READING HALLTHE DOORS OF WISDOM |
THE CONTEST OF THE INVESTITURE BETWEEN GERMANY AND ROME918-1125T. F.TOUT
THE SAXON KINGS OF THE GERMANS,
AND REVIVAL OF THE ROMAN EMPIRE BY OTTO I.
(919-973)
The death ofMerseburg, in December 918,
ended the Franconian dynasty. In April 919 the Franconian and Saxon magnates
met at Fritzlar to elect a new king. On the
proposal of Eberhard of Franconia,
and brother of the dead king Conrad, Henry, Duke of the Saxons, called Henry
the Fowler, was elevated to the vacant
throne (912-936). Henry had been already marked out for this dignity, both by the great
position of his house and nation, and by the wish of the last king. Yet the
voluntary abdication of the Franconian and the transference of the monarchy to
the Saxon forms one of the great turning-points in the history of the German
nation. The existence of a separate German state had been already secured by
the work of Louis the German (843-876, son of Louis the Pious) and Arnulf of Carinthia (887-89, nephew of Charles the Fat, grand-son of Charlemagne). Yet so long as the
sceptre remained in the Carolingian hands, the traditions of a mighty past overpowered
the necessities of the present. Down to the death of Conrad, the Franks were
still the ruling nation, and the German realm was East Frankish rather than
German. The accession of the Saxon gave the best chance for a more general
development on national lines. For of all the five nations of Germany, the
Saxons were the least affected by the Carolingian tradition. Christianity was
still less than a century old with them, and formal heathenism still lingered
on in the wilder moors and marshes of the north. Roman civilisation was still
but a sickly exotic; and, free from its enervating influences, the Saxons still
retained the fierce barbaric prowess of the old Teutonic stock, while the
primitive Teutonic institutions, which were fast disappearing in the south
before the march of feudalism, still retained a strong hold amidst the rude
inhabitants of northern Germany. In the south the mass of the peasantry were
settling down as spiritless and peaceful farmers, leaving the fighting to be
done by a limited number of half-professional soldiers. But among the Saxons
every freeman was still a warrior, and the constant incursions of heathen Danes
and Wends gave constant opportunities for the practice of martial habits. The
old blood nobility still took the leadership of the race. Not only were the
Saxons the strongest, the most energetic, and most martial of the Germans, but
the mighty deeds of their Ludolfing dukes showed that their princes were worthy
of them. It was only the strong arm of a mighty warrior that could save Germany
from the manifold evils that beset it from within and without. The Ludolfings
had already proved on many a
hard-fought field that they were the natural leaders of the German people. The
dying Conrad simply recognised accomplished facts, when he urged that the Saxon
duke should be his successor. The exhausted Franconians merely accepted the
inevitable, when they voluntarily passed over the hegemony of Germany to their
northern neighbours.
There were, however,
insuperable limitations to the power of the first Saxon king of the Germans.
Henry the Fowler was little more influential as king than as duke. There was no
idea whatever of German unity or nationality. The five nations
were realities, but beyond them the only ties that could bind German to German
were the theoretical unities of Rome—the unity of the Empire and the unity of
the Church. From the circumstances of his election and antecedents, Henry
could draw no assistance from the great ideals of the past, by which he was
probably but little influenced. He feared rather than courted the support of
the churchmen. When the Church offered to consecrate the choice of the
magnates by crowning and anointing the new king, Henry protested his
unworthiness to receive such sacred symbols.
Thus Germany became a federation of great duchies, the
duke of the strongest nation taking precedence over the others with the title
of king. Even this result was obtained only through Henry’s
strenuous exertions. His power rested almost entirely on the temporary union of
the Saxons and Franconians. The southern and western nations of Germany were
almost outside the sphere of his influence. Lotharingia fell away altogether,
still cleaving to the Carolings, and recognising the West Frankish king,
Charles the Simple, rather than the Saxon intruder. Henry was conscious of the
weakness of his position, and discreetly accepted the withdrawal of Lotharingia from his obedience, receiving in return an acknowledgment of his
own royal position from Charles the Simple. Swabia and Bavaria were almost as
hard to deal with as Lotharingia. They had taken no practical share in Henry’s election,
and were by no means disposed to acknowledge the nominee of the Saxons and
Franconians. It was not until 921 that Henry obtained the formal recognition of
the Bavarians, and this step was only procured by his renouncing in favour of
Duke Arnulf every regalian right, including the much-cherished power of
nominating the bishops. Henry was no more a real king of all the Germans than
Egbert or Alfred were real kings over all England. His mission was to convert a
nominal overlordship into an actual sovereignty. But he saw that he could only
obtain the formal recognition necessary for this process by accepting accomplished
facts, and giving full autonomy to the nations. His ideal seems, in fact, to
have been that of the great West Saxon lords of Britain. He strove to do for
Germany what Edward the Elder and Ethelstan were doing
for England. It is, from this point of view, of some political significance that
Henry married his eldest son Otto, afterwards the famous Emperor, to Edith,
daughter of Edward, and sister of Athelstan. Yet, like England,
Germany could hope for national unity only when foreign invasion had been
successfully warded off. The first condition of internal unity was the
cessation of the desolating barbarian invasions which, since the breakup of the Carolingian
Empire, had threatened to blot out all remnants of civilisation. Saxony had
already suffered terribly from the Danes and Wends. To these was added in 929 a
great invasion of the Magyars or Hungarians, the Mongolian stock newly settled
in the Danube plains, and still heathen and incredibly fierce and barbarous.
The Magyars now found that the Bavarians had learnt how to resist them
successfully, so that they turned their arms northwards, hoping to find an
easier foe the Saxons. Henry, with his Franks and Saxons, had to bear the full
brunt of the invasion, and no help came either from Swabia or Bavaria. Henry
had the good luck to take prisoner one of the Hungarian leaders, and by
restoring his captive and promising a considerable tribute, he was able to
procure a nine years’ truce for Saxony. Two years later the Magyars again
swarmed up the Danube into Bavaria, but Henry made no effort to assist the
nation which had refused to aid him in his necessity.
Thus freed from the Magyars, Henry turned his arms
against the Danes and the Wends. In 934 he established a strong mark against
the Danes, and forced the mighty Danish king, Gorm the Old, to pay him tribute.
He was even more successful against the Slavs. In 928 Brennabor (the modern Brandenburg), the chief stronghold of the Havellers, fell into his hands, and
with it the broad lands between the Havel and the Spree, the nucleus of the
later East Mark. But more important than Henry’s victories were his plans for
the defence of the frontiers. He planted German colonists in the
lands won from the barbarian. He built a series of new towns, that were to
serve as central strongholds, in the marchland districts. The Saxon monk
Widukind tells us how Henry ordered that, of every nine of his soldier-farmers,
one should live within the walls of the new town, and there build houses in
which his eight comrades might take shelter in times of invasion, and in which
a third part of all their crops was to be preserved for their support, should
necessity compel them to take refuge within the walls. In return, the dwellers
in the country were to till the fields and harvest the crops of their brother in
the town. Moreover, Henry ordered that all markets, meetings, and feasts should
be held within the walled towns, so as to make them, as far as possible, the
centres of the local life. Some of the most ancient towns of eastern Saxony,
including Quedlinburg, Meissen, and Merseburg, owe their origin to this policy.
Henry also improved the quality of the Saxon cavalry levies, teaching his rude
warriors to rely on combined evolutions rather than the prowess of the
individual horseman. So anxious was he to utilise all the available
forces against the enemy, that he settled a legion of able-bodied robbers at
Merseburg, giving them pardon and means of subsistence, on the condition of
their waging war against the Wends.
The effect of these wise measures was soon felt. Henry
had laid the foundation of the great ring of marks, whose organisation was
completed by his son. He had also inspired his subjects with a new courage to
resist the barbarian, and a new faith in their king. When the nine years’
truce with the Hungarians was over, the Saxons resolved to fight rather than
continue to pay them a humiliating tribute. A long series of victories crowned
the end of Henry’s martial career. He was no longer forced to strictly limit
himself to the defence of his own duchy of Saxony, and the southern nations of
Germany could honour and obey the defender of the German race from the heathen
foe, though they paid but scanty reverence to the duke of the Saxons.
Lotharingia reverted to her allegiance after the sceptre of the western kingdom
had passed, on the death of Charles the Simple, from her beloved Carolings. Yet
Henry never sought to depart from his earlier policy, and still gave the
fullest autonomy to Saxon, Bavarian, and Lotharingian. He still lived simply
after the old Saxon way, wandering from palace to palace among his domain-lands
on the slopes of the Harz, and seldom troubling the rest of the country with
his presence. Yet visions of a coming glory flitted before the mind of the old
sovereign. He dreamed of a journey to Rome to wrest the imperial crown from the
nerveless hands of the pretenders, whose faction fights were reducing Italy to
anarchy. But his end was approaching, and the more immediate task of providing for the
succession occupied his thoughts. His eldest son, Thankmar, was the offspring
of a marriage unsanctioned by the Church, and was, therefore, passed over as
illegitimate. By his pious wife Matilda, the pattern of German housewives, he
had several children. Of these Otto was the eldest, but the next son, Henry, as
the first born after his father had become a king, was looked upon by many as
possessing an equally strong title to election. The king, however, urged on his
nobles to choose Otto as his successor. He died soon after, on 2nd July 936,
and was buried in his own town of Quedlinburg, where the pious care of his
widow and son erected over his remains a great church and abbey for nuns, which
became one of the most famous monastic foundations of northern Germany. “He
was”, says the historian of his house, “the greatest of the kings of Europe,
and inferior to none of them in power of mind and body”. But Henry’s best claim
to fame is that he laid the solid foundations on which his son built the
strongest of early mediaeval states.
Otto I was a little over twenty years of age when he
ascended the throne. While his father had, shunned the consecration of the
Church, his first care was to procure a pompous coronation at Aachen. As strong
a statesman and as bold a warrior as his father, the new king was so fully
penetrated with the sense of his divine mission, and so filled with high ideals
of kingcraft, that it was impossible for him to endure the limitations to his
sway, in which Henry had quietly acquiesced. Duke Eberhard of Franconia was the
first to resent the pretensions of the young king. He felt that he was the
author of the sway of the Saxon house, and resolved to exercise over his nation
the same authority that he had wielded without question in the days of King
Henry. Meanwhile, the death of Duke Arnulf of Bavaria gave Otto an opportunity
of manifesting his power to the south (938-941). He roughly deposed
Arnulf’s eldest son, Eberhard, who had refused to perform him homage, and made
his younger brother Berthold duke, but only on condition that the right of
nominating to the Bavarian bishoprics, which had been wrung from the weakness
of Henry, should now be restored to the crown. Moreover, he set up another
brother, Arnulf, as Count Palatine, to act as a sort of overseer over the new
duke. But while Franconia and Bavaria were thus deeply offended, Otto’s own
Saxons were filled with discontent at his policy. They resented Otto’s desire
to reign as king over all Germany, as likely to impair the dominant claims of
the ruling Saxon race. They complained that he had favoured the Franks more
than the Saxons, and the sluggish nobles of the interior parts of Saxony were
disgusted that Otto had overlooked their claims on his attention in favour of
Hermann Billung and Gero, to whom he had intrusted the care of his old duchy
along with the government of the Wendish marches. Thankmar, the bastard elder
brother, Henry, the younger brother who boasted that he was the son of a
reigning king, were both angry at being passed over, and put themselves at the
head of the Saxon malcontents. In 938, a revolt broke out in the north. The
faithfulness of Hermann Billung limited its extent, and the death of Thankmar
seemed likely to put an end to the trouble. But Henry now allied himself with
Duke Eberhard of Franconia; and Duke Giselbert of Lotharingia, Otto’s
brother-in-law, joined the combination. A bloody civil war was now fought in
Westphalia and the Lower Rhineland. The army of Otto was taken at a
disadvantage at Birthen, near Xanten; but the pious king threw himself on his
knees, and begged God to protect his followers, and a victory little short of
miraculous followed his prayer. However, the rebels soon won back a strong
position, and the bishops, headed by Archbishop Frederick of Mainz, intrigued
with them in the belief that Otto’s term of power was at an end. But the king
won a second unexpected triumph at Andernach, and the Dukes of Franconia and
Lotharingia perished in the pursuit. Henry fled to Louis, king of the West
Franks, whose only concern, however, was to win back Lotharingia from the
eastern kingdom. At last Henry returned and made his submission to his
brother; but before long he joined with the Archbishop of Mainz in a plot to
murder the king. This nefarious design was equally unsuccessful, and Henry,
under the influence of his pious mother, sought for the forgiveness of his
injured brother. At the Christmas feast of 941 a reconciliation was effected.
The troubles for the season were over.
Otto now sought to establish his power over the
nations by setting up members of his own family in the vacant duchies.
Franconia he kept henceforth in his own hands, wearing the Frankish dress and
ostentatiously following the Frankish fashions. Over Lotharingia he finally set
a great Frankish noble, Conrad the Red, whom he married to his own daughter,
Liutgarde. The reconciled Henry was made Duke of Bavaria, and married to
Judith, the daughter of the old Duke Arnulf. Swabia was intrusted to Otto’s
eldest son, Ludolf, who in the same way was secured a local position by a match
with the daughter of the last duke. But the new dukes had not the power of
their predecessors. Otto carefully retained the highest prerogatives in his own
hands, and, by the systematic appointment of Counts Palatine to watch over the
interests of the crown, revived under another name that central control of the
local administration which had, at an earlier period, been secured by the
Carolingian missi dominici.
The new dukes soon fell into the ways of their
predecessors. They rapidly identified themselves with the local traditions of
their respective nations, and quickly forgot the ties of blood and duty that bound them to
King Otto. Henry of Bavaria and Ludolf of Swabia soon took up diametrically
different Italian policies, and their intervention on different sides in the
struggle between the phantom Emperors, that claimed to rule south of the Alps,
practically forced upon Otto a policy of active interference in Italy. Ludolf
was intensely disgusted that his father backed up the Italian policy of Henry,
and began to intrigue with Frederick of Mainz, Otto’s old enemy. Conrad of
Lotharingia joined the combination. Even in Saxony, the enemies of Hermann
Billung welcomed the attack on Otto. At last in 953 a new civil war broke out
which, like the troubles of 938, was in essence an attempt of the ‘nations’
to resist the growing preponderance of the central power. But the rebels were
divided among each other, and partisans of local separatism found it doubly hard to
bring about an effective combination. The restless and turbulent Frederick of
Mainz died during the struggle. Conrad and Ludolf made their submission. A
terrible Hungarian inroad forced even the most reluctant to make common
cause with Otto against the barbarians. But the falling away of the dukes of
the royal house had taught Otto that some further means were necessary, if he
desired to continue his policy of restraining the ‘ nations ’ in the interest
of monarchy and nation as a whole. That fresh support Otto found in the
Church, the only living unity outside and beyond the local unities of the five
nations.
Even King Henry had found it necessary, before the end
of his reign, to rely upon ecclesiastical support, especially in his efforts to
civilise the marks. There the fortified churches and monasteries became, like
the new walled towns, centres of defence, besides being the only homes of
civilisation and culture in those wild regions. But King Henry had not removed
the danger of Wendish invasion, and the civil wars of Otto’s early years gave a
new opportunity for the heathen to ravage the German frontiers. In the midst of
Otto’s worst distress, Hermann Billung kept the Wends at bay, and taught the
Abotrites and Wagrians, of the lands between the lower Elbe and the Baltic, to
feel the might of the German arms. His efforts were ably seconded by the
doughty margrave, Gero, of the southern Wendish mark. By their strenuous
exertions the Slavs were definitely driven away from German territory, and
German rule was extended as far as the Oder, so that a whole ring of organised
marchlands protected the northern and eastern frontiers. These marks became
vigorous military states, possessing more energy and martial prowess than the
purely Teutonic lands west of the Elbe, and destined on that account to play a
part of extreme prominence in the future history of Germany. Owing their
existence to the good-will and protection of the king, and having at their
command a large force of experienced warriors, the new margraves or counts of
the marches, who ruled these regions, gradually became almost as powerful as
the old dukes, and, for the time at least, their influence was thrown on the side of the
king and kingdom. Under their guidance, the Slav peasantry were
gradually Christianised, Germanised, and civilised, though it took many
centuries to complete the process. Even to this day the place-names in marks
like Brandenburg and Meissen show their Slavonic origin, and a Wendish-speaking
district still remains in the midst of the wholly Germanised mark of Lausitz.
To these regions Otto applied King Henry’s former methods on a larger scale.
Walled towns became centres of trade, and refuges in times of invasion.
Monasteries arose, such as Quedlinburg, and that of St. Maurice, Otto’s
favourite saint, at Magdeburg. A whole series of new bishoprics—Brandenburg and
Havelberg, in the Wendish mark; Aarhus, Ripen, and Schleswig, in the Danish
mark — became the starting-points of the great missionary enterprise that in
time won over the whole frontier districts to Christianity. Hamburg became the
centre of the first missions to Scandinavia. Never since the days of Charles
the Great had the north seen so great an extension of religion and culture.
There was many a reaction towards heathenism and barbarism before the twelfth
century finally witnessed the completion of this side of Otto’s work.
The Hungarians were still untamed, and, profiting by
the civil war of 953, they now poured in overwhelming numbers into south
Germany. But the common danger was met by common action. On 10th August 955,
Otto won a decisive victory on the Lechfeld, near Augsburg, at the head of an
army drawn equally from all parts of Germany, and including among its leaders
Conrad the Red, the former Duke of Lorraine, who died in the fight (955). This crushing
defeat damped the waning energies of the Magyars, and the carrying out of the
same policy against them that had been so successful against their northern
neighbours resulted in the setting up of an east mark (the later Austria),
which carried German civilisation far down the Danube, and effectually bridled
the Magyars. In these regions Henry of Bavaria did the work that Hermann
Billung and Gero were doing in the north. The final defeat of the barbarian
marauders, and the definitive extension of German soil through the marks, are
among Otto’s greatest titles to fame. Moreover, Otto forced the rulers of more
distant lands to acknowledge his sovereignty. In 950 he invaded Bohemia, and
forced its king, Boleslav, to do him homage. Nor did he neglect the affairs of
the more settled regions of the west. Already in 946 he had marched through
north France as far as the frontiers of Normandy, striking vigorous blows in
favour of the Carolingian Louis iv—who
had married his daughter Gerberga, Duke Giselbert’s widow— against his other
son-in-law, Hugh the Great, the head of the rival Robertian house. He also took under his protection Conrad the Pacific, the young king of
the Arelate.
In civilizing the marks Otto had
striven hard to use the Church to secure the extension of the royal power. But the lay nobles
were not slow to see that Otto’s trust in bishops and abbots meant a lessening of their
influence, and resented any material extension of ecclesiastical power. The
Saxon chieftains —half-heathens themselves at heart— did their very best to
prevent the Christianisation of the Wends, knowing that it would infallibly
result in a close alliance between the crown and the new Christians against
their old oppressors. Even the churchmen of central Germany watched Otto’s
policy with a suspicious eye. Typical of this class is Archbishop Frederick of
Mainz, the centre of every conspiracy, and the would-be assassin of his
sovereign. If his policy had prevailed, the Church would have become a
disruptive force of still greater potency than the dukedoms. But a new school
of churchmen was growing up willing to co-operate with Otto. His youngest
brother, Bruno, presided over his chancery, and made the royal palace as in Carolingian times
the centre of the intellectual life of Germany. Bruno ‘restored,’ as
we are, ‘the long-ruined fabric of the seven liberal arts,’ and, like our
Alfred, was at the same time the scholar and the statesman. From his efforts
sprang that beginning of the general improvement of the German clergy that made
possible the imperial reformation of the Papacy. Moreover, Bruno carried out a
reform of discipline and of monastic life that soon made Germany a field ripe
to receive the doctrines that were now beginning to radiate from Cluny to the
remotest parts of the Christian world. Side by side with the religious revival
came the intellectual revival that Bruno had fostered. Widukind of Corvey wrote
the annals of the Saxons; the abbess Hrotswitha of Gandersheim sang Otto’s
praises in Latin verse, and wrote Latin comedies, in which she strove to adopt
the methods of Terence to subjects chosen in order to enhance the glories of
religious virginity. The literary spirit touched Otto himself so far that he
learnt to read Latin, though he never succeeded in talking it. Under Bruno’s
care grew up a race of clerical statesmen, far better fitted to act as Otto’s
ministers than the lay aristocracy with its insatiable greed, ruthless cruelty,
and insufferable arrogance. It now became Otto’s policy,
since he had failed to wrest the national duchies to subserve his policy, to
fill up the great sees with ministerial ecclesiastics of the new school. The highest
posts were reserved to his own family. His faithful brother, Bruno, became Archbishop
of Cologne, and was furthermore intrusted with the administration of
Lotharingia. Otto’s bastard son, William, succeeded the perfidious Frederick as
Archbishop of Mainz. Otto now stood forth as the protector of the clergy
against the lay nobles, who, out of pure greed, were in many cases aiming at a
piecemeal secularisation of ecclesiastical property. The incapacity of a
spiritual lord to take part in trials affecting life and limbs had already led
to each bishop and abbot, who possessed feudal jurisdiction, being represented
by a lay ‘Vogt’ (advocattis) in those matters with which he was
himself incompetent to deal. The lay nobles sought to make their ‘advocacy’ the
pretext of a gradual extension of their power until the bishop or abbot became
their mere dependant. But this course was not to the interest of the crown. If
the domains of the crown were to be administered by the local magnates or to be
alienated outright, if the jurisdiction of the crown was to be
cut into by grants of immunities to feudal chieftains, it was much better that
these should be put into spiritual rather than into secular hands. Otto
therefore posed as the protector and patron of the Church. Vast grants of lands
and immunities were made to the bishops and abbots, and the appointment to
these high posts, or at least the investiture of the prelates with the symbols
of their office, was carefully kept for the king. The clergy, who in the days of
Henry had feared lest the king should lay hands on their estates, joyfully
welcomed Otto’s change of front. It was not clear to them as it was to Otto,
that the royal favour to the Church was conditional on the Church acting as the
chief servant of the State. Otto would brook no assertion of ecclesiastical
independence, such as had of old so often set bounds to the empire of the Carolings. He
desired to attach the Church to the State by chains of steel; blit he carefully
gilded the chains, and the German clergy, who were neither strong theologians
nor sticklers for ecclesiastical propriety, entered as a body into that
dependence on the throne which was to last for the best part of a century, and
which was in fact the indispensable condition of the power of the Saxon kings
in Germany. The unity of the Church became as in England the pattern of the
unity of the State, and in a land which had no sense of civil unity, Saxon and
Frank, Lorrainer and Bavarian were made to feel that they had common ties as
citizens of the Christian commonwealth.
The first efforts of Otto towards the conciliation and
subjection of the clergy were surprisingly successful. He next formed a scheme
of withdrawing eastern Saxony and the Wendish march from obedience to the
Archbishop of Mainz, and setting up a new Archbishop of Magdeburg as
metropolitan of these regions. It was a well-designed device to give further
unity to those warlike and loyal regions upon which Otto’s power was ultimately
based. But his own son, Archbishop William, violently opposed a scheme which
deprived the see of Mainz of the obedience of many of its suffragans. William’s
representations to Rome induced the Pope to take no steps to carry out Otto’s
plan. The king was deeply incensed, but the check taught him a lesson. He
learnt that after all, the German Church was not self-contained or
self-sufficing. Over the German Church ruled the Roman Pope. He could only
ensure the obedience of the German Church by securing the submission or the
co-operation of the head of the Christian world. So long as the Pope was
outside his power, Otto’s dream of dominating Germany through churchmen seemed
likely to end in a rude awakening. To complete this aspect of his policy
required vigorous intervention in Italy.
The condition of Italy had long been one of deplorable
anarchy. After the death of the Emperor Berengar in 924 had put an end to the
best chance of setting up a national Italian kingdom, things went from bad to
worse. The Saracens, having plundered its coasts, settled down in its southern
regions side by side with the scanty remnants of the Byzantine power. Thus all
southern Italy was withdrawn altogether from the sphere of western influence.
But in the centre and north things were far worse. The inroads of the barbarians
were but recently over, and had left their mark behind in poverty, famine,
pestilence and disorder. Great monasteries like Subiaco and Farfa were in
ruins. The Hungarians had penetrated to the heart of central Italy. The
Saracens from their stronghold of Freinet, amidst the ‘mountains of the
Moors’ of the western Riviera, had devastated Provence, and had held possession
of the passes of the Alps. If the growth of feudalism, with its permanent
military system and its strong castles, had already repelled the barbarians,
the price paid for deliverance was the cutting up of sovereignty among a
multitude of petty territorial lords. The rising tide of feudal anarchy had
almost overwhelmed the city civilisation which had been, since Roman times, the
special feature of Italian life. A swarm of greedy feudal counts and marquises
struggled against each other for power, and a series of phantom Emperors
reduced to an absurdity the once all-powerful name of Caesar. There was still a
nominal Italian or Lombard king, who claimed the suzerainty over all northern
and central Italy. But in their zeal for local freedom, the Italians had encouraged quarrels
for the supreme power. ‘The Italians,’ said Liutprand of Cremona, ‘always wish
to have two masters, in order to keep the one in check by the other.’ After the
death of the Emperor Berengar, in 924, Rudolf of Burgundy reigned for nearly
three years. On his fall in 926, Hugh of Provence was chosen his successor, and
held the name at least of king till his death in 946.
There then arose two claimants to the Italian crown—Lothair, son of Hugh of
Provence, and Berengar, Marquis of Ivrea, the grandson of the Emperor Berengar.
Neither was strong enough to defeat the other, and both looked for help from
the warlike Germans. It is however significant that they sought support, not
from the distant Saxon king, but from the neighbouring dukes of Swabia and
Bavaria, whose dominions extended to the crest of the Alps. Lothair begged the
help of Ludolf of Swabia, while Berengar called in Henry of Bavaria.
The latter gave the most efficient assistance, and Lothair in despair was
negotiating for help from Constantinople when he was cut off by death (950),
leaving his young and beautiful widow, Adelaide of Burgundy, to make what resistance
she might to Berengar of Ivrea. But there was no chance of a woman holding her
own in these stormy times, and Adelaide was soon a prisoner in the hands of the victorious marquis. She naturally looked over the Alps to her German friends
and kinsfolk, and both Ludolf and Henry, already on the verge of war on
account of their former differences as to Italian policies,
were equally willing to come to her assistance.
Since 949, Henry had acquired the great city of
Aquileia and the north-eastern corner of the Italian peninsula. He now aspired,
as the protector of Adelaide, his former foe, to unite the Bavarian duchy with
the Italian kingdom. Ludolf, more active than his uncle, appeared in the valley
of the Po intent on a similar mission. Otto, ever on the watch to prevent the
extension of the ducal powers, saw with dismay the prospect of his brother’s or
son’s aggrandisement. He resolved by prompt personal intervention to secure the
prize for himself.
In 951, Otto successfully carried out his first
expedition to Italy. He met with no serious resistance, and on 23rd September
entered in triumph in to Pavia, the old capital of the Lombard kings. Adelaide
was released from her captivity, and appeared in Pavia. Otto, who was now a
widower, forthwith married her, assumed the crown of Italy, and fruitlessly
negotiated with the Pope to bring about his coronation as Emperor. But Otto
soon crossed the Alps, leaving Conrad of Lorraine to carry on war against
Berengar. Next year, however, a peace was patched up. Berengar was recognised
as vassal king of Italy, with Otto as his overlord, and the lands between the
Adige and Istria—the mark of Verona and Aquileia—were confirmed to Duke Henry,
who thus drew substantial advantage from his brother’s intervention. The revolt
of Ludolf and Conrad in 953 was largely due to their disgust at Otto’s vigorous
and successful defeat of their schemes.
Nine years elapsed before Otto again appeared in
Italy. Though he needed the help of the Papacy more than ever, its condition
was not one that could inspire much hope. It was the period of the worst
degradation into which the Roman See ever fell. For more than a generation the
Popes had almost ceased to exercise any spiritual influence. The elections to
the Papacy had been controlled by a ring of greedy and corrupt
Roman nobles, conspicuous among whom was the fair but dissolute Theodora and
her daughters Marozia, wife of the Marquis Alberic I of Camerino, and the less
important Theodora the younger. Imperialist partisans like Liutprand of Cremona
have drawn the character of these ladies in the darkest and most lurid colours
; but, allowing for monastic exaggeration, it is hard to see how the main
outlines of the picture can be untrue. With all their vices, they did not lack
energy. Pope John X (914-928), an old lover and partisan of Theodora, was not
destitute of statecraft, and did much to incite the Italians to drive away the
Saracens of the south; but, quarrelling with Marozia, he had to succumb to her
second husband, Guido, Marquis of Tuscany. After John’s death in prison in 928,
Marozia became mistress of Rome, and made and unmade Popes at her pleasure. She
married as her third husband, Hugh of Provence, the nominal king of the
Italians, and procured the election of her second son, a youth of twenty, to the
Papacy, under the name of John XI. About 932 her elder son, Alberic II, a
strong, unscrupulous but efficient tyrant, whose character found many parallels
in later Italian history, drove his father-in-law out of Rome, and reduced the
city to some sort of order under his own rule. His policy seems to have been to
turn the patrimony of St. Peter into an aristocratic republic, controlled by
his house, and leaving to the Pope functions that were not purely spiritual. He
took the title of ‘Prince and Senator of all the Romans.’ He kept his brother,
Pope John XI (931-936), and the subsequent Popes, in strict leadingstrings,
and retained his power until his death in 954. His dreams of hereditary power
seemed established when his young son Octavian succeeded him as a ruler of
Rome, and in 955 also ascended the papal throne as John XII.
But the new Pope, who thus united the ecclesiastical
with the temporal lordship of Rome, looked upon things purely with the eye of a
skilful but unscrupulous statesman. His great ambition was to make his house
supreme throughout middle Italy, and he soon found that King Berengar, whose
claims grew greater now that Otto was back beyond the Alps,
was the chief obstacle in the way of carrying out his designs. He therefore
appealed to Otto for aid against Berengar. In 957 Ludolf of Swabia was sent by
his father to wage war against Berengar, but, after capturing Pavia, Ludolf was
carried off by fever, and Berengar then resumed his successes. In 960 John sent
an urgent appeal to Otto to come to his assistance.
Otto had, as we have seen,
long felt the need of the support of the Papacy in carrying out his schemes
over the German Church. The wished-for opportunity of effecting a close
alliance with the head of the Church was now offered by the Pope himself, and
the monastic reformers, disciples of Bruno, or of the new congregation of
Cluny, urged him to restore peace and order to the distracted Italian Church.
In 961 Otto procured the election and coronation of Otto, his young son by
Adelaide, as king of the Germans. In August he marched over the Brenner at the
head of a stately host. On 31st January 962 he entered Rome. On 2nd February he
was crowned Emperor by John XII.
The coronation of Otto had hardly among contemporaries
the extreme importance which has been ascribed to it by later writers. Since
the fall of the Carolingians there had been so many nominal emperors that the
title in itself could not much affect Otto’s position. Neither was the
assumption of the imperial title the starting-point so much as the result of
Otto’s intervention in Italy. But the name of Roman Emperor, when assumed by a
strong prince, gave unity and legitimacy to Otto’s power both over Germany and
Italy. And in Germany no less than in Italy there was no unity outside that
which adhered to the Roman tradition. Yet the imperial title made very little
difference in the character and policy of Otto. He never sought, like Charles
the Great, to build up an imperial administrative system or an imperial
jurisprudence. Even in Germany there was still no law but the local laws of the
five nations. And there was no effort whatever made to extend into Italy the
rude system on which Otto based his power in Germany. Still the combination of
the legitimacy of the imperial position with the strength of the Teutonic
kingship did gradually bring about a very great change, both in Germany and
Italy, though it was rather under Otto’s successors than under Otto himself
that the full consequences of this were felt. Yet Otto was the founder of the
mediaeval ‘Holy Roman Empire of the German Nation,’ and the originator of that
close connection of Germany with Italy on which both the strength and the
weakness of that Empire reposed. Modern Germans have reproached
him for neglecting the true development of his German realm in the pursuit of
the shadow of an unattainable Empire. The criticism is hardly just to
Otto, who was irresistibly led into his Italian policy by the necessities of
his German position, and who could hardly be expected to look,
beyond the immediate work before him, to far-off ideals of national unity and
national monarchy that were utterly strange to him and to his age. Otto came
into Italy to win over the Pope to his side. He looked upon his Roman
coronation as mainly important, because it enabled him to complete his
subjection of the German Church with the help of his new ally Pope John.
The first result of the alliance of Pope and Emperor
was the completion of the reorganisation of the German Church for which Otto
had been striving so long. The Pope held a synod at St. Peter’s, in
which Otto’s new archbishopric of Magdeburg was at last
sanctioned. But Otto, who looked upon the Pope as the chief ecclesiastic of his
Empire, was as anxious to
limit Roman pretensions as he had been to curb the power of the see of Mainz.
He issued a charter which, while confirming the ancient claims of the Papacy to the whole
region in middle Italy that had been termed so long the patrimony of St. Peter,
reserved strictly the imperial supremacy over it. He provided that no Pope
should be consecrated until he had taken an oath of fealty to the
Emperor. The Pope was thus reduced, like the German bishops, to a condition of
subjection to the state.
Otto now left Rome to carry on his campaign against
Berengar, who had fled for refuge to his Alpine castles.
John XII now took the alarm, and quickly allied himself with his old foe
against his new friend. Otto marched back to Rome, and in 963 held a synod,
mostly of Italian bishops, in which John was deposed for murder, sacrilege,
perjury, and other gross offences, and a new Pope set up, who took the name of
Leo VIII, and who was frankly a dependant of the Emperor. John escaped to his
strongholds, ‘hiding himself like a wild beast in the woods and hills,’ and refusing
to recognise the sentence passed upon him. The need of fighting Berengar again
forced Otto to withdraw from Rome. During his absence the fickle
citizens repudiated his authority, and called back John. But hardly was the
youthful Pope restored to authority than he suddenly died in May 964. His
partisans chose at once as his successor Benedict V.
Otto now hurried back to Rome, and attended a synod,
held by Leo VIII, which condemned Benedict and reaffirmed the claims of Leo.
There was no use in opposing the mighty Emperor, and Benedict made
an abject submission. Sinking on his knees before Otto, he cried, ‘If I have
in anywise sinned, have mercy upon me.’ He was banished beyond the Alps, and
died soon afterwards. His fall made patent the dependence of the Papacy on
Otto. A last revolt of the Romans was now sternly suppressed. When Otto,
flushed with triumph, marched northwards against Berengar, Leo’s successor,
John XIII, humbly followed in his train. The young king Otto now crossed the
Alps, and accompanied his father on a fresh visit to Rome, where, on Christmas
day 967, John XIII crowned him as Emperor. Henceforth father and son were joint
rulers. Otto had done his best to make both German kingdom and Roman Empire
hereditary.
The last years of Otto’s reign
were full of triumph. Secure in the obedience of the Church, he ruled both
Germany and Italy with an ever-increasing authority. The Magdeburg
archbishopric received new suffragans in the sees of Zeiz, Meissen, and
Merseburg. A new era of peace and prosperity dawned. The dukes were afraid to
resist so mighty a power. The division of Lotharingia into the two duchies of
Upper and Lower Lorraine which now took place was the first step in the gradual
process that soon began to undermine the unity of the traditional ‘nations’ of
the German people. Beyond his Teutonic kingdom the kings of the barbarous north
and east paid Otto an increasing obedience. The marauding heathens of an
earlier generation were now becoming settled cultivators of the soil, Christian
and civilised. Their dukes looked up to Otto as an exemplar of the policy which
they themselves aspired to realise. The dukes of Poland and Bohemia
performed homage to Otto as Emperor. Ambassadors from distant lands, France,
Denmark, Hungary, Russia, and Bulgaria, flocked around his throne. He
intervened with powerful effect in the West Frankish kingdom. He aspired to
the domination of southern Italy, and, having won over to his side the powerful
Pandulf, prince of Capua and Benevento, he enlarged that prince’s dominions and
erected them into a mark to withstand the assaults of the Arabs and Greeks of
southern Italy. But while waging war against the Mohammedans, Otto was anxious
to be on good terms with the Romans of the East. The accession of John Zimisces
to the Eastern Empire gave Otto his opportunity. The new lord of Constantinople
offered the hand of Theophano, daughter of his predecessor Romanus II, as the
bride of the young Otto II, with Greek Italy as her marriage portion. The
Emperor welcomed the opportunity to
win peacefully what he had sought in vain to acquire by war. Early in 972
Theophano was crowned by John XIII at Rome, and immediately afterwards married
to the young Emperor. The gorgeous festivities that attended this union of East
and West brought clearly before the world the reality of Otto’s power.
Otto was now growing old, and had outlived most of his
fellow-workers. His brother Henry had died soon after the battle on the
Lechfeld. His bastard son William had already sunk into a premature grave. Now
came the news of the death of the faithful Hermann Billung. In the spring of
973 Otto went on progress for the last time through his ancestral domains on
the slopes of the Har. Death came upon him suddenly as he was celebrating the
Whitsuntide feast in his palace at Memleben. He was buried beside his first
wife, the English Edith, in his favourite sanctuary of St.
Maurice of Magdeburg, raised by his care to metropolitan dignity. His long and
busy life had not only restored some sort of peace and prosperity to two
distracted nations, but his policy had begun a new development of western
history that was to last nearly three centuries, and was to determine its
general direction up to the Reformation. He had built up a mighty state in an
age of anarchy. He had made Germany strong and peaceful, and the leading power
of Europe. He had subjected the Church and pacified Italy. Under him the Roman
Empire had again acquired in some real sense the lordship of the civilised
world.
THE GERMAN EMPIRE AT THE HEIGHT OF ITS POWER;
|
THE INVESTITURE CONTEST (1056-1125)
While the
Cluniac movement had at last attained ascendency over the best minds of
Europe, and a swarm of monastic reformers had prepared the way for the great
revival of spiritual religion and hierarchical pretensions; while in Italy
strong papalist powers, like the Countess Matilda and the Normans of the south,
had arisen to menace the imperial authority, the long minority of Henry IV
sapped the personal influence of Caesar over Italy and brought about a
lengthened period of faction and in Germany. On Henry III’s death, his son, was
a boy of six. The great Emperor’s power secured the child’s
undisputed succession, but was too personal, too military in its
character to prove any safeguard against the dangers of a
long minority. Nor did the choice of ruler during Henry IV’s nonage improve
the state of affairs. Henry III’s widow, Agnes of Poitou, a pious well-meaning
lady, acted as regent for her son, but her weakness of
will and inconsistency of conduct gave full scope to discontented nobles ready to
take advantage of a woman’s sway. The lay nobles availed themselves of her
helplessness to plunder and despoil the prelates, while they complained that
Agnes neglected their counsels for those of low-born courtiers and personal
favourites. After six years of confusion the Empress was driven from power.
Anno, Archbishop of Cologne, a vigorous, experienced, and zealous prelate, full
of ambition and violence, joined himself with Otto of Nordheim, the newly
appointed Duke of Bavaria, Count Egbert of Brunswick, and some of the bishops,
in a well-contrived plot to get possession of the young king. In May 1062 the
three chief conspirators visited the king at his palace of Saint Suitbert’s,
situated on an island in the Rhine, some miles below Dusseldorf, now called
Kaiserswerth. One day after dinner Anno persuaded the boy king to inspect an
elaborately-fitted-up barge. As soon as Henry had entered the boat, the oarsmen
put off and rowed away. Henry was soon frightened and plunged into the water,
but Count Egbert leapt in and rescued him. The king was pacified by flattery
and taken to Cologne. The crowd cried shame on the treachery of the bishop,
but. Henry remained in his custody, and Agnes made no serious attempt to regain
her authority, but reconciled herself with Anno and retired into a monastery.
Anno proposed to the magnates that the regency should be exercised by the
bishop of the diocese in which the king happened to be staying. By carefully selecting
the king’s places of abode, he thus secured the reality of power without its
odium. By throwing over the Antipope he procured the support of the
Hildebrandine party, and was likened by Peter Damiani to another Jehoiada. But
his pride and arrogance soon raised him up enemies; and young Henry, who never
forgave his abduction, bitterly resented his tutelage.
Adalbert, Archbishop of Bremen, took the lead among
Anno’s enemies. He was a man of high birth, great experience, and unbounded
ambition, an old confidant of Henry III, and filled with a great scheme for
making his archbishopric a permanent patriarchate over the infant churches of
Scandinavia. He made himself personally attractive to the king, who contrasted
his kindness and indulgence with the austerity of Anno. By Adalbert’s influence
Henry was declared of age to govern on attaining his fifteenth year in 1065.
Henceforth Adalbert disposed of all the high offices in Church and State, and
growing more greedy as he became more successful, excited much ill-will among
the religious by plundering the monasteries right and left. He appropriated to
himself the two great abbeys of Lorsch and Corvey, and sought in vain to propitiate his
enemies by allowing other magnates, including even his rival Anno, to similarly
despoil other monasteries. The king was made so poor that he hardly had enough
to live on. But Adalbert at least sought to continue the great traditions of
statecraft of Henry in., and showed more policy and skill than the crowd of bishops
who had previously shared power with Anno. At last, in 1066, the nobles combined
against Adalbert at a Diet at Tribur, and Henry was roundly told that he must either dismiss
Adalbert or resign his throne. Adalbert retired to his diocese, and
Anno and Otto of Nordheim again had the chief control of affairs. But neither
party could rule with energy or spirit, and Henry, now nearly grown up, showed
no decided capacity to make things better. The young king was tall, dignified,
and handsome. He was affable and kindly to men of low rank, with whom he was
ever popular, though he could be stern and haughty to the magnates, whose power
he feared. He had plenty of spirit and fair ability. But he had been brought up
so laxly by Archbishop Adalbert that he was headstrong, irresolute, profligate,
and utterly deficient in self-control. He never formulated a policy, and if he
championed great causes, he did so blindly and in ignorance. Married to Bertha,
daughter of the Marquis Odo of Turin, in 1065, he gave offence both to her powerful
kinsfolk and to the strict churchmen by refusing to live with her, and talking
of a divorce. He had now to put down open rebellions. In 1069 the Margrave Dedi
strove to rouse the Thuringians to revolt, and in 1070 Otto of Bavaria, the most
important of the dukes surviving, after the death of Duke Godfrey of Lorraine in the
previous year, was driven into rebellion. So divided were the German nobles, so
helpless the German king, that instead of ruling the Italians, there seemed
every prospect of the Italians ruling them. In 1069 Peter Damiani went to
Germany as legate, and compelled Henry to reconcile himself with Bertha. Peter
was horrified at the unblushing simony of the German bishops, and, on his
report, Anno of Cologne and several other of the greatest prelates of Germany
were summoned to Rome and thoroughly humiliated. Anno atoned for his laxity by
his edifying discharge of the meanest monastic duties in
his own great foundation at Siegburg, but his influence was gone and his
political career was at an end. His fall brought Adalbert back to some of his
ancient influence. The death of the Archbishop of Bremen in 1072 unloosed the
last link that connected the new reign with the old traditions.
Henry IV’s reign now really
began. A thorough Swabian, his favourite ministers were Swabians of no high
degree, and he had no faith in the goodwill or loyalty of the men of the
north. He had kept vacant the Saxon dukedom. On every hill-top of Saxony and
Thuringia he built strong castles, whose lawless garrisons plundered and
outraged the peasantry. There was ever fierce ill-will between northern and
southern Germany during the Middle Ages. The policy of the southern Emperor
soon filled the north with anger, and the Saxon nobles prepared for armed
resistance. In 1073 Henry fitted out an expedition, whose professed destination
was against the Poles. It was believed in Saxony that his real object was to
subdue the Saxons and hand them over to the Swabians. Accordingly in the summer
of 1073 a general Saxon revolt broke out, headed by the natural leaders of
Saxony both in Church and State, including the Archbishop of Magdeburg, the
deposed Duke Otto of Bavaria, and the fierce Margrave Dedi, already an
unsuccessful rebel. The insurgents demanded the instant demolition of the
castles, the dismissal of Henry’s evil counsellors, and the restitution of
their lands that he had violently seized. On receiving no answer they shut up
Henry in the strong castle of Harzburg, whence he escaped with the utmost
difficulty to the friendly cloister of Hersfeld. In the course of the summer
the rebels destroyed many of the new castles. The levies summoned for the
Polish campaign refused to turn their arms against the Saxons, and Henry saw
himself powerless amidst the general falling away. A meeting at Gerstungen, where
Henry’s friends strove to mediate with the rebels, led to a suggestion that the
king should be deposed. Only at Worms and in the Swabian cities did Henry receive any
real support. He gathered together a small army and strove to fight
a winter campaign against the Saxons, but failed so completely that he was
forced to accept their terms. However, hostilities were renewed in 1075, when
Henry won a considerable victory at Hohenburg on the Unstrut, and forced the
Saxons to make an unconditional submission. Otto of Nordheim, the Archbishop of
Magdeburg, and the other leaders were imprisoned. On the ruins of Saxon
liberty Henry now aspired to build up a despotism.
Hildebrand was now Pope.
During the funeral service of Alexander II at St. John’s in the Lateran, a
great shout arose from the multitude in
the church that Hildebrand should be their bishop. The cardinal, Hugh the White, addressed the assembly. ‘You
know, brethren,’ he said, ‘how, since the time of Leo IX, Hildebrand has exalted
the Roman Church, and freed our city. We cannot find a better Pope than he.
Indeed, we cannot find his equal. Let us then elect him, who, having been
ordained in our church, is known to us all, and thoroughly approved by us.’
There was the great shout in answer: ‘Saint Peter has chosen
Hildebrand to be Pope!’ Despite his resistance, Hildebrand was dragged to the
church of St. Peter ad Vincula, and immediately enthroned. The cardinals had no
mind to upset this irregular election, strangely contrary though it was to the
provisions of Nicholas II. The German bishops, alarmed at Hildebrand’s
reputation for severity, urged the king to quash the appointment, but Henry
contented himself with sending to Rome to inquire into the circumstances of the
election. Hildebrand showed great moderation, and actually postponed his consecration
until Henry’s consent had been obtained. This Henry had no wish to withhold. On
29th June T073 Hildebrand was hallowed bishop. By assuming the name of Gregory
VII, he proclaimed to the world the invalidity of the deposition of his old
master at the Synod of Sutri.
The wonderful self-control which the new Pope had
shown so long did not desert him in his new position. Physically, there was
little to denote the mighty mind within his puny body. He was of low stature,
short-legged and corpulent. He spoke with a stammer, and his dull complexion
was only lighted up by his glittering eyes. He was not a man of much learning
or originality, and contributed little towards the theory of the papal or sacerdotal
power. But he was one of the greatest practical men of the Middle Ages; and his
single-minded wish to do what was right betokened a dignity of moral nature that was
rare indeed in the eleventh century. His power over men’s minds was enormous,
even to their own despite. The fierce and fanatical Peter Damiani called him
his ‘holy Satan.’ ‘Thy will,’ said he, ‘has ever been a command to me—evil but
lawful. Would that I had always served God and St. Peter as faithfully as I
have served thee.’ Even as archdeacon he assumed so great a state, and lived in
such constant intercourse with the world, that monastic zealots like Damiani
were scandalised, and some moderns have questioned (though groundlessly)
whether he was ever a professed monk at all. Profoundly convinced of the truth
of the Cluniac doctrines, he showed a fierce and almost unscrupulous statecraft
in realising them that filled even Cluny with alarm. His ideal was to reform the
world by establishing a sort of universal monarchy for the Papacy. He saw all
round him that kings and princes were powerless for good, but mighty for evil.
He saw churchmen living greedy and corrupt lives for want of higher direction
and control. Looking at a world distraught by feudal anarchy, his ambition was
to restore the ‘peace of God,’ civilisation, and order, by submitting the
Church to the Papacy, and the world to the Church. ‘ Human pride,’ he wrote, ‘
has created the power of kings; God’s mercy has created the power of bishops.
The Pope is the master of Emperors. He is rendered holy by the merits of his
predecessor, St. Peter. The Roman Church has never erred, and Holy Scripture
proves that it never can err. To resist it is to resist God.’ For the next
twelve years he strove with all his might to make his power felt throughout
Christendom. Sometimes his enthusiasm caused him to advance claims that even
his best friends would not admit, as when William the Conqueror was constrained
to repudiate the Holy See’s claims of feudal sovereignty over England, which,
after similar pretensions had been recognised by the Normans in Sicily, Gregory
and his successors were prone to assert whenever opportunity offered. The
remotest parts of Europe felt the weight of his influence. But the intense
conviction of the righteousness of his aims, that made compromise seem to him
treason to the truth, did something to detract from the success of his statecraft.
He was too absolute, too rigid, too obstinate, too extreme to play his part
with entire advantage to himself and his cause. Yet with all his defects there
is no grander figure in history.
Gregory realised the magnitude of his task, but he
never shrank from it. “I would that you knew”, wrote he to the Abbot of Cluny,
“the anguish that assails my soul. The Church of the East has gone astray from
the Catholic faith. If I look to the west, the north,
or the south, I find but few bishops whose appointments and whose lives are in accordance with the laws of the Church, or who govern God’s people
through love and not through worldly ambition. Among princes I know not one who
sets the honour of God before his own, or justice before gain. If I did not hope that I could be of use to
the Church, I would not remain at Rome a day”.
From the very
first he was beset on every side with difficulties. Even the alliance with the
Normans was uncertain. Robert Guiscard, with his brother Roger, waged war
against Gregory’s faithful vassal, Richard of Capua; and Robert, who threatened
the papal possession of Benevento, went so far that he incurred excommunication.
Philip of France, “the worst
of the tyrants who enslaved the Church”, had to be threatened with interdict. A
project to unite the Eastern with the Western Church broke down lamentably. A
contest with Henry IV soon became inevitable. But Gregory abated nothing of his
high claims. In February 1075 he held a synod at Rome, at which severe decrees
against simony and the marriage of clerks were issued. The practice of lay
investiture, by which secular princes were wont to grant bishoprics and abbeys
by the conferring of spiritual symbols such as the ring and staff, had long
been regarded by the Cluniacs as the most glaring of temporal aggressions
against the spiritual power. This practice was now sternly forbidden. ‘If any
one,’ declared the synod, ‘henceforth receive from the hand of any lay person a
bishopric or abbey, let him not be considered as abbot or bishop, and let the
favour of St. Peter and the gate of the Church be forbidden to him. If an
emperor, a king, a duke, a count, or any other lay person presume to give
investiture of any ecclesiastical dignity, let him be excommunicated.’ This
decree gave the signal for the great Investiture Contest, and for the greater
struggle of Papacy and Empire that convulsed Europe, save during occasional
breaks, for the next two centuries.
Up to the issue of the decree as to investitures,
the relation between Gregory and Henry IV had not been unfriendly. Henry had
admitted that he had not always respected the rights of the
Church, but had promised amendment for the future. But to give up investitures
would have been to change the whole imperial system
of government. He was now freed, by his victory at
Hohenburg, from the Saxon revolt. The German bishops, afraid of the
Pope’s strictness, encouraged his resistance, and even in Italy he had many
partisans. The Patarini were driven out of Milan, and Henry scrupled not to
invest a new archbishop with the see of St. Ambrose. Even at Rome, Gregory
barely escaped assassination while celebrating mass. In January
1076 Henry summoned a German council to Worms. Strange and incredible crimes
were freely attributed to the Pope, and the majority of the German bishops
pronounced him deposed. Henry himself wrote in strange terms to the Pope :
“Henry, king not by usurpation but by God’s grace, to Hildebrand,
henceforth no pope but false monk,—Christ has called us to our kingdom, while
He has never called thee to the priesthood. Thou hast attacked me, a
consecrated king, who cannot be judged but by God Himself. Condemned by our
bishops and by ourselves, come down from the place that thou hast usurped. Let
the see of St. Peter be held by another, who will not seek to cover violence
under the cloak of religion, and who will teach the wholesome doctrine of St.
Peter. I, Henry, king by the grace of God, with all of my bishops, say unto
thee—“Come down, come down.’”
In February 1076 Gregory held a great synod in the Vatican, at which the Empress Agnes was
present, with a great multitude of Italian and French bishops. A clerk from Parma named Roland delivered the
king’s letter to the Pope before the council. There was a great tumult, and
Roland would have atoned for his boldness with his life but for the Pope’s
personal intervention. Henry was now formally excommunicated and
deposed. ‘Blessed Peter,’ declared Gregory, ‘thou and the Mother of God and
all the saints are witness that the Roman Church has called upon me to govern
it in my own despite. As thy representative I have received from God the power
to bind and to loose in Heaven and on earth. For the honour and security of
thy Church, in the Name of God Almighty, I prohibit Henry the
king, son of Henry the Emperor, who has risen with unheard-of pride
against thy Church, from ruling Germany and Italy. I release all Christians
from the oaths of fealty they may have taken to him, and I order that no one
shall obey him.’
War was thus declared between Pope and king. Though
the position of both parties was sufficiently precarious, Henry was at the
moment in the worst position for carrying on an internecine combat, count very
little on the support of his German subjects. Those who most feared the Pope were the
self-seekers and the simoniacs, whose energy was small and whose loyalty less.
The saints and the zealots were all against him. The Saxons profited by his
embarrassments to renew their revolt, and soon chased his garrisons out of
their land. The secular nobles, who saw in his policy the beginnings of an
attempt at despotism, held aloof from his court. It was to no purpose that
Henry answered the anathemas of Gregory with denunciations equally unmeasured,
and complained that Gregory had striven to unite in his hands both the
spiritual and the temporal swords, that God had kept asunder. Hermann, Bishop
of Metz, the Pope’s legate in Germany, ably united the forces against him. At
last, the nobles and bishops of Germany gathered together on 16th October 1076
at Tribur, where the papal legates were treated with marked deference, though
Henry took up his quarters at Oppenheim, on the other bank of the Rhine, afraid
to trust himself amidst his disaffected subjects. Henry soon saw that he had no
alternative but submission. The magnates were so suspicious of him that it
needed the personal intercession of Hugh, Abbot of Cluny, to prevail upon them
to make terms with him at all. Finally a provisional agreement was patched up, upon conditions excessively
humiliating to Henry. The barons refused to obey him
until he had obtained absolution from the Pope, who, moreover, had promised to
go to Germany in person and hold a council in the succeeding February. Pending
this, Henry was to remain at Speyer without kingly revenue, power, or dignity,
and still shut off by his excommunication
from the offices of the Church. If Henry could not satisfy the Pope in
February, he was to be regarded as deposed.
Abandoned by Germany, Henry abode some two months at
Speyer, gloomily anticipating the certain ruin to his cause that would follow
the Pope’s appearance in a German council. He realised that he could do nothing
unless he reconciled himself to Gregory; and, hearing good news of his
prospects in northern Italy, thought that his best course was to betake himself
over the Alps, where the Pope might well prove less rigorous, if he found him
at the head of a formidable band of Italian partisans. It was a winter of
extraordinary severity, but any risks were better than inglorious inaction at
Speyer, Accordingly Henry broke his compact with his nobles, and towards the
end of December secretly set out on his journey southward. He was accompanied
by Bertha and his little son, but only one German noble was included among his
scanty following. He traversed Burgundy, and kept his miserable Christmas
feast at Besançon. Thence crossing the Mont Cenis at the risk of his life, he
appeared early in the new year amidst his Lombard partisans at Pavia. But
though urged to take up arms, Henry feared the risks of a new and doubtful
struggle. Germany could only be won back by submission. He resolved to seek out
the Pope and throw himself on his mercy.
Gregory was then some fifteen miles south of Reggio,
at an impregnable mountain stronghold belonging to the Countess Matilda, called
Canossa, which crowned one of the northern spurs of the Apennines, and
overlooked the great plain. He had sought the protection of its walls as a safe
refuge against the threatened Lombard attack which Henry, it was believed, had
come over the Alps to arrange. The Countess Matilda and Hugh of Cluny, Henry’s
godfather, were with the Pope, and many of the simoniac bishops of Germany had
already gone to Canossa and won absolution by submission. On 21st January 1077
Henry left his wife and followers at Reggio, and climbed the steep snow-clad
road that led to the mountain fastness. Gregory refused to receive him, but he
had interviews with Matilda and his godfather in a chapel at the foot of the
castle-rock, and induced them to intercede with the Pope on his behalf. Gregory
would hear of nothing but complete and unconditional submission. “If he be truly penitent, let
him surrender his crown and insignia of royalty into our hands, and confess
himself unworthy of the name and honour of king”. But the pressure of the
countess and abbot at last prevailed upon him to be content with abject
contrition without actual abandonment of his royal state. For three days Henry
waited in the snow outside the inner gate of the castleyard, barefoot,
fasting, and in the garb of a penitent. On the fourth day the Pope consented to
admit him into his presence. With the cry ‘Holy father, spare me!’ the king threw
himself at the Pope’s feet. Gregory raised him up, absolved him, entertained
him at his table, and sent him away with much good advice and his blessing. But
the terms of Henry’s reconciliation were sufficiently hard. He was to promise
to submit himself to the judgment of the German magnates, presided over by the
Pope, with respect to the long catalogue of charges brought against him. Until
that was done he was to abstain from the royal insignia and the royal
functions. He was to be prepared to accept or retain his crown according to the
judgment of the Pope as to his guilt or innocence. He was, if proved innocent,
to obey the Pope in all things pertaining to the Church. If he broke any of
these conditions, another king was to be forthwith elected.
‘The
humiliation of Henry at Canossa is so dramatic and so famous an event that it
is hard to realise that it was but an incident in the midst of a long struggle.
It settled nothing, and profited neither Henry nor Gregory. Gregory found that
his harshness had to some extent alienated that public opinion on which the
Papacy depended almost entirely for its influence. Henry found that his
submission had not won over his
German enemies, but had thoroughly disgusted the anti-papal party in northern
Italy, upon which alone he could count for armed support. The Lombards now
talked of deposing the cowardly monarch in favour of his little son. But the future course of events
rested after all upon the action of the German nobles, who held their Diet at Forchheim in March 1077. To this assembly Henry was
not even invited; and for the
present he preferred remaining in Italy. The Pope also did not appear in
person, but was represented by two legates. The old charges against Henry were
brought up once more, and the legates expressed their, wonder that the patient
Germans had submitted so long to be ruled by such a monster. Without giving
Henry the least opportunity of refuting the accusations, it was determined to
proceed at once to the choice of a new king. The suffrages of the magnates fell
on Duke Rudolf of Swabia. Before his appointment, Rudolf was compelled to
renounce all hereditary claim to the throne on behalf of his heirs, and to allow freedom of election to all bishoprics. He was then crowned at Mainz by Archbishop
Siegfried.
The news of Rudolf’s election at once brought Henry back over the Alps. He
soon found that he now had devoted partisans in the land that had rejected him
when he was under the ban of the Pope. He was warmly welcomed in Bavaria, in
Burgundy, and especially in the great towns of the Rhineland,
always faithful to the imperial cause. Rudolf’s own duchy of Swabia rejected
its duke in favour of the prince who had ever loved the Swabians. Rebel Saxony
was alone strongly on Rudolf’s side. Even the Pope could not make up his mind
to ratify the action of his legates and accept Rudolf as king. For more than
two years civil war raged between Rudolf and Henry. It was substantially a
continuation of the Saxon revolt. At last, in January 1080, a decisive battle
was fought at Flarchheim on the banks of the Unstrut, in
which Henry was utterly defeated. During all this time Gregory had contented
himself with offers of arbitration. Though Henry practised lay investiture as
freely as ever, it was not until after his defeat that the Pope once more
declared himself against him. Yielding to the indignant remonstrances of Rudolf
and the Saxons, he convoked a synod at Rome in March 1080, where he renewed
Henry’s excommunication, and again deprived him of his kingdoms of Germany and
Italy. “Act so”, said Gregory to the assembled prelates, “that the world shall
know that ye who have power to bind and to loose in heaven, can grant or withhold
kingdoms, principalities, and other possessions according to each man’s merits.
And if you are fit to judge in things spiritual, ought ye not to be deemed
competent to judge in things temporal?” Rudolf was now recognised as king, and
another universal prohibition of lay investitures was issued.
Gregory boasted that, before the next feast of SS.
Peter and Paul, Henry would have lost his throne and his life. But each fresh
aggression of the Pope increased his rival’s power. Henry now showed an energy
and vigour that contrasted strangely with his spiritless action three years
before. Both in Germany and Italy he found himself supported by partisans as
enthusiastic as those of the Pope. The bishops of Germany declared
for him, and the old foes of the Pope in Italy took courage to continue the
contest. In June Henry met at Brixen the German and Italian bishops who adhered
to his side. This assembly declared Gregory deposed and excommunicate, and
elected Guibert, Archbishop of Ravenna as his successor.
The new Antipope had in his youth served Henry III,
and, as chancellor of Italy, had striven to uphold the imperial authority
during Henry IV’s minority. He had once been on friendly terms with Gregory,
but had quarrelled with him, and had for some time been the soul of the
imperialist party in north Italy. He was of high birth, unblemished
character, great abilities, and long experience. He assumed the title of
Clement III, and at once returned to Ravenna to push matters to extremities
against Gregory. The rash violence of the Pope had been answered with equal
violence by his enemies. There were two Popes and two Emperors. The sword alone
could decide between them.
Fortune favoured Henry and Clement
both in Germany and Italy. On 15th October 1080 a great battle was fought on the banks
of the Elster, not far from the later battlefields of Lutzen. The fierce
assault of Otto of Nordheim changed what threatened to be a Saxon defeat into a
brilliant victory for the northern army. But Rudolf of Swabia was slain, and
the victorious Saxons wasted their opportunity while they quarreled as to his
successor. It was nearly a year before they could agree upon Hermann of
Luxemburg as their new king. Before this the back of the revolt had been
broken, and Henry, secure of Germany, had once more gone to Italy. Crossing the
Brenner in March 1081, he went on progress through the Lombard cities, and
abode with Pope Clement at Ravenna. Thence he set out for Rome, meeting little
resistance on his way save from the Countess Matilda. The Normans of Naples, on whose help Gregory
had counted, made no effort to protect their suzerain. In May Henry celebrated
the Whitsun feast outside the walls of Rome.
Gregory did not lose his courage even with
the enemy at his gate. The Romans were faithful to him, and Henry, who saw no
chance of besieging the great city successfully, was forced to retreat northwards
by the feverish heat of summer. He retired to Lombardy, where his position was
unassailable. Next year he was back again before the walls of Rome, but the
occupation of Tivoli was his greatest success. In 1083 a third attack gave him
possession of the Leonine city, but even in this extremity Gregory would listen
to conciliation. “Let the king lay down his crown atonement to the Church”, was
his answer to besought him to come to terms. In the early
ro84 Henry invaded Apulia and kept in check the Normans, who at last were
making a show of helping the Pope. In March he appeared for the fourth time
before Rome. This time the Romans opened their gates, and Gregory was closely
besieged in the castle of St. Angelo. A synod was hastily summoned, which
renewed his deposition and excommunication. On Palm Sunday, 1084, Guibert was
enthroned, and on Easter Day he crowned Henry Emperor at St. Peter’s.
Gregory sent from the castle of St. Angelo an urgent
appeal for help to Robert Guiscard. During the troubles of the last few years,
Robert’s obligations to his suzerain had weighed very lightly upon him, but
Henry’s invasion of Apulia and the certain ruin of the Normans in Naples if the Pope
succumbed, at last brought him to decided action. Hastily abandoning his Greek
campaign, Robert crossed over to Italy, and in May advanced to the walls of
Rome with a large and motley army, in which the Saracens of Sicily were a prominent element.
Henry, who had no force sufficient to resist, quitted Rome, and soon crossed
the Alps. The Romans tried in vain to defend their city from the Normans. After
a four days’ siege treason opened the gates. Rome was ruthlessly sacked, whole
quarters were burned down, hideous massacres and outrages were perpetrated,
and thousands of Romans were sold as slaves. The Normans then marched
home. Gregory could not remain in the desolate city, and followed
them to Salerno. The Antipope kept his Christmas amid the ruins of Rome, but
soon abandoned the city for his old home at Ravenna. Gregory now fell sick at
Salerno. The few faithful cardinals strove to console him by dwelling on the
great work which he had accomplished. “I set no store by what I have done”, was
his answer. “One thing only fills me with hope. I have always loved the law of
God and hated iniquity. Therefore I die in exile”. He passed away on 25th May
1085. Less than two months afterwards, Robert Guiscard died at Corfu.
For a year after Gregory’s death, the Papacy remained
vacant. At last, in May 1086, the cardinals, profiting by the Antipope’s return
to Ravenna, met at Rome and forced the Papacy on the unwilling Desiderius,
Abbot of Monte Casino. The new Pope (who assumed the name of Victor III), was a
close friend of Gregory’s and strongly attached to his ideals. But he was too
old and too weak to take up Hildebrand’s task, and three days after his
election he strove to avoid the troublesome dignity by flight to Monte Casino.
Next year he was with difficulty prevailed upon to return to Rome to receive
the tiara. But the partisans of the Emperor and of the Countess Matilda fought
fiercely for the possession of Rome, and Victor again retreated to his
monastery, where death ended his troubles three days after his return (16th
September 1087). Next time the cardinals fixed upon a Pope of sterner stuff.
Driven from Rome by the Antipope, they made their election at Terracina on 12th
March 1088. Their choice fell upon the son of a baron of Champagne named Odo,
who had lived long at Cluny as monk and sub-prior, and then served the Roman
Court as cardinal-bishop of Ostia. Urban II (this was the title he took) was a
man of ability and force of character, as ardent as Hildebrand for the Cluniac
ideals, but more careful of his means of enforcing them than the uncompromising
Gregory. He made closer his alliance with the Normans, and, thanks to the help
of Duke Roger, Robert Guiscard’s son and successor, was able to return to Rome
and remain there for some months. But the troops of the Antipope still held the
castle of St. Angelo, and Urban soon found it prudent to retire. He mainly
spent the first years of his pontificate in southern Italy under Roger’s
protection.
Meanwhile, papalists and imperialists fought hard in
northern Italy. Germany was now tolerably quiet, and Henry could now devote his
chief energies to Italy, which he revisited in 1090. But Urban united the
German with the Italian opposition to the Emperor by bringing about a politic
marriage between the Countess Matilda and the young son of Welf or Guelf, Duke
of Bavaria, the Emperor’s most powerful adversary in Germany. Despite this
combination, Henry’s Italian campaigns between 1090 and 1092 were
extraordinarily successful. Matilda’s dominions in the plain country were
overrun, and her towns and castles captured. But she held her own in her strongholds
in the Apennines, rejected all compromise, and prepared to fight to the last.
Henry met his first check when he was driven back in disgrace from an attempted
siege of Canossa.
The papalists were much encouraged by Henry’s defeat.
Soon after they persuaded his son Conrad, a weak and headstrong youth, to rise
in revolt against his father. Half Lombardy fell away from father to son.
Before the year was out, Conrad received the Iron Crown at
Milan, and Urban ventured back to Rome. Worse was to follow. Henry’s second
wife, Praxedis of Russia (Bertha had died in 1087), escaped from the prison to
which her husband had consigned her, and taking refuge with the Countess
Matilda, gave to the world a story of wrongs and outrages that destroyed the
last shreds of the Emperor’s reputation. In high glee at the progress of his cause, Urban set out on a
lengthened progress that reminds us of the memorable tours of Leo IX. After a
long stay in Tuscany, he crossed the Apennines early in
1095, and held a great synod at Piacenza, at which the laws against simony and
married clerks were renewed, while the Empress publicly declared her charges
against Henry, and ambassadors from the Eastern Emperor pleaded for help,
against the growing power of the Seljukian Turks. In the summer Urban crossed
the Alps, and remained for more than a year in France and Burgundy, being
everywhere received with extraordinary reverence. In November 1095 he held a
largely attended synod at Clermont in Auvergne. Not content with his quarrel with the Emperor, he
here fulminated excommunication against Philip I of France, on account of his
adultery with Bertrada, Countess of Anjou. But the famous work of the Council
of Clermont was the proclamation of the First Crusade. Nothing shows more
clearly the strength and nature of the papal power than that this greatest
result of the universal monarchy of the Church should have been brought about
at a time when all the chief kings of Europe were open enemies of the Papacy.
Henry IV was an old foe, Philip of France had been deliberately attacked, and
William Rufus of England was indifferent or hostile. But in the eleventh
century the power of even the strongest kings counted for very little. What
made the success of Urban’s endeavour was the appeal to the swarm of small
feudal chieftains, who really governed Europe, and to the fierce and
undisciplined enthusiasm of the common people, with whom the ultimate strength
of the Church really lay.
Flushed with his success at Clermont, Urban recrossed
the Alps in September 1096. Bands of Crusaders, hastening to the East, mingled
with the papal train as he again traversed northern Italy. Rome itself now
opened its gates to the homeless lord of the Church. In 1097 Henry IV abandoned
Italy in despair. He restored the elder Welf to the Bavarian duchy, and easily
persuaded the younger Welf to quit his elderly bride, and resume his allegiance
to the Emperor. Conrad was deprived of the succession, and his younger brother
Henry crowned king at Aachen on taking an oath that he would not presume to
exercise royal power while his father was alive.
Urban was now triumphant, save that his Norman allies
were once more giving him trouble, and the castle of St. Angelo was still held
for the Antipope. He accordingly again visited southern Italy, and won over
Count Roger of Sicily, by conceding the famous privilege to Roger and his heirs
that no papal legate should be sent into their lands without their consent, but
that the lords of Sicily should themselves act as legates within their
dominions. In October 1098 the Pope held a synod at Bari, restored to
Catholicism by the Norman conquest in 1071. There, with a view to facilitating
the Crusade, the great point of difference between the Eastern and Western
Churches—the Procession of the Holy Ghost—was debated at length. Among the
prelates attending the council was Anselm of Canterbury, exiled for upholding
against William Rufus the principles which Urban had asserted against the
Emperor and the King of France. Urban, who had been politic enough not to raise
up a third great king against him by supporting Anselm, atoned for past neglect
by the deference he now showed to the ‘Pope of the second world’. As the
council broke up, the good news came that the castle of St. Angelo had at last
been captured. Urban returned to Rome and devoted himself to the work of the
Crusade. On 29th July 1099 he died suddenly. It was his glory that the struggle
of Pope and Emperor, which had absorbed all the energies of Gregory VII, sank
during his pontificate into a second place. Though he abandoned no claim that
Gregory had made, he had the good fortune to be able to put himself at the head
of crusading Europe, while his opponent shrank into powerless contempt. Next
year the Antipope followed Urban to the grave. With Clement, the schism as a real force died.
Three short-lived Antipopes pretended to carry on his succession until the
death of the Emperor, but no one took them seriously. With the flight of the last pretender in 1106,
formal ecclesiastical unity was again restored.
Driven out of
Italy by his rebel son, Henry IV found Germany equally indisposed to obey him.
Both north and south of the Alps, the real gainers in the long struggle had
been the feudal chieftains, and Germany, like Italy, was ceasing to be a single
state at all. In 1101 the rebellious Conrad died at
Florence, bitterly regretting his treason. Henry’s main object now was to
restore peace to Germany, and to effect a reconciliation with the Church. But
the new Pope, Paschal II (1099-1118,
Rainerius of Bieda, near Viterbo, elected August 1099), renewed his
excommunication, and was as unbending as his predecessors. Before long Paschal
was able to extend his intrigues into Germany, and in 1104 the young King Henry
raised the Saxons in revolt against his father, and was recognised as king by
the Pope. But the Emperor had no spirit left for a fresh contest. At Coblenz he
threw himself at his son’s feet, begging only that his own child should not be the instrument of God’s vengeance on
his sins. The young king asked for forgiveness, and promised to give up his
claims when his father was reconciled with the Church. The Emperor trustfully
disbanded his soldiers, and was promptly shut up in prison by his twice-perjured son. On 31st December 1105 he
formally abdicated at Ingelheim, and abjectly confessed his offences against
the Church. He was told that absolution could only come from the Pope in
person, and that it was a boon that he was allowed his personal freedom. He
fled from Ingelheim to Cologne, where the goodwill of the citizens showed him
that he still had friends. From Cologne he went to Aachen, and from thence to
Liége, whose bishop, Otbert, supported him. The Duke of Lorraine declared
himself for him, and help was expected from Philip of France and Robert of
Flanders. Henry now declared that his abdication was forced on him, but
offered any terms, compatible with the possession of the throne, to get
absolution from the Pope. But on 7th August 1106 he died at Liege, before the
real struggle between him and his son was renewed. The enmity of the Church
grudged rest even to his dead body. The Bishop of Speyer refused to allow the
corpse of the excommunicate to repose beside his ancestors in the stately
church which he himself had built, and for five years it lay in an
unconsecrated chapel.
On 5th January 1106 Henry V was crowned for the second
time at Mainz. The first months of his reign were disturbed by his father’s
attempt to regain power. When Henry V, he was at last undisputed King of
Germany, he found that his cold-blooded treachery had profited him very little.
The Investiture Contest was still unsettled. Between 1103 and 1107 Anselm of
Canterbury, restored to his see by William Rufus’ death, had been carrying on a
counterpart of the contest with Henry I of England. But the personal
animosities which had embittered the continental struggle were absent, and the
dispute did not, as abroad, involve the larger questions of the whole relations
of Church and State. It was easy, therefore, to settle it by a satisfactory
compromise. Yet at the very moment when Henry had agreed to lay aside
investiture with ring and staff, the envoys of Henry V were informing Paschal
that their master proposed to insist upon his traditional rights in the
matter. The result was that the continental strife was renewed with all its old
bitterness.
For two years Henry was engaged in wars against
Hungary and Bohemia. In 1110 he resolved to visit Italy to receive the imperial
crown, and to re-establish the old rights of the Empire. Besides a numerous
army, he took with him men of letters able to give
reasons to all comers for his acts, among whom was an Irish or Welsh monk named
David, who wrote, at his command, a popular account of how the king had gone to
Rome to extract a blessing from the Pope, as Jacob had extorted the angel’s
blessing. He found Italy too divided to offer effectual resistance. The
Countess Matilda was old, and Paschal was no great statesman like Gregory or
Urban. Early in 1111 the king’s army approached Rome. The Pope, finding that
neither the Romans nor the Normans would help him, sent legates to Sutri to
make terms. Even in his supreme distress he would not give up lay investitures
or freedom of elections; but he offered to the king that if he would accept
those cardinal
conditions of papal policy, he would renounce for the Church all its feudal and
secular property. It was a bold or rash attempt to save the spiritual rights of
the Church by abandoning its temporalities, lands, and jurisdictions. Henry
naturally accepted an offer which put the whole landed estates of the Church at
his disposal, and reduced churchmen to live on tithes and offerings—their
spiritual sources of revenue. Only the temporalities of the Roman see were to
be excepted from this sweeping surrender.
On Sunday, 12th February, St. Peter’s church was
crowded to witness the hallowing of the Emperor by the Pope. Before the
ceremony began the compact was read, and the Pope renounced in the plainest
language all intervention in secular affairs, as incompatible with the spiritual
character of the clergy. A violent tumult at once arose. German
and Italian bishops united to protest vigorously against the light-heartedness
with which the Pope gave away their property and jurisdictions, while carefully
safeguarding his own. The congregation dissolved into a brawling throng. The clergy were maltreated, and the
sacred vessels stolen. The coronation was impossible. The king laid violent
hands on Pope and cardinals, and the mob in the streets murdered any Germans whom they happened to
come across. After three days of wild turmoil, Henry quitted the city, taking
his prisoners with him. After a short captivity, Paschal stooped to obtain his liberty by allowing Henry to exercise
investitures and appoint bishops at his will. ‘For the peace and liberty of the
Church,’ was his halting excuse, ‘I am compelled to do what I would never
have done to save my own life.’ In return Henry promised to be a faithful son
of the Church. On 13th April Paschal crowned Henry with maimed rites and little
ceremony at St. Peter’s. Canossa was at last revenged. Henry returned in
triumph over the Alps, and solemnly interred his father’s remains in holy
ground at Speyer.
Henry’s triumph made a deep impression on Europe. The
blundering Pope had betrayed the temporal possessions of the clergy, and the
necessary bulwarks of the freedom of the spiritual, power. The event showed
that there were practical limits even to papal infallibility. Paschal was as
powerless to retreat from the position of Hildebrand, as he had been to
renounce the lands of all prelates but himself. The clergy would not accept the
papal decision. In France, a movement to declare the Pope a heretic was only
stayed by the canonist Ivo of Chartres declaring that the Pope, having acted
under compulsion, was not bound to keep his promise. The Italians gladly
accepted this way out of the difficulty. Paschal solemnly repudiated his
compact. “I accept”, he declared, “the decrees of my master, Pope Gregory, and
of Urban of blessed memory; that which they have applauded I applaud, that
which they have granted I grant, that which they have condemned I condemn”.’
Even in Germany Henry found that he had gained nothing
by his degradation of the Pope. The air was thick with plots and conspiracies.
His most trusted councillors became leaders of treason. Adalbert, Archbishop of
Mainz, his chief minister, formed a plot against him and was imprisoned. The
Saxons rose once more in revolt under their new Duke Lothair of Supplinburg.
Friesland refused to pay tribute. Cologne rose under its Archbishop, and Henry
found that he was quite unable to besiege it successfully. The nobles who
attended his wedding with Matilda of England at Mainz, profited by the meeting
to weave new plots. Next year the citizens of Mainz shut up the Emperor in his
palace while he was holding a Diet, and forced him to release their Archbishop.
Affairs in Italy were even more gloomy. In 1115 the
Countess Matilda died, leaving all her vast possessions to the Holy See. If
this will had been carried out, Paschal would have become the greatest temporal
power in Italy. Henry therefore crossed the Alps in 1116, anxious, if not to
save Matilda’s allodial lands, to take possession of the fiefs of the Empire
had held. In 1117 Henry occupied Rome and crowned his young English wife
Matilda. Even in his exile Paschal had not learnt the lesson of
firmness. He died early in 1118, before he had even definitely made up his mind
to excommunicate Henry.
The new Pope, John of Gaeta, a monk of Monte Casino,
who took the name of Gelasius II (1118-1119),
was forced to flee from Rome as the Emperor was entering it. Henry now took the
decisive step of appointing a Pope of his own. Burdinus, Archbishop of Braga,
was in some fashion chosen by a few cardinals, and took the name of Gregory VIII.
Gelasius at once excommunicated both Antipope and Emperor. He soon managed to get back to Rome,
whence, however, he was again expelled by the malignity of local faction rather
than the influence of the Emperor. He now betook himself to Marseilles by sea,
and, after a triumphant progress through Provence and Burgundy, held a synod at
Vienne. On his way thence to Cluny he was smitten with pleurisy, reaching the
monastery with difficulty, and dying there on 18th January 1119.
Guy, the high-born Archbishop
of Vienne, was chosen somewhat irregularly by the cardinals who had followed
Gelasius to Cluny. He had long been conspicuous as one of the ablest upholders
of Hildebrandine ideas in the dark days of Paschal II. The son of William the
Great, Count of imperial Burgundy (Franche-Comté), he was the kinsman of half
the sovereigns of Europe. He was, moreover, a secular (the first Pope not a
monk since Alexander II), and accustomed to diplomacy and statecraft. He
resolved to make an effort to heal the investiture strife, and with that object
summoned a council to meet at Reims. Henry himself was tired of the struggle.
He practically dropped his Antipope, and gave a patient hearing to the agents
of the Pope, who came to meet him at Strasburg. These were Hugh, Abbot of
Cluny, and the famous theologian, William of Champeaux, now Bishop of Chalons.
The two divines pointed out to Henry that the King of France, who did not
employ investiture, had as complete a hold over his bishops as the Emperor, and
that his father-in-law, Henry of England, who had yielded the point, was still
lord over his feudal vassals, whether clerks or laymen. For the first time
perhaps, the subject was discussed between the two parties in a reasonable and
conciliatory spirit. Before the king and the divines parted, it was clear that
a compromise on the lines of the English settlement was quite practicable.
On 20th October 1119, Calixtus
II opened his council at Reims. Louis VI of France, who had married the Pope’s
niece, was present, and the gathering of prelates was much more representative
than usual. Next. day the Pope went to Mouzon, a castle of the Archbishop of
Reims, hoping to meet the Emperor. But their agents haggled about details, and
mutual suspicion threatened to break off all chance of agreement. Deeply
mortified, and without having seen the Emperor, Calixtus went back to
the council, where the old decrees against simoniacs and married clerks were renewed, and where a
canon forbidding laymen to invest a clerk with a bishopric or abbey was passed.
But this canon marked a limitation of the Pope’s claim. While Hildebrand had
absolutely forbidden all lay investiture, Calixtus was content to limit the
prohibition to the investiture with the spiritual office. Yet, before the
council separated, the excommunication of Emperor and Antipope was solemnly
renewed. An agreement seemed to be further off than ever.
No Pope ever stood in a stronger position than
Calixtus when in February 1120 he
at last crossed the Alps. He was received with open arms by the Romans, and
with more than ordinary loyalty by the Normans of the south. The Antipope fled
before him, and was soon reduced to pitiful straits in his last refuge at Sutri.
At last he was captured, contemptuously paraded through the Roman streets, and
conveyed to prison, until, after peace had been restored to the Church, he was
released to end his life obscurely in a monastery.
The Emperor saw that he had been too suspicious at
Mouzon, and again wished to retire with dignity from a conflict in which
his prospects
of complete triumph had long utterly vanished. Things were now going better in
Germany. In 1121 a Diet was held at Wurzburg, at which Henry made peace with
Adalbert of Mainz and the Saxon rebels. It was agreed to refer the investiture
question to a German council under the Pope’s presidency, and direct
negotiations with Rome were renewed. The Pope’s words were now exceedingly
conciliatory. ‘The Church,’ he said, ‘is not covetous of royal splendour. Let
her enjoy what belonged to Christ, and let the Emperor enjoy what belonged to
the Empire.’
On 8th September 1122 the council met at Worms. Calixtus,
after some hesitation, did not attend himself, but sent Lambert, Bishop of
Ostia, as his legate. Lambert was a citizen of Bologna, who had been archdeacon
of his native town, and had learnt from its rival schools of Canonists and
Civilians the principles involved in both sides of the controversy. He soon
turned his knowledge and skill to good account. The council lasted little more
than a week. The Emperor at first stood out for his rights, but was soon
persuaded to accept a compromise such as had been suggested previously at
Strasburg. On 23rd September the final Concordat of Worms was ratified, which
put an end to the investiture strife. Two short documents, of three weighty
sentences each, embodied the simple conditions that it had cost fifty years of
contest to arrive at. “I, Henry”, thus ran the imperial diploma, “for the love
of God, the holy Roman Church, and of the lord Pope Calixtus, and for the
salvation of my soul, abandon to God, the holy Apostles Peter and Paul, and to
the holy Catholic Church all investiture by the ring and the staff, and I grant
that in all the churches of my Empire there be freedom of election and free
consecration. I will restore all the possessions and jurisdictions of
St. Peter, which have been taken away since the beginning of this quarrel. I
will give true peace to the lord Pope Calixtus and to the holy Roman Church,
and I will faithfully help the holy Roman Church, whenever she invokes my aid”.
The papal diploma was even shorter. “I, Calixtus, the bishop”, said the Pope, “grant to Henry,
Emperor of the Romans, that the elections of bishops and abbots in the kingdom
of Germany shall take place in thy presence without simony or violence, so that
if any discord arise, thou mayst grant thy approbation and support to the most
worthy candidate, after the counsel of the metropolitan and his suffragans. Let
the prelate-elect receive from thee by thy sceptre the property and the
immunities of his office, and let him fulfil the obligations to thee arising
from these. In other parts of the Empire let the prelate receive his regalia
six months after his consecration, and fulfil the duties arising from them. I
grant true peace to thee and all who have been of thy party during the times of
discord”.
Less clear in its conditions than the English
settlement, the Concordat of Worms led to substantially the same result. The
Emperor gave up the form of investiture, and public opinion approved of the
temporal lord no longer trenching on the domain of the spirituality by
conferring symbols of spiritual jurisdiction. But the Emperor might maintain
that, if he gave up the shadow, he retained the substance. The Henries had not
consciously striven for mere forms, but because they saw no other method of retaining
their hold over the prelates than through these forms. The Pope’s concessions
pointed out a way to attain this end in a way less offensive to the current
sentiment of the time. As bishops and abbots, spiritual men could not be
dependent on a secular ruler. As holder of fiefs and immunities, the clerical
lord had no more right to withdraw himself from his lord’s authority
than the lay baron. By distinguishing between these two aspects of the
prelate’s position, the Concordat strove to give Caesar what was Caesar’s and
God what was God’s. The investiture question was never raised again. But in its
broader aspect the investiture question was only the pretext by reason of which
Pope and Emperor contended for the lordship of the world, and
sought respectively to trench upon the sphere of the other. The Concordat of
Worms afforded but a short breathing-space in that controversy between the
world-Church and the world-State—between the highest embodiments of the
spiritual and secular swords—that was still to endure for the rest of the
Middle Ages. Contemporary opinion, unapt to distinguish between
shadow and substance, ascribed to the Papacy a victory even more complete than
that which it really won. After all, it was the Emperor who had to yield in the
obvious question in dispute. The Pope’s concessions were less clear, and less
definite. The age looked upon the Concordat as a signal triumph for the Roman
Church. Henceforth the ideals of Hildebrand became part of the commonplaces of
European thought.
Neither Henry nor Calixtus long survived the Concordat
of Worms. Calixtus died at Rome in December 1124, having previously held a
council in the Lateran, where the Concordat was confirmed, and a vast series of
canons drawn up to facilitate the establishment of the new order of things. He
strove also to restore peace and prosperity in Rome, which had
long lain desolate and ruinous as the result of constant tumults. Short as was
his reign, it could yet be said of him that in his days there was such peace in
Rome that neither citizen nor sojourner had need to carry arms for his
protection. He had not only made the Papacy dominate the western world; it even
ruled, if but for a time, the turbulent city that so often rejected and
maltreated the priest whom all the rest of the world revered.
Henry V’s end was less happy. The war had taught him
that the real ruler of Germany was not himself but the feudal aristocracy. He
planned, in conjunction with his English father-in-law, an aggressive attack on
Louis VI of France, but he utterly failed to persuade his barons to abandon
their domestic feuds for foreign warfare. He fought one purposeless campaign
as the ally of England. In May 1125 he died on his way back, at Utrecht,
saddened, disappointed, and worn out before his time. He is one of the most
unattractive of mediaeval Emperors. Cold-blooded, greedy, treacherous, violent,
ambitious, and despotic, he reaped no reward from his treasons, and failed in
every great enterprise he undertook. Yet despite his constant misfortunes, the
strong, hard character of the last Salian Emperor did something to keep up the
waning fortunes of the Empire, and the unity of the German kingdom.