could not apparently lead to a prosecution, at least not in
the period which we know. Even perjury was regarded as a matter which it lay
with the gods to avenge, except in cases where the oath was taken by the
Emperor’s genius and could be construed as maiestas.
Criminal law had no wide category of laesa religio or sacrilegium.
Apart from proceedings against Christians as described by their own writers, sacrilegium is applied only to overt acts of sacrilege in the modern sense, laesa
religio and its synonyms to similar acts or again to the profanation of the
ceremony of the Bona Dea by Clodius (and there a special quaestio had to be constituted
on the motion of a tribune); Augustus regarded adultery by members of his own
family as falling under the rubric of laesae religiones. If Horace had
carried to its logical conclusion his policy of being partus deorum cultor
et infrequens no action could have been taken against him, and Tertullian’s
statement, sed apud vos quodvis colere ius est praeter deum verum, represents a general rule to which there are only certain specific exceptions.
These exceptions rest either on enactments of the Senate or People or on
the exercise by magistrates of their general police jurisdiction or coercitio:
they are not initiated by the Pontifex Maximus. A magistrate had in virtue of
his imperium an extensive power of giving orders to citizens and an even
more extensive power of giving orders to non-citizens. Disobedience was commonly
punishable even though the action which had been commanded was in no sense a
normal obligation. Again, measures might be taken against any who appeared by
their action to be exciting the popular mind or in danger of disturbing public
order. The classic example is the suppression of the Bacchanalia in 186 BC Livy
represents the consul as referring on this occasion to the frequency with which
the magistrates had been charged to prohibit foreign rites, to ban sacrificers
and soothsayers from the forum, to gather together and to burn books of
prophecy, to abolish every mode of sacrificing other than the Roman3. Again, in
139 BC the Jews in Rome were banished for “attempting to corrupt Roman morals
by the cult of Juppiter Sabazius”. It is the proselytizers not the proselytes
who are the object of attack. In general, religious professionals, like
magicians and astrologers, and occasionally philosophers, were liable to be
attacked in this way. It must be remembered that the lay character of most
official priesthoods left a wide range of emotional needs to be satisfied by
unofficial professionals. The great majority of these professionals would be
non-citizens, and the legal rights of aliens who were not men of substance were
somewhat tenuous in practice. There was of course nothing to prevent a man from
having an image of Isis in his lararium, or frequenting a temple outside
the mile limit, and we know that the temples were frequented. It is as in Spain
under the old regime, when synagogues and Protestant churches might not be
built in the main streets. The Romans indeed gave privileges to synagogues, but
that was a measure necessitated in the main by the anti-Semitism of Alexandria
and of other Greek cities and by the desirability of avoiding the disorders
which might arise if it was not officially restrained, partly also by the
State’s insistence on its control over the formation of associations, partly by
the need of protecting Jews against capricious interference by governors of
provinces.
With the beliefs of subject races Augustus interfered very little. If he
forbade Roman citizens to take part in Druidical worship, his purpose was
political: to withdraw Gauls who had received the citizenship from a strongly
nationalist influence. True, among foreign worships he had his preferences; he
was initiated at Eleusis, refused to visit the Apis calf which appeared in
Egypt during his presence there, and praised Gaius Caesar for not going to the
Temple at Jerusalem. But he left, for example, Jewish privileges untouched.
Their places of worship were protected from robbery, their sacred books or
moneys from theft, and they were given free right to send offerings to
Jerusalem. Where Rome interfered, it was in matters of mundane consequence. The
right of temples in Egypt to afford sanctuary to criminals and runaway slaves
was controlled but not abolished. Finance came very largely into the hands of
the civil administration, for what may be called a national church had
political significance, and the financial official in charge of the treasury
department called the Idios Logos acquired perhaps as early as Augustus
a considerable measure of control. This authority showed itself in the
supervision of the personnel, even in such details as the fining of a priest
who wore woollen clothing or allowed his hair to grow. The princess was to the
clergy Pharaoh and is represented as completing or restoring temples1, whether
he really did or is so shown in obedience to convention, but in Egypt he was
the stepfather of his people. The Pharaonic equivalent of ‘Caesaropapism’ may
have meant little enough to the Ptolemies but it was a theory for their
kingdom; to the Roman rulers any such shows were no more than survivals.
But, in this as in other matters, Egypt remained a country apart, and in
general religion was left to itself. At the same time the Empire was bound to
make a difference. To the religious life of the East Rome brought nothing new
but the substitution of the cult of the Emperor for that of earlier kings and the
introduction of the Capitoline cultus of the Roman military colonies. The
claims of the older culture were not challenged. But the West took the culture
which the Empire brought as a superior thing and hastened to assimilate its
gods to those of Rome. Though such names as Epona persisted, native gods in
countless instances appeared as Mars or Mercury. This was a spontaneous development,
promoted above all by the imposing temples and monuments built by the
conquerors and by the influence of Latin literature. Thus in later times Latin
was the only language of Christian liturgy in the West, while the East came to
use its several vernaculars.
Augustan policy was followed or even exaggerated by Tiberius. This we
see above all in the matter of ruler-worship, which was naturally the matter
most in question under the early Principate. Suetonius says of Tiberius (Tib.
26):
“He forbade the decreeing to himself of temples, flamines and
priests, and even of statues and representations without his permission, and he
permitted them only on the condition that they should be set, not among the
images of the gods, but among the decorations of the temple. He forbade men
from swearing allegiance to his acta and from naming the month September
Tiberius and October Livius”.
This represents the Emperor’s personal preferences. In AD 23 he allowed
the province of Asia to build a temple, erected in due course at Smyrna, to
himself, Livia and the Senate. There the tradition was old, and it was hardly
worthwhile to oppose it. But in 25 when the Spanish province of Baetica
proposed to build a temple to Livia and himself he refused. We find municipal
priests of Tiberius in many places and Dio says of the time at which Sejanus
was powerful that men sacrificed to his images just as to those of Tiberius.
What Suetonius records represents the wishes of the princeps, as expressed when
a community asked his permission to establish a particular form of cult, the
intention being no doubt the advertisement of their loyalty. How he answered on
such occasions we know from an inscription of AD 15 or 16, parts of which are
found on two stones at Gythium in Laconia. The first stone prescribes that the
ephors are to provide eikones—probably representations on painted panels
for the wall of the stage or the orchestra—of Augustus, Tiberius, and Livia
which the agoranomoi are to place in the theatre. Incense is to be
offered in the theatre and a bull sacrificed in the Caesareum for the welfare
of the rulers and there are to be six days of theatrical celebrations, one for
each of the Imperial personages named, a fourth for the Victory of Germanicus,
a fifth for the Aphrodite of Drusus, a sixth for Titus Quinctius Flamininus.
The second stone begins by naming penalties for any one who proposes the
violation of a cult, presumably Imperial, and then gives a letter of Tiberius.
“The envoy Decimus Varius Nicanor, who was sent by you to me and my
mother, gave me your letter, to which were appended the provisions made by you
for the worship of my father and for our honour. I applaud your intentions and
think that all men in general and your city in particular ought to reserve
special honours suited to the greatness of my father’s services to the whole
universe; for myself I am contented with more modest and human honours. However
my mother will give you an answer when she knows your decision about the
honours to be paid to her.”
Since the texts appear thus on two stones, it is impossible to prove
that the town of Gythium did not first pass a lex sacra which instituted
direct worship of Tiberius and Livia and ended with the sanctions, and then, on
receipt of the Emperor’s letter, pass a second law, the one which is preserved.
But if the town was making the validity of the law depend on Tiberius’ approval
we should expect it to end with provisions for the sending of the ambassador.
It seems safe, therefore, to suppose that one law only was passed and a copy of
it sent to Rome as a demonstration of loyalty. In that case it is the very
modest provisions of the extant lex sacra which the princeps courteously
deprecates. The attitude of Livia to the proposals, if not also that of
Tiberius to Livia, remains enigmatic.
A striking illustration of the spontaneity of this attitude and of the
official reaction to it is afforded by an edict issued by Germanicus to the
Alexandrians during his stay early in AD 191. He thanks them for their goodwill
but says:
“I altogether deprecate those acclamations of yours which are invidious
to me and put me on a level with deity, for they are appropriate only to him
who is really the saviour and benefactor of the whole human race—my father, and
to his mother, who is my grandmother. All that is mine is but a reflection of
their divinity. Wherefore, if you do not obey me, you will compel me not to
appear before you often”.
The natural inference from the phrasing is that the acclamations were
simply saviour and benefactor, which, little as Germanicus may
have known it, were readily given even to less exalted personages.
In other respects the policy of Tiberius conformed to that of Augustus.
The rights of some Hellenic temples to grant asylum were examined and curtailed
by senatorial decrees. In Egypt he, like Augustus and like his successors, is
represented in temple relief (as for instance at Dendera and Philae) as making
offerings to local deities: this again may either correspond to fact or purely
to a convention. Oriental cults at Rome were sometimes visited with his
displeasure. In AD 19 an eques Decius Mundus gained his way with one
Paulina, a devotee of Isis, priests of the goddess being bribed to inform her
that Anubis wished for her company. The woman’s credulity, not wholly shared by
her friends, was later undeceived, and the princeps, being informed,
crucified the priests, destroyed the temple, and had the image of Isis thrown
into the river. In the same year a Roman matron Fulvia was persuaded to send a
purple robe and gold to the temple of Jerusalem. The four Jews who persuaded
her, appropriated the offerings, and, on the information of her husband, the
Emperor expelled the race of Jews from Rome. Four thousand of them were
enlisted for military service in Sardinia and recalcitrants were executed. Early
in his reign there were decrees for the expulsion of ‘ Chaldaeans,’
astrologers, diviners and the like, an act of State by an Emperor who was
himself a devoted student of the art, since the days when he was convinced of
the powers of its notable professor Thrasyllus, so much so that he is believed
to have been logical enough to be careless about the gods and religious
exercises.
In contrast to Tiberius, Gaius abandoned the Augustan wariness towards
Oriental cults. It was in his reign that the Isiac festival was established in
Rome and, if we may trust Josephus, the princeps himself donned female
garb and took part in mysteries which he instituted.
This conduct belongs to the period in which Gaius had broken with
tradition. He started conventionally by proposing that Tiberius should be
deified. The resentment of the senatorial class caused this to fall through,
but Gaius as master of the Arvai Brothers sacrificed in his memory on 25 May
38. Earlier in 37 he had dedicated the shrine of Augustus built by Tiberius. As
for personal worship he started by forbidding images of himself and requesting
the annulment of a decree ordering sacrifices to his Fortune. But honours were
heaped on him because of his popularity: the day of his accession, March 18,
was called the Parilia and treated as a refounding of Rome. When his sister
Drusilla died in 38 she was consecrated by the Senate and given a priesthood
and two images, one in the temple of Venus Genetrix, equal in size to that of
Venus, another in the Curia; her birthday was made a public holiday on a par
with the Megalesia and she was made the deity for women’s oaths. Here, also,
apotheosis was justified by the statement of a senator that he had seen her ascending
to heaven. Drusilla was given the name Panthea and was declared a worthy
recipient of divine honours in all cities.
Presently Gaius began to seek the most manifest worship. It was perhaps
in June 40 that being provoked by the fact that the Jews of Jamnia had
destroyed an altar erected to him by the Gentile inhabitants of the city, he
ordered a statue of Zeus with his own features to be placed in the Temple at
Jerusalem. An embassy of Jews from Alexandria coming by reason of the troubles
which started with the pogrom in 38 obtained a hearing, and were greeted with
the words, “You are the wretches who do not believe that I am a god, although I
am recognized as such among all the rest of mankind”. This formidable
allocution was, however, followed by indulgence to such invincible ignorance.
The order about Jerusalem was withdrawn and then again issued. Nor was it only
Jewish susceptibilities that were shocked. Gaius is said to have appeared in
the dress and with the insignia now of the Dioscuri, now of Dionysus, or again
of Mercury, Apollo, Mars, Neptune, and even Juno, Diana, and Venus. Paeans were
sung to him in his various divine characters. He gave orders—not put into
effect—that the statue of Zeus at Olympia should be brought to Rome and have
his head substituted for the original. He prolonged his palace to the Forum, turning
the temple of Castor and Pollux into his vestibule: he appeared between the
images of the twin gods to receive adoration; he uttered oracles from a lofty
platform in the dress of Juppiter; he was hailed as Juppiter Latiaris. He
instituted for his own godhead a special temple—Dio says two, one at the public
expense, one on the Palatine at his own—and a priesthood and carefully thought
out sacrifices. He invited the moon to his embraces; he spoke to Capitoline
Juppiter as one god to another, and threw a bridge over from the palace to the
Capitol and commenced the building of a new house on the Capitol; he sought to
appropriate Apollo’s temple at Didyma (the truth being that he extended its
asylum privileges by two miles and that a temple was built in his honour at
Miletus by an association of Lovers of Augustus from the province as a whole);
he set his daughter Drusilla on the knees of Capitoline Juppiter and gave her
to Minerva to suckle.
Such is the tradition, which shows clear signs of exaggeration and
sensationalism; but there is no doubt that Gaius received direct worship in
Rome and it is possible that irritation with the Jews inspired him with the
idea of this policy. Of the honours paid to Drusilla we have spoken. Livilla
was honoured at Pergamum as a new Nikephoros, enthroned with Athena Polias and
sharing a priest with her and Athena Nikephoros, but this is spontaneous and
normal1. Even in this sphere the princeps showed his impulsive individuality.
In 39, when he deported his surviving sisters to the Pontian islands, he
forbade the awarding of honours to any of his relations.
The Jewish question and the question of ruler-worship were both raised
before Claudius at the beginning of his reign. In 41 embassies from Alexandria
evoked a letter addressed to that city. In his rescript he permits the keeping
of his birthday as an Augustan day, and the setting, in the places specified,
of statues of himself and of his family. He accepts a gold statue to Pax
Augusta on condition that it shall be dedicated in Rome, but accepts the other
statue offered, unfortunately without mentioning what it is (perhaps a statue
of Messallina, perhaps one of himself), and certain other honours. A high
priest and temple for himself he will not have, “For I do not wish to seem
vulgar to my contemporaries and I hold that temples and the like have by all
ages been attributed to the gods alone”. After handling certain Alexandrian
questions, he comes to the question of responsibility for the trouble between
the Jews and Greeks of that city and speaks in the tone of a magistrate who
binds over both parties to keep the peace. It is plain that Claudius was not an
anti-Semitist; the Imperial interest lay solely in the maintenance of order.
His reserve in the matter of ruler-worship is a reversion to tradition.
It is no breach of it that he consecrated Livia in 41, a fact to which the
dedication of an altar to Pietas Augusta perhaps alludes, or that a temple was
erected to him at Camulodunum: it was a necessary means of romanization in a
new province. Naturally the usual language of courtly flattery continued. The
very governor who published the letter to the Alexandrians says in his preamble
“that you may marvel at the greatness of our god Caesar”. Scribonius Largus refers to him three times as deus noster Caesar, Seneca speaks of his divinae manus (similar
phraseology had been applied to Tiberius and had excited his irony), Phaedrus
of divina domus, and Seneca in his Consolatio ad Polybium refers
to him as a saviour.
In other matters of religion Claudius returned to tradition and we see
in what he did the work not only of the follower of Augustus, but also of the
student of Roman and Etruscan history. His censorship of 47 was marked by
special activity. In it he celebrated secular games in a year resting on
calculations other than those of Augustus; he raised certain families to the
patriciate in order to fill priestly offices; he also took steps to revive the
Etruscan haruspices, always consulted in Republican times, denouncing in his
speech thereon the encroachment of foreign rites. In 49 he celebrated the augurium
Salutis and extended the pomerium. In his triumph over Britain in 44 he
ascended the steps of the Capitol on his knees. He ordered an expiatory rite
for the supposed incest of Silanus, he caused the praetor to announce public
holidays on the occasion of earthquakes, and as pontifex maximus conducted an obsecratio when a bird of ill-omen was seen on the Capitol. He made treaties with the old
fetial ceremony and always took an oath before co-opting priests. Motives of
public convenience caused him in 43 to abolish many sacrifices and holidays,
but that is fully in accordance with the Roman theory of the State’s powers,
just as much as his addition to the Saturnalia in 45 of the fifth day
designated by Gaius and then dropped. He put down Druidism because of its
political danger, and urged that the ruined temple of Venus at Eryx be restored
at the cost of the Aerarium.
It is not inconsistent with this policy that he thought of transferring
the Eleusinian mysteries to Rome, for, as we have seen, Augustus like many
other conservative Romans had been initiated at Eleusis, and the identification
of Demeter with Ceres might make the action appear to be no more than the
addition of a foreign ceremony to this old cult. Nor is there any inconsistency
in his introduction of the festival of Attis, a naturalized and romanized
Attis, to be sure, for the position of archigallus now became a
dignified priesthood held by a citizen and not a eunuch, not only in Rome but
perhaps also in Pessinus. The motives are not hard to find. In the Augustan age
the emphasis laid on the Trojan origins of Rome in general and the Julian
family in particular led to an emphasis on Cybele, and among the temples which
Augustus restored was that of the Magna Mater on the Palatine: Claudius had
perhaps a personal interest in the cult because of the legend of the part
played by Claudia Quinta in the arrival of the goddess at Rome. It is in no sense
a surrender to the East. It is notable that, in the Apocolocyntosis of
Seneca, Claudius is introduced to Olympus not by Attis, who could have been
made the subject of much wit (the servant of Agrippina introduced by the
servant of Cybele), but by the archaic Diespiter.
In his speech on the revival of haruspices Claudius had deplored
the strength of foreign superstition, and in 52 a decree of the Senate was
passed to expel astrologers from Italy: it arose out of the prosecution of
Furius Scribonianus for having enquired into the time at which the Emperor
would die. In 53, when Statilius Taurus was put on his trial before the Senate,
the charges of extortion were aggravated by an allegation of magic superstitions.
This statement would normally relate to something of the sort (just as in 66,
when Soranus was accused of treason, his daughter was put on trial for having
spent money on magicians: she had sought by their aid to find how her house
would fare and whether Nero would be appeased). It has however been connected
with the discovery of an underground place of worship near the Porta Maggiore
in Rome on ground which has been thought to fall within the gardens of the
Statilii. The symbolism of the remarkable stuccoes with which it is decorated
appears to point to the idea of the liberation of the soul from the body and it
is likely that the sect which used this chapel was Neopythagorean. Those who
were devoted to its teachings were particularly liable to be suspected of
magic.
Claudius on his accession at once restored the Jewish immunities
withdrawn by Gaius but in the same year, in view of their increase in numbers
in Rome, he forbade them to hold meetings, disbanding also the active
associations which Caligula had allowed to form anew. In 49 he banished from
Rome the Jews who “at the instigation of Chrestus continually raised tumults”. It
is possible that the tumults in question arose from the presence among the
Roman Jews of some who maintained not only that a Messiah had appeared and
would shortly return to inaugurate the New Age but probably—what was far
worse—that Gentiles might be admitted to table-fellowship without submitting to
circumcision.
The death of Claudius was promptly followed by his deification. A clever
skit by Seneca parodies the procedure (the witness of the ascent to heaven and
the senatorial decision on the merits of the case), but is no more to be taken
as an attack on the institution than are mediaeval parodies like the Evangelium
secundum marcas on the New Testament. We hear now of Sodales Augustales
Glaudiales, of a flamen and flaminica. The honours to
Claudius were later neglected by Nero and revived by Vespasian: a temple was
commenced by Agrippina on the Caelian but “almost completely destroyed by Nero”,
probably in connection with the construction of the distributing section of the
Aqua Claudia which Nero extended to the Caelian. The new régime was in general
normal and the new Emperor concerned to honour the memory of Augustus. In 54
the Senate, in order to compliment the young Emperor on the measures taken to
meet the Eastern situation, voted that a representation of him should be set in
the temple of Mars Ultor and should be as large as the cult image of the god.
There is no statement that worship should be paid to it, and as late as 65,
when Nero’s megalomania had fully developed, he refused the proposal that a
temple should be built at public expense to Divus Nero; the omen was
unpropitious. He called April Neroneus, but for this he had precedents, as also
for the consecration of his dead child by Poppaea and of Poppaea herself. On
the other hand, it cannot be denied that, as the reign proceeded, a tendency
towards the deification of the Emperor as ruler of the world became more and
more marked, even when allowance is made for the traditional element in the
writings of poets and the decrees of the Greek communities. Nero ended by going
beyond precedent in the erection of a colossus of the Sun with his own features
in front of the Golden House, in his representation with a radiate crown on
coins, and in the depicting of himself driving a chariot among the stars on the
hangings over the theatre in 66.
Suetonius says of Nero that he disregarded all religious sanctities save
that of the Dea Syria and even her he subsequently despised, cleaving only to
his devotion to the image of a girl given him by a plebeian as a talisman
against conspiracies just after receiving it he discovered one and sacrificed
to the image three times a day. There is, however, an interesting record of the
impression made on him and on society in general by the visit of Tiridates in
66. He was strictly religious and had brought Magi with him, and he even
initiated Nero in their ritual forms. This should mean that Tiridates allowed Nero
to be present at a Persian communion—such as we know not only in Persia but
also in South Russia. Pliny further suggests that Nero made experiments in
necromancy. It appears that he was possessed by the religious inquisitiveness
common in the age. Like Tiberius he had an astrological confidant, Ti. Claudius
Balbillus, perhaps the man whom we know as prefect of Egypt.
Under Claudius the phenomenon of Christianity was hardly known as a
thing apart from Judaism. About the beginning of Nero’s reign a Roman citizen
named Paul, who had become involved in a riot at Jerusalem, insisted on his
right of being heard by the Emperor. The charge against him was probably
sedition, lying in the cause of a riot by the introduction of Gentiles into the
Temple and perhaps aggravated by an insult to the high priest in the Sanhedrin:
in the interests of peace the Romans were willing to sacrifice individuals to
Jewish susceptibilities. The case was not heard for two years. The result may
have been an acquittal or a collapse of proceedings owing to the failure of the
accusers to appear. The value of the tradition that Paul lived to visit Spain
and was executed in the troubles arising out of the fire of Rome in 64 cannot
be determined with certainty. The persecution that followed the great fire
shows Christianity as a known mass movement in Rome. After the fire
supplications of the traditional type were held to the gods. Whatever be the
precise interpretation of the narrative of Tacitus, it must imply that the existence
of Christians in Rome was well known, as was indeed natural, for inasmuch as
the ancients read less than we do, they talked even more, and oral information
spread rapidly, and we know from the Epistle to the Philippians (IV, 22) that
adherents of the new movement were to be found in the service of the Emperor in
Rome. However little credence we may attach to the suggestion of Nero’s
responsibility for the fire, it is clear that public opinion would demand scapegoats.
Here as on previous occasions we see that special charges were needed to
inspire action against the members of a particular sect. There is an apparent
exception in 57 when Pomponia Graecina was accused of externa superstitio and left to her husband’s judgment, who acquitted her. The gravamen of the
charge may really have been adultery (we could have imagined such a charge
against Paulina). It is hard to see why she was accused (Paulina or Fulvia had
not been), unless perhaps the senatus consultum passed under Tiberius
could still be invoked1. It is notable that Paul when in libera custodia at
Rome was not prevented from teaching those who came to him. Certainty is not attainable,
but it is likely that under Nero the name of Christian became punishable though
the matter remained legally indefinite: so much may be deduced from Pliny’s
correspondence with Trajan (Book X, Epp. 96—7), and from Tertullian’s
statements.
VI.
PERSONAL RELIGION
In considering personal religion we must begin with Rome, for Rome was
now not merely the capital of the world of the time but also the centre in
which intellectual religious and artistic movements converged. We know its
atmosphere well from Augustan art and literature. We have seen their
glorification of the new order: we may now remark on their strong emotional
attachment to the rustic worships of Italian country life. Behind this last
there lies an Alexandrian tradition partly due to the new life in great cities.
But the worships were in fact alive, as we see in later dedications by
soldiers, and they were the worships of the milieu from which the poets
themselves came. It is something more than a convention which prompts Virgil’s
passionate outburst, “Blessed is he who has won to the heart of the universe:
he is beyond good and evil. But that is too much for ordinary humanity to
attain: it is a very good second best to know the gods of the country, to live
the life of the country”. The same spirit appears in Horace’s praise of the
simple piety of Phidyle, in the prayers of Tibullus to the gods of his home, in
Propertius’ picture of the old rite at Lanuvium, in passages of the Fasti.
The poets know the new Oriental cults, above all that of Isis, as the
favourite devotion of their mistresses from the demi-monde. Ovid betrays a
certain fascination for the exotic; he prays to Isis, not to Lucina, to help
Corinna in her travail, and he attaches to Isis and tells as a miracle of hers
the story of Telethusa. But these things, like the more influential phenomenon
of astrology and like magic, are foreign to the educated as a class. In the
Campana reliefs, belonging to this period, and in the stuccos of the Casa
Farnesina there are numerous representations of scenes relating to the
old-established Dionysiac and Eleusinian rites, but only very rare
representations of Egyptian priestly figures, and they need not mean more than
the commoner scenes of Nile life, which had then something of the interest
which China possessed for Europeans of the eighteenth century. Again, Egyptian
subjects are not common on the popular Arretine pottery.
Religious tendencies lay in the sphere of feeling, not of thought. The
Augustan age in Rome is not one of creative religious thought, not one of
creative thought in any sphere, but one of action and of feeling. The ideas
with which men operate are inherited—Stoic, Epicurean, Neopythagorean. Both
Horace and Virgil start from Epicureanism. Virgil’s old self breaks out in
Dido’s cry, scilicet is superis labor est, ea cura quietos sollicitat; but it is mastered by the emotional values of Stoic-Platonic mysticism and by a
conviction in Providential over-ruling, a conviction caused by the Augustan
bringing of order out of chaos, which seemed to supply a reason which Cicero
lacked for belief in a supernatural system—for it is that and not the
mythology, always lightly held or allegorically interpreted, which is at stake.
Some such change of mood is indicated by the ode of Horace which describes his
conversion by a thunderclap out of a clear sky. We have seen earlier how he
gave expression to the religious and moral ideas of the Augustan order in his
Odes but even in them he sounds like a man who is repeating a lesson which he
is trying to make himself believe, and his self-revelation in the Epistles
shows him as one who thinks that in face of the uncharted there is nothing to
do except to concentrate on the preservation of a calm and dignified attitude.
This point of view looks purely intellectual, but it also contains a strong
element of emotion—on the one hand, the feeling that certain practices and
attitudes are Roman and worthy, certain others are un-Roman and contemptible,
on the other hand, the distinction of religio and superstitio.
This was philosophic in origin (in fact Academic), but had come to be a matter
of class feeling, found outside speculative circles; in the beautiful eulogy on
Turia we read that she was religious without superstition.
The feeling for rustic piety and for the past, as we see it in the
sceptical Livy, was not confined to court circles. If we look at the mural paintings
which in Pompeii correspond to our wall papers we find as the commonest scene
of all a rustic shrine with a sacred tree in an enclosure. Cult was around you
at every point; the possibility of its abandonment did not occur to you. Every
city had its temples, every house its lararium. Horace’s concept of eternity is
dum
Capitolium
scandit cum tacita virgine pontifex.
And around cult there was now for many this emotional atmosphere which
prepared the way for the piety of the Antonine age just as Gothic romanticism
prepared the way for the Catholic revival of De Maistre and Montalembert. In
any case rationalism was something superimposed, something a little on its
defence. Religion, or we should rather say cult—which is what it was—was a fact
of life, philosophy was an interpretation.
In society outside the ruling classes—the society from which the ruling
classes of the Flavian and later ages came—there were fewer intellectual and
aristocratic inhibitions on belief. The Egyptian cults made a more direct
appeal to human emotion and won many adherents, though it would be a mistake to
suppose that they bulked as large as older worships even in these circles.
Again, astrology revolutionized the world in which lived men with no tincture
of philosophy by bringing them for the first time in touch with universals. The
declamations of philosophers and satirists against superstitio bring
home to us the fact that they and their class felt themselves to be, as indeed
they were, a very small minority surrounded by multitudes believing in strange
miracles, in unreasonable vows and penances, in a supernatural with which you
could strike amoral bargains. In his self-examination Horace asks, “Do you
laugh at dreams, at terrors inspired by magic, at wonders, at witches, at
bogies by night, at Thessalian portents?”, and the question is put on a par
with questions on fundamental human values.
The same division into an intellectual aristocracy and the masses we
find in the Greek world of the time. On the one hand, there are philosophers
carrying on the traditions of their schools, adapting them in a measure to the
needs of the time by an emphasis on ethics rather than on metaphysics. Polemic
has waned with the waning of the hope of new truth. Between Posidonius and
Neoplatonism there is no fresh impulse and little if any experimental
investigation, but in their place a consciousness of
Dipping buckets into empty wells
And growing old with drawing nothing up.
The result is commonly a detached theism with an interest in faits
divers—such as we find in Strabo. The only strong desire in philosophy at
this time is the desire to supply men with a reasoned way of life. Stoicism
gave this with its concept of life in accordance with nature, with its
idealization of the acceptance of Fate, with its doctrine of duties.
Epicureanism gave it with its ideal of the joy of a great simplification of
life. The Cynics who preached to all and sundry offered the ideal of freedom,
of the breaking of those undue attachments to rank or possessions which make
men weak and afraid. The Neopythagoreans held up the possibility of life in a
brotherhood with an other-worldly theology, and the hope that by discipline and
prayer and sacrifice the soul might here in part and hereafter wholly be freed
from the trammels of the body. All of them made their adherents, but all of
them preached to a tired world.
The masses went on in the old way, using Greek or Oriental cults which
promised security, going to civic temples, and also joining private
associations which saved them from their dread of loneliness. There was here
the possibility of new development, when the speculative and ethical interests
of philosophy fused with popular religion. Of the incoming of ethical interests,
perhaps coloured by Neopythagoreanism, we have a striking example in the
ordinances of a private shrine of the Phrygian goddess Agdistis (with altars of
other deities) at Philadelphia in Lydia, probably founded not later than the
beginning of the first century before our era:
“Let men and women, slave and free, when coming into this shrine swear
by all the gods that they will not deliberately plan any evil guile or baneful
poison against any man or woman: that they will neither know nor use harmful
spells: that they will neither turn to nor recommend to others nor have a hand
in love-charms, abortives, contraceptives, or doing robbery or murder.... Let
not woman or man who does the aforementioned acts come into this shrine: for in
it are enthroned mighty deities, and they take notice of such offences, and
will not tolerate those who transgress their commands... These commands were
set beside Agdistis, the most holy guardian and mistress of this shrine. May
she put good intentions in men and women, free and slave alike, that they may
abide by what is here inscribed; and may all men and women who are confident of
their uprightness touch this writing, which gives the commandments of the god,
at the, monthly and at the annual(?) sacrifices in order that it may be clear
who abides by them and who does not O Saviour Zeus, hear our words, and give us
a good requital, health, deliverance, peace, safety on land and sea”.
For the fusion of philosophy with religion we may point further to the
Neopythagorean movement in general. It seems to have absorbed what survived of
Orphism and to have made Orphic literature its own and to have produced more of
it. A doctrine of hidden affinities led easily to an interest in magic, and the
opponents of the school charged it with necromancy. When we look at the
collections of magical processes which survive in papyri of the third and
fourth centuries AD, we find in them large elements which bear the marks of
ultimate provenance from circles culturally far higher than the. classes then
mainly served by the practitioners who owned these manuals. There are hymns
very much like the Orphic hymns in style and thought, directions for bloodless
sacrifice, and rites originally intended to secure direct communion with the
Sun god. The first extant ancient author who is familiar with these processes,
as distinct from the older Greek magic, is Lucan. It is likely that
Neopythagoreans are, in fact, responsible for some at least of the adaptation
of Egyptian practice (e.g. threats to the gods) and Jewish exorcism. Certainly
we know that the famous Neopythagorean Nigidius had some acquaintance with
Persian eschatological speculation1. The full development of this process of
fusion falls later in the first century and in the second century AD, but we
cannot deny the possibility of development within our period.
The new growth is due to certain psychological needs. The men of the
Graeco-Roman world of this time were not oppressed by a sense of sin or a fear
of demons. These are in general the product of the ‘theologies’ which offer an
antidote. The majority of men were probably in an unreflective way content with
traditional practice and unquestioning. Those whose needs were responsible for
new creations were harassed, not by these troubles, but by a feeling of resentful
helplessness in face of the order of Fate, written in or established by the
stars, by an uncertainty as to the hereafter, and by a general inquisitiveness
as to the supernatural. Hence arose a desire for security here and hereafter
and a desire for some sort of revelation. These desires were met by a rise in
the importance of initiatory sacraments, which gave a revelation and a new
status to the initiate by some rebirth or reconstitution, also by the growth of
small private mysteries, such as those of Hecate associated with the so-called
Chaldaic oracles, and by the production of revelation literature claiming to
come from Orpheus or Zoroaster or Thrice Greatest Hermes, the Egyptian god
Thoth. Here we see the root-idea of gnosis, special revelation, special
knowledge of the nature of man’s soul and of the hereafter. The psychological
factors which produced it led many to Judaism, which had a clear-cut theistic
scheme of the universe and which in its synagogue worship had—what was then in
religion unique—the sermon. Not a few Gentiles, some men and more women (who
had not to face circumcision), became proselytes, that is to say naturalized
Jews, others became Sebomenoi, that is to say that they worshipped in
the synagogue and observed the commands which were held by Judaism to be
binding on all humanity alike, others again became Hypsistarioi, that is
to say that they practised, perhaps by themselves, a sort of Judaizing
monotheism which was not wholly exclusive of Gentile elements.
Those who followed any of these paths had a definite belief as to the
hereafter. Others, in general, vacillated between a conviction that the grave
was the end and vague ideas derived from that Orphic picture of heaven and hell
which had become common property. The most confident hope of bliss existed
among Dionysiac initiates, and the symbolism of the hereafter on funerary monuments
is largely Dionysiac in character, as earlier in Etruscan tomb paintings. For
the educated in general the prospect was pulvis et umbra sumus, with a
mental reservation that Plato’s myths might be true.
For the moods of the latter part of the period, again, we have excellent
literary evidence. Petronius depicts for us the freedman life of an Italian
coast town, its bourgeois feeling for the good old days of piety—the Augustan
attitude has had time to work down through the social scale—its belief and
superstition and disillusion; he parodies also the private mysteries of the
time in his allusion to certain rites of Priapus: “the secrets of so many
years, which barely a thousand men know”. Seneca is a man whose youthful
acquaintance with the philosopher Sotion and the Sextii had the emotional
character of a religious experience. In the years of his exile and of his
subsequent power he was a literary man with an ideal standard which was not the
less real if it was at times inevitably compromised. On his retirement from
public life he again turned to vie interieure: he read busily, he heard
the lectures of Metronax, and he sought to communicate to his friend Lucilius
those teachings thanks to which he felt himself to be passing through a
transformation. Philosophy is, he says, the great rite of initiation, giving
admission to the great temple of the universe. With an evangelical fervour like
Epicurus, whom he had at this time read closely, and to whom letters I-XXIX are
greatly indebted in form as well as in substance, he holds that the liberal arts,
grammar and geography and the interpretation of poetry and even the
abstrusities of metaphysics are a snare. Man’s business is with the art of
living: non in dialectica Deo comflacuit salwtm facere populum suum, he
could say as well as St Ambrose. The good life means an avoidance of luxury and
vice and superstition, and a whole-hearted acceptance of that which the world
order has provided for us to do and to suffer; ducunt volentem fata,
nolentem trahunt. To the attainment of this good life one must devote all
one’s energies, abandoning if it must be public duties, however important, that
the soul may receive individual attention. This attitude rests on an ethical
theism with a deep feeling of the opposition of the body to the soul; there is
the possibility of a happy immortality for the virtuous, but it is only an
accidental possibility, and popular religion is rejected as unworthy.
The contemporary antithesis of Seneca is M. Annaeus Cornutus, a Stoic
active in Rome under Claudius and Nero. Cornutus wrote on the categories, on
rhetoric, on spelling, on the exegesis of Virgil; he was devoted to those very
liberal arts which Seneca condemned. We learn from a fragment that he taught
the annihilation of the soul at death. We know him best from a treatise which
professes to be an abridgement of the treatment of Greek theology by older
philosophers, and handles the various deities, explaining their names in the
way of ancient etymology which regarded a name rightly interpreted as
containing the essential nature of a person or thing: myths and attributes also
are allegorically explained as referring to physical phenomena. This jejune
proceeding is animated by an excursus with a comparative point of view,
maintaining that there lies behind all mythology a primitive wisdom which has
been covered over by fiction, a view carefully to be distinguished from the
theory that the whole is veiled wisdom. We see at the end how serious this is
to Cornutus. He writes, he says, in order that the young may be taught to worship
aright in piety and not in superstition. The divergence of his point of view
from Seneca’s is clear, and we are told that his pupil Persius was long before
he made the acquaintance of Seneca and was not captivated by his intellect.
Yet Persius shows us how moving even the teaching of so seemingly arid a
philosopher could be. The satires of Persius, while preserving the form of
Lucilius and Horace, are heavily weighted with morality: several of them are
Stoic sermons—the second, for instance, against superstition, a topic common in
satire but particularly congenial to the pupil of Cornutus. The fifth depicts
in the most moving terms what the writer’s discipleship had meant to him. At
the critical time of the first liberty of manhood, says Persius, I put myself
under your direction and you straightened out my knotted soul. The resultant
product is, after all, what Seneca would have desired.
One more figure of the period may be named in conclusion—Lucan. He died
young, and in the poem which he has left we find a monotonous if powerful
Stoicism which sounds like a clique but does at times fascinate him as it were
against his will. He has a host of references to religious ideas and practices
regarded as faits divers, and incidentally a remarkable knowledge of
magic: his attitude like that of Tacitus later is one of interested pessimism.
The quality common to all these men—except Petronius, who is a good detached
onlooker—is a certain emphasis on the significance of the individual’s
conduct1. Whether this conduct is viewed from the standpoint of the beau
geste or of the Stoic idea of duty makes little difference. In either case
there is the same feeling of tension, the same theatricality. The Stoic
suicides in Tacitus, like the death of Vulteius in Lucan, are vigorous
demonstrations on the stage of the universe. They are pieces of acting which
serve no purpose except the vindication of a principle or an attitude, the
giving of examples to others who will be in like case, and the escaping of that
oblivion which to the men of this time seemed so terrible. Their thinkers seek
to justify two non-rational convictions, that “let us eat, drink and be merry
for tomorrow we die” is an inadequate formula, and that man matters in the
universe and even to the universe; they seek to do this without at the same
time surrendering to popular religion. The conviction remains and the refusal
to surrender remains for a time and in certain circles, till social changes and
the pressure of external phenomena reduce and ultimately destroy the division
between the intellectuals and the masses. Whether Time is or is not, as
Sophocles says, a kindly god, he is not wholly unjust; the intellectualism
which was thus superseded was in a measure arid, in a measure a thing of class
feeling, “a small soul carrying a dead body”.
CHAPTER XVI
THE LITERATURE OF THE AUGUSTAN AGE
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