READING HALLTHE DOORS OF WISDOM |
GERMANY AND THE WESTERN EMPIRE
CHAPTER XII. THE EMPEROR HENRY III
THE reign of Henry III is the
summit of the older German imperialism. The path uphill had been made by the
persevering energy of the Saxon kings and Emperors; under Henry’s successors
the Empire rushed, though with glory, into ruin. Henry himself, sane, just, and
religious, has the approval of reason, but could never have raised the
white-hot zeal, and the fiercer hatred, which burned round the Hohenstaufen.
His father and mother were
among those rare men and women who wrest from circumstances their utmost profit.
Conrad, trained by adversity, attempting nothing vaguely or rashly, almost
invariably attained his object, and left the “East-Frankish” Empire stronger
within and without than ever before. His education of his son in statecraft was
thorough and strenuous: very early he made him a sharer in his power, and then
showed neither mistrust nor jealousy, even when faced by markedly independent
action. Henry, for his part, though he judged adversely some of his father’s
conduct, honored him and kept his memory in
affection.
Henry’s mother Gisela (of the
blood of Charlemagne, of the royal house of Burgundy, and heiress of Swabia)
used fortune as Conrad used adversity. To power and wealth she added great
beauty, force of character, and mind. Her influence is seen in the furtherance
of learning and of the writing of chronicles. It was to her that Henry owed his
love of books, and she made of her son “the most learned of kings”. Gisela’s
share in public affairs during her husband’s reign was considerable, even taking
into account the important part habitually assigned to the Emperor’s consort.
Under Henry III the part of the Empress, Mother or Consort, in the Empire
begins to dwindle, and there are indications of misunderstandings later between
her and Henry. The chronicler Herman of Reichenau speaks of Gisela dying “disappointed by the sayings of soothsayers, who had
foretold that she should survive her son”.
Conspicuous in Henry’s early
circle was his Burgundian tutor, Wipo, the biographer
of Conrad and the staunch admirer of Gisela. According to Wipo,
a king’s first business is to keep the law. Among the influences which were
brought to bear upon Henry in his youth, that of Wipo cannot be overlooked.
Henry was a boy of seven when
at Kempen, in 1024, Conrad was elected king. In 1026,
Conrad, before setting out on his coronation expedition into Italy, named Henry
as his successor and gave him in charge to an acute and experienced statesman,
Bishop Bruno of Augsburg, brother of the late Emperor and cousin to the Empress
Gisela. The energy with which Bruno held views different from those of his
brother had, in the last reign, led him into conspiracy and exile. With the
same independence in church matters, he, alone in the Mainz province, had taken
no part in the collective action of the bishops against Benedict VIII. From
such a guardian Henry was bound to receive a real political education. Under
his care, Henry attended his father’s coronation in Rome. Three months later,
Conrad, in accordance with his policy of the absorption of the old national
duchies, gave to Henry the Duchy of Bavaria, vacated by the death of Henry of
Luxemburg. Then, on Easter Day, 1028, in the old royal Frankish city of
Aix-la-Chapelle, Henry, after unanimous election by the princes and acclamation
by clergy and people, was, at the age of eleven, crowned king by Pilgrim of
Cologne.
In the inscription ‘Spes imperii’ on a leaden seal of Henry’s in 1028
Steindorff sees an indication that this election at Aix implied the election to
the Empire. He draws attention also to the title ‘King’ used of Henry before
his imperial coronation in the Acts emanating from the imperial Chancery in
Italy, as well as in those purely German; and to the fact that Henry was never
re-crowned as King of Italy. He argues therefore that contemporaries regarded
the act of Aix-la-Chapelle as binding the whole of Conrad's dominions, and as a
matter of fact this cannot be doubted.
On the death of Bishop Bruno
in April 1029, Henry, whose place as its duke was in Bavaria, was placed in
charge of a Bavarian, Bishop Egilbert of Freising. Egilbert had in the
early years of Henry II's reign taken active part in public affairs, but of
late he had devoted himself chiefly to provincial and ecclesiastical duties.
Under him Henry played his first part as independent ruler, basing his actions
on motives of justice rather than on those of policy. Conrad in 1030 had led an
unsuccessful expedition into Hungary; he was planning a new expedition when
Henry, “still a child”, taking counsel with the Bavarian princes but not with
his father, received the envoys of St Stephen and granted peace, “acting with
wisdom and justice”, says Wipo, “towards a king who,
though unjustly attacked, was the first to seek reconciliation”.
In 1031 Henry was present with
his father in the decisive campaign against the Poles. In 1032 Rodolph of
Burgundy died, after a long and feeble rule. Conrad, though he snatched a
coronation, had still to fight for his new kingdom against the nationalist and
Romance party supporting Odo II (Eudes) of Champagne,
and throughout 1032 the imperial diplomas point to Henry’s presence with his
father, in company with the Empress and Bishop Egilbert.
In the following years, Henry was deputed to act against the Slavs of the
North-East and against Bratislav of Bohemia. In
these, his first independent campaigns, he succeeded in restoring order. In
August 1034, Conrad was fully recognized as king by the Burgundian magnates,
and in this recognition the younger king was included. Henry had already in the
previous year come fully of age, the guardianship of Bishop Egilbert being brought to an end with grants of land in recognition of his services.
The deposition in 1035 of
Duke Adalbero of Carinthia led to a curious scene
between father and son. In the South the deposition was regarded as an
autocratic act (Herman of Reichenau curtly notes that Adalbero “having lost the imperial favor, was deprived likewise of his duchy”); and Bishop Egilbert won a promise from his late ward that he would not
consent to any act of injustice against the duke. The princes accordingly
refused to agree to the deposition without Henry’s consent, which Henry
withheld in spite of prayers and threats from Conrad. The Emperor was overcome
and finally borne unconscious from the hall; on his recovery, he knelt before
Henry and begged him to withdraw his refusal. Henry of course yielded, and the
brunt of the imperial anger fell on Bishop Egilbert.
In 1036, at Nimeguen, Henry wedded Kunigunda,
or Gunnhild, daughter of Knut, a wedding which
secured to Denmark, for over eight hundred years, the Kiel district of
Schleswig. The bride was delicate and still a child, grateful for sweets as for
kindness. In England songs were long sung of her and of the gifts showered on
her by the English people. Her bridal festivities were held in June in
Charlemagne’s palace at Nimeguen, and on the feast of
SS. Peter and Paul (June 29) she was crowned queen. Conrad was soon after
called to Italy by the rising of the vavassors against the great lords. Henry was summoned to help, and with him went Kunigunda and Gisela. In August 1038, on the march of the
Germans homeward, camp and court were pitched near the shores of the Adriatic.
Here a great sickness attacked the host; among the victims was Queen Kunigunda, whose death “on the threshold of life” roused
pity throughout the Empire. Her only daughter Beatrice was later made by her
father abbess of the royal abbey of Quedlinburg near
Goslar.
Another victim of the
pestilence was Henry’s half-brother Herman, Gisela’s second son. His duchy of
Swabia devolved on Henry, already Duke of Bavaria. To these two duchies and his
German kingship was added, in 1038, the kingship of Burgundy. Then in the
spring of 1039 Conrad died at Utrecht.
The position of public
affairs at Henry’s accession to sole rule was roughly this. There had been
added to the Empire a kingdom, Burgundy, for the most part non-German,
geographically distinct, yet most useful if the German king was to retain his
hold upon Italy. The imperial power in Italy had been made a reality, and an
important first step had been taken here towards incorporating the hitherto
elusive South, and towards absorbing the newcomers, the Normans. On the
north-eastern frontiers of the Empire both March and Mission were suffering
from long neglect. Poland had been divided and weakened, and turned from
aggression to an equally dangerous anarchy: Bohemia had recently slipped into
hostility: Hungary was tranquil, but scarcely friendly. In the North the Danish
alliance tended to stability. In the duchies of Germany itself, Lorraine was
indeed growing over-powerful, but Bavaria, Swabia and (a few months later)
Carinthia were held by the Crown; Saxony was quiescent, though scarcely loyal;
in Germany as a whole the people and the mass of fighting landowners looked to
the Crown for protection and security. The Church, as under Henry II, was a
State-department, and the main support of the throne. Over this realm, Henry,
in the summer of 1039, assumed full sway, as German, Italian, and Burgundian
king, Duke of Swabia and of Bavaria, and “Imperator in Spe”.
The Salian policy of concentrating the tribal duchies in the hands of the
sovereign was at its height.
In his father’s funeral
train, bearing the coffin in city after city, from church-porch to altar, and
finally at Spires, from the altar to the tomb, Henry the Pious inaugurated his
reign. A young man in his twenty-second or twenty-third year, head and
shoulders taller than his subjects, the temper of his mind is seen in his
sending away cold and empty the jugglers and jesters who swarmed to Ingelheim
for the wedding festivities of his second bride, Agnes of Poitou, and in his
words to Abbot Hugh of Cluny, that only in solitude and far from the business
of the world could men really commune with God.
The re-establishment of the
German kingship, after the disintegration caused by the attacks of Northmen and
Magyars, had been a gradual and difficult process. For the molding of a real unity, not even yet attained, there was need of the king’s repeated
presence and direct action in all parts of the realm. What Norman and
Plantagenet rulers were to do later in England by means of their royal
commissioners, judges and justices, the German king had to do in person.
Following in this the policy
of his predecessors, Henry opened his reign with a systematic progress
throughout his realm, a visitation accompanied by unceasing administrative
activity. He had already, before leaving the Netherlands, received the homage of Gozelo, Duke of both Lorraines;
of Gerard, the royalist-minded and most energetic bishop of Cambray; and of a
deputation of Burgundian magnates who had been waiting on Conrad in Utrecht
when death overcame him. He had passed with the funeral procession through
Cologne, Mayence, Worms, and Spires. Immediately
after the conclusion of the obsequies he returned to Lower Lorraine, to
Aix-la-Chapelle and Maestricht, where he remained some eight or nine days,
dealing justice to the many who demanded it. Thence he went to Cologne, the
city which competed with Mayence for precedence in
Germany; it was already governed by Henry's life-long and most trusted adviser,
Archbishop Herman, whose noble birth and strenuous activity contrast strongly
with the comparative obscurity and the mildness of Bardo of Mayence.
In the first days of
September, accompanied by the Empress Gisela and Archbishop Herman, Henry made
his first visit as sole ruler to Saxony, of all the German lands the least
readily bound to his throne and destined to play so fatal a part in the
downfall of his heir. This weakness in the national bond Henry seems to have
tried to remedy by personal ties. The obscure township of Goslar was to be
transformed by his favor into a courtly city. Here in
the wild district of the Harz was Botfeld, where, now
and throughout his life, Henry gave himself up at times to hunting, his only
pleasure and relaxation from the toils of state. Near at hand was the Abbey of Quedlinburg, whose then Abbess, the royal Adelaide, he
distinguished as his ‘spiritual mother’; while her successors in turn were
Henry's own two daughters, his eldest, Beatrice, niece of the Confessor, and
his youngest, Adelaide.
Disquieting news reached
Henry in Saxony of events in Bohemia, whose Duke Bratislav had, late in August, returned triumphantly to Prague after a whirlwind campaign
throughout the length and breadth of Poland, a land recently made vassal to the
Empire, the prince of which, Casimir, an exile in Germany, was the nephew of
Herman of Cologne. From Saxony Henry passed through Thuringia towards Bohemia,
and there consulted with Eckhard of Meissen, guardian
of the Marches against Bohemia, a veteran of staunchest loyalty, in whose wise
counsels Henry placed unfailing confidence in spite of his unsuccess in war.
There can be no doubt that Henry in Thuringia was at the head of an armed
force, and that he meant war with Bohemia; but an embassy with hostages from Bratislav, together, doubtless, with the need for
completing the visitation of the German duchies, determined him for the time to
peace. So he dismissed his forces, and turned south to Bavaria.
From Bavaria, at the
beginning of the new year, 1040, he moved to his mother's native duchy of
Swabia; while after his departure Peter of Hungary, ally of Bratislav,
sent his Magyars raiding over the Bavarian borders. In Swabia, Henry visited,
among other places, the famous monastery of Reichenau,
the chief and most brilliant centre of learning in Germany, the home of Herman,
the noble cripple, whose genius was extolled throughout Germany, and to whose
pen we owe a very large, if not the chief part, of our knowledge both of his
times and of Henry himself, a knowledge but little tinged with enthusiasm or
sympathy for the king. As he passed through Constance, Henry shows for a moment
a touch of human sympathy, as he visited, in the Church of Saint Mary, the tomb
of his unfortunate eldest brother, Ernest of Swabia.
At Ulm he summoned his first
‘Furstentag’, the assembly of princes, bishops, and
abbots from all parts of the realm. Here came among others Gunther, the German
hermit of the Böhmer Wald, no less notable than any
of the great princes, and soon to render a signal service to his king and
countrymen in distress. To Ulm there came also the first formal embassy from
Italy to the new ruler.
From Ulm Henry passed to the
Rhine. He spent April at his palace at Ingelheim, where he received both a
formal embassy from his Burgundian kingdom, and more important still, Archbishop
Aribert of Milan, his father’s stubborn opponent in Italy. Henry had never
approved of Conrad’s proceedings against him; and the siege of Milan, carried
on by Italian princes at Conrad's command, had ceased automatically with Henry’s
accession. By receiving the explanations and the homage of the archbishop,
Henry healed an open wound in the Empire. Thus auspiciously, with an act of
justice and reconciliation, he opened the period of his lordship in Italy; thus
too closed his inaugural progress through the realm.
During its course had died
Henry’s cousins, Conrad, Duke, and Adalbero, ex-Duke
of Carinthia, after whom, as next heir, he succeeded automatically to the
duchy. He was now therefore Duke of Swabia, Bavaria, and Carinthia; of the five
great duchies, only Lorraine and Saxony remained apart from the Crown.
The progress through the
German lands completed, Henry was free to turn to the Bohemian campaign, the
necessity of which had been clearly shown by the raids of Bratislav’s Hungarian ally. Two months more Henry spent, apparently peacefully and piously,
after his own heart, in both the Lorraines and in
Alsace, at the ancient royal palaces of Nimeguen and
Utrecht, at Liege, Metz, Nancy and Moyen-Vic; giving
grants to churches; showing marked favor to the
reforming ascetic monasteries; attending, especially, the consecration of the
new Minster at Stablo, under Poppo,
the pioneer and leader of monastic reform in Germany. Probably it was from Stablo, a scene of peaceful and pious magnificence, that
Henry issued the summons for the army to assemble against Bohemia. In July,
1040, at Goslar he again met Eckhard of Meissen, to
formulate the plan of campaign. At Ratisbon he joined his forces and proceeded
to Cham at the entrance to the Bohemian pass, by which he meant to attack; and
on 13 August he broke camp for Bohemia.
The expedition failed
speedily and disastrously; his troops were ambushed, their leaders slain. The
mediation of the hermit Gunther, and the promise to restore the Bohemian
hostages, including Bratislav’s son, alone rescued
hundreds of German captives. Bratislav was left
exultant master of the situation.
Henry, silent and as it were
dismissing Bohemia from his mind, retraced his steps through Bavaria. On 8
September he filled up the newly-vacant see of Bamberg by appointing Suidger, a Saxon, who was a few years later, as Clement II,
the first of the reforming German popes. Going north, he held an open court,
dealing justice, at Aldstedt; and received there
envoys from Yaroslav, Prince of Kiev. Then at Munster
he met the princes, laid before them the Bohemian situation, and dismissed the
Bohemian hostage-prince to his own country. This year nature conspired with
fortune against Germany. The rain fell, the rivers rose, destructive floods
swept the countryside, many lost their lives. To crown all, “grapes were scarce
and the wine sour”.
But Henry’s calm attention to
other matters by no means meant submission to defeat. At Seligenstadt,
in the April of 1041, the princes again met to discuss active measures, and
overtures from Bohemia were rejected. Fortune was veering, for Bratislav was now deprived of his Hungarian ally Peter, who
lost his throne by a sudden insurrection and only saved his liberty by flight
to Germany, where Henry received him kindly, “forgetting for the sake of God
the wrong towards himself”. Bohemia, however, he did not forget, but pressed
forward his preparations. At Aix, in June 1041, he met the princes and bishops
of the West, Gozelo and Godfrey of Lorraine, Herman
of Cologne, Poppo of Treves, Nithard of Liege. At Goslar and at Tilleda, the royal seat in
Thuringia, he concerted final measures with Eckhard of Meissen; and on 15 August, the anniversary of his previous expedition, he
crossed the Bohemian frontier.
By Michaelmas he was back in
Germany a victor. A fortnight later Bratislav followed him to Ratisbon, and there did public homage and underwent public
humiliation. Probably Peter also appeared there as a suppliant before Henry.
Henceforth Peter was Henry’s client and Bratislav Henry’s friend. Great was the joy in Germany at this Bohemian victory. With it
we can undoubtedly connect the “Tetralogus” of
Henry’s tutor Wipo, a chant of praise and exhortation
to the “fame-crowned King”, who “after Christ rules the world”, the lover of
justice, the giver of peace. It is in the midst of the turmoils and rejoicings of 1041 that the Augsburg Annals record “by his (Henry’s) aid
and diligence very many excelled in the arts, in building, in all manner of
learning”.
But in this same year
misfortune after misfortune fell upon the land. There were storms and floods.
Everywhere the harvest failed and famine reigned. Nor could Henry rest on his
oars. The fall and flight of Peter of Hungary had increased, rather than
removed, the Hungarian menace, even if it opened new vistas of extended power;
while Burgundy, newly in peace, clamoured for attention lest this young peace
should die. And although to the great Christmas gathering of princes round
Henry at Strasbourg (1041) there came envoys from Obo of Hungary to know
“whether might he expect certain enmity or stable peace”, it was to Burgundy
that Henry first gave his attention. Since his appearance as Burgundian king in
1031 he had not again visited the country.
He kept Christmas (1041) at
Strasbourg amid a brilliant gathering of princes; and when immediately
afterwards he entered Burgundy, it was at the head of armed vassals. We are
told by Herman of Reichenau that the Burgundian
nobles made submission, that many were brought to justice, that Henry entered
Burgundy, ruled with vigour and justice, and safeguarded the public peace;
finally Wipo tells us that “he ruled Burgundy with
magnificence”.
Some notion of the state of
the land before Henry’s arrival may be gathered by the history of the
archdiocese of Lyons. Here Archbishop Burchard, characterized by Herman of Reichenau as tyrannus et sacrilegus, aecclesiarum depraedator, adulterque incestuosus, and moreover strongly anti-German, had
been cast into prison and chains by Conrad in 1036. The city was then seized
upon by a Count Gerard, who, desirous it would appear of playing at Lyons the
part played by the Patrician at Rome, thrust into the see of Lyons his son, a
mere boy. This boy later secretly fled, and since then Lyons had contentedly
lacked a bishop.
The filling of the see thus
left vacant was one of Henry’s first cares in Burgundy: at the recommendation
of the Cluniac Halinard of Dijon, who refused the
sacred office for himself, it was given to a pious and learned French secular
priest, Odulric (Ulric), Archdeacon of Langres. That the peace and order enforced under Henry were
after all but comparative may be judged from the murder of Odulric himself only a few years later. There was much to attract Henry in Burgundy;
for side by side with its lawlessness and violence were the strivings for peace
and holiness embodied in the Treuga Dei and in the austerity of Cluny and its monasteries. Henry's
approbation of Cluniac ideals is evident, and throughout his whole life he
shows real ardor, almost a passion in his striving to
realize throughout the Empire that peace founded on religion, upon which
the Treuga Dei, if in somewhat
other fashion, strove to insist locally.
After some six weeks in
Burgundy, he must have heard at Basle on his way back of the havoc played among
the Bavarians on the frontier, a week earlier, by the new King Obo of Hungary
and his raiders. Henry, himself the absentee duke of the unfortunate duchy, at
once handed it over (without waiting, as it would seem, for the formality of an
election, as right was, by the Bavarians) to Count Henry of Luxemburg, who was
akin to the last Duke Henry of Bavaria, and nephew to the Empress Kunigunda, wife of Henry II. Trusting to the vigour of the
new duke to protect Bavaria for the time being, Henry next, a few weeks later,
summoned all the princes, including of course Eckhard of Meissen, to Cologne, there to decide upon further steps to be taken with
regard to Hungary. They unanimously declared for war.
Some four or five months
elapsed before the expedition was launched. From Wurzburg, at Whitsuntide,
Henry strengthened his hold on his Burgundian realm by dispatching Bishop Bruno
to woo for him Agnes of Poitou. A few months he spent in comparative quiet,
probably with his mother, in Thuringia and Saxony; then later, in August 104,
he entered Bavaria and started, early in September, on the Hungarian
expedition.
It was a success. Henry
overcame, not Obo himself, who retired to inaccessible fastnesses, but at least
the Western Magyars. He set up a new king, not Peter, but an unnamed cousin of
his, and then returned fairly well satisfied to Germany. Directly his back was
turned, Obo emerged from his fastness, and the reign of Henry’s candidate came
to an abrupt end. Yet a lesson against raiding had undoubtedly been given to
“the over-daring Kinglet”.
The king spent the Christmas
of 1042 at Goslar; whither in January came envoys from the princes of the
northern peoples. Bratislav of Bohemia came in
person, bearing and receiving gifts. The Russians, though they bore back to
their distant lord far more magnificent presents than they could have offered,
departed in chagrin, for Henry had rejected their offer of a Russian bride.
Casimir of Poland also sent his envoys; they were not received, since he
himself did not come in person. Lastly Obo too, who had just ejected his second
rival king, sent to propose peace. His messengers received an answer ominously
evasive.
Early in the following month,
at Goslar, the Empress-Mother died. That there had been some measure of
alienation between Henry and Gisela is suggested by Wipo’s exhortation to Henry to “remember the sweetness of a mother’s name”, and by his
recording in his Tetralogus the many
benefits conferred by Gisela on her son; as well as by Herman of Reichenau’s acid comment. Yet there is no evidence that the
alienation was serious. Henry's grants and charters on his mother's petition
are numerous. In all probability he spent with her the only long interval of
comparative leisure (1042) that he had enjoyed since his accession; she died
whilst with him at Goslar.
Soon after the funeral
ceremonies were over, Henry had his first meeting with the King of France,
Henry I. Its place and object are obscure; but probably it was on the frontier
at Ivois, and it may very well have been in
connection with Henry’s approaching marriage with Agnes of Poitou.
The king’s mind was now bent
on the preparations for yet another Hungarian expedition. Twice Obo sought to
evade the conflict. Obo did not, it is true, show much tact, if indeed he
really desired peace; for in his second embassy he demanded that Henry should
himself swear to any terms agreed upon, instead of merely giving the oath in
kingly fashion by proxy; this request was deemed an insult.
The blow when it came was
effective. Henry in the space of four weeks brought Obo to a promise of humble
satisfaction, a satisfaction never made effectual, because the promises of Obo
were not fulfilled. Far more important and of solid and lasting advantage to
Germany, was the restitution by Hungary of that territory on the Danube ceded
to St Stephen pro causes amicitiae in
1031.
Since the frontier won by
Henry remained until 1919 the frontier between German Austria and Hungary, it
is worth while considering it in detail.
The land ceded, or rather
restored, was ex una parte Danubii inter Fiscaha et Litacha, ex altera autem inter Strachtin et ostia Fiscaha usque in Maraha. South of the
Danube, that is to say, the Leitha replaced the Fischa as boundary as far south as the Carinthian March.
North of the river, the old frontier line seems to have run from opposite the
confluence of the Fischa with the Danube to a
fortress on the Moravian border, Strachtin or Trachtin. This artificial frontier was now replaced by the
river March. Thus among other things was secured permanently for Germany the
famous ‘Wiener Wald’.
The realm was now at peace:
Burgundy in order, Italy contented (in contrast to the early days of Conrad)
with German overlordship, not one of the great princes or duchies of Germany a
danger to the realm. The fame or the arms of the king had induced the princes
on its borders to seek his friendship and acknowledge his superiority. Nothing
remained to mar the public peace save private enmities. To private enemies the
king might, without danger to the commonwealth, offer reconciliation. On the
‘Day of Indulgence’ at Constance, in late October 1043, Henry from the pulpit
announced to the assembled princes and bishops and to the whole of Germany,
that he renounced all idea of vengeance on any who had injured him, and
exhorted all his princes, nobles and people in their turn to forget all private
offences. The appeal of the king was ordered to be made known throughout the
whole land, and this day at Constance became known as the “Day of Indulgence”
or “Day of Pardon”.
The object was to abolish
violence and private war, and so far the attempt bears a strong resemblance to
the contemporary Franco-Burgundian institution, the ‘Truce of God’, with which,
however, it cannot be confounded, since although the ends were the same, the
means were only superficially alike. Since however the ‘Indulgence’ has
sometimes been confused with, sometimes considered as deliberately rivaling, this ‘Treuga Dei’, it
is worthwhile to consider some relations and dissimilarities between the two
movements.
Peace and Truce of God
The ‘Truce of God’ endeavoured
to mitigate and limit violence by an appeal to Christian sentiment rather than
to Christian principle. The Christian, under heavy church penalties, was to
reverence certain days and times regarded as sacred by abstaining on them from
all violence not only in aggression but even under provocation. This ‘Truce’
was created in France, the country where private feuds were most general and
fiercest, and where therefore there was greatest need of it. Its birth place
was Aquitaine, in the year of Henry's accession; and nowhere was it more
eagerly adopted than in Burgundy, where religious zeal burnt whitest and
private feuds were most universal and devastating.
Now this ‘Truce of God’ was
an addition made to the original proclamation of a Peace of God (c. 980), which
forbade private violence against non-combatants, by oath and for a fixed time,
as contrary to Christian precept.
Like most medieval
legislation, both Peace and Truce were
largely failures.
Henry’s Indulgence struck
at the root of the evil as they had not. The Indulgence, it is true, was not so
sweeping as would have been the Peace of God, because no provision
was made for the protection of non-combatants, in case private war did arrive.
The Indulgence, being a pardon of actual enemies, could by its
nature refer only to the present and the actual without a word as to the
future, although Henry no doubt hoped that the one must entail the other.
Another distinction between
the Treuga Dei and the Indulgence consists
in the ecclesiastical character of the former. The Truce was
conceived by the Church, proclaimed by the Church, its breach punished by heavy
ecclesiastical penalties. The Indulgence was an example and
exhortation from a Christian king to his subjects, compliance being in
appearance voluntary, though royal displeasure might threaten him who refused
it. But the distinction does not, as some have thought, imply any sort of
opposition. Henry approved of the Truce as churchmen approved
of the Indulgence. One adversary of the Truce opposed it, indeed,
on the ground that by it the Church usurped a royal function. But this was the
ultra-royalist Gerard of Cambray, one of the few bishops who did not enjoy
Henry’s favor. On the other hand, the chief supporters
of the Truce in Burgundy were the bishops, firm imperialists. Only a year
before Henry’s visit to Burgundy the Bishops and Archbishops of Arles, Avignon,
Nice, Vienne and Besançon, had met Pope Benedict IX
at Marseilles and had in all probability obtained his approval for the measure
promulgated by the Burgundian synod at Montriond in
1041, extending the time of the Truce to the whole of Lent and Advent. Cluny,
whose ideal the king revered as the highest ideal of all monasticism, had,
through Abbot Odilo, appealed on behalf of the Treuga Dei to all France and Italy.
Within the French part of the Empire, in the diocese of Verdun, Henry’s friend
the Abbot Richard of St Vannes was a promoter and zealous supporter of the
Truce.
To sum up: Henry knew the working
of the Truce: its friends were his friends, its aim was his aim. In
the same spirit and with the same object he took a different method, neither
identical with, nor antagonistic to, the sister-movement in the neighboring Latin kingdoms, but worked independently, side
by side with it, in sympathy and harmony, although their provisions were
different. Henry was not given to ardors, enthusiasms
and dreams. His endeavors to found a public peace on
the free forgiveness of enemies shows a real belief in the practicability of
basing public order on religion and self-restraint rather than on force. As
little can Henry’s Indulgence be confused with the Landfrieden of a later date, which were in the
nature of laws, sanctioned by penalties; not a free forgiveness like
Henry’s Pardon.
Empress Agnes of Poitou
This year, 1043, which had
witnessed in its opening months the homage of the North, in the summer the
defeat of Hungary, in the autumn the proclamation of peace between Germans, saw
at its close the consummation of the policy by which Henry sought to link the
South more closely with the Empire.
His first marriage had allied
him with the northern power, whose friendship from that time on had been, and
during Henry’s lifetime continued to be, of great value to the Empire. His
second marriage should strengthen his bond with Italy and Burgundy, and, some
have thought, prepare his way in France. From Constance the king journeyed to
Besancon, and there, amid a brilliant gathering of loyal or subdued Burgundian
nobles, wedded Agnes of Poitou.
Agnes, that “cause of tears
to Germany”, was a girl of about eighteen, dainty and intelligent, the
descendant of Burgundian and Italian kings, daughter to one of the very
greatest of the French king’s vassals, and stepdaughter to another. Her life so
far had been spent at the court, first of Aquitaine, during the lifetime of her
father Duke William the Pious; then of Anjou, after the marriage of her mother
Agnes with Geoffrey the Hammer (Martel). The learning and piety of the one home
she exchanged for the superstition and violence of the other. For Geoffrey was
certainly superstitious, most certainly violent, and constantly engaged in endeavors, generally successful, to increase his territory
and his power at the expense of his neighbors, or of
his suzerain, the French king. He and William of Normandy were by far the
strongest of the French princes contemporary with Henry, so much the strongest,
that a great German historian has seen in the alliance by marriage of Henry
with the House of Anjou a possible preparation for the undermining of the
French throne and the addition of France to the Empire.
The marriage was held in
strong disapproval by some of the stricter churchmen on account of the
relationship between Henry and Agnes, which, although distant, fell within the
degrees of kinship which, by church law, barred marriage (Agnes and Henry were
great-grandchildren respectively of two step-sisters, Alberada and Matilda, granddaughters of Henry the Fowler. They were descended also
respectively from Otto the Great and his sister Gerberga).
Abbot Siegfried of the reformed monastery at Gorze wrote very shortly before to his friend Abbot Poppo of Stablo, who possessed the confidence and respect
of Henry, urging him even at the eleventh hour, and at risk of a possible loss
of the king’s favor, to do all that he possibly could
to prevent it. Neither Poppo, nor Bishop Bruno of
Toul (later Pope Leo IX), to whom Siegfried addresses still more severe
reproaches, nor Henry himself, paid much heed to these representations. The
marriage plans went on without let or hindrance; twenty-eight bishops were
present at the ceremony at Besançon.
Not only the consanguinity of
Agnes with the king, but also her nationality, aroused misgivings in the mind
of this German monk. He cannot suppress his anxiety lest the old-time German
sobriety shown in dress, arms, and horse-trappings should now disappear. Even
now, says he, the honest customs of German forefathers are despised by men who
imitate those whom they know to be enemies. We do not know how Agnes
viewed the alleged follies and fripperies of her nation, thus inveighed against
by this somewhat acid German saint. She was pious, sharing to the full and
encouraging her husband’s devotion to Cluny; she favored learned men; her character does not however emerge clearly until after Henry’s
death. Then, in circumstances certainly of great difficulty, she was to show
some unwisdom, failing either to govern the realm or to educate her
son. After the coronation at Mayence and
the wedding festivities at Ingelheim, Henry brought Agnes to spend Christmas in
the ancient palace at Utrecht, where he now proclaimed for the North the Indulgence already
proclaimed in the South. So with a peace “unheard of for many ages” a new year
opened. But in the West a tiny cloud was rising, which would overshadow the
rest of the king’s reign. For, in April 1044, old Duke Gozelo of Lorraine died.
Gozelo had eventually been staunch
and faithful, and had done good service to Henry’s house; but his duchy was
over-great and the danger that might arise from this fact had been made
manifest by his hesitation in accepting, certainly the election of Conrad, and
also, possibly, the undisputed succession of his son. The union of the two
duchies of Upper and Lower Lorraine had been wrung by him from the necessities
of the kings; Henry now determined to take this occasion again to separate
them. Of Gozelo’s five sons the eldest, Godfrey, had
already during his father's lifetime been duke in Upper Lorraine, and had
deserved well of the Empire. He now expected to succeed his father in the Lower
Duchy. But Henry bestowed Lower Lorraine on the younger Gozelo,
‘The Coward’, alleging a dying wish of the old duke’s that his younger son
might obtain part of the duchy. Godfrey thenceforth was a rebel (sometimes
secretly, more often openly), imprisoned, set at liberty, deprived of his
duchy, re-installed, humbled to submission, but again revolting, always at
heart a justified rebel. If, in spite of its seeming successes, Henry’s reign
must be pronounced a failure, to no one is the failure more due than to Godfrey
of Lorraine.
The beginning of the Lorraine
trouble coincided with the recrudescence of that with Hungary. Obo, perhaps
prevented by nationalist opposition, had not carried out his promises of
satisfaction; there was also growing up in Hungary a party strongly opposed to
him and favoring Germanization and German intervention.
Preparations for another campaign had been going on strenuously in Germany; by
the summer of 1044 they were complete. After a hasty visit to Nimeguen, whither he had summoned Godfrey, and a fruitless
attempt to reconcile the two brothers, Henry with Peter in his train set out
for Hungary.
With Hungarian refugees to
guide him, he was, by 6 July, on the further bank of the Raab.
There the small German army confronted a vast Hungarian host, among whom,
however, disaffection was at work. In a battle where few Germans fell, this
host was scattered; and Hungary was subordinated to Germany. By twos and
threes, or by crowds, came Hungarian peasants and nobles, offering faith and
subjection. At Stühlweissenburg Peter was restored to
his throne, a client-king; and Henry, leaving a German garrison in the country,
returned home. On the battlefield the king had led a thanksgiving to Heaven,
and his German warriors, at his inspiration, had freely and exultingly forgiven
their enemies; on his return, in the churches of Bavaria, Henry, barefoot and
in humble garment, again and again returned thanks for a victory which seemed
nothing short of a miracle.
It was now that Henry gave to
the Hungarians, at the petition of the victorious party amongst them, the gift
of ‘Bavarian Law’, a Germanization all to the good. But Hungary was not being
Germanized merely and alone by these subtle influences, by the inclination of
its kings and the German party towards things German, nor by the adoption in
Hungary of an ancient code of German law. After the battle of the Raab, Hungary was definitely and formally in the position
of vassal to Germany; not only its king, but its nobles too, swore fealty to
Henry and his heirs; Peter formally accepted the crown as a grant for his
lifetime; and Hungary was thenceforth to pay a regular yearly tribute. Obo had
been captured in flight and beheaded by his rival. The victory over Hungary
seemed even more complete than the victory over Bohemia; the difference in the
duration of their effects was partly due to a fundamental difference in the
character of the two vassal princes. While Bratislav,
a strong man, held Bohemia firmly, and, giving his fealty to Henry, gave with
it the fealty of Bohemia; Peter, subservient and cringing to his benefactor, let
Hungary slip through his fingers. Within two years he was a blinded captive in
his twice-lost kingdom; and Hungary, freed from him, was freed too from
vassalage.
This summer saw the gathering
of the western clouds. Godfrey of Lorraine had himself taken part in Henry’s
former Hungarian campaign, but deeply disappointed by the outcome of the
meeting at Nimeguen, had held himself aloof in
stubborn disobedience from this last expedition. He now sent envoys to Henry,
who declared himself ready to forget the duke's contumacy should he at the
eleventh hour consent peaceably to the division of the duchies. But Godfrey
would submit to no ‘wrong’, and having failed to move Henry, he began actively
and secretly to engage in treason. And here at once becomes evident the
peculiar danger to Germany of disaffection in Lorraine. For Lorraine was, in
truth, not German as the other German lands were German; and the first ally
made by Godfrey was rex Carlingorum,
Henry I of France. His other allies, the Burgundian nationalists of the
“Romance” party, were, like himself, of the oft disputed ‘Middle Kingdom’. In
his own duchy he prepared for resistance by gaining from his vassals an oath of
unlimited fealty for the space of three years to aid him against all men
whatsoever.
As yet there had been no
overt act of rebellion; but Henry had been given proof of Godfrey’s plots, and
in the autumn summoned him before a great assembly of the princes in Lower
Lorraine itself, at Aix-la-Chapelle. Godfrey could have defied the king and
disobeyed the summons; but to do so would have been to acknowledge his guilt.
He must have hoped that there was no evidence against him, or that the princes
would sympathize with him in his wrongs. He came, was convicted, and condemned
to the loss of all the lands, including the duchy of Upper Lorraine and the
county of Verdun, which he held in fief from the king. Godfrey now left Aix,
and broke into fierce and open rebellion. Arms were distributed to the cities
and country people, cities were garrisoned; and the duke fell with fire and
sword upon all within reach who were faithful to Henry.
So ended the year that had
seen Hungary subdued. Henry, however, did not yet foresee the stubborn nature
of the danger that threatened from Lorraine. He spent Christmas 1044 at Spires,
“a place beloved by him”. It is true that he summoned the princes to
consultation over Godfrey’s revolt. Yet, after the feast was over, it was only
the forces of the neighborhood that he led against
the ‘tyrant’ that threatened them. Even these forces he could not maintain,
because of the terrible famine in the land. He succeeded, after a short siege
and with the help of siege-engines, in taking and razing Godfrey's castle at Bockelheim, near Kreuznach. The
seizure of other castles was entrusted to local nobles, while Henry himself,
leaving sufficient men to protect his people against Godfrey’s raids, departed
to Burgundy.
Here Godfrey’s efforts had
borne fruit in feuds which had broken out in the preceding year between
Imperialist and Nationalist partisans. They ended in victory for the former,
for Count Louis of Montbeliard (who had married
Henry's foster-sister) with a small force overcame Godfrey’s ally Prince Raynald, who was uncle of Henry’s queen and son of Count
Otto-William, the former head of the anti-German party. When Henry now
approached Burgundy, Raynald along with the chief of
his partisans, Count Gerald of Geneva, personally made submission to him. Thus
died out the last flicker during Henry’s life of Burgundian opposition to union
with the Empire.
Henry took Burgundy on his
way to Augsburg, where he arrived in February 1045, and whither he had summoned
the Lombard magnates to discuss with them the affairs of Italy. He kept Easter
at Goslar. Here, not wishing to set out for the East without taking steps to
protect the West from Godfrey, he handed over to Otto, Count Palatine in Lower
Lorraine, his mother's native duchy of Swabia, which he himself had held since
1038. Otto’s mother had been the sister of Otto III. His family was widespread
and illustrious. His aunt Abbess Adelaide of Quedlinburg and Gandersheim, and his brother Archbishop Herman of
Cologne (who won for that see the right to crown the king of the Romans at Aix)
were among Henry’s truest friends. His sister, Richessa,
had been daughter-in-law of Boleslav the Mighty; his
nephew, her son, was Casimir, Duke of the Poles. Another nephew, Henry,
succeeded Otto in the Palatinate, and within a year was regarded by some as a
fit successor to the Empire. Yet another nephew was Kuno, whom the king first
raised to the Bavarian dukedom and afterwards disgraced. The youngest sister,
Sophia, about this time succeeded her aunt as Abbess of the important Abbey of Gandersheim; a niece, Theophano,
was Abbess of Essen.
Otto himself had been one of
the chief of those in the disputed duchy whose loyalty to Henry had drawn upon
themselves the vengeance of Godfrey at the beginning of the year. His
appointment now to the duchy of Swabia, so long left without a special
guardian, and neighbor to Lorraine, recalls the
appointment, when trouble threatened from the Magyars, of a duke to Bavaria, neighbor to Hungary. He ruled his new duchy, to which he
was a stranger, with success and satisfaction to its people; not, however, for
long, for within two years he was dead.
One more step Henry took for
the protection of the West from Godfrey. For such (viewed in the double light
of Henry's general policy of strengthening the local defence against Godfrey
rather than leading the forces of the Empire against him, and of Godfrey’s
policy of winning the neighbors of Lorraine to his
cause) must be considered the grant in this year of the March of Antwerp to
Baldwin, son of Count Baldwin V of Flanders. The grant of Antwerp, however,
instead of attaching Baldwin to the king's party, increased the power of a
future ally of Godfrey’s.
Having thus spent the early
months of 1045, from Christmas onwards, in local measures against Godfrey and
his allies, Henry after a short visit to Saxony prepared to spend Pentecost
with Peter of Hungary. On his way he narrowly escaped death through the
collapse of the floor of a banqueting room, when his cousin Bishop Bruno of
Wurzburg was killed. Henry, notwithstanding this calamity, arrived punctually
in Hungary, and on Whitsunday in Stühlweissenburg, in
the banqueting-hall of the palace, Peter surrendered the golden lance which was
the symbol of the sovereignty of Hungary. The kingdom was restored to him for
his lifetime, on his taking an oath of fidelity to Henry and to his heirs. This
was confirmed by an oath of fidelity in the very same terms taken by the
Hungarian nobles present. After the termination of the banquet, Peter presented
to Henry a great weight of gold, which the king immediately distributed to
those knights who had shared with him in the great victory of the preceding
year.
How far was this scene
spontaneous, and how far prepared? The oath taken by the Hungarian nobles,
without a dissentient, points to its being prepared; and if prepared, then most
certainly not without the co-operation, most probably on the initiative, of
Henry. This is what Wipo has in mind when he says
that Henry, having first conquered Hungary in a great and noble victory, later,
with exceeding wisdom, confirmed it to himself and his successors. But Henry’s
victory, on which so much was grounded, was a success snatched by a brilliant
chance; it could furnish no stable foundations for foreign sovereignty over a
free nation.
More than ever Henry appeared
as an all-conquering king; and in the West even Godfrey “despairing of
rebellion” determined to submit. During July, either at Cologne or at
Aix-la-Chapelle or at Maastricht, he appeared humbly before the king, and in
spite of his submission was sent in captivity to Gibichenstein,
the German ‘Tower’, a castle-fortress in the dreary land by Magdeburg beyond
the Saale, very different from his own homeland of Lorraine. And so the realm
for a short time had quiet and peace.
Godfrey was perhaps taken to
his prison in the train of Henry himself. For while he had been schooling
himself to the idea of peace, the further Slavs, growing restive, had troubled
the borders of these Saxon marches on the Middle Elbe. Godfrey’s submission perhaps
decided theirs; and when Henry with an armed force entered Saxony from
Lorraine, they too sent envoys, and promised the tribute which Conrad had
imposed on them.
Henry spent the peaceful late
summer and early autumn of 1045 in Saxony. For October he had summoned the
princes of the Empire to a colloquy at Tribur. The
princes had begun to assemble, and Henry himself had reached Frankfort, when he
fell ill of one of those mysterious and frequent illnesses which in the end
proved fatal. As his weakness increased, the anxiety of the princes concerning
the succession to the Empire became manifest. Henry of Bavaria and Otto of
Swabia, with bishops and other nobles, met together and agreed, in the event of
the king's death, to elect as his successor Otto’s nephew Henry, who had
followed Otto in the Lorraine palatinate, and was likewise a nephew of the
king's confidant, Archbishop Herman, and a grandson of Otto II. The king
recovered. Happily for the schemers, he was not a Tudor; but the occurrence
must have deepened his regret when the child just at this time born to him
proved to be another daughter. This eldest daughter of Henry and Agnes,
Matilda, died in her fifteenth year as the bride of Rudolf of Swabia, the
antagonist of her brother Henry IV.
Attempt at settlement in the West
The year 1046 opened again,
as so many before and after it, with misery to the country people. In Saxony
there was widespread disease and death. Among others died the stout old
Margrave Eckhard, who, “wealthiest of margraves”,
made his kinsman the king his heir.
The king, after attending Eckhard’s funeral, turned to the Netherlands, where Duke
Godfrey’s incapable younger brother, Gozelo Duke of
Lower Lorraine, was dead; here too Count Dietrich (Theodoric) of Holland was
unlawfully laying hold on the land round Flushing, belonging to the vacant
duchy.
At Utrecht, where he
celebrated Easter, Henry prepared one of his favorite river campaigns against Dietrich. Its success was complete, both the lands and
the count falling into Henry’s hands. Flushing was given in fief to the Bishop
of Utrecht, and Henry, keeping Pentecost at Aix-la-Chapelle, determined to
settle once for all the affairs of Lorraine.
The means he used would
appear to have been three: the conciliation of Godfrey, the strengthening of
the bishops, and the grant of Lower Lorraine to a family powerful enough to
hold it. At Aix Godfrey, released from Gibichenstein,
threw himself at Henry’s feet, was pitied, and restored to his dukedom of Upper
Lorraine. This transformation from landless captive to duke might have
conciliated some; but Henry did not know his man. Duke Godfrey's hereditary
county of Verdun was not restored, but granted to Richard, Bishop of the city.
Lower Lorraine was given to one of the hostile house of Luxemburg, Frederick,
brother of Duke Henry of Bavaria, whose uncle Dietrich had long held the
Lorraine bishopric of Metz.
At the same assembly there
took place an event of importance for the North and in the history of Henry’s
own house, viz. the investiture of
Adalbert, Provost of Halberstadt, with the
Archbishopric of Bremen, the northern metropolis, which held ecclesiastical
jurisdiction, not only in the coast district of German Saxony, but in all the
Scandinavian lands and over the Slavs of the Baltic.
Adalbert of Bremen had all
virtues and all gifts, save that he was of doubtful humility, humble only to
the servants of God, to the poor and to pilgrims, but by no means so to princes
nor to bishops; accusing one bishop of luxury, another of avarice. Even as a
young man he had been haughty and overbearing in countenance and speech. His
father, Count Frederick, was of a stock of ancient nobility in Saxony and
Franconia. His mother Agnes, of the rising house of Weimar, had been brought up
at Quedlinburg, and valued learning. Adalbert quickly rivaled, or more than rivaled,
Archbishop Herman of Cologne in the councils and confidence of the king. He
made many an expedition “with Caesar” into Hungary, Italy, Slavonia, and
Flanders. He might at Sutri have had from Henry the
gift of the Papacy, but that he saw greater possibilities in his northern see.
His close connection with the king caused him to be regarded with suspicion,
indeed as a royal spy, by the great semi-loyal Duke of the North, the Saxon
Bernard II. It was Adalbert who moved the bishop's seat from Bremen to Hamburg,
“fertile mother of nations”, to recompense her long sorrows, exposed to the
assaults of Pagan Slays.
But Henry was not only
looking northwards. To this same congress he summoned to judgment one of the
three great Italian prelates, Widger of Ravenna. He
had, before his nomination by Henry to the see, been a canon of Cologne, and
although unconsecrated, “had for two years
inefficiently and cruelly wielded the episcopal staff”. Wazo,
the stalwart Bishop of Liege, famous as an early canonist, was one of the
episcopal judges chosen, but without pronouncing on Widger’s guilt, he significantly denied the right of Germans to try an Italian bishop,
and protested against the royal usurpation of papal jurisdiction. This trial is
the first sign either of clash between royal and ecclesiastical claims, or of
Henry’s preoccupation with Italy, where, while these things were doing, church
corruption and reform were waging a louder and louder conflict. To Italy Henry
was now to pass. Before doing so he once more visited Saxony and the North. At Quedlinburg he invested his little eight-year-old daughter
Beatrice in place of the dead Abbess Adelaide, and at Merseburg he held court
in June, receiving the visits and gifts of the princes of the North and East, Bratislav of Bohemia, Casimir of Poland and Zemuzil of the Pomeranians.
By the festival of the
Nativity of the Blessed Virgin, 8 September 1046, he was at Augsburg, whither
he had summoned bishops, lords, and knights to follow him to Italy. The news of
the sudden downfall of Peter of Hungary grieved, but did not deter, him.
Crossing the Brenner Pass, he reviewed his army before the city of Verona.
When Henry came to Italy
(1046), he came to a realm where among the cities of Romagna and the hills of
Tuscany a new age was coming into life. He had not visited Italy since he had
accompanied his father in 1038, and now the state of things was greatly
changed, while his own policy was different from his father's. Conrad had been
at strife with Aribert, the great Archbishop of Milan, but Henry before he left
Germany made at Ingelheim (1039), as the Milanese historian tells us, “a pact
of peace with the Archbishop, and was henceforth faithfully held in honor by him”. But in 1045, when peace between the populace
and nobles of Milan was hardly restored, Aribert died. Henry rejected the
candidate put forward by the nobles and chose Guido supported by the democracy.
Politics were intertwined with Church affairs, and Henry’s dealings with the
Papacy were the beginning of that church reform, which gave Rome a line of
reforming German Popes and led to the Pontificate of Gregory VII. The story of
that progress will come before us later, and this side of the history is
therefore here left out. But it was the evil state of Rome, where the Tusculan Benedict IX, the Crescentian Sylvester III, and the reforming but simoniacal Gregory VI, had all lately contested the papal throne and the situation was
entangled, that chiefly called Henry into Italy. By the end of October he was
at Pavia, where he held a synod and dispensed justice to the laymen. At Sutri (20 December 1046) he held a second synod, in which
the papal situation was dealt with and the papal throne itself left vacant. Two
days later he entered Rome, where a third synod was held. No Roman priest was
fit, we are told, to be made a Pope, and after Adalbert of Bremen refused Henry
chose on Christmas Eve the Saxon Suidger of Bamberg,
who after “was elected by clergy and people”, and became Clement II.
On Christmas Day the new Pope
was consecrated, and at once gave the Imperial crown to Henry; Agnes was also
crowned Empress at the same time. Then too the Roman people made him
‘Patrician’: the symbol of the Patriciate, a plain gold circlet, he often wore,
and the office, of undoubted but disputed importance, gave the Emperor peculiar
power in Rome and the right to control every papal election, if not to nominate
the Pope himself. The new Patrician was henceforth officially responsible for order
in the city; so it was fitting that, a week after his coronation, he was at
Frascati, the headquarters of the Counts of Tusculum, and that, before leaving
for the South, he seized the fortresses of the Crescentii in the Campagna. At Christmas-tide Clement II held his first synod at Rome, and
it was significant of the new era in church affairs that simoniacs were excommunicated, and those knowingly ordained by simoniacs,
although without themselves paying a price, sentenced to a penance of forty
days; a leniency favored by Peter Damiani as against
those who would have had them deprived. After this the Empress went northwards
to Ravenna, while the Emperor along with the Pope set out for the South.
At Capua he was received by Guaimar, recognized by Conrad as Prince of Salerno and also
of Capua, from which city Paldolf (Pandulf) IV had been driven out. But Henry restored Paldolf, “a wily and wicked prince” formerly expelled for
his insolence and evil deeds. Conrad had also recognized Guaimar as overlord of the Norman Counts of Aversa and of the Norman de Hautevilles in Calabria and Apulia. Now Ranulf of Aversa and Drogo de Hauteville of Apulia, as they
went plundering and conquering from the Greeks, were recognized as holding
directly from Henry himself. So at Benevento the gates were shut in the
Emperor’s face and he had to stay outside. Thence he went to join the Empress
at Ravenna: early in May he reached Verona and then left Italy. There was
trouble in the South, but otherwise he left Italy “in peace and obedience”. In
the middle of May he was again home in Germany, which during his eight months’
absence had also been in quiet.
With Henry’s return he steps
upon a downward path: the greatness of his reign is over; troubles are
incessant and sporadic; successes scanty and small. During his absence Henry I
of France, with the approval of his great men and perhaps at the instigation of
Godfrey of Lorraine, made a move towards claiming and seizing the duchies of
Lorraine. When the unwonted calm was thus threatened, Wazo of Liege wrote to the French king appealing to the ancient friendship between
the realms and urging the blame he would incur if, almost like a thief, he came
against unguarded lands. Henry I called his bishops to Rheims, reproached them
for letting a stranger advise him better than his native pastors, and turned to
a more fitting warfare along with William of Normandy against the frequent
rebel Geoffrey of Anjou. But in his duchy of Upper Lorraine the pardoned
Godfrey was nursing his wrongs: his son, a hostage with Henry, was now dead,
and he also heard that his name had not been in the list of those with whom
Henry at St Peter’s in Rome had declared himself reconciled. Godfrey found
allies in the Netherlands, Baldwin of Flanders, his son the Margrave of
Antwerp, Dietrich, Count of Holland, and Herman, Count of Mons, all united by
kinship and each smarting under some private wrong. Dietrich wished to recover
from the Bishop of Utrecht the land round Flushing; Godfrey to recover the
county of Verdun from its bishop. It was almost a war of lay nobles against the
bishops so useful to Henry in the kingdom. At the moment Henry was busied in
negotiations with Hungary and in giving a new duke to Carinthia: this was Welf, son of the Swabian Count Welf,
and as his mother was sister to Henry of Bavaria, related to the house of
Luxemburg. Now too Henry filled up a group of bishoprics. A Swabian, Humphrey,
formerly Chancellor for Italy, went as Archbishop to Ravenna; Guido, a relative
of the Empress’s, to Piacenza; a royal chaplain, Dietrich (Theodoric), provost
of Basle, to Verdun; Herman, provost of Spires, to Strasbourg; another
chaplain, Dietrich (Theodoric), Chancellor of Germany, provost of
Aix-la-Chapelle, to Constance, where he had been a canon. Mainz and Treves, two
sees important for Lorraine, were vacant: to the one Henry appointed Adalbero, nephew of the late bishop, to the other Henry, a
royal chaplain and a Swabian.
Henry, now at Mainz (July
1047), was thus busy with ecclesiastical matters and the Hungarian
negotiations, when he was forced to notice the machinations of Godfrey.
Adalbert of Bremen had become suspicious of the Billung Duke Bernard, doubly related to both Godfrey and Baldwin of Flanders. Much was
at stake; so Henry quickly made terms with Andrew of Hungary, summoned the army
intended for use against him to meet in September on the Lower Rhine, and then
went northwards to visit Adalbert. Bernard had always dreaded Adalbert and now,
when the Emperor both visited him and enriched him with lands in Frisia, formerly Godfrey’s, his dread turned against Henry
too. Thietmar, Bernard’s brother, was even accused by
one of his own vassals, Arnold, of a design to seize the Emperor, and killed in
single combat; the feud had begun. Henry's power was threatened, and the
succession was causing him further anxiety, so much so that his close friend
Herman of Cologne publicly prayed at Xanten, whither Henry had come, for the
birth of an heir (September 1047).
The Emperor had begun the
campaign by a move towards Flushing, but a disastrous attack from Hollanders,
at home in the marshes, threw his army into confusion, and then the rebels took
the field. Their blows were mostly aimed at the bishops, but one most tragic
deed of damage was the destruction of Charlemagne’s palace at Nimeguen: Verdun they sacked and burnt, even the churches
perished. Wazo of Liège stood forth to protect the
poor and the churches; Godfrey, excommunicated and repentant, did public
penance and magnificently restored the wrecked cathedral. In his own city, too, Wazo stood a siege; with the cross in his unarmed
hand he led his citizens against the enemy, who soon made terms.
On the return from the
Flushing expedition Henry of Bavaria died: after a vacancy of eighteen months
his duchy was given to Kuno, nephew of Herman of Cologne. Early in October 1047
Pope Clement II died. Then in January 1048 Poppo,
Abbot of Stablo, passed away, the chief of monastic
reformers in Germany, who had given other reforming abbots to countless
monasteries, including the famous houses of St Gall and Hersfeld.
Against Godfrey Henry held
himself, as formerly against Bohemia, strangely inactive. To Upper Lorraine,
Godfrey’s “twice-forfeited duchy”, he nominated “a certain Adalbert”, and left
him to fight his own battles. Christmas 1047 Henry spent at Pöhlde,
where he received envoys from Rome seeking a new Pope; after consultation with
his bishops and nobles he ‘subrogated’ the German Poppo of Brixen, and to this choice the Romans agreed. Wazo of Liege, great canonist and stoutest of bishops, had
been asked for advice and had urged the restoration of Gregory VI, now an exile
in Germany, and, as he held, wrongly deposed. This was one of Wazo’s last acts, for on 8 July he died. And the new Pope
also died on 9 August 1048. At Ulm in January Henry held a Swabian diet and
nominated to the duchy, which had been left vacant for four months, Otto of
Schweinfurt, Margrave in the Nordgau, a Babenberg by
birth and possibly nephew to Henry’s own mother Gisela.
Lorraine remained to be dealt
with. In mid-October the two Henries, of France and Germany, met near Mainz:
France might easily have succored Godfrey who,
spreading “slaughter of men and devastation of fields, the greatest
imaginable”, had slain his new rival Adalbert. But ecclesiastical matters also
pressed at Christmas the formal embassy from Rome came to speak of the vacant
papal throne. They asked for Halinard, Archbishop of
Lyons and formerly at Dijon. This prelate, a strict reformer, had refused Lyons
in 1041, and asked again to take it later he refused unless he need swear no
fealty to Henry. Most German bishops disliked this innovation, but Henry, on
the advice of Bruno of Toul, Dietrich of Mainz and Wazo of Liege, consented. While archbishop, Halinard had
been much in Rome, where he was greatly beloved. But he hesitated long to take
new and greater responsibilities, and in the end Bruno of Toul became Pope, and
as Leo IX began a new epoch in the Western Church.
To Upper Lorraine Henry had
given a new duke, Gerard of Chatenois, who, himself
of Lorraine, was brother or uncle of the slain Duke Adalbert and related to
Henry and also to the Luxemburgers, while his wife
was a Carolingian: he was also founder of a dynasty which ruled Lorraine until
1755. The Bishops of Liege, Utrecht and Mainz, together with some lay nobles,
had been preparing the way for a larger expedition. In the cold winter of
1048-1049, favored by the lengthy frost, they
defeated and slew Count Dietrich, whose brother Florence followed him in
Holland. Then came a greater stroke and in this, too, bishops helped, for
Adalbert of Bremen was Henry’s right hand. He had already dexterously won over
the Billungs; but an even greater triumph was the
treaty he had brought about with Svein of Norway and
Denmark, who had succeeded Magnus in 1047. Svein was
in sympathy with the Empire because of his missionary zeal, and now he brought
to its aid his sea-power as his fleet appeared off the Netherland coast. England
too, which was friendly since Kunigunda’s marriage to
Henry and had also seen Flanders under Baldwin become a refuge for its
malcontents, kept more distant guard; Edward the Confessor “lay at Sandwich
with a multitude of ships until that Caesar had of Baldwin all that he would”.
Thus Baldwin was unable to “aet-burste on waetere”. Another kind of aid was given when Leo IX
excommunicated Godfrey and Baldwin at Cologne, where Pope and Emperor kept the
feast of St Peter and St Paul (29 June). Godfrey was smitten with fear and,
leaving Baldwin in the lurch, surrendered. His life was left him, but liberty
and lands he forfeited, “for he merited no mercy because of his cruel deeds”.
He had claimed two duchies and governed one: he was now for the second time a
landless captive. Then, when Henry systematically ravaged Baldwin's lands, he
too gave in, came to terms and gave hostages for his faith. So the desolating
war was over and there was again, for a short time, peace within the Empire.
Thus the Emperor was free to
watch with friendly eye the reforming work of the German Pope as he held a
synod at Rheims (3 October 1049). Here appeared not only French bishops in
goodly numbers but also English because of the friendliness of Edward with
Henry; as the synod was to be ‘Gallic’ there also came to it the prelates of
Treves, Mainz, Verdun, Besançon and Lyons. A
fortnight later Leo held a German synod at Mainz, attended by a throng of
bishops and abbots from all parts of the kingdom. This inner peace Henry
secured by outward guard: he urged the Bavarian princes and nobles to watch the
Danube; he brought Casimir of Poland to a sworn friendship. Thus he could
better face the threatening Hungarian war. Grievous sickness had again attacked
him when the birth of an heir gave him a new and dynastic interest in the
future.
Birth of Henry IV
The young Henry was born on
11 November 1050, at Goslar, the scene of so many events in his life. “In the
autumn of this year”, says the annalist of Altaich,
“the Empress bore a son”, and Herman of Reichenau adds “at last”. Even before his baptism all the bishops and princes near at
hand promised him faith and obedience. At Easter the infant prince was baptized
at Cologne and Hugh of Cluny, who was again to be his sponsor at Canossa, was
specially summoned to be his sponsor now. In this year Henry completed his work
at Goslar, which “from a little mill and hunting-box he made into so great a
city”. Besides the great new palace he built a church, and set up there canons
regular to carry on its work. Two bishops, Benno of Osnabruck and Azelin of Hildesheim, were placed over the work of the new
foundation, and soon for ardor in learning and
strictness in discipline Goslar had no equal in the province.
After the royal baptism Henry
with greater hope for his realm had started on the Hungarian campaign. But the
king, Andrew, partly withstood and partly eluded him: the German army could
only burn and ravage whole districts until hunger forced their return. Soon
after, Adalbert of Austria made a compact with Andrew and peace ensued.
Lower Lorraine still called
for Henry’s care. Count Lambert of Louvain first gave trouble, and then Richeldis, heiress of Hainault and widow of Herman of Mons,
by a marriage with Baldwin’s son, the Margrave Baldwin of Antwerp, roused
Henry’s fear and local strife. Needed on the Hungarian frontier, Henry took a
risky but generous step: he restored to Godfrey of Lorraine a former fief of
his in the diocese of Cologne and set him to guard the peace against Baldwin. From
this summer of 1051 until his marriage with Beatrice of Tuscany in 1054 Godfrey
was outwardly an obedient vassal.
The earlier part of 1052 was
marked mainly by ecclesiastical cares and appointments, and then by another
Hungarian expedition. The siege of Pressburg was
begun, when Andrew induced Leo IX to act the mediator, for which purpose the
Pope came to Ratisbon. Andrew had promised the Pope to give all satisfaction
and tribute, but when Henry had raised the siege he withdrew the promise. Leo,
in just anger, excommunicated him, but Henry could not renew the campaign,
which was his last against Hungary. He had other matters, and notably the
Norman danger in Italy, to talk over with the Pope. From January 1052 to
February 1053 Leo was in Germany: Henry sent off an army to help him in his
Italian wars and then quickly recalled it. Leo had to set out with a motley
band of his own raising, some sent by their lords, some criminals, some
adventurers, and most of them Swabians like himself.
Events were moving towards
the deposition of Kuno of Bavaria: since Christmas 1052 he and Gebhard, Bishop of Ratisbon, had been at daggers drawn. The
enemies, thus breaking the peace, were summoned to Merseburg at Easter 1053;
there Kuno for his violence against Gebhard and “dealing
unjust judgments among the people” was deposed by the sentence of “some of the
princes”. He took his punishment badly, and on returning to the South he, like
Godfrey, began to “stir up cruel strife”, sparing neither imperialists nor his
own late duchy. Bavaria was visited, too, by a famine so sore that peasants
fled the country and whole villages were left deserted, and “in those days both
great men and lesser men of the realm, murmuring more and more against the
Emperor, were saying each to the other that, from the path of justice, peace,
divine fear and virtue of all kind, on which in the beginning he had set out
and in which from day to day he should have progressed, he had gradually turned
aside to avarice and a certain carelessness; and had grown to be less than
himself”.
But if the diet at Merseburg
saw Kuno turned to an enemy it also saw Svein of
Denmark made a friend. In the North, Adalbert’s parvula Bremen had become almost instar Romae.
Adalbert’s chance lay in the haphazard fashion of the conversion of the
Scandinavian nations to Christianity. Before the days of Knut, Bremen had been
the missionary centre for the North, although it had not wrought its work as
carefully as did the English missionaries under Knut. As Denmark grew more
coherently Christian, Bremen began to lose control, and its loss of
ecclesiastical prestige meant a loss of political influence to Germany: whether
the Danish bishops were consecrated at Rome or even at Bremen they were
autonomous. The older alliance between Conrad II and Knut had brought tranquility to the North in the earlier part of Henry's
reign, and in 1049 Svein had sent his fleet to help
Henry in the Flemish war. But between 1049 and 1052 the alliance was strained
by Adalbert’s assertion of his ecclesiastical authority. In 1049 Adalbert had
obtained a bull from Leo IX recognizing the authority of Bremen over the
Scandinavian lands and the Baltic Slays up to the Peene.
Anxious for peace, at first Svein had acquiesced, but
when Adalbert reprimanded him for his moral laxity and his marriage with his
kinswoman Gunnhild, he threatened war. Yet prudence
or maybe religious scruples won the day. Gunnhild was
sent home to Sweden and king and bishop made friends (1052). Thus Svein was ready to renew the ancient friendship as useful
to Henry against Baldwin as it was to Svein against
Harold Hardrada.
In 1052, a papal brief of Leo
IX gave Adalbert wider and more definite power to the farthest North and West:
Iceland, Greenland, the Orkneys, the Finns, Swedes, Danes and Norwegians, the
Baltic Slavs from the Egdor to the Peene, all were definitely put under the ecclesiastical
headship of Bremen, as were, indeed, inclusively, all the nations of the North.
The Slavs under Godescalc “looked to Hamburg (Bremen)
as to a mother”: Denmark was submissive: Sweden, at first reluctant, was
brought round by a change of kings in 1056: Norway fell in later. It is true
that Svein, made proposals, approved by Leo IX, for a
Danish archbishopric, which would issue in a national Danish church. Adalbert
failed to carry out his large scheme of a Northern Patriarchate for
Hamburg-Bremen, for which, had he been able to count twelve suffragans, he
could have pleaded the sanction of the Pseudo-Isidore. Yet even so he was
himself papal legate in the North, and the greatness of Hamburg-Bremen under
him is a feature of German history under Henry III.
Early in 1053 at Tribur an assembly of princes elected the young Henry king
and promised him obedience on his father's death, but conditionally, however,
on his making a just ruler. Thither too came envoys from Hungary, peace with
which was doubly welcome because of trouble raised by the ex-Duke Kuno in
Bavaria and Carinthia. King Andrew, indeed, would have become a tributary
vassal pledged to military service everywhere save in Italy, had not Kuno
dissuaded him. Rebellions in Bavaria and Carinthia, intensified by Hungarian
help, kept Henry busy for some months. But the duchy of Bavaria was formally
given to the young king under the vigorous guardianship of Gebhard,
Bishop of Eichstedt. In Carinthia some quiet was
gained by the appointment of Adalbero of Eppenstein (son of the former Duke Adalbero deposed by Conrad II, and cousin to the Emperor) to the bishopric of Bamberg,
vacant through Hartwich’s death. Early in 1054 Henry
went northwards to Merseburg for Easter and then to Quedlinburg;
Casimir of Poland was threatening trouble, but was pacified by the gift of
Silesia, now taken from Bratislav, always a faithful
ally.
From Italy had come the news
of the Norman victory over Leo IX at Civitate (18
June 1053) which left the Pope an honored captive in
Norman hands; then, when he was eagerly looking for help from the Emperors of
both East and West, he died, having reached Rome. Henry, influenced by Gebhard of Eichstedt, had been
slow to help the great Pope. But he was to make one more expedition to Italy,
not because of Norman successes but because of a new move by his inveterate
enemy, Godfrey of Lorraine. The exiled duke had married Beatrice, like himself
from Upper Lorraine, foster sister of Henry, and widow of the late Marquess
Boniface of Tuscany, whose lands she held. On the side of Flanders the two
Baldwins were in rebellion and attacking episcopal territories, and so, after
having the young Henry crowned at Aix-la-Chapelle (July 17), the Emperor went
to Maastricht. John of Arras had long coveted the castle of Cambray, but was
kept out by the bishops, first Gerard and then Liutpert.
When Liutpert had gone to Rheims for consecration,
John seized the city, ejected the canons, and made himself at home in the
bishop’s palace. On his return Liutpert found himself
shut out not only from his bed but from his city. But Baldwin of Flanders led
him home in triumph, and the angry John of Arras turned to the Emperor for
help. He offered to lead Henry to Flanders itself, if the Emperor would induce Liutpert, a prelate of his own appointment, to recognize
him as holder of the castle of Cambrai. This was the reason why Henry now took
the offensive against Baldwin. He invaded Flanders, systematically ravaging it
bit by bit; he got as far as Lille, and there the city forced him to halt;
siege and hunger made the citizens capitulate and so the Emperor could go home
“with glory” as we are told, but with little solid gain. John of Arras, despite
Henry’s appeal to the bishop, did not gain his longed-for castle. To the
South-East there were still Hungarian raids in Carinthia, arid in Bavaria Kuno
was still ravaging. But the men of Austria (under their old Margrave Adalbert
of Babenberg until his death in May 1055) successfully withstood him. Earlier
in the year died Bratislav, who had, according to one
account, regained Silesia from Casimir of Poland.
Christmas was spent by Henry
at Goslar; a little later at Ratisbon in another diet, Gebhard of Eichstedt consented to become Pope, although
earlier, when an embassy from Rome had asked for a Pontiff, he had refused. His
words “to Caesar” were significant. “Lo, my whole self, body and soul, I devote
to St Peter; and though I know myself unworthy the holiness of such a seat, yet
I obey your command: but, on this condition, that you also render to St Peter
those things which rightfully are his”. At the same diet Henry invested Spitignev, son of Bratislav,
formerly a hostage at his court, with Bohemia, and received his homage. Then he
passed to Italy and by Easter was at Mantua.
In North Italy the Emperor
tried to introduce order by holding many royal courts, including one at Roncaglia (afterwards so famous), and by sending
special missi to places needing
them. His enemy Godfrey had fled before a rising of the “plebs”, and had
naturally gone to join Baldwin of Flanders. Late in May Henry was at Florence,
where, along with Pope Victor II, he held a synod. Here too he met Beatrice and
her daughter the Countess Matilda. For her marriage to a public enemy she was
led captive to Germany, and with her went Matilda. Boniface, her son and heir
to Tuscany, “feared to come to Henry” and a few days later died. On his way
homewards at Zurich, Henry betrothed his son Henry IV to Bertha, daughter of
Otto of Savoy and of Adelaide, Countess of Turin, and widow of Herman of
Swabia, brother to the Emperor.
In Germany Henry had to
suppress a conspiracy in which Gebhard of Ratisbon,
Kuno, Welf and others were probably concerned:
according to other accounts it was their knights and not the princes themselves
who conspired. But Kuno died of plague, and Welf after deserting his comrades also died. In Flanders Baldwin, now joined by
Godfrey, was besieging Antwerp, but was defeated. Death was now removing
friends as well as foes, and the loss of Herman of Cologne (February 1055) was
a real blow to the Emperor. His successor was Anno, a man not of noble birth, a
pupil at Bamberg and Provost at Goslar. At Ivois (May
1056) the Emperor met for the third time his namesake of France, and the matter
of Lorraine made the meeting a stormy one, so much so that Henry of France
challenged Henry of Germany to single combat. On this the Emperor withdrew in
the dead of night. But in Germany itself the disaffected were returning to
obedience; not only those who had conspired but Godfrey himself made
submission. On the North-East the Lyutitzi were again
in arms, and even as Henry was turning northwards against them a great defeat
on the Havel and Elbe had made the matter serious, the more so as the Margrave
William had been slain. To disaster was added famine, and when all this had to
be faced Henry was smitten with illness. Hastily he tried to ensure peace for
his son: he compensated all whom he had wronged: he set free Beatrice and
Matilda: all those at his court confirmed his son’s succession and the boy was
commended to the special protection of the Pope, who was at the death-bed. Then
5 October 1056 Henry died: “with him”, said men afterwards, “died order and
justice”. His heart was taken to its real and fitting home in Goslar, while his
body rested beside Conrad's at Spires.
The East and North-East
throughout Henry’s reign had called forth his full energy, and their story is
in very large part the story of two men—the Slav Duke Godescalc and the Bohemian Duke Bratislav. The Bohemian duke
was the illegitimate son of Duke Udalrich. When still
quite young, “most beautiful of youths and boldest of heroes”, he had shown
energy in his reconquest of Moravia from the Poles, and romance in his carrying
off the Countess Judith, sister of the Franconian Margrave Otto the White of
Schweinfurt, of royal blood. Bratislav, fresh from
his Moravian conquests, had fallen in love with the reported beauty of Judith
“fairer than all other maidens beneath the sun”, whose good father and
excellent mother had confided her to the convent at Zuinprod (Schweinfurt), “to learn the Psalter”. Bratislav,
desiring her as bride, preferred action to asking; for “he reflected on the innate
arrogance of the Teutons, and on the swollen pride with which they ever despise
the Slav people and the Slav tongue”. So he carried her off by night, on
horseback; and, lest the Germans should wreak vengeance on Bohemia, took her to
Moravia.
Bratislav could be as unswervingly
faithful as he was audacious and vigorous. His friendship or enmity meant
everything to Henry in Bohemia, much elsewhere. Yet, since he was naturally a
man of strong ambitions, it was not friendship that he offered. He
had begun his career as the ally of Conrad (against the Poles); and had held
Moravia under the joint overlordship of his father and the Emperor. But on his
succession to Bohemia in 1037, his horizon was bright with promise. Poland had
fallen from aggressive strength into disunion and civil war; the German rulers
were absent in Italy. Bratislav saw his opportunity
to take vengeance on Poland for old wrongs, and to ensure Bohemia's permanent
freedom from the Empire.
In unhappy Poland, Mesco, son of Boleslav the Mighty,
had died in 1034, leaving a boy, Casimir, under the guardianship of his German
mother, Richessa. While Mesco lived divisions had been fomented and Poland at last partitioned by the Emperor
Conrad. Now, first the duchess, and later on her son, when a man, were forced
to fly before the violence of the Polish nobles—the duke (says the Polish
Chronicle), lest he should avenge his mother’s injuries. Casimir wandered
through Russia and Hungary, and finally reached Richessa in Germany. Meanwhile Poland was given over to chaos. “Those were lords who
should be slaves” says the same chronicle, “and those slaves who should be
lords”. Women were raped, bishops and priests stoned to death. Upon the
distracted country fell all its neighbors, including
“those three most ferocious of peoples, the Lithuanians, Pomeranians and
Prussians”. Bratislav seized his chance. Sending the
war-signal round Bohemia, he fell “like a sudden storm” upon Poland “widowed of
her prince”. In the South, he took and burnt Cracow, rifling her of her ancient
and precious treasures. Up to the North he raged, razing towns and villages,
carrying off Poles by hundreds into slavery. He finally ended his career of
conquest and slaughter by solemnly transferring, from their Polish shrine at Gnesen to Prague, the bones of the martyred apostle,
Adalbert.
Bohemian wars
While these things were
happening Henry became Emperor. In the very year of his accession he prepared
an expedition against Bohemia, which did not mature. Herman of Reichenau tells of envoys who came to Henry, in the midst
of his preparations for war, bringing with them Bratislav’s son as a hostage; and of a promise made by Bratislav that he himself would soon come to pay homage. This might well, for the time,
seem sufficient.
It was in the year 1040 that
the first important expedition was launched against Bohemia. Bratislav’s intentions were by this time quite clear; for
he had, in the interval, not only demanded from Rome the erection of Prague
into an archbishopric, a step which meant the severing of the ecclesiastical
dependence of Bohemia upon Germany, but had also formed an alliance with Peter,
the new King of Hungary, who had signalized the event by winter raids over the
German frontiers.
The wrongs of Poland and of
Casimir, and the danger to Germany; were reasons amply justifying Henry's
interventions. Preliminary negotiations probably consisted in Henry’s ultimatum
demanding reparation to Poland, and the payment of the regular tribute to
Germany. On Bratislav’s refusal, the expedition was
launched, but failed (August, 1040).
Henry, humiliated for the
moment, was not defeated. He “kept his grief deep in his heart”, and the
Bohemian overtures were rejected, as we have seen. Even before this refusal,
the Bohemians and their ally, Peter of Hungary, were already raiding the
frontier.
In 1041 the German forces,
which were “very great”, advanced more cautiously, and Henry, breaking his way
into the country in the rear of its defending armies, found the country-side
living as in the midst of peace. It was in August. For six weeks the German
forces lived at ease, the rich land supplying them plentifully with corn and
cattle. Then, burning and destroying all that was left, and devastating far and
wide, “with the exception of two provinces which they left to their humbled
foes”, the armies towards the end of September moved to the trysting-place
above Prague. Meanwhile Austrian knights, under the leadership of the young Babenberger prince, Leopold, made a successful inroad from
the South.
Bratislav, unable to protect his land,
made ineffectual overtures. Then he was deserted by his own people. The
Archbishop of Prague, Severus, had been appointed by Udalrich in reward for his skill in catering for the ducal table. This traitor now led a
general desertion. The Bohemians promised Henry to deliver their duke bound
into his hands. Bratislav perforce made an
unqualified surrender. He renounced the royal title, so offensive to German
ears; he promised full restitution to Poland; he gave his duchy into Henry’s
hands. In pledge of his faith he sent as hostages his own son Spitignev and the sons of five great Bohemian nobles.
These, if Bratislav failed, Henry might put “to any
death he pleased”. Henry at last accepted his submission.
Bratislav himself built a way back to
Bavaria for the booty-laden invaders; and a fortnight later he himself appeared
at Ratisbon, and there before the king and assembled princes and many of his
own chieftains, “barefooted, more humiliated now than formerly he had been
exalted”, offered homage to Henry. His duchy was restored to him, with half the
tribute remitted; he was moreover confirmed in the possession of Silesia,
seized from the Poles, and then actually in his hands. His own splendid
war-horse which Bratislav offered to Henry, with its
saddle “completely and marvelously wrought in gold
and silver”, was given, in the duke’s presence, to Leopold of Austria, the hero
of the expedition.
Once having sworn fealty, Bratislav maintained it loyally until the close of his
life; and his advice on military matters was of great service to Henry. The
re-grant of Breslau and the Silesian towns to Poland in 1054 was, however, a
great strain even on his loyalty; and in spite of Henry's award, he recovered
the lost cities for a time from Casimir, by force of arms, in the following
year. Thence he would have proceeded to Hungary, but on his way he died. His
successor, Spitignev, although his succession was
ratified by Henry, plunged into a riot of animosity against everything German,
expelling from Bohemian soil every man and woman of the hated nation, rich,
poor and pilgrim.
Duke Casimir of Poland played
throughout a less prominent part than his vigorous neighbor.
Affairs at home kept him fully occupied; while his close early connection with
Germany, and the memory of the partition of Poland by Conrad, would further
deter him from any thought of imitating his father Mesco,
who, like Boleslav, had claimed the title of
King. Of his part in events between 1039 and 1041 we know little.
With 500 horse, he went to Poland, where he was “gladly received”; he slowly
recovered his land from foreigners; and finally (1047) overcame the last and greatest
of the independent Polish chiefs, Meczlav of Masovia. He had secured the greater part of his
inheritance; it remained to recover Silesia, seized by Bratislav in 1039 and confirmed to the Bohemian duke by Henry.
It is in 1050 that serious
trouble first threatened. In this year, Casimir was definitely accused of
“usurping” land granted by Henry to Bratislav; as
well as of other, unrecorded, misdemeanors against
the Empire. Henry actually prepared an expedition against him, and war was
averted only by the illness of the Emperor and the alacrity and conciliatory
spirit shown by Casimir. Coming to Goslar of his own free will, he exculpated
himself on oath of the charge of aggression against Bohemia, and consented to
make the reparation demanded for the acts of which he was duly judged guilty by
the princes. Thence he returned home with royal gifts.
Strife however continued
between Casimir and Bratislav; and at Whitsuntide
1054 both dukes were summoned before Henry at Quedlinburg.
It is plain that in the meantime Casimir had made good his hold on Breslau; for
the town and district are now confirmed to him by Henry, under condition
(according to the Bohemian Chronicler) of annual tribute to Bohemia. The dukes
departed “reconciled”. In the following January Bratislav died, having apparently again temporarily seized Silesia. Peace was eventually
ratified between Poland and Bohemia by the marriage of Casimir’s only daughter
to Bratislav’s successor.
In spite of the wanderings of
his youth, and the long years spent in conflict, Casimir was a scholar (he is
said to have addressed his troops in Latin verse!) and a friend of monks among
whom he had been trained. That he was himself a monk at Cluny is a later
legend. His last years were spent in the peaceful consolidation through Church
and State of what he had so hardly won. He died soon after Henry, in 1058.
The affairs of Hungary in the
years 1040-1045 group themselves around King Peter, driven from his realm by
the Magyar nobles and restored, but in vain, by Henry. His aid to Bratislav in the first years of Henry’s reign had been
prompted more by youthful insolence than by any fixed anti-German feeling. He
was a Venetian on his father’s side and on succeeding his uncle St Stephen in
1039, had promised him to maintain his widow Gisela, sister of Henry II, in her
possessions, but after a year or so he broke his faith and she fell into
poverty. This marks the time when, along with Bratislav,
he began his raids into Germany.
Two such raids, in 1039 and
1040, had been successful, when a rebellion drove him from his realm into
Germany. The new government was anti-German and inclined towards paganism,
while the new king, Obo, was chosen from among the Magyar chiefs. Peter came,
as we have seen, to Henry as a suppliant in August 1041. But Burgundian
troubles forced Henry to put Hungary aside and Obo himself began hostilities.
“Never before did Hungary carry off so great a booty” from the duchy of Bavaria
as now, although a gallant resistance was offered by the Margrave Adalbert of
Babenberg, founder of the Austrian house, and his warlike son Leopold. At
Easter 1042 Obo was crowned as king.
The puppet-king set up by
Henry in his first counter-expedition (1042) was at once expelled, but in 1043,
as we saw, Henry obtained solid gain; the land from the Austrian territory to
the Leitha and March was by far the most lasting result of all his Hungarian
campaigns. The boundary thus fixed remained, but the Hungarian crown could not
be brought into any real dependence. A third expedition (1044) restored Peter
as a vassal, but by autumn 1046 he had fallen, to disappear in prison amid the
depths of Hungary. His cousin Andrew, an Arpad, took his throne. He dexterously
used the renascent Paganism, although it was covered over with a veneer of
Christianity, and he did not wish for permanent warfare with his greater neighbor. Apologetic envoys gave Henry an excuse for delay
and for two years Hungary was left alone. Then the peace was disturbed by
Henry’s restless uncle, Gebhard of Ratisbon, who
(1049) made a raid into Hungary.
In 1050, following raid and
counter-raid, Henry “grieving that Hungary, which formerly, by the plain
judgment of God, had owned his sway, was now by most wicked men snatched from
him”, called the Bavarian princes together at Nuremberg, which ancient city now
for the first time appears in history. The defence of the frontiers was urged
upon them, and next year the Emperor himself invaded Hungary with an army
gathered from all his duchies and tributary peoples. Disregarding Andrew's offer,
he entered Hungary by the Danube, but when he had to leave his boats he was
entangled in the marshes and fighting had small result. The Altaich annalist dismisses the campaign as “difficult and very troublesome”.
Shortly afterwards, however,
Andrew seems to have made some sort of agreement, but in 1052 Henry had again
to make an expedition, though “of no glory and no utility to the realm”. Pressburg was besieged for two months before it fell. Then
once more came an agreement, made this time by the Pope’s mediation. It was
only of short duration: Kuno, the exiled Duke of Bavaria, was in arms against
Henry and urged Andrew to war. Carinthia was invaded (1054) and the Hungarians
returned rejoicing with much booty. The Bavarians themselves forced Kuno into
quietness: Henry was busy in Flanders. Thus, inconclusively, ends the story of
his relations with Hungary: German supremacy, in fact, could not be maintained.
The darkness in which the
great king died was a shadow cast from the fierce and pagan lands beyond the
Elbe and the Oder. The Slavs of the North-East were a welter of
fierce peoples, whose hands were of old against all Christians, Dane, German or
Pole. Here and there a precarious Christianity had made some slight inroad;
but, in general, attempts at subjugation had bred a savage hatred for the name
of Christian. The task of Christian civilization, formerly belonging to the
German kings, was now taken up by Pole and Dane as rivals, in a day of able
rulers and of nations welded together by their new faith. Boleslav the Mighty of Poland, an enthusiastic apostle of Christianity, had subdued the
Pomeranians and Prussians. After his death his nephew, Knut of Denmark, made
his power felt along the Baltic as far as, and including, Pomerania. This
extension of his sway was rendered easier by the alliance with Conrad in 1025
and resulted in ten years’ peace. But 1035, the year of Knut’s death, saw a
general disturbance and one of the most savage of recorded Slav incursions.
Among the many Wendish tribes
it is necessary to distinguish between the Slavs on the Baltic beyond the Lower
Elbe, Obotrites and others, and the inland Slavs beyond the Middle Elbe, the Lyutitzi. The former were more accessible to both Germans
and Danes, and as they lived under princes were partly Christianized and partly
though uneasily subject to Germany. But the Lyutitzi,
wild and free communities living under elected rulers, were a more savage
people. They might be useful as allies against the Poles, whom they hated more
than they did the Germans under the tolerant Conrad, but there could be for
them nothing approaching even semi-subjection. With them in the years preceding
Henry’s accession direct conflict had arisen through the avarice of the Saxons,
upon whom Conrad had thrown the responsibility of defense.
Repeated raids followed and Henry’s first trial in arms was against them. Then
a campaign in 1036, followed by great cruelty on Conrad's part enforced quiet,
which lasted until the end of Henry’s reign.
The other Slavs, those of the
Baltic, had dealings with the Dukes of Saxony and the Archbishops of
Hamburg-Bremen, rather than with the Emperor. Archbishop Albrand (1035-1045) built in Hamburg a strong church and palace as a refuge from Slav
raids; Duke Bernard II followed his example with another stronghold in the same
city; duke and bishop attended to their respective duties, one of exacting
tribute and the other of evangelization. But there was frequent restlessness
and grumbling at tribute demanded by the Duke and episcopal dues demanded by
the Bishop of Oldenburg which, until 1160 when the see of Lübeck was founded,
was the episcopal centre for the Obotrites; also, when Adalbert (1045)
succeeded Albrand, duke and archbishop fell into
strife. Bernard looked upon Adalbert as a spy in Henry’s service; Adalbert
strove to free his see from ducal encroachments. He finished the stone
fortifications of Bremen as a protection against Bernard rather than against
the Slavs: he added to those of Hamburg, and as further defense built a fortress on the banks of the Elbe, which its garrison made into a
robber hold until the outraged inhabitants destroyed it.
In spite of large schemes for
a province with more suffragans, Adalbert did little for the Slavs. It was
neither archbishop nor Saxon duke who maintained peace among these Slavs of the
Elbe, but Duke Godescalc. This remarkable noble was
studying at Luneburg when his father, an Obotrite prince, was murdered for his
cruelty by a Saxon. Godescalc at once renounced
Christianity and learning alike, and at the head of a horde of Lyutitzi set out to avenge his father’s death. Suddenly his
heart smote him for the woe and death he was dealing out: he gave himself up to
Duke Bernard, who sent him into Denmark. There he took service with Knut and
went with him to England. After the deaths of Knut and his sons he came home.
He found the Obotrites suffering from a heavy defeat at the hands of Magnus of
Norway, in which the family of Ratibor, their leading
chief, had been all slain. He was able to regain his father's place and the
leadership of the Obotrites. He extended his power as far as the country of the Lyutitzi, and the wide district of the Bremen diocese
“feared him as a king” and paid him tribute. With the neighboring Christian rulers, Scandinavian and German, he kept up a vigorous friend ship.
It was he who bore the burden of keeping peace, and shortly before Henry’s
death we find him, the Saxon duke and the Danish king in allied expedition
against the Lyutitzi. To the Church, which stood for
civilization, he was also a friend. He established monasteries and canons
regular in Lübeck, Oldenburg and elsewhere. Throughout the land he built
churches and to their service he summoned missionary priests who “freely did
the work of God”; like Oswald in Northumbria he travelled with them and often
acted as interpreter. “Had he lived”, says the chronicler, “he would have
brought all the pagans to the Christian faith”. He survived Henry some ten
years, being murdered in 1066.
Duke Godescalc
The peace imposed by Conrad
upon the Lyutitzi was twice broken under Henry. In
1045 he had to lead an expedition against them, but they promptly submitted and
returned to tribute. When ten years later they again broke bounds, Henry sent
against them William of the Nordmark and Count Dietrich.
At Prizlava, where a ruined castle still overlooks
the confluence of Havel and Elbe, the Margrave was ambushed, and both he and
Dietrich fell. These tidings reached Henry before his death, and with it the
frontier troubles grew more intense.
To this great King and
Emperor there has sometimes been ascribed a conscious attempt at a restoration
of the Empire of Charlemagne, limited geographically but of worldwide
importance through its control of the Western Church from its centre, Rome. But
there is little real trace of such a conception on Henry’s part, save in the
one feature of that ordered rule which was inseparably bound up with
Charlemagne’s Empire. Too much has been sometimes made of Henry’s attitude
towards Cluny, and of his marriage with Agnes of Poitou and Aquitaine, as
paving the way for the acquisition of France. But this is a mere conjecture
based upon a wish to reconcile later German ideals with the work of one of
their greatest kings. He did use the sympathy of the Church, and especially of
Cluny, in Burgundy, as a help towards the stability of ordered imperial rule,
and that was all. It was no new and subtle scheme but an old-established
procedure; a piece of honest policy, not a cynical design to trap France by
means of piety. Henry’s mind was, it is true, preoccupied with the Middle
Kingdom, but there is no trace of any endeavor to
pave the way for an eventual reunion under the scepter of his heirs of the whole Carolingian Empire. There is, however, far stronger
basis for the belief that he meant an imperial control over the Papacy than
that he aimed at an eventual supremacy over France.
For it is plain that Henry
not only unmade and made Popes, but that he accepted the offer of the
Patriciate in the belief that it meant control over papal elections, and that
he secured from the Romans a sworn promise to give to himself and to his heir
the chief voice in all future elections. Whatever the exact force of the
Emperor’s control, the promise meant that no one could be Pope except with his
approval. It put the Roman see almost, if not quite, into the position of a
German bishopric. And Henry used the power placed in his hands. Whether the Romans
would ever have revolted against Henry's choice we do not know, for his wisdom
never put them to the test. But what worked well under Henry at a time when
churchmen and statesmen had roughly the same practical aims, although maybe
divergent theories, might not work well under a less high-minded ruler under
whom Church and State had grown into divergent ideals.
Henry did not aim at imperial
aggrandizement; he did not wish to lower the Papacy any more than he wished to
conquer France. He was a lover not of power but of order, and order he meant to
guard. Moreover he was a man of fact and actuality: he respected law, he
respected custom: they must, however, be law and custom that had worked and
would work well. He showed this in his dealings with the Papacy: he showed it
in his dealings with the tribal duchies in Germany. When it is a case of giving
a duke to Bavaria, although custom was absolutely on the side of Bavaria in
electing its duke, he ignored custom and nominated. He flouted the Bavarian’s
right of election, not because he thought little of law and custom but because
he was concerned with the practical enforcement of order. It was so too with
abbots and monasteries; sometimes he allowed free election, sometimes he simply
nominated. He was guided by the circumstances, and by the state of the
monastery: he always aimed at a worthy choice but cared little how it came
about, and corrupt monks were little likely to elect a reforming abbot.
In Germany with its tribal
duchies he had no settled policy. A few months after Conrad’s death Henry
himself was Duke of Swabia, Bavaria and Carinthia, as well as king. He followed
his father’s policy in uniting the duchies with the Crown unless he saw good
reason for the contrary. Hence he gave away one great duchy after another when
it seemed good. He gave Bavaria to Henry of Luxemburg when it was threatened by
Obo of Hungary; Swabia to the Lorrainer Otto when Godfrey was troubling the neighboring Lorraine. And he did not fear to raise houses
that might become rivals in the Empire if they served the present use. It was
so with his patronage of Luxembourgers and of Babenbergs.
And yet it must be confessed that Henry’s dealings with the duchies were not
happy. Bavaria and Carinthia he left largely hostile to the Crown. Lorraine was
torn by rebellion because in the case of Godfrey Henry had misjudged his man.
Personal genius was lacking, too, in his dealings with the border-land states,
although with Bohemia and Hungary he could claim success. And in Burgundy, if
anywhere, he did succeed.
Upon internal order he had
set his heart. We recall his “Declarations of Indulgence” and the “peace
undreamt of through the ages” which followed. Yet the peace was itself
precarious, though his example was fruitfully followed afterwards; and Germany,
breathing awhile more peacefully during recurring Landfrieden,
had cause to bless the day at Constance.
In himself he seems to have
lacked breadth and geniality: with humble fidelity he took up the task of his
inheritance: his single-mindedness and purity of character are testified to by
all: there were great men whom he chose out or who trusted him: Herman of
Cologne, Bruno of Toul (Leo IX), Peter Damiani. Yet he could fail with great
men as with smaller: Leo IX towards the end, and Wazo of Liege he misjudged; the difficult Godfrey of Lorraine, whom he failed to
understand, well-nigh wrecked his Empire. It was this personal weakness that
made him, in his last years, fall below his own high standard, unable to cope
with the many difficulties of his Empire. He seems weary when he comes to die.
Germany looked back to him, not for the good that he had done, but for the evil
which came so swiftly when his day was over.
In Germany he did not build
to stand. One great thing he did to change history, and in doing it he raised
up the power that was to cast down his son and destroy his Empire. His tomb and
his monument should be in Rome.
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