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CHAPTER II
THE ROMAN EMPIRE
UNDER ANASTASIUS
THAT a spirit of dominion
was implanted in the breasts of those early settlers or refugees who
rallied around Romulus, when, about 750 BC, he raised his standard
on the Palatine hill, is made plain by the subsequent history of that
infant community; and the native daring which first won wives for a
colony of outcasts, foreshadowed the career of conquest and empire which
eventually attached itself to the Roman name. Contemned, doubtless,
and disregarded by their more reputable neighbors as a band of adventurers
with nothing to lose, in despair of being respected they determined
to make themselves feared; and the original leaven was infused through
every further accretion of population, and was entailed as an inheritance
on all succeeding generations who peopled the expanding city of the
Tiber. When their kings threatened to become despotic they drove them
out; when the patricians attempted to maintain an exclusive control
the more numerous plebs revolted and gradually achieved the establishment
of a republic, in which political honors and aristocracy became synonymous
with the ability to fill, or the energy to gain, a ruling position.
They devoted themselves with enthusiasm to the task of self-government,
and sacrificed their private interests to the welfare of the Republic.
Without history and without science, inflated by ambition within their
narrow sphere, they applied the conception of immortality, which millenniums
would not justify, to being acclaimed in the ephemeral fervor of the
populace or to being remembered for a few decades in the finite language
of poetry and rhetoric.
While the Roman state was
in its cradle a citizen and a soldier were equivalent terms, and every
man gave his military service as a free contribution to the general
welfare of the public. But as wars became frequent and aggressive, and
armies were compelled to keep the field for indefinite periods, a system
of payment was introduced in order to compensate the soldier for the
enforced neglect of his family duties. By the continued growth of the
military system, War became a profession, veteran legions sprang into
existence, and generals, whose rank was virtually permanent, became
a power among the troops and a menace to the state. Finally the transition
was made from a republic governed by a democracy to an empire ruled
by the army. In the meantime the dominion of Rome had been extended
on all sides to the great natural barriers of its position on the hemisphere;
to the Atlantic ocean on the west, to the Rhine, the
Danube, and the Euxine
on the north, to the Euphrates on the east, and on the south to the
securest frontier of all, the impassable deserts of Libya and Arabia.
The first emperors affected
to rule as civil magistrates and accepted their appointment from the
Senate, but their successors assumed the purple as the nominees of the
troops, and often held it by right of conquest over less able competitors.
Concurrently the Imperial city had been insensibly undergoing a transformation;
by the persistent influx of strangers of diverse nationalities its ethnical
homogeneity was lost; a new and more populous Rome, in which the traditions
of republican freedom were dissipated, was evolved; and the inhabitants
without a murmur saw themselves deprived of the right to elect their
own magistrates. The laws of the Republic were submitted for ratification
to the citizens, but in the ascent to absolutism the emperor became
the sole legislator of the nation.
The elevation of an emperor
seemed at first to be an inalienable privilege of the metropolis, and
the original line of Caesars necessarily descended from a genuine Roman
stock; but in little more than a century the instability of this law
was made plain, and many an able general of provincial blood was raised
to the purple at his place of casual sojourn. In the sequel, when men
of an alien race, who neither knew nor revered Rome, obtained the first
rank, they chose their place of residence according to some native preference
or in view of its utility as a base for military operations. The simultaneous
assumption of the purple by several candidates in different localities,
each at the head of an army, foreboded the division of the Empire; and
after the second century an avowed sharing of the provinces became the
rule rather than the exception. As each partner resided within his own
territory, Rome gradually became neglected and at last preserved only
a semblance of being the capital of the Empire. But after Constantine
founded a capital of his own choice even this semblance was lost, and
the new Rome on the Bosphorus assumed the highest political rank. From
this event we may mark the beginning of mediaevalism, of the passing
of western Europe under the cloud of the dark ages; and the disintegration
of the Roman Empire in the West was achieved by the barbarians within
the following century and a half.
In 395 a final partition
of the Empire, naturally halved as it was by the Adriatic sea, was made;
and the incapable sons of Theodosius, Arcadius and Honorius, were seated
as independent sovereigns on thrones in the East and West. During this
period a central administrative energy to uphold Rome as an Imperial
seat was entirely wanting; and a succession of feeble emperors maintained
a mere shadow of authority while their provinces were being appropriated
by the surplus populations of the north. Italy and southwest Gaul became
the prey of East and West Goths; the valorous Franks under Clovis founded
a kingdom which made itself permanently respected under the name of
France; Vandals, with kindred tribes, gained possession of Spain and
even erected a monarchy in north Africa, which extended beyond the limits
of ancient Carthage; Britain, divested of Roman soldiers in 409, for
centuries became the goal of acquisitive incursions by the maritime
hordes who issued from the adjacent seaboards, Saxons, Angles, and
Danes.
In the change from a nominally
popular or constitutional monarchy to a professed despotism, a reconstitution
of all subordinate authority was regarded as a matter of necessity.
At first the Empire was administered in about forty provinces, but under
the later scheme of control it was parcelled out into nearly three times
that number. In earlier times a Roman proconsul in his spacious province
was almost an independent potentate during his term of office, the head
alike of the civil and military power. But in the new dispensation no
man was intrusted with such plenary authority, and each contracted province
was ruled by a purely civil administrator, whilst the local army obeyed
a different master. For further security, each of these in turn was
dependent on a higher civil or military officer, to whom was delegated
the collective control of a number of his subordinates. Again a shift
of authority was made, and the reins of government were delivered into
fewer hands, until, at the head of the system, the source of all power,
stood the Emperor himself. In order to perfect this policy the army
itself was treated in detail on a similar plan; and for the future no
homogeneous body of troops of considerable number was collocated in
the hands of a single leader.
A typical Roman legion
had previously consisted of about six thousand foot, seven hundred horse,
and of a band of auxiliaries drawn from foreign or barbarian sources,
in all, perhaps, ten thousand men. Each legion was thus in itself an
effective force; and as it yielded implicit obedience to a single praefect,
the loyalty or venality of a few such officers in respect of their common
general had often sufficed to seat him firmly on the throne. To obviate
the risk, therefore, of revolt, usurpation, or even of covert resistance
to the will of the Emperor, existing legions were broken up into detachments
which were relegated to different stations so as to be dispersed over
a wide area. As a consequence the praefect of the legion could only
exist in name, and that office was soon regarded as obsolete. Consistently,
when new legions had to be enrolled for the exigences of defence or
warfare, their number was limited to about one fifth of the original
amount. To complete the fabric of autocracy all the pomp and pretensions
of Oriental exclusiveness were adopted by Diocletian, so that henceforward
the monarch was only accessible to the subject under forms of such complexity
and abasement as seemed to betoken a being of more than mortal mould.
Another signal divergence
from the simple manners of the first emperors was the permanent establishment
of eunuchs in high offices about the royal person. The Grand Chamberlain,
as the constant attendant on the privacy of the monarch, generally became
his confidant, and sometimes his master.
Ultimately, by habitude,
or perhaps with a feeling for the vicious propensities of the times,
the Emperor developed an almost feminine reserve in relation to the
"bearded" or masculine sex; and in his movements he was guarded by his
staff of eunuchs with as much jealousy as if his virtue were something
as delicate as that of a woman.
THE EMPIRE
The dominions of Anastasius
the Elder, for there was a later emperor of that name, corresponded
generally to those ruled during the first quarter of the past century
by the Ottoman sultans, who were the last to conquer them, and who became
possessed of the whole in 1461. Proceeding from east to west, the northern
boundary of the Empire followed the coast of the Euxine in its sweep
from the mouth of the Phasis (adjacent to the modern town of Batoum)
to the estuaries of the Danube, as it delimits Asia on the north and
Europe on the east, by the bold curve of its unequal arms. From the
latter point, taking the Danube for its guide, the northern frontier
stretched westwards to its termination on the banks of that river in
the neighborhood of Sirmium. The western border, descending from thence
almost due south, was directed in part of its course by the river Drina,
and halved nearly vertically the modern principality of Montenegro as
it struck towards the shores of the Adriatic. The coast of Greece, with
its associated islands on this aspect, traced the western outline of
the Empire for the rest of its course, excepting a small portion to
be reached by crossing the Mediterranean to the Syrtis Major, where
at this date the confines of Roman Africa were to be found. In this
vicinity the Egyptian territory began, and the southern frontier coincided
for the most part with the edge of the Libyan desert as it skirts the
fertile lands of the north and east, that is, the Cyrenaica and the
valley of the Nile. An artificial line, cutting that valley on a level
with the first cataract and the Isle of Philae, marked the southern
extension of Egypt as far as claimed by the Byzantine emperors.' From
a corresponding point on the opposite shore of the Red Sea the Asiatic
border of their dominions began. Passing northwards to regain that part
of the Euxine from whence we started, the eastern frontier pursued a
long and irregular track, at first along the margin of the Arabian desert
as it verges on the Sinaitic peninsula, Palestine, and Syria; then crossing
the Euphrates it gained the Tigris, so as to include the northern portion
of Mesopotamia. Finally, returning to the former river, it joined it
in its course along the western limits of Armenia, whence it reached
the Phasis on the return journey, the point from which we set out. Considered
in their greatest length, from the Danube above Sirmium, to Syene on
the Nile, and in their extreme width, from the Tigris in the longitude
of Daras or Nisibis, to the Acroceraunian rocks on the coast of Epirus,
these ample dominions stretch from north to south for nearly eighteen
hundred miles, and from east to west for more than twelve hundred. In
superficial area this tract may be estimated to contain about half a
million of square miles, that is, an amount of surface fully four times
greater than that covered by Great Britain and Ireland. At the present
day it is calculated that these vast regions are peopled by only about
twenty-eight millions of inhabitants, but their modern state of decay
is practically the reverse of their condition in the sixth century,
when they were the flourishing, though already failing, seat of the
highest civilization at that time existing on the earth; and there
is good reason to believe that they were then considerably more, perhaps
even double as, populous.
For the purposes of civil
government the Empire was divided into sixty-four provinces, each of
which was placed under an administrator, who was usually drawn from
the profession of the law. These officers were, as a rule, of nearly
equal rank, but in three instances the exceptional extent and importance
of the provinces necessitated the bestowal of a title more lofty than
usual on the governors.
THE PROVINCES
The whole of Greece, including
Hellas proper and the Peloponnesus, though now no longer classical,
was ruled under the name of Achaia by a vicegerent, to whom was conceded
the almost obsolete dignity of a proconsul. 2. Similarly, the central
maritime division of Asia Minor, containing the important cities of
Smyrna and Ephesus with many others and grandiosely named ‘Asia’, was
also allowed to confer on its ruler the title of proconsul. This magistrate
had the privilege of reporting directly to the Emperor without an intermediary,
and had also jurisdiction over the governors of two adjacent provinces,
viz.: the Hellespont, which abutted on the strait of that name, and
The Islands, a term applied collectively to about a score of the Cyclades
and Sporades. 3. The main district of Lower Egypt, adorned by the magnificent
and populous city of Alexandria, the second capital of the Empire, was
placed under an administrator bearing the unique title of the Augustal
Praefect. The sixty-one remaining provinces were entrusted to governors
of practically the same standing; of these, twenty-seven were called
consulars, thirty-one presidents, two correctors, and one duke, the
latter officer being on the southern frontier of Egypt, apparently in
both civil and military charge.
To enumerate severally
in this place all the petty provinces of the Empire would be mere prolixity,
but there are a few whose designations present peculiarities which may
save them from being passed over without notice. The comprehensive names
of Europe and Scythia, which in general suggest such vast expansions
of country, were given to two small portions of Thrace, the first to
that which extended up to the walls of Constantinople, and the second
to the north-east corner which lay between the Danube and the Euxine.
With parallel magniloquence, a limited area adjoining the southeast
border of Palestine was denominated Arabia. The maritime province of
Honorias on the north of Asia Minor, perpetuated the memory of the despicable
Emperor of the West, Honorius. The name of Arcadia awakens us to reminiscences
of Mount Cyllene with Hermes and ‘universal’ Pan, of Artemis with her
train of nymphs heading the chase through the woods of Erymanthus, or
of the historic career of Epaminondas and the foundation of Megalopolis.
But the Arcadia officially recognized in the Eastern Empire had no higher
associations than the feeble son of Theodosius, brother of the above-named,
and we may be surprised to find it in central Egypt with Oxyrhyncus
and Memphis for its chief towns.
By a second disposition
of the Empire of an inclusive kind the provinces were grouped in seven
Dioceses, namely: three European, Dacia, Thrace, and Macedonia; three
Asiatic, the Asian, the Pontic, and the Orient; and one African, Egypt.
The first of these obeys the Praetorian Praefect of Illyricum, the sixth
the Count of the Orient or East, and the last the Augustal Praefect,
whilst the rulers of the remaining four are entitled Vicars. When I
add that the Orient, the most extensive of these divisions, comprised
in fifteen provinces the whole of Palestine and Syria as well as the
southern tract of Asia Minor, from the Tigris to the Mediterranean,
and the island of Cyprus, the limits of the other dioceses may be conjectured
from their names with sufficient accuracy for our present purpose. By
a final partition the dominions of the Byzantine Emperor were assigned,
but very unequally, to two officers of the highest or Illustrious rank,
viz.: the Praetorian Praefects of the East and of Illyricum. Dacia and
Macedonia fell to the rule of the latter, whilst the remaining five
dioceses were consolidated under the control of the former minister.
The Praefect of the East is in general to be regarded as the subject
in closest proximity to the throne, in fact, the first minister of the
crown. The Imperial capital, as being outside all these subordinate
arrangements, was treated as a microcosm in itself; and with its Court
in permanent residence, its bureaus of central administration, and its
special Praefect of Illustrious rank, may almost be considered as a
third of the prime divisions of the Empire. Here, as a rule, through
the long series of Byzantine annals, by the voice of the populace and
the army, or by the intrigues of the Court, emperors were made or unmade.
THE EMPEROR
The whole Empire was traversed
by those narrow, but solidly constructed roads, the abundant remains
of which still attest how thoroughly his work was done by the Roman
engineer. The repair and maintenance of these public ways was enjoined
on the possessors of the lands through which they passed; and similarly
in the case of waterways, the care of bridges and banks was an onus
on the shoulders of the riparian owners. On all the main roads an elaborate
system of public posts was studiously maintained; and at certain intervals,
about the length of an average day's journey, mansions or inns were
located for the accommodation of those travelling on the public service.
Each of such stations was equipped with a sufficient number of light
and heavy vehicles, of draught horses and oxen, of pack-horses, sumpter
mules, and asses for the exigences of local transit. Stringent rules
were laid down for the equitable loading of both animals and carriages,
and also for the humane treatment of the former. Thus a span of four
oxen was allowed to draw a load of fifteen hundred pounds, but the burden
of an ordinary pack-horse was limited to thirty. It was forbidden to
beat the animals with heavy or knotted sticks; they were to be urged
onwards by the use only of a sharp whip or rod fit to "admonish their
lagging limbs with a harmless sting".
In addition to the mansions
there were usually four or five intermediate stations called mutations,
where a few relays were kept for the benefit of those speeding on an
urgent mission. The abuse of the public posts was jealously guarded
against, and only those bearing an order from the Emperor or one of
the Praetorian Praefects could command their facilities, and then only
to an extent restricted to their purely official requirements. A Vicar
could dispose of a train of ten horses and thirteen asses on a dozen
occasions in the year, in order to make tours of inspection throughout
his diocese; legates from foreign countries and delegates from provincial
centres, journeying to Constantinople to negotiate a treaty or to lay
their grievances before the Emperor, were provided for according to
circumstances. The highways were constantly permeated by the Imperial
couriers bearing dispatches to or from the capital. These emissaries
were also deputed to act as spies, and to report at headquarters any
suspicious occurrences they might observe on their route, whence they
were popularly spoken of as "the eyes of the Emperor". They were known
by their military cloak and belt, their tight trousers, and by a spray
of feathers in their hair to symbolize the swiftness of their course.
One or two were appointed permanently to each province with the task
of scouring the district continually as inspectors of the public posts.
There was also a regular police patrol on the roads, called Irenarchs,
whose duty it was to act as guardians of the peace.
A Roman emperor of this
age, as an admitted despot subjected to no constitutional restraints,
could formulate and promulgate whatever measures commended themselves
to his arbitrary will. But such authority, however absolute in theory,
must always be restricted in practice by the operation of sociological
laws. Although a prince with a masterful personality might dominate
his subordinates to become the father or the scourge of his country,
a feeble monarch would always be the slave of his great officers of
state. Yet even the former had to stoop to conciliate the people or
the army, and a sovereign usually stood on treacherous ground when attempting
to maintain a balance between the two. The army, as the immediate and
effectual instrument of repression, was generally chosen as the first
stay of the autocracy, and there are few instances of a Byzantine emperor
whose throne was not on more than one occasion cemented with the blood
of his subjects. But many a virtuous prince in his efforts to curb the
licence of the troops lost both his scepter and his life.
The Council of the Emperor,
besides the three Praefects already mentioned, consisted of five civil
and of an equal number of military members, all of Illustrious dignity.
Their designations were severally: 1. Praepositus of the Sacred Cubicle,
or Grand Chamberlain, Master of the Offices, Quaestor, Count of the
Sacred Largesses, and Count of the Privy Purse. 2. Five Masters of Horse
and Foot, two at head-quarters, and one each for the Orient, Thrace,
and Illyricum. To these may be added the Archbishop or Patriarch of
Constantinople, always a great power in the State. In the presence of
a variable number of these ministers it was usual for the Emperor to
declare his will, to appeal to their judgment, or to act on their representations,
but the time, place, and circumstances of meeting were entirely in the
discretion of the prince. The formal sittings of the Council were not
held in secret, but before an audience of such of the Spectabiles as might wish to attend. The legislation of the Emperor, comprised under
the general name of Constitutions, fell naturally into two classes,
viz., laws promulgated on his own initiative and those issued in response
to some petition. Edicts, Acts, Mandates, Pragmatic Sanctions, and Epistles
usually ranked in the first division; Rescripts in the second. A Rescript
was granted, as a rule, in compliance with an ex parte application,
and might be disregarded by the authority to whom it was addressed should
it appear to have been obtained by false pretences, but the Court which
set it aside did so at its own peril.
THE SENATE
The Senate of Constantinople,
created in imitation of that of Rome, was designed by Constantine rather
to grace his new capital than to exercise any of the functions of government.
Like the new order of patricians, the position of Senator was mainly
an honorary and not an executive rank. All the members enjoyed the title
of Clarissimus, that of the
third grade of nobility, and assembled under the presidency of the Praefect
of the city. As a body the Senate was treated with great ostensible
consideration by the Emperor, and was never referred to in the public
acts without expressions of the highest esteem, such as ‘the Venerable’,
‘the Most Noble Order, amongst whom we reckon ourselves’. This public
parade of their importance, however, endowed them with a considerable
moral power in the popular idea; and the subscription of the impotent
Senate was not seldom demanded by a prudent monarch to give a wider
sanction to his acts of oppression or cruelty. During an interregnum
their voice was usually heard with attention; and a prince with a weak
or failing title to the throne would naturally cling to them for support.
They were sometimes constituted as a High Court for the trial of criminal
cases of national importance, such as conspiring against the rule or
life of the Emperor. They could pass resolutions to be submitted for
the approval of the crown; they had a share in the nomination of some
of the higher and lower officials; and they performed generally the
duties of a municipal council.
In addition to the Imperial
provinces there was also, to facilitate the work of local government,
a subsidiary division of the Empire into Municipia.
Every large town or city, with a tract of the surrounding country, was
formed into a municipal district and placed under the charge of a local
Senate or Curia. The members of a Curia were called Decurions,
and were selected officially to the number of about one hundred from
the more reputable inhabitants of the vicinity. They not only held office
for life, but transmitted it compulsorily to their heirs, so that the
State obtained a perpetual lien on the services of their descendants.
In each Municipium the official
of highest rank was the ‘Defender of the City’, who was elected to his
post for five years by the independent suffrage of the community. His
chief duty was to defend the interests of his native district against
the Imperial officers who, as aliens to the locality, were assumed to
have little knowledge or concern as to its actual welfare. He became ex officio president of the Curia; and in conjunction with
them acted as a judge of first instance or magistrate in causes of lesser
importance.
A provincial governor,
generally called the Rector or Ordinary Judge, held open court at his
Praetorium and sat within his chancel every morning to hear all causes
brought before him. His chancellors guarded the trellis, which fenced
off the outer court against the onrush of eager suitors; within, the
advocates delivered their pleadings, whilst a body of scribes and actuaries
took a record in writing of the whole proceedings. The precincts were
crowded with his apparitors,
officers upon whom devolved the duty of executing the judgements of
the court. With the aid of his assessor, a legal expert well versed
in the text of the law, the Rector elaborated his judgment, a written
copy of which he was bound to deliver to each litigant. But if his decision
were asked in cases which seemed too trivial for his personal attention,
he was empowered to hand them over to a class of petty judges called pedanei judices. From the
provincial court an appeal lay to the Vicar of the Diocese, or even
to the Emperor himself, but appellants were severely mulcted if convicted
of merely contentious litigation. At certain seasons the Rector went
on circuit throughout his province to judge causes and to inspect abuses.
THE TREASURY.
The permanent existence
of any community in a state of political cohesion depends on its possession
of the means to defray the expenses of government; and, therefore, the
first duty of every primary ruler or administrative body in chief is
to collect a revenue for the maintenance of a national treasury. The
Roman or Byzantine system of raising money or its equivalent, by means
of imposts laid on the subjects of the Empire, included every conceivable
device of taxing the individual for the benefit of the state. The public
were called on not only to fill the treasury, but were constrained to
devote their resources in kind, their time, and their labor to the needs
of the government. To obtain every requisite without purchase for the
administration was the economical policy of the ruling class. Food and
clothing, arms and horses, commuted to a money payment if the thing
were unattainable, were levied systematically for the use of the civil
and military establishment. The degree of personal liability was determined
by the assessment of property, and those who were possessed of nothing
were made liable for their heads. Social distinctions and commercial
transactions were also taxed under well-defined categories. A considerable
section of the community was, however, legally freed from the regular
imposts. This indulgence was granted especially to the inhabitants of
cities, whose facilities for combination and sedition were always contemplated
with apprehension by the jealous despot. But immunity from taxation
was also extended with some liberality to all who devoted themselves
to art or learning.
The financial year began
with the first of September, and was spoken of numerically as an indiction,
according to its place in a perpetually recurring series of fifteen.
Properly an indiction was the period of fifteen years which separated
each new survey and revaluation of the private estates throughout the
Empire. At the beginning of such a term the Imperial Censitors or surveyors pervaded the country districts, registering in their books
and on their plans all the details of the new census. Their record showed
the amount of the possessions of each landowner; the quality of the
land; to what extent it was cultivated or lay waste; in what proportions
it was laid out in vineyards and olive-grounds; in woods, pastures,
and arable land. The number and magnitude of the farm and residential
buildings were carefully noted, and even the geniality of the climate,
and the apparent fecundity of the fruit-bearing trees, which were separately
counted and disposed in classes, exercised the judgment of the Censitor in furnishing materials for a just estimate as to the value of an estate.
Essential also to the cataster,
or assessment, was a list of the flocks and herds possessed by the owner.
The particulars supplied by the Censitor passed into the hands of another official named a Peraequator.
He divided the district into ‘heads’ of property, each computed to be
of the value of 1,000 solidi, and assigned to each landowner his census,
that is, the number of heads for which in future he would be taxed.
This assessment was not based on a mere valuation of the property of
each person; it was complicated by the principle of Byzantine finance
that all land should pay to the Imperial exchequer. It was the duty,
therefore, of a Peraequator,
to assign a nominal possession in barren or deserted land to each owner
in fair proportion to his apparent means. Thus the possessor of a valuable
farm was often encumbered with a large increment of worthless ground,
whilst the owner of a poor one might escape such a burthen. Yet a third
official, called an Inspector, came upon the scene, but his services
were not always constant or comprehensive. He visited the province in
response to petitions or appeals from dissatisfied owners, or was sent
to solve matters of perplexity. His acquirements were the same as those
of a Peraequator, but, whereas the latter was obliged to impose a rate
on some one for every hide of land, the Inspector was allowed considerable
discretion. After a strict scrutiny he was empowered to give relief
in clear cases of over-assessment, and even to exclude altogether any
tracts of land which could not fairly be imposed on any of the inhabitants
of the district. Before final ratification, the cataster had to pass
under the eyes of the local Curia, the provincial Rector, and of the
Imperial financiers at the capital. The polyptica or censual books were
then closed, and remained immutable until the next indiction.
2. Appended to the land
survey was a register of the labourers, slaves, and animals employed
by the possessors of estates; and upon every ordinary adult of this
caste a polltax was imposed. Similarly with respect to every animal
which performed a task, horses, oxen, mules, and asses for draught purposes,
and even dogs. For this demand the landowner alone was dealt with by
the authorities, but he was entitled to recover from his laborers whatever
he paid on account of themselves or their families. As this capitation
was very moderate, the individual was freed from it by the possession
of the smallest holding, and subjected to the land-tax instead; but
the farmer still paid vicariously for his work-people, even when assessed
on property of their own. Slaves were always, of course, a mere personal
asset of their masters, and incapable of ownership. A sweeping immunity
from poll-tax was conferred on all urban communities, whence nobles
and plutocrats escaped the impost for the hosts of servants they sometimes
maintained at their city mansions; but even in the rural districts,
virgins, widows, certain professional men, and skilled artizans generally,
were exempt.
3. Port or transit dues,
called vectigalia, were levied on all merchandise transported
from one province to another for the sake of gain, that is, for resale
at a profit; but for purely personal use residents were permitted to
pass a limited quantity of goods free of tax. In this category may be
included licenses for gold-mining, which cost the venturer about a guinea
a year. Taxes of this class were let out by public auction for a term
of three years to those who bid highest for the concession of collecting
them. Export of gold from the Empire was forbidden, and those who had
the opportunity, were exhorted to use every subterfuge in order to obtain
it from the barbarians.
4. A tax, peculiar
in some respects to the Byzantine Empire, was the lustral collation or chrysargyron, a duty of the most comprehensive character
on the profits of all commercial transactions. Trade in every shape
and form was subjected to it, not excepting the earnings of public prostitutes,
beggars, and probably even of catamites. The chrysargyron was
collected every fourth year only, and for this reason, as it appears,
was felt to be a most oppressive tax. Doubtless the demand was large
in proportion to the lapse of time since the last exaction, and weighed
upon those taxed, like a sudden claim for accumulated arrears. When
the time for payment arrived, a wail went up from all the small traders
whose traffic barely sufficed to keep them in the necessaries of life.
To procure the money, parents frequently, it is said, had to sell their
sons into servitude and their daughters for prostitution. There were
limited exemptions in favor of ministers of the orthodox faith and retired
veterans, who might engage in petty trade; of artists selling their
own works; and of farmers who sold only their own produce. The most
popular and, perhaps, the boldest measure of Anastasius, was the abrogation
of this tax. Fortifying himself with the acquiescence of the Senate,
he proclaimed its abolition, caused all the books and papers relating
to this branch of the revenue to be heaped up in the sphendone of the
Hippodrome, and publicly committed them to the flames. The chrysargyron
was never afterwards reimposed.
5. With some
special taxes reaped from dignitaries of state, the income derived from
crown lands and state mines, and with fines, forfeitures, and heirless
patrimonies, the flow of revenue into the Imperial coffers ceased. From
a fiscal point of view there were four classes of Senators, or to consider
more accurately, perhaps, only two : those who were held to contribute
something to the treasury in respect of their rank, and those who were
absolved from paying anything. Wealthy Senators, possessed of great
estates, paid an extraordinary capitation proportioned to the amount
of their property, but
lands merely adjected to fill up
the census were exempt under this heading; those of only moderate means
were uniformly indicted for two folles, or purses of silver;
whilst the poorest class of all were obliged to a payment of seven solidi
only, about with a recommendation to resign if they felt unequal to
this small demand. Members who enjoyed complete immunity were such as
received the title of Senator in recognition of long, but comparatively
humble, service to the state; amongst these we find certain officers
of the Guards, physicians, professors
of the liberal arts, and
others. Not even, however, with their set contributions were the Senators
released from the pecuniary onus of their dignity, for they were expected
to subscribe handsome sums collectively to be presented to the sovereign
on every signal occasion, such as New Year's day, lustral anniversaries
of his reign, birth of an heir, etc. When any of the great functionaries
of state, during or on vacating office, were ennobled with the supreme
title of patrician, an offering of 100 lb. of gold was considered to
be the smallest sum by which he could fittingly express his gratitude
to the Emperor; this accession of revenue was particularly devoted to
the expenses of the aqueducts. Art oblation of two or three horses was
also exacted every five years for the public service from those who
acquired honorary codicils of ex-president or ex-count. Finally a tax,
also under the semblance of a present, was laid on the Decurions of
each municipality, who, in acknowledgement of their public services,
were freed from all the lesser imposts. To this contribution was applied
the name of coronary gold, the conception of which arose in earlier
times when gold, in the form of crowns or figures of Victory, was presented
to the Senate, or to the generals of the Republic who had succeeded
in subjecting them, by conquered nations in token of their subservience.
These presentations were enjoined on every plausible occasion of public
rejoicing and the Imperial officials did not forget to remind the local
Curiae of their duty to overlook no opportunity of conveying their congratulations
in a substantial manner to the Emperor. The
Imperial demesnes lay chiefly
in Cappadocia, which contained some breadths of pasture land unequalled
in any other part of the Empire. The province was from the earliest
times famous for its horses, which were considered as equal, though
not quite, to the highly-prized Spanish breeds in the West. Mines for
gold, silver, and other valuable minerals, including marble quarries,
were regularly worked by the Byzantine government in several localities
both in Europe and Asia; but history has furnished us with no precise
indications as to the gains drawn from them. Under the penal code, to
send criminals to work in the mines was classed as one of the severest
forms of punishment.
The exaction of the annones and tributes, expressions which virtually
included all the imposts, was the incessant business of the official
class. At the beginning of each financial year the measure of the precept
to be paid by each district was determined in the office of the Praetorian
Praefeet, subscribed by the Emperor, and disseminated through the provinces
by means of notices affixed in the most public places. A grace of four
months was conceded and then the
gathering in of the annones or canon of provisions, which included corn, wine, oil, flesh, and every
other necessary for the support of the army and the free distributions
to the urban populace, began. Delivery was enjoined in three instalments
at intervals of four months, but payments in gold were not enforced
until the end of the year. The Exactors, who waited on the
tributaries to urge them to performance, were usually decurions or apparitors of the Rector. The Imperial constitutions directed
with studied benignity that no ungracious demeanour should be adopted
towards the taxpayers, that no application should be made on Sundays,
that they should not be approached by opinators, that is, by
soldiers in charge of the military commissariat, that they should, when
possible, be allowed the privilege of autopragias or voluntary
delivery, and that, if recalcitrant, they should not be sent to prison
or tortured, but allowed their liberty under formal arrest. Only in
the last resource was anything of their substance seized as a pledge,
to be sold under the spear if unredeemed, but in general any valid excuse
was accepted and the tributaries were allowed to run into arrears. Consonantly,
however, to the prevailing principle every effort was made by the Exactors
to amass the full precept from the locality, and those who could pay
were convened to make up for the defaulters. The actual receivers of
the
canon were named Susceptors,
and their usual place of custom was at the mansions or mutations of
the public posts. Scales and measures were regularly kept at these stations,
and on stated occasions a Susceptor was in attendance accompanied
by a tabularius, a clerk who was in charge of the censual register
which showed the liability of each person in the municipality. The tabularius gave a receipt couched in precise terms to each tributary
for the amount of his payment or consignment, particulars of which he
also entered in a book kept permanently for the purpose.
The system of adaeratio,
or commutation of species for money, was extensively adopted to obviate
difficulties of delivery in kind; and this was especially the case with
respect to clothing or horses for the army, or when transit was arduous
by reason of distance or rough country. The transport of the annones and tributes to their destination was a work of some magnitude, and
was under the special supervision of the Vicar of the diocese. Inland
the bastagari, the appointed branch of the public service,
effected the transmission by means of the beasts of burden kept at the
mansions of the Posts; by sea the navicularii performed the
same task. The latter formed a corporation of considerable importance
to which they were addicted as the decurions were to the Curia. Selected
from the seafaring population who possessed ships of sufficient tonnage,
their vessels were chartered for the conveyance of the canon of provisions
as a permanent and compulsory duty. Money payments, in coin or ingots,
went to the capital; provisions to the public granaries of Constantinople or Alexandria,
the two cities endowed with a free victualling market, or were widely
dispersed to various centres to supply rations for the troops.
Besides the ordinary officials
engaged in exaction there were several of higher rank to supervise their
proceedings: Discussors, the Greek logothetes, who
made expeditions into the provinces from time to time to scrutinize
and audit the accounts; surveyors of taxes, Senators preferably, whose
duties were defined by the term protostasia, to whom the Susceptors were immediately responsible; and lastly Compulsors, officers
of the central bureaucracy, Agentes-in-rebus, palatines attached
to the treasury, even Protectors, who were sent on special missions
to stimulate the Rectors when the taxes of a province were coming in
badly.
As to the revenue of the
Roman Empire at this or at any previous period, the historian can pronounce
no definitive word, but it concerns us to note here one important fact,
viz., that Anastasius during the twenty-seven years of his reign saved
about half a million sterling per annum, so that at his death he left
a surplus in the treasury.
FOREIGN
RELATIONS
The political position
of the Roman Empire in respect of its foreign relations presents a remarkable
contrast to anything we are accustomed to conceive of in the case of
a modern state. Having absorbed into its own system everything of civilization
which lay within reach of its arms, there was henceforth no field in
which statesmanship could exert itself by methods of negotiation or
diplomacy in relation to the dwellers beyond its borders. Encompassed
by barbarians, to live by definite treaty on peaceful terms with its
neighbors became outside the range of policy or foresight; and its position
is only comparable to that of some great bulwark founded to resist the
convulsions of nature, which may leave it unassailed for an indefinite
period, or attack it without a moment's warning with irresistible violence.
The vast territories stretching from the Rhine and the Danube to the
frontiers of China, nearly a quarter of the circumference of
the globe, engendered a
teeming population, nomads for the most part, without fixed abodes,
who threatened continually to overflow their boundaries and bring destruction
on every settled state lying in their path. Among such races the army
and the nation were equivalent terms; the whole people moved together,
and inhabited for the time being whatever lands they had gained by right
of conquest. But their career was brought to a close when they subdued
nations much more numerous than themselves, with fixed habitations and
engaged in the arts of peace; and they then possessed the country as
a dominant minority, which, whilst giving a peculiar tincture to the
greater mass, was gradually assimilated by it. In classical and modern
times conquest usually signifies merely annexation, but in the Middle
Ages it implied actual occupation by the victors. Such was the fate
of the Western Empire, when Italy, Africa, Spain, Gaul, and Britain
were dissevered from each other by various inroads; and those countries
at the time I am writing of are found to be in such a transitional state.
Nor can Thrace and Illyricum, though forming a main portion of the Eastern
Empire, be properly omitted from this list; for, exposed to barbarian
incursions during more than two centuries, they enjoyed a merely nominal
settlement under the Imperial government; and if we contemplate the
Long Wall of
Anastasius, at a distance
of only forty miles from the capital, we shall need no further evidence
that the Byzantines exercised no more than a shadow of political supremacy
in these regions. But an exception to the foregoing conditions was generally
experienced by the Romans on their eastern frontier, where the Parthian
or Persian power was often able to meet them with a civil and military
organization equal to their own.
The elaborate scheme for
the defence of the Empire against its restless and reckless foes was
brought to perfection under Diocletian and Constantine. Armies and fleets
judiciously posted were always ready to repel an attack or to carry
offensive operations into an enemy's country. A chain of muniments guarded
the frontiers in every locality where an assault could be feared. Forts
and fortified camps sufficiently garrisoned lined every barrier, natural
or artificial, at measured distances. Suitable war vessels floated on
the great circumscribing waterways; and where these were deficient their
place was supplied by walls of masonry, by trenches, embankments, and
pallisades, or even by heterogeneous obstructions formed of felled trees
with their branches entangled one with the other.
THE MILITARY SERVICE
Border lands were granted
only to military occupants, who held them by a kind of feudal tenure
in return for their service on the frontier. Every important station
was guarded by from 2,000 to 3,000 soldiers and in the Eastern Empire
the division of the army to which such duties were assigned may have
amounted to over 200,000 men of all arms. These forces were called the Limitanei Milites, or Border Soldiers, and in each province of
the exterior range were under the command collectively of a Count or
Duke. Such were the stationary forces of the Empire, of whose services
the frontiers could not be depleted should a mobile army be required
to meet the exigences of strategic warfare. Large bodies of troops were,
therefore, quartered in the interior of the country, which could be
concentrated in any particular locality under the immediate disposition
of the Masters of the Forces.
This portion of the army
was organized in two divisions to which were given the names of Palatines
and Comitatenses. The former, which held the first rank, were stationed
in or near the capital under the two Masters at head-quarters; and,
in accordance with their designation, were identified most nearly with
the conception of defending the Imperial Palace or heart of the state.
The latter were distributed throughout the provinces under the three
Masters
whose military rule extended
over the East, Thrace, and Illyricum respectively.
The Palatine troops comprised
about 50,000 men, the Comitatenses about 70,000. Cavalry formed a large
proportion of all the forces, and may be estimated at about one third
of the Limitanei and nearly one fourth of the other branches. In addition
to these troops a fourth military class, the highest of all, was formed,
the Imperial Guards already mentioned, viz., the Excubitors, Protectors,
Candidates, and Scholars. The latter body consisted of seven troops
of cavalry, each 500 strong, 3,500 in all. Owing their position solely
to birth or veteran service, the three former groups were probably much
less numerous, but their actual number is unknown. The usual division
of the infantry was the legion of 1,000 men, that of the horse the vexillatio
containing 500. The various bodies of foot soldiers were distinguished
by the particular emblems which were depicted on their brightly painted
shields, but amongst horse and foot alike each separate body was recognizable
by an ensign of special design, for the former a vexillum,
for the latter a
dragon. The Imperial standard,
or that of the general in chief command, was a purple banner embroidered
with gold and of exceptional size. The vexilla were dependent
horizontally from a cross-bar fixed to the pole or spear by which they
were elevated. Mounted lancers displayed small pennons or streamers
near the points of their weapons, but these were removed as an encumbrance
on the eve of battle. Full armor was worn, in some troops even by the
horses. Besides the weapons adapted for close conflict, much reliance
was placed on missiles, javelins and slings, but especially bows and
arrows in the hands of mounted archers.
In replenishing the ranks
great discrimination was exercised; and not only the physical fitness
of the recruit, but the social atmosphere in which he had sprung up
was made the subject of strict inquiry. No slave was accepted as a soldier,
nor any youth whose mind had been debased by menial employment or by
traffic for petty gains in the slums of a city. The
sons of veterans were impressed
into the service, and the landowners had periodically either to provide
from their own family or to pay a computed sum for the purchase of a
substitute among such as were not liable to conscription. Many of the
turbulent barbarian tribes on being subdued were obliged by the articles
of a treaty to pay an annual tribute of their choicest youths to the
armies of the Empire. In addition to the regular forces, barbarian contingents,
called foederati, obeying their own leaders, were often bound by a league
to serve under the Imperial government. In Europe the Goths, in Asia
the Saracens, were usually the most important of such allies. Of the
former nation Constantine at one time attached to himself as many as
40,000, an effort in which he was afterwards emulated by the great Theodosius.
The warships of the period were mostly long, low galleys impelled by
one bank of oars from twenty to thirty in number, built entirely with
a view to swiftness and hence called drornons or 'runners'. The smaller
ones were employed on the rivers, the larger for operations at sea.
After a period of service varying from fifteen to twenty-four years
the soldier could retire as a veteran with a gratuity, a grant of
land, and exemption from
taxation on a graduated scale for himself and his family.
Such was the carefully
digested scheme of military defence bequeathed to his successors by
Constantine, who doubtless anticipated that he had granted a lease of
endurance to the regenerated Empire for many centuries to come. But
in the course of a hundred and fifty years this fine system fell gradually
to pieces; and by the beginning of the sixth century no more than a cento of the original fabric can be discerned in the chronicles
of the times. The whole forces were diminished almost to a moiety of
their full complement; the great peripheral bulwark of the Limitanei,
scarcely discoverable on the Illyrian frontier, in other regions was
represented by meager bodies of one or two hundred men; whilst the Palatines
and Comitatenses betrayed such an altered character that they could
claim merely a nominal existence. The very name of legion, so identified
with Roman conquest, but no longer available in the deteriorated military
organization, became obsolete. In a Byzantine army at this period three
constituents exist officially, but with little practical distinction.
They appear as the Numeri, the Foederati, and the Buccellarii.
The Numeri are
the regular troops of the Empire, horse and foot, enrolled under the
direct command of the Masters of the Forces, but the principle of strict
selection has been virtually abandoned, applicants are accepted indiscriminately,
and even slaves are enlisted and retained under any plausible pretext.
The Foederafi now consist
of bodies of mercenaries raised as a private speculation by soldiers
of fortune, with the expectation of obtaining lucrative terms for their
services from the Imperial government. Such regiments were formed without
regard to nationality, and might be composed mainly, or in part, of
subjects of the Empire, or be wholly derived from some tribe of outer
barbarians who offered themselves in a body for hire. On being engaged,
each band received an optio or adjutant, who formed the connecting
link between them and the central authorities, and arranged all matters
relating to their annones and stipend. But the tie
was so loose that even on a foreign expedition they might arbitrarily
dissolve the contract for some trivial reason, and possibly join the
enemy's forces.
The Buctellarii are the armed retainers or satellites of the Byzantine magnates, whether
civil or military, but
especially of the latter. Officially they are reckoned among the Foederati,
and are obliged to take an oath of allegiance, not only to their actual
chief, but also to the Emperor. Their number varied according to the
rank and wealth of their employers, and in the case of the Praetorian
Praefects, or the Masters of the Forces, might amount to several thousands.
In each company they were divided into two classes, named respectively
the lancers and the shieldmen. The former were selected men who formed
the personal guard of their leader, the latter the rank and file who
were officered by them. The lancers were invariably cavalry, the shieldmen
not necessarily so. These satellites were recruited preferably amongst
the Isaurians, a hardy race of highlanders, who, though within the Empire,
always maintained a quasi-independence in their mountain fastnesses,
and devoted themselves openly to brigandage. To check their depredations
a military Count was always set over that region, which thus resembled
a frontier rather than an interior province. A fleet of warships was
not kept up systematically at this epoch, but in view of an expedition,
owing to the small size of the vessels, a navy could be created in a
few weeks.
From the foregoing specification
it will be perceived that the method of enrollment constituted the only
practical difference between the three classes of soldiers who marched
in the ranks of a Byzantine army. The maintenance of the Empire rested,
therefore, on a heterogeneous multitude, trained to the profession of
arms no doubt, but without the cohesion of nationality or uniform military
discipline. In the multifarious host the word of command was given in
Latin, which Greek and barbarian alike were taught to understand.
THE
SCIENCE OF WAR
Every student of ancient
history is familiar with the methods of warfare among the Greeks and
Romans; with the impenetrable, but inactive, phalanx which subdued the
eastern world; and with the less solid, but mobile, legion which ultimately
succeeded in mastering it. Such armies consisted mainly of infantry;
and the small bodies of cavalry attached to them, amounting to one tenth,
or, perhaps, to as little as one twentieth part of the whole, were intended
merely to protect the flanks of each division, or to render more effective
the pursuit of a flying enemy. In those times, therefore, the horsemen
were only an auxiliary force, which never engaged in battle as an independent
army. But in the multiple operations against elusive barbarians in the
wide circuit of the Roman Empire, experience made it evident that the
mobility of cavalry was
indispensable in order to deal effectively with such wary and reckless
foes. Early in the fourth century the number and importance of the cavalry
had increased to such an extent that they were relegated to a separate
command; and the Master of the Horse was regarded as of superior rank
to his colleague of the infantry. In the East, however, both branches
of the service were soon combined under a single commander-in-chief;
and henceforward the first military officers are entitled Masters of
the Horse and Foot, or, collectively, of the Forces.
At the period I am writing
about, the usual routine of a pitched battle is to range the infantry
in the centre with large squadrons of cavalry on either flank. Both
armies first exhaust their supply of missiles, after which a general
engagement at close quarters ensues. By the aid of various evolutions,
concealed reserves, and unexpected manceuvres, the opposing generals
strive to take each other at a disadvantage, and victory rests with
the most skilful or fortunate tactician. Single combats in the interspace
between the two armies are not unfrequently initiatory to
a battle; and sometimes a campaign is decided by conflicts of cavalry
alone.
The various classes of
Imperial guards still exist as a fourth division of the army, but, owing
to the introduction of a system of purchase, these corps have degenerated
into the condition of being mere figures to be mechanically paraded
in the course of state pageantry; soldiers apparently, and in resplendent
uniforms, but unversed in war, who would sooner buy their release for
a large sum than enter on a campaign.
THE
WARS OF ANASTASIUS
The wars of Anastasius
may be reviewed briefly in this section. They were four in number.
ISAURIANS
At the outset of his reign
he found himself opposed within the capital by a strong faction of turbulent
Isaurians, the relations and adherents of the late Emperor Zeno. Some
of these held high office, and had even aspired to the throne. On their
dismissal and banishment from Constantinople the leaders fled to Isauria,
where they levied large forces, and raised a rebellion by the aid of
arms and treasure which Zeno had seen fit to amass in his native province.
The insurgents kept up hostilities for a long period with declining
success against the Imperial generals, and the
revolt was not fully suppressed
till the seventh year (498). In the fourth year of the war, however,
the ringleaders were captured and decapitated, and their heads were
sent to Constantinople, where they were exhibited to the populace fixed
on poles in the suburb of Sycae. The pacification of the province was
achieved by this war more effectually than on any previous occasion,
and the Isaurians do not again appear in history as refractory subjects
of the Empire.
PERSIANS
In 502 the Persian king,
Cavades, applied to Anastasius for the loan of a large sum of money
which he required in order to cement an alliance with the barbarian
nation of the Nephthalites or White Huns. For politic reasons this loan
was refused, and the exasperated potentate immediately turned his arms
against the Empire. He invaded the western portion of Armenia, which
was under Roman suzerainty, and took one or two towns of minor importance
before an army could be sent against him. The principal feature of this
war, which lasted about four years, was the capture and recovery
of Amida, a strongly fortified
city of considerable size, situated in northern Mesopotamia, on the
banks of the Tigris. Although ill-garrisoned, and neither armed nor
provisioned to stand a siege, the inhabitants received the Persians
with the most insulting defiance and made a very determined resistance
for some months. The massive walls withstood the attacking engines,
and all the devices of the besiegers were baffled by the ingenuity of
those within the city. In despair Cavades had already given orders to
raise the siege when the downfall of Amida was brought about by a very
singular circumstance, as related by the chief historian of the period.
In the excess of popular frenzy at the news of the proposed retreat,
the harlots of the town hastened to the battlements in order to jeer
at the Persian monarch as he passed on his rounds, by making an indecent
exposure of their persons. This obscene conduct so impressed the Magi
in attendance that they gave it a mystical signification, and imparted
their opinion to the King that "everything hidden and secret in Amida
would shortly be laid bare". The departure was countermanded, and ultimately,
through the supineness or treachery of some monks, to whom the guard
of one of the main towers had been confided, an entry was made. A vengeful
massacre of the vanquished then took place, which was only stayed by
the wit of a suppliant priest, who, in answer to the irate question
of Cavades, "How did you dare to resist me so violently?" replied, "That
the city might be won
by your valour and not
by our cowardice". Two years later, as a result of a protracted but
ineffective siege, the Persians agreed to evacuate the town for a payment
of one thousand pounds of gold. On entering, the Romans discovered to
their chagrin that such a state of destitution prevailed as would have
compelled the surrender of the stronghold within a few days. The conclusion
of this war was brought about by an invasion of the Huns, who threatened
Persia from the north; and hence Cavades was glad to make peace for
seven years, on terms which left both parties in the same position as
before the commencement of hostilities. The issue of this conflict was,
on the whole, favourable to Anastasius, who, in the sense of being the
superior power, soon proceeded to infringe the articles of the treaty
by erecting commanding fortresses against his late foes along his eastern
border. Especially as a counterpoise to the impregnable Nisibis, which
had been ceded to the Persians a century and a half previously by the
inept Jovian, he raised the insignificant village of Daras to the rank
of an important town, and surrounded it with bastions of imposing strength.
The impotent protests of the Persians were disregarded, and the two
empires did not again come into martial collision for more than twenty
years.
GOTHS
In 505 Anastasius and
Theodoric, the Gothic king in Italy, by mutual inadvertence, as it may
be judged, became involved in a conflict. Simultaneously the Master
of the Forces in Illyricum and the Gothic general Petza were
engaged in suppressing
their several enemies in that region. The antagonist of the Byzantine
general was Mundo, a bandit chief of the blood of Attila, who, with
a body of Hunnish marauders, was preying on the country. He, on the
point of being worsted, craved the assistance of Petza, who, seeing
in him a natural ally of kindred race, joined him with his forces. The
Goth had, in fact, just achieved the object of his expedition and probably
made this move in the heat of success. Together they routed the Imperial
army, which was shattered beyond all chance of reparation. To avenge
this defeat, Anastasius in 508 fitted out a naval expedition, which
conveyed a landing force of 8,000 soldiers to the Italian coast. Making
an unforeseen descent on Tarentum, they ravaged the vicinity with piratical
ferocity, and returned as hastily as they came. Theodoric, however,
did not feel equal to pitting himself against the forces and resources
of the East, and decided not to resent these reprisals. He deprecated
the wrath of the Emperor in deferential language, and these encounters
were soon forgotten as merely fortuitous disi turbances of the peace.'
THRACIANS
In 514 the studied economy
of Anastasius provoked an upheaval of the incongruous elements of the
state, which
threatened the immediate
collapse of his administration. From the hordes of barbarians massed
on the banks of the Danube, troops were continually detached to take
service under the Empire as Foederati; and their numbers had increased
to such an extent that the annones due to them became an intolerable
drain on the revenue. A sweeping reduction of these supplies was, therefore,
decreed; a measure judicious in itself, which would probably have been
supported in sullen silence by the barbarians had not Count Vitalian,
a Goth, and their principal leader, perceived that a specious means
of retaliation was to hand. Taking advantage of the religious intractability
of Anastasius, which was the bane of his rule and had alienated from
him most of his pious subjects, he announced himself as the champion
of orthodoxy, and proclaimed a holy war against the heretical Emperor.
The cry was taken up universally, and, especially within the capital,
all the factious fanatics clamoured for Vitalian as the legitimate occupant
of the throne. Art immense host of FoederaTi followed the standard of
the rebel; a great battle was fought in Thrace, with the result that
the Imperial army was cut to pieces, suffering a loss, it is said, of
more than sixty thousand. A fleet was placed at the disposal of the
pretender, whereupon Vitalian moved on the capital and blockaded Constantinople
by land and sea. Against this attack the Emperor concerted measures
within
the city with some Athenian
philosophers, their chemical knowledge was utilized effectively, galleys
which ejected bituminous combustibles were launched against the hostile
ships, and the investing fleet retreated precipitately amid volumes
of fire and smoke. The diplomacy of the almost nonagenarian monarch
during this revolt was marked by much temporizing and duplicity; he
disarmed the Foederati by a liberal donative, and by raising their captain
to the rank of Master of the Forces in Thrace; he mollified the orthodox
ecclesiastics by promises and prepared instruments for the recall of
exiled bishops; and he appealed to Pope Hormisdas praying that a synod
should meet at Heraclea in order to appease the dissensions of the Church.
The synod met after protracted negotiations, but the combination was
already dissolved, and the head of rebellion was broken; the concessions
offered by the Emperor were presented and found to be illusory, and
the futile assembly separated without any tangible result. Anastasius
had carried his point; active, yet impotent discontent reigned everywhere,
but he had yielded nothing; and soon afterwards, in extreme old age,
he sank into the graves amid the familiar waves of
sedition which for twenty-seven
years had raged ineffectually round his throne.
COMERCIAL
RELATIONS
The commercial activities
of the ancient world, as far as they come within the vision of history,
were almost confined to these countries which encircle the basin of
the Mediterranean; and in the early centuries of our era the varied
regions to be measured between the Ganges and Gades were conceived to
represent approximately the whole extent of the habitable earth. Although
the theory of a globe was held by advanced geographers and astronomers,
the fact had not been established by circumnavigation and survey; and
the idea was so far from being realized by the masses, that the notion
of antipodes seemed to them to be little less than preposterous. In
the obscurity of prehistoric
times the arts and sciences
appear to have originated in the East; and from thence, by the aid of
Greece and Rome, civilization extended until it included almost all
the known parts of Western Africa and Europe. Before the beginning of
the sixth century, however, owing to the incursions and settlements
of Goths and Vandals, those western countries had retrograded nearly
to the same level of barbarism from which they had been rescued formerly
by the civilizing arms of Rome.
In the earliest
ages the trade of the Mediterranean was entirely in the hands of the
Semitic race; and from their great ports of Tyre and Sidon the Phoenicians
penetrated with their well-laden ships even as far as Spain and Britain,
disposing of their native manufactures and imported wares on every coast
within their reach. But with the rise and spread of Hellenic civilization,
commerce became more cosmopolitan; and by the conquests of Alexander
the Greeks were made practically cognizant of a Far East teeming
with productions which
could minister to the needs of increasing wealth and luxury. At the
same period, about 330 BC, the foundation of Alexandria by
that monarch gave them the command of Egypt, and they began to explore
the borders of the Arabian Gulf or Red Sea as far as the Gulf of Aden
and the confines of equatorial Africa. Concomitantly the laborious voyage
of Nearchus, undertaken at the instigation of the Macedonian conqueror,
along inhospitable shores from the mouth of the Indus to the head of
the Persian Gulf, revealed to the Greeks the existence of a chain of
navigable seas by which the treasures of the Indies might be brought
by water to the wharves of the new capital. Through the establishment
of this commerce Alexandria became the greatest trading centre of the
Mediterranean, and distributed its exports to every civilized community
who peopled the extended litoral of that sea.
The first merchants who
crossed the Indian ocean, embarking in small ships of light draught,
timidly hugged the shore during their whole voyage, dipping into every
bight for fear of losing sight of land. But in the reign of Claudius
a navigator named Hippalus discovered the monsoons, and noted their
stability as to force and direction at certain seasons of the year.
Thenceforward the merchants, furnishing themselves with larger vessels,
boldly spread their sails to
the wind, ventured into
mid-ocean, and made a swift and continuous passage from the southern
coast of Arabia to some chosen port in the vicinity of Bombay. Such
was the southern, and, within the Christian era, most frequented trade
route between the Roman Empire and the Indies. There were, however,
two other avenues, more ancient, but less safe and less constant, by
which merchandise from the far East, mainly by inland transit, could
enter the Empire. By the first of these, which traversed many barbarous
nations, the eastern shores of the Euxine were brought into communication
with northern India through the Oxus, the Caspian Sea, and the Cyrus.
From a bend in the latter river, the emporium of the trade, the town
of Phasis, was easily attainable. The second,
intermediately situated,
was the most direct and facile of the three, but, as it lay through
the Persian dominions, the activity of commerce by this route depended
on the maintenance of peace between the two empires. The Byzantine government,
jealous of the intercourse of its subjects with their hereditary enemies,
fixed Artaxata, Nisibis, and Callinicus as marts beyond which it was
illegal for Roman merchants to advance for the purposes of trade on
this frontier.
In the sixth century the
Ethiopian kingdom of Axume, nearly corresponding with Abyssinia, became
the southern centre of international trade; and its great port of Adule
was frequented by ships and traders from all parts of the East. Ethiopian,
Persian, and Indian merchants scoured the Gangetic Gulf, and, having
loaded their vessels with aloes, cloves, and sandalwood, obtained at
Tranquebar and other ports, returned to Siedeliba or Ceylon to dispose
of their goods. There transhipments were effected, and sapphires, pearls,
and tortoise-shell, the chief exports of that island, were added to
the cargoes of ships westward bound. In the
same market a limited supply
of silk was obtained from such Chinese merchants as were venturesome
enough to sail so far. From Ceylon such vessels voyaged along the Malabar
coast between Cape Comorin and Sindu, near the mouth of the Indus, receiving
on board at various places supplies of cotton and linen fabrics for
clothing, copper and rare woods, together with spices and aromatics,
musk, castor, and especially pepper. In the harbors of that seaboard
they also met with the merchants from Adule, most of whom sailed no
farther, and provided them with the freight for their homeward voyage.
The traders of Axume were
not, however, wholly dependent for supplies on their intercourse with
the Indies. Adjacent to their own borders lay wide tracts of country
which were to them a fruitful source of the most valuable commodities;
and with such their ships were laden when outward bound for the further
East. Journeying to the southeast they entered an extensive but wild
region called Barbaria, part of which was known as the Land of Frankincense,
from its peculiar fecundity in that odoriferous balsam. In this region
cinnamon and tortoise-shell were also obtained; black slaves were purchased
from various savage tribes; elephants were hunted by the natives for
food; and ivory
was supplied in greatest
quantity to the markets of the world. Every other year a caravan of
several hundred merchants set out from Axume, well armed and equipped
for a distant expedition. For six months continuously they travelled
southward until they had penetrated far into the interior of the African
continent. Gold was the object of their journey, and they took with
them a heard of oxen as well as a quantity of salt and iron to barter
for the precious metal. On arriving at the auriferous region they slaughtered
the oxen and cut up the flesh into joints which they arranged along
with the other objects of trade on the top of a specially erected barrier
formed of thorn bushes. They then retreated to some distance, upon which
the inhabitants, who had been watching their proceedings, came forward
and placed pellets of gold on such lots as they wished to purchase.
On the savages retreating the traders again advanced and removed or
left the gold, according as they accepted or refused the amount offered.
In this way, after various advances and retreats, bargains were satisfactorily
concluded. In the southern parts of Arabia bordering on the ocean, myrrh
and frankincense were gathered in considerable quantity, whence the
country acquired the epithet of Felix or Happy. The richest source
of emeralds lay in the
uncivilized territory between Egypt and Axume, where the mines were
worked by a ferocious tribe of nomads called Blemmyes. From them the
Axumite merchants obtained the gems, which they exported chiefly to
northern India. Amongst the White Huns, the dominant race in that region,
they were esteemed so highly that the traders were enabled to load their
ships with the proceeds of a few of these precious stones.
Down the Red
Sea to Adule resorted the Byzantine merchants, engaged in the home trade,
in great numbers. After loading their vessels they again sailed northward,
a proportion of them to the small island of Jotabe, situated near the
apex of the peninsula of Mount Sinai, which separated the Elanitic from
the Heroopolitan gulf. At a station there they were awaited by the officials
of the excise, who collected from them a tenth part of the value of
their merchandise. Some of these ships proceeded up the eastern arm
of the sea to Elath; the rest of them chose the western inlet and
cast anchor at Clysma.
The wares landed at these ports were intended chiefly for the markets
of Palestine and Syria. By far the greater portion of the fleet, however,
terminated their northward voyage at Berenice, the last port of Egypt,
on the same parallel with Syene. Here they discharged their cargoes
and transferred the goods to the backs of camels, who bore them swiftly
to the emporium of Coptos on the Nile. A crowd of small boats then received
the merchandise and made a rapid transit down stream to the Canopic
arm of the river, from which by canal they emerged on lake Mareotis,
the inland and busiest harbour of Alexandria. The maritime traffic between
the Egyptian capital and all other parts of the Empire, Constantinople
especially, was constant and extensive, so that commodities could be
dispersed from thence in every direction with the greatest facility.
Within the
Eastern Empire itself there were manufactories for the fabrication of
everything essential to the requirements of civilized life, but production
was much restricted by the establishment universally of a system of
monopolies. Several of these were held by the government, who employed
both men and women in the manufacture of whatever was necessary to the
Court and the army. At Adrianople, Thessalonica, Antioch, Damascus,
and other towns, arms and armor were forged, inlaid with gold when for
the use of officers of rank; the costly purple robes of the Imperial
household emanated from Tyre, where dye-works and a fleet of fishing-boats
for collecting the murex were maintained; these industries were strictly
forbidden to the subject. There were, besides, at Cyzicus and Scythopolis,
official factories for the weaving of cloth and linen. The military
workshops were under the direction of the Master of the Offices, the
arts of peace under that of the Count of the Sacred Largesses.
Public manufacturers or traders were incorporated in a college or guild
controlled by the latter Count, the privileges of which were limited
to some five or six hundred members. Among the staple productions of
the Empire we find that Miletus and Laodicea were famous for woollen
fabrics, Sardes especially for carpets, Cos for cotton materials, Tyreand
Berytus for silks, Attica and Samos
for pottery, Sidon for glass, Cibyra for chased iron, Thessaly for cabinet
furniture, Pergamus for parchment, and Alexandria for paper. The fields
of Elis were given over to the cultivation of flax, and all the women
at Patrae were engaged in spinning and weaving it. Hierapolis in Phrygia
was noted for its vegetable dyes; and Hierapolis in Syria was the great
rendezvous for the hunters of the desert, who captured wild animals
for the man and beast fights of the public shows. Slave dealers, held
to be an infamous class, infested the verge of the Empire along the
Danube, but at this date Romans and barbarians mutually enslaved each
other. On this frontier, also, consignments of amber and furs were received
from the shores of the Baltic and the Far North. With respect to articles
of diet, almost every district produced wine, but Lesbian and Pramnian
were most esteemed. A wide tract at Cyrene was reserved for the growth
of a savoury potherb, hence called the Land of Silphium. Egypt was
the
granary of the whole Orient.
Dardania and Dalmatia were rich in cheese, Rhodes exported raisins and
figs, Phoenicia dates, and the capital itself had a large trade in preserved
tunnies.
China was always topographically
unknown to the ancients, and about the sixth century only did they begin
to discern clearly that an ocean existed beyond it. The country was
regarded as unapproachable by the Greek and Roman merchants, but nevertheless
became recognized at a very early period as the source of silk. Fully
four hundred years before the Christian era the cocoons were carried
westward, and the art of unwinding them was discovered by Pamphile of
Cos, one of the women engaged in weaving the diaphanous textiles for
which that island was celebrated. Owing to the comparative vicinity
of the Persian and Chinese frontiers, the silk exported by the Celestial
Empire always tended to accumulate in Persia, so that the merchants
of that nation
enjoyed almost a monopoly
of the trade. Hence Byzantine commerce suffered severely during a Persian
war, and strenuous efforts would be made to supply the deficiency of
silk by stimulating its importation along the circuitous routes. Such
attempts, however, invariably proved ineffective until the invention
of the compass and the discovery of the southeast passage opened the
navigation of the globe between the nations of the East and West.
FEUDAL
SYSTEM
In general condition the
Byzantine people exhibit, almost uniformly in every age, a picture of
oppressed humanity, devoid of either spirit or cohesion to nerve them
for a struggle to be free. With the experience of a thousand years,
the wisdom of Roman statesmen and jurists failed to evolve a political
system which could insure stability to the throne or prosperity to the
nation. Seditious in the cities, abject in the country, ill-disciplined
in the camp, unfaithful in office, the subjects of the Empire never
rose in the social scale, but languished through many centuries to extinction,
the common grave of Grecian culture and Roman prowess.
In the rural districts
almost all the inhabitants, except the actual landowners, were in a
state of virtual slavery. The laborers who tilled the soil were usually
attached, with their offspring, to each particular estate in the condition
of slaves or serfs. They could neither quit the land of their own free
will, nor could they be alienated from it by the owner, but, if the
demesne were sold, they were forced to pass with it to the new master.
The position of a serf was nominally
superior to that of a slave,
but the distinction was so little practical that the lawyers of the
period were unable to discriminate the difference. Any freeman who settled
in a neighbourhood to work for hire on an estate lost his liberty and
became a serf bound to the soil, unless he migrated again before the
expiration of thirty years. The use and possession of arms was interdicted
to private persons throughout the Empire, and only such small knives
as were useless for weapons of war were allowed to be exposed for sale.
In every department
of the State the same principle of hereditary bondage was applied to
the lower grades of the service, and even in some cases to officials
of considerable rank. Here, however, a release was conceded to those
who could provide an acceptable substitute, a condition but rarely possible
to fulfil. Armorers, mintmen, weavers, dyers, purple-gatherers, miners,
and muleteers, in government employ could neither resign their posts
nor even intermarry
with associates on a different staff,
or the general public, unless under restrictions which were almost prohibitive.
Within the same category were ruled the masters or owners of freight-ships,
chartered to convey the annones and tributes, of which the Alexandrian
corn-fleet constituted the main section. Those addicted to this vocation
in the public interest were necessarily men of some private means, as
they were obliged to build and maintain the vessels at their own expense;
but they were rewarded by liberal allowances, and were almost exempt
in respect of the laws affecting the persons and property of ordinary
citizens. The lot of this class of the community appears to have been
tolerable, and was even,
perhaps, desirable, but that of
the Decurions, the members of the local senates, was absolutely unbearable.
In relation
to their fellow townsmen their duties do not
seem to have been onerous, but as collectors of the revenue they were
made responsible for the
full precept levied four-monthly on each district, and had to make good
any deficiency from their own resources. As natives of the locality
to which their activities were constrained, their intimate knowledge
of the inhabitants was invaluable to the government in its inquisitorial
and compulsive efforts to gather in the imposts; and, subordinated to
the Imperial officials resident in, or on special missions to, the provinces,
they became consequently the prime object of their assaults when dealing
with the defaulting tributaries. In view of such hardships, municipal
dignities and immunities were illusory; and, as the local senates were
very numerous, there were few families among the middle classes, from
whom those bodies were regularly replenished, whose members did not
live in dread of a hereditary obligation to become a Decurion. In every
ordinary sphere of exertion, not excepting the Court, the Church, or
the army, men, long embarked on their career, were liable to receive
a mandate enjoining them to return to their native town or village in
order to spend the rest of their lives in the management of local affairs.
Occupation of the highest offices of State, or
many years' service in
some official post, could alone free them from the municipal bond.
Life under
accustomed conditions, though with restricted liberty, may be supportable
or even pleasant, but the Byzantine subject could seldom realize the
extent of his obligations or foresee to what exactions he might have
to submit. He might review with satisfaction a series of admirable laws
which seemed to promise him tranquillity and freedom from oppression,
but experience soon taught him that it was against the interest of the
authorities to administer them with equity. By an ineradicable tradition,
dating from the first centuries of the expansion of the Empire, it was
presumed that the control of a province offered a fair field to a placeman
for enriching himself. Hence the prevalence of a universal corruption
and a guilty collusion between the Rector and all the
lesser
officials, who afforded him essential aid in his devices for despoiling
the provincials. While the fisc never scrupled to aggravate the prescribed
imposts by superindictions, its agents were insatiate in their efforts
at harvesting for themselves. The tyranny of the first emperors was
local and transient, but under the rule of the Byzantine princes the
vitals of the whole Empire were persistently sapped. In the adaeratio of the annones a value was set upon the produce far above
the market price; taxes paid were redemanded, and receipts in proper
form repudiated because the tabellio who had signed them, purposely
removed, was not present to acknowledge his signature; unexpected local
rates were levied, to which the assent of the Decurions was forced,
with the avowed object of executing public works which were never undertaken;
sales of property at a vile estimate were pressed on owners who dared
not provoke the officials by a refusal; decisions in the law courts
were ruled by bribery, and suitors were overawed into not appealing
against unjust judgements; forfeitures of estates to the crown were
proclaimed under pretence of lapse of ownership or questionable right
of inheritance, and their release had to be negotiated for the payment
of a sufficient ransom; even special grants from the Imperial treasury
for reinstatement of fortifications or other purposes were sometimes
embezzled without apprehension of more serious trouble, if detected,
than disgorgement. In all these cases the excess extorted was appropriated
by the rapacious officials. Such were the hardships inflicted systematically
on the small proprietors who, if unable to pay or considered to be recalcitrant,
were not seldom subjected to bodily tortures. For hours together they
were suspended by the thumbs, or had to undergo the application of finger-crushers
or foot-racks, or were beaten on the nape of the neck with cords loaded
with lead. Nevertheless, remainders accumulated constantly, and a remission
of hopeless arrears for a decade or more was often made the instance
of Imperial indulgence. But the old vouchers were habitually secreted
and preserved by the collectors so that the ignorant rustics might be
harassed persistently for debts which they no longer owed. The existence
of such frauds was patent even to the exalted perceptions of the Court;
and hence Anastasius, in order to render his abolition of the chrysargyron
effective, resorted to an artifice which appealed to the avarice of
his financial delegates throughout the country. But an emperor, however
well-intentioned, could rarely attempt to lighten the burdens of even
the humblest of his subjects. His immediate ministers had sold the chief
posts in the provinces, and were under a tacit convention to shield
their nominees unless in the case of some rash and flagrant delinquent
who abandoned all discretion. The public good was ignored in practice;
to keep the treasury full was the simple and narrow policy of the Byzantine
financier, who never fostered any enlightened measure for making the
Empire rich. Zeno essayed to remedy the widespread evil of venality,
but his effort was futile; although his constitution was re-enacted
more than once and permanently adorned the statute-book. According
to this legislator every
governor was bound to abide within his province in some public and accessible
place for fifty days after the expiration of his term of office. Thus
detained within the reach of his late constituents when divested of
his authority, it was hoped that they would be emboldened to come forward
and call him to account for his misdeeds. The reiteration of the law
at no great intervals of time sufficiently proves that it was promulgated
only to be disregarded.
Without legitimate protectors
from whom they might seek redress, the wretched tributaries either tried
to match their oppressors in craft, or yielded abjectly to all their
demands. Some parted with whatever they possessed, and finally sold
their sons and daughters into slavery or prostitution; others posted
their holdings against the visits of the surveyors with notices designating
them as the property of some influential neighbor. Such local magnates,
who maintained, perhaps, a guard of Isaurian bandits, were wont to bid
defiance to
the law as well as to the
lawlessness of the Rector and his satellites. To their protection, in
many instances, the lesser owners were impelled to consign themselves
unconditionally, hoping to find with them a haven of refuge against
merciless exaction. The patron implored readily accepted the trust,
but the suppliant soon discovered that his condition was assimilated
to that of a serf. The web of social order was strained or ruptured
in every grade of life; traders joined the ranks of the clergy in order
to abuse the facilities for commerce conceded to ministers of religion;
the proceedings of the Irenarchs among the rustic population were so
vexatious, that they were accounted disturbers, instead of guardians
of the peace, and the simple pastor had to be denied the use of a horse,
lest it should enable him to rob with too much security on the public
highways.
CHAPTER III
BIRTH AND FORTUNES OF THE ELDER JUSTIN
THE ORIGINS OF JUSTINIAN
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