|
THE PASSING OF THE IMPERIUM FROM ROME TO CONSTANTINOPLE
STILICHO AND ALARIC 395-410
Until the death of Theodosius the Great at Milan on 17
January 395 the Roman Empire had weathered the barbarian storm in spite of
disasters and the civil wars. Yet its situation had changed definitely for the
worse. Not to mention the economic distress caused by over-taxation and barbarian
ravages, there was the loss of territory and valuable recruiting grounds within
the old fortified frontier. Salian Franks had settled
in north-east Gaul, Ostrogoths in Pannonia, Visigoths
in Moesia, all under their native princes. Most serious of all evils was the
depletion of the field-armies and garrisons, and the fact that these consisted
of barbarian mercenaries. The depletion compelled the use of the federate Goths
at the Frigidus and raised the ambition of their
chiefs. That the regular armies were composed of barbarian mercenaries meant
that their officers and generals were barbarians too, only half-Romanized, and
these held the destinies of the Empire in their hands. When the generals were Romans,
they had usually, if eminent, aspired to become Emperors, a main cause of the
Empire’s weakness. Now that they were Germans, ineligible men in their own eyes
for the crown, they aspired to be Emperor-makers and to rule in the name of an
Emperor-puppet. This had been the aim of Arbogast the
Frank when he murdered Valentinian II and installed
the powerless Eugenius. He had the advantage that the Western frontiers
required a single commander-in-chief: the enemies on the Rhine and upper Danube
were too closely connected. Nor could Theodosius alter the geographical
necessity. The East with its separate frontiers and foes must divide the
supreme command.
It was, perhaps, fortunate at first for the Empire
that the two sons of Theodosius were nullities whom no barbarian general would
wish to dethrone. Arcadius, who took the East with half Illyricum, was only
seventeen at his accession, and remained sluggish and malleable all his life.
Honorius, who received the West at the age of eleven,
was little better than a child who never grew up. His dying father had placed
in command of the West his best general, Stilicho, a Vandal long in the Roman
service, to whom he had married his niece Serena, while in the East the
praetorian prefect Rufinus of Aquitaine had the charge
of Arcadius. Both were able men, but Stilicho had the disadvantage of his
barbarian extraction and Rufinus that of being a
civilian unconnected with the imperial house. Stilicho aimed perhaps at the
regency of the whole Empire and at least at the reannexation of eastern Illyricum to the West. The two governments thus became unfriendly to
each other while he lived. But there arose a third candidate for power who
utilized their dissensions. While Goths, both Arians and heathens, swarmed in
the army, the larger part of the Visigoths were federates settled in Moesia. On
the death of Theodosius these elected a king, Alaric, and he, disappointed in
his hopes of military command, revolted and with his tribe ravaged the Balkans.
The best
Eastern troops were still in Italy, a band of Huns had
crossed the Caucasus and reached Syria, and when Stilicho came nominally to the
rescue to Thessaly his conduct was so dubious that he received peremptory
orders to evacuate Illyricum and send back the Eastern troops to Constantinople.
He was unable to refuse obedience, but those troops under their leader, the
Goth Gainas, promptly massacred Rufinus.
Power fell into the hands of the chief eunuch Eutropius,
who had already found a wife for Arcadius in a Frankish lady Eudoxia, daughter of Bauto, a
mercenary general like Arbogast. Alaric was left to
ravage Greece and play off the two courts against one another. Only Thebes was
strong enough to hold out against him.
Stilicho’s obedience was probably influenced by the
revolt of the Moors. Prince Gildo, brother of the
earlier rebel Firmus, who had been conquered by Count
Theodosius, and himself once prefect of Mauretania and master of the horse and
foot in the army, had rebelled in 394; he ruled the interior, but not the
fortified cities, which he attacked with the aim of founding a Moorish kingdom
of North Africa. None the less Stilicho led his army once more to Greece in
397, and blockaded Alaric in Elis. Yet no victory was attempted. The
counter-move of Eutropius, who evidently looked on
Stilicho as the worse enemy, was to receive favourably an offer of the rebel Gildo to hold North Africa as a
vassal of the Eastern Empire. This led to the rapid return of Stilicho to Italy
to meet the danger. He had come to some agreement with Alaric, whom he left to
be a terror to the East. A terrible devastation of Epirus by the Visigoths was
the first result; the next was an adroit volte face of Eutropius. Alaric, who may like his predecessors have found
the fortifications of the Eastern cities too strong for him, was placated by
bribes and the title of magister militum of
Illyricum with the possession of Epirus, a poorer land than Moesia. He was now
to be a thorn in the side of the Western Empire. Stilicho was declared a public
enemy by Arcadius, to which an inadequate reply was the refusal of the West to
recognize Eutropius as a consul for 399. The two
halves of the Empire had become open foes to their common detriment.
The revolt of Gildo was the
more dangerous because he was able to cut off the African corn-supply which was
sent to Rome, but Stilicho was equal to the emergency. He brought the corn and
also troops from Gaul, thereby weakening the Gallic defences,
and he sent his army to Africa under Gildo’s brother
and bitter enemy Mascezel, whose children had been
murdered by the rebel. Gildo’s forces dissolved
before his opponent (398). He met his death as a hunted fugitive. The victor
died by a suspicious accident in Stilicho’s entourage. In the same year
Stilicho riveted his hold on the Emperor by marrying him to his daughter Maria.
Meantime revolutions succeeded one another in the
East, all connected with what may be called its domestic Gothic question. Gainas was now a magister militum, and supported by the Gothic mercenaries was aiming to be another Stilicho. The
revolt of Goths settled in Asia Minor under Tribigild and the failure to subdue them (399), while a band of Huns ravaged Thrace, gave
him his opportunity. The Empress Eudoxia had turned
against Eutropius, who was dismissed and executed. Gainas, at the head of the troops and in alliance with Tribigild, was for a time supreme, but the Goths were hated
and disunited as well. When Gainas demanded a church
in Constantinople for his Arian countryman, he roused even the lethargic
Arcadius. He felt uneasy in the city and withdrew to the suburbs with most of
his troops (400). The remainder were massacred, while the loyal forces were put
under the command of the heathen veteran Fravitta, a
Goth of the ancient school. The old Gothic inability to take fortified towns,
the command of the Straits by the East Roman fleet which marooned the rebels in
devastated Thrace, and the generalship of Fravitta ended the campaign in the Romans’ favour. Many Goths
were drowned in trying to cross to Asia Minor, Tribigild was killed, and Gainas himself died in a battle with Uldin the Hun beyond the Danube, which he had passed with
the remnant of his men. Both Alaric and Stilicho had remained quiet the while.
The one could not wish for a rival Gothic chief, the other for an imitation of
himself in the East.
It was now the turn of the West to feel the renewed
ferment of the frontier tribes. The Visigoths had given the example, and the
Huns were pressing upon them. On the middle Danube a confederacy was forming
under the leadership of a Goth, Radagaisus, which
included Goths, Asding Vandals, and Alans. It would
seem that Radagaisus and Alaric concerted invasions
of Italy. Stilicho gathered and increased his forces: Uldin the Hun and Alans appeared in his army. In 401 a campaign near the Danube ended
in victory and compromise. Godegisel, King of the
Vandals, and his tribe were allowed to take Noricum and Vindelicia.
Thus the upper Danube frontier was submerged. Then in November Alaric entered
Italy and besieged Honorius in Milan. But Stilicho hurried south, driving the
Visigoths westward. A bloody battle was fought at Pollentia (Pollenzo) on 6 April 402, and Alaric’s wife and
children were taken prisoner. He found Stilicho ready for another compromise.
Alaric withdrew to Illyricum and was given the Western rank of magister militunv, he was to co-operate in the annexation of
East Illyricum to the West. He broke the treaty almost at once, for in 403 he
advanced to besiege Verona. Once more Stilicho defeated and could have crushed him,
but preferred a treaty. A joint invasion of the East was arranged. Here again
Stilicho’s plans were upset by Radagaisus, who in 405
entered Italy with a horde of Ostrogoths, Vandals,
Alans and Quadian Suevi. Stilicho was equal to the
emergency. He now had a body of Visigothic deserters,
under a chief, Sarus, in his army. With his usual
skill he trapped Radagaisus at Faesulae (Fiesole) in Tuscany. The invading host suffered heavy loss in its attempt to
break through, and Radagaisus was taken and killed:
the survivors were allowed to journey back to Noricum. Italy was saved once
more, and so was the Eastern Empire.
Stilicho’s half-hearted use of his successes may have
been partly due to his shortage of troops and his desire to retain the
barbarian tribes as recruiting grounds. The divisions, which are obvious among
the Visigoths, may have made him look upon Alaric as a passing danger only. At
any rate during these wars the defence of the Rhine
had to be left to the Frankish federates. The fact tempted the coalition formed
by the dead Radagaisus. The Vandals, Alans and Suevi
moved west instead of south. On the river Main they joined the Siting Vandals
and then defeated the federate Franks, although King Godegisel fell in battle. On the night of 31 December 406 they crossed the frozen Rhine
at Mainz, which they destroyed, and harried defenceless Gaul to the Pyrenees, where they were stopped by the fortified passes. They
showed a power to take walled cities unusual in these hordes. Trier, Arras,
Amiens, Paris, Orleans and Tours fell victims to their predatory march over
the plainland of Gaul. The sufferings of the Gauls were intense and without precedent for centuries. But
the worst was that the Rhine frontier had been broken and was never to be
restored. The fall of the Western Empire had begun.
While the Vandals and their allies halted in Narbonensis, other tribes followed in their wake. The Alemanni resumed their invasions, and took possession of
Alsace. The Burgundians, pressing down the Main, also crossed into Gaul round
Worms. But Stilicho did not take his eyes off the East. The invasion and the
lack of defence made the garrisons restive. In
Britain the troops set up a common soldier, Constantine, as Emperor. He crossed
over to Gaul with them (407), and they never came back. The provincials were
left to their own devices to repel the raiders from overseas. Constantine was
accepted by such troops as were left in Gaul. Sarus the Goth, sent against him by Stilicho, had to buy a passage back to Italy by
bribing the brigand peasants called Bagaudae, who
infested the country and held the passes of the Alps. The Pyrenees were forced
and Spain fell to the usurper. He did not, however, possess all Gaul, for the Armoricans of the north-west revolted against the officials
and maintained some kind of independence; in Britain, too, there was a similar
rebellion among the Celtic countrymen, and perhaps it was at this time that Cunedda led a part of the Votadini from the north-east to the west, where, driving out the Irish tribesmen
settled there, he founded the little kingdom of Venedotia (Gwynedd) or North Wales.
None of these disasters deflected the main policy of
Stilicho: he was still bent on aggression towards the East, to which he had
closed the Italian ports, and on friendship with the federate Germanic tribes.
On the death of his daughter the Empress Maria he married Honorius to her
sister Thermantia so as to maintain his control. But
Alaric, who had been kept waiting for the Eastern campaign, saw his opportunity
for fresh blackmail. He marched from Epirus to Noricum, now vacated by the
Vandals, and demanded an enormous payment (8000 pounds of gold) for his
services. Even the Roman Senate, accustomed to servility, only consented to the
payment with fiery protests. Then came the news that Arcadius had died (1 May
408), leaving a child of seven, Theodosius II, as his heir. Stilicho at once
showed his hand: he would proceed to Constantinople to secure the regency for
Honorius, i.e. for himself, while Alaric and his Visigoths should trek to Gaul
and put down the rebel Constantine. But he had not reckoned on the disaffection
of the regular legions and the Roman population. Stilicho seemed to be always favouring the ‘federate’ tribes and almost looking for
lands to give them in the Empire. Even though they were mainly barbarian
mercenaries, the legionaries felt a professional indignation, and there were
still Roman officers and men among them. After all, Constantine, who was to be
ruined by Alaric, had been elevated by the army. Although Stilicho had been
invariably successful, he had not prevented the devastation of Ulyricum, North Italy and Gaul. In fact his treaties had
allowed its recurrence. Roman hatred rose high in the civilian population and
in the Romanized army against the half-barbarian who appeared to be sacrificing
the Empire to his ambitions. It is noticeable that among the military
malcontents was Sarus the Visigoth mercenary, who had
his own ambitions. A first mutiny was fomented by him at Ravenna on the Adriatic
coast. This city, since the battle of Pollentia, had
acquired a new importance as the chief imperial residence in the West. Like the
later Venice it was almost impregnable among the marshes and lagoons, one
of which provided it with an admirable harbour.
Stilicho quieted this outbreak, but the greater part of the troops were at
Pavia, whither Honorius proceeded. There both Emperor and troops were worked on
by a palace official, Olympius, a Greek by birth, who
reported that Stilicho intended to murder the child Theodosius II and place his
own sou Eucherius on the
throne. By visiting sick soldiers in a pretence of
Christian charity Olympius spread his tale. The
troops burst into mutiny against the government, massacring their generals and
the high officials, including the pretorian prefects
of Italy and Gaul, all of them nominees of Stilicho. The news reached Stilicho
at Bologna, where his Germanic generals, with Sarus among them, urged immediate civil war. When Stilicho refused, Sarus led a massacre of his bodyguard of Huns. Stilicho
escaped to Ravenna, where an order for his arrest followed him from Honorius,
now as obedient to Olympius as he had been to the
Master of Both Services. Stilicho was lured from sanctuary, and a second
imperial letter ordered his execution (23 August 408). He might, perhaps, have
saved himself had he appealed to the Germanic soldiery, but he was put to
death. Thermantia was divorced, Eucherius was soon murdered, Stilicho’s friends were tortured in the hope of proving a
plot, and by an insane policy the Roman soldiers were allowed to slaughter the
families of their Germanic comrades. Most of these deserted in a body to Alaric
in Noricum.
Although Stilicho’s policy may have been wrong-headed
and warped by his ambitions, he was the best general of the day and a born
ruler. The only advantage gained by his death was the reconciliation of East
and West. The worst of the many disadvantages was the regency of Olympius, the Master of the Offices, for Honorius remained
a cipher. Olympius had only cunning and no
statesmanship. With the army half destroyed and out of hand, he refused
Alaric’s demand for more money and a settlement in Pannonia; he dared not make
the able, treacherous Sarus commander of the troops.
This was to invite the deluge. Alaric with his main army entered Italy and
marched without resistance straight on Rome itself. Honorius lurked safe in
Ravenna with the government. Since his accession the Senate had played a real
part in public affairs, for ministers like Stilicho sought naturally to gain
over the great landowning class, whose richest members lived in ostentatious,
futile luxury in Rome amid their thousands of slaves. It now had to deal with
Alaric as a government. When the Gothic blockade of the city began, its first measure
was to execute Stilicho’s widow Serena, suspected of an understanding with
Alaric. Then when famine appeared it asked for terms. They were exorbitant—all
valuables and all Germanic slaves—but were lowered to an enormous ransom and
the Senate’s influence with Honorius for peace. Although there was a large
pagan group of senators, it is significant that the temple treasures were taken
to spare their private fortunes. Alaric withdrew to Tuscany (December 408),
where he was joined by swarms of fugitive slaves from Rome, and negotiated with
the Emperor. Olympius now hoped for help from the
usurper Constantine, whom he recognized as co-Emperor, and from reinforcements
from Dalmatia. The last came, but were cut to pieces by Alaric. Meanwhile
Alaric’s brother-in-law Athaulf came from Pannonia
with a force of Goths and Huns. On this, Olympius fell from power (he was later scourged to death), and Jovius the praetorian prefect became chief minister. But the court of Ravenna remained uncomplying even to reduced demands of Alaric,
sponsored by Pope Innocent I, which asked for Noricum and the office of magister militum. The arrival of 10,000 newly levied Huns
and the Goths’ shortage of provisions may account for this obduracy.
Alaric’s counter-move was reminiscent of Arbogast. He seized the Roman corn-magazines at Portus by
Ostia and compelled the Senate to elect the prefect of the city, Attalus, as Emperor (end of 409). Attalus was a pagan, but he was duly baptized by an Arian bishop of the Goths.
He made Alaric his commander-in-chief and then presumed to contradict him. The
corn-supply was derived from Africa, where Count Heraclian,
the slayer of Stilicho, held sway for Honorius and would not send it to rebel
Rome. Alaric wished to dispatch a Gothic force over sea, but Attalus insisted on Roman levies, who failed utterly.
Meantime Alaric was besieging Ravenna, which was saved by the long-expected
help from the East, 4000 efficient soldiers. It became clear that Attalus, the self-willed puppet, was of no use to the Goths,
and Alaric deposed him (May 410) as a preliminary to fresh parleys with
Honorius during a truce. This was broken by Sarus,
hitherto standing aloof, in a treacherous attack on the Gothic camp in the name
of Honorius. The result was to fix Alaric’s resolution to loot all he could
from Rome and transport his army to Africa, the land of plenty, for settlement.
In August 410 he invested Rome once more. Starvation
quickly followed, and in the night of 23 August the Salarian gate was opened by treachery. For three days Goths and slaves ranged through
the Eternal City. There was much destruction, considerable slaughter and
outrage, and immense plunder, although the churches seem to have been spared.
The stored plate, jewels, and silks of the senators were at last dissipated;
captives were held to ransom or slavery; fugitives found their way to Africa or
Palestine with the tale that Rome, the eternal mistress of the world, had
fallen before the barbarians. ‘The human race is included in the ruins’, wrote
St Jerome in his cell at Bethlehem, and St Augustine amid his sneers at the
helpless gods of the past admitted that the whole world groaned at the fall of
Rome. To the pagan remnant, living on ancient glories, it must have seemed that
the genius they idolized had fled the violated sanctuary. Even the quick
recovery could not restore its lost glamour: the new prestige of Rome was to be
Christian and papal.
Alaric had no mind to remain in Italy. On 27 August he
marched south to Reggio, which he burnt and where he collected the ships for
the conquest of Africa. But the seas round Sicily were dangerous even to
sailors, and his ships were scattered and wrecked in a sudden storm. Alaric and
his Goths were landsmen and flinched. Scarcely had he turned back before he
died at Cosenza (410), and was buried in the bed of the river Busento, the place being concealed by the massacre of the
slaves, who first diverted and then restored the stream. He had been a great destroyer.
CONSTANTIUS III AND AETIUS
The Visigoths at once elected the dead king’s
brother-in-law Athaulf as his successor. For a year or two he remained in Italy living on the country, but the dream of
a Gothic empire, which he had cherished, faded as he realized the barbarism of
his tribe and the civilization that lay prostrate. Since the siege of Rome the
Goths had held as a hostage Placidia, the sister of
Honorius. Athaulf married her, and chose, he said,
the glory of seeking to restore and to increase by Gothic strength the name of
Rome’. His aims were perhaps not unlike the views of Stilicho, as they appeared
to a would-be federate. But for their accomplishment peace and alliance with
the childless Honorius were necessary. As it happened, events beyond the Alps
prepared the way.
The usurper Constantine had taken possession of Spain
by an expedition of his son Constans, whom he made
his colleague, and the latter had left the Briton Gerontius in charge. Gerontius proved a traitor in every way:
he proclaimed an insignificant follower, Maximus, Emperor, and opened the Pyrenean
passes to the united Vandals, Alans and Suevi, who were still looting southern
Gaul. They entered Spain (409) and spread over the land. Meantime Gerontius attacked Gaul, killed Constans,
and besieged Constantine in Arles (411). But Honorius now had an army again,
and a general, the Roman Constantius, master of the
soldiers. He was a striking personality from Illyricum like the Flavian
Emperors, for he was born at Naissus (Nish). Men
felt he was worthy of the purple as he rode bending over his horse’s mane and
glancing with flashing eyes to right and left. He inspired instant loyalty from
the troops. Gerontius was deserted by his own men;
the Franks who came to help Constantine were defeated; and the usurper
surrendered, soon to be executed by Honorius.
This success did not mean the pacification of either
Gaul or Spain. The Franks, Burgundians and Alemanni,
who held the north-east, set up a new usurper, the Gaul Jovinus,
to legalize their conquests. Constantius was obliged
to quiet Spain by a pact (411) with the invaders, who were recognized as foederati, the Asdings and Suevi took the north-west, the Silings the south,
while the more numerous Alans took the land between. Constantius may have been called back to Italy by the movements of Athaulf.
At any rate in 412 the Visigoth left Italy for southern Gaul. He at first
treated with Jovinus, but they soon fell out—the
slaughter of Sarus, his ancient enemy, who had joined Jovinus, was one cause—and Athaulf,
in a momentary alliance with Honorius, sent the head of the usurper to Ravenna
(413). In return he should have been supplied with corn by the Emperor, for
southern Gaul was wasted, but a fresh revolt prevented this. Count Heraclian of Africa, like other Roman generals, made a bid
for the Empire. He stopped the corn-ships once more, and himself sailed with a
fleet to Italy. His defeat, flight and execution followed in quick succession.
The effect of his rebellion was to renew the war between the Visigoths and the
Empire.
There was, however, another question in dispute, the
possession of Placidia, sister and heiress of
Honorius. Through all these anarchic years one chief cause of the paralysis of
the Romans had been the problem of replacing or succeeding the simpleton
Honorius. Stilicho, perhaps, was content to rule in his name. Constantine, Heraclian and others tried rebellion. Constantius hoped to gain the crown by marrying Placidia. Here Athaulf was the obstacle, for, although himself a
barbarian, a son of his by his captive might reign in the future. In January
414 he celebrated his marriage at Narbonne with full Roman rites. This was to
challenge Constantius, who advanced into Gaul.
Although Athaulf vainly wooed the Gallo-Romans by recreating Attalus, who had followed the Gothic camp, his
puppet-Emperor, he was outgeneraled and forced into Spain with his starving
Goths. At Barcelona he was murdered in his stables (415) by a servant of the
dead Sarus, whose brother Sigeric was killed in his turn after a reign of seven
days, during which he had wreaked his blood-feud and treated Placidia with ignominy. Athaulf’s reign had been an ambitious failure.
King Wallia, who was now
elected, returned to the search for land as a so-called foederatus with practical success. His first plan was to invade Africa like Alaric, but a
storm, which wrecked the van of his fleet near Gibraltar (416) had the same
effect on him as on his predecessor. He found Constantius ready for a deal. In fact Constantius had made up his
mind to accept the settlement of the barbarians on the fringes of Gaul: it was
the policy of Stilicho. He had already agreed to the settlement of the Burgundians
round Worms. By the treaty the Visigoths were to be at last supplied with corn;
in return they restored Placidia and agreed to attack
the Vandals and Alans in Spain. Wallia performed his
contract. The Silings were exterminated and the
remnant of the Alans were driven into Galicia, where they were absorbed by the Asdings, cooped up with the Suevi in that province. Then
(418) the Visigoths received their reward in Gaul, where they settled as
federates in Aquitania Secunda from the Loire to
Bordeaux with the addition of Toulouse.
Some kind of peace was now restored in the West,
though with the loss of territory, by Constantius.
For some time the imperial government had been trying to heal some of the
wounds inflicted by misgovernment and war. In 408 the bishops were given civil
jurisdiction in their dioceses, which alleviated the corrupt justice of the
secular courts. Remission of taxation, which could hardly have been levied in
any case, was granted to Italy. Population was only too successfully attracted
back to Rome. In southern Gaul Constantius set up an
annual assembly at Arles (418), which was to ventilate grievances and link the
subjects to the bureaucracy. These remedial measures came too late to achieve
much, and the prime evils— invading barbarians, grasping officials, selfish
great landowners, and disloyal generals—remained. For the time Constantius was supreme. He was given the rank of patricius, which placed him next to the
consuls; in 417 he was married to the unwilling Placidia;
and in 421 was at last declared Augustus and co-Emperor. The appointment might
have led to war with the East, where the dread of a new and capable dynasty
made Theodosian descent a condition of the crown and
a court principle, but the conflict was averted and the continued misfortunes
of the West ensured by the death of Constantius III
within the year of his accession.
The death of Constantius was
followed by another period of turmoil and disasters, while rivals struggled for
the control of the Roman government and barbarian kings used the opportunity
to tear fresh provinces from the Empire of the West. The losses suffered were
not to be retrieved, and a long step was taken to the Empire’s dissolution. The
first to grasp power at Ravenna was Castinus, whose
rule was a series of calamities. A rival, Count Boniface, fled to Africa, where
he set up a half-independent authority. Placidia had
lost control of the exuberant fraternal affection of Honorius, and was banished
(423) with her children, Valentinian and Honoria, to
Constantinople, whither Boniface sent her a maintenance. Meanwhile peace had
vanished from Spain. Gunderic, King of the Vandals
and the Alans, after a vain attempt to enlarge his cramped borders by attacking
the Suevi, broke loose into southern Spain. Castinus marched against him with the assistance of a Visigothic corps, sent by the federate Theodoric I, a grandson of Alaric, who had
succeeded Wallia in 419. When it came to fighting,
the Visigoths basely assaulted their Roman comrades in the rear, giving to Gunderic a crushing victory (422). The Vandals were now
unchecked in Spain, captured the ports, and, alone of these invaders, took to
the sea as pirates. Theodoric in Gaul threw off the mask, and proceeded to
conquer Narbonensis as far as the Rhone.
In this confusion the problem of the succession
engrossed the Roman generals; one cannot call them statesmen. In 423 Honorius
faded out of the life in which he had trifled so long. Even in the clumsy
portraiture of his own time he shows a lack-lustre,
flabby face which tells its own tale. There were two main alternatives in the
choice of his successor. One was to recognize the hereditary claim of the Theodosian house. In that case the crown would come to Valentinian, the son of Placidia and Constantius III, living in exile at
Constantinople. This would give the friendship of the East, a valuable asset.
But Valentinian was a child of four, which meant that
real control would be a question of armed competition. The other alternative
was to elect a Western Emperor. This was adopted by Castinus in the elevation of John, an experienced bureaucrat. The action was possible
because the Western Empire possessed a new recruiting ground in the confederacy
of Hunnish tribes, which made up in some degree for the failing supply of the
old source of mercenaries owing to the hostility and migrations of the Germans.
As it happened, there was an eminent officer in the Western service who had a
great personal influence with the Huns. This was Aetius, ‘the last of the
Romans’, born at Silistria on the lower Danube, the
son of a cavalry general and his Italian wife. He had been a hostage among the
Huns, and he was now dispatched to levy a fresh Hunnish army to support the
usurping John. There was also Count Boniface to reckon with in Africa, against
whom a force was sent. The Eastern government, however, acted with promptitude.
Theodosius II had for a moment thought of reuniting the Empire under himself:
the obvious independence of the West led him to send Valentinian with an army under his best generals (425). John was quickly overthrown and
executed. When Aetius arrived, three days too late, he was pacified by the
command in Gaul as count, and his large Hunnish army was dismissed with pay. Valentinian III became Emperor under the regency of his
mother, who resumed the title of Augusta, with Felix as commander-in-chief.
Gaul indeed required immediate action, for Theodoric
the Visigoth was besieging Arles. Franks and Burgundians were stirring. Britons
were emigrating from their harried land to Armorica, where they settled in
independence, bringing in, it may be noticed, their native language, not Latin,
and giving the land the name of Brittany. Aetius took the situation in hand; he
repulsed Theodoric and recovered Narbonensis at the
price of acknowledging the independence of the Visigoths. Roman rule was restored
in south and central Gaul. About 431 he threw back King Clodio of the Salian Franks from Arras and the river Somme.
He had already checked the Ripuarians. He even
campaigned on the upper Danube. The preservation of Roman Gaul was one key-note
of his policy; his personal understanding with the Huns, from whom his armies
were recruited, was the other.
The defence of Gaul was not
the only preoccupation of Aetius. He took a steadily more ambitious part in the
struggle for power at Ravenna round the changeful Placidia.
The conduct of Count Boniface in Africa was giving anxiety to the Patrician
Felix. In any case the position in Africa was serious. The Moors had forced
back the frontier and raided the fertile provinces in the coastal region. Even
there rebellion was always simmering among the numerous Donatists,
who hated the persecuting orthodoxy of Ravenna. Count Boniface, hitherto a
loyal partisan of Placidia and a devout friend of the
great St Augustine, Bishop of Hippo, was disappointed in his hopes of
succeeding Castinus. His second wife was an Arian,
and he may have begun to toy with the ambition of becoming ruler of an African
dominion with the support of the disaffected heretics. In 427 Felix recalled
him, and he rebelled. After defeating a first army, he was hard pressed by a
second, mostly composed of Visigothic mercenaries
under Sigisvult. But now a third competitor for
Africa appeared.
The Vandal King Gunderic was
succeeded in 428 by his brother, the famous Gaiseric, by far the ablest general
and statesman of his day. Lame and taciturn, he could both lead his tribe to
victory and weave political combinations over half Europe. For the rest he was
a cruel, grasping barbarian, on whom the only effect of his Arian Christianity
was to make him a persecutor. It was said that Boniface invited him to his aid
and perhaps Sigisvult did the same, but Gaiseric
needed no invitation. Unplundered Africa, whence the
corn which supplied the exhausted Western provinces was shipped to Rome, had
already been the goal of the Visigoths, and the Vandals had taken to the sea in
Spain. In Spain he had rivals in the Suevi, on whom he inflicted a parting
defeat. In May 429 he crossed the Straits from Tarifa to Mauretania with his whole people. It throws light on the size of these East
German tribes who overran the Empire that the Vandals numbered 80,000 souls, i.e. about 15,000 fighting men.
Gaiseric’s rapid and formidable advance through Numidia quickly reconciled the
Roman generals, but Boniface was defeated by him and besieged (430) in the
coast town of Hippo, where St Augustine was the soul of the defence till his death (28 August 430). Only a few fortified cities, Carthage, Cirta and Hippo were able to hold out behind their walls,
which were not to be stormed by the barbarians. The Vandal conquest was now
threatening the whole Empire, for not only was Africa the granary of the West
but its ports in Vandal hands would imperil the Roman command of the
Mediterranean and deprive the provinces of their best barrier and defence. So the East, too, sent an army under Aspar the Alan, who had vanquished the usurper John. This
army in its turn was defeated by Gaiseric (431), when the policy of Placidia took another turn.
Felix had been murdered at Ravenna in 430 by the
soldiers at the instigation of Aetius, who took his place as
commander-in-chief and resumed his campaigns on the Rhine and the Danube. Placidia, however, chafed at his tutelage: she may, too,
with Italy as her first thought, have laid more stress on the defence of Africa than on that of Gaul. She summoned Count
Boniface to Ravenna and made him Master of the Soldiers in place of Aetius. The
rivals fought it out near Rimini. Aetius was defeated and fled to the Huns, but
Boniface died shortly after. His successor Sebastian was soon ousted by Aetius
and his Hunnish army (433), and Aetius as patrician became unchallenged ruler
of the West. Once more rival ambitions and policies had been put to the arbitrament of civil war. These struggles showed how the
Western Empire was disintegrating into a collection of provinces and armies
when unity and loyal cohesion were its first need. No Roman general would
postpone his ambitions to co-operation.
If the chief of the state was to be selected by civil
war, it must be owned that the victory of Aetius was the survival of the
fittest. He displayed military and diplomatic talent of the first order, and
his three consulships, an unparalleled record for a subject under the Empire,
were well earned. Nevertheless the odds against him were now too great: the
Western Empire shrank still further in his days. The first loss, due in part to
Aetius’ underestimate both of Africa and Gaiseric, was that of Africa to the
Vandals. A compromise treaty of 435 ceded the central part, Numidia, to
Gaiseric as a federate. The faithless Vandal used his settlement to equip a
piratical fleet, and then on 19 October 439 he suddenly entered Carthage
without fighting. The capture gave him the best harbour in the western Mediterranean and the long-desired cornfields. When his fleet
ravaged the two other corn-lands of Italy, Sicily and Sardinia, East and West combined
to avert the danger. But their naval expedition was blundered, and in 442
Aetius acknowledged the independence of the Vandals and their possession of
modern Tunisia and Morocco. The less valuable central and eastern coastlands,
the modern Algeria and Tripolitana, were reserved as
detached provinces of Rome. Further Vandal attacks were only averted by the
ingenious diplomacy of Aetius, who played on the greedy ambition of Gaiseric by
offering Valentinian’s child-daughter as a bride for
Gaiseric’s son Huneric. The bait induced Gaiseric to
send (445) the Visigothic wife his son had married
back to her father Theodoric I on a false accusation of treason, for which he
cut off her nose and ears. This outrage broke up an old alliance and produced a
fragile peace. But the fatal wound to the western half of the Empire remained
bleeding, for it was threatened by sea as well as land.
Spain, too, was half lost to another barbarian foe of
no unconquerable strength. The often defeated Suevi, cantoned in the north-west,
conquered all but the north-east under their King Rechiar between 438 and 448. The conquest was made easier by peasant revolts against
the great landowners, which had become endemic in Spain as well as in Gaul. The
Empire was crumbling under its own social stress as much as under the blows of
the barbarians.
Britain was already lost, although a simulacrum of
Roman rule may possibly have been kept up for a while by the conferment of
official titles on its native leaders. In 429 St Germanus,
Bishop of Auxerre, on a visit to Verulamium (St
Albans) to combat the sparse followers of the heretic Pelagius, could apply the
military knowledge of his secular youth to lead the Britons to victory against
an army of Saxons and Picts. But the Romanized towns were being deserted, and
such government as could be exercised was in the hands of tribal kings. The
last effort of the Roman party may be seen in the ‘Groans of the Britons’, a
vain appeal for help to Aetius in 446. Yet in 442 a Gallic chronicler could
say, although inaccurately, that Britain had become subject to the Saxons, and
tradition placed the alliance of Vortigern, a British
king, with a long-famous raiding chief, Hengest the
Jute, and the permanent settlement of the Jutes in Kent at about the same date.
In Gaul, however, Aetius was bent on preserving the
imperial rule. It is true that the Bretons were taking over western Armorica,
and the Saxons, besides their raids, were making small settlements on the north
coast near Boulogne and Bayeux. But he defeated the Burgundians (435), and next
year their king Gundahar and much of his tribe were
cut to pieces by Aetius’ friends, the Huns—a defeat which gave birth to famous
German legends. In 443 Aetius established the principal remnant as foederati in Savoy, where they recuperated. Meantime
the patrician was subduing the brigand peasant Bagaudae (437) and combating the Visigoths. Narbonne, which they were besieging, was
relieved (437); one battle went in favour of Aetius;
in another at Toulouse his pagan lieutenant, Litorius,
lost the day (439). Mutual exhaustion produced a peace restoring the status
quo ante, while Aetius blocked the main crossing of the Loire by a federate
colony of Alan troops at Orleans. Thus in spite of losses Roman Gaul was given
some kind of peace for a few years.
THE EMPIRE AND THE HUNS
While the main direction of the State was in the hands
of the patrician Aetius, the control of the palace at Ravenna and the education
of Valentinian III seem to have been left to the
Empress Galla Placidia. Under
her tuition the Emperor grew up indolent and dissolute: the energy of his
father had evaporated. Yet the court was a useful instrument in keeping up the
good understanding with Constantinople which was desirable for the tottering
West. In 437 Valentinian visited the eastern capital
to marry his cousin Eudoxia, the daughter of
Theodosius II, and in return for Eastern help against the Vandals ceded that
part of Illyricum which had been allotted to the West on the death of
Theodosius the Great. The transfer was a concession to natural geographical
grouping, for the Balkans were thus united, and it relieved the West of a
stretch of the frontier. Next year the constitutional unity of the whole Empire
was affirmed by the solemn reception by the Roman Senate of the Theodosian Code, the collection just promulgated in the
East of the imperial edicts from Constantine the Great downwards. Yet the real
separation of the Greek and Latin halves was shown at the same time by the
declaration that future edicts should only be valid in the dominions of the
Emperor who decreed them. When Valentinian in 445
confirmed and extended the appellate jurisdiction of the Pope over all bishops,
his edict affected the West alone, although the Emperors acted in concert over
the General Council of Chalcedon.
The separate existence and policy of the two Empires
were shown clearly in their relations with their northern neighbours,
the Huns. These tribes, after their overthrow of the Ostrogoths (375) and the flight of the Visigoths, had spread westward in a loose
confederacy from the Caucasus to the bend of the Danube near the modem
Budapest. They retained their nomadic, pastoral way of life and themselves only
inhabited the steppelands which favoured it, but they raided and subjected the peoples of the hills, woodlands, and
marshlands around and between the steppes. The Gothic remnant in the Crimea,
the Gepids in Transylvania, the Ostrogoths in Pannonia were their vassals or allies, while a Slav population was extending
north and even south of the Carpathians as their subjects. Owing perhaps to
their tribal divisions as well as to the natural obstacles of the Danube
frontier, the Huns for many years inflicted little molestation on the Empire,
but in the early fifth century they were given greater unity by the rise of a
King, Rua or Rugila, whose
own horde was cantoned in the steppes along the river Theiss in modern Hungary, and they at once became formidable. It was Rua who had been the friend and ally of Aetius and provided
him with mercenaries and auxiliaries. When he died (c. 433), he was
succeeded by his two nephews, Bleda and Attila. Their
rule continued jointly, with Bleda much in the
background, until 445 when Attila murdered his brother and reigned alone. ‘The
Scourge of God’, as Attila was deservedly called, was a thorough Altaian in
physique and character, a ruthless, destroying conqueror, a genius of rapine
and war. His portrait in the description of the historian Priscus,
who saw him in his permanent wooden encampment in Hungary, might stand as the
type of his people— short, broad-shouldered, flat-nosed, with fierce, sunken
eyes and impassive mouth in an almost beardless face, dealing out rough justice
to his subjects amid a medley of tongues, Hunnic, Gothic, and Latin, and
temperate amid the boisterous feasting of his vassal kings and chiefs. Yet this
absolute ruler had little idea of government beyond conquest, slave-hunting,
and looting, and it was perhaps the fact that his Empire had reached the Rhine,
the Baltic, and the Caspian, rather than the incitements of the Vandal
Gaiseric, who certainly needed an ally, that made him in 441 turn to the
spoliation of the still wealthy Roman Empire.
It was the richer eastern half that Attila first
victimized. By a treaty concluded in 434 the East agreed to an annual blackmail
of 700 pounds of gold, and promised to deliver up such fugitives as escaped
from Attila’s wrath. Arrears of the blackmail and incomplete surrender of the
refugees were Attila’s excuse for war when the Eastern armies were busy
elsewhere. Two terrible invasions (441-2 and 447) devastated the Balkans as far
as Constantinople and Thermopylae. Each was followed by a humiliating peace
with enormous payments impossible to discharge. In desperation the eunuch Chrysaphius, who directed affairs, endeavoured to suborn one of Attila’s envoys, the Scirian chief Edeco, to murder him. Edeco revealed the plot to his master, but it is curious that Attila contented
himself with publicly flouting the contemptible Theodosius II, and even relaxed
his demand that the land between the Danube and Naissus (Nish) should be left waste. He must have felt that there was little more to be
got by a fresh attack on the East Constantinople and the Straits had once more
proved the bulwark of the Empire.
The West was an
easier if less profitable prey, and against the West Attila, breaking off his
old friendship with Aetius, declared war. There were several pretexts. The
Franks were fighting among themselves: one prince appealed to Attila, the other
with success to Aetius. Gaiseric urged the Huns on against the Visigoths. The
Emperor Marcian, who (450) brought back good
government and strength to the East, refused the blackmail. But another casus
belli is so strange that it has been disbelieved. Honoria, Valentinian’s sister, had an intrigue with the chamberlain
Eugenius. Her lover was executed, and she was in disgrace (449). Her revenge
was to appeal to Attila, sending him her ring in authentication. The Hun,
rightly or wrongly, took the ring as an emblem of betrothal, and claimed that
his additional bride should be delivered to him with part of the West as her
dower. The flimsiness of the pretext was shown by Attila’s choice of Gaul as
the most eligible land to invade, not Italy where court and princess were to be
found.
Attila collected all his powers for the attack on
Gaul, although the numbers given for his host are absurd. With the Huns marched
their Germanic vassals, Gepids under Ardaric, Ostrogoths from
Pannonia, Thuringians, Rugians, Sciri, Heruli, Burgundians of the Main, and Ripuarian Franks. Aetius must have foreseen his danger in
the gathering of so great a muster, but he lacked troops, for hitherto he had
depended on Hunnish mercenaries. Attila had pretended to him he was merely
attacking the Visigoths, for which Roman Gaul offered the only route, to
Theodoric the Visigoth he explained he was only invading Roman territory. But
the common danger was obvious, and with some difficulty Aetius gained the
Visigoths’ alliance. The Salian Franks, too, under the
legendary Merovech, the Armoricans,
and the Burgundians of Savoy, joined him. Early in 451 Attila sacked Metz and
moved towards Orleans, where he found the Romans and Visigoths awaiting him.
Their position was too strong, and the Alans settled there, whom he had hoped
would desert to him, chose, though with suspicious fidelity, not to break with
Aetius. Then the Hun swerved back towards Troyes, where the Catalaunian plains of Champagne gave his horsemen scope.
Near Mauriacus the armies met. Aetius showed his
generalship by seizing a height which was the key of the field. Holding it and
on his right were the Visigoths; in the centre were
the untrustworthy Alans; on his left he led his own troops and his other
auxiliaries. The Huns round Attila broke the Alans and turned on the Visigoths,
already hotly engaged, but here they attacked in vain. The battle raged all day
with enormous carnage till the Huns were driven back to their laager. Aetius
refused to attempt to storm it next day, which has caused the battle to be
represented as drawn, but Attila was in no case to renew it. He withdrew across
the Rhine, while Aetius persuaded the new Visigothic King, Thorismud, whose father Theodoric had fallen in
the fight, that he must return to Toulouse to secure his succession. It may be
conjectured that Aetius would not again risk his army, weakened as it was by
the slaughter—he had won the campaign—but much ink has been spent in divining
his motives for an action in which presumably generalship, not much cultivated by
his barbarian allies, had the chief share.
Was the battle of Mauriacus a decisive battle of the world? Attila certainly remained as rapacious and
aggressive as ever—it was the condition of his empire—but he never again
offered a pitched battle. What might have happened if he had won is naturally
impossible to say. He was a mere ravager, but much could have been destroyed
which, in fact, survived. As it was, no fresh invaders entered Gaul; the tribes
already lodged there were left to fight for extension and supremacy and to
unite as well as they could with the Gallo-Romans. In Gaul the era of the
migrations was drawing to its close. The far result was the blended beginnings
of a new medieval civilization.
Attila, however, for whom fresh raids were imperative,
turned on an easier prey. In 452 he led a host to Italy. The great city of
Aquileia was so sacked that it never recovered; Milan and Pavia suffered a less
wrecking plunder. It seemed as if nothing could save Rome, for Aetius now had
no allied armies as in Gaul. None the less Attila might well hesitate. North
Italy had been stricken by famine in 450, and the pestilence which followed
infected his northern tribesmen as the summer came on: hunger and plague were
deadly enemies. Reinforcements were reaching impregnable Ravenna from the
Eastern Empire. At the critical moment a Roman embassy appeared, led by Pope
Leo the Great, whose personality might well overawe the superstitious Hun and
his Arian Germans. The arguments they used and the promises they made are not
recorded, but Attila turned back with his spoils to Hungary. One result of his
raid and the destruction of Aquileia had been an influx of refugees into the
fishing townlets among the marshes, which gave rise
to the later legend that the city of Venice owed its origin to this invasion.
Attila, however, defeated in Gaul by arms and in Italy
by the climate, lived by and for his plundering wars, and he was preparing
another invasion of the Balkans when (453) he broke a blood-vessel in the night
he took a new wife, the German Ildico who became in
legend the Kriemhild of the Nibelungenlied. The very partial success of his last wars and the division of his Huns among
three of his sons were together tempting provocation to the subject East
Germanic tribes, who, encouraged perhaps by the Emperor Marcian,
rose in revolt. They were led by Ardaric the Gepid and inflicted (454) a crushing defeat on the Huns at Nedao in Hungary. Most of the vanquished nomads rejoined
their kindred tribes on the steppes north of the Black Sea, whence they
continued to supply mercenaries, this time to East Rome. The best part of the
Hungarian steppe was taken by the Gepids, while the Rugians held the north bank of the Danube opposite Vienna
and the Sciri and Heruli occupied northern Hungary. Thence they sent recruits to the West Roman army,
which from being mainly Hunnish became in a few years mainly Germanic. It was a
fresh danger to the Empire, for they were more ambitious of lands and commands
than Aetius’ Huns had been. As for the Ostrogoths,
they lived south of the Danube in Pannonia under three royal brothers of the
Amal house as federates of the Eastern Empire.
THE END OF THE EMPIRE IN THE WEST
The removal of immediate danger and the loss of his
Hunnish troops were fatal to Aetius. In 450 the Empress Placidia was entombed at Ravenna in her mausoleum, whose severe beauty shows that the
arts at least were not dead in Italy. Her influence over the worthless Valentinian fell not to Aetius but to the eunuch Heraclius,
who egged him on to revolt against the all-powerful patrician. There was a
grudge among the senators against the general who had not defended Italy with a
non-existent army and had left the repulse of Attila, as was thought, to the
awe-inspiring intervention of the Pope; and this grudge was linked to his own
ambition by the richest senator, Maximus, head of the great Anician house. Valentinian was screwed up to action when he
had to betroth one of his daughters to Aetius’ son Gaudentius,
which created a claim to the succession, since the Emperor had no son. So he
suddenly picked a quarrel during an interview and stabbed the patrician with
his own hand. The murder was completed by Heraclius, and in this way, as a
court wit said, Valentinian ‘used his left hand to
cut off his right’ (September 454). He had also prepared his own death. Maximus
was disappointed because he had not succeeded to the position of Aetius, and in
March 455 induced two followers of the murdered patrician to kill both Valentinian and Heraclius in a review of the troops at
Rome. The assassination, which was unpunished, closed the line of quasi-
hereditary Emperors in the West, and to that extent it was a misfortune. The
throne now was open once more to any competitor, whether forceful or a puppet.
For the rest the few public acts of Valentinian, like
those of Honorius, had been disastrous to the Western Empire.
Maximus was soon awakened from his ambitious
delusions. The Senate elected him Emperor; he forced Valentinian’s widow, Eudoxia, to marry him so as to acquire an
hereditary claim; but more he could not achieve without troops and the skill to
use them. The opportunity had been given to the deadliest foe of the Empire.
Gaiseric had his fleet in readiness—it was some months since Aetius was
dead—and the wealth of Rome, spared by Alaric or accumulated since, was to be
had for the taking. The Vandals landed at Porto unopposed and marched up the
Tiber on the city. Maximus was killed in his flight (31 May), and on 2 June
Gaiseric entered Rome, received by Pope Leo who induced him to refrain from
fire and slaughter. For a fortnight the Vandals plundered at their leisure all
that was portable in palaces and temples. The spoils of the Temple of
Jerusalem, brought by Titus at its sack, and even half the gilded roof of the
temple of Jupiter on the Capitol, were carried away. Christian churches as a
rule were spared and unremunerative destruction of
buildings or works of art was not committed. But Gaiseric took away numerous
prisoners, a source of ransoms, including the Empress Eudoxia and her daughters, Eudoxia and Placidia.
The Vandal fleet mastered the western Mediterranean and plundered its shores,
while the Roman remnants of Africa from Tripolis westward submitted to the king.
The dissolving Empire now received an Emperor from
Gaul. Thorismud the Visigoth had subdued the Alans of
Orleans and attacked the Empire before he was murdered and succeeded by his
brother Theodoric II (453), who covered his aggressions with a philo-Roman varnish. He intervened in Spain to check the
recrudescent Bagaudian revolt. Then on the death of
Maximus he sent a force to Italy to establish his old friend, the Gallo-Roman
noble Avitus, as Emperor, and himself marched to
Spain (456), defeating the Suevi and taking part of the land for himself in the
Emperor’s name. Avitus was no trifler, but his sole
personal following was in central Gaul, and in Italy both successes and
failures were harmful to him. Gaiseric attacked by sea, and starved Rome by
withholding the corn-supply. Ricimer, the Suevic mercenary general, justified Avitus’
choice of him by a land victory over the Vandals at Agrigento in Sicily and a
sea victory off Corsica, which gave him the real allegiance of the Germanic
troops, but to pay off his departing Visigothic allies the Emperor was forced to strip the bronze roofs of the public buildings
of Rome. It was thus easy for Ricimer to join with
the unreasoning Senate in deposing Avitus in 456 and
to take control. Avitus gallantly brought some Gallic
troops to be defeated at Piacenza, was consecrated a bishop to disqualify him
for the throne, and died within the year.
The control of Italy now passed finally to the
Germanic mercenaries quartered in the country. Ricimer,
who led them, appeared in the role of a somewhat embarrassed Emperor-maker.
Being a barbarian, he could not seize the crown himself; that would make the
entire civilian population his enemies and incur the hostility of the Eastern
Empire, his necessary ally against Vandal and Visigoth. If he chose an able,
warlike Emperor, he lessened his own power; if he took a nominee from the East,
he could only count on half his submission; if he appointed an Italian puppet,
his government lost credit in Italy and the support of the East. Trial was made
of all these expedients. After a brief period in which there was no separate
Emperor of the West, Ricimer obtained his own
appointment as patrician from the Eastern Emperor Leo I and the sanction of the
choice by Senate and army of his ablest Roman subordinate, Majorian,
as Emperor (457-61).
If energy, talent and good intentions without the
loyalty of the indispensable Germanic mercenaries could have restored the
Western Empire, Majorian would have been the
restorer. His decrees endeavoured to reform the
corrupt administration by alleviating the taxes and the abuses of collection,
especially the liability of the curiales for
the city quotas. He tried to revivify the institution of defensor civitatis as a protection against officials. He
forbade the destruction of ancient monuments for the sake of their materials,
which had become a habit in the impoverished state, and to which the Vandals
have undeservedly given their name. More urgent was the recovery of the
provinces and the defeat of Gaiseric. In 458 Majorian gathered an army, marched to Gaul, repressed the Burgundians, drove the openly
hostile Visigoths from the siege of Arles, and compelled Theodoric II to accept
again the position of a foederatus. He
then proceeded to Spain, where he collected a fleet at Alicante for the
invasion of Africa. It shows the real weakness of the Vandals when faced by a
competent foe that Gaiseric sued vainly for peace. But Gaiseric’s genius did
not desert him. Aided by treason, he pounced on the unready Roman fleet and,
what with fire and capture, made it useless (461). Majorian could only make a peace recognizing his conquests. It was fatal to the Emperor. Ricimer was jealous of his ability, the bureaucrats
hated his reforms, and the barbarian soldiers without victory turned from him.
On his re-entry into Italy he was deposed and murdered at Tortona.
Ricimer now tried a
puppet, Severus (461-5), but the western half of the Empire was sadly shorn.
Two of Majorian’s lieutenants, Marcellinus in Dalmatia and Aegidius in northern Gaul, refused to
take orders from Ravenna. The Alps, too, had slipped from Roman control. After
the death of Aetius the Alemanni crossed the
uppermost Rhine and settled in what is now German Switzerland. The Rugians raided Noricum, where Severinus the saintly abbot
did his best to protect and guide his flock. In Gaul Theodoric II attempted to
overthrow Aegidius, but his army was defeated (463)
near Orleans with the aid of Childeric of the Salian Franks. Aegidius turned to
Gaiseric for an ally, but died in 464, leaving his ‘kingdom of Soissons’ to his
son Syagrius. It was Childeric who, as a loyal federate, saved Angers from the attack of a Saxon chief,
Odovacar. Thus only a truncated Gaul, threatened by Visigoths and Burgundians,
remained to the Empire.
The most dangerous foe was the crafty Gaiseric with
his sea-power. He married the captive princess Eudoxia to his son Huneric, and sent her sister Placidia to Constantinople, where she was married to the
senator Olybrius. Gaiseric not only obtained a dowry
with Eudoxia but demanded the Western throne for Olybrius. Meantime his corsair fleets yearly ravaged the
Italian coast. At last Ricimer and the Senate agreed
to ask for an Emperor from the East, and received by the Emperor Leo’s
nomination an eminent official Anthemius (467-72),
the son-in-law of the late Emperor Marcian. This
meant that the Roman world was allied together against Gaiseric. Count Marcellinus of Dalmatia led a fleet and army to Italy with
the new Emperor, who wedded his daughter to Ricimer,
and the full forces of the allies were deployed against the Vandals under Marcellinus’ command. Heraclius marched from Egypt and
recaptured Tripoli, Marcellinus reconquered Sardinia
and part of Sicily, Basiliscus with the main
Byzantine fleet sailed to Africa. Gaiseric seemed doomed, but, besides his
central position, he possessed the secret friendship of Aspar,
the powerful general at Constantinople, and perhaps of Ricimer:
they neither of them wished to see the barbarians utterly overcome and
themselves outshone. Helped once more by treason, Gaiseric employed fire-ships
to burn half the armada of the incompetent Basiliscus;
and the able Marcellinus was assassinated in Sicily
(468). Meanwhile Vandal corsairs plundered the coasts of Illyricum and Greece.
The Empire was exhausted and Leo made a peace. It only lasted a few years, for
on Leo’s death (474) Gaiseric resumed his piratical attacks, and forced the new
Eastern Emperor to conclude a new treaty (476), by which the Vandal dominion in
Africa, Sicily, Sardinia, Corsica and the Balearic Isles was recognized. In
return Gaiseric gave up his own Roman prisoners and slaves, and allowed those
of other Vandals to be ransomed. The aged Vandal king’s moderation may be
accounted for by his approaching death and his knowledge of the weakness of his
kingdom. The Vandals had always been few and hated by their subjects; they were
now degenerate in African luxury, and their pirate fleet was largely manned by
Moors and outlaws. It was the cruel genius of Gaiseric which upheld his power,
and with his death in 477 the Vandal danger was at an end.
The Emperor Anthemius was
not only unfortunate in the course of the Vandalic war. He found another persistent and victorious enemy in Gaul. This was Euric, who gained the kingship of the Visigoths in 466 by
murdering his brother Theodoric II, also a fratricide. Euric was much the ablest of the Visigothic princes and he
was a man of large ambitions—the conquest of the derelict Roman provinces in
Gaul and Spain—in which he was mainly successful. Theodoric II had already acquired
Narbonne and a strip of the Mediterranean coast. In 470 Euric reached the Rhone by the capture of Arles and the middle Loire by that of
Bourges: only Clermont in Auvergne held out, led by the heroic son of Avitus, the patrician Ecdicius.
At the same time the Visigoths, no longer under the mask of federates, were
invading Spain. These reverses gave a chance to Ricimer,
already jealous of a too independent Emperor and an ally of his own nephew, the
federate Burgundian Gundobad, who took over the coastland
of Provence. The magister militum revolted,
defeated and slew Anthemius, and set up Olybrius, the son-in-law of Valentinian,
who had come to Italy on a mysterious mission. In his few months’ reign (472) Olybrius passed from one master to another, for Ricimer died, leaving Gundobad in
control. It may be said of Ricimer that he never
forgot that he was a Roman magister militum and that he kept some understanding with the East. Indeed it was his only
possible way of playing for his own hand in Italy, for his troops were mostly
not of his own tribe and were disunited.
King Gundobad’s interest lay
in Gaul, in the extension of the lands of his not too numerous tribe. Before he
left Italy he set up as Emperor (March 473) a certain Glycerius,
whose reign was marked by the passage of a section of the Ostrogoths under Widimir to join Euric in Gaul. The proximity to the East still protected Italy, but not Glycerius. The Emperor Leo could at last intervene, and
early in 474 sent Marcellinus’ nephew and successor
in Dalmatia, Julius Nepos, to Rome with an army to be his colleague in the
West. Glycerius was rendered innocuous by being consecrated
bishop of Salona in Dalmatia.
Nepos might have retained power in Italy had not civil
war broken out in the East and deprived him of support. In 475, through the
mediation of Bishop Epiphanius of Pavia, he concluded
a peace of surrender with the Visigoths. Clermont was ceded against its will,
and Euric was acknowledged to be sovereign ruler west
of the Rhone. Gaul in fact was lost to the Empire, for Syagrius of Soissons and the Bretons were independent. But the mercenaries in Italy were
restive with hopes when they saw their civilian ruler weak, and they found a
leader in a barbarized Roman. Orestes was a Pannonian who had been a secretary
of Attila; he had after 454 entered the Roman service and married the daughter
of a Count Romulus. Such a man was a natural choice for Nepos to make for magister militum, but Orestes wished to be another Ricimer. He easily drove Nepos back to Dalmatia, where he
reigned till his murder in 480, and the Senate in October 475 elected Orestes’
young son Romulus Augustulus to be Emperor under his
father’s regency.
The discontent of the Germanic mercenaries was not to
be appeased by the promotion of their Roman commander. These Heruli, Sciri and Rugii desired to be put on the same footing as the German foederati and conquerors they saw around
them. As soldiers they themselves were quartered in billets and barracks in
certain towns. They saw Visigoths and the like become landowners great and
small by the system known as hospitalitas. The individual tribesmen received a share (one- or two-thirds) of the land and
stock of the Roman proprietors; in return they served in the tribal host when
it was called out for war. This system the mercenaries now demanded: each Roman
proprietor should surrender one-third of his property to a military hospes. On Orestes’ refusal they elected a Scirian, Odovacar, their king, and slaughtered Orestes. His
son, the boy Romulus Augustulus, was captured in
Ravenna (September 476) and relegated to a Campanian villa on a pension.
King Odovacar was thus master of Italy at the head of
the mercenary tribesmen, and his first business was to defend his frontiers
against barbarian competitors. From the dying Gaiseric he obtained the cession
of Sicily, all but the western port of Lilybaeum (Marsala), in return for a tribute. Euric, again on
the warpath, was more formidable. He crossed the Rhone and defeated the
Burgundian Gundobad; peace was only granted on the
cession of the coastland of Provence as far as the Alps (481). As the
Burgundians occupied Lyons, Autun and Langres, nothing was left to the Empire in Gaul, except the
‘kingdom’ of Syagrius. In Spain the Visigothic bands conquered the whole country save the
north-west and some Roman enclaves: by 478, from his capital of Toulouse, Euric ruled from the Loire to the Pillars of Hercules.
The elevation of Odovacar and the deposition of the
boy who by a curious irony of history bore the names of the founder of Rome and
the founder of Empire mark the end of the Roman Empire of the West. It was now
partitioned among the barbarians. But Odovacar’s position was peculiar: he was
king, not of a tribe, but of an assortment of mercenaries; and, weakened by the
fact, he was too near the East to disregard the wishes of his Roman subjects or
the claims of the Eastern Emperor, who in their eyes and his own was, with
Nepos, the legitimate ruler and source of authority in the Roman world,
especially since in 476 the Emperor Zeno had triumphed in the civil war.
Odovacar therefore assumed the attitude of a magnified Ricimer.
By his orders the Roman Senate sent a solemn embassy with the imperial insignia
to Constantinople, declaring they did not need a separate Emperor and begging
Zeno to giant to Odovacar as his lieutenant in Italy the title of patrician.
Zeno replied with much diplomatic adroitness. He praised the pro-Roman
sentiments of Odovacar and conferred on him the title of patrician, if Nepos
had not already done so. This reserved acquiescence was enough for Odovacar, though
not satisfying. When Nepos was murdered (480), he annexed Dalmatia and punished
the assassins as if he had been his rival s deputy. The facade of imperial rule
was thus maintained.
This unity and continuance of the Empire, however, was
not all a fiction. The Roman Senate, i.e. Odovacar, still nominated one of the
consuls for the year. The Roman civil administration survived intact under a pretorian prefect, who was Odovacar’s minister. In obeying
the Germanic king-patrician, whose Arianism they loathed, the Romans felt that
they were loyal to their distant Emperor. What was even more important, Roman
civilization, in spite of loss and deterioration, was still living in Italy and
dominated by Catholic Christianity. The Arian Germanic patrician and tribesmen
were still only an all-powerful garrison. The Senate, and far more the Pope and
the Italian bishops, retained the moral guidance of the population and of its
civil government. So though the Emperors had been replaced by barbaric Germanic
kings in the West, the echo of the Empire’s fall was deadened and its
consequences mitigated and delayed by this persistent make-believe. None the
less the truth could not but slip out. 'The Western Roman Empire perished with
this Augustulus’, wrote Count Marcellinus in the next generation.
THE RESISTANCE AND
REFORM OF THE EASTERN EMPIRE
When Alaric with the main body of the Visigoths was
turning his eyes westward from his lodgement in
Illyricum, the prospects of the Eastern Empire seemed almost as dark as those
of the West. The Emperor Arcadius was a nullity, the Frankish Empress Eudoxia was engrossed by her personal likings and
resentments. The Empire, although preserved from the remaining Goths in its
service by the destruction of them and their leaders, was thereby left nearly
without an army. Stilicho in the West was an enemy, the Balkans were exhausted
by their long harrying, in Asia Minor the brigand-like hillsmen of Isauria were plundering their peaceful neighbours from their stronghold in the Taurus Mountains,
and Constantinople was distracted by a feud between Eudoxia and the eloquent and censorious Patriarch, St John Chrysostom. When the Empress
obtained his deposition in 404, his riotous partisans set the first St Sophia
and the Senate House aflame, thereby destroying some of the masterpieces of
ancient Greek art.
The East, however, was not lacking in men of
uprightness and capacity if they could be put in power. When Eudoxia died of a miscarriage on 6 October 404, some happy
influence secured the appointment of Anthemius as pretorian prefect. His administration, which lasted till
414, was most fortunate for the Empire, and it is to be noted that his chief
adviser is said to have been Troilus, a sophist or professional teacher, who
had not been a bureaucrat. The execution of Stilicho (408) was a piece of good
fortune for the East, since it removed a persistent enemy. The death of
Arcadius was probably also beneficial, for it secured the power of the prefect,
who acted as regent for his son, the child Theodosius II. In these years of
good government the Empire was strengthened within and without. On the eastern
frontier, cordial relations, fortified by a commercial treaty, were maintained
with the Persian king, Yezdegerd I. In Asia Minor the
brigandage of the Isaurians was somehow checked. In
the Balkans the raiding Huns were driven back, while their clients, the
Germanic Sciri, were rounded up and settled as
serf-cultivators in Asia Minor. The fleet on the Danube was made adequate to
prevent incursions from the north, and the Illyrian cities were refortified. As
important was the building (413) of the famous Theodosian Wall of Constantinople, which still exists. It stretched, like the old wall,
from the Golden Horn to the Propontis, and included
the new suburbs of the growing capital. It was not to be breached until the
final fall of the Empire. The reorganization of the essential cornsupplies
from Egypt secured peace and prosperity to New Rome, while the cancelling of
enormous arrears of taxation relieved the hard-hit provinces. Only a solvent
government could have done this.
Anthemius found a capable
successor in the first woman to rule the Empire, the Augusta Pulcheria, elder sister of the Emperor. Theodosius II, who
was only two years her junior, was a weakling, though not such a dullard as his
father. He was of an amiable disposition, and was carefully educated by his
sister in the fashion of the day. He was given to pious observances, was a
calligrapher, a fair scholar, a hunter and horseman, exemplary in morals. But
this sheltered court-life left him a puppet of his sister, his wife, and his
eunuchs in turn. Pulcheria, on the other hand, to
whom it was her native element, showed from the first, at the age of 15, both
character and intellect and a resolve to rule. For the sake rather of politics
than religion, she took a vow of virginity, and her sisters followed suit.
Spinning and devotion filled the time she spared from government, and the
Empire gained by the general wisdom of her rule, although the sale of offices
again became notorious and fiscal oppression revived. That authority was
somewhat shaken incited transient disorders, of which the most notable were the
riots of Alexandria and the barbarous murder of Hypatia.
In that turbulent city the population was divided among Christians, Jews and
pagans. The Patriarch Cyril was the focus of trouble in his unscrupulous grasp
at power. After prolonged rioting between Christians and Jews, he instigated
his followers to expel the Jews from the city, and this fresh outrage provoked
the prefect of Egypt, Orestes, to complain to the Emperor. He was attacked with
stones by some fanatical monks, the chief of whom he put to death by torture,
providing Cyril with a martyr. It was said that Orestes was under the influence
of the pagan teacher and philosopher Hypatia,
celebrated for her beauty, ability and charm of character. This was enough to
rouse the parabolani (sick-attendants) to drag
her from her chariot to a church and there horribly kill her with tiles. Even
the government took action at the atrocity. The parabolani were limited to the number of 500, selected by the prefect, and forbidden to
appear in assemblies and spectacles. Yet within two years Cyril reobtained
their selection and an increase in their personnel.
The marriage of Theodosius was a necessity of State,
and Pulcheria schemed to promote a docile Empress.
The pagan Athenais, the daughter of an Athenian
sophist, had come to the capital as a petitioner against her brothers, who had
usurped her share of her father's property. Pulcheria introduced her to the Emperor, who was duly attracted and made her his wife
(421). She was baptized under the name of Eudocia.
Her literary tastes and ability, besides her beauty, made her a suitable
consort to Theodosius, and, in addition to theological poems, she composed an
epic on one eastern war. A lasting harmony between her and her sister-in-law
was hardly to be expected. Eudocia began to show
opinions of her own in theology and appointments. Eventually after an open
quarrel Pulcheria retired from court. But Eudocia made a long pilgrimage to Jerusalem (437-9), which
must have loosened her control over her ever-guided husband. In 441 her
personal friend, the eminent and popular pretorian prefect Cyrus, was dismissed from office, and the eunuch Chrysaphius,
who had fomented the disagreements between her and Pulcheria,
obtained the chief influence. Eudocia found herself
accused of adultery with Paulinus, the master of the
offices, who was executed. She asked permission in 443 to retire to Jerusalem,
where she lived for years in pious occupations, soon deprived of imperial honours but left with an ample income. Chrysaphius could now misgovern the Empire till his master’s death through a hunting
accident (28 July 450).
In spite of over-taxation and the troubles due to the
barbarians of Europe, the internal government of the Eastern Empire continued
in some degree the beneficial work of Anthemius until
the eunuch chrysaphius obtained control. Frequent
remissions of taxation, if they showed the extent of impoverishment, showed
also the effort to relieve it. More permanent was the positive attempt to
clarify the law, and thereby to improve its administration, which Theodosius
II was induced to authorize. In concert with his Western colleague, the child Valentinian III, he issued in 426 a decree prescribing the
method in which the works of the authoritative jurists of the past were to be
used by judges, thus bringing some sort of certainty and order among their
often conflicting decisions. In 438 he issued with Valentinian’s assent the Theodosian Code, a classified collection of
the edicts of the Christian Emperors. The most important statutes for ordinary
life were thus made clearer and more accessible to judges and suitors. The new
Code achieved a speedy success and in Italy remained the basis of traditional
Roman Law. It will be referred to in a subsequent chapter, but here it may
again be said that it marks the end of the unity of the law of East and West.
It applied to both, but the edicts of later date were declared by it to be
valid only for the dominions of the Emperor who decreed them. The separation
was emphasized when the prefect Cyrus published for the first time decrees in
Greek. Another reform, which suggests the influence of the highly educated Eudocia, was the foundation of the university of
Constantinople. A staff of twenty-eight teachers was endowed to lecture in
Greek and Latin learning (27 February 425) in the capital; it was a Christian
counterpoise to the still pagan schools of Athens.
In foreign affairs the great success of the reign was
the relief obtained from the dangerous pressure on the eastern frontier. So far
as the Roman government was concerned, it was due to the conciliatory defensive
policy adopted by Theodosius the Great, and perhaps by the much blamed Jovian.
When Yezdegerd 1 of Persia placed a son of his own on
the Persarmenian throne, Roman Armenia was converted
into a mere province (415-6), and PErsarmenia soon
underwent the same fate from Persia (428). Persian persecution of the
Christians led to a brief war (421-2), in which the Alan general Ardaburius defeated the armies of the Great King. As a
result Bahram V relinquished hostilities, and in 422 the Hundred Years’ Peace
between the Empire and Persia was concluded. The persecution was to cease, and
neither party was to abet the restless, plundering Arab vassal tribes of the
other’s borderland between Mesopotamia and Syria. Doubtless this peace, which
was lasting in spite of interruptions, was due largely to the increasing
weakness of the Sassanids before their priests and
great nobles and to the constant peril of the Persian eastern frontier from the
nomads beyond the Caspian Sea, but something is due to the wisdom of the East
Roman government, which was content with a reasonable, stable division of
interests. It was a great achievement which freed the Romans’ hands for defence in the West for many years. Even when Yezdegerd II took advantage of the Vandal war to make an
attack, he quickly renewed the peace in order to defend himself (441) from the Ephthalite Huns, a more aggressive foe than the Rushans, whom they replaced (c. 425) on the Oxus,
On the western border, in spite of some successes, the experiences of the reign were less happy. The aggressive, expanding
barbarians, led by able chieftains, were not to be checked like Persia by
dangers in the rear, and the Western Empire, although it acted as a buffer, was
more a liability than an asset. Yet the elevation of Valentinian III to the Western throne by armed intervention was a notable triumph, and the
acquisition (438) of Dalmatia and west Illyricum as the price of his marriage
to Theodosius’ daughter Eudoxia was a substantial
gain which strengthened the frontier of the Balkans. The two divisions of the
Empire were also drawn together by their common danger from the sea, the menace
of the Vandal Gaiseric in Africa and the Mediterranean. In 431 the Eastern Magister militum Aspar was sent
with fleet and army to aid in the defence of Africa.
After three years he had only saved Carthage, and after the treaty of 435 he
seems to have become a secret ally of Gaiseric. The fact was that Aspar was an Alan, whose fellow tribesmen formed part of
Gaiseric’s following, and the best of his own troops were Germanic mercenaries.
All alike were Arians and a danger to the Empire which they served. The loss of
Carthage (439) caused another Eastern fleet to be sent to Sicily, but it did
nothing useful, and the Persian War and the Hun invasion caused its recall. The
western Huns under Attila had become a worse danger. In 434, after a Hunish raid, a humiliating treaty was made with Attila: the
East Roman tribute or rather blackmail was doubled, and the Empire was not to
receive deserters, i.e. probable recruits, from Attila. At Gaiseric’s
instigation, a terrible Hun invasion (441) devastated the Balkan; as far as the
Aegean: the tribute was trebled and a lump sum paid as well (443). It was
almost impossible to discharge the blackmail, and in 447 a still more
destructive raid reached Thermopylae. While submitting to Attila’s terms, the
eunuch Chrysaphius laid a plot to murder him. This
miserable scheme was unveiled, but fortunately Attila was turning westward for
a less exhausted prey. In the meantime a virile Emperor ascended the Eastern
throne.
As Theodosius II lay dying without a son, the problem
of the succession was ingeniously solved. Valentinian III was impossible. Aspar, who commanded the forces
and would have wished for the throne, was an Alan and an Arian. But his chief
of staff, Marcian, was a Roman veteran from Thrace,
and fitter to rule than Aspar perhaps foresaw. This
soldier was associated as Emperor by the Augusta Pulcheria,
and to him, a widower, she was nominally married. This gave him the legitimacy
of the Theodosian house (450—7), while his connexion with Aspar and the army
ensured him their support. The break with past misrule was at once marked by
the deserved execution of Chrysaphius. A restraint
was placed on the sale of offices, the remission of arrears eased the burdens
on the taxpayer, and senators and reformers were equally pleased when the compulsory
and senseless outlay by the consuls of the year on public games was corrected
into a contribution to the upkeep of the
aqueducts. Internal disorder due to the Isaurians,
who had been raiding again since 441, was lessened by the lucky death of their
leader Zeno, while Arab and Nubian incursions on Syria and Egypt were checked.
Forty years later a new Emperor could be greeted with shouts of ‘Reign like Marcian.
Meantime Marcian, who wisely kept peace with Persia and the Vandals,
was free to defy the Huns and refuse the ruinous blackmail. The dubious result
of this spirited policy was determined by Attila’s sudden death and the
break-up of his empire. Marcian used it to protect
the Danube frontier by taking the curiously lethargic Gepids into alliance as foederati and by
settling the Ostrogoths in eastern Pannonia on the
same terms— a more risky experiment of which he did not live to see the sequel.
He died in 457 without nominating a successor. Pulcheria had died four years earlier, and the choice of an Emperor was at Aspar’s mercy. His Arianism and race excluded himself, and
he selected another subordinate, his steward, the Roman Leo I. But he did not
thereby secure a grateful puppet, for Leo was a man of ability and resource. He
eluded Aspar’s advice and raised up a rival to him.
With external
foes Leo’s reign was marked by indecisive friction and one great disaster. He
was a rival of Piroz, the king of Persia, for the
suzerainty of the little Christian kingdom of Lazica,
the ancient Colchis, on the Black Sea coast between the Empire and the
Caucasus, but while Lazica suffered from both powers,
they did not fight one another. More serious were the troubles with the Ostrogoths in Pannonia. They raided Illyricum and took Dyrrachium (Durazzo), since
their subsidy was withheld. This was granted anew, but Theodemir, one of the three Amal
brothers who ruled them, had to give his son Theodoric, afterwards
famous, to be brought up in Constantinople as a hostage (459). The restless
tribe soon fell out with their neighbours the Sciri, from whom they met defeat with the death of Walamir, one of the brother kings. A later raid of Huns and
Goths ended in their Quarrel and mutual extermination (467). But Leo's most
serious effort against the barbarians was his formidable expedition sent to aid
his Western protégé, the Emperor Anthemius, Marcian’s son-in-law, against Gaiseric (468). Ihis came utterly to grief owing to the incompetence of its
commander,Basiliscus, the brother of Leo’s wife, Verina. The effect of the disaster was to imperil the
Empire’s solvency, and to reduce its power of self-defence.
Meantime the covert struggle with Aspar was maturing. While mercenary Goths and other Germans formed the best of the
army, there was a pressing danger that Aspar would
seize complete control. To avert it Leo turned to the Isaurian mountaineers who had so long vexed Asia Minor. He levied a new bodyguard, the excubitors, from among them, and brought their most noted
chieftain, Tarasicodissa, to Constantinople, where he
took the name of Zeno and was married to the Emperor’s daughter Ariadne (467
?)? This meant the revival of a native Roman soldiery. The weakness of the
arrangement lay in the hatred felt in the capital for the Isaurian brigands. Leo found himself obliged to dispatch his son-in-law to Cilicia as magister militum of the East. Without his support he was
obliged to marry his second daughter to Aspar’s younger son, Patricius, and confer on him, although
an Arian, the rank of Caesar or heir-presumptive (470). This unpopular act
perhaps really strengthened the Emperor’s hands. Zeno could return, Aspar and his eldest son were murdered in the palace, and
an attack by Aspar’s Gothic guards was warded off by
the excubitors (471).
Thus the Emperor-maker was
removed from the scene and with him the imminent danger of barbarian rule of
the Empire. But the Gothic mercenaries, on whom he had rested his power,
remained in arms in Thrace under another Theodoric, ‘the squinter’, son of Triarius, who aspired both to take Aspar’s place and to be king of all the Ostrogoths. The
latter ambition, however, opened a rift between him and the kingly house of the Amals which was never likely to be really closed, and
Leo with premature cunning hastened to restore the hostage Theodoric to his
father. The immediate effect of the action was fraught with harm to the Empire,
for Leo had no hold now on the Ostrogoths. King Widimir, the third Amal brother, promptly invaded Italy,
and then passed on to join the Visigoths in Gaul. Theodemir and his son, after capturing Singidunum (Belgrade)
from the Sarmatians, seized on Naissus.
Leo was forced to allot them lands in Moesia, where Theodoric soon (471)
succeeded his father. There was still the problem of Theodoric the Squinter,
who pursued leisurely hostilities in Thrace. It was only lack of food and his
inability to take more than one city which induced him to accept the Emperor’s
ample concessions—the position of magister militum, the chieftainship of his Goths in Thrace, and a heavy annual subsidy, in return
for services which were not to be used against the Vandals (473). The net
result was that the federate Goths of both Theodorics were cantoned in the best Balkan lands. The marvel was that in spite of all Leo
left the treasury full. If there was oppression, there must also have been
prosperity in the Asiatic provinces.
Leo’s health, however, was failing, and a successor had
to be found. His son-in-law Zeno was his obvious choice, but he and his Isaurians were hated in the capital. A curious subterfuge
was thought necessary. Leo created his grandson and namesake, Zeno’s son,
Emperor (November 473), and on his death (February 474) the child Leo II in his
turn associated Zeno, whom he left sole Emperor by his own death a few months
later. But the shifty, shrewd Isaurian had gained a
most unstable throne. The Arabs were raiding Syria, the western Hunnish clans
of the Ukraine steppe, now known as Bulgarians, made incursions south of the
Danube, Theodoric the Squinter was again in revolt in Thrace, and the Vandals
sacked Nicopolis, the memorial of the battle of
Actium, in Epirus. Over this last misfortune Zeno won a great diplomatic
triumph. His envoy, Severus, persuaded Gaiseric (474) to release his own and
allow the ransom of his nobles’ Roman captives in a permanent peace. The age of
the Vandal king and his foresight of his people’s decline may have been the
main cause of the treaty, but for whatever reason the Vandal danger, which had
been so formidable, was over.
Worse than all these foes were the Roman malcontents.
Intrigue, rivalry, ambition, and treason seethed among the principal personages
of the court and army, including the Isaurians themselves, while the theological disputes of the day, which will be described
later, rent the Church and the populace. It was Zeno’s greatest merit that,
indifferent character as he might be, he weathered these storms, and conjured
at the last after a multitude of shifts the Ostrogothic peril. Even a simplified sketch of the political and military tangle of events
must separate the domestic and Gothic series which were in fact closely allied.
The evil genius of the court was Leo I’s widow, the
Empress Verina, who hungered to recover power. She
wove a plot with her brother Basiliscus and the able Isaurian chieftain Ulus, hitherto Zeno’s ally. Theodoric
the Squinter favoured it. In January 475 she
frightened Zeno into fleeing to Isauria, only to find
herself cheated by Basiliscus, who became Emperor. Basiliscus soon showed all his old incompetence. He
declared for Monophysite opinions and degraded the
bishop of Constantinople from his patriarchal rank. He appointed Armatus, his nephew and his wife’s paramour, a mere dandy,
to be magister militum in place of Theodoric
the Squinter. Illus was sent to subdue Zeno, but
changed sides, while Armatus, sent to conquer them,
was bribed to do the same by the promise of a life-tenure of his command and
the rank of Caesar for his son. Zeno returned to his throne (August 476), saw
that Basiliscus was executed and Armatus murdered, and courted Theodoric the Amal, whom he adopted in Germanic fashion
as his son-in-arms. The sordid contest for power was quickly renewed. Verina’s attempts to assassinate her faithless ally, Illus, led to his withdrawal to Isauria,
and his return to save the capital from the Goths was only purchased by her
surrender to him as his prisoner. The Empress Ariadne continued her mother’s
feud. Although Illus subdued a city revolt to place Marcian, son of the Western Emperor Anthemius and son-in-law of Leo I, on the throne, he withdrew again, this time to
Antioch, as magister militum of the eastern
frontier. There he revolted in alliance with his captive Verina,
with a puppet Leontius as nominal Emperor. But he had
little support outside Isauria, and his ally, King Piroz of Persia, was killed in a disastrous defeat by the Ephthalite Huns of the Oxus. Four years of petty warfare
ended in his capture by betrayal in the Isaurian fortress of Cherris, when he and his puppet were put
to death (488).
During all these years Zeno had been playing fast and
loose with the Ostrogothic chiefs, equally hostile to
him and one another. He was saved by their mutual enmity and the fighting
qualities of the Isaurians, but the Balkan population
was depleted by their ravages. First Zeno held by Theodoric the Amal, but so
feebly supported him that both Theodorics united against
him. Then he bought over Theodoric the Squinter (478). The Amal was driven from
Thrace, ravaged Macedonia, and then made Dyrrachium in Epirus his headquarters. There he was held in check by an able general Sabinianus, while the Squinter endeavoured to surprise Constantinople after the Theodosian Wall
had been breached by an earthquake. The Isaurians twice prevented his assault (479, 481), and he was defeated at sea in an
attempt to cross to Bithynia. Thrace was plundered by him and, when he died by
an accident, more brutally by his son Recitach (481).
Meantime Sabinianus was murdered by the ungrateful
Zeno, and Theodoric the Amal was able to ravage Macedonia and Thessaly. He was
temporarily pacified by the rank of patrician and the consulship of the year,
and still more by the permission to assassinate Recitach—a
substantial bribe, for he thus became sole king of the Ostrogoths,
who were settled now in Moesia. Fresh hostilities produced at last a
satisfactory treaty (487): Theodoric was to invade Italy. It is to be remembered
that from the abdication of Romulus Augustulus, or at
least from the death of Julius Nepos (480), Zeno had been the legal, though
nominal, ruler of Italy as the sole Emperor of the Roman state. He had, in
legal form, allowed the Patrician Odovacar to be his vicegerent; now he
authorized the Patrician Theodoric to drive out Odovacar and take his place.
The benefit to the East was immense. In 488 the plundering Ostrogoths and their formidable ruler were removed from the Balkans. Constantinople
ceased to be threatened. A more trustworthy native soldiery could defend the
Empire without the perpetual embarrassment of active or potential foes by their
side.
In spite of his discreditable methods Zeno's reign had
been of marked service in the preservation of the Empire. Germanic predominance
in the army had ceased; the Vandal peril and the Ostrogothic peril were ended. If new foes, the Bulgarians and Slavs, raided across the
Danube, they were not yet more than troublesome. In internal affairs he was
less successful. The Henoticon, by
which he hoped to heal the doctrinal breach between the orthodox and the Monophysites, did little more than call a truce. The
ecclesiastical conflict was mainly, though not wholly, a sign of the growth of
particularism within the Empire, the estrangement of Syrians and Egyptians from
the Hellenized Balkans and Asia Minor. Disastrous as the cleavage was, it went
too deep for closing.
Zeno died in April 491. With his usual clannishness he
had timorously worked for the succession of his disreputable brother Longinus,
but his widow, the Augusta Ariadne, had the wisdom to choose the Epirote Anastasius (491-518) as
Emperor and consort. He was a silentiary, i.e. a member of the personal bodyguard
of the late ruler, an elderly pious man of 61, whose reputation was so good
that he had been considered for the patriarchate of Antioch. His defect in the
eyes of the orthodox was his Monophysite opinions.
None the less he was greeted with the cry of ‘Reign like Marcian!
Reign as you have lived!’ There was no Emperor to crown him, and according to
the custom which had grown up in the last forty years for Emperors elected
during a vacancy of the throne, he was crowned by the Patriarch of
Constantinople.
The talents of the mild Anastasius were for administration and finance. His ill fate and his religious opinions
compelled him to meet insurrections and foreign wars, but it is noticeable that
in these uncongenial tasks he chose able men to command. His first troubles
were with the Isaurians, whom he removed from
Constantinople, where they were hated. Longinus was got rid of by compulsory
ordination and banishment, but the revolt of Isauria lasted seven years till 498, when large numbers of the rebels were transported
to the empty lands of Thrace. They still furnished useful recruits for the
army, for the lessons of the preceding century were not forgotten, and
barbarian auxiliaries henceforth supplemented but did not replace the native
troops of the Empire.
The miseries of the Balkans, however, were not over.
They were now subject to the raids of the savage Bulgarians, who roamed between
the Dniester and the Danube, as well as of the Slavs who came in their wake.
RESISTANCE AND REFORM OF THE EASTERN EMPIRE
The situation was complicated by the fact that numbers
of Bulgarians were in the Empire s service as foederati. From time to time the nomads defeated the imperial forces: the Slavs in 517
reached Thessaly. To secure the capital and its food supply still further the
Emperor built the new Long Wall, roughly on the modern lines of Chatalja, from the Black Sea to the Propontis.
One attempt to aid repopulation was the settlement of a remnant of the Heruli fleeing from the Lombards.
With Theodoric the Ostrogoth the relations of the Epirote Anastasius were seldom cordial. Not till 497 did he
give formal recognition of the Gothic king’s rule in Italy, when he oddly also
returned the imperial insignia sent to Zeno by Odovacar. Was it a hint that he
would accept an imperial colleague in the West? But in 505 the two powers fell
out, when the Goths had defeated the Gepids and
intervened south of the Danube in favour of the
barbarian brigand Mundo, gaining him a victory. Anastasius in 508 retaliated by sending a fleet to ravage
the Italian coast and granting the Frank Clovis the consular insignia at a time
when Theodoric wished to check the Frankish advance. The reconciliation with
the Empire which followed was but grudging.
These were not the only frontier raids the Empire had
to parry. In Africa, the Berbers of the desert attacked Cyrenaica and Upper
Egypt. In Asia, the Arabs, whether Roman or Persian vassals or independent,
increased their plundering incursions on Syria. Although they were driven back,
and aimed only at plunder, their frequent attacks were the shadows of coming
events, the first mutterings of the storm that long afterwards was to sweep
over Nearer Asia and Africa. The immediate danger to the Empire came from
Sassanid Persia. An able and aggressive king, Kavad,
having been deposed, was restored to the throne by the Ephthalite Huns, to whom he had promised an ample payment (499). He applied to the thrifty Anastasius for help in discharging his debt, and when
he received only the offer of a loan to be repaid, he took his revenge in war.
He brought Ephthalites and Arabs into the field as
well as Persians. The treason of Constantine, count of Roman Armenia, gave him
the frontier town of Theodosiopolis (502), and he
then besieged the more important Amida (Diarbakr), which was gallantly defended by its citizens
until a night attack of the Persians carried a part of the wall which was
guarded by some monks who were in a drunken sleep (11 January 503). The Amidans were massacred and their city was garrisoned by Kavad, but although he won a victory over the discordant
Roman generals, he could take no other fortified town in Roman Mesopotamia. His
attention was soon distracted by an invasion of the Huns from beyond the
Caucasus, while Celer, the master of the offices, was
placed by Anastasius in supreme command. The Romans
took the offensive, crossing the Persian border. An Arab and an Armenian chief
changed sides (504), and Kavad, at war with his neighbours and engaged in internal reforms which
reinvigorated his monarchical power, proposed a peace. Celer paid a sum of money for the surrender of Amida, both
sides restrained their Arab raiders, and Anastasius took the opportunity to build an immensely strong fortress at Dara as a curb
to the similar city of Nisibis, not far away, which had been lost to Persia by
Jovian. This was a breach of the treaty of 442, and was atoned for in the
definite peace (November 506) by a further payment to the Persian king. The net
result of the war was that Anastasius, in spite of
the damage done to the wasted lands, had maintained and strengthened the Roman
frontier.
The mildness and good administration of Anastasius were almost universally praised. Like other good
Emperors he discouraged informers and is said to have abolished the sale of
offices. Remittances of taxation to hard-pressed or ravaged provinces were
common form, but, advised by the able and greedy Syrian Marinus,
he endeavoured at the same time to relieve the
taxpayers, especially the townsmen, and to increase the receipts of the
government. His most celebrated measure was the abolition of the chrysargyrion, the oppressive tax on the
stock and plant of tradesmen (498), and of the right of requisition for the
troops. This caused general rejoicings. He reformed the currency (498) by
replacing the small copper coins of miserable fabric, which from the beginning
of the century had had to satisfy the public demand for small change, by four
denominations of substantial size which were easy to handle and which played a
conspicuous part in the economic revival of the Empire. A new land-tax, the chrysoteleia, was applied to the pay and
upkeep of the soldiers, to whom he endeavoured to
secure their full due. Another beneficial reform was the abolition of the
collective responsibility of the curiales for
the tax-quota of their cities, and the institution of tax-collectors called vindices. The curiales, however, were still involved in their unwelcome task after his reign, and
complaints of heavy extortion remained rife. But he left the treasury full and Marinus rich. Considering the devastation of the Balkans
and Mesopotamia, this suggests that, in spite of wars and taxes, trade was
reviving under his economic rule.
It was on the insoluble religious question that Anastasius lost his hold on his capital and the Hellenized
part of his subjects. His Monophysite opinions, which
became more pronounced as he grew older, were distasteful to them, and the
peace of Constantinople was constantly disturbed by serious riots, which were
frequent also in Alexandria and Antioch. In 512 Marinus induced him to insert the Monophysite addition to the Tersanctus in the liturgy and almost caused a
revolution in Constantinople, which was only prevented by Anastasius showing himself in the Circus without his crown and promising concessions. All
the same, something like a persecution of the orthodox continued, and led to an
armed revolt.
Vitalian, the commander of
the Bulgarian foederati in Thrace provoked by
the expulsion of his close friend Flavian, the Patriarch of Antioch seized on Odessus (Varna) on the Moesian coast. Thence, gathering other insurgents, he marched on Constantinople with
the cry of justice for the banished patriarchs and the removal of the Monophysite insertion in the Tersanctus. The promise that grievances should be remedied and the religious differences
settled in concert with the Pope led his officers, who clearly did not wish the
overthrow of Anastasius, to insist on his retreat.
But the promise was not kept, and Vitalian again revolted.
He was kept at bay by troops, promises, and bribes, yet he held the field. In
515 he made another attack, his third, on Constantinople, encamping to the
north of the Golden Horn in the later Galata while his fleet lay in the Bosphorus. This time he was defeated by land and sea. He
retired with his Bulgarians to Anchialus (Burghas), where he stayed until the sudden death of the
octogenarian Emperor on 9 July 518. This closed a period in the history of the
Eastern Empire, the period of recuperation, in which Anastasius had played a most efficient part.
Drab, confused, tedious, and often sordid as is the
story of the defence and recuperation, with its
revolts, its court intrigues, its mercenary armies, its self-seeking generals,
its corrupt ministers, its faithless cunning and its treasons, yet the Empire’s
survival shows the strength of its sounder elements. There was high ability and
solid organization in the bureaucracy, industry and wealth in the townsmen,
hardiness in the peasantry, military skill in the generals, and a fighting,
patriotic spirit in the population which needed only to be utilized and
disciplined. And there were eminent men—Anthemius,
Cyrus, Marcian, Anastasius—whose
patient statesmanship slowly guided the Empire from desperation to security.
They possessed in Constantinople and its Straits an invaluable citadel; they
could and did divert the Goths to the unhappy West. But they could not heal the
religious divergencies which cleft the East, for they
were both the expression and the exacerbation of growing particularism as the
Romano-Hellenic unity dissolved.
|
|