READING HALLTHE DOORS OF WISDOM |
HISTORY OF THE EMPIRE OF ROME |
ROME AND THE MEDITERRANEAN. 218-133 BCCHAPTER XIVROMAN RELIGION AND THE ADVENT OF PHILOSOPHYI
INVESTIGATION AND SOURCES OF INFORMATION
THE
constitutional aspect of the religion of Rome organized as a State-cult—the
place of the ius druinum in the city-community—and its institutional
development under the Colleges of thepontifices and augures have
been dealt with in a previous chapter. Frequent reference too has been made to Roman religious customs and cults in so
far as they afford evidence for the reconstruction of the early history of the
Latins and the Romans. It is the task of the present chapter to trace the
‘religious experience’ of the Roman people from the time when they were one of
the many agricultural settlements of Latium to the period at the end of the second
century bc when Greek philosophy
came to Rome and laid its hold on the educated classes as a substitute for a
‘creed outworn.’
Until comparatively recently scholars
and historians were content to accept the strange Graeco-Roman compound, which
dominates the poets and is criticized and commented on by Roman and Greek
writers on antiquities, as the true Roman religion, to believe that Juno, Mars
and Venus were indeed the Roman counterparts of Hera, Ares and Aphrodite, as
fully anthropomorphic in their conception and as fully endowed with character
and history. It has been the task of students of Roman religion for the last
halfcentury to unravel the tangled skein, to clear away Greek and Etruscan
accretions, to remove borrowings from other Italic peoples and so to present a
picture of the early religion of Rome. As regards the later stages the task
presents no great difficulties; it is possible to trace the period and
circumstances and in many cases even the dates of the introduction of Greek and
Oriental cults; historical records are available. With the growing knowledge of
things Etruscan the changes brought about by the Etruscan domination can be
recognized with greater certainty. But the genuine religion of the Romans,
prehistoric and unrecorded, has to be pieced together by a process of
excavation and inference. We have not, as we have in dealing with Greek
religion, a wealth of mythology, from which ritual and belief may be inferred,
nor of art, which may be taken as a representation of popular conceptions; for
an animistic religion, which knows nothing of ‘gods,’ but only of vague
‘spirits’ or ‘powers’ (numina), can have neither art nor mythology, and
both, when they appear in Rome, must be regarded with suspicion as evidence of
Greek influence, coming either directly from Greek sources or through Etruria.
Nor again for similar reasons can archaeology help much; it can tell of burial
customs and thus by inference something of beliefs as to the condition of the
dead, but little of deities who had no sensuous representation or symbols and
did not dwell in ‘temples made with hands’. Considerable assistance is given
by inscriptions, though these are all of a later age and usually contaminated
by later ideas; most valuable among them are the Calendars, drawn up under pontifical
influence, and though these date only from the first century ad, yet they preserve a true record of
the ancient religious year of the ‘religion of Numa.’ The bulk of the evidence
comes of course from literature, but it has to be used with discretion. The
explanations of Roman and Greek antiquarians can never be accepted without
question, for they had little understanding of the mental attitude of the
people among whom the Roman religion grew up. But their records of custom and
ritual are invaluable, for if the facts are known, comparative religion and the
insight which we now have into the mind of primitive man can make
interpretation often probable, sometimes certain. And of such facts, thanks to
the intense conservatism of the Roman mind, which j ealously preserved ritual
long after its meaning was gone, there is happily abundance. They are embedded
in the remains of Roman antiquaries such as Cato,Nigidius Figulus, Verrius
Flaccus (whois partially preserved in Festus) and Varro, whose Antiquitates
Rerum Romanarum was the chief source of information to later writers, in
the surviving Antiquitates of Dionysius of Halicarnassus and the Roman
Questions of Plutarch; in the theological dialogues of Cicero and the
miscellanies of Aulus Gellius and later of Macrobius; in the poets, especially
in the Fasti of Ovid and the casual references of Plautus, Virgil, and
Horace; in the incidental records of the historians, and mainly of Polybius and
Livy; in the comments of scholiasts and in particular of Servius on Virgil, and
in the fierce attacks of the Christian Fathers, especially of St Augustine,
who has preserved for us many of the facts recorded by Varro about the
pontifical indigitamenta. The task of collecting the information may be
said to be almost complete, but much has yet to be done in the way of
interpretation, and there are many puzzles for which a solution can hardly be
expected. In the following sections an attempt has been made to put together
the salient features of the genuine Roman religion and to trace the lines of
its modification under alien influences.
II
TRACES OF PRIMITIVE IDEAS
AND CUSTOMS
The early religion of Rome, thus
disentangled from its later accretions, has been described above as a
‘well-developed Animism’. This description is in the main true, but it is rough
and insufficiently comprehensive; for in fact the early religion is itself
composite. The greater part is undoubtedly due to Indo-European invaders from
the north, for ethnology has established that tribes of Indo-European race were
in the first millennium bc settled
all over Italy with the possible exception of Etruria; moreover, the undoubted
identity of the Greek and Roman sky-deities, Zeus and Juppiter, associated
among both peoples with the sacred oak, and of the hearth-spirits, Hestia and
Vesta, are sufficient to show that some elements at least in Roman religion—and
those not the least developed—must go back to a period before the two groups of
northern invaders descended into the parallel peninsulas. But archaeology has
revealed among the early inhabitants of Italy a succession of stages of
culture, neolithic, bronze and iron: the first may represent a primitive
Mediterranean people, the two latter Indo-European stocks, probably closely
related. Which exactly of these ingredients went to the making of the Romans is
still doubtful; but it is clear that they were a composite stock. Similarly,
the religion of the early agricultural settlers in the neighbourhood of what
was to be the city of Rome, reveals several strata and modes of thought, some
of which go back to a period antecedent to Animism. Occasionally a very
primitive practice survives intact and independent, more often it has become
embedded in a later animistic cult or has dictated ritual which betrays a
primitive attitude of mind, At the other end of the scale some of the vague
‘spirits’ are alreadyacquiring names and personality, and functions which extend
beyond the restricted sphere of a numen.
Among these primitive elements may be
reckoned first a certain class of rites concerned with sacred objects and in
particular with stones, which, although in a later period they were associated
with a deity, were clearly in origin themselves sacred and possessed divine or
magic power. Such for instance were the ancient flints preserved in the temple
of Juppiter Feretrius and used alike by individuals taking the most solemn
oaths and by the fetiales in the striking of a treaty. The stone was in
historical times known as Juppiter Lapis, but it is clear enough that the stone
is older than Juppiter. Such again was the ‘Dripping-stone’ preserved near the
Porta Capena and used in the magic rainmaking ceremony of the aquaelicium. Such, too, may have been the termini, the sacred boundary-stones of
properties, laid with due rites to be annually renewed by the owners of the
marching lands.
Whether there are traces of a stage of
animal-worship among the Italians is a disputed point and it is safest to say
that it is ‘not proven’. The theory was once held that when an animal or bird
is found in constant association with a god, such as Juppiter’s eagle, Juno’s
peacock or Mars’ wolf, the inference is that the animal was itself once a god.
But it is more probable that the animal, if not a mere accompaniment, is, like
the doves of the Cretan goddesses, a sign of the god’s epiphany. A nearer
approach might be found in the occasions when worshippers dressed themselves
in the skins of animals, as did the luperci in the skins of the
goat-victims, or the priests of Soracte, who called themselves hirpi (‘wolves’).
In such cases it has been held that the worshippers were attempting to
assimilate themselves to an animal-deity; but it is simpler to believe that
they were striving to acquire the ‘mana’ which always attaches to animals. Be
this as it may, it is clear that the developed Roman religion knew nothing of
animal-worship.
The primitive notion of taboo is
manifest again and again in the ritual and custom of early Rome, and though it
appears as a rule in connection with some well-developed institution, and may
perhaps lie at the root of the Roman idea of religio as a ‘sense of awe’,
yet it is in its nature akin to much more primitive ideas. In many ceremonies,
both in the private and public cult, such as the worship of Silvanus in
silva or of Hercules at the Ara Maxima, women were excluded; they were
thought of in this connection as ‘infectious’. Strangers again and slaves are
similarly excluded, and men at the rites of the Bona Dea. An odd instance of
exclusive taboo was that which forbade the bringing of a horse into the grove
of Diana at Aricia. But far the most conspicuous example of taboo is to be
found in the regulations which surrounded the person of the flamen IDialis, who might not look upon an army drawn up for battle, might not do or see any
kind of secular work, might wear no ring or girdle, and might only cut his hair
or nails with a bronze knife. Some have seen evidence in these taboos that the flamen was originally a priest-king, but without subscribing to that view, we may
safely say that the restrictions go back to a remotely ancient conception of a
sacred person.
Most conspicuous of all are the traces
in Roman ritual of magic, of ceremonies where no deity is concerned, but either
man’s acts are supposed to constrain nature or the instruments he uses to
contain supernatural efficiency in themselves. Reference has been made already to
the lapis manalis at the Porta Capena, which in times of drought was
carried in procession; what exactly was done with it is not known, but it was
certainly some process of ‘sympathetic magic’ intended to produce rain. Of the
same character most probably was the much-disputed ceremony of the Argei on May
15, when wicker figures, popularly known as senes, were thrown over the
bridge into the Tiber—a symbolical wetting of the corn-spirit to procure the
fertility of the crops. As an example of a magical instrument—another primitive
idea buried in the strange compound ceremony of the Lupercalia—may be
taken the februa, strips
cut from the hide of the victim, with which the running luperci struck
the bystanding women to procure their fertility—a transference, it would
seem, of the mana of the sacrificed animal. Outside the range of the
regular ceremonies of religion popular magic was rife in the dirae carmina, and defixiones, designed to bring harm to one’s enemies, of which there
is abundant evidence. That magic lay behind Roman religion there can be little
doubt, though care was exercised to exclude it from the State-cults. Magic and
religion are not intellectually compatible—for magic implies an occult power in
man, religion an appeal to a superhuman being—but they are often confused in
practice.
III
ANIMISM
The primitive ideas and customs which
have just been noticed rest on two main beliefs, firstly that in the power of
the sacred person or thing itself to work good or evil, and secondly that in
the power of man by symbolical acts to control the workings of nature.
But the main body of Roman religion
was based on a conception which anthropologists regard as a later development
of the former of these two, the belief, that is, in the existence of ‘spirits’
or ‘powers,’ having their abode in natural objects or localities, or concerned
functionally with natural processes or with definite activities. These spirits
are regarded as having control in their special spheres, and on their favour or
displeasure depends the prosperity or ill-fortune of man. Such ‘ Animism ’ may itself
have many phases or stages of development varying from the cringing fear of
evil spirits, which is characteristic of the more savage peoples—the Greek disidemonía, the Latin superstitio, which is seen in the demon-haunted religion of the Etruscans—up to a stable
and, on the whole, happy relation of the ‘spirits’ and man, which is achieved
by the more settled and civilized peoples, the relation which the Romans
designated by religio. The religion of the early Roman was by no means
free from the element of fear— indeed the word religio itself probably
denotes primarily a sense of awe or anxiety—but, in the main, he
believed that it was possible to establish and maintain a friendly
understanding between ‘spirits’ and men. The object of his cults was the preservation
of the pax deorum.
The numina whom the Romans
worshipped were not, any more than the gods of the Greeks , ‘personifications
of the powers of nature.’ There is no trace in the early religion of any
worship of sun, moon or stars; the cult of Neptunus suggests no connection with
the sea, a connection almost certainly due to his later identification with
Poseidon; nor is there any Roman cult of wind-gods or storm-gods. Individual
springs and streams and rivers were no doubt to them the abode of spirits, but
their functions were strictly limited and local. In two instances alone could a
case be made out for ‘nature-worship.’ Juppiter, the sky-god, was, as has been
seen, an Indo-European inheritance and though he early attained a wide
development, the Calendar suggests that his functions too were originally
limited, for his special festival is the Vinalia. Of wider significance
was Tellus, the earth, to whom an offering was made at the Feriae Sementivae in January to secure the fruitfulness of the sown seed, and pregnant cows
sacrificed at the Fordicidia in April, a clear survival of a magic
fertility rite; but in both of these ceremonies the worshipper is more
concerned with his own particular plot of earth and not with any wide
conception of the ‘Earth-Mother’: Tellus is not Demeter.
The ‘spirits’ are at once more limited
and vaguer in conception than nature-powers. The word numen appears to
denote ‘a being with will-power’, and it is as such that the ‘spirits’ are
approached by their worshippers. The older and simpler notion of the numen is
of the indwelling spirit of a place or object. A grove (lucus) may be
his abode and it must not be entered save with a sense of awe and due offerings
made to secure his goodwill; the ritual of the Arvai Brethren enjoined an
expiatory offering (piaculum) if a tree in their grove, or even the
branch of a tree, fell through old age or storm (vetustate tempestateve). A spring, a hill-top, or almost any chance locality might similarly be the
abode of a numen. So in the house the door, the hearth and the
store-cupboard are the sacred spots, where the numina live; on the farm
they dwell in the boundary-stones (termini) and in the places where
properties marched (compita), the seat of the worship of the
field-spirits (Lares). And in the wilder land, on the borders of civilization,
lived the Fauni and Silvanus, the denizen of the woods. But what marks out the
religion of Rome as a ‘higher Animism’ is the extension of the numen-idea from sphere to function, the
association of ‘spirits’ with actions, occasions and activities as well as with
places. This is prominent throughout the festivals of the agricultural year,
which are recorded in the Calendars. The ‘spirits’ are not there localized;
they may be summoned to help by any farmer, wherever his land may be, provided
that he appeals to them on the right occasion. It would be useless to pray to
Consus, the spirit of the harvest-home, to assist in the sowing of the crops,
or to Pales, the guardian of the flocks and herds, to protect the vine; each
‘spirit’ has its own function and must be worshipped and propitiated
accordingly. The notion of function had ultimately more vitality in Roman
religion than the notion of sphere and was immensely elaborated in the priestly indigitamenta, which assigned petty numina to every stage and
action of human life.
The conception of the numen was
also vague; there is no sense of a well-defined personality, such as that of a
Greek god. It is often difficult to discover, as for instance at the Lupercalia, to what deity a festival is addressed and the solution may be that in origin
the appeal was made ‘to all numina concerned’. Sive mas sive femina,
sive deus sive dea, are constantly recurring prayerformulae. Again,
certain ‘spirits’ are thought of in groups and not as individuals, such as the
Lares, the ‘spirits’ of the field, the Penates, the ‘spirits’ of the
store-cupboard (penus), who were only individualized and identified with
other existing gods at a much later period, when anthropomorphism had come in.
And even when the ‘ spirits ’ have names, these are in most instances either
the name of the object with which they are associated, such as Fons, Tellus,
Ianus (‘doorway’), or more often an adjectival formation indicative of
locality or function, such as Silvanus, Saturnus, Consus, Portunus, and others
obviously of like formation, though we do not know the function which they
expressed, such as Neptunus, Volcanus, Volturnus. ‘Saturnus suggests no
personality, but rather a sphere of operations in which a certain numen is helpful.’
The attitude of man to the ‘spirits’
is primarily one of awe; it starts from fear. And in some of the acts of
worship fear is still uppermost: the ritual is apotropaic, the ‘spirits’
concerned are evil and must be banished. This is perhaps most apparent in the
ceremonies of the Lemuria, the older of the two festivals of the dead;
the spirits of the dead are hostile and must be exorcised—manes exite paterni—;
it is seen, too, in the precautions taken to keep off evil spirits in the
ceremonies attendant on birth and death. Normally the ‘ spirits ’ are not
regarded as essentially hostile, but rather as neutral powers, whose goodwill
can be secured, if the appropriate offerings are made to them on the
appropriate occasion in the appropriate way. And so man’s life among the
community of the ‘spirits’ comes to be looked on as a kind of compact, or when
Rome later had developed her city life and her strong sense of law, as an
almost legal contract. The worshipper offers the ‘spirits’ their due, be it the
solemn blood-offering of the suovetaurilia, or the simplest rustic gifts, and then, if all is rightly performed, the ‘spirit’ is expected to reply with
the gift of prosperity for himself, his household, his cattle or his crops for
which he has prayed. And so the most frequent form of prayer is the expression
of this anticipation: ‘Juppiter, I offer thee this cake and pray my prayer
aright, in order that thou mayest be kind and propitious to me and my
children, to my house and household.’ The spirit is not quite constrained, but
is expected to do his duty.
It is manifest that this scrupulous
care in the performance of the human part of the cult-contract would result
soon enough in a meticulous formalism. And this is obviously so from the first.
The right deity must be addressed at the right place, the offerings must be
rightly chosen, the ‘mola salsa’ will not suffice when a blood-offering
is required, nor must male animals be offered to a female deity. The
traditional prayer-formula must be recited without slip or change; if anything
is omitted or altered, the whole must be repeated from the beginning. The Roman
was not always averse to subterfuge in covering lapses in the almost impossible
liturgical rigidity demanded of him. It was common to engage the services of a tibicen to play during the sacrifice in order to drown by his music any unfavourable
speech or profane noise; by a series of piacula the worshipper might atone for various faults and mistakes
committed in the main ceremony; by the offering of the porca praecidanea before the beginning of the harvest atonement was characteristically made
beforehand for any error which might occur. But the exception and its solemnity
show more clearly the binding character of the obligation of exact ritual; it
was indeed a ‘burden heavy to bear,’ and it made directly for the stereotyping
of religious practice, which later deprived it of its reality.
These general characteristics of the
early religion may be illustrated by the quotation of a prayer-formula of the
Roman farmer to be recited when a clearing is made in a wood. ‘Be thou god or
goddess, to whom this wood is sacred, as it is right to make expiation by the
offering of a pig because of the clearing of this sacred wood, for this cause,
that all may be rightly done, whether I have done it or another at my bidding,
on this account, as I sacrifice this pig as expiation, I make pious prayer that
thou wouldest be kind and gracious to me, my home, my household and my
children; for which cause be thou enriched (matte esto) with the
sacrifice of this pig for expiation’.
The application of these ideas may be
seen first in the cults of the household and then in the worship of the fields.
IV
CULTS OF THE HOUSEHOLD
The
household was the prime religious unit. Though from time to time the actions of
the individual and important occasions in his life might form the motive of
household celebrations, the individual as such had no direct relation to the
‘spirits’, but only as a member of the family group. The group, consisting of
all the living descendants of a living ancestor together with their wives and
the slaves and dependents, were united under the rule of the paterfamilias, who in all religious matters was the family priest.
The household gods were few in number
and in character form an interesting illustration of the various phases of
Animism which were noted in the last section. Two of them are well-defined
local ‘spirits’ with names and a clear sphere of action. One Ianus,
‘the door-way’ (ianua is a by-form), is the natural religious focus of
the household in its relation to the outer world; it ‘faces both ways’, by it
the members of the family ‘have their exits and their entrances’, it admits
friends and excludes foes. Ianus is therefore in the later period of sensuous
representation depicted as two-faced (bifrons). Oddly enough we have no
record of the domestic cult of Ianus, and it is indeed an inference from the
State-cult; but his position at the head of all invocations addressed to many
spirits is sufficient indication of his importance. Vesta was, as has been
noted, an Indo-European inheritance, and to the end she remains uncontaminated
by anthropomorphism, the ‘spirit of the hearth-flame,’ the internal focus of
the family life, the source of warmth and the provider of the family food. Her
worship was never neglected, but was usually combined with that of the other
household deities. As Ianus begins, so Vesta must close, the roll of deities in
prayers. The Penates are a conspicuous example of a nameless ‘spirit-group,’
the guardians of the storecupboard, ‘whoever they may be’. Later on each
household would select its own Penates among the known gods and in Pompeian
shrines we find little statuettes set out, recognizable as Venus, Asclepius,
and so on. Closely associated with the Penates is the Lar familiaris—the plural
Lares does not occur in connection with domestic worship till Augustan times—a ‘spirit’ whose origin is disputed;
he was once believed to be the family ancestor, but it may be taken as almost
certain that he was one of the field Lares, brought in, as it were, to the
house by the familia of slaves and adopted by the whole household.
The combined worship of Vesta, Penates
and the Lar took place at the hearth (focus) and was of a simple
character. There is evidence of ‘family prayers’ at the beginning of the day,
but the chief offering was made at the main family meal. On the table, set
before the hearth, lay the sacred salt-cake (mola salsa), and during the
meal a portion of it was placed on the sacrificial dish (patella) and
thrown into the fire. The meal could not be resumed till the announcement had
been made ‘di propitii’, and the scrupulousness of ritual is testified
by the requirement of a special piaculum in case any crumb of the cake
fell on the floor. Pompeian drawings show a more elaborate family ritual, the paterfamilias standing by an altar with veiled head (operto capite, as always at
Rome), the sons acting as acolytes (camilli) and bringing the victim, the tibicen playing in the background.
Rather apart from the other domestic
‘spirits’ lies the typically Roman conception of the Genius. Roman theory held
that every male had his ‘genius’ and every woman her ‘iuno,’ not quite the
‘soul,’ which maintained life and departed at death, still less an attendant
‘spirit,’ like the Greek daimon,
which acted as a ‘guardian-angel’, but rather, consistently with the general
run of Roman ideas, the numen indwelling in the man or woman. That genius means ‘the begetter’ there can be no doubt, and its constant association with
the marriage-bed (lectus genialis) bears this out; the idea which the
word thus conveys is just the virile powers of the man, which make primarily
for the continuance of the family; the woman’s ‘iuno’ may be similarly the
powers in her which fit her to be a bride. But this is to some extent
theoretical, and the Genius actually worshipped in the household is always that
of the paterfamilias, the ultimate author of the family’s continuity,
and the main celebration took place on his birthday. The idea proved capable of
almost infinite extension and was one of the elements which paved the way for
the worship of the emperor.
Family worship thus implied and
maintained the sanctity of family life (pietas), and its ideas are those
of the developed Animism which is the main basis of Roman religious
conceptions. An examination of the ceremonies attendant on the important occasions
of family life, birth, puberty, marriage, death—the ‘rites de passage’—shows a similar
connection with religion, but it is interesting to find that here the
underlying ideas are on the whole more primitive. Thus the custom that after
the birth of a child three men should strike the threshold with staff, axe and
broom in the name of the obviously functional ‘spirits’ Pilumnus, Intercidona
and Deverra is clearly an early apotropaic rite, and though in later times it
was said to be directed against the incursion of Silvanus, it is probable that
the original enemy was a vaguer host of evil powers. Similarly, the bulla which was placed round the child’s neck on the ninth day after birth was a
magic charm against evil and probably took the
primitive form of the fascinum. It was solemnly laid aside when he assumed the toga virilis in his seventeenth year. So again in the marriage
ceremony the parting of the bride’s hair with a spear-point, the obscene jests
with which she was greeted on her journey to her new home, the carrying across
the threshold, were all designed to insure good ‘luck,’ to avert evil
influences and sterility and to promote fertility—all charms and symbols of
magic power rather than religious acts. In the most solemn form of matrimony,
however, the confarreatio, blessed by the presence of the pontifex maximus and the flamen
Dialis, we have a higher conception
in the partaking of the sacred cake of far by
bride and bridegroom in communion with one another and with the gods. At death,
although there is little ceremonial which is not merely secular, the intention
seems to be the cleansing of the house and the survivors from the pollution
caused by the presence of the dead body, and precaution against the return of
the dead as an unholy visitor.
This interpretation is borne out by
what can be gathered of early burial-customs and ideas of the relation of the
living to the dead. The usual practice for the disposal of the dead—at any rate
in the nobler families—was cremation, but the early Italian cemeteries show
the burial-urns huddled together indiscriminately without marks of identification
or care for any individual grave; later, no doubt, there were family vaults and
tombs, but the special tomb of the particular person belongs to the highly
civilized period of the late Republic. In correspondence with this practice the
dead are thought of as the undiscriminated mass of the di manes (‘the
kindly gods’), a term which may originally have included the chthonic deities
as well as the human dead; the specialization of the di manes of an
individual, so common in imperial inscriptions, is not met with till the last
century of the Republic. There is no information as to any clear conception of
the state of the dead; and the terrors of the future life, against which
Lucretius argues so passionately, and which we must suppose held the popular
mind in his day, were derived from Greek sources. Similarly, the notion of the
permission to the dead to return at the opening of the mundus on three
days round about the time of harvest, may well be a Graeco-Roman accretion
(which may be compared with the ceremonies of the Anthesteria) on an
original agricultural ceremony, the opening of the subterranean storehouse. The
two festivals in the Calendar which were undoubtedly connected with the dead,
the Lemuria in May and the Parentalia in February, reveal, as has
often been pointed out, two different attitudes towards the di manes. The Lemuria, as we know it from Ovid’s vivid description, is essentially
an apotropaic rite: the dead spirits are thought of as hostile and must be
driven from the house by the spitting of black beans, the clashing of brass
vessels and the repeated formula manes exite paterni, the days are
marked in the Calendars as nefasti. That something of this primitive religio survived in the later festival of the Parentalia may be inferred from
the typical chthonic offering of the blood of black beasts. But in the main the
element of fear is gone and the festival is more a kindly recognition of the
dead as still in a sense members of the family, who have a claim as such upon
the living (ius sacrum). The family graves are visited and decorated
with flowers and simple offerings of food and drink —water, milk and honey—are
made. The day is not ‘nefast’ and concludes with a family feast, the Caristia or cara cognatio.
In all this there are two prominent
features, firstly, that the dead are thought of collectively, and secondly,
that though offerings are made, there is no idea of prayer or invocation. Such
acts of prayer and worship to an individual as Aeneas, for instance, conducts
at the tomb of Anchises, are derived from Greek customs of hero- worship. In
the genuine Roman religion the dead are neither individualized nor worshipped.
This conclusion would of course have to be modified, if it could be established
that the Lar familiaris was the dead ancestor of the family, but it has been
seen already that the evidence points to a quite different account of his
origin.
V
WORSHIP IN THE FIELDS
Besides the cult of the ‘spirits’ in
the house the early Roman was concerned as a farmer with many forms of ritual
in the fields. These he conducted either for himself and his family on his own
land, or with his neighbours as a member of a pagus; the community of
farmers in a particular district—possibly in origin that occupied by the gens—each
of whom probably owned his own arable land and had grazing rights in a common
pasturage. These field-cults, too, are addressed partly to local, partly to
functional ‘spirits,’ the former for the most part the inhabitants of the individual
farm, the latter the deities operating in the seasonal celebrations of the pagus.
The natural local focus of the worship
of the farm is the boundary of the property and with it are concerned several
of the festivals of the farmer’s year. The festival of the boundary-stones (Terminalia) in February must go back to a remote antiquity; for, though in Ovid’s
account of the ceremonies they are performed in honour of a god Terminus, yet the
celebration of the rite by the two neighbouring farmers at the boundary-stone
itself, which was garlanded and sprinkled with the blood of the victims, points
clearly to a time when the stone was not merely the abode of a ‘spirit,’ but itself
endowed with magic power. The Compitalia, celebrated at the end of the
agricultural year in December, was a festival of the Lares regarded as spirits
of the fields, which was held at the places where several properties marched.
Here was a shrine of the Lares containing altars looking out on the various
properties, the owners of which made simultaneous sacrifice. It was an occasion
of general hilarity, shared by the slaves as well as the family, and it is
notable that the offering might be made by the overseer, himself a
slave. This is a celebration not so much of the boundaries as of the whole
adjacent properties, and the Lares are exactly typical of the true animistic
deity, limited in sphere and vague in conception. The most interesting and
picturesque of the boundary festivals was the Ambarvalia, which occurred
in May. Three times the farmer and his household traversed the boundaries of
his fields driving the solemn offering of the pig, sheep and bull (suovetaurilia) which represented the best of his possessions, and at the conclusion of the
third round the victims were sacrificed and a prayer made, of which Cato has
preserved us a specimen; its petition is for the aversion of evil influences
and the granting of prosperity to crops, cattle and household. Here is an unmistakable
lustration, a purificatory rite with its usual double character, apotropaic
and fertilizing. It does not seem easy to be certain what deity was concerned:
Cato tells us it was Mars; from a famous passage in Virgil it would appear that
it was Ceres and in the Acts of the Arvai Brethren—if it may be assumed that it
was they who performed the Ambarvalia—the deity addressed is the Dea
Dia. Possibly here again the ritual was originally directed to ‘all spirits
concerned’ and the specialization came later and varied at different periods.
But once again the rite is very old and the ‘spirits’ are local.
The second class of field-festivals
consists of those celebrated by the farmers united in their pagus, the
festivals of the agricultural year recorded in the Calendars. The Calendars
belong to period when Rome had already become a city-state, and contain some
ceremonies which are only appropriate to an urban community, but with a
characteristically faithful conservatism they include the old agricultural
festivals which were still kept up in the city-state, though they had lost
their significance. These can easily be picked out and are seen to represent
the normal activities of the farmer’s year.
They fall naturally into three main
divisions: first the festivals of preparation in March, April and May, in which
prayer is made either for the fertility of the crops, as at the Liberalia and Cerealia, direct celebrations of fertility deities, the Fordicidia, a magic offering of pregnant cows to give life to the young crops, and the Robigalia, an apotropaic rite for the aversion of mildew, or, as at the shepherds’
festival of the Parilia, for the increase and preservation of the
flocks and herds. The second group is formed by harvest-homes, the Consualia on August 21 and the Opiconsivia four days later, and the third by the
sowing festival of the Saturnalia and a renewal of offerings to the
harvest deities in December. June and July were months of waiting; September,
October and November contain little of an agricultural character; in January
and February—the ‘blank period’ in the old ten-month Calendar—nothing is noted
but a second sowing feast, the Feriae Sementivae, and the mysterious and
complex festival of the Lupercalia, in which part of the intention was
no doubt lustration, both apotropaic and fertilizing, as at the Ambarvalia.
As a typical example of these rustic
festivals may be taken Ovid’s directions for the Feriae Sementivae,a
movable feast held in January on the completion of the winter sowing. The
cattle, he ordains, should be garlanded in their stalls and the yoke hung up
upon a pole; both the earth and its tillers must have a rest. A lustral
procession must make the round of the boundaries of the pagus and the
accustomed cakes should be offered on the hearth of the pagus. The
‘mothers of the crops’, Tellus and Ceres, should be appeased with an offering
of corn and the entrails of a pregnant sow, and prayer made to them for the
protection of the sown crops from harm and positively for their fertility. Here
are combined many of the characteristic features of the agricultural festival,
the garlanding of the herds, as at the Parilia., the cessation of work,
the lustration, the offering representing both crops and cattle, the symbolic
magic of the pregnant sow, the prayer at once apotropaic and petitional.
The agricultural festivals thus
confirm the picture derived from the study of the household cults. Worship is
nowhere individual, but always that of the group, either the smaller unit of
the household or the larger unit of the pagus. The offerings symbolize
the normal life of the worshippers, a share in the family meal, the produce of
the earth, animals from the flocks and herds. Their purpose is purely external:
protection from harm for the household, crops and cattle, and the promotion of
fertility. There is no moral or spiritual intention in the prayers, yet the
union of the family in worship and to a less extent the union with their
neighbours in the pagus created a bond of pietas which was not
without its effect in practical life. The rites contain certain primitive
elements of magic, but are mostly conceived as petition to ‘spirits’ to whom
their due is rendered. The ‘spirits’ are often still thought of in the manner
of earlier Animism as vague and impersonal, sometimes they are gathered
together in indefinite groups like the Lares and Penates. But for the most part
they have advanced to a later and more definite stage in which they have names.
These are sometimes merely descriptive of their function, like Robigus, Consus,
Ops, Saturnus, all clearly limited in sphere or function. Among them, however,
even at this early date there are some numina who seem well on the way
to become dei, emerging from animism into anthropomorphism. Of two
deities in particular this may safely be asserted, and the test is that they
have already begun to transcend the limitation of province. Mars is in this
early period an agricultural deity and is so prayed to by the farmer at the Ambarvalia; but he is also already a god of war. The development of his military
character came no doubt in the period of the State-cult, but the series of
military ceremonies in March belong to the oldest stratum of the Calendars and,
as far back as it is possible to go, his Salii are armed priests. Juppiter
appears in the Calendar at the Vinalia with his limited province in the
care of the vine; but from the first he is the skygod, with the control of the
lightning by day (Juppiter Fulgur) and the lightning by night (Juppiter
Summanus), and from a very early period the sky-god was the deity who watched
over the sanctity of the oath, and was thus the first to assume a direct
connection with morality. Here the confines of animism are passed, though the
puzzle is not yet solved how a developed god, inherited from a time before the
invasions of Italy, was embedded in a more primitive and animistic religion.
When the first evidence of a synoecism on the Roman hills appears, these two
emerge above the rest and with them is united Quirinus, the Mars of the
Quirinal-Esquiline settlement—a trio of supreme deities, though not yet a
triad. The way has been paved for a State-cult and for anthropomorphism.
VI
THE STATE-CULT OF ROME
In course of time the early
agricultural settlement became the city of Rome, and the religion of the State
was developed and organized. Its institutional character has already been
discussed, and here an attempt must be made to estimate the religious effect of
the change in the minds and lives of the Romans.
In the first place a new religious
unit had been created. In the agricultural communities there was the family and
the pagus, and to these must be added the gens, though our
knowledge of the gentile sacra and their effective influence is scanty.
The State embraces them all; through its proper officials it performs religious
ceremonies on behalf of the whole community, and by its efforts on a grand
scale to secure the fax deorum it strives to insure the salus rei publicae. The State itself is essentially a religious institution. Later theorists could
speak of the gods as a kind of senior citizens; the city of Rome had, according
to tradition, been ‘inaugurated’ by Romulus with the religious ceremonies always
afterwards used at the foundation of a new colony, and the pomoerium was
a religious rather than a civic boundary, within which the admission of a new
cult was jealously guarded. Thus a new and wider focus was applied to the
religious conceptions of the Roman citizens. Not merely so, but the Statereligion
took over the responsibility for the performance of the old cults on behalf of
the community, provided for the presence of its own religious officials at many
of them, and even claimed to be represented in private rites such as the
celebration of marriage by confarreatio.
The general character of the
transition to the State-cult may be described as conservative adaptation. There
was little attempt to construct a religion suited to the needs of the State, or
to become aware, so to speak, of other numina who might provide for the
needs of town-dwellers; the introduction of Minerva was an almost solitary
exception. The old numina of the household and the fields were taken
over and worshipped, as best they might be, within the city-boundaries;
adjustment and development were almost accidental or were forced by the change
of circumstances. Thus among the household deities Vesta was adopted as the
Hearth of the State and established in her ‘home’ (domus) at the end of
the Forum, where the eternal fire, rekindled only on March 1, the first day of
the State-year, was tended by her priestesses, the Vestal Virgins. Near her
hearth was the penus Vestae, the receptacle now of sacred emblems and implements. Ianus becomes the doorway
of the State, open so long as the State is at war, closed only in time of
peace, and by a characteristic metaphorical transition, the spirit of
beginnings, of the opening of the day (matutine pater, seu Iane libentius
audis, Hor. Sat.), of the first day of the month, of the first month
of the year (Ianuarius) in the later Calendar. The di Penates populi Romani
Quiritium are united in a widely inclusive but still vague conception with
Juppiter in the oath of the magistrates, and the household Lar gives rise to
the Lares praestites of the State. Even the Genius has its counterpart
in the Genius populi Romani or the Genius urbis Romae, though the
idea did not become really popular till a later period, and the adaptation was
felt to be easier when it could attach itself to the person of the Princeps.
More elastic in their transition were
the field-cults at the boundaries. The State Terminalia was celebrated
at the sixth milestone on the Via Laurentina, at one time the boundary of Roman
territory; and the god Terminus, represented of course by a stone, has his
place in the great temple of Juppiter on the Capitol, having refused to budge,
so it was said, when the temple was built—possibly he was in origin just the
boundary-stone between the Palatine and Quirinal settlements. The Compitalia were now kept at the places in the city where vici (streets with houses)
met, at shrines built to the Lares Compitales. The festival, which never had a
fixed date till late in the Empire, was celebrated at first by the inhabitants
of the neighbourhood and afterwards taken over by the State; here the whole
process of transition and adaptation can be followed. In much the same way the Ambarvalia, the most persistent of the rites of the field, is not only celebrated as such
at the fifth milestone on the Via Campana but gives rise to the parallel
ceremony of the Amburbium, a lustration of the city-boundaries. In all these
instances there seems to be a reasonable adaptation to new needs.
On the other hand, the festivals of
the agricultural year were preserved with quite uninventive conservatism. The
inhabitants of Rome ceased in course of time to till the land, yet the old
festivals appear in the State-Calendar and were celebrated by the Stateofficials.
Sometimes they would go out for this purpose beyond the city; the Robigalia was kept in a grove of Robigus at the fifth milestone on the Via Claudia, the
festival of AnnaPerenna in the Campus Martius by the riverside, but for the
most part sites in Rome were chosen with apparently little appropriateness. The Lupercalia was a lustration of the Palatine, Consus kept his
harvest-home at an underground altar in the Circus Maximus and Ops hers in a
shrine in the Regia. It is clear that all this made for unreality; the fiction
of agricultural pursuits in the midst of urban life could not arouse or retain
any real religious feeling among the citizens, and the keeping of the festivals
passed unnoticed, except in so far as they stopped business either because
their days were ‘nefast’—or because they were public holidays (feriae). Religion was at once stereotyped and sterilized.
A similar result was brought about by
the institutional development of the State-religion and the placing of its
performance on behalf of the State in the hands of priesthoods and priestly Colleges.
It was not necessary for the ordinary citizen to take any part in the rites
which were performed for him. The functions of the various deities became
unknown and inexplicable; Varro tells us that in his day the very name of
Furrina ‘was hardly known even to a few,’ and Ovid expresses a naive surprise
and pleasure at meeting the ‘white procession’ celebrating the Robigalia. The regulation and formalization of cults by the pontifices told in the
same direction and their attempts to rouse popular interest by the elaboration of little functional deities in the indigitamenta had no effect. The
State-religion became a matter of antiquarian interest without vitality. Under
the rule of the priestly Colleges Rome suffered from ‘an arrested religious
development.’
Yet if ceremonial fiction and
sacerdotalism made for the stunting of true religion, it would be untrue to
say that the Statereligion was, in its earlier stages at least, entirely
without development. If some of the early agricultural numina sank into
oblivion, others expanded and grew both in function and personality. Prominent
among these are the two which had already attained a kind of pre-eminence in
the old agricultural days. Mars, shedding now his agricultural character,
except perhaps in the stereotyped ritual of the Ambarvalia, waxed
mighty in his military capacity, as war became more and more the business of
the Roman citizen. His altar in the Campus Martius—the god of armies was never
admitted inside the pomoerium till the time of Augustus— became, as it
were, the radiating point of Rome’s military power. Around it would be encamped
the armies which the consul was gathering to take with him on campaign, and the
victorious legions waiting for their triumph; it too was the scene of the
quinquennial lustratio of the whole people, marshalled as the exercitus. Even more notable was the development of Juppiter to cover almost the whole
field of civic life; in war he becomes the stayer of rout (Stator) and
the giver of victory (Victor), in peace the guardian of oaths (dius
Fidius) and the custodian of justice; enthroned ultimately in his temple
on the Capitol as Oftimus Maximus he was the centre of Roman patriotism.
More and more he emerges into a prominence above the other gods with a
spiritual personality comparatively untouched by anthropomorphic representation
and legend, and thus, as religious thought developed, it is round Juppiter that
there gathers the first tendency to syncretism and monotheism.
A lesser demonstration of a capacity
for growth lies in the deification of abstract conceptions. It is possible that
this arose through the intermediate cult-title, the Dius Fidius, for instance
(an offshoot of Juppiter), giving birth to the abstract Fides, and Juppiter
Victor similarly to Victoria. But the habit spread wider, Pax, Salus,
Concordia, Virtus and others were given their altars and temples. How far these
abstractions had a real religious association, how far they promoted the
virtues after which they were named is a matter of doubt—the temple of Concord
was rebuilt after the slaughter of the Gracchi—but the frequency of their
formation may be taken as evidence of a semi-conscious desire to secure a
closer association between religion and morality.
Despite these signs of life and
growth, the general effect of the organization of religion in the State-cult
was deadening, and the history of Roman religion from about the period of the
Etruscan domination becomes a record of attempts to obtain fresh life by
importations from without. The real centres of vitality are the
household-cults, and outside Rome in Roman Italy some parts of the
field-cult—the ‘paganism’ of later times—remained alive. Nor must it be
forgotten that in the common people there was always a strong element of
superstition, which found an outlet at first in the belief in omens, and was ready
to accept, when they came, the obscurer forms of divination practised in
Etruria, and later the astrology of the Orient.
VII
EXTERNAL INFLUENCES
(a) Other Italian Peoples
The agricultural settlement on the
Palatine hill was only one of many such throughout Italy and at first it was
neither very important nor very advanced. If the view now taken of the
ultimate kinship of the majority of the Italian peoples and their general
similarity in culture be correct, we should expect to find that the religion of
other settlements did not differ materially from that of Rome: a special
similarity would be natural among the peoples of Latium, Rome’s nearest kin,
with greater divergence further afield. And this is indeed borne out; the
evidence is scanty and is confined for the most part to cities in close contact
with Rome, and to cults which Rome adopted, and it refers mostly to a stage
when numina had become personalized as dei and their cult
defined. But there is enough to give some notion of the religious life of the
early Italian peoples.
By far the most important evidence is
supplied by the famous Iguvine Tables, which were discovered at the Umbrian
town of Iguvium (Gubbio) in 1444, but have only recently been satisfactorily
interpreted. They give a tradition independent of Roman influence, afford a
minute insight into ritual, and, though the existing bronze tablets cannot be
placed earlier than the first century b.c., they record very ancient ceremonies; moreover, the strikingly close
correspondence of ritual and underlying belief to that which is known of early
Roman practice, occurring as it does among a non-Latin people, is strong
evidence for a general uniformity of religion among the Italian peoples. The
Tables are the records of a religious guild, the twelve Fratres Attiedii, who may be compared with the Fratres Arvales of Rome, and the most
important documents contain directions for two ceremonies, the lustration of
the Ocris Fisius, the sacred hill which rises at the back of the town,
and the lustration of the people; these are preserved in a shorter and earlier
form recorded in Umbrian characters, and in a later and more elaborate form,
still in the Umbrian language but in the Roman alphabet. A full account must be
sought elsewhere: here a few significant points may be noted. Both
ceremonies are to be opened by the taking of the auspices: the celestial templum is marked out with its counterpart drawn as a guide upon the ground, the
‘adfertor’ (president of the Fratres) takes the omens but is told by the
official what he is to observe, and he must make no movement. A procession
moves round the boundaries and at certain points there is a halt—notably at the
gates, which are the weak points in the religious defence of the city—and
offerings are made. The offerings are simple, oxen, pigs and lambs for
blood-offerings, cakes for bloodless: the direction at one point seu vino,
seu lacte seems to look back to the period when wine was superseding milk
as the libation and the offering of a dog to the apparently chthonic deity
Hondus Jovius may be compared with that at the Robigalia. The details of
ritual are minutely regulated even to the indication of the arrangement of
dress—the head of course being veiled—and of the hand in which the sacred
vessels are to be held. The prayers are set out in full and almost surpass
Roman examples in their meticulous specification and their wearisome
repetition: they are made for the safety and preservation of the sacred hill
and the State of Iguvium, for their ‘name,’ and for the prosperity
of men, herds and crops. Precaution is taken against mistakes in ritual and
prayer: the deity is asked to ignore them (ne veils) and directions
given for piaculum and, if necessary, for instauratio. Among the
deities addressed Juppiter and Mars are recognized at once, Poimonus suggests
the Roman Pomona and the epithet Sancius attached both to Juppiter and to
Fisovius, the tutelary deity of the hill, recalls the Sabine Sancus: other
deities such as Vofionus, Vesuna, Tursa, and Hondus are peculiar to the Tables
and have no parallels. The prayers in the first lustration are addressed mainly
to Juppiter, Mars and Vofionus, all with the hitherto unexplained cult-title
of Grabovius. The deities in the second seem all to be within the sphere of
Mars and are known as Cerfus Martius, Praestita Cerfi Martii, and Tursa Cerfia
Cerfi Martii; the prefix Cerfus recalls the epithet kerriios in the
inscription from Agnone and cerus in the hymn of the Salii, and is probably
connected with the root seen in Ceres and creare. The points of
contact with Roman ritual are both numerous and close and a Roman would have
felt himself at home in all the ceremonies at Iguvium, save for a failure to
recognize some of the deities concerned.
The only other record comparable to
the Iguvine Tables is the bronze tablet in Oscan from Agnone, just referred to,
which, besides its constant repetition of the epithet kerriios supplies
links with Rome in the mention of Juppiter, Hercules, and Flora.
Such documents are unique and our main
information is of the prevalence of certain cults in definite localities. In
most cities there appear to have been one or more deities in a supreme position
above others, holding the same place as Juppiter and Mars did in early Rome.
Sometimes there is found a deity who is one of the di indigetes of
Rome, and the antiquity of the cult precludes the explanation of borrowing
from Rome and suggests rather a common Italian origin. Juppiter has already
been seen at Iguvium and Agnone and his cult, as a common Indo-European
inheritance, was spread all over the peninsula. Juno was a special favourite in
Latium: in five Latin towns she gave her name to a month in the year and in
many she was worshipped with special cult-titles which afterwards found their
way to Rome, Juno Regina at Ardea, Juno Sospita at Lanuvium, Juno Curitis at
Tibur, and, perhaps more famous than the others, Juno Lucina at Tusculum.
Outside Latium her cult was prominent in Southern Etruria: Falerii, originally
an Italic town, though within the borders of Etruria, had a famous cult of Juno
Curitis, with which was associated an apparently Greek rite resembling the
‘sacred marriage’; Veii was the seat of a famous worship of Juno Regina, who is
also found at Perusia, and her association in Etruria with Juppiter and Minerva
in the State-triad is attested in many towns. In Umbria she is worshipped as
Lucina and Regina in Pisaurum, and in Oscan territory she appears as Juno
Populonia. Mars also had a wide popularity: he gave his name to a month not
only in Latium and at Falerii but in Sabine communities; among the Umbrians he
was worshipped at the ancient city of Tuder, and, as has been seen, played a
prominent part at Iguvium, but in Etruria there is little evidence of his
presence. Other di indigetes may similarly be traced in Italian towns;
among the more unexpected of these are Flora, whose cult is found among both
Oscan and Sabine communities and the Mater Matuta, who was worshipped in many
mid-Italian cities including Cales, Cora and Praeneste.
These are all deities of common
Italian stock: others would seem to be more local in character. Several such
were prominent in Latium, of whom two at least were justly famous both for
their worship in their original home and for their subsequent connection with
Rome. Diana was worshipped at Aricia, where her sacred grove at the foot of the
Alban Mount was associated with the strange ritual of the rex nemorensis, there she would appear to have been the religious centre of an early Latin
synoecism or federation, like the more famous Latin league which had its focus
in the worship of Juppiter Latiaris on the Alban Mount. Antium and still more
Praeneste, where she had the strange title of Primigenia, were the seats of the
worship of Fortuna, originally an agricultural numen of fertility, then
of childbirth, then conceived as able to foretell the fate of children, then a
prophetic deity in general: her temple at Praeneste, where men’s future was
told by the drawing of lots, was almost the Italian equivalent of the Delphic
oracle. Similarly, Venus, the protectress of gardens and fruit-trees, and later
associated with the vine, had her homes in Latium at Ardea and Lavinium.
Outside Latium, Minerva, the deity of handicraft, had her special seat at
Falerii, while the cults of Feronia, a fertility goddess of the clan of Ceres,
and Vortumnus, a deity, like Venus, of gardens and fruits, were common all over
Italy. Finally, from the Greek colonies in South Italy and specially perhaps
from Cumae, the worship of Greek gods penetrated the Italian towns and in some
places attained to a position of supremacy. Thus in Tibur the Greek Heracles
became the chief deity, his name Italicized as Hercules and his cult by an
Italian specialization associated with commerce. In the same way the worship of
the Dioscuri, their names once again Italicized as Castor and Pollux, was
established at Capua, Assisi, Ardea and Ostia and in Latium specially at
Tusculum.
It looks, then, as if the religious
development among the majority of the Italian peoples—Etruria stands apart and
must be treated separately—was parallel to that at Rome and this conclusion is
borne out by the ease with which Rome assimilated many of their cults, when she
came across them. Polytheism, it has often been said, is never exclusive; if
you believe in many gods, why not one more? And the Roman was by nature
impressible and acquisitive; the manners and customs, particularly the
religious customs, of peoples whom he met in commerce or conquered in war
interested him, and he was always ready in a spirit of experiment to take them
for his own. And so, as far back as the time of the monarchy, new cults were
introduced by Rome from her neighbours, and side by side with the original numina, the di indigetes, there came to be recognized a class of di
novensiles or novensides (‘newcomers’). Diana of Aricia was
established on the Aventine according to tradition by Servius Tullius in a
shrine described as ‘commune Latinorum Dianae templum’—an attempt, it may be,
to transfer the Diana-league to Rome. To Servius too is attributed the
introduction of Fortuna of Praeneste, to whom he dedicated many shrines;
prominent among them were the fanum Fortis Fortunae on the right bank of
the Tiber and the aedes Fortunae in faro boario; the latter containing a
wooden image of the goddess. Venus was similarly brought from Ardea and
established both in the grove of Libitina, which led to a subsequent
assimilation, and in the Circus Maximus. Feronia was placed in a temple in the
Campus Martius and Vortumnus on the Aventine. Hardly different was the habit of
re-establishing the di indigetes with a new cult-title and new
associations learned from an Italian town; Juno Lucina takes her place on the
Cispian hill and Juno Regina on the Quirinal. Each of these novensides or
re-established indigetes must have brought some new element into Roman
religious thought and practice and widened the horizon, but there are three of
the cults to which special attention must be given, because they mark the
beginnings of new contacts made by Rome, which were of lasting influence and
importance.
The advent of Minerva to Rome seems to
indicate the completion of the transition from rustic to city life. She is
pre-eminently the goddess of handicraft, and has under her protection the
guilds of scribes and actors, fullers and flute-players, doctors and
schoolmasters—a wide range, but clearly indicative of the ordered life of an
urban community; she was thus introduced not, as it were, by accidental
contiguity, but to meet a new need, which could not be covered by any of the di
indigetes. That she came to Rome from Falerii may be taken as established,
and Falerii is within the borders of Etruria. It has therefore been assumed
that she was an Etruscan goddess, introduced at the time of the Etruscan
domination as a member of the ‘Etruscan triad’, Juppiter, Juno, Minerva, which
was established in the great Etruscan temple on the Capitol. Of the building of
that temple under Etruscan influence there can be no doubt, nor that the
goddess was worshipped under the form Menvra in many Etruscan towns;
but the name itself is Italic, not Etruscan, and it is highly probable that
Minerva came to Rome before the period of Etruscan domination, and indeed that
the triad itself had Roman sanction before it was consecrated in the Capitoline
temple. But the introduction of Minerva raises for the first time the question
of Etruscan influence.
The establishment of the other two
cults, those of Hercules and of Castor and Pollux, marks the first—though as
yet indirect— contact of Rome with Greece. The worship of Hercules graeco
ritu, with unveiled head, at the ara maxima in the forum boarium, within the pomoerium, raises many difficult questions, but it may be
taken as established that he is the Greek Heracles Latinized at Tibur in a
commercial character marked by the offering of the decumae, and that he
was brought thence to Rome and placed under the special care of the two
patrician gentes of the Potitii and Pinarii, possibly the ‘patrons’ of
settlers from Tibur in Rome. The cult of Castor and Pollux is even more clearly
Greek in origin. Its introduction was traditionally connected with the building
of the temple in the Forum as a thankoffering after the battle of Lake Regillus
in 499 bc, but there is no doubt
that the cult had come long before that from Tusculum. The connection of the
Twins with oaths and their place in the Forum suggests a commercial character,
and the association with horses and particularly with the cavalry is probably
of later date.
(b)
The Etruscans
Archaeology and the study of language
have not yet reached any final conclusion as to the origin of the Etruscan
people, and there is still strong support for each of the two very divergent
views that they were an immigrant people from Asia Minor and that
they were of ‘Villanovan’ descent with an admixture of ‘neolithic’ stock, to
which they owed their language—substantially the two theories advanced in
antiquity by Herodotus and Dionysius respectively. This is no place in which to
take sides on this debatable question; all that is essential for the
understanding of Etruscan influence on Roman religion is the assumption that
they were at some period—whether in their Asiatic home or the rough commercial
relations in Italy—subject to a very strong penetration of Greek ideas and
Greek modes of religious cult. Further it must be postulated that in the latter
part of the regal period there was an epoch of Etruscan domination in Rome, and
that apart from this direct impress there was an early and continuous
infiltration of ideas from a people separated from Rome only by the Tiber. On
these points it may safely be said that all parties would agree.
It used to be the custom of historians
to attribute a great deal in Roman religion to Etruscan influence—even such
essentially Roman conceptions as the Lares and the Genius—and to suppose that
when they became masters of Rome, they forced their civilization on a subject
people with such success that it revolutionized Roman ideas and left a deep and
permanent mark. Though it would be untrue to say that this idea has been
abandoned, it has certainly been considerably modified, largely for two
reasons. In the first place it is now clear that many elements in Etruscan
civilization were in reality assimilated by them from the Italian peoples, so
that even if Rome acquired them through the Etruscans, their origin was
Italian. Of the great Etruscan ‘deity-triad’, for instance, Tinia, Uni and
Menvra, Tinia is indeed a genuine Etruscan deity and his relation to Juppiter
is one of identification, but Uni (Juno) and Menvra (Minerva) are purely
Italian names; Juno was among the di indigetes of Rome, while Minerva,
as has been seen, probably came to Rome from Falerii independently of Etruscan
influence. Or again, the shape of the termplum, which is so prominent in
the foundation of Roman towns and in the formation of their camps, was once
thought to have come from the Etruscans as part of the ‘Etruscan’ system of
augury: it is now known that it has its close parallels among the terremare people of the Bronze Age. And secondly, the more our knowledge of Etruscan
custom and religion increases, the clearer it becomes that Rome had a great
power of resistance to Etruscan ideas and tended only to assimilate that which
was really akin to her own civilization or assisted in developing it. Etruscan
tombpaintings, though late in date and based on Greek ideas, give evidence of
demonic terrors associated with the underworld, which must be an expression of
their own demon-haunted religious consciousness. No sign of this religion of
terror re-appears in Roman literature or art; the fear of punishment after
death, against which Lucretius wrote, is a far soberer thing, derived directly
from Greek sources. It is significant again that there is not found in the
Roman hierarchy a single deity of purely Etruscan origin.
But though caution must thus be
observed in finding Etruscan influence in Roman things, yet it is certain that
there are elements in the developed religion which Rome owed to her contact
with Etruria. In the first place, Rome certainly learned from Etruria the
practice of temple-building and probably the introduction of the cult-statue.
The true Roman numen was worshipped on a locus sacer, where there
was often an altar (ara) not of stone, but of piled sods (caespites), which might be covered by a loose open roof and so constitute a sacellum. Nor was the vague impersonal ‘spirit’ ever represented in sensuous form; ‘for
more than 170 years,’ says Varro, with characteristic Roman exactitude in
chronology, ‘the Romans worshipped their gods without images (simulacra)’. To
the Etruscans these things would be known from their contact with the Greeks,
and it is significant that the first temple in Rome, to which any date can be
assigned, is the great temple on the Capitol, which is said to have been begun
under the Tarquins and completed and dedicated in the first year of the
Republic to the Etruscan triad Juppiter, Juno and Minerva. The temple was built
in Etruscan style, its foundations were of Etruscan masonry and in it was a
statue of Juppiter. It is of course possible that some of the ancient temples
whose building cannot be dated, such as those of Diana and Minerva on the Aventine,
were prior to the Capitoline temple, but none the less the inspiration probably
came from Etruria. Thus the existing trend from animism to anthropomorphism received
a strong stimulus, and there is much in varro’s comment that ‘those who first
made images of the gods for the nations, both removed fear from their States
and added error.’ The Roman lost fear because the visible representation of the
deity bred familiarity: he learnt error because he substituted an
anthropomorphic image for the idea of the numen, which was at least
capable of a more spiritual development.
The other sphere in which Roman
religious thought was certainly influenced by the Etruscans is that of
divination. That the art was itself undoubtedly of genuine Roman origin is
sufficiently proved by the Latin words auspicium and augur; the
observation of the flight of birds was a genuine Roman practice. But the
Etruscans had greatly elaborated the whole business of divination and the disciplina
Etrusca had become a very complicated system. From it the
Romans probably derived the framework of the State practice of augury, the
division of the sky into templa and of the templa into regiones. Much, too, of the practice of divination by lightning was undoubtedly due to
Etruscan ‘discipline,’ though the old cult-titles of Juppiter Fulgur and Juppiter
Summanus (‘Juppiter of the lightning by day and the lightning by night’)
suggest an early Roman observation of lightning for purposes of augury. At a
later period, too, Rome learnt from Etruria the Greek practice of extispicium, divination from the examination of the entrails of birds, though it was not
carried out by Romans themselves, but by harusppices summoned from
Etruria for the purpose. The popularity of Etruscan divination was a downward
step in the history of Roman religion: it increased superstition and encouraged
the political manipulation of religious practices.
The
influence of the Etruscans on Roman religion was thus less than has sometimes
been supposed, but in these two respects, the encouragement of anthropomorphism
through the introduction of temples and temple-statues, and the superstitious
elaboration of divination, it had a lasting and deteriorating effect.
(c) Greece
The beginnings of Rome’s indirect
contact with Greek religious ideas, partly through the Etruscans and partly
through the Italian towns to which Greek influence had penetrated, have already
been noticed. But about the end of the regal period a more direct connection
was established. The cities of Magna Graecia were still too far away to come
into close contact with Rome, but much nearer was the Greek colony of Cumae.
Now Cumae was a famous seat of the worship of Apollo and the home of one of the
Sibyls, those strange sources of prophecy which had sprung up in several Greek
cities in the sixth century. When exactly Apollo came to Rome is uncertain, but
Wissowa is clearly right in maintaining that he must have been there at least
as early as the beginning of the Sibylline period: he was established in an Apollinar in the prata Flaminia outside the pomoerium, where a temple was
erected to him in 431 bc. The
famous legend connects the coming of the ‘Sibylline books’ with the last of
the Tarquins, but it is improbable that definite collections of the oracles
existed so early, and more likely that the original duoviri sacris faciundis went on each occasion to seek their oracles at Cumae. In any case
the start of ‘Sibylline influence’ must be placed before its first intervention
in 493 bc when the oracle, at a
time of corn-famine, ordered the building of a temple to Ceres, Liber and
Libera at the foot of the Aventine. Apollo had been established in his own
name, and this new triad is only a thin disguise for the introduction of the
Greek corn-deities, Demeter, Iacchus and Persephone, with whom they are
henceforth identified. From this time onwards the Sibylline oracles, to meet
great crises of famine or war, when the old rites of the ius divinum were thought to have failed, ordered the introduction of Greek deities,
sometimes with their names roughly Latinized like Aesculapius, sometimes
identified with an equivalent Latin numem as Hermes was with Mercurius
or Poseidon with Neptunus: the series ends with the advent of the Magna Mater
from Asia Minor in 205 bc.
The historical facts and circumstances
of these importations have no great religious significance, but it is of
importance to note what changes of ritual came with them and to determine the
motive of their introduction and the effect on the Roman mind. There can be no
doubt that it was the failure of the State-cult, divorced from the life of the
people, which led in a spirit of experiment to these innovations. As war or
pestilence or famine pressed hard and no orthodox attempt to secure the pax
deorum availed to stay it, it was felt that an appeal to a god of a new
kind, worshipped in a new way, might prove more effective; it may be that even
at this early date magistrates and Senate were deliberately using novelties to
distract and soothe an agitated populace.
All these Greek divinities were housed
outside the pomoerium and until the time of the Hannibalic War the
distinction between di indigetes and di novensides is strictly
maintained. But the new deities had their cult-statues, and they were
worshipped graeco ritu, with the head uncovered, nor was it long before
new methods of worship were introduced in which the populace had its part to
play. In 399 bc, in a time of
pestilence, the Sibylline books ordered a lectisternium: for eight days
the images of three pairs of deities, all Greek or the Roman equivalents of
Greek gods, were exhibited reclining on couches before tables spread with food
and drink; here was at least a strange popular spectacle. Later on was
instituted the supplicatio, in which men, women and children, wreathed
and carrying branches of laurel, like Greek suppliants, went round the temples
making prayer for deliverance or giving thanks for benefits received. Sometimes
the two were combined and we read of supplicationes circum omnia pulvinaria. Here the people takes religious ceremony into its own hands and the outlet
provided is strongly emotional.
In the terrible stress and anxiety of
the war against Hannibal further developments and experiments were tried,
though they look more like the devices of rulers to provide new outlets for
popular feeling than spontaneous outbursts. Already in a time of pestilence in
349 bc the Sibylline books had
ordained the institution of ludi scenici, now in the disastrous year of
the defeat at Trasimene, 217 bc, the authorities ordered the addition of special games, ludi magni, to
the regular ludi Romani, and again in 212 bc, in response to an oracle of the prophet ‘Marcius’, were
instituted the ludi Apollinares. Though in effect the ludi contained but little of a religious character in them, and were more in the
nature of a public amusement, yet their ostensible purpose was religious—the
fulfilment of a vow or the offering of a spectacle pleasing to the gods—and
once again the idea of the ludi came from Greece. The same year, 217,
produced other expedients to relieve popular feeling. A ver sacrum was
prescribed, the revival of an old Italian custom in which all the products of
the year (including originally all male children born) were devoted to the
gods; more strange and revolting, a Greek man and woman and a Gallic man and
woman were buried alive in the forum boarium, sacra, as Livy says in
narrating it, minime Romano, for human sacrifice, if it ever existed in
Roman ritual, had long since been abolished. More interesting for the present
purpose was the decreeing of a supplicatio and a lectisternium in
which twelve gods, Greek and Roman side by side, were exhibited on the pulvinaria for the first time, as Wissowa notes, the distinction between di
indigetes and novensides was broken down and Greek ritual applied to
both. It is the turningpoint, and henceforth it may be said that the religion
of Rome was not Roman but Graeco-Roman.
So far the cults and forms of worship
introduced under Sibylline influence had been solely Greek, but the last
Sibylline ordinance in 205 BC took a further step: it was announced
that Hannibal would have to leave Italy, if the Magna Mater of Pessinus were
brought to Rome. In April of the following year the black stone which
represented the goddess was solemnly received by Scipio and the noblest women
of the State, and deposited in the temple of Victory on the Palatine within the pomoerium. It may be that the Roman officials were unaware at the time
of the orgiastic worship of the mutilated priests, but they soon came to know
it and a senatusconsultum forbade any Roman citizen to take part in it.
But the example of wild emotion had been given, and it is not surprising that
twenty years later the Senate had similarly to suppress the Bacchanalia, which had come from Etruria or Magna Graecia and had spread with alarming and
disastrous effect among the young people. These ordinances may have had an
immediate effect, but the gates were now open for the novel and exciting cults
of the East and Egypt. The flood did not come till the next century, but the
religious temper of the common people was set and not even the judicious
reaction of Augustus could turn it back.
While the religious practices of
Greece were thus pandering to the emotions of the populace, its literature was
having a corresponding effect on the newly-established literature of Rome.
Legend and anthropomorphic mythology were the essential background at any rate
of the epic and drama of the Greeks, and when they came to model their own new
poetry on their Greek originals, Roman poets were in the difficulty that, from
the very nature of their animistic religion, there were no stories of Roman
gods and heroes to work upon. As for legends, though they made some attempts to
work on native subjects, they were content for the most part to write Latin
plays on Greek hero-stories, but this would not suffice for mythology. The
State-religion had led the way by the identification of the Greek gods with the
old Latin numina, and in literature this process spread apace. The Greek
gods were all given their Latin counterparts and took their names; and on to
these Latin gods were foisted all the personal features and characteristics,
the relationships and the stories—creditable or discreditable—which had
attached to their Greek originals. As early as Plautus we find the
relationships of Juno, Saturn and Ops (Hera, Cronos and Rhea) a subject of
jesting, and the Amphitruo is a burlesque of the amours of Juppiter
(Zeus) in the manner of the Old Comedy. It is probable that the heavenly
machinery and the elaborate mythology had for the poets themselves an
aesthetic rather than a religious significance, and that this ‘religion of the
poets’ had little popular effect except to put the seal on anthropomorphism.
The educated classes, who had lost belief in the old religion, were to turn for
their consolation to yet one more gift from Greece, philosophy.
VIII.
THE ADVENT OF
PHILOSOPHY
(a)
Greek philosophy in the second century B.C.
The
striking changes which came over Greek philosophy in the third century, the foundation
of the two new schools of Epicureanism and Stoicism and the new turn in the
teaching of the Academy under the influence of the scepticism of Pyrrhon, have
been described in an earlier chapter. The second century saw no such
great revolutions and contains no great names. It was rather a period of
consolidation and development, in which the new schools took stock of their
position and their relations to one another. Doctrine is defined and applied in
new spheres; there is polemic and there is assimilation, and the way is
prepared for the eclecticism of the next century, but there is little that is
really new. The most salient feature is perhaps the emergence of the picture of
the ‘Wise Man,’ viewed no longer in the abstract but in relation to practical
life.
Among the Epicureans modification and
development would not be expected. It was a cardinal principle of the school
that the system set out by the Master, whom they spoke of as ‘a god,’ must not
be added to, diminished or changed: ‘the faith once delivered’ must be
maintained intact. The fragments which survive of the writings of Epicurus’
immediate disciples Metrodorus and Colotes are
largely occupied with polemic both against the older writings of Plato and
against contemporary critics; they show a certain anxious preoccupation as to
the attitude taken up by the Master to culture and education and in particular
to the arts of rhetoric and poetry. The names of the successive heads of the
school are known, but little or nothing of their opinions; towards the end of
the second century Apollodorus is said to have been an exceptionally prolific
writer, and his successor, Zeno of Sidon, had a high reputation. But it was
left to Philodemus in the next century, possibly under the influence of contact
with Stoicism, to take a marked step in the widening of the field of
Epicureanism.
The Stoic school showed a greater
elasticity of development and could claim a larger number of distinguished
teachers, of whom the most prominent were Boethus of Sidon, a contemporary of
Chrysippus, Zeno of Tarsus, who wrote little but had many disciples, Diogenes
of Seleuceia (circ. 238—150 bc), Antipater of Tarsus, who was unable to withstand Carneades to the face, but
confuted him in many volumes, and in a later generation Apollodorus of
Seleuceia, Archedemus of Tarsus and Crates of Mallus. These leaders extended
the principles of Stoicism to new fields and demonstrated the comparative
freedom of the school by controversies with one another. That Stoics, like
Epicureans, found it necessary to define their relation to contemporary culture
is shown by the treatises of Diogenes on music and rhetoric, which were
afterwards much used by Philodemus, the Epicurean: the study of speech and of
the elements of grammar was also promoted by Diogenes and became the principal
interest of Crates: divination, too, and all the metaphysical questions it
implies were studied by Boethus and Antipater. In the physical theory of
Stoicism the main focus of interest would appear to have been the question of
the periodical conflagration of the world, which was an essential part of the
strict doctrine. Boethus denied it and maintained that the world was
indestructible, giving as his reasons firstly that no causes of destruction,
internal or external, could be adduced, and secondly that in the intervals
between the destruction of one world and the creation of its successor, God,
whose function was to look after the world, would be left idle. In this view he
was followed by Panaetius, while Zeno and Diogenes in the latter part of his
life stated that they ‘suspended judgment’ on the question: Posidonius returned
to the older view. It was clearly a vexed problem. Of more significance were
the modifications and discussions in the moral sphere. Diogenes openly proclaimed
that the end of life is ‘reasonableness in the choice of natural ends,’ a clear
move from the heavenly vision of the ideal sofós to a practical life on earth: the notion was pushed a step further by
Archedemus who defined the good life as ‘the fulfilment of all practical
duties.’ Apollodorus showed an inclination to compromise with other schools
when he maintained that ‘cynicism was a short cut to virtue.’ In something of
the same spirit these later Stoics dealt with problems of casuistry and Cicero
gives us an interesting picture of a discussion between Antipater and Diogenes
as to whether a vendor should always expose the defects of the article he was
selling; the former maintained the strictest morality, Diogenes allowed a
certain laxity. We might well ask ‘where is the sapiens now?’
These movements in Stoicism are not
perhaps of great importance, but they are indicative of a real vitality in the
school and are premonitory symptoms of a certain weakening in the
base-principles and a tendency to adapt a theoretic system to the needs of
ordinary life.
For some eighty years the followers of
the New Academy appear to have been content to repeat the doctrines of
Arcesilas, but towards the middle of the second century the school produced the
most notable philosophical figure of the epoch in Carneades (214129 bc). He was a brusque uncouth creature,
whose teaching was almost entirely oral; his doctrines were recorded by his
pupil Clitomachus and are known to us chiefly from the accounts of Sextus
Empiricus and their eclectic use in the philosophical and theological dialogues
of Cicero. He shows himself in harmony with the spirit of his age in that while
he reinforced the sceptical teaching of Arcesilas and applied it in new fields,
he also endeavoured on a sceptical basis to provide a foundation for thought
and practice. His chief contribution lay in the sphere of the ‘theory of
knowledge.’ Attacking with even greater vigour than Arcesilas the Stoic belief
in the ‘apprehensive presentation’, he yet maintained that we accept as a
practical criterion of truth ‘ that which appears true ’ and is to us
‘convincing’ or ‘probable’. On this basis he built up a scale of three
degrees of ‘probability’. The first stage is that which is probable in itself:
this we may have to accept in circumstances which do not permit of further
investigation, as, for instance, when we come upon a party of presumable
enemies in a trench and have to flee without further investigation. But we
never receive a single ‘presentation’ by itself: there is always a group and
the second step in probability is when the ‘presentation’ is both ‘convincing’
in itself and ‘uncontroverted’ by any of the associated ‘presentations.’ Lastly
the greatest security may be obtained when a ‘presentation’ is both
‘convincing’ and ‘uncontroverted’ and ‘tested’, when we have examined
into all its concomitant circumstances and conditions, place, time, size,
distance, etc., and find that they agree. These various grades of probability
are required according to the importance of the decision to be based upon them.
There is always a liability of falsehood in all our impressions but ‘the
presentation is usually true and in practice we regulate our judgments and our
actions by what usually happens.’ It is perhaps significant of the bias of
Carneades’ philosophical interest that his examples are always those in which
something is to be done and that the ‘tested’ presentation is said to be
required ‘in matters which tend to happiness.’
In the field of theology, Carneades
attacked in true sceptical manner not only the belief in prophecy and
divination, but both the popular and the Stoic conceptions of God and even the
belief in a divine being at all, and provided ‘an armoury of stock arguments’
for use in theological dialogues. Yet, Cicero tells us, ‘Carneades
did not wish to deny the existence of the gods—for what could be less
appropriate to a philosopher?—but only to discredit the Stoic arguments’: his
destructiveness was largely a delight in argument. In a possibly more serious
mood he would have none of the Stoic belief in fate and insisted on man’s
free-will.
In the sphere of politics he argued,
largely from the conflicting views persisting in different countries and
different ages, that there was no such thing as justice in itself, but that it
was a mere convention, approximating here to the teaching of Epicurus. In
ethics he made an elaborate analysis of the six possible theories
which could be held of the ‘highest good,’ according as they selected as the
object of desire pleasure, the absence of pain or conformity with nature, and
looked either to attainment or to the activity directed towards it: four of the
six had in practice been recommended by the philosophical schools. To what view
he himself inclined is not clear, but probably he believed that man should aim
at ‘the first things in accordance with nature’.
Carneades is a strange figure in the
history of philosophy, but he finds his place naturally in the general movement
of the second century. As the Stoic was tending to lower his gaze from the
abstract idealism of Zeno and Chrysippus to a practical standard for the
ordinary man, so Carneades wished to extract from the paralysis of a pure
scepticism a foundation of ‘probable’ thought and ‘reasonable’ action. For all
their polemic the schools were approaching one another.
The first penetration of Greek
philosophy to Rome may safely be dated from the knowledge of Greek literature
acquired during and after the Second Punic War. Cicero indeed, though he
rightly rejects on chronological grounds the old legend of the connection of
Numa with Pythagoras, yet believes in an early permeation of Pythagorean
influence in Italy, and sees evidence of it in a carmen of Appius
Claudius Caecus. But this is fanciful, and the first real traces
occur at the beginning of the second century, though even then they are vague
and sporadic. Ennius was caught by the theory of Euhemerus that the gods were
great men deified and tried to spread the doctrine in Rome; he, too, in
significant lines expresses the Epicurean doctrine of the indifference of the
gods to the lives of men. A well-known fragment of Pacuvius reproduces the physical
teaching of Anaxagoras, and it is perhaps not unreasonable to attribute some of
the moral aphorisms, of which the remains of Roman tragedy are full, to a
superficial acquaintance with Greek moral teaching.
The expulsion from Rome of two
Epicurean philosophers in 173 bc may represent a first failure to establish systematic teaching, but by the
middle of the century it was becoming impossible to resist the movement. In 159
the Stoic Crates of Mallus, detained at Rome by an accident, started to
lecture, and four years later the heads of three of the great philosophical
schools, Critolaus the Peripatetic, Diogenes the Stoic and Carneades the
Academic, coming to Rome from Athens on an embassy, made a considerable stay,
during which they expounded their views; Carneades in a famous
lecture startled Roman respectability by announcing his theory that justice was
a convention. Shortly afterwards one C. Amafinius made a sensation by his
writings and discussions in Latin on the doctrines of Epicurus.
Among the hearers of the
ambassador-philosophers may well have been the band of young ‘intellectuals’
who were already gathering round the younger Scipio. Of these the most
prominent Roman was Scipio’s intimate friend, C. Laelius, who figures as his
interlocutor in several of Cicero’s dialogues; literature was represented by
C. Lucilius, the satirist and Terence, the manumitted African slave, and to
these were added two distinguished Greeks, Polybius, the historian, and, as the
recognized teacher of philosophy in the ‘circle,’ Panaetius. In the work of
Panaetius is seen for the first time a deliberate attempt to transplant Greek
philosophy to Roman soil.
(b)
Romanized Stoicism—Ranaetius
Panaetius was a member of a prominent
Rhodian family, born probably between 185 and 180 bc. He was instructed first by Crates at Pergamum, and then
went to Athens, where he attached himself to Diogenes and after his death to
his successor Antipater of Tarsus, thus definitely giving his allegiance to the
Stoic tradition. Somewhere about 144 he was already in the company of Polybius
in Scipio’s entourage and in 141 went as Scipio’s sole companion during a
mission of inspection and pacification in the East. For the next ten or twelve
years Panaetius lived alternately in Rome and Athens, but after Scipio’s death
in 129 he came to Rome no more and succeeded Antipater as head of the Stoic
school in Athens, where he died in no or 109 bc. Of his personal character there is no information, but his writings were held
in high esteem and he is said to have abandoned the traditionally rough and dry
manner of the Stoic school, but in one
branch of writing was more mellow, in another more luminous than they, and
always had on his lips Plato, Aristotle, Xenocrates, Theophrastus and
Dicaearchus’: Posidonius adds that he was in the habit of quoting the poets.
This information suggests firstly a literary rather than an intellectual
exposition of philosophy and secondly an eclectic choosing of his doctrine from
different schools and teachers. Both are characteristic of his teaching and
indeed of Roman philosophy as a whole.
The direct information about the
doctrines of Panaetius is very scanty, but indirectly much can be known from
the philosophical writings of Cicero, in particular from the first two books of
the de Officiis, the de Republica and the de Legibus; in
the two former treatises he explicitly acknowledges his debt to Panaetius and
admits that he was following his lead. Modern research has disentangled the
teaching of the master from the amplifications, additions and modifications of
his Roman follower and it is possible to speak with confidence of Panaetius’
views on ethics and politics.
That Panaetius was a Stoic there can
be no possible doubt: he was the disciple of Diogenes and Antipater, the
successive heads of the Stoic school, and he himself succeeded them. Like them,
he taught the more elastic Stoicism of the second century and was prepared to
admire and adopt the theories of other schools. He had a profound admiration
for Plato, whom he described as the ‘Homer among philosophers’ and, in his
exposition of the forms of constitution in the State, followed the Republic closely. This was not inconsistent with orthodoxy, but elsewhere he is at variance
with more fundamental Stoic conceptions. Thus he followed Boethus in the belief
that the world, as it is, is eternal and rejected the idea of its periodical
destruction by fire. Similarly he expressed doubt as to the validity of
divination, which must mean that he did not accept the important Stoic doctrine
on which it rested of the ‘sympathy’ between all parts of the universe. Other
divergences may be detected in his astronomy and his psychology. All this is
proof of the latitude claimed by the leaders of the Stoic school, and so
incidentally of its vitality.
But apart from such divergences the
Greek leaders of Stoicism at Rome must have been conscious of the necessity of
some adaptation of its tenets to new surroundings. Stoicism had been founded
at a period when the Greek city-state was collapsing, when the good man was no
longer thought of as necessarily the good citizen, and the focus of attention
had passed from the State to the individual. But Rome was still a city-state
and was rapidly becoming a worldwide Empire. Political theory was therefore
still an essential for any system which was to grip the Roman imagination, and
if Stoicism was naturally defective on this side, it must be supplemented, and
Plato and Aristotle pressed into the service. Again, the Roman character was
profoundly different from that of the Greek and was but little attracted by
general and abstract speculation; the Roman was a man of action, and if he
reflected at all, he liked to think of the practical business of life and the
requirements of his State. Physical theory about the ultimate constitution of
the world did not greatly appeal to him—Lucretius was a solitary exception— and
so, when it came to ethical discussion, the great abstract propositions so dear
to earlier Stoicism that ‘the wise man is free’ and that ‘all sins are equal,’
and the like, no longer held the first place; the ideal sapiens and his
perfect life are relegated by Cicero to a short dialogue which he
characteristically entitles the ‘Paradoxes of the Stoics.’ Attention is
concentrated on the ordinary man and his ‘duties’ and on such practical accord
with nature and with reason as he can reach in his daily life as a Roman
citizen.
A brief sketch of Panaetius’ theories
of ethics and politics may serve to bring out this practical side of his
Romanized Stoicism. The two subjects are closely united in the root-conception
of ‘reason,’ the perfect possession of the gods, which is present in varying
degrees in every man and so binds gods and men together in a great community.
This idea rests on the Stoic physics and psychology. The ultimate reality is
the ‘material spirit’ which is divine and by condensation forms the grosser
elements which it always controls: the Stoic view of the world has been
described as a ‘monistic dynamic materialism,’ or from another point of view as
‘Pantheism.’ The divine spirit immanent in and controlling the world manifests
itself as ‘providence’, not an external fate, but an inner necessity. In
plants the ‘spirit’ appears as the power of growth, in beasts soul is added and
manifests itself in the five senses and the appetites, and in man comes the
final gift of reason (logos). The
moral end of man then is to live in accordance with reason. Such a life in its
perfection could only be attained by the perfectly wise man, who is able to
perform perfect action. The ordinary man, in whom Roman Stoicism is
interested, can only attain to ‘middle’ actions, or ‘duties’, and it is
with these Cicero deals in the first two books of the de Officiis, which
are confessedly modelled on Panaetius’ irepl Officia. The realized end
exhibits itself in ‘virtue,’ and ‘virtue’ for the ordinary man will vary in its
form according to his own nature and his circumstances: for a man’s individual
character depends on the degree of ‘tension’ of the ‘spirit’ in his soul, and
his actions must be determined by his station, his profession and mode of life.
Still, general principles may be laid down and ‘virtue’ is subdivided into the
traditional Greek cardinal virtues, wisdom, justice, fortitude and temperance.
In his description of the virtues it is interesting to note that Panaetius in
true Aristotelian manner finds that virtuous action is in each case a mean.
Thus wisdom is a mean between careless or hasty judgment and—here the Roman
comes out strong—a waste of time on unprofitable studies which bear no relation
to practical life; temperance, again, is the mean between the gratification of
desires and asceticism, and consists in the control of the appetites by reason,
showing itself in a ‘propriety’ both in the greater actions of life and in
details of dress, bearing and behaviour. In all this may be recognized the
severer Stoicism of the old school mixed with the doctrines of Plato and
Aristotle and watered down to suit the respectable characteristics of the Roman
gentleman: the old Roman virtus and gravitas and pietas appear under the cloak of a philosophic sanction. Similarly, the second book of
the de Officiis, again closely modelled on Panaetius, in which Cicero
discusses the relation of the expedient (utile) to the morally good (honestum) and decides that there can be no real distinction between them, reads almost
like a philosophic apology for the position of the well-to-do Roman citizen and
the respected statesman. Cicero justifies Cicero, we may infer, by Panaetius’
justification of Scipio.
The political theory of Panaetius,
contained in the first three Books of Cicero’s de Republica and re-echoed
in the first Book of the de Legibus, rests on the same foundations,
shows the same eclectic development and in an almost more marked degree a Roman
bias. Men are bound to one another and to the gods by the common possession of
the ‘reason’ which is the basis of personal virtue: it must therefore be also
the foundation of the life of the community. The State is a ‘commonwealth of
the people’ (res populi) or a ‘union’ of men, not an enforced union, as
in the Epicurean view of the ‘Social Contract’, but ‘a combination of a number
of men united by common consent to law and by a community of interest.’ In
this community reason expresses itself by some sort of government (consilium), but there are various forms of government, the three main types being monarchy,
aristocracy and democracy, of which the corrupt forms are tyranny, oligarchy
and ochlocracy. Here the influence of Plato is obvious and his account of the
‘cycle’ in which these constitutions successively follow one another in the
history of a State is also adopted with some modifications. Of the three
Panaetius apparently selected monarchy as the best, placed aristocracy next and
democracy last, but reversed the order in the corrupt forms, choosing
ochlocracy as the least bad, oligarchy next and tyranny as the worst. Here
Plato is deserted, as he is again most markedly in the conclusion, which since
it occurs in Polybius as well as in Cicero, must be attributed to Panaetius,
that the ideal constitution is that in which all the three elements are combined,
as it was in Lycurgus’ constitution of Sparta and is still more conspicuously
in that of Rome, where the magistrates represent monarchy, the Senate
aristocracy, and the people democracy. In this theory the adaptation of Stoic
tradition to its new surroundings is almost flagrant: Greek philosophy is
indeed modifying itself to suit the taste of its new disciples.
The introduction of philosophy no
doubt gave a new and permanent interest to the educated classes at Rome, but
it was never a wholesale foisting of Greek thought on to an alien race. From
the first Rome chose what she would study, modified the tradition she received
and thought out her ethics and her politics to suit her own circumstances.
Panaetius’ Stoicism is in this respect typical and prophetic of what was to
follow in the next generation and under the Empire. It has been the fashion of
late years to ascribe almost the whole of Roman Stoicism to the influence of
Panaetius’ pupil Posidonius, nor can there be any doubt that he greatly impressed
the generation of Cicero; he was in some respects more orthodox than his
master. But Panaetius was at least as great a figure. To him is due the credit
of having planted Stoicism at Rome and of grasping the lines on which it would
have to be modified to win Roman approval.
It would be of great interest to know
in detail what was Panaetius’ attitude to religion (which is after all the
main subject of this chapter); unfortunately there are but scattered notices,
which do not suffice for a general account. As a Stoic he was bound to base his
theory on the root-conception of the immanent divine reason: his philosophic
creed must have been the ‘materialistic pantheism ’ which was accepted
generally by his school. Consistently with the prevalent Stoic view he was
bound to reject the ordinary gods of mythology as the legendary fictions of
poets or statesmen,
and it has been noticed already that he had grave doubts as to divination and
definitely rejected astrology. Yet, like most Stoics, he seems to have made
some concessions to popular belief. He allowed himself to speak of ‘gods’ in
the plural, though he seems to have tried to reconcile such common parlance
with the esoteric belief of the philosopher: ‘men obey this celestial ordinance
and the divine mind and the almighty god.’ In the State, too, he allowed that
the gods have their place as a kind of senior citizens, though it is clear that
he deprecated any lavish expense on their temples or worship. It is as though
he again made the distinction between the perfect wisdom of the sapiens and the religion attainable by the ordinary man.
Two prominent conclusions may be made
from this sporadic information, first that Panaetius rejected the popular
religion and its manifestations, and second that he approached the whole question
of religion with the eye of the statesman. That this was the attitude of the
educated Roman of his time—at any rate of Scipio and his circle—is clear from
the occasional comments of Polybius. In a passage where he is comparing the
constitution of Rome with that of other peoples, he praises Rome for her
attitude to the gods and in particular for the encouragement of superstition,
not because it is true or rational, but because it holds the State together and
is a valuable means of checking the extravagances of the people. And so in
practice when he is later commenting on the story of the dream which impelled
the elder Scipio to stand for the aedileship, he rejects it altogether and
regards its invention as an instance of Scipio’s astute statesmanship. This is
the attitude of the sceptic, who may indeed have some inner religious
conviction of his own, but intends to use the superstition of the mob for
political purposes. The history of the next century at Rome shows how strongly
this attitude had seized the minds of the educated: the political use of augury
and auspices in Cicero’s time is but the practical application of the theory of
the Scipionic circle.
In the next generation the great
jurist Q. Mucius Scaevola said that there were three classes of gods, those of
the poets, those of the philosophers and those of the statesmen. This
distinction had already begun to be true in the age of Scipio. Greek literature
had brought myth and legend, Greek philosophy had brought scepticism and
taught the politicians to play on the beliefs of the vulgar, but it had also
brought the Stoic idea of divine immanence, which was destined to be the seed
of educated religion for a long while to come and to find its expression in the
Letters of Seneca and the Meditations of Marcus Aurelius. The immanent reason
in the universe, which was in fact God, provided a new basis for religion,
which was to some extent linked up with the old Roman cult, as the new idea of
God was attached more and more to the name of Juppiter; and the reason in man,
which bound him close to God, supplied a religious motive for morality, which
in the old religion had, except possibly in the household, always been sadly
lacking. Stoicism was indeed a nobler creed than Rome had yet known, and might
have made a great popular appeal, but that it was too intellectual; a real
active enthusiasm of humanity was wanting
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