READING HALLTHE DOORS OF WISDOM |
ITALY AND HER INVADERS.BOOK VII. THE LOMBARD KINGDOM, A.D. 600-744CHAPTER XIII.POLITICAL STATE OF IMPERIAL ITALY.
Now that we have reached the end of the dominion of the Eastern Caesars
over all but a few detached fragments of Italy, and that we are also close upon
the end of the dominion of the Lombard kings in the same country, it will be
well for us to gather up such fragments of information as the scanty records of
the. time supply to us concerning the political institutions and social
condition of the peninsula during the two centuries of their blended and
conflicting rule.
The records, as I have said, are scanty, and the indications which they
furnish are faint and difficult to decipher; but they have been scanned with
eager scrutiny by great jurists and eminent historians, because in them lies,
in part at least, the answer to one of the most interesting questions which
were ever presented for solution to a political philosopher. That question is
as to the origin and parentage of the great Italian Republics of the Middle
Ages.
When we think of the rich and varied life displayed by the commonwealths
of Italy from the twelfth to the fifteenth century, of the foreign conquests of
one, the worldwide commerce of another, the noble architecture of a third, the
wealth of artistic and poetic genius which seemed to be the common heritage of
them all, and when we remember that in the earlier period of their history
these great gifts of the intellect were allied to not less noble qualities of
the soul, fortitude, self-devotion, faith, we are ready to say, perhaps with
truth, that never has the human race worked out the problem of self-government
in nobler forms than in these glorious republics, greater than the Athens of
Pericles by reason of their spiritual capacities, greater than the Rome of the
Scipios by reason of their artistic culture. We know, indeed, how soon that
splendid dawn was overcast, how rapidly and how fatally the Italy of the
Communi degenerated into the Italy of the Tyrants. Still the enquiry must ever
be one of deepest interest to every student not merely of Italian, but of
European history—Whence did the cities of Italy derive those thoughts of
freedom which made them for a time the torch-bearers of human progress in the
midst of the anarchy and darkness of feudalism?
One school of learned and able enquirers says that this torch was
kindled from Rome, not the Rome of the Emperors, but the far-away, yet
unforgotten, Rome of the Republic. Another school, equally learned and equally
able, denies that there was any possibility of continuous historic development
from Rome to Florence and Siena, and maintains that the republican institutions
of Italy in the twelfth century were either absolutely self-originated or were
the result of contact with Teutonic freedom. I cannot promise the reader that
we shall be able to come to any definite solution of this great controversy,
much of which of course lies centuries beyond our horizon; but he will at least
understand how great the controversy is, and how it lends importance to questions
at first sight paltry and pedantic, as to the names and functions of the
governing authorities of Italy during these centuries of transition.
Though profoundly unfortunate for the country itself both then and in
many after-ages, the division of Italy into two sections, one of which still
formed part of the Roman Empire, while the other, under the sway of Lombard
kings or dukes, was generally hostile to the Empire, and always independent of
it, aids the scientific discussion of the problem before us. The actual course
of events enables us to eliminate in great measure the barbarian factor from
the former section, and to trace the history of Roman institutions by
themselves, where no Teutonic element enters into the equation. In this
chapter, therefore, we will deal with the questions of government, law, and
social relations as affecting Imperial Italy alone.
Let us briefly recapitulate the facts as to the geographical boundaries
of the Imperial territory, which it will be remembered was almost exclusively a
sea-coast dominion. Starting from the north-east, we find the Istrian peninsula
undoubtedly Imperial. But when we reach the head of the Adriatic Gulf, the
ancient capital of Aquileia with its Patriarch is under Lombard rule, while the
little island city of Grado, in which the rival Patriarch has set up his
throne, still clings to the Empire. From the mouth of the Tagliamento to that
of the Adige a long strip of the coast is for some time retained by the
Emperors, and probably bears the name of Ducatus Venetiae. But in the earliest
years of the seventh century Patavium and Mons Silicis (Padua and Monselice) were
won for the Lombards by King Agilulf: soon afterwards Concordia fell into their
power, and when in 640 Opitergium and Altinum were taken by King Rothari, the
Eastern Caesar can have had few subjects left in this part of the country,
except the indomitable islanders, who between sea and sky were founding upon
the lagunes that cluster of settlements which was known by the name of Venetia
Maritima.
The mouths of the Po, the city of Ravenna, and a great stretch of the
Via Aemilia, with “hinterland” reaching up to the skirts of the Apennines,
formed the large and important district known as the Exarchatus Ravennae.
Further inland, Mantua, Cremona, Piacenza, and a few cities on the southern
bank of the Po remained for a generation subject to the Empire, but were
detached from it in the earliest years of the seventh century by King Agilulf,
rightly incensed by the Exarch's kidnapping of his daughter. We travel down the
shore of the Adriatic and come to the Duchy of the Pentapolis, consisting of
the five flourishing maritime cities of Ariminum, Pisaurum, Fanum, Senegallia,
and Ancona. Another inland Pentapolis, called Annonaria or Provincia
Castellorum, included the cities of Aesis, Forum Sempronii, Urbinum, Callis,
and Eugubium (Jesi, Fossombrone, Urbino, Cagli, and Gubbio). These two
provinces together sometimes went by the conjoint name of Decapolis. A long
stretch of coast, ill-supplied with harbours and therefore not belonging to the
Empire, marked the spacious territory abandoned to the Lombards, and ruled by
the dukes of Spoleto and Benevento. Then rounding the promontory of Mount
Garganus, we come to the town of Sipontum, which was Imperial till near the
middle of the seventh century and then to the heel of Italy, from the river
Aufidus to the Bradanus, comprising the seaport towns of Barium, Brundusium,
Hydruntum, and Tarentum (Bari, Brindisi, Otranto, and Taranto). All of this
region was Imperial land till Romwald of Benevento (between 665 and 675) rent
the greater part of it from the Empire, leaving to the Caesar little besides
the city of Otranto, which, though once for a moment captured by the Lombards,
remained permanently Imperial, and was at a later period the base of important
operations by the Greeks for the reconquest of Southern Italy. As the “heel”,
so also the “toe” of Italy, from the river Crathis to the Straits of Messina,
remained during the whole of our period in the possession of the Empire. So,
too, did the important island of Sicily, full of Papal “patrimonies”, and
forming a stronghold of Imperial power. Though harassed more than once by the
invasions of the Saracens, it was not till the ninth century that they
seriously set about the subjugation of the island : and in fact for half a
century after the fall of Ravenna, the “Patrician of Sicily” was the highest
representative of the Emperor in the western lands, the duke of Naples himself
being subject to his orders.
Proceeding northwards along the shore of the Tyrrhenian Sea, we find in
the ancient province of Lucania only Acropolis, and perhaps its near neighbour
Paestum, left to the Empire. Entering Campania, we discover that the duke of
Naples ruled over a small though wealthy territory, reaching from Salernum at
one end to a point due west of Capua (itself a Lombard city) on the other. But
the duchy reached very little way inland, and we might probably say with safety
that from every part of the region which he ruled, the duke of Naples could
behold the crater of Vesuvius.
Of much wider extent was the Ducatus Romae, which reached from Gaeta on
the southeast to Civita Vecchia on the north-west, including practically the
whole of the ancient province of Latium, a corner of the Sabine territory, and
the southern end of Etruria. The changes of fortune that befell the Tuscan and
Umbrian cities, by which Rome and Ravenna sought to keep up their
communications with one another along the Flaminian Way, the cities of Todi,
Perugia and Tadino, have been sufficiently described in earlier chapters.
Lastly, the beautiful Riviera (di Ponente as well as di Levante),from
the river Magra to Mentone, remained a province of the Empire until about 640,
when King Rothari the legislator took Genoa and all her sister cities, razed
their walls (like Gaiseric the Vandal), and turned the region into the Lombard
duchy of Liguria.
Of the islands of Sardinia and Corsica little is known during this
period save that their fortunes were not closely interwoven with those of
Italy. As they had once been subject to the Vandal kings of Carthage, so now,
though restored to the Empire, they were still ruled by the Exarch of Africa.
The invasions of these islands by the Lombards, of which we heard in the
letters of Pope Gregory the Great, do not seem to have resulted in any abiding
settlement. When the Emperor Constans was ruling or misruling Sicily, Sardinia
was one of the districts which felt the heavy hand of his tax-gatherers and
soldiers coming from Sardinia as well as from Africa and Imperial Italy
deprived his successor, the usurper Mizizius, of his throne and life. In the
eighth century Sardinia as well as Corsica suffered grievously from the
incursions of the Saracens, though it does not appear that these invaders
succeeded in formally detaching those islands from the Empire.
From these outlying dependencies we return to the contemplation of
Imperial Italy, that we may enquire into the nature of the political
organization by which the Emperors dwelling in distant Constantinople
maintained their hold upon the maritime regions of the peninsula. To begin at
the very beginning of our present period, let us listen to the words in which
the Emperor Justinian reasserts his dominion over the recovered land. In
August, 554, the year after the death of Teias, the year of the final defeat of
the Alamannic brethren, Justinian issued a solemn Pragmatic Sanction for the
government of Italy. This decree, singularly enough, purports to be issued in
reply to the petition of Pope Vigilius “the venerable bishop of the elder
Rome”, though that much-harassed pontiff had certainly left Constantinople, and
most probably had died before its promulgation. The Emperor first solemnly
confirms all dispositions which have been made by Athalaric, or his royal
mother Amalasuntha, or even Theodahad, as well as all his own acts, and those
of his spouse Theodora of pious memory. Everything, on the other hand, done by
“the most wicked tyrant Totila” is to be considered absolutely null and void,
“for we will not allow these law-abiding days of ours to take any account of
what was done by him in the time of his tyranny”.
Many laws follow (which seem to be well and wisely framed) as to the
length of prescription requisite to establish a claim after “the years of
warlike confusion which followed the accession of the tyrants”. There is also
an evident attempt made to lighten the burden of taxation, and so to guard
against any future oppressions by men like Alexander the Scissors, which might
goad the provincials to madness. Especially it is ordained that the tribute due
from each province shall be exacted by the governors of that province only, and
that the great Imperial ministers at headquarters shall not assist in the
process. Some precautions are taken for lightening the burden of coemtio.
Each province is only to be called upon to furnish tribute in kind out of that
sort of produce which naturally grows there, and such tribute when rendered is
to be taken at the current market price of the day. Moreover, the landowners of
Calabria and Apulia, who have already commuted their coemtio into a
money payment [superindictitius tituliis), are not to be called on to pay that
titulus and provide coemtio as well. And any senator or large tax-payer
is to have free leave and license to visit the court at Constantinople in order
to lay his grievances before the Emperor, as well as to return to Italy and
tarry there as long as he will for the improvement of his estate, since it is
difficult for absent owners to keep their property in good condition, or to
bestow upon it the cultivation which it requires.
The two most important sections of the decree, however, in reference to
our present subject are the 33rd and the 12th.
The 33rd runs as follows : “We order that all law-suits between two
Romans, or in which one Roman person is concerned, shall be tried by civil
judges, since good order does not permit that military judges shall mix
themselves up in such matters or causes”.
A “Roman person” is evidently a native of Italy in contradistinction to
the horde of foreigners who served in the armies of the Empire. The intention
of the legislator is that wheresoever the rights of such a Roman person are
concerned, whether as plaintiff or defendant, his cause shall be heard before a
civil judge, probably the praeses of the province, and not before the harsh and
unsympathetic officer of the army, who, however, is recognized as the right
person to try matters in dispute between one “military person” and another.
Sect, 12 relates to the mode of appointing these civil governors or judices
provinciarum : “More over we order that fit and proper persons, able to
administer the local government, be chosen as governors (judices) of the
provinces by the bishops and chief persons of each province from the inhabitants
of the province itself”. This appointment is to be made without any payment for
votes; and the letters patent of the office (codicilli) are to be handed to the
new governor by the minister whose business it is [per competentem judicem)
[free of charge]. On these conditions, however, that if they (the judices
provinciarum) shall be found to have inflicted any injury on the tax-payers, or
to have exacted anything in excess of the stipulated tribute, or in the
coemption to have used too large measures, or unjust weights for the solidi, or
in any other way to have unrighteously damnified the cultivators, they shall
make good the injury out of their own property.
We see here an earnest endeavour to remedy the abuses of provincial
administration. The governor of the province is to be a resident therein. This
makes it less likely that he will incur the odium of oppressive acts, committed
in a district of which he is a native, and where he will spend the remainder of
his days. He is to be appointed without suffragium, the technical term for the
payments, often of enormous amount, which had been hitherto made to the members
of the Imperial household and the great functionaries of Constantinople, in order
to secure their influence on behalf of the aspirant to office. Of course, where
this suffragium had been paid, the new governor's first care was to recoup
himself by wringing it out of the miserable provincials. But further, the
governor is to be elected by the principal inhabitants of the province, instead
of being merely nominated by the autocratic Emperor. We have here an important
recognition of the principle of popular election, a great stride towards what
we should call constitutional government. And a part, apparently a leading part
in this election, is given to the bishop of the province. Here we have both a
proof of the increased power of the higher ecclesiastics (since even the devout
Theodosius would never have dreamed of admitting his bishops to a direct share
in the government of the Empire), and we have also a pathetic confession of the
Emperor's own inability to cope with the corruption and venality of his civil
servants. He seems to have perceived that in the great quaking bog of servility
and dishonesty by which he felt himself to be surrounded, his only sure
standing-ground was to be found in the spiritual Estate, the order of men who
wielded a power not of this world, and who, if true to their sacred mission,
had nothing to fear and little to hope from the corrupt minions of the court.
The experiment of popular election of the provincial governors answered
so well in Italy, that it was extended by Justinian's successor in 569 to the
Eastern portion of the Empire. But as we shall soon see, it was but short-lived
in either the East or the West.
Before we part from Justinian's Pragmatic Sanction we must notice one
more section, the 19th, which deals with the subject of Weights and Measures :
“In order”, says the legislator, “that no occasion for fraud or injury to the
provinces [of Italy] may arise, we decree that produce be furnished and money
received according to those weights and measures which our Piety hath by these
presents entrusted to the keeping of the most blessed Pope and the most ample
Senate”. Another indication this, of the purely secular business which, by
reason of the general respect for his character and confidence in his
uprightness, was being pushed off upon the Head of the Church by the Head of
the State; and at the same time an interesting evidence that after all its
sufferings at the hands of Totila and Teias, the Senate of Rome still lived on,
if it were only to act as custodian of the standard yard and the standard
pound.
The edict, which is addressed to the Illustrious Grand Chamberlain
Narses, and to the Magnificent Antiochus, Prefect of Italy, ends thus : “All
things therefore which our Eternity hath ordained by this divine Pragmatic
Sanction, let your Greatness by all means carry into effect and cause to be
observed, a penalty of 10 lbs of gold impending over all violators of these our
commands”. On the whole, the Pragmatic Sanction, notwithstanding its tone of
ill- tempered railing at the defeated heroes of the Gothic nation, was a wise
and statesmanlike measure; and I, who have in an earlier volume been compelled
to say many hard things concerning the character and administration of
Justinian, gladly recognize that here, in the evening of his days, he makes a
generous effort to lighten the burdens of his Italian subjects, and to admit
them to a share in his power. But “in the clash of arms laws are silent”. Even
as Pitt's well-meant scheme for Parliamentary Reform foundered in the stormy
waters of the great French Revolutionary War, so the perils with which the
Empire was soon surrounded, from Lombards in the West, from Avars, Persians,
Saracens in the East, destroyed the faint hopes of freedom in the Roman Empire
of the sixth and seventh centuries. It is at all times difficult for even the
most enlightened despot to unclothe himself of the power with which in the
course of generations the holders of his office have come to be invested, and
in the face of menacing foreign foes that which was before difficult becomes impossible.
We who have lived through the middle of the nineteenth century know what those
ominous words “The city is proclaimed in a state of siege” betoken, how when
they are uttered popular liberties are suppressed and all classes lie prostrate
under the heel of a military despotism. We remember how even in the greatest
democratic republic that the world has ever seen, “the War-Power” enabled
President Lincoln practically to assume the position of an autocrat, wise and
patriotic doubtless, but still an autocrat. And so, in the Empire, the
tremendous dangers to which it was exposed, from the time of Justin II to the
time of the Iconoclastic Emperors, led to the concentration of all power, civil
and military, in the hands of one class of men who were virtually the military
lieutenants of the Emperor. In the East, this tendency found its fullest
expression in the change of the provinces into themes, which was begun by
Heraclius and completed by Leo III. The word theme meant a regiment of
soldiers, and thenceforward the military district or theme became the chief
administrative unit of the Empire.
In Italy there was perhaps no such sudden and definite change, but all
writers are agreed that there was a change, the result of which was to annul
the division between civil and military functions which had been created by
Diocletian and Constantine and to make the commandant of the garrison in each
city which remained faithful to the Empire the one great centre of power,
judicial and administrative, as well as military, for that city and for the
district of which it was the capital.
This change however, as I have said, was probably a gradual one, and
with the poverty of the materials before us we cannot precisely say when it
began or when it ended. To make the further discussion of the subject clearer,
it will be well to subjoin a table of the military and civil officers, as far
as they can be ascertained, before this change had taken place which led to the
practical absorption of the latter by the former.
The hierarchy of civil offices, it will be seen, was still cast in the
mould which was made at the beginning of the fourth century. So long as they
retained any official vitality at all we must suppose the holders of them to
have been concerned with the trying of causes in which private citizens of
Italian birth (as opposed to military men and foreign followers of the camp)
were concerned; with the collection of revenue; with commissariat business; and
perhaps with the maintenance of roads and aqueducts. But already, in the time
of Gregory the Great, the position of these civil rulers was declining in power
and luster, so that we find the benevolent Pope compassionately relieving the
necessities of an ex-governor of Samnium by a yearly pension of four solidi,
and a gift of twenty decimati of wine. The slenderness of our information does
not enable us to say definitely when this civil hierarchy finally vanished from
the scene, but, to use the simile of a “dissolving view”, we may conjecture
that all through the seventh century their names were growing fainter and
fainter, and those of the military rulers were growing stronger and stronger on
the screen of Italian politics
The Exarch.
I turn then from these shadowy survivals of a great organization to
direct the reader0s attention to the other half of the table of dignities, the
military rulers who were more and more assuming all the functions of government
to themselves, as the delegated servants of the Emperor.
High over all, and practically supreme over Imperial Italy was “the Most
Excellent EXARCH”. We shall probably get a good idea of his position by
comparing him to the Governor-General of India, only that we must add to the
civil functions of that high officer the military functions involved in the
absolute personal command of the army. He seems to have uniformly borne the
title of Patricius added to that of Exarchus, and he not unfrequently held high
rank in the Imperial household, as Cubicularius (Grand Chamberlain) or
Cartularius (Keeper of the Records). He was supreme judge in Italy; he made
peace and war on his own responsibility, apparently without the necessity of
consulting the Emperor; he nominated all the military officers below him, the
dukes and tribunes and the like; perhaps also the civil governors, the prefects
and the vicars, though of this there does not appear to be any direct proof.
After the middle of the seventh century he was, what the Prefect had been till
then, the supreme head of the financial department of the state. This ruler,
whose exalted power gave effect to the will of the Pious Emperor was approached
with servile prostrations by the subjects of his delegated reign. At Ravenna he
dwelt doubtless in the palace of the great Theodoric.
When he visited Rome, clergy, magistrates, soldiers, all the civic
militia of Rome poured forth to meet him with their crosses and their
standards, and led him with jubilations up to the Palatine Hill, where still in
faded magnificence rose the cluster of buildings which has given its name to
every other palace in the world.
Not the least important, assuredly, of the prerogatives of the Exarch,
was the right transferred to him by his Imperial master of confirming the
election of the Pope by the clergy and people of Rome. But notwithstanding this
prerogative, and although in a certain sense the Bishop of Rome, as the
Emperor's subject, might be held to be under the rule of the Imperial
vicegerent, there can be little doubt that, at least from the time of Gregory
the Great, the Pope, if he were a man of at all commanding personality, was,
and was felt to be, a greater man in Italy than the Exarch. The Exarch was a
foreigner, the minion of a court, sometimes holding office for no very long
period, recalled and reappointed at the Emperor’s pleasure. The Pope was an
Italian, often a Roman citizen, speaking the noble old language of
statesmanship and war: he alone could awe turbulent Lombard kings and dukes
into reverent submission; round him gathered with increasing fervour, as the
seventh and eighth centuries rolled on their course, not only the religious
reverence, but the national spirit, the patriotic pride of the Roman people.
I shall briefly discuss the difficult subject of the origin of the
Exarch's title, and then review the history of the men who bore it.
The Greek word Exarchus seems to have come into use in the days of
Justinian, if not before, to denote a military officer of a very high rank and
it may perhaps be looked upon as corresponding to our word “marshal”. It is
apparently in this sense only that the term is applied by Theophanes to Narses,
whom he calls “Exarch of the Romans”. For the persistent non-user of the term
Exarch in connection with Narses by all contemporary writers seems clearly to
show that he was not in his lifetime called the Exarch of Italy.
Neither, as far as we can discover, did Longinus, who ruled Imperial
Italy from 567 to 585 and whose feebleness seems to have had much to do with
facilitating the conquest of the Lombards, ever bear the title of Exarch. In
fact, he is expressly called Prefect of Ravenna by Paulus, for which we may
doubtless substitute Prefect of Italy as his true title. He was therefore,
strictly speaking, only a great civil functionary, with no military command,
and this may have been one reason for his failure to cope with the dire
necessities of his position.
His successor Smaragdus twice held supreme power at Ravenna, his first
tenure of office being probably from 585 to 589. And here we do at last get a
contemporary use of the title Exarch. In a letter of Pope Pelagius II to his
apocrisiarius Gregory at Constantinople, bearing date October 4, 584, we have a
sentence saying that “the Exarch writes he can give us no help, for he is
hardly able even to guard his own district”. Here then we have the great
military governors, who bore the title of Exarch for 170 years, fairly
installed in the palace of Ravenna. It may be a question indeed whether
Smaragdus was the first who bore that title. JM. Diehl suggests that Baduarius,
the son-in-law of the Emperor Justin II, who came in 575 with a great army to
Italy, and was defeated by the Lombards, may have been the first of the
Exarchs, but we have no contemporary evidence of the fact, and the theory is at
best but a plausible hypothesis.
Smaragdus, as the reader may remember, after his highhanded proceedings
towards the Istrian schismatics, became insane, and was recalled by his
Imperial master, who appointed Romanus Exarch in his stead.
Romanus, who ruled probably from 589 to 597, was a perpetual thorn in
the side of Pope Gregory; unable, according to that Pope's representations, to
defend him from the Lombards, and unwilling to make with the invaders a fair
and honorable peace. Probably the fact was that now for the first time, with
such a Pontiff as Gregory sitting in St. Peter's chair, the Exarch began to
feel how completely he was overshadowed by the Bishop of Rome, and showed too manifestly
to all men his ill-temper and his discontent at the anomalous situation in
which he found himself placed.
On the death of Romanus (596 or 597) Callinicus (or, as Paulus calls
him, Gallicinus) was appointed to the vacant post, which he held till about the
year 602. Though he was more acceptable to the Pope than his predecessor, his
dastardly abduction of the daughter of Agilulf, the signal punishment which the
injured father inflicted on him, and the damage thereby done to the Imperial
cause in Italy, marked his tenure of the high office of the Exarchate with dishonour.
Smaragdus (602-611), a second time Exarch of Italy, seems to have risen
with the rise of the usurper Phocas, and fallen with his fall. It was evidently
an especial delight to him to grovel before that base and truculent usurper;
since besides the well-known statue and column in the Roman forum, he erected
another statue to Phocas at Carthage.
Joannes (611-616), after an uneventful rule of five or six years,
perished, apparently in a popular tumult.
Eleutherius, an eunuch (616-620), punished the murderers of his
predecessor, suppressed the rebellion of Joannes Compsinus at Naples, visited
Rome, himself tried to grasp the Imperial diadem, and was slain by his own
mutinous soldiers at Luceoli.
Into one of these periods we possibly ought to interpolate the Exarchate
of Gregory, “patricius Romanorum”, who, as we learn from Paulus foully murdered
the two sons of Gisulf, duke of Friuli, after luring them into the city of
Opitergium by a promise to adopt the elder of them, Taso, as his “son in arms”.
We have also to speak with great uncertainty of the tenure of office of
Eusebius, who may not have been an Exarch at all, but an ambassador of the
Emperor, but who in some strange way fascinated the young Lombard king Adalwald
to his ruin. After this interval of uncertainty we come to Isaac, “the great
ornament of Armenia”, and the husband of “that chaste turtledove Susanna”. His
rule, which lasted probably from 625 to 644, was chiefly marked by the loss of
the Riviera to the Lombards under Rothari.
Of the Exarchs who immediately followed Isaac, as before remarked we
know extremely little. Theodore Calliopas may have ruled for the first time
from 644 to 646.
Plato (646-649), a Monothelete, induced the Patriarch Pyrrhus to break
with the Pope and return to Monotheletism.
Olympius (649-652), Grand Chamberlain, was employed by the Emperor
Constans II in his first abortive attempt to arrest Pope Martin, desisted
therefrom, was reconciled to the Pope, led his army to fight against the
Saracens in Sicily, and died there, probably of camp fever.
Theodore Calliopas, sent a second time as Exarch to Ravenna (653-664),
signalized his rule by the forcible arrest of Pope Martin.
Gregory, whose tenure of office perhaps extended from 664 to 677 is
apparently only known by the occurrence of his name in the “Privilegium” of
Constans II, given in 666 to Maurus, archbishop of Ravenna, confirming his
independence of the See of Rome. In this Privilegium Gregorius Exarchus noster
is mentioned as suggesting the issue of such a document, and is ordered to
assist in giving effect to its provisions.
Another Theodore (probably different from Theodore Calliopas) dwelt in
the palace at Ravenna from about 677 to 687. The monastery which he built near
his palace, his receipt of the news of the election of Pope Conon, the three
golden cups which he presented to the church of Ravenna, and the part which he
took in the quarrel between his namesake Archbishop Theodore and his clergy,
are all recorded in the pages of Agnellus.
Joannes, surnamed Platyn (687-702), contemporary with Pope Sergius
(687-701), being appealed to in connection with the disputed Papal election of
687, appeared suddenly in Rome with his soldiers. He acquiesced in the election
of Sergius, but insisted on taking toll of the Church to the amount of 100 lbs.
of gold.
Theophylact (702-709), contemporary with Pope John VI (701-705),
returning from Sicily to Rome, was assailed by the mutinous “soldiers of
Italy”, and hardly escaped through the Pope's intervention. I am not sure that
we ought not to recognize in Theodore, “the patrician” and “primicerius” of the
army of Sicily, an Exarch of Ravenna. To him was entrusted the command of the
expedition of vengeance directed by Justinian II against the city of Ravenna in
709.
Joannes, surnamed Rizocopus, about 710 met Pope Constantine at Naples,
on his way to Constantinople; himself proceeded to Rome, put four eminent
ecclesiastics to death, and, returning to Ravenna, died there shortly after “by
a most disgraceful death, the just judgment of God on his wicked deeds”.
Scholasticus (713-726), Grand Chamberlain and Exarch, transmitted to
Pope Constantine, probably in 713, the letters of the shadow-Emperor
Anastasius, in which he assured the Pope of his perfect orthodoxy.
Paulus (726-727) was sent by Leo III to enforce the iconoclastic edicts
in Italy, and to arrest Pope Gregory II. He was prevented by the joint efforts
of Romans and Lombards from executing the second part of this order, and was
killed in an insurrection by the citizens of Ravenna.
Eutychius (727-752), the last Exarch of whom we have any mention, has
figured both as a confederate with Liutprand, and as his antagonist, in the
preceding history. He may have been still ruling when Ravenna fell before the
assault of Aistulf, but of this we have no certain knowledge.
This brief summary of the deeds of the Exarchs is derived, we must
remember, chiefly from hostile sources. An Exarch who lived on good terms with
his ecclesiastical neighbours left no mark in history, while one who quarreled
with Pope or Archbishop was sure to have his name mentioned unfavourably by the
Papal biographer or by Agnellus of Ravenna. Still, even on the one-sided
evidence before us we may fairly pronounce the Exarchs to have been a poor and
contemptible race of men. They evidently felt themselves to be strangers and
foreigners in the land; and taking no interest in the welfare of Italy, their
chief thought probably was how to accumulate sufficient treasure against the
day of their return to Constantinople. Feebly oppressive, they were neither
loved nor greatly feared by their subjects or their soldiers. Three of them
were killed in insurrections or mutinies, and a fourth only just escaped the
same fate through the intervention of the Pope. One tried to grasp the Imperial
scepter, but failed, and perished in the attempt. There is no trace of any
great work undertaken by them, or of any wise and statesmanlike scheme for
lessening the unhappiness of Italy. Even for their own proper business as
soldiers they showed no special aptitude. City after city was lost by them to
the Lombards, and not regained; and the story of their incompetent rule is at
last ended by the capture of the hitherto impregnable city of Ravenna.
Consiliarus
The most important person on the staff of the Exarch was his
Consiliarius, who was addressed by the title of “Most Eloquent”, or
“Magnificent”. This minister was still probably in theory what he was in the
days when this office was held by the historian Procopius, whom I have ventured
to call “Judge-Advocate” to Belisarius. A general like Belisarius, who as
general had according to Roman usage the power of trying causes (even though
not of a purely military kind) in which soldiers were concerned, required a
trained lawyer as his assessor, and such an assessor Belisarius found in the
young legist, educated at Berytus, who, fortunately for posterity, was not a
mere lawyer, but had also a true historical genius, and wrote for us the story
of the wars of his chief.
But as the Exarch, though still in theory a military officer, gradually
drew to himself more and more of the functions of a civil governor, of course
the power and the responsibility of his legal assessor were proportionately
increased, and it does not surprise us to find the Consiliarius (perhaps in the
absence of his lord) himself sitting on the judgment-seat, and giving decisions
on his own account
Next however to the Exarch in the great official hierarchy stood the
Magistri Militum, or Duces. These titles had, by a complete deviation from the
usage of the times of Constantine, become practically interchangeable. At that
time the Magister Militum was a very important minister of
State—notwithstanding the division between Masters of the Horse and Masters of
the Foot, there were only eight Masters altogether throughout the whole width
of the Empire— and the Dux was a comparatively obscure military officer, merely
Spectabilis, and standing below the Comes on the official ladder.
Now, in accordance with the general tendency of affairs under the
Eastern Empire, the title of Magister Militum has become cheapened so that
there are very likely a dozen of them in Italy alone, but the title of Dux has
been raised in dignity, so that he is now distinctly above the Comes. Referring
to that which has been said in a previous chapter as to the reasons which may
have induced the barbarian nations to place the Heretoga above the Graf, we may
now perhaps not too rashly venture the suggestion that the usage of the
barbarians caused a change in the usage of the Empire, and that the dukes of
Campania and Sardinia shone in the reflected glories of the dukes of Benevento
and Spoleto.
Cartularius.
In the same way as the Exarch was supreme throughout Imperial Italy, so
the Dux was, or became, during the period which we are now considering, supreme
in the province which was under his rule, commanding the troops, nominating all
the civil functionaries, fixing the taxation of the province, and constituting
in himself the highest court of judicial appeal both in civil and criminal
causes, subject always doubtless to an appeal from his decision to that of the
Exarch.
In close proximity to the Dux we find an officer of high rank called the
Cartularius. In a letter of Pope Stephen III, \written in 756, the Cartularius
is mentioned between the Dux and the Comes. Gregory the Great desires a
correspondent to bring the necessities of Rome before the “Magnificent Man,
lord Maurentius the Cartularius”. And in the year 638 we find Maurice the
Cartularius, apparently the chief Imperial officer in Rome. He Incites the
Roman soldiers to rebellion by pointing to the stored-up treasures of the
Lateran, out of which their wages might well be paid: he enters the Lateran
palace along with the civil rulers, seals up all the treasures of the sacristy,
and sends word to the Exarch Isaac, inviting him to come and divide the spoil.
Later on (circa 642) he foments a rebellion against Isaac himself, which is
suppressed by Donus, Magister Militum; he flies to S. Maria ad Praesepe for
shelter, is dragged thence, and sent to Ravenna for execution.
In all these transactions the Dux Romae is never mentioned. I am
disposed to conjecture that what the Consiliarius was to the Exarch, the
Cartularius was to the Dux; his assessor, and chief legal adviser, who in his
absence acted as his representative, and who may perhaps during some casual
vacancy of the office have pushed himself into a position of supremacy, and
maintained it by the arts of the military demagogue, till it became necessary
for the Exarch to remove him by force.
Dukes of Rome and Naples
Before we part from the Dux and his staff, we must take particular
notice of two dukes, who from the scene of their administrative labors possess
an especial interest for us. The Dux Romae is not mentioned by that name in the
letters of Gregory, but it is probable that in the course of the seventh
century the Magister Militum at Rome was addressed by that title. For an
express mention of a Duke of Rome we must wait till the beginning of the eighth
century (711713), when a large part of the Roman populace refused to receive
Peter as duke because he was the nominee of the heretical emperor Philippicus,
and with arms in their hands vindicated the claim of his predecessor
Christopher. Evidently by that time the Ducatus Romae had become a well-known
office in the state. After the events of 726, and the uprising of the Roman
population against the decrees of the Iconoclastic Emperor, the Duke of Rome,
though still keeping his high office, seems to have more or less broken off his
connection with Ravenna, and become for the remainder of the century the humble
servant of the Pope.
So too the Duke of Naples, though ruling over a very limited territory,
became at an early period, owing to the remote and detached position of his
duchy, comparatively independent of the Exarch at Ravenna. This tendency is
perhaps indicated by the insurrection of Joannes Compsinus (about 618), though
we have no distinct authority for calling him duke, and though his rebellion
was soon suppressed. But in the eighth century, though the dukes of Naples did
not break off from the Eastern Empire, and in fact fought against the Roman
insurgents on behalf of the Iconoclasts, there was an evident tendency on their
part to become hereditary nobles instead of mere nominees of the Emperor,
holding office at his pleasure. The Duke of Naples at this time seems to be generally
called Consul, as well as Magister Militum. About 768 he joins the office of
bishop to that of duke, and in the following century (but this is beyond our
horizon), the descendants of this duke-bishop almost succeed in making both
dignities, the spiritual and the temporal, hereditary in their family.
It should be noticed that from the early part of the eighth century
onwards, probably because of the weakened hold of the central government upon
them, there was a tendency in the duchies to split up into smaller districts,
each of whose rulers assumed the coveted title of Dux. The Papal biographer as
we have seen, describes the result of the iconoclastic decree to have been that
“all men throughout Italy, spurning the Emperor's orders, chose dukes for
themselves, and thus provided for the Pope's safety and their own”. As a
result, we find the number of dukes greatly increased. Perugia, Ferrara, Fermo,
Osimo, Ancona, has each its duke, and probably fuller histories of the time
would give us many more. How strongly this splitting- up of the duchies,
coinciding with their liberation from Imperial control, would tend towards
making the dignity of duke hereditary in certain families, and preparing the
way for a feudal nobility in the Italy of the Romans, as well as in the Italy
of the Lombards, will be at once perceived by a student of history.
Tribunes.
Of the Tribuni, the military officers with civil powers, who came next
below the Duces in the Imperial hierarchy, we are not able to say much. The
reader will not need to be reminded how completely in the Imperial age the word
Tribune had lost that signification of a defender of popular rights which once
belonged to it, and how it was ordinarily applied to a military officer ranking
above the centurion, and corresponding pretty closely with our Colonel. No
doubt, then, the Tribunes who commanded the detachments of troops in the
various towns of the province of which the dux was governor, were essentially
and in theory military officers; but we have abundant proof in the letters of
Gregory I that already, by the end of the sixth century, they joined to their
military functions all the ordinary civil duties of the governor of a town. The
Tribunes, to whom Gregory writes (and who, though styled magnifici and clarissimi,
are nevertheless addressed by him in a tone of patronizing condescension which
he does not employ to Duces and Magistri Militum), are desired to redress
financial grievances, to restore runaway slaves, to assist a niece to recover
her uncle's inheritance, and so forth; all of them affairs entirely foreign to
a military officer's duties. Thus we see here in a very striking manner how
“the toga” was giving way to “arms”, the officer stepping into the place of the
civil servant in all the cities of Italy. Perhaps we may even say that the
substitution took place earlier in the lower ranks of the services than in the
higher; that by the time of Gregory the Tribunus had generally ousted the
Judex, though the Dux had not yet entirely replaced the Praeses.
The Same officer who bore the title of Tribunus was also sometimes
addressed as Comes, and we are tempted to say that these two titles were
interchangeable, like those of Magister Militum and Dux; but it is difficult to
speak with any certainty on this subject. It is certain (I borrow here some
sentences from the latest French expositor) that from the beginning of the
eighth century the exact hierarchy of titles begins to get into strange
confusion; the ambition to wear a more sonorous name, the desire to amass a
larger fortune by the prestige of an important post in the administration lead
the chiefs of the Italian aristocracy to beg for dignities and titles from
Byzantium, or to assume them on their own authority. Governors of towns call
themselves Dukes, great proprietors intrigue for the functions of the Tribune,
which become a hereditary title of nobility in their families; and
administrative dignities go on multiplying, without any longer necessarily
corresponding to real offices in the State.
The result of this examination into the political organization of
Imperial Italy from the sixth to the eighth century throws an important light
on the dark and difficult subject of the early history of Venice. As has been
already hinted, we have exceedingly slight authentic and contemporary materials
and a too copious supply of imaginative fourteenth-century romance for the
reconstruction of that history. But, to repeat what was said in the preceding
chapter, the uniform tradition of all the native historians, coinciding as it
does with the contemporary letters of Cassiodorus, seems to prove that for two
hundred years, from the close of the fifth century to the close of the seventh,
the inhabitants of the islands in the Venetian lagunes were under the sway of
rulers called Tribuni (Cassiodorus calls them Tribuni Maritimi), one for each
of the twelve islands. About the year 697 they came together and chose one
supreme ruler for the whole territory, who was called Dux : these Duces ruled
the islands for about forty years, each one holding his office for life. Then
annual magistrates, called Magistri Militiae, were appointed in their stead.
This experiment, however, was found not to answer, and in 742 a Dux was again
appointed, thus reinstating a line of elective life-magistrates, who for 1054
years ruled the cities of the lagunes, and for nearly 1000 years the one
central queenly city of the Rialto, and whom history knows as the Doges of
Venice. So much our inquiries into the contemporary history of Imperial Italy
enable us easily to understand. The Tribuni, each one ruling in his own little
island-town, are the Imperial officers whom we should expect to find there. If
the islanders were from any cause detached from the rule of the Dux Histriae et
Venetiae towards the close of the seventh century, during the troublous reign
of Justinian II, it was natural that the inhabitants should elect a Dux of
their own, hereby illustrating both the tendency towards a splitting-up of the
great duchies into little ones, and the tendency towards popular election which
became manifest when events weakened the hold of the Empire on the loyalty of
the Italians. And what we have learned as to the almost equivalent value of the
titles Dux and Magister Militum enables us readily to understand why, during
the temporary obscuration of the life-ruling Dux, an annual Magister Militiae
should be substituted in his place. The point on which we are not entitled to
speak is as to the extent to which popular election may have entered into all
these official appointments, especially into the appointment of the Tribuni who
ruled in the several islands for two centuries. By analogy with the rest of
Imperial Italy, we should expect these Tribunes to be nominated by a Duke or an
Exarch, and so ultimately to receive their authority from Constantinople. It is
possible that the peculiar circumstances which led to the foundation of the
cities of the lagunes and their strangely strong geographical position may have
rendered them more independent of the officers of the Empire than the other
cities which still owned its sway. But, on the other hand, all our information
about them comes to us colored by the fancies of men who lived long after
Venice had thrown off the yoke of the Empire; nay, some generations after she
herself had borne a share in the sack of Constantinople. Historians like Dandolo
and Sabellico, with these thoughts in their minds, were sure to minimize the
degree of their ancestor's dependence on the Empire, and to exaggerate the
amount of independence possessed by their forefathers. Perhaps, too, even their
knowledge of Roman history, imperfect as it may have been, led them to think of
a Tribune as a sturdy champion of popular rights, like Tiberius or Caius
Gracchus, rather than as the sleek, obsequious servant of an absolute master,
who was really denoted by the term Tribunus in the sixth century after Christ.
We have now gone through all the higher members of the political
organization of Imperial Italy during the Lombard dominion, and have certainly
so far seen no germs of freedom which could account for the phenomena
afterwards presented by the great Italian Republics. This is fully admitted by
Savigny himself, who holds that all the higher ranks of the civil magistracy of
the Empire disappeared under the waves of change, but thinks the minor
municipal magistracies survived, partly by reason of their very obscurity. The
question which thus presents itself for solution is whether the local senates
or Curiae of the cities of Italy did or did not survive through those centuries
of darkness, to the dawn of republican freedom in the twelfth century.
To prevent needless repetition I refer my readers an easier section of
this history for a sketch of the rise and fall of the municipal system of the
Empire. The reader, if he turns back to that section, will see how the once
flourishing and prosperous town-councils of Italy and the provinces became
transformed into life-long prisons, in which the unhappy members of a once
powerful middle-class were penned like sheep, awaiting the “loud-clashing
shears” of the Imperial tax-gatherer. At the time of Justinian the condition of
these Senators (as they were called with cruel courtesy) was still unaltered.
In a law passed in the year 536 the Emperor laments in his stately language
that the Senates which were established in every city of the Empire, in
imitation of the Senate in the capital, are falling into decay, that there is
no longer the same eagerness which there was in old time to perform public
services to one's native city, but that men are willfully denuding themselves
of their property, and making fictitious presents of it during their lifetime,
in order to evade the statutory obligation to leave at least one-fourth of that
property to members of the Senate. The Imperial legislator accordingly raises
the proportion which must be thus left, to three-fourths. If a man leave
legitimate children, they become perforce senators, and take the whole property
with the burden. If he leaves only illegitimate offspring, they are to be
enrolled in the Senate if they receive a bequest of this three-fourth fraction,
otherwise it all goes straight to the Curia. If he leave only daughters, they
must either marry husbands who are senators, or relinquish all claim to
anything but one-fourth of their father's estate All these provisions show that
we are still face to face with that condition of affairs in connection with the
Curia—nominal dignity, but real slavery—which we met with a century and a half
before in the legislation of Theodosius and his sons. We see from the letters
of Pope Gregory that the same state of things continued half a century after
the legislation of Justinian, for he forbids the ordination not only of
bigamists, of men who have married widows, of men ignorant of letters, but also
of those “under liability to the Curia”, lest, after having received the sacred
anointing, they should be compelled to return to business.
In the East, however, it is clear that, for some reason or other, not
even as convenient taxing-machines could the Curiae be kept permanently in
existence. It was perhaps the institution of a new order of tax-gatherers
called Vindices, and the assignment to them of the functions formerly
discharged, much against their will, by the Decurions, which brought about this
change. Certain it is that about the year 890, the Emperor Leo VI, in an edict
which I have already quoted abolished the last vestiges of the Curiae, which he
described as imposing intolerable burdens, conferring imaginary rights, and
“wandering in a vain and objectless manner round the soil of legality”.
This having been the course of affairs in the Eastern Did Empire, we
should certainly expect to find that the Curiae had not a longer life in the
West. With war and barbaric invasion raging round them, with the tendency which
we have observed in Imperial institutions to imitate those of the Germanic
peoples, especially the tendency of offices to become hereditary and thus to
prepare the way for a feudal nobility, we certainly should not expect these
Curiae, the pale specters of long-dead republics, to maintain themselves in
being for six centuries. The negative conclusion on this subject to which a
priori probability leads us is that at which the majority of scholars have
arrived as the result of a posteriori reasoning. But one great name, that of
Carl Friedrich von Savigny, is inscribed on the other side of the question, and
in deference to that opinion (from which no historical student differs without
reluctance) we must look a little more closely at the constitution of the
Curiae, such as they undoubtedly still subsisted on the soil of Italy at the
end of the sixth century.
In the old and flourishing days of the Italian municipalities, as we
have seen, the Decurions had been an aristocracy ruling their native city, and
proudly holding themselves aloof from the Plebeii around them. It had been an honour
eagerly sought after to have one's name inscribed in the Album Curiae. Here
were to be found first of all the names of the Patroni, or, as we should call
them, honorary members; either home-born sons of the Curia, who had passed
through all the grades of office up to the highest; or eminent Italians outside
the Curia, on whom it had bestowed, as we should say, “the freedom of the
city”. Here, too, were those who were serving, or had served, the office of
Duumviri the office which imitated in each provincial town the position of the
Roman Consulate, and which shared some of its reflected splendour. Here were
other lower functionaries, who, as at Rome, bore the titles of Aedile and
Quaestor, and here also was an officer called the Quinquennalis, appointed only
once in five years, and whose dignity, corresponding to that of the Roman
Censor, seems at one time to have overshadowed even that of the Duumviri
themselves.
The Curator.
In the sixth century, the names, and hardly more than the names, of
these municipal magnates still survived. The Duumviri appear to be alluded to
under the more general term Magistratus. The continued existence of the
Quinquennales depends on the rendering of a doubtful contraction in the papyrus
documents of Marini. By a series of changes which even the patient labour of
German scholars has hardly succeeded in fully developing, the power, such as it
was, of the Italian Curia seems to have been concentrated in two officers,
unknown in the third century, the Curator and the Defensor.
I. The Curator seems to have exercised those administrative and
financial powers which we in England associate with the title of Mayor—perhaps
adding thereto that of Chairman of the Finance Committee of the Corporation.
The Curator of a large city like Ravenna was still an important person in the
year 600. Gregory the Great addresses him as gloria vestra, consults him
about important affairs of state such as peace with the Lombard king, asks him
to obtain for certain soldiers their arrears of pay, recommends to his good
offices the wife of the Prefect of Rome, who is visiting Ravenna If we may
identify him, as seems probable, with the Major Populi whom we meet with at
Naples, he had charge of the gates of that city, and vehemently resented the
pretensions of a meddlesome and arrogant bishop to interfere with him in his
work of guarding the city, and to raise up a party antagonistic to his
government.
These last letters of Pope Gregory probably indicate to us one reason
for the disappearance of the Curator from all our later historical documents.
The bishop was rapidly becoming the most important person in all that related
to the peaceful administration of the city. Between him and the military
governor, the Tribunus, there was left but little room for the
popularly-elected Curator or Major Populi, and so in the course of the seventh
and eighth centuries he vanishes from the scene.
2. Similar, probably, was the fate of the Defensor, who at the beginning
of our period stood at the head of all the local functionaries, taking
precedence both of Curator and Duumviri. His office, however, was chiefly a
judicial one, and we may therefore, recurring to our English analogy, call him
the Recorder, as the Curator is the Mayor of the town. The Defensor Civitatis,
that officer whom the Empire had called into existence in order to protect the
humbler classes against the rapacity of its own instruments, had gradually
grown into an important magistrate, with a court and official retinue of his
own. He himself had become too often arrogant and oppressive, a wolf instead of
a sheep-dog to the flock. Then, again, he too, though not one of the downtrodden
Curiales, had declined in power and reputation, so that, as Justinian himself
says in his 15th Novel, “The office of Defensor is so trampled upon in parts of
our dominions, that it is considered a disgrace rather than an honour to
possess it. For it is now sought after by obscure persons in need of food and
clothing, and given to them as a matter of charity rather than of proved
fitness. Then the governors remove them at their pleasure for the most trifling
fault, or for no fault at all, and put other persons in their room whom they
call place-keepers, and this they do many times a year; so that the men of
their staff and the rulers and inhabitants of the city hold the Defensor in
utter contempt. Moreover, their judicial acts might as well never take place at
all. For if the governors of the provinces order them to do anything in their
official capacity, they generally do not presume to keep any record of their
acts, looking upon themselves as the humble servants of the governor, whose nod
they obey. Or, if they do make a record, in the first place they sell it [to
one of the litigants], or secondly, as they have no place for storing their
archives, the record is practically lost, and those who may desire to refer to
it at a later day have to hunt it up from their heirs, or other successors, and
generally find it worthless when they have obtained it”.
In order to remedy all these abuses, Justinian ordained that the office
of Defensor should be a biennial one, that he should be chosen by the bishop,
clergy, and respectable citizens from among the more influential inhabitants of
the city; that each one in his turn should be obliged to accept this public
charge and that none, even of Illustrious rank, should be allowed to decline
it. If any one after this enactment presumed to refuse to undertake the office,
he was to be fined five pounds of gold, and was still to be compelled to act as
Defensor. The Defensores were not to be removed from office, nor to have
place-keepers appointed in their stead, by the ordinary provincial governors.
If there were any complaint against their administration, the Praetorian
Prefect alone was empowered to remove them. There were assigned to each
Defensor from the staff of provincial servants, one reporter (Exceptor) to take
minutes of his decisions, and two Officiales to carry them into effect.
To remedy the inconvenience which had arisen from the loss of documents
in the Defensor's office, Justinian further ordered that a public building
should be set apart in each city, in which he should store his records, under
the care of an officer appointed for that purpose. It was hoped that thus the
archives might be kept uninjured, and might be accessible to all men.
Under this law, the Defensor received, perhaps for the first time, the
power of deciding civil cases up to the above-mentioned limit of 300 solidi. He
had also summary criminal jurisdiction in all cases of slight importance, and
the power of detaining graver offenders in prison, and sending them to the
Praetor for trial. In short, his functions greatly resembled those of an
English magistrate, with some of those which belong to a County Court Judge
added thereto. Wills also, and voluntary donations, were registered in his
court, and the provincial governor was not to seek to deprive him of this
voluntary jurisdiction.
The Novel in question was evidently a serious and well-considered
attempt to make this popularly chosen judge, who was to be elected from among
the local magnates, a great and important part of the machinery of government.
As far as it went, it was an attempt to decentralize administration, and to
invite the wealthier provincials to take their share in the life of the state.
This attempt however, like those previously noticed in the same
direction, probably failed under the pressure of the times. We cannot speak
with any certainty on the subject, owing to the paucity of our materials, but
the letters of Pope Gregory lead us to infer that in his day the office of
Defensor Civitatis was not one of any political importance. He too, there is
reason to think, found himself squeezed out between the Bishop and the
tribunus. The Church and the Army so occupied the ground that there was no room
for the delicate plant of local self-government to flourish between them.
If this is the general conclusion to which our historical materials,
slender as they are, seem to lead us, what, it may well be asked, is the
evidence by which Savigny could possibly be led to imagine a continuous life of
municipal institutions, lasting on till the twelfth century? The answer is
contained in the very interesting documents edited by Marini, which do
certainly show that there was more tenacity of life in the old Curial
organization than we should have supposed from the evidence mentioned above. We
have here a nearly continuous chain of documents, reaching from the days of
Odovacar (circa 480) down to 625, all showing the Curia as still existing as a
Court of registry for legal instruments. We have here the records of sales,
donations, the appointment of a guardian, wills, the discharge of claims under
a will, and so on. The documents have almost all come from the archives of the
Church at Ravenna, and relate chiefly to that city and its neighbourhood, but
there is no reason to doubt that every other city in Italy could show many
others like them, had they been preserved with equal care. In these documents
in Marini's collection, we meet with nearly all the names of magistrates that
have been described above. The Defensor, the Quinquennalis, the Magistratus
(who is no doubt equivalent to Duumvir), all figure in these papyri as
witnesses to the various transactions recorded: and it is often expressly said
that the persons concerned in them have asked that they may be inscribed on the
proceedings of the Curia. The Curator, however, does not appear, an absence
which is by some attributed to his being veiled under the title Quinquennalis,
while another suggestion is that as an administrative officer he had no concern
in these quasi-judicial proceedings of the Curia.
It is then on the strength of these most interesting documents that
Savigny grounds his theory of the survival of the Curiae through the darkest
part of the Middle Ages. It is true that the documents do not bring us down
below 625, but it is perhaps fair to argue that this is an accident due to some
special circumstances in the history of the Church of Ravenna, and that a more
careful storage of the archives would have shown us some of a later date.
But even so, and without insisting too much on the great gap which
intervenes between the seventh century and the twelfth, may we not fairly ask,
what do these documents prove as to the political state of Italy? We have in
them traces of certain courts still lingering on as mere courts of
registration. These subscribing and attesting witnesses do not, for anything
that the documents show us, possess any power in the city. Their functions are
only what we call notarial functions, and it is but in accordance with what we
might have expected that we find the word Curialis used in the ninth century
(as Savigny himself admits) as a title equivalent to that of Exceptor, or
registrar of the Court.
To me the nearest analogy to these Curiae of the seventh century, which
Savigny regards with such romantic interest, and in which he sees the germs of
the glorious Italian Comuni of the thirteenth century, is the “courts baron”
and “courts leet”, which still preserve a lingering existence in our own
country. In the absence of a complete system of registration, these little
Courts of ours have their value. The steward of the manor (generally a local
attorney) and a few copyholders on the estate are aware of their existence, and
can tell an intelligent inquirer when they will be held. But they are
absolutely without influence on the political condition of the districts in
which they meet, and the majority of the inhabitants would never notice their
disappearance if they dropped absolutely out of existence. If we can imagine
these faint survivals becoming once more great and powerful realities, or
rather becoming greater and more powerful than they ever were in the noonday of
the feudal system, if we can imagine them making and unmaking ministries, and
determining the destiny of England, then, as it seems to me, we may also
imagine the Comuni of Florence or of Siena descending from the Curiae of the
Imperial age.
CHAPTER XIV.POLITICAL STATE OF LOMBARD ITALY
|
|||||||||||