MEDIEVAL HISTORY. EMPIRE AND PAPACY,THE CONTEST
CHAPTER XVII ENGLAND: HENRY II.
I
The lands of which Henry II was in name the ruler
stretched from the Tweed to the Pyrenees. England was but one member of a
dominion that cannot be called an empire, for it was only held together by the
common allegiance that individual magnates owed to Henry. As with the king, so
with his barons: Robert, Earl of Leicester, was lord of Breteuil; his elder
brother was Count of Meulan. The great men of Henry’s day held land on both
sides of the Channel and frequently passed from their English to their
continental possessions. Henry's own time was fairly equally divided, though
France claimed more of it than England1. The defence of his continental
boundary was a perpetual problem, and prosecution of his frontier claims a
constant occupation; the lawyer in Henry made him unwilling to abandon any, one
of them. England needed government and not defence; it gave Henry the greatest
of his many titles, but in no sense was it the centre of his dominions. From
either point of view, the “Angevin Empire” is a modern conception.
Already Duke of Normandy and Aquitaine and Count of
Anjou, Henry became king without opposition on Stephen’s death on 25 October
1154. Stephen had recognized him as his heir and justiciar of the kingdom by
the treaty of Wallingford of the previous year. What was meant by this title is
uncertain, but Roger of Howden, writing at the end of the century, says that
thereafter all the business of the kingdom was done through him. In any case,
the work of demolishing the unlicensed castles of the anarchy was begun before
Stephen’s death, although the slowness with which the work was accomplished
almost caused a rupture between Henry and Stephen. As king, Henry carried on
the work, and used in the administration men who had served Stephen before him.
Archbishop Theobald of Canterbury, Robert, Earl of Leicester, Richard de Luci,
had all played their parts in Stephen’s reign. They now became Henry’s chief
advisers, together with Reginald, Earl of Cornwall, his uncle, and Thomas
Becket, one of Theobald’s clerks, whom Henry made Chancellor on the
archbishop’s advice. Nigel, Bishop of Ely, Henry I’s treasurer, was called in
to reorganize the Exchequer.
The assertion of royal authority was made without
difficulty. Ranulf, Earl of Chester, who had nearly created for himself an
independent principality in central England, died in December 1153, leaving a
child as his heir. No one seems to have considered the possibility of making
Stephen’s surviving son, William, king. The Church was on Henry’s side, and the
baronage, tired of a weak king, accepted the situation. After keeping his
Christmas court at Bermondsey, Henry visited the northern and eastern parts of
his kingdom. On 23 January he was at Lincoln with the Archbishop of Canterbury
and the Master of the Templars in England. In February he was at York, and
William of Aumale, Earl of Yorkshire, surrendered the castle of Scarborough.
Thence Henry went to Nottingham, and William Peverel of Nottingham, the greatest
baron of Nottingham and Derby, suspected of poisoning the Earl of Chester, took
shelter under the cowl. The only serious opposition to the surrender of castles
was in the west. Roger, Earl of Hereford, fortified Hereford and Gloucester;
Hugh Mortimer fortified Wigmore, Cleobury Mortimer, and Bridgnorth. The Earl
submitted on the persuasion of the Bishop of Hereford, Gilbert Foliot, but the
subjugation of Hugh Mortimer’s castles occupied most of the summer of 1155.
At a great council held at Wallingford in April Henry
tried to secure the succession to the throne. He caused all the magnates to
swear fealty to himself and his heirs, William, who was not yet two, and,
failing William, Henry, born in the preceding February. At the Winchester
council in September he put forward his plan of conquering Ireland, to make a
principality for his younger brother William. It seems to be this proposal,
together with the Toulouse war of 1159, that has made historians talk of Henry
as of one who set order in his kingdom that he might engage in wars of
conquest. It is the prerogative of youth to dream, but history suggests that
Henry’s dreams were short. There was sound political reason for the Irish
proposal of 1155: William's support was necessary, for Henry's second brother,
Geoffrey, was making trouble by insisting on his claims to Anjou and Touraine.
To suppress him and to assure himself of the loyalty of Aquitaine and Normandy,
Henry left England in January 1156. The capture of Geoffrey’s castles of
Mirabeau and Chinon ended his revolt. He was satisfied with compensation in
money and permission to accept the invitation of the men of the eastern part of
Brittany and make himself Count of Nantes. In his attitude towards Brittany, both
now and later in his reign, Henry was but maintaining the policy of his
ancestors who claimed overlordship of that province. In his relations with
continental powers the same feeling can be traced, a desire to lose nothing
that had come to him by inheritance or marriage; no right must be given up, no
claim allowed to lapse. But Henry was only an aggressor in so far as he forced
others to recognize claims which they would rather see forgotten. The war of
Toulouse which occupied the July, August, and September of 1159 was undertaken
to recover Toulouse, to which Henry inherited a title through his wife. When
the King of France interfered, Henry gave up the war; to continue it against
his overlord would have been going beyond his right.
The question of Henry’s relations with Wales and
Scotland had to be faced early in the reign. Both countries had gained by the
anarchy in England. David of Scotland had been succeeded in 1153 by his
grandson Malcolm IV, who visited Henry in England, and agreed to surrender Northumberland
and Cumberland, with the castles of Bamburgh, Newcastle, and Carlisle. Either
at Peak Castle or at Chester he did homage to Henry for his English lands, the
honor of Huntingdon. A Welsh expedition was not only essential from the
standpoint of general policy; it was a means of securing the gratitude of
marcher lords who had lost land in the time of Stephen. The object of Henry’s
attack was the northern kingdom of Gwynedd, where Owen Gwynedd had built up a
principality which Ranulf, Earl of Chester, himself had feared. The succession
of a child of six to the earldom exposed it to Owen’s attacks. Henry’s Welsh
expedition of 1158, though not a brilliant military success, achieved for the
moment its end; Owen was forced to give hostages, and his activities were
checked for a time. Rhys ap Gruftydd, the ruler of Deheubarth, the southern
kingdom, after some hesitation, acknowledged the overlordship of Henry. The
Clares and Cliffords were restored to the lands that Rhys had conquered in the
previous reign. Neither Rhys, however, nor Owen was prepared to acquiesce in
any reduction of power, and in 1162 Rhys took Llandovery Castle from Walter
Clifford. In the next year Henry led an expedition into Wales, passing through
Carmarthen and taking Rhys prisoner at Pencader. Rhys was allowed to do homage
and return to his principality, but he immediately re-opened war, ravaging
Cardigan until little more than the castle and the town remained to the
Normans. Henry’s absorption in the Becket quarrel after 1163 encouraged Rhys
and Owen to make a combined attack on the marcher barons. The lesser princes of
Wales were attracted into the alliance by the prestige of the two
leaders. The failure of Henry’s great expedition of 1165 to suppress the
coalition secured for the Welsh another hundred years of freedom. Henry made no
other great effort, and from that time his attention was confined to
strengthening the border castles. His concern was not to restrain the Welsh
princes or keep their lands for the marcher lords, but merely to retain the
overlordship of the two kingdoms of Deheubarth and Gwynedd. In the troubles of
the rebellion of 1173-4 the Welsh princes were faithful to Henry.
The minister to whom Henry from the first gave his
fullest confidence was Thomas Becket, his Chancellor. The office of chancellor
involved the custody of the king’s seal and constant attendance on his person:
Becket is almost always a witness, often the sole witness, to the charters and
writs of the early years of the reign. His power, however, depended not on his
office, but on his intimacy with the king. It was at Henry's gift that he
received the custody of vacant benefices, not by virtue of his office as
chancellor. Becket acquired wealth and became a leader of fashion. Too busy to
return to his archidiaconal duties, he earned but mild reproaches from his
archbishop and requests that he would forward certain business with the king.
Through him the king might be approached not only by schemers like Arnulf,
Bishop of Lisieux, but by such men as John of Salisbury. The circumstances of
Becket’s death have secured the preservation of masses of material, not only
relating to his life as archbishop, but also to his time as chancellor. His
work can also be traced in the official language of the Pipe Roll clerks. He
was concerned in the restoration of order, in the administration of justice, in
diplomatic business at the French court. His writ could authorize the payment
of money out of the treasury, a right that later in the reign belonged only to
the Justiciar. It was with reason, though in flattery, that Peter, Abbot of La
Celle at Troves, wrote: “Who does not know you to be second to the king in four
kingdoms?”
Archbishop Theobald died in April 1161, and a year
passed before Henry decided that Becket should succeed him. The stories of
Henry’s announcement of his decision to Thomas and Thomas’ unwillingness to
become primate were probably invented to fit the history of the struggle. The nolo episcopari of Thomas was probably
no less common form than that of most contemporary bishops; there is nothing in
his career to suggest an unwillingness to accept great office. He was a man of
high ambitions. Of undoubted ability, he was, however, not fitted to be
Lanfranc to Henry’s William. He had neither the training nor the sanity of that
great archbishop and administrator, nor among the churchmen of Henry’s day
would it have been easy to find a second Lanfranc. Henry’s hesitation may mean
that he was not sure of Becket. There is no evidence that he was obnoxious to
the ecclesiastical party as a whole; Gilbert Foliot, Bishop of Hereford and
afterwards of London, was never his friend, but Theobald seems to have desired
him for a successor. Once Becket was consecrated, he tried to be the perfect
archbishop. He resigned the chancellorship, though he did not give up the
archdeaconry of Canterbury until the king forced him to do so. He played the
ascetic as perfectly as he had played the courtier. There was no insincerity in
this changed way of life.
He showed from the first a determination to let go no
right which the Church could claim. His attitude was natural, for it must have
seemed a noble thing to be head of the Church in England. He set about winning
back for his own Church of Canterbury the lands and rights which it had lost.
No claim was too shadowy for him. He demanded from the king the custody of the
castles of Rochester, Saltwood, and Hythe, from the Earl of Hertford, Roger de
Clare, his homage for Tonbridge Castle. Forgetting his own past, he deprived clerks
in the king’s service of the benefices in the see of Canterbury that they held
as their reward. As archbishop he claimed rights of patronage over all
benefices on land held by tenants of the see; he excommunicated William of
Eynsford, a tenant-in-chief for other lands, for resisting the application of
this claim. He came into conflict with the king over a matter of general
administration. In July 1163 at the council of Woodstock, Henry proposed that
the sheriff’s aid should be paid into the royal treasury. Becket’s opposition
was so vigorous that Henry dropped the plan. Flagrant cases of the inadequacy
of ecclesiastical punishment for crime, and of abuse in ecclesiastical courts,
came to complete the estrangement. On 1 October 1163 at the council at Westminster
the question of criminous clerks was discussed at length. The king and his
advisers demanded that accused clerks should answer the accusation in the lay
court, that they should be handed over to the ecclesiastical court for trial
and judgment, and that if the accused were found guilty he should be degraded
and given up to the secular power for punishment. Warrant for this procedure
could be found in Canon Law. Becket, with the support of the bishops, answered,
not that Henry’s interpretation of Canon Law was unjustifiable, but that “God
will not judge a man twice for the same offence”. Realizing that Becket would
continue to evade the question of law, Henry fell back on custom, and asked
whether the bishops were prepared to observe the ancient customs of the
kingdom. After discussing the matter among themselves, they said that they were
prepared to observe them, “saving their order”. Hilary, Bishop of Chichester,
alone promised to observe them without this reservation. Henry broke up the
council in exasperated fury.
The king used every means in his power to overcome the
clerical opposition. He removed his heir from Becket’s charge, and he took from
Becket the custody of the castles and honors of Eye and Berkhampstead. He did
his utmost to make a party against Becket among the bishops, and the Archbishop
of York and the Bishop of London promised to observe the customs. In the last
three months of 1163, Arnulf, Bishop of Lisieux, and Richard of Ilchester,
afterwards Bishop of Winchester, are said to have crossed the sea six times to
gain the Pope’s assent to the customs. The Pope himself, exiled from Rome and
travelling in northern France, was unwilling to offend Henry. He obviously
wished Becket to moderate his opposition, although he did not immediately
accede to Henry’s requests that Roger, Archbishop of York, should be appointed
legate in succession to Theobald, and that the bishops should be ordered to
obey the customs. Before the end of the year Becket gave way to the
expostulations of the bishops and the fears of the Pope and cardinals; he
promised his consent to the customs.
The Constitutions of Clarendon
A council was therefore summoned to meet at Clarendon
in January 1164 at which Becket might give his formal assent. He is said to
have come repenting his promise and prepared to withdraw it. The king in the
meantime must have caused the customs to be carefully drawn up and engrossed.
The writing of the Constitutions cannot have been left, as some authorities
would have us believe, until the council was in actual progress; they were
produced on the first day of the council. Becket was only induced to agree to
them by the persuasions of bishops, two knights of the Temple, and the two
senior earls, Cornwall and Leicester. After giving his unqualified assent to
the Constitutions and allowing the bishops to do the same, Becket refused to
take the irrevocable step of sealing the document. The Constitutions had been
engrossed modo cirografi, that is,
they had been written out three times on one piece of parchment. Before the
parchment was severed into three, the two archbishops and the king should each
have affixed his seal to each copy of the Constitutions. Since Becket refused
his seal, the document apparently unsealed, was cut into three parts. One part
was given to the Archbishop of York, one was thrust into Becket’s hand, and the
third was laid up in the royal treasury.
There is no evidence that the general body of English
clergy felt that the Constitutions of Clarendon were any other than Henry claimed,
that is, an accurate representation of the customs of his grandfather’s time.
The relations between Church and State had never exactly been defined before.
Such hesitation as the bishops may have felt in agreeing to the Constitutions
was probably due to a natural dislike of definition and fear of precedent. The
Church won little by Becket’s death because it wished to win little. It was not
an aggressive body, and many of the judges in its courts had been trained, some
were still actually engaged, in the king’s service. To say that the king’s
policy at this time meant an inevitable quarrel between Church and State is to
go beyond the evidence. What might have been expected was an assertion of the
right of the king’s court to define the limits of ecclesiastical jurisdiction,
and, thereafter, competition between the Church courts and the lay courts for
jurisdiction over individual cases. Henry did not begin the quarrel by
attempting a general revision of ecclesiastical justice. His ultimatum, in the
Constitutions, was as much directed against and caused by Becket’s general
attitude of arrogant and aggressive rectitude as by the abuses of
ecclesiastical courts. A few years later, at the time of the Inquest of
Sheriffs, the barons submitted to a far more drastic supervision of feudal
justice than Henry ever proposed in the case of the courts of the Church.
Thomas was an exception among the churchmen of his day. He would have found a
congenial atmosphere in the Curia of Boniface VIII.
The fate of the Constitutions indicates the attitude
of the English Church to Henry’s claims. Only in regard to criminous clerks and
appeals to the Pope was Henry forced to give way. Both sides laid particular
emphasis on the clause dealing with criminous clerks. Opinion among canonists
as to the validity of Henry's claims was divided. Passages in Canon Law could
be interpreted to mean that clerks found guilty and degraded in the
ecclesiastical court should be handed over to the lay court for punishment. It
does not seem to have been the opinion of canonists that this procedure was
contrary to the dictum so constantly on Becket’s lips. The archbishop was no
canonist, and there were those who said that he was not even scholar enough to
make a speech in Latin. He concentrated on the question of punishment. His
murder secured for clerks immunity from lay punishment for their first crime.
But it should be remembered that, when Henry submitted on this point, and
indeed throughout the next century, the word clerk had not the wide interpretation
that it received in later times. In the twelfth and thirteenth centuries a
clerk had to prove his ordination, at least to the sub-diaconate, before he was
handed over to the official of the Church to be tried in Court Christian.
Moreover Henry succeeded in forcing accused clerks to appear in the lay court
to prove their clergy, although Canon Law gives no justification for the
practice. So much he gained. His unfortunate surrender of the right to punish
the guilty clerk left an opening for private revenge. In 1202, in a trial for
murder at Lincoln, it was stated that the murdered man had been degraded from
the diaconate for killing a relative of the defendant.
The king retained without serious question much of
what the Constitutions gave him. Advowsons remained lay property; the king kept
control over the churches of his fee; elections to bishoprics were conducted as
before in the king’s chapel. For the rest, the relations between Church and
State were left to be worked out in the practice of the courts. By the
Constitutions the king had agreed that jurisdiction over land held in free alms
belonged to the Church courts; but he had secured to his own court the right of
adjudging, in accordance with the verdict of a jury, whether the land at issue were
lay fee or free alms. Had the Church courts been able to keep all the
jurisdiction this clause would have given them, much business would have been
lost to the king’s court; for during the last half of the twelfth and
throughout the thirteenth century innumerable grants of lands were being made
to religious houses in free alms. By John’s day it was highly exceptional
for this procedure by the assize utrum,
as it was called from the words of the writ which began it, to be a prelude to
a suit in the ecclesiastical court. The assize rolls show the religious houses
using the layman’s forms of action in the lay courts. The assize utrum was already almost entirely
confined to rectors of parish churches, who without it would have found
difficulty in proving their right to the lands of their church appropriated by
laymen. If the jury’s verdict in such a suit declared the land to be free alms
the parson recovered his land without further process of law. In this respect
at least the king had won far more than the customs of Henry I would have given
him. But the king’s courts found it difficult to maintain what Henry had
asserted at Clarendon, jurisdiction over debts where the bargain had included
the formal pledging of faith. No one doubted that it belonged to the Church
courts to deal with questions of broken faith. Henry declared in effect that
the affidatio, or pledging of faith,
was not essential to the legal validity of a bargain, and that suits touching
the bargain must be heard in his court. The lay court won in the end, but it
had to contend not only with ecclesiastical courts more eager for jurisdiction
than those of the twelfth century, but also against the religious feeling of
the English people
Becket never intended to observe the Constitutions. He
abstained from the service of the altar as a penance for his weakness in ever
promising to observe them; and he even made an ineffectual attempt to leave the
country. The Pope took neither side, not daring to offend Henry nor wishing to
desert Becket. The next move came from the king. An officer of the court, John
the Marshal, father of the famous William Marshall, Earl of Pembroke,
complained to the king that the archbishop’s court had failed in justice in a
plea which he had brought for the recovery of land held of the see of
Canterbury, and Becket was summoned to answer for the failure of his court.
Instead of sending an essoin, a
formal excuse for non-attendance, he sent four knights with letters from
himself and the sheriff of Kent to answer on his behalf. The case was
adjourned, and Becket was summoned to appear at a great council at Northampton
in October, to answer both for his previous contempt of the king’s court and
for the failure of his own court to do right to John the Marshal. Becket came
to Northampton. He sought the king on 7 October, and his case was heard the
next day. On the original question, the case of John the Marshal, the
archbishop was successful, but the barons, both lay and ecclesiastical,
adjudged him guilty of contempt of the king’s court, and he therefore fell into
the king’s mercy. Although protesting that no court had the right to try him,
Becket was persuaded to offer to make fine with the king for his amercement.
The king, on the other hand, seems to have come to Northampton with the
intention of forcing Becket’s hand by attacking him in every possible way. He
demanded an account of the sums which Becket had received as custos of the honors of Eye and
Berkhampstead, of five hundred marks which he had received from the king for
the Toulouse campaign, of another five hundred marks for which the king had
been his pledge to a certain Jew, and finally of the issues of the vacant sees
which had passed through Becket’s hands while he was chancellor. Becket was
forbidden to leave Northampton until he had given the king security for the
whole amount. The third day of the council, Saturday 10 October, was passed by
Becket in discussing with the bishops and abbots the course that he should
take. However ungracious the king’s demands, they did not alienate either the
bishops or the laity; some bishops even urged Becket to resign the
archbishopric and put himself in the king’s mercy. On the following Tuesday,
Becket made up his mind to defiance. He forbade the bishops to associate
themselves in any judgment on him with regard to his conduct as chancellor, he
appealed to the Pope, and he ordered the bishops to excommunicate all who dared
to give effect to the judgment of any lay court upon him, thus directly
contravening the Constitutions of Clarendon. His action placed the bishops in a
difficult position. They must either endure the king’s anger for breaking the
eleventh clause of the Constitutions of Clarendon or the censures of the Church
for disobedience to their archbishop. They evaded the dilemma by abstaining
from judgment upon the archbishop, but appealing to the Pope for his deposition
on the ground of his perjury in withdrawing the assent which he had originally
given to the Constitutions. The king’s court never delivered its judgment upon
Becket. The barons, headed by Robert, Earl of Leicester, qui dux erat verbi, went to pronounce it, but Becket did not stay
to hear it. He left the castle; next day he left Northampton; by 2 November he
had crossed the Channel as a fugitive.
The murder of Becket
The quarrel begun unnecessarily by Becket was pursued
unmercifully by the king. He exiled all the archbishop’s kinsfolk, of whom
there seem to have been many. They had become rich with drippings from Becket’s
abundance, and their departure impressed contemporaries so much that private
documents may occasionally be found dated “in the year in which the king caused
the kinsfolk of the archbishop to cross over”. Becket’s exile lasted for six
years. To a man of his temper it must have been hard to bear, and its influence
upon his character was lamentable—he became fanatic. The Pope was still
unwilling to commit himself. Henry tried to intimidate him by negotiations with
the Emperor, but it was obvious that opinion in England, although almost wholly
on Henry’s side in his struggle with the archbishop, was not favorable to
dealings with the anti-Pope. Alexander forbade Becket to take any irrevocable
step until Easter 1166. By the time the truce expired, the Pope was back at
Rome, and ready to support the archbishop. Becket was authorized to
excommunicate all who had occupied the lands of Canterbury since his flight,
and was given a legatine commission over all England except the see of
York. At Vézelay on Whitsunday Becket excommunicated John of Oxford, afterwards
Bishop of Norwich, and Richard of Ilchester, afterwards Bishop of Winchester,
for communicating with the supporters of the anti-Pope. They had been Henry’s
ambassadors to the Emperor in 1165. Richard de Luci, the Justiciar, and
Joscelin de Balliol were excommunicated as the authors and fabricators of the
Constitutions, and Ranulf de Broc, Hugh de St Clare, and Thomas fitz Bernard
for having occupied Canterbury lands.
The sentences brought Becket little good. The armies
of Frederick Barbarossa were coming south, and the Pope himself dared not
attack Henry openly. He received Henry’s embassy sent to prosecute a renewed
appeal on behalf of the English bishops against Becket. One of the ambassadors
was John of Oxford, whom the Pope allowed to clear himself by oath of the
imputations which had been the ground of his excommunication. Legates were
appointed to bring about peace, but both antagonists had gone beyond reason. At
Clairvaux in April 1169 Becket excommunicated Bishops Gilbert Foliot of London
and Joscelin of Salisbury. Foliot had opposed Becket from the first, and had
brought to his opposition a bitter wit and a gift of sarcasm which Becket could
not match.
As time went on, new matters of dispute made hopeless
the original quarrel over the Constitutions of Clarendon. Becket demanded all
the revenues of the see of Canterbury which had accrued during his exile. In
the meantime, the king had been providing for the apportionment of his
possessions among his sons, and wished his heir, his eldest surviving son,
Henry, to be crowned King of England. In Becket’s absence, the ceremony was
performed on 14 June 1170 by Roger, Archbishop of York. It is easy to understand
Becket’s anger at this infringement of an undoubted prerogative of his see. The
bitterness had never gone out of the struggle for primacy between successive
Archbishops of York and Canterbury, and Roger had never made a profession of
canonical obedience to Thomas. Becket had a further, though unacknowledged,
reason for resentment. Roger de Pont l’Eveque had been a senior clerk in
Archbishop Theobald’s household when Thomas of London had entered it from a
merchant’s office. It is hard to understand Becket’s willingness to agree to a
reconciliation with Henry at Fréteval on 22 July 1170 which left every matter
at issue unsettled.
The king’s attitude was plain. The Pope had
commissioned the Archbishop of Rouen and the Bishop of Nevers to make peace.
Becket was not to insist on the arrears of the revenues of his see, and the
question of the Constitutions was not to be raised until peace had been
secured; in that event, the king was to be persuaded to moderate them. If Henry
refused to be reconciled to the archbishop within forty days of the receipt of
the Pope’s letters, his continental lands were to be laid under an interdict.
The reconciliation of Fréteval was a mere form.
Nothing was said of the Constitutions, for Henry meant to maintain them, and
Becket knew it. The question of the arrears was not raised, for Becket meant to
have them, and Henry knew it. The king promised amends for the injury done to
the archbishop by the coronation, but refused to give him the kiss of peace.
Becket demanded it, though he meant war. At Becket’s request, the Pope had
given him letters suspending the prelates who had taken part in the coronation.
These letters he sent to England before he himself landed on 1 December. On
Christmas Day in Canterbury cathedral, he violently denounced his enemies,
especially those who had entered upon the possessions of his see. The end of
his story, which came four days later, is well-known, but Becket's secret
thoughts and hopes, which undoubtedly precipitated the tragedy of 29 December,
remain mysterious. There is much in his conduct at the end to suggest that he
desired the martyr’s crown. In Becket’s heart there had always burned a fierce
desire to excel. He had enjoyed the highest secular power he could hope to win;
the highest ecclesiastical position in England had been his. Neither Church nor
State had suffered from his exile, and even the Pope had not unreservedly
supported him. He hoped to be a second and a greater Alphege; by his death he
won what to him was sweeter than life.
The news of the murder reached Henry at Argentan on 1
January 1171. He is said to have spent three days in solitude. The Pope had
previously instructed the Archbishops of Sens and Rouen to lay an interdict on
Henry’s continental lands if the archbishop were arrested. On 25 January the
Archbishop of Sens published the interdict, but the Archbishop of Rouen and the
Norman clergy refused to recognize the sentence. They appealed against it, and
the archbishop with three bishops and three clerks set out to prosecute the
appeal at the papal court.
In considerable anxiety as to Alexander’s attitude,
Henry sent an embassy, and the excommunicated bishops sent messengers.
Alexander waited until April; then he confirmed the interdict and the
excommunication of the bishops. Against the king personally he took no other
action than to forbid him to enter a church; legates were to be sent later to
announce the terms on which absolution would be granted. After a few days the
Pope was persuaded to send permission for a conditional absolution on behalf of
the Bishops of London and Salisbury because of their age and infirmity. In the
meantime Henry had spent the months of March and April in Brittany. England
must have been simmering with excitement, for the miracles of Thomas began
almost as soon as he was dead. The first miracle occurred in Sussex on the
third day after the martyrdom, and the second miracle at Gloucester two days
later. By Easter time “miracles came in crowds”. But at first it was the humble
who believed. Brother Elias of Reading dared not tell his abbot of his visit to
the shrine of Thomas to win a cure for his leprosy; he had asked leave to visit
the health-resort at Bath. Though the better-informed may have been
skeptical of the miracles, the unforgiven king must have been glad to leave
England for Ireland, to pass the time there until the legates should come to
absolve him.
Ireland
Recent events in Ireland combined with the murder to
suggest that the invasion proposed in 1155 should at last be carried out.
Ireland in the twelfth century resembled Britain in the days of Gildas. The
position of high-king was a dignity to be fought for continually, but it gave
to the winner only a nominal supremacy, a cattle tribute, and jurisdictional
rights so vague as to be indefinable. In theory, each of the five divisions of
Ireland—Ulster, Munster, Leinster, Connaught, and Meath—had its king. In fact,
the boundaries of the provinces shifted with the varying power of the kings,
whose very existence depended on success in war and the reputation which it
brought. The chief preoccupation of each king was to keep his family in power
against other families, and himself as against other members of his own family;
no thought of establishing order in their kingdoms troubled them. Indeed, if it
had, their period of power would have been short. The Scandinavian settlements
along the coast, Dublin, Limerick, Waterford, Wexford, were centers where the
Irish tribesmen disposed of their furs and hides, and obtained the produce of
civilization. A poor country, ridden by war, Ireland was never previously
conquered because it was not worth conquest.
The immediate occasion of Norman intervention in
Ireland was an appeal for help from the exiled King of Leinster, Dermot Mac Murrough.
Henry gave him presents, received his homage, and issued letters patent
allowing any of his subjects to assist Dermot to recover his kingdom. Dermot
found help among the Norman colonists in Wales. Richard Fitz Gilbert, whose
father had been created Earl of Pembroke by Stephen, was anxious to win a
position in another land. The marcher lords of South Wales were steadily losing
ground before the encroachments of Rhys ap Gruffydd. Richard, generally known
by his father’s nickname of Strongbow, bargained for Dermot’s daughter in
marriage, with the reversion of Leinster, and made his expedition conditional
upon Henry’s consent. By the end of 1169, Dermot had recovered Leinster with
the help of small bands of Norman adventurers from Wales. In spite of Henry’s
withdrawal of his permission for the expedition, Strongbow himself landed in
Ireland in August 1170, married Eva, Dermot’s daughter, and succeeded him, not
without opposition, on his death in May 1171. Henry, unwilling that a subject
should make a kingdom in Ireland, prevented reinforcements from reaching
Strongbow, and recalled him. On the news of Henry’s intended expedition to
Ireland, Strongbow crossed to Wales, and met the king on his way to Milford
Haven. Henry allowed him to do homage for Leinster on condition that he
surrendered the seaports. The king stayed in Ireland for six months, from
October 1171 to April 1172, in which he took homage from many Irish chiefs,
summoned a council of the Irish Church at Cashel, and authorized a programme of
ecclesiastical reform. The chief seaports were garrisoned. Hugh de Lacy, in
command at Dublin, was appointed Justiciar of Ireland, and was allowed to
create for himself a feudal principality in Meath. The lordship of Ireland had
been easily won. The Irish had no castles, their armies were only undisciplined
rabbles, and the Church was on the side of the invaders. But Henry left Ireland
to be subdued by the adventurers. Not trusting them, he tried to balance the
native chiefs against them, and the country was therefore never conquered.
When, in 1185, a great expedition was entrusted to John, Henry’s youngest son,
it proved an utter failure.
Henry left Ireland in April 1172 to meet the legates
and hear the Pope’s judgment. At Avranches on 21 May he received absolution.
The terms of reconciliation were light. The king submitted to a public penance.
He swore that he did not command nor wish the archbishop’s death, that when he
heard of it he grieved exceedingly, that he would give satisfaction because he
could not produce the murderers, and because he feared that words of his had
given occasion for the crime. He also swore that he would not withdraw from
Pope Alexander and his successors, and that he would allow appeals in
ecclesiastical causes, provided that, where there was any suspicion of
disloyalty, security should be given that the appeal was not to the hurt of the
king or kingdom. He vowed to undertake a crusade, and to give to the Templars
as much money as was in their judgment necessary to maintain two hundred
knights in the defence of the Cross for one year. He pardoned all those who had
been exiled for St Thomas’ sake, and swore that the possessions of the Church
of Canterbury should be as they were one year before the murder. He swore also
to destroy all the customs adverse to the Church introduced in his time, a
vague promise which king and Pope could each interpret as he chose. The king,
most unhappily, gave way in the matter of the criminous clerks. In regard to
the other principles laid down in the Constitutions of Clarendon, there was to
be a trial of strength between the king and the Pope, or rather between the
king’s justices and ministers and the ecclesiastical courts, a struggle none
the less real because it was conducted without advertisement. Something has
already been said of the struggle and its issue.
The oath to go on crusade was lightly taken. Henry
evaded the obligation by promising to build three monasteries, a promise which
he fulfilled at the least possible expense. Before the final ratification in
September of the agreement at Avranches, Henry had known that trouble was
brewing in England. His sons, encouraged by their mother, were meditating
rebellion. The young king bore the style King of the English, Duke of the
Normans, and Count of the men of Anjou. He had done homage to the French king
for Anjou and Brittany. Geoffrey, the second son, had done homage to his
brother for Brittany, and had himself received the homage of the men of the
province. For Aquitaine, which lay outside the young king’s titles, Richard had
done homage to the King of France. No independent power had been given to any
of the king’s sons. The young king’s wife had not been crowned with her
husband, a grievance to Louis VII, and after the agreement at Avranches the
young king was crowned again, and his wife with him. He had his own seal and
his own court, but ministers of his father composed his court and doubtless
directed him in the use of his seal. That Henry should commit the rule of any
part of his dominions to the reckless youth of his sons was inconceivable.
The occasion of their rebellion was Henry’s attempt to
provide for his youngest son John, born in 1166 or 1167. Early in 1173, a
marriage was arranged between John and Alais, heiress of Humbert III, Count of
Maurienne. In return for the provision that the greater part of Humbert’s
possessions should descend to John and his wife. Henry proposed to settle on
them the three castles of Chinon, Loudun, and Mirabeau, formerly granted as an
appanage to his second son Geoffrey. The young king refused his consent, and
fled to the French court in March 1173. His brothers Richard and Geoffrey
followed him, and Eleanor, their mother, set off to raise Poitou for Richard.
She was taken and kept in confinement. Richard Barre, to whom Henry had
entrusted the young king’s seal, brought it back to the king, and the other
ministers whom Henry had placed with his son returned to Henry, bringing with
them the young king's baggage. Henry, always generous to his sons, sent back
the ministers with rich gifts, but the young king dismissed those of them who
would not swear fealty to him against his father. Walter the chaplain, Ailward
the chamberlain, and William Blund the usher, returned to the old king; of the
labors of the two last in the king’s service the Pipe Rolls give ample
evidence.
Barons of every province of the continental Angevin
dominions joined the rebellion. The Counts of Flanders and Boulogne and
William, King of Scots, gave their support. To secure it, the young lavish
grants. His charters were sealed with a new seal which the King of France
had had made for him. All Kent, with the castles of Rochester and Dover, was to
go to the Count of Flanders; Carlisle and Westmorland were promised to the King
of Scots; the earldom of Huntingdon and the county of Cambridge, to which the
King of Scots had inherited a claim, were promised to his brother David. In
England, the rebels were joined by Hugh, Earl of Chester, Robert
“Blanchesmaines”, Earl of Leicester (son of Henry’s justiciar), William de
Ferrers, Earl of Derby, Hugh Bigod, Earl of Norfolk, and Roger de Mowbray, a
great baron in Yorkshire and north Lincolnshire. They brought to the cause of
the young king a great stretch of England and many castles. Leicester was a
centre for the rebels, with Leicester Castle supported by Groby Castle five
miles to the north-west and Mountsorrel seven miles to the north. The Ferrers
castles of Duffield in Derbyshire and Tutbury in Staffordshire, the Bigod
castles of Bungay and Framlingham in Suffolk, and the Mowbray castles of Thirsk
and Kirkby Malzeard in Yorkshire, were all held for the young king.
On Henry’s side were the mass of the clergy. The
legates sent to give Henry absolution remained to attempt a reconciliation
between him and his sons. At their suggestion, Henry proceeded to fill all
vacant bishoprics and abbeys. It was not Henry’s fault that the see of
Canterbury had not been filled before, for the perennial quarrel between the
prior and monks of Canterbury and the provincial bishops delayed every
election. The six bishops now appointed were all chosen for their politics
rather than for their religious zeal. Richard of Ilchester, elected Bishop of
Winchester, was a skilled financier. Geoffrey Ridel, elected Bishop of Ely, had
succeeded Becket as Archdeacon of Canterbury and had borne the king’s seal.
Both of them were bitter opponents of Becket, and had been excommunicated in
the course of the struggle. The king’s illegitimate son, Geoffrey, was elected
Bishop of Lincoln. In June, the monks of Canterbury were conciliated by the
election of Richard, prior of St Martin’s at Dover, to the archbishopric. The
young king’s attempt to prevent the consecration of the prelates probably did
much to confirm the ecclesiastical order in its support of his father; the only
English bishop who finally joined the rebels was Hugh Puiset of Durham.
Among the barons, there were on the king’s side his
uncle Reginald, Earl of Cornwall, his half-brother Hamelin, Earl Warenne, his
cousin William, Earl of Gloucester, William de Mandeville, Earl of Essex, Simon
de Sentliz, Earl of Northampton, and William de Albini, Earl of Arundel.
Although the most powerful of the earls were in revolt, the baronage as a whole
was on the king’s side. The rebel castles were more than balanced by the royal
castles and those of loyal barons. The fee of the Earl of Derby was roughly balanced
by the honor of Peverel, then in the king’s hand, with its castles of
Nottingham, Bolsover, and the Peak. John de Lacy, constable of Chester, was on
the king’s side, and his loyalty made Roger de Mowbray’s defection of less
moment. In East Anglia, the Warennes balanced the Bigods, and in the west, the
loyal marchers and the king’s Welsh auxiliaries balanced the Earl of Chester.
In the north, the Umfravilles, Vauxes, Vescis, Bruces, Balliols, and
Stutevilles, balanced the King of Scots. The mass of men, the lesser baronage,
the sheriffs, and above all the new ministerial class, were solidly on Henry’s
side. Richard de Luci the justiciar, himself an Essex baron holding the
castle and honor of Ongar, raised forces and garrisoned castles. The Kymes of
Lincolnshire, richer than most baronial families, were active in the king’s
support. If Henry’s sons expected a glad response in England to the call of
anarchy, they were disillusioned.
The rebellion began with an attack upon Henry’s
position in northern France. The Earl of Chester, hereditary Viscount of
Avranches and Bayeux, ravaged Brittany, in association with Breton nobles. The
young king, with the Counts of Flanders and Boulogne, advanced from the east,
while the King of France laid siege to Verneuil. Louis VII, though he could
intrigue, could not carry through a war. He and his allies had no concerted
plan; the brains were all on Henry’s side. His castles were ready to stand
siege, and he himself with a competent force could go where he was needed.
Brittany was cleared of rebels by the end of July 1173, and the Earl of Chester
was taken prisoner with many other nobles. The King of France did no more than
sack Verneuil and then retreat before Henry. The rebel forces operating in the
east took Aumale, but after Matthew, Count of Boulogne, had been mortally
wounded did no more. At a meeting between Trie and Gisors in September, Henry
made generous offers to his sons, though denying them independent rule; his
terms were refused, and after the meeting the rebels and their allies seem to
have concluded that an attack on England must be made.
In England, the centres of war were the midlands, the
north, and the east. There also no definite plan can be traced. No other
warfare was possible at this period than a series of sieges and counter-sieges,
raids and counter-raids, for neither side could call itself victorious while
the other side still held unreduced castles. The justiciar took the offensive
by laying siege to Leicester, and if he could have taken it, the fall of Groby
and Mountsorrel would soon have followed. The town of Leicester was almost
entirely destroyed by an accidental fire. The townsfolk came to terms, but the
castle still held out. The justiciar arranged a truce that he might be free to
meet a Scotch inroad, and together with Humphrey de Bohun, the king's
constable, he chased the Scots into Scotland: but he was then obliged to make a
truce with them until 13 January 1174, in order to turn south to meet an
invasion by the Earl of Leicester with a body of mercenaries. The earl was one
of Henry's bitterest opponents at this time. He may possibly have felt slighted
because he had not succeeded his father as justiciar, though his conduct during
the rebellion gives no indication that he had any of the ability necessary for
such an office. He landed at Walton near Felixstowe about 18 October 1173.
Walton was a royal castle, and the earl failed to take it. He joined the Earl
of Norfolk at Framlingham, and together they attacked and took the great castle
of Haughley, held for the king by Ranulf de Broc. At Bury St Edmunds, on his
way to Leicester, the earl heard of the approach of the royal army under the
constable, supported by the Earls of Cornwall, Gloucester, and Arundel. He
retreated before they came up, and tried to escape to Leicester by passing to
the north. They met him at Fornham St Genevieve three miles north-west of Bury.
“In the twinkling of an eye” the battle was over, and the earl and his wife
were prisoners. Winter was now coming on, and a truce was made with the Earl of
Norfolk, to last until 19 May 1174, on condition that his Flemish mercenaries
were sent back over sea. The Bishop of Durham arranged for a prolongation of
the truce with the Scots until the end of March, and the Northumbrian barons
paid the King of Scots two hundred pounds for the respite.
The winter was passed in preparation for the final
struggle. The Bishop of Durham, abandoning his pretence of loyalty, fortified
his episcopal castle of Northallerton, while Roger de Mowbray strengthened his
castles of Thirsk and Kirkby Malzeard, and put into a defensible state a
derelict castle at Kinnard Ferry in the Isle of Axholme, of which he was lord.
The site of the castle can still be seen at Owston Ferry by the lower Trent. A
typical Norman motte and bailey, it had probably been an adulterine castle of
Stephen’s time, from which the broad and fertile flats of Axholme could be
protected. The castles of Bamburgh, Wark, and Carlisle, the border fortresses
of Liddel and Harbottle, Prudhoe Castle on the Tyne, Appleby and
Brough-under-Stainmoor, were all held for the king. The rebel plan for 1174, as
for the previous year, seems to have involved a threefold attack on Henry’s
supporters. The King of France intended that the young king and the Count of
Flanders should land in East Anglia to join the Earl of Norfolk. In the
midlands, the Earl of Derby, David, the Scottish Earl of Huntingdon, and
Anketill Mallory, the constable of Leicester, tried to reduce the neighboring
towns. In the north, the King of Scots attacked the northern castles. He was
supported by the Bishop of Durham, who was arranging for his nephew Hugh de
Fuiset, Count of Bar, to bring troops to northern England. The King of Scots
began operations in April, but failed to take Bamburgh and fell back on
Berwick. In May he advanced again, failed to take Wark, and passed on to lay
siege to Carlisle. While maintaining a close siege, the king himself led out
detachments against other castles. One such raid secured Liddel and Harbottle,
another Appleby and Brough-under-Stainmoor. Meanwhile, in East Anglia, a body
of Flemings sent in advance by the Count of Flanders joined the Earl of
Norfolk; with their help he took Norwich in June. In the midlands, Nottingham
was sacked by a raiding party from Leicester under David, Earl of Huntingdon,
and Anketill Mallory raided north Oxfordshire and Northamptonshire, defeating
the townsmen of Northampton who came out to attack him.
On 5 May Geoffrey, the Bishop-elect of Lincoln, took
the castle of Kinnard Ferry. Roger de Mowbray, on his way to seek help at
Leicester, was taken prisoner by “the rustics of the Clay”, the
thickly-populated district west of Trent which now forms the North and South Clay
divisions of Bassetlaw wapentake. Much of this district was ancient
demesne of the Crown, and the king’s humble tenants had nothing to gain from
baronial anarchy. With the support of the Archbishop of York, Geoffrey took the
castle of Kirkby Malzeard, and fortified Topcliffe, which he gave in charge to
William de Stuteville to control Rogers remaining castle of Thirsk.
Contemporaneously with these events the Justiciar laid siege to Huntingdon.
Failing to take the castle, he built a counterwork against it, and placed Earl
Simon of Northampton, who claimed the earldom of Huntingdon, in charge of
operations. Messages were sent to the king to ask him to cross over. While
Henry was landing at Southampton on 8 July, the King of Scots, having brought
William de Vaux to promise to surrender Carlisle if it were not relieved by
Michaelmas, was planning an attack on Prudhoe. Henry’s first care after landing
was to perform an elaborate penance at Becket’s tomb. In the meantime, the
loyal barons of the north, under the sheriffs of York and Lancaster, were
quelling the rebellion. The King of Scots began the siege of Prudhoe on
Tuesday, 9 July, but on Thursday he abandoned it, hearing that the northern
barons were gathering at Newcastle. The invading army ravaged far and wide,
while the King of Scots rode towards Alnwick. A mist lay over the valley of the
Alne. The English forces approached Alnwick as the mist lifted, and found the
King of Scots with a few followers. The king charged, but capture was
inevitable; Ranulf de Glanville took custody of him, and sent a messenger to
Henry, who heard the news on 17 July. On 21 July Henry in person received the
surrender of Huntingdon. From Huntingdon he went to Sileham, a village midway
between the two Bigod castles of Framlingham and Bungay. The Earl of Norfolk
surrendered; and Henry then turned westwards to Northampton, where the King of
Scots was brought to him, and the rebels made their submission. It only
remained for Henry to return to Normandy and show himself ready to take the
offensive, and the King of France abandoned the siege of Rouen, which he had
begun after Henry’s departure. The threatened invasion of England never
took place.
The rebellion was suppressed, but not without two
summers of warfare which must have reminded old men of the days of Stephen.
After the first few months there can have been little doubt which side would
win. The king’s sons relied on their powerful allies and assumed a feudal
hatred of order which might exist in France but was not felt in England. They
forgot that alliance with the King of Scots would secure the support of the
northern barons to their father, and that though some barons might resent order
the masses of men loved it. Henry’s position in England was never threatened
again. The King of Scots was not only compelled to do homage for his kingdom as
English barons did homage for their baronies; he was forced to allow Henry to
garrison the castles of Berwick, Jedburgh, Roxburgh, Stirling, and Edinburgh.
Peace was made with France, and lasted until Louis' death, when it was Henry’s
support which secured Philip Augustus in his position. To the
young king, Henry gave a competent revenue, but no share in the government
of his dominions.
The subsequent rebellions by which Henry was troubled
were no more than attempts on the part of his sons to anticipate his death;
they belong rather to French than to English history. In securing Philip
Augustus on the French throne, Henry had done the one thing that ensured the
ultimate disintegration of his own dominions, for Philip lost no opportunity of
encouraging Henry’s sons in their rebellious attitude. In 1175 Henry entrusted
the government of Aquitaine to Richard. The rebellion of 1181 began as a
quarrel between Richard and the young king. In that year, Henry issued the
Assize of Arms in England, which provided for the arming of men according to
their degree, and forbade the export of arms. There was no fear of rebellion in
England; Henry could rely on the respect which men felt for his government, and
arm them to defend it against invasion. The war in France dragged on until the
young king’s death in 1183. In the next year, it was renewed by Richard,
unwilling to surrender Aquitaine to John. Henry gave way, and the Irish
expedition was fitted out for John in 1185. Its failure was the less serious in
that Geoffrey, Duke of Brittany, died in 1186, leaving Henry with two sons only
for whom to make provision. The long-expected fall of Jerusalem in the next
year postponed the imminent war between Henry and Philip. Public opinion
demanded a crusade, and the Kings of France and England could do no other than
follow it; Henry, Richard, and Philip took the cross. Henry, who had evaded a
crusade for so many years, cannot have meant to undertake one when old age was
creeping upon him; in fact, both kings were willing to assist the cause with
money, but neither wished to leave his kingdom. Of pretexts for war between
Philip and Henry there were many; Philip claimed the wardship of Geoffrey’s
heir, and demanded the marriage of Richard and his sister Alais, so long
promised. The war began in the south-west, with aggressions by Richard on
Toulouse and counter-attacks by Philip, but it soon changed its character. When
Henry crossed to Normandy in 1188, Richard and Philip became allies fighting
for the recognition of Richard’s right to succeed his father in all his
dominions. Ill and prematurely aged, Henry was no match for the military skill
of Richard and Philip. He was forced to surrender, and having agreed to
Philip’s terms, overcome with his illness and shame for his failure, he
succumbed to the shock of learning that John, too, had deserted him.
II.
The essential
feature of English history in the twelfth century is the development of a
reasoned system of law for the whole land. The change from the archaic law of
the conquered English, modified by new Norman elements, to the law described in
the treatise known by Ranulf de Glanville’s
name, was the work of Henry II and his ministers. Henry’s reign witnessed a
change that was almost a revolution. His early years carry on the tradition of
the previous reigns. He was then a very young man, and the first necessity was
to secure England and to consolidate his continental dominions; the interest of
that time lies in political events. The Becket quarrel came to hinder, though
for a time only, what must have been an extensive programme of reform. The
charters and writs of these earlier years are very similar in form and wording
to those of the reign of Henry I; they suggest the influence of the individual
circumstance. Those of the latter part of the reign suggest the routine of a
government bureau. In the latter years there were few political events in
England to be recorded; the interest of that time lies in the detail of
administration. No precise date can be taken as marking the change between the
earlier and later parts of Henry’s reign, but it seems to fall between the
deaths of Henry’s first two justiciars, Robert “Bossu,” Earl of Leicester, and
Richard de Luci, that is, between 1168 and 1179. Between these years fall
Becket’s murder and the rebellion of 1174, each of which helps to mark the
close of an epoch.
Little
can be learned about the personnel of the administration from the chronicle
accounts of Henry’s earliest years. The re-organisation of the Exchequer is
unnoticed. From the second year of the reign, the Pipe Roll of each year, or,
as it was more properly called, the Great Roll of the Exchequer, records the
financial administration of the year. The early rolls are small. They shew that
the king and his ministers had to contend with the financial difficulties
presented by land wasted in the anarchy, or granted away to buy support for the
king. Nigel, Bishop of Ely, nephew of Roger, Bishop of Salisbury, remained
treasurer until he bought the office for his son Richard, who was to become the
author of the treatise known as the Dialogue de Scaccario1, and
who continued as treasurer into the reign of Richard I. To these men is due the
honour of elaborating the system of the Exchequer. Richard is not known to have
taken an active part in any other administrative work; unlike most Exchequer
officials, he did not act regularly as a judge. He writes of the Exchequer as a
man writes whose life-work lies in the subject of which he treats. When he
wrote the Dialogue the business of the Exchequer was transacted at two
great annual sessions at Easter and Michaelmas, over which the Justiciar
presided. Already in Henry’s fifth year, John, the
king’s Marshal, when granting land, states that his charter was sealed at the
Exchequer in the Easter term and before Robert, Earl of Leicester, and Richard
de Luci.
This great department
of State was inherited from Henry I and Roger, Bishop of Salisbury. Each
officer of high rank had his definite seat there. The Justiciar sat at the head
of the exchequer board, a rectangular table, five feet by ten, covered with a
chequered cloth; on his left sat the Chancellor, and on his right, when Richard
wrote, the Bishop of Winchester, Richard of Ilchester, sat by the king’s
command. These three filled the head of the table. On the Chancellor’s left,
though not at the table, sat the Constable, the Chamberlains, and the Marshal.
Along the side of the table to the right of the Bishop of Winchester sat the
Treasurer and the clerks. At the foot of the table, opposite the Bishop of
Winchester, sat another skilled financier, master Thomas Brown, and next to
him, opposite the Justiciar, sat the sheriff or other person who was rendering
account. Along the remaining side sat the tally-cutter, the calculator, and the
clerk who was at the head of the writing office. At the same side of the table
sat other “discreet men sent by the king,” a phrase which must have had a wide
application. Most men who were employed on the king’s business did at times sit
at the Exchequer. It was far more than a financial office; it was the heart of
the government. Becket’s biographer, William Fitz Stephen, says of the
Exchequer that there the pleas of the king were wont to be heard; and the
surviving final concords of Henry’s reign illustrate the judicial business that
was done there. Many if not most of the judges employed by Henry in his latter
years were Exchequer officials, “barons of the Exchequer,” men who normally sat
there; such persons must be understood by the phrase “discreet men sent by the
king.” They were barons of the Exchequer, although they did not hold any definite
office there or have any definite seat. The duties of such men were doubtless
undefined; they took their share in whatever work there was to do, judicial,
financial, or administrative. Exemption from fiscal burdens per libertatem
sedendi ad scaccarium was enjoyed by men who are not known to have held any
of the definite offices of state.
The Justiciar
presided over the Exchequer, because by origin it was a session of the king’s
court and the Justiciar was the man who represented the king in his absence. By
the end of Henry’s reign, the dignity and work of the office of Justiciar were
well defined. He was second to the king in the kingdom, and governed the
country when the king was abroad in accordance with the directions sent him by
the king. At such times he disposed of every sort of business that arose,
whether it concerned the Church, the State, or the king’s private affairs. He
presided at the election of bishops; he saw to the fortification of castles; he
sat as a judge; he provided for the sending of necessaries to the king for his
hunting, or for other purposes. His duties were less onerous when the king was
in England, but even then there was much routine work to be done. The Pipe
Rolls shew that throughout the late twelfth century the Justiciar actually sat
at the Exchequer for the ordinary business of the session. By the middle of
Henry’s reign it was established that he alone among officials could issue
writs in his own name to authorise the payment of the king’s moneys out of the
king’s treasury. To the end of John’s reign, the Justiciar normally presided
over the king’s court of justice at Westminster. From the sixth year of Richard
I, the Feet of Fines, which begin at that date, shew the Justiciar sitting
there, day after day, the chief among the judges. Difficult cases were referred
to him by the justices itinerant in the shires. The evidence which has survived
from the reign of Henry II suggests that the same practice was already usual in
Henry’s later years. From time to time, the Justiciar himself led parties of
justices itinerant. His title, Capitalis Iusticiarius Regis, expresses
the truth; he was the chief justice in actual fact. But he was also at the same
time a politician, a soldier, and a financier. The king’s service in the
twelfth century did not admit of specialisation.
It is in the
conception of the position and duties of the Justiciar that the difference
between the earlier and later parts of Henry’s reign is most clearly shewn. It
is doubtful if the idea of a permanent head of the administration was fully
developed in 1154. Under Henry I, Bishop Roger of Salisbury had held a position
comparable to that of the later Justiciar. But in that reign, although Roger
used the definite title Procurator, applied by some chroniclers to the Justiciars
of Henry II, it was possible for Henry I’s queen to do work which later in the
century would have fallen to the Justiciar. Moreover, although Roger presided
at the Exchequer, Ralf and Richard Basset, father and son, seem to have acted
in turn as the head of the judicial body. There is no record of the appointment
by Henry II of his first two Justiciars, Robert, Earl of Leicester, and Richard
de Luci, nor is it easy to find evidence of their labours in the early years of
the reign. The fact that they were presiding together over the Easter Exchequer
of Henry’s fifth year shews that the control of finance was already an
essential part of their duties. Both of them had. served Stephen, and Richard
had served him consistently to the end; both were past their youth in 1154. It
was natural that Henry should have been unwilling to allow them in the early
years of the reign the wide powers which belonged to the later Justiciars. They
were mainly occupied with routine work; the king’s confidence was given to
Thomas of London, his Chancellor.
Viceregal power
did not automatically belong to the Justiciar. That Queen Eleanor should act in
Henry’s place in Aquitaine was natural, for the land was her inheritance, but,
like the queens of William I and Henry I before her, she seems to have acted in
a similar capacity in England. The Pipe Rolls of Henry’s earliest years contain
numerous entries of money paid out or pardoned on her writ. In one instance,
the writ of “the queen and the Justiciar” is said to be the authority. A writ
of the king from over-sea was her authority for issuing a writ at Oxford
forbidding that the abbey of St Benet of Holme should be impleaded in the
king’s absence
[1]
.
The queen’s writ was attested by Richard de Luci. Later in the reign, the young
king had his brief period of delegated power. Although its limitations caused
him to rebel, he certainly exercised some of the powers of a Justiciar. The
king wrote to him to announce the end of the Becket quarrel, and to command him
to cause the archbishop to be put into possession of his lands. In writs of
which copies have survived, the young king commands Peter of Studley to observe
the agreement which he has made with God wine of Warwick, and commands Roger
Foliot to warrant to the monks of Biddlesden the land which he has given them.
When a collection of the young king’s writs has been made, it will certainly
shew him to have been entrusted with considerable administrative responsibility
in England in the time immediately preceding his rebellion.
In the early
years of the reign, the Justiciar was not, as at a later time, the only officer
whose writ could authorise the payment of money from the Treasury. The
establishment of this Exchequer rule seems to coincide with Becket’s
resignation of secular power. Becket himself took an important part in the
business of financial administration. The Pipe Roll of 1162, the last year of
his chancellorship, records no less than nine writs by which Becket either
authorises the payment of money from the Treasury or pardons debts. The Earl of
Leicester issued only one such writ in this year, while Richard de Luci issued
none, though three separate payments are said to have been made “through” him—per
Ricardum de Luci. Although in each year previous to 1162 payments were made
either “through” Richard de Luci or by his command—precepto Ricardi de Luci—it
is not until 1163 that the Roll records a financial writ issued in the joint
names of the two justiciars. In the years before 1162 it was not Richard de
Luci but the queen or the Earl of Leicester who issued the recorded writs on
which the Treasury officials took action. The rolls of those years record many
payments made “through” or “by command of” other persons—the Chancellor, or, on
rare occasions, Nigel, Bishop of Ely. Payments on the Earl of Leicester’s writ
are recorded on each successive roll from 1159 to 1163. The king’s presence in
England between January 1163 and March 1166 meant that the Pipe Rolls offer
little evidence of the financial authority of his justiciars, but the roll for
1167 shews the earl and Richard in full control of the administration; it
records fourteen writs issued by Richard and twenty-one issued by the earl. The
king was sending his writs to them, and they were acting on the commands contained
therein. The impression created by the Pipe Rolls is that in the early years of
the reign the control of finance was not yet concentrated in the hands of the
justiciars.
With few
exceptions, the chroniclers say little of the Justiciar’s work in the early
years of the reign. Gervase of Canterbury speaks of the Earls of Leicester and
Cornwall as wise, famous, and most powerful in the kingdom, but he nowhere
gives to the Earl of Leicester the title of justiciar. Of Richard de Luci,
Gervase states, under the year 1166, that he had the rule in England—-prefecturam
agebat in Anglia. Roger of Howden records an assertion by Becket that the
barons of the Exchequer and Richard de Luci, “Justiciar of England,” had given
him quittance of his accounts before he was elected archbishop. Ralph de Diceto
applies the phrase justiciarius regis to both the Earl of Leicester and
Richard de Luci. The judicial work of the justiciars had little interest for
the ordinary chronicler, unless his own house was concerned in a plea. The most
familiar illustrations of their activity come from the History of Abingdon and
the Chronicle of Battle. Between 1160 and 1164, the Earl of Leicester presided
over a plea in the shire-court of Berkshire touching the right of the Abbot of
Abingdon to hold a market there. The earl first heard the plea by virtue of the
king’s writ from over-sea. When Henry returned in January 1163, the case came
up again before his justices at Oxford. Opinions varied, and the earl, who was
present as justiciarius et judex, did not presume to give judgment, but
went to consult the king. Between 1139 and 1171, Richard de Luci’s brother
Walter was Abbot of Battle. The Chronicle of that house describes at length an
important plea which he prosecuted against the Bishop of Chichester in 1157.
The Earl of Leicester was present among the barons, but his office is not
mentioned, nor does he appear to have taken a prominent part in the discussion;
Richard de Luci acted on his brother’s behalf. The Chancellor seems to have led
the debate, and the suit ended in a compromise to the abbot’s advantage,
arranged by the king. In a suit against Gilbert de Balliol, the abbot, though
his brother was Justiciar, had some trouble in obtaining a hearing in the
king’s court. At last it was heard at Clarendon before the king. Richard de
Luci, vir magnificus et prudens, “at that time chief justice of the
king,” was present, but only appears in the account of the plea as the advocate
of his brother’s cause. When the king sat in person, the Justiciar was present
in court as a baron, not as a judge. Isolated administrative documents which
illustrate the Justiciar’s activity suggest that his position was more
important than would be gathered from the accounts of famous pleas before the
king. Between 1156 and 1165, the Earl of Leicester presided over the knights of
Nottinghamshire when they defined the boundary between the land of the
Archbishop of York and the king’s forest of Sherwood1. By virtue of
the king’s writ from over-sea, he commanded “the king’s barons of Hastings to
allow the Abbot of St Benet of Holme peaceable possession of his lands in
Yarmouth.” The king laid on him the duty of constraining the Earl of Norfolk to
do the castle-guard at Norwich which he held of St Edmund.
Until within a
year of his death in 1179, Richard de Luci continued to perform the duties of
Justiciar. No discreditable tales are told of him. The worst that can be said
is that he supported his brother, the Abbot of Battle, in his efforts to give
effect to the claims of his house, and it is very doubtful if he went beyond
the law in his support. He was honest enough to oppose the king when Henry
began to prosecute men for forest offences which he had himself allowed at the
time of the rebellion of 1174. Richard must have been an able administrator and
a skilled judge; many of the reforms of Henry’s reign in legal and
administrative matters were initiated while he was Justiciar. His successor was
a man no less able but more unscrupulous, Ranulf de Glanville, who was
appointed Justiciar in 1180. Of an East Anglian family of no special
importance, Ranulf early entered the king’s service, and already in 1164 was
sheriff of Yorkshire. His conduct as sheriff cannot have been beyond reproach,
for he was deprived of his office between 1170 and 1175, doubtless as a result
of the Inquest of Sheriffs in 1170, but he was reinstated after the rebellion
of 1174. The part which he took in the capture of the King of Scots may well
have been the cause of his reinstatement. The Pipe Roll of 1177 contains a
curious entry that Ranulf has accounted for more than fifteen hundred pounds
derived partly from the county and partly from the lands of Everard de Ros
which he had held in custody. The king pardoned the whole amount, but the entry
suggests that there may have been good reason for Ranulf’s removal from his
sheriffdom. Further light is cast on the Justiciar’s character by a story told
by the chronicler known as Benedict of Peterborough and corroborated by entries
on the Pipe Roll of 1184. There seems little doubt that Ranulf strained the law
in the hope of securing the execution of Gilbert de Plumpton, in order that his widow, an heiress, might become
the wife of Reiner of Waxham, Ranulf’s steward. Whatever his faults,Ranulf suited Henry,
whose service demanded ability and
fidelity rather than too strict an honour, and during the last ten years of Henry’s reign Ranulf
was the dominating figure in English administration. That he wrote the legal treatise which
bears his name is most probable; it must have been written while he was Justiciar. It has been suggested that it was written by his nephew Hubert Walter,
himself afterwards Justiciar and Archbishop of Canterbury. Hubert had been brought up by Ranulf de Glanville and his wife, and
that he should write an account of the practice of the king’s court at his
patron’s request is not in itself unlikely. Yet even if the words in
which Roger of Howden, the chronicler and judge, introduces the
earliest text of
the treatise do not prove that Glanville himself wrote it, they certainly imply
that it was written at his inspiration and, in all probability, under his guidance.
Between the
earlier and later parts of Henry’s reign there occurred a remarkable change in
the personnel of the administration. Richard de Luci was one of the last men in
constant touch with the king who had shared in the early labours of re-organisation.
There was, in particular, a definite break in the development of the office of
Chancellor. Throughout the twelfth century, the importance of any individual curialis depended rather upon his relations with the king than upon the office which he
held. The peculiar importance of the chancellorship in the early years of the
reign was due to Becket’s intimacy with Henry. Between the time of Becket’s
resignation and the spring of 1173, the king’s seal was apparently kept by
Geoffrey Ridel, Becket’s successor as Archdeacon of Canterbury. Although
Geoffrey seems to have done the Chancellor’s work, it is not certain that he
was ever appointed to the office. In 1173, Henry appointed Ralf de Warneville
Chancellor. This appointment coincides nearly, though not precisely, with a
remarkable change in the royal style. Until at least May 1172, charters
composed in the royal chancery uniformly style the king Rex Anglorum et dux
Normannorum et Aquitannorum et comes Andegavorum. In charters known to
issue from the chancery after May 1173 these titles are preceded by the formula dei gratia. It is difficult to find evidence of Ralf’s presence in
England, where he seems normally to have been represented by Walter of
Coutances, then Archdeacon of Oxford, afterwards Bishop of Lincoln, Archbishop
of Rouen, and for a short time Justiciar of England. The last Chancellor of the
reign was Geoffrey, the king’s illegitimate son, who in 1181 resigned the see
of Lincoln before consecration in order to take the office.
The office of Treasurer
remained with the kin of Roger of Salisbury not only throughout Henry’s reign
but into the reign of Henry III. The Treasurer’s work was more specialised than
that of any other official, and he was essentially a financial officer. Until
the appointment of Eustace de Fauconberg early in the reign of Henry III, the
treasurers were not much concerned with general administration; Richard Fitz
Nigel rarely appears among the persons who attest the writs and charters of
Henry II. The names which are most prominent in the attestation clauses of
Henry’s charters belong to a small number of men who, in the strict sense of
the word, may be styled curiales. Few of them held high baronial rank,
and most of them possessed definite office in the king’s household. In the
first years of the reign, Thomas Becket, the Chancellor, was generally with the
king. Manasser Biset the steward, Warin Fitz Gerald the chamberlain, Richard de
Huinez the constable, were his constant companions. Until his disgrace, Henry
of Essex, as constable, was constantly attendant on the king. Unlike his
fellows of the household, he was of baronial rank. His forfeited honour was
given by the king to Henry Fitz Gerald, brother of Warin, and like him a
chamberlain. In the later years of the reign, the personnel of the court was
more varied; judges, and other men who served the king without definite office,
appear beside the regular household officials. Much research remains to be done
upon the curiales of Henry II. That he reposed great confidence in them
is certain. He rewarded them with land, but not lavishly, though some of them
have left their names to English villages: Manasser Biset is immortalised in
the name of Preston Bisset in Buckinghamshire. Before the end of the reign
there are definite traces of the organisation which was to develop into the
wardrobe of the thirteenth century. The names of many chamber-clerks appear on
twelfthcentury Pipe Rolls. They were already employed in administrative work
as well as in purely household functions. It is only from the examination of
unprinted documents that more can be learned of their origin and status.
If the men in the
king’s immediate service are as a body obscure, his sheriffs are all known by
name, and their territorial position can often be ascertained precisely. The
office still gives a field for research, but it is certain that during the
reigns of Henry II and his sons the sheriff took the first and all-important
steps towards his present position of forgotten dignity. The Norman kings had
suffered from the over-mighty sheriff, and had tried to check his power. Henry
I had often put his own curiales into sheriffdoms and united several
counties in the hands of one or two trusted ministers. But the lists of
sheriffs in Henry IPs early years still shew baronial names. In Devonshire, the
earl was sheriff until 1157. Northumberland was held by William de Vesci from
1157 to 1170, and by Roger de Stuteville from 1170 to 1185. William de
Beauchamp was sheriff of Worcestershire from 1155 to 1169, of Gloucestershire
from 1157 to 1163, and of Herefordshire from 1160 to 1169. Wiltshire was held
by Patrick, Earl of Salisbury, from 1155 to 1160. Throughout the reign,
Shropshire was held by local magnates. A baron was not inevitably the king’s
opponent, and a baronial sheriff may have been as good an officer as any curialis. Moreover, many sheriffs of baronial rank held their offices because they had
become curiales, and were competing for the prizes which the king’s
service offered. Ranulf de Glanville was the chief among many such men. Many of
Henry’s sheriffs were undistinguished knights in the counties they held. Adam
de Catmere, sheriff of Berkshire from 1160 to 1170, and of Oxfordshire from
1164 to 1170, held half a knight’s fee at Catmore in Berkshire of William, Earl
of Derby. The south Lincolnshire knight, Alfred of Pointon, sheriff of
Lincolnshire in 1166 and 1167, and again from 1170 to 1174, held three knight’s
fees of Maurice de Craon, and was his steward. Even at the beginning of the
reign, some shires were held by curiales. The important county of
Hampshire was held by a succession of them. Turstin, sheriff until 1160, had
been the clerk of a chamberlain in the reign of Henry I. His son succeeded him,
and was followed from 1170 to 1179 by Hugh de Gundeville. From 1174 to 1177
Hugh was also sheriff of Northamptonshire, from 1177 to 1179 he was sheriff of
Devon, and his name frequently occurs in lists of Henry’s judges. From 1155 to
1160 Northamptonshire was held by another minister who often served as judge,
Simon son of Peter of Brixworth in that county. By the end of the reign it was
the rule rather than the exception that the sheriffs should be ministeriales. The change was probably the result of Henry’s policy rather than the policy
itself. Henry was controlling the excesses of sheriffs, and at the same time
increasing their work, so that barons may have become less anxious to hold the
office. The large sums offered, though not always paid, for shrievalties at the
beginning of Richard’s reign may suggest that the buyers hoped for laxer administrative
control under a new king—a hope that was not realised.
The judicial
reforms introduced by Henry II materially increased the labours of the sheriff.
In addition to the financial and military responsibilities which had lain upon
him in the Norman time, he was now required to give effect to an elaborate
system of centralised justice. The earliest rolls of the itinerant justices
reveal the unceasing labours of the sheriff in the time of Henry’s sons. He was
responsible for the most minute details of judicial administration; he must
receive and produce the writs which began the innumerable pleas resulting from
Henry’s legal reforms; he was responsible for summoning every person necessary
for the conduct of a plea; he had to give effect to the justices’ decisions,
and keep a record of his action; he must answer for the most meagre chattels of
criminals that had fallen in to the king. Any failure in the performance of
these duties meant that he would be called to account before the justices. It
is not remarkable that curiales appear in increasing numbers among the
sheriffs of Henry’s later years. Unless the sheriffs were brought into close
relations with the king, his plan of a judicial organisation extending over the
whole land and centring upon his court was bound to be fruitless.
In 1170 Henry
sent bodies of commissioners or justices round the country to inquire touching
the behaviour of the sheriffs, their bailiffs, and all who were doing the
king’s business in the shires. Generally known as the “Inquest of Sheriffs,”
the inquiry had a much wider scope. It entered into the financial relationship
between lords and their men, with which the king had normally no concern. It
covered only the four years of Henry’s recent absence abroad. Two fragments of the
original returns have survived, relating respectively to East Anglia and the
borough of Worcester. The East Anglian fragment relates almost exclusively to
the payments made to the Earl of Arundel and other barons by the men on their
own land and on land held in custody. Payments were made to the earl to help
him in his work on the Marches of Wales, in his expedition to France, in his
difficulties with the Jews, in his contribution to the aid for marrying the
king’s daughter, and in his journey to Saxony with her. The Worcester fragment,
on the other hand, deals almost entirely with payments to the sheriff. It shews
that the sheriff, William de Beauchamp, took from the borough forty-two pounds
in the first two years in question, and fifty pounds in the last two years. The
farm of the borough was fixed at twenty-four pounds when, at a later time, the
burgesses were allowed to pay it direct into the Exchequer. The burgesses also
made payments to him for the conveyance of treasure and prisoners, and on the
occasion of his daughter’s marriage. William de Beauchamp was one of the
sheriffs removed before the inquiry was made, and many others were removed
afterwards. Only in Cumberland, Devon, Kent, Rutland, Staffordshire, Surrey,
and Wiltshire, was the custody of the shire in the same hand for any
appreciable period before and after 1170. Of these counties, Rutland was held
by the king’s constable, Richard de Humez, and Surrey and Kent were in the custody
of Gervase of Cornhill, a member of a family which owed its wealth to London
trade and had entered the king’s service. It is evident from the fact of the
enquiry that the king did not intend the government of the shires through
sheriffs and other officers to rest on exploitation. No other enquiry was made
in this reign with the principal object of discovering the abuses in local
government, but, when the king’s justices went round the country, people had
the opportunity, if they dared to use it, of expressing their grievances. On
the Lincoln Assize Roll of 1202 occurs an entry to the effect that certain sums
of money have been taken from merchants to the use of the sheriff, his bailiff,
and his bailiff’s clerk, for the right of leading corn from county to county
through England.
It must have been
possible for the sheriff to make considerable profits in a legitimate way. The
amounts of his profits from the local courts of justice must have depended on
the justice he gave, and a period of peace and careful management meant that
the value of the royal land farmed by the sheriff increased considerably. That
Henry II had no intention of allowing the sheriff to obtain the whole of this
increment is shewn by the fact that he had to account for variable amounts, known
later as incremental apart from and in addition to his farm. Even so,
the sheriff must have made money on his farm. The incrementa were
unpopular alike with the sheriffs and the people, and the first issue of Magna
Carta declared that counties should be at their old farms, without any increment,
a clause that, for obvious financial reasons, it was impossible to retain. When
lands escheated to the king, they were generally farmed by the sheriff or by
some magnate or curialis who was recompensed for his trouble by the amount he raised beyond the sum for
which he farmed the escheat. But sometimes escheated lands were held in
custodia, that is, the holder strictly accounted for them to the king. Like
that of his father, the reign of Richard I was a time of administrative reform.
The large amount of land that came in to the king in 1194, mainly as a result
of his brother’s rebellion, necessitated fresh arrangements. Two escheators
were appointed, William de Sanctae Mariae Ecclesia, and Hugh Bardolf, who held
the escheats in custody, and rendered detailed accounts for them. William held
the escheated lands in the southern and Hugh in the northern part of England.
It was doubtless experiments like this, compelled by the pressure of
increasing business, which suggested the practice, developed in the next
century, of sometimes letting shires themselves to their sheriffs in
custodia instead of ad firmam.
In
addition to profits of uncertain amount and diverse origin, the sheriff was
entitled to a customary payment from the men of the shire, known as the sheriff’s
aid. This payment enters into general history as one of the causes of dispute
between Henry II and Becket in 1163. The king is said to have wished to annex
the money given to the sheriffs to his own revenues. It is probable that he
intended the sheriffs to account at the Exchequer for the sheriff’s aid as for
the money which they collected on the king’s behalf. The significance of his
proposals can only be conjectured, for they were abandoned in face of the archbishop’s
protest. That Henry wished to take possession of the sheriff’s aid without
compensation to the sheriffs for its loss is highly improbable; he depended too
much on his sheriffs to alienate them by an arbitrary measure of confiscation.
He may well have been feeling his way towards an increased centralisation of
local government, and wished, as a step towards this end, to appropriate the
ancient sheriff’s aid and compensate the sheriffs by a payment direct from the
treasury. It is also probable that his proposals were suggested by the close resemblance
between the sheriff’s aid and the Danegeld. The sheriff’s aid was a geld, a tax laid upon land according to
the assessment which determined the incidence of the Danegeld; it descended
from the fiscal system of King Edward’s day. Various passages in private
charters shew that it was paid four times a year. A Lincolnshire charter of the
reign of Henry II refers to it as the “four aids of the sheriff,” a
Leicestershire charter as the “four gelds of the shire.” It was natural that
Henry should wish the sheriff’s aid to follow the other ancient gelds into his
treasury. Had it done so, its amount and incidence would be less obscure at the
present day. In the reign of Edward I, the sheriff’s aid in the counties of
Cambridge and Huntingdon seems to have brought in approximately thirty pounds a
year. It was not an adequate recompense for the sheriff’s manifold labours, but
the income which it brought him was not negligible.
Even under the
Norman kings, the sheriffs had not been the sole dispensers of royal justice in
the shires. Apart from the sporadic appearance of royal officials sent round
the country to do justice, there is evidence that already in the reign of
William II local officers known as justiciars were in existence. The local
justiciarship can be traced through the reigns of Henry I and Stephen, but it
is not generally realised that the office still existed in the reign of Henry
II. In writs of Henry II, few of which have yet been printed, there are
definite references to the justiciars of Lincoln, Norfolk, Warwick, Sussex,
York, and Nottingham. It is probably to these officers that William of
Newburgh refers when he states, under the year 1154, that Henry “appointed in
all the districts of his kingdom ministers of right and law, to coerce the boldness
of the wicked, and do justice to those seeking it, according to the merits of
the cases.” The relation of the local justiciar to the sheriff and the
shire-court is uncertain, but it is certain that he took precedence of the
sheriff’ in the shire.
The little that
is known of these local justiciars suggests that Henry did not long continue
the practice of appointing them. In matters of justice, he seems in his
earliest years to have adopted his grandfather’s expedients, both employing
local justices and sending out officers of his court to do justice over a great
stretch of the country. The year 1166 may be regarded as a turning-point. The
Assize of Clarendon, issued in that year, opens a new phase in the history of
criminal jurisdiction in England. The king then commanded that twelve lawful
men of every hundred and four lawful men of every village should declare on
oath if any in their hundred or village had been accused or suspected of being
a robber, murderer, or brigand, or a harbourer of such, since Henry became
king. The presentments of these jurors were to be taken before the sheriffs and
again before the justices. Those who were apprehended by reason of such
presentment were to have judgment before the king’s justices only, they were to
go to the ordeal by water, and the chattels of the guilty were to go to the
king. Men of ill repute proved innocent by the water were nevertheless to
abjure the realm. Gaols were to be built in counties where there were none, for
the custody of prisoners awaiting the coming of the justices. In the case of
those apprehended in any other way than through presentment, the procedure was
to remain “as it was and ought to be,” a provision which allowed the sheriff’
to deal with crimes other than those specified, and with many minor offences,
such as petty assaults. This measure was a long stride towards centralisation.
Ten years later, the Assize of Northampton, reinforcing that of Clarendon, gave to the justices cognisance of other
grave crimes which had lain outside the scope of the earlier assize. For the
first time in English history, criminal justice was to be administered all over
the land in accordance with the same rules.
The
years between 1166 and 1180 were years of experiment in the centralisation of
justice. The Assize of Clarendon was enforced by Earl Geoffrey de Mandeville
and Richard de Luci. The justiciarii or barones errantes who
conducted the Inquest of Sheriffs were large companies of barons and clergy.
But the judges who from 1168 onwards were doing justice and assessing tallages
in the shires were household and Exchequer officials of the king. The Assize of
Northampton of 1176 was put into operation by six groups of three justices,
whose work was made heavy by the disturbance of the rebellion. When the king
returned from Normandy in 1178, he recalled the eighteen judges, and appointed
five, who were not to depart from his court but were to remain there to hear
complaints, so that if any matters needed special consideration they could be
determined by the king with the advice of his counsellors. This provision
originated no new court; it was an arrangement by which the king, exercising
his ancient prerogative of justice, might inspect the work of his judges. He
spent his time in England going from place to place, and the five judges
doubtless travelled with him. Richard de Luci retired from the justiciarship in
the next year, and Henry did not immediately appoint a new Chief Justiciar. He
divided the country into four districts for the purpose of judicial
administration. Ranulf de Glanville and five other judges were placed in charge
of the north; the three southern districts were each put in charge of a bishop,
who was also a curtails. In 1180 Glanville became Chief Justiciar. From
that time, justices visited the shires in almost every year. They inspected the
local administration, inquired into the king’s rights, and assessed taxes;
justice was only a part of their work. These justices were intimately connected
with the Exchequer. It was. thence they set out, and they returned there to
hand in their rolls; so the fact that the Exchequer was at Westminster meant
that Westminster became the centre of the judicial system. There, judges sat
almost continuously, for the Exchequer officials were the judges. The justices de
banco are the justices of the bench at Westminster. They did not form a
different court from that of the justices on eyre; there was but one court, and
that the king’s. The distinction between the judges who sat at Westminster and
those who went round the country was narrow’. The justices on eyre were
governed by the terms of a commission; those who sat at Westminster sat there
primarily to deal with pleas brought up by people who wished for the best
available opinion on their suits, and with pleas transferred from the justices
itinerant in the country.
The
procedure described in Glanville’s treatise is that of the end of Henry’s
reign, when the king’s judges appeared constantly in the shires, and when his court was within the reach of every free man deprived unjustly
of his land. Of the means by which Henry brought about this result all too
little is known. The king could not force men to seek his court for civil
litigation; he could only attract them to it by giving better justice than the
courts of honours and manors, shires and hundreds. No one doubted that it
belonged to the king, if he chose, to see that justice was done to those who
sought it; appeal to the king was always possible. The work of Henry II in
centralising justice in the king’s court must not be overrated. The writs of
Henry I suggest that the rule of law, familiar to readers of Glanville, that no
one need answer for his free tenement in his lord’s court without the king’s
writ or that of his justiciar, may have been already established before 1135.
Glanville speaks of it as according to the customs of the kingdom, not as though
it were a recent enactment. The writ of right may well have been known by that
name before Henry became king; Conan, Earl of Richmond, refers to it by name in
a charter which must be earlier than 1158. The procedure by which a plea was
removed from the feudal court to the shire-court on the plaintiff proving in
his lord’s court before the sheriff that his lord had failed to do justice was
probably the same as that described by Glanville, even in the first half of the
century. The king could always send his justices into the shire-courts to hear
the suits in process there. But the first condition to be fulfilled before the
king could take justice into his hand was the frequent appearance of royal
justices in the shires; only then would it be worth men’s while to appeal to
the king.
With the advice
of his barons, the king could always make general statements of law. He could
also send men round the country to inquire into his rights by means of the
sworn inquest. It is probable that Henry’s first step towards the
centralisation of justice was to combine these prerogatives. At or about the
time of the Assize of Clarendon, he must have declared that no man might be
disseised unjustly and without judgment of his free tenement, and commanded his
justices to inquire touching such disseisins within the period covered by the
Assize. Ten years later, in the Assize of Northampton, he made a general
statement that a man’s heir should have such seisin as his ancestor had on the
day when he was alive and dead, and he commanded that, where the lord of the
fee had prevented this, the justices should inquire touching the dead man’s
seisin and restore it to his heir. The justices were again commanded to inquire
into disseisins committed within the limit of time covered by the Assize. These
two enactments lie behind the procedure begun by the writs of Novel Disseisin
and Mort d’Ancestor, but they did not immediately create those writs and that
procedure. It appears as though Henry at first made his benefits for a time compulsory
that he might make people realise their advantages before he put up definite writs and a definite procedure for sale. That the
result of these enactments was the taking of possession under the royal
protection is true, but it is certain that Henry and his justices did not set
out deliberately to protect possession. Their aim was to quell the disorder of
self-help, and to provide a speedy remedy for the man unjustly dispossessed of
his tenement or prevented from entering into his inheritance. Writs of previous
kings shew that here, too, he was working on foundations already laid1.
Henry IPs genius lay in subtly devising a single means to fit the many slightly
varying circumstances.
It
was not the partiality of feudal lords but the inadequacy of feudal procedure
that ultimately brought all free men into the king’s court. Feudal justice was
slow. It was felt that a man must be present in person to conduct his suit.
Hence, there was developed a complicated law of essoins, of excuses for
non-attendance; an unwilling suitor could prolong his plea almost indefinitely
by making full use of his essoins. When the justices of John’s reign
investigated complaints that a feudal court had failed to do justice, the
evidence often shewed, not that injustice had been done, but that the plaintiff
had brought his troubles on himself by refusing to answer in his lord’s court
or by expecting his essoins to avail him too long. Moreover, the ownership of
land was decided in the feudal courts by the issue of the duel between two champions
who were supposed to be ready to fight because they were witnesses of the
truth. It was difficult for the king to interfere in such pleas, where the lord
of the court was giving the best justice that feudal law permitted. Hence it
was that he allowed to the defendants in such suits the regale beneficium of the Grand Assize. Dr Round has shown that the Grand Assize, the Assize of
Windsor as it is sometimes called, was probably issued in 1179. The tenant
alone could avail himself of this royal benefit. If he put himself on the Grand
Assize, the case was removed from the feudal court into the king’s court, and
judgment was given in accordance with the verdict of twelve knights of the
shire chosen by four knights summoned by the sheriff for the purpose. The
question of the truth of the case, whether this man or that has the greater
right, was put to the jury. That the king’s barons were conscious of the
shortcomings of feudal procedure is evident from the fact that the Grand Assize
was issued by the king with the advice of his barons, consilio procerum.
Although
the king was always regarded as the fountain of justice, his duty was rather to
see that justice was done than to do it himself. It isevident from Glanville’s words that some suits were
felt to be rightly brought in the first instance into the royal court, and that
the king could if he wished order that others should come to it too. The disputes
of tenants-in-chief for land held in chief of the king came naturally into the
king’s court. The writ that brought suits directly to the royal court was the
writ Precipe, so called from its first word. It was addressed to the
sheriff, and told him to command the defendant to restore to the plaintiff the
land or other property of which he had deforced him or to be before the king or
his justices on such a day. Although Glanville says that the king may if he
wishes issue this writ, it is clear that he felt that suits touching the
ownership of land held by sub-tenants ought not to be begun in the king’s court
where the lord’s court was ready to do justice to the plaintiff. The aim of
king and barons alike in the legal reforms of the reign was to secure quicker
justice and thus maintain better order in the land. It was not the mere
bringing of suits to the king’s court that secured speedy justice, it was the
employment of further expedients to secure quicker action, expedients which the
king alone could sell. The plea which settled a man’s right to the ownership
of land was of necessity long in whatever court it was heard.
As in the feudal
courts, so in the king’s court, cases concerning the ownership of land were
decided in accordance with the issue of the duel, unless the defendant put
himself on the Grand Assize. The law of essoins ruled in every court alike.
Although Glanville says in praise of the Grand Assize that it did not admit of
so many essoins, and therefore allowed an earlier decision, it was sufficiently
tedious in fact; to carry through a suit for the ownership of land might take
many years. The case of Richard of Anesty is always quoted to prove the delay
in law-suits in the Angevin period. But Richard’s sorrows, though great, have
been given undue prominence. His case fell early in Henry’s reign; he began it
before the Toulouse expedition, and it involved the papal as well as the royal
court. In every way it was exceptional. The time taken by the ordinary suit in
the king’s court at the end of Henry’s reign can best be judged by the records
of proceedings in the reigns of his sons. But the gaps in the series of extant
rolls make difficult the tracing of suits. There are few parallels to the
statement in a roll of 1194 that Simon Grim has followed the same suit “for
seven years in divers courts.”
In addition to
the fact that many years might elapse before the question of the ownership of
land was settled by the judgment of a court, the plaintiff in a plea of right
was in an unfavourable position. The defendant had the choice of procedure, the
duel or the Grand Assize. The defendant also had the land. Men, sure of the
fact that they had been unjustly evicted from their land, or prevented from
entering into their inheritance, could afford to forgo the security which a
judgment in their favour in a writ of right would give. They could well be
content with a speedy judgment by which they could be put in
immediate possession, in seisin, of their land. Hence it was that, when Henry
passed from making compulsory inquiries into unjust and extra-judicial disseisins
to allowing the purchase of writs which ordered the summons of a jury to answer
definite questions with regard to the seisin of land, he found people ready to
take advantage of his devices. The jury summoned by the writ of Novel
Disseisin answered the definite question: Has the plaintiff been disseised
unjustly and without judgment within the period covered by the assize? The writ
of Mort d’Ancestor ordered the summons of a jury to answer the questions: Was
the ancestor of the plaintiff seised of the land at issue on the day he died?
Did he die within the period covered by the assize? Is the plaintiff his next
heir? A third recognition, known as Darrein Presentment, was devised probably
about the year 1179. Advowsons were a fertile source of litigation, and a new
parson could not be appointed to a church the advowson of which was in dispute.
The Lateran Council of 1179 required the diocesan bishop to fill the vacancy if
the patron delayed too long in making his presentation. The writ of Darrein
Presentment ordered the summons of a jury to inquire who presented the last
parson to a vacant church in time of peace, and it was adjudged that he or his
heir should present again. The three recognitions begun by these writs became
in a few years extremely popular. They were speedy, for few essoins were
allowed. Few indeed were necessary, for a favourable judgment under one of
these assizes gave the winner no right of ownership in the disputed land or
advowson; the loser could still bring the writ of right in his lord’s court.
Barons used the new procedure, which was meant as much for them as for the
humble freeman. It is customary to speak of these devices as though they were
directly aimed against the barons and their courts. But to say that Henry
deliberately set out to protect possession or seisin in order to deprive the
baronial courts of their jurisdiction is completely to misunderstand the
conditions of the time. The curtailment of suits was as much to the advantage
of barons as to that of other men. It was also to the general good that men
should not be tempted to self-help by the law’s delays. Moreover, such was the
love of litigation at this time that it is doubtful if the new recognitions
made very much difference to the volume of business in the feudal courts.
The Leges Henrici Primi show that in the reign of Henry I a court of justice
was regarded as a place where men might either be brought together in love or
separated in judgment. It was as much the duty of the judge to end litigation
by arranging an agreement as by delivering a judgment. The famous pleas of the
early years of Henry II w-ere often ended by a compromise. In the course of the
reign, the idea of embodying the agreement so arranged in the form of a
chirograph, an indenture, was elaborated by the development of a definite
formula for the record of the convention. Written twice, head to head, on one
piece of parchment, the text recorded the place
and date of the agreement and the judges before whom it was made. It then
proceeded to recite the terms of the agreement. The authenticity of the text
was guaranteed by the device of severing the parchment through the word CyrograPhum written between the two
copies. Originally devised with the object of curtailing and preventing
litigation, the final concord came to be regarded as the ideal way of making an
agreement touching ownership; for the king’s court would enforce its
observance. It soon became worth men’s while to bring a fictitious action as the
formal preliminary to a prearranged agreement, in order to enjoy the security
given by a final concord made before the king’s justices. The final concord had
before it a longer history than either Henry or Glanville can have foreseen.
The year 1166, in
addition to being a turning-point in legal history, has been claimed as marking
a revolution in financial organisation. In that year the policy which
ultimately assimilated towns to the royal demesne, and made them with it
subject to aids or tallages assessed by royal justices, was definitely entered
upon. Also in that year Henry required his tenants-in-chief to send him a
sealed return, informing him how they had arranged the details of their
knight-service. He did not ask the amount of the knight-service that they owed,
the servicium debitum. He asked how many knights had been enfeoffed
before the death of Henry I, and how many since, and how many, if any, remained
to be provided for by the tenant-in-chief himself. He asked, in fact, how many
knights were of the old enfeoffment, how many of the new, and how many “in
demesne”; the names of the knights enfeoffed had also to be returned. The
object of this enquiry has generally been regarded as financial. Dr Round has
pointed out that after 1166 tenants-in-chief paid on their servicium debitum only in those cases where they had enfeoffed fewer knights than the amount of
the knight-service that they owed the king. Where for any reason the
tenant-in-chief had enfeoffed more knights than his actual service required, he
paid after 1166 on the number of knights that he had actually enfeoffed and not
on his servicium debitum. Dr Round has therefore argued that the object
of the returns was to secure “a new feudal assessment.” That Henry did in fact
compel some of his tenants-in-chief to pay on more knights than their old servicium
debitum is certain, but there remained many cases in which no difference in
the assessment or in the amount paid was made1. It is also highly
probable that Henry’s object in making the enquiry was in part at least
political, and that the Archbishop of York is accurate in his statement that
the king has asked the questions because he wishes to know the names of the
knights, in order that those who have not done allegiance, and whose names are not
written on the king’s roll, may do allegiance before a certain date.
It is on his
achievement in setting English lawyers upon the paths that they have trodden for seven hundred years, and are indeed treading
yet, that the fame of Henry II rests. He was the greatest and the
richest king in western Europe. One of his daughters married the King of
Sicily, another the Duke of Saxony, Henry the Lion. The latter marriage made
much history. But the triumph of his reign lay, not in his riches or alliances,
but in the fact that his contemporaries recognised in him the greatest lawyer
of his day. Kings came to him for judgment. If in his enforcement of the forest
laws Henry shewed himself not only ungenerous but unjust, it was a matter of
gratulation and wonder that the poor could come to his court and win justice
against the rich. The men about his court were not mere judges and
administrators, they included men of letters. Henry was fortunate in his servants,
but the court of those days was what the king made it. Henry’s greatness has
always been recognised, and much that was done by previous kings has been in
the past assigned to him. Of late years, justice has been done to the work of
his predecessors. It has been realised that Henry worked on foundations
already laid. But the foundations were slight—a few formulas, the beginnings of
an idea
CHAPTER XVIII.FRANCE:
LOUIS VI AND LOUIS VII (1108-1180).
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