READING HALLDOORS OF WISDOM 2022 |
A HISTORY OF THE LATE ROMAN EMPIRE FROM ARCADIUS TO IRENE(395 TO 800 AD)BOOK ONE
INTRODUCTION
I
CHRISTIANITY AND PAGANISM
In the fourth and fifth centuries A.D. a great change came
over the face of Europe; the political order of things was broken up. This
movement ushered in the Middle Ages, and it presents a noteworthy parallel to
that other great European movement which ushered out the Middle Ages, the
movement of the fifteenth and sixteenth centuries by which the spiritual order
of things was broken up. The atmosphere of the age in which the Empire of Rome
was dismembered was the Christian religion; the atmosphere of the age in which
the Church of Rome was ruptured was the Renaissance of culture. The formation
of independent Teutonic kingdoms in the earlier period corresponds to the
Reformation in the later; in both cases the German spirit produced a mighty
revolution, and in both cases the result was a compromise or division between
the old and the new. The Roman Empire lived on in south-eastern Europe, even as
the Catholic Church lived on, confined to a limited extent of territory; and
there was a remarkable revival of strength, or reaction, in the fifth and sixth
centuries at Constantinople, which, following out the parallel, we may compare
to the Counter-reformation. And this analogy is not a mere superficial or
fanciful resemblance; the same historical principle is involved. Christianity
and the Renaissance performed the same functions; each meant the transformation
of the spirit of the European world, and such a transformation was a necessary
precursor of the disintegration of European unity, whether political or ecclesiastical.
In the strength of ancient ideas lay the strength of the Roman Empire;
Christianity was the solvent of these ideas, and so dissolved also the
political unity of Europe. In the strength of medieval ideas lay the strength
of the Roman Church; the spirit of the Renaissance was the solvent of medieval
ideas, and therefore it dissolved the ecclesiastical unity of western and
northern Europe.
For the philosopher who looks upon the march of ideas over
the heads of men the view of history is calm, unlike that of the troubled
waters of events below, in which the mystic procession is often but dimly
discerned. For him the spirit of old paganism departs before the approach of
Christianity as quietly as the sun sinks before the sweeping train of night;
and the dark glimmerings of the medieval world yield to the approach of the
modern spirit as the stars "touched to death by diviner eyes" pass
away before the rising sun. But to the historian who investigates the details
of the process a spectacle is presented of contrast, struggle, and confusion;
and its contemplation has a peculiar pleasure. For both the great periods, of
which we have been speaking, were long seasons of twilight—the evening twilight
and the morning twilight,—during which light and darkness mingled, and thus
each period may be viewed in two aspects, as the end of an old, or as the
beginning of a new, world. Now this double sidedness produces a variety of
contrasts, which lends to the study of such a period a peculiar interest, or we
might say an aesthetic pleasure. We see a number of heterogeneous elements
struggling to adjust themselves into a new order—ingredients of divers perfumes
and colours turning swiftly round and blending in the cup of the disturbed
spirit. The grand contrast of the old and the new in the fourth and fifth
centuries stands out vividly; old and new nations as well as old and new
religions are brought face to face. We see civilized Greeks and Romans,
semi-civilized or wholly civilized Germans, Germans uncivilized but possessing potentialities
for civilization, Huns and Alans totally beyond the pale, moving to and fro in contact with one another. In the lives of
individuals too we see the multiplicity of colours curiously reflected. St.
Helena, the mother of an Emperor, makes a pilgrimage to Jerusalem, since
Hadrian's time usually called Aelia Capitolina, and finds the relics of the true cross with a
thrill of overpowering delight, something like the delight that was felt by
Renaissance scholars when an old Roman corpse was disentombed. Or we see
Julian, a pagan philosopher, a noble man and an enlightened Emperor, trying to
dislodge Christianity from the position it had won, and yet unable to avoid
borrowing hints from it for his own system; just as in the writings of his
friend, the anti-christian professor Libanius, we occasionally find an unconscious echo of the
new religion. While the pagan Neoplatonist Hypatia is lecturing in the Museum
at Alexandria, her semi-pagan pupil Synesius is a bishop at Cyrene. At Athens,
now a fossilized provincial town, but still the headquarters of learning,
paganism has its last stronghold; and even from this camp of heathenism the
most Christian Emperor, Theodosius II, obtains the daughter of a philosopher as
his consort, and she, after her conversion to Christianity, writes religious
poems composed of scraps of Homeric lines. St. Augustine, the poet Sidonius Apollinaris, and the poet Nonnus were, like Synesius, remarkable examples of persons who, born and reared
pagans, turned in later life to the new faith; and the writings of these men
illustrate the contrasts of the age.
The Christian Church itself, it may be added, was full of
contrasts just then; for the Christian doctrine had not yet sunk, or risen, to
the monotony of a formula. There were still many open questions, even for
orthodox Athanasians; there was still room for the
play of individuality. It has been noticed how heterogeneous in spirit were the
writings of the Greek Church; we have the zelotic dogmatism of Epiphanius, the poetic speculation of Synesius, the philosophy of
religion of Aeneas of Gaza and Nemesius, the sobriety
of Theodoret, the mysticism of Pseudodionysios.
Basil and Gregory of Nazianzus had been fellow-students of the pagan Julian at
Athens; Chrysostom was a pupil of Libanius.
Thus the general impression we receive is one of contrast,
and it is in the battle of conflicting elements that the keenness and quickness
of life consist. But the conflict was carried on, and the quick life breathed
in a gray, often murky, atmosphere, different from
the brightness that lit up those other conflicts in Athens during the fifth
century BC, and in Italy during the fifteenth century AD. There was a general
feeling of misfortune; the world-sadness pressed on the souls of all; and books
were written to account for the woes that had come upon the human race. Nature
too seemed to have prepared a dark background for the enactment of the miseries
involved in the break-up of society and the incursions of the barbarians;
plagues and earthquakes seemed to be signs of the times—like the tempest in
King Lear, a suitable setting for the tragedy. The pagans of course were fain
to attribute the misfortunes of the time to the new religion, and the
"pale cast" of the spirit to the victory of the "pale
Galilean". But in history what men superficially connect as cause and
effect are really both effects of some deeper cause. The world had grown gray independently of Christianity, and if it had not grown gray, Christianity would hardly have been
possible—would not have had much meaning; it met the need of the world at the
time.
For there are two ways in which we may intuit the world and
avoid quarrelling with life. We can regard our experience as destiny—fortune
and misfortune as alike determined for us by conditions beyond our control. It
was in this objective way that the old Greeks regarded their experience, and in
this way they were content; for it never occurred to them to exalt subjective
wishes of their own in opposition to the course of destiny, and grieve because
such wishes remained unachievable.
Otherwise we may feel our own subjective aims more keenly,
and be unable to see them sacrificed without experiencing sorrow or even
despair. In this case we shall need something in their stead to make us
contented with life, we shall require a consolation. If circumstances render a
man's life joyless and hopeless, it becomes endurable for him through the
belief that another existence awaits him; the world is thereby rendered less
unintelligible, or there is a hope of understanding it in due time; the heavy
and weary weight seems less weary and heavy to bear; his belief is a
consolation. The old Greeks needed no repentance and no consolation. The
centuries from Alexander the Great to Marcus Aurelius were the time in which
the thorns were penetrating. The ancient Greek spirit could indeed exclaim, “Oh,
how full of briars is the working-day world!” but they were only burs thrown
upon it in holiday foolery, burs upon the coat that could be shaken off. The
spirit of the later ages said, “These burs are in my heart”. When Anaxagoras
was informed that his son had died, he said, “I never supposed him to be
immortal”; but a Christian hermit, on receiving similar news in regard to his
father, rebuked the messenger, “Blaspheme not, my father is immortal”. The
Christian had a compensation for death which the heathen did not require.
Christianity provided the needed consolation. But
we must apprehend clearly the fact that the need had at one time not existed,
and also the fact that it had come into existence in the regular course of the
spiritual development of man. We are hereby reminded that if in one respect
Christianity forms a new start in history, from another aspect it stands in
close historical connection with the old Greek and Roman worlds; its
philosophical doctrines are the logical end of the ancient Greek philosophy and
the direct continuation of Stoicism and Epicureanism.
We may then first consider the connection of the new
religion with the past, and its points of resemblance and contrast with the
last form of pagan philosophy; and then, in another chapter, glance at the new
departure made by Christianity and its most obvious influences on society.
The post-Aristotelian individualistic philosophies of Zeno,
Epicurus, and the Sceptics were all characterized by the same motive. Their
object was, not to understand the universe, but to secure for the individual
the summum bonum; the end of philosophy was personal, no
longer objective. It is from a similar cause that philosophizer and philosophical in
colloquial English are used in a degraded sense; we talk of "bearing pain
like a philosopher". We may contrast the apathy of Zeno, the freedom from
affections which make us dependent on external things, with the metriopathy of Aristotle, who therein reflected the general
spirit of the ancient Greeks. Epicurus placed the highest good in a deep haven
of rest, where no waves wash and no sound is heard; his ideal too was
mainly negative, freedom from bodily pain and mental trouble. These
philosophies were over against the world rather than above it; the note of them
was dissatisfaction with life and estrangement from the world.
This spirit, which set in as old Greek life was falling
asunder, increased and became universal under the cold hand of Roman rule,
which assorted well with the cold Stoic idea of coverts, nature. It has been
said that the early Empire, up to the middle of the second century at least,
was a golden age of felicity, and we may admit that in some respects it did
approach more than other ages to the ideal of utilitarians;
but for thinkers it was not an age of felicity or brightness, heaviness was
hanging over the spirit and canker was beginning to gnaw. The heavy cloud soon
burst, and after the reign of Marcus Aurelius, Europe was a scene of general
misfortune.
The philosophical attitude of the Stoics, whose tenets were
more widely spread than those of any other school, could not be final; it
naturally led to an absolute philosophy. For it disparaged the world and
isolated the soul; but the world thus disparaged was a fact which had to be
explained, and reason was constrained to complete its dialectic by advancing to
repose itself in the Absolute or the One, just as in the eighteenth century the
system of Kant necessitated the absolute philosophies of Fichte, Schelling, and
Hegel.
Or, to put it from a religious point of view, the
individual's own soul was not found a sufficiently strong refuge. Some stronger
and surer resting-place was needed, something above the world and not over
against it. And so the spirit endeavoured to grasp itself anew. The new idea
was the Logos; the new world was the kingdom of the Son. A need was felt for
mediation—for a place or mansion as it were for the soul to be near God. This
was the positive idea that animated the age of the Roman Empire and tended to
supersede Stoicism; it was common to the system of Philo, to Gnosticism, to
Christianity, and to Neoplatonism. And in Christianity, especially, approach to
God seemed a sort of refuge, and the negative tendency, derived from the apathy
of the Stoics and the unsociability of the Cynics, to flee from the
environments of life, was very strong, and found its expression in monastic
ideals.
Thus these philosophies of the Infinite were the sphere to
which the Stoic, Epicurean, and Pyrrhonic systems naturally led, by their own
inherent defect. But we must now turn to the historical side and see how these
late Greek thinkers prepared the way for the reception and spread of
Christianity. It may be pointed out in a few words. In the first place,
Epicureanism and Scepticism were atheistic and tended to discredit the popular
beliefs in the pagan gods. In the second place, Epicureanism discredited
devotion to one's country, and so, by uprooting patriotism, made the ground
ready for the theory of universal brotherhood. In the third place, Stoicism, by
its positive pantheistic theory and the surrender of the individual to the
pulse of the universe, made a step towards the dependence of man on God's will
or the doctrine of obedience, which is so cardinal in Christianity. And in the
fourth place, the Stoic cosmopolitanism, combined with the Stoic theory of the
law of nature, supplemented the non-patriotic sentiments of the Epicureans, and
thus anticipated the Christian embrace of all humanity. The fact that this
Stoic theory affected the theory and practice of the Roman lawyers, and
transformed the meaning of the phrase jus
gentium, was an advance of the greatest importance in the same
direction.
The resemblance between Christianity and Stoicism, which is
in many points so striking, is sometimes unduly dwelt on. For if the Stoic and
the Epicurean systems correspond to two different types of human nature, if
some men are naturally stoical and others naturally epicurean, Christianity
contained elements which attracted men of both these natures; as well as a
stoical it had an epicurean side, and the second side should not be lost sight
of.
For one of the most important elements in Christianity was
the weight it gave to the tender affections, and one of the most attractive
incidents in a Christian life was the formation of a spiritual friendship or
brotherhood. Now friendship and comradeship were regarded as most important
elements in life by the Epicureans, beginning with the founder of the sect, who
collected around himself a friendly society, while his disciples used to meet
solemnly every month, and once a year in commemoration of his birth, in a
manner which reminds us of the Christian apostles meeting to commemorate their
master. Friendship was a feature among the Epicureans as it
was among the Christians, but not so in the system of the independent and
lonely Stoics.
And then we may say that the joint life of brethren in a
monastery, which, in the western lands of the Empire, ultimately acquired in
many cases a certain brightness and cheerfulness, corresponded to the Epicurean
spirit; while the solitary life of hermits who fled from their fellows and
mortified their bodies was derived from the spirit of Stoicism, tinctured with
oriental asceticism, and sometimes degenerating into the life of Cynics, who
were a sort of caricature of the Stoics.
A noteworthy difference between the two philosophies was
that the Stoics looked back, while the Epicureans looked forward. The great
poem of Lucretius is permeated with optimism, not indeed with the optimism
which holds that there is more pleasure than pain in the world, but with an
optimistic belief in human progress. The human race is represented as
progressing, gradually freeing itself from the fetters of superstition and
opening its eyes to a clearer view of truth. The Stoics, on the other hand,
prefer to dwell on the glories and the heroes of the past, and care little to
look forward; their pantheism did not lead them to an idea of progress. Now
Christianity involved optimism in two ways. It not only involved happiness for
believers in another life; it also involved the theory that the course of
history had been one of progress, designed and directed by the Deity, and that
the revelation of Christ had introduced a new era of advance for the world,
just as the teaching of Epicurus was hailed by followers like Lucretius as
ushering in a new age. It was believed indeed that at any time the end of the
world might come, and that a great change might take place; but, allowing for
all differences, we cannot help perceiving that in the idea of the world's
progress Christianity approaches more nigh to Epicureanism than to Stoicism.
And, in general, the heroism of the Stoics, even of the
later and milder Stoics, was not a Christian virtue; and man's dignity, which
for Christians depended on his having a soul, was reduced by the feeling of his
abasement before God. On the other hand, Christianity exalted the feminine
un-Roman side of man's nature, the side that naturally loves pleasure and
shrinks from pain and feels quick sympathy,—in fact, the Epicurean side; and
thus Mr. Walter Pater makes Marius, a natural Epicurean, or rather a refined
Cyrenaic, turn by the force of that very nature, anima naturaliter Christiana in Tertullian's words, to the new religion. This is
the human, and to most men attractive, side of Christianity; it had another, an
inhuman, side, of which I shall have to speak hereafter.
After the victory of Christianity, paganism was dying out,
but even in the sixth century it was not yet dead. Towards the end of the
fourth century Gratian gave up the title of Pontifex Maximus; the altar of
Victory in the Senate House at Rome was removed, though Symmachus and the
senators made an affecting appeal to spare it; the Olympic games were
abolished, and the oracle of Apollo became silent. The effort of Julian, the
last effort of the benighted faith, lured the exiled gods of Greece back for a
moment to their ancient habitations. But the verses in which the Hellenic
spirit uttered its latest breath, expressed the consciousness that the old
things had passed away,—the laurel, the spring, and the emblems of paganism.
"Tell the king, on earth has fallen the glorious dwelling"—the words
have a dying fall; and with the song of Greece the gods of Greece also
retreated down the vast and dreary edges of the world, which was no longer a
meet habitation for the deities of Olympus. But the schools at Athens still
flourished in the fifth century, and the pagans who taught there—as Leontius,
Plutarch the philosopher, Proclus—were in no danger of suffering the fate of
Hypatia at Alexandria. They were quietistic; they did
not attempt to oppose the new faith, and the government wisely left them in
peace.
The Christians themselves were not quite emancipated from
the charm, or, as some thought, the evil glamour, of classical antiquity. The
pagan rhetoric, with all its ornaments, was not dispensed with by the most
learned Christian divines. It was as dear to the heart of
Chrysostom as to that of Libanius,
and Eusebius, the historian of Constantine, succeeded by its means in producing
some effective passages. Similarly, Latin divines like Augustine and Salvian did not despise the science of style. But the art
of the ancients had more than this external influence. Christians who had
really a taste for art were, by embracing the new religion, placed in a
spiritual difficulty. The new religion created a repugnance to the old fabulous
mythology, as a sort of emanation from Tartarean powers, and to the old
philosophies and modes of thought. There were not many like Synesius who could
be both a Platonist and a Christian. There were not many even like Tertullian,
who would admit that the best of the ancients possessed "a soul naturally
Christian." And yet in spite of themselves they could not put away a
hankering after the classical art whose subject-matter was pagan myth and pagan
history, now to be replaced by the truths of the Old Testament. St. Augustine
felt a thrill, and deemed the thrill wicked, at such lines as—
infelix simulacrum atque ipsius umbra Creusae.
Jerome could not resist the fascination of Cicero. One
Germanus, a friend of Cassian, had to confess with many tears that often, while
he was engaged in prayer, the old heroes and heroines would pass into his soul,
and the remembrance of the ancient gods disarrange his thoughts of God. Such
asceticism as this was more common in the West than among the Greek-speaking
Christians. It may be added that pagan symbols and mottoes were used on
Christian tombs, and pagan ideas adapted in Christian art.
There is a legend which made its appearance about the
fourth century, remarkable both in itself and as having been versified by the Empress Eudocia, the legend of Cyprian and
Justina. It illustrates the thaumaturgy and the asceticism of the age as well
as the conflict of Christianity and paganism, and is also interesting as
presenting us with a prototype of Faust. Justina was a beautiful Christian
maiden of Antioch, passionately loved by a pagan youth Aglaides,
who, unable to win her affections which were given to Christ, determined to
move Acheron. For this purpose he engaged the services of Cyprian, a powerful
magician, learned in all the wisdom of the Egyptians and in the magic of the
Chaldeans. But the demons of temptation that the wizard's art raised against
Justina were repulsed by the sign of the cross. Whereupon Cyprian, moved by the
firmness and power of her faith, became enamoured of her, abjured his magic
arts, and was baptized a Christian. Both he and Justina suffered martyrdom in
the persecution of Diocletian. The vanity of all his arts and lore is described
by Cyprian in a manner which reminds us of the opening lines of Faust's
soliloquy in Goethe's drama. Pagan learning is associated with magic and powers
of evil, and opposed to the light of Christianity. Another point in the
contrast is the conception of a purified spiritual love opposed to the love of
the carnal man which enlists the powers of darkness.
Regarding the dealings of holy men with demons, a curious
tale is told of St. Macarius of Alexandria. He conceived the idea of visiting
the garden and sepulchre of Jannes and Jambros, magicians who had lived in the time of Pharaoh,
that he might meet and make inquiries of the demons who had been lodged there
by the art of the magicians. They had planted the garden with all sorts of
trees, and surrounded it with a wall of square stones; they had built a tomb in
it, wherein they placed rich treasure of gold, and had dug a great well—in
hopes that after death they might luxuriate in this paradise. Macarius made his
way, like a mariner at sea, by the guidance of the stars, and as he traversed
the desert he stuck reeds in the ground at certain intervals to mark the way
home. For nine days he crossed the desert, and as it was night when he reached
the garden, he lay clown and slept. But meanwhile the "wild demon"
collected all the reeds, and when the saint awoke he found them lying in a
bundle at his head. As he approached the garden seventy demons met him,
shouting and gesticulating, leaping, and gnashing with their teeth: flying like
crows in his face they asked him, "What want you, Macarius? why have you
come to us?" He replied that he merely wished to see the garden and would
leave it when he had seen it; whereupon the demons vanished. In the garden there
was little to see; a bronze cask hung in the well by an iron chain worn by
time, and a few dry pomegranates. Having satisfied his curiosity, Macarius
returned to his cell.
As there were two sides to the old Greek religion—the
ridiculous side which Lucian brought out so humorously, and the ideal but human
side which made it lovely—there were two sides also to the Christian religion.
There was the ugly, inhuman side, from which the humanism of the fourteenth and
fifteenth century revolted, manifested in extreme and grotesque asceticism, a
sort of war with the instincts of humanity; and there was the consolatory side,
the hopes which it offered to mankind, at that time almost weary of living. But
in spite of the dismalness, as far as the world is concerned, of the
Christianity of the time, when men even looked forward to a very speedy end of
a universe which seemed a theatre of misery, we can see traces of cheerfulness
and traits of human feeling in the Church, which had now outgrown the hopeful
freshness that gave it such a charm in the first and second centuries.
Christian women with gracious faces move before us, Olympias, Melania, Eudocia,
though a lighter atmosphere seems to linger round the pagan ladies, Hypatia, Asclepigeneia, and Athenais. It
might be asked, was no middle course open? could not the attractions of
paganism1 be combined with the attractions of Christianity, and a new theory of
life, combining the requisite consolation with the antique grace, be
constructed? Neoplatonism might seem at first something of this kind. With a
theology generically similar to the Christian theology, it taught a high ideal
of ethics, the practical aim being to purify the soul from the thraldom of
matter by an ascending series of cleansing processes, so that it might finally,
by a sort of henosis or
atonement, become conscious of the Absolute. But it is clear that Neoplatonism
involved the same essential opposition which was involved in Christianity, the
opposition of soul and body, and therefore must logically lead to the same cast
of inhumanity, tinctured with cynicism. Theoretically, indeed, soul and body
were two terms in a descending series, but practically they were opposed. And
so, although the new philosophers, who studied Plato and Pythagoras and
Aristotle and old Orphic mysteries, might invest their doctrine with an antique
borrowed charm, they were really as much children of the gray time they lived in as the Christians. But they were recognized opponents; in
such a spirit Augustine speaks of Plotinus and Porphyrius,
and the massacre of Hypatia at Alexandria was a manifestation of the antagonism.
Proclus, the last original Greek philosopher, lived at
Athens throughout the greater part of the fifth century (410-485). Born in
Lycia, he was dedicated by his parents to Apollo, for it behooved (as we are told by his biographer Marinus, whose work is full of interesting
incidents and traits) that one who was to lead all sciences should be reared
and educated under the sod who leads the Muses. He studied rhetoric at
Alexandria and philosophy at Athens, where, under the guidance of the old
philosopher Plutarchus and his daughter Asclepigeneia, he was initiated in the mysteries of
Platonism. We must glance at the system of Proclus, the last term in the
history or chain of Greek philosophy. In a general history we cannot go into
its difficult details, but we must take note of its leading features; for a
historian of any particular state of the world is concerned with the way in
which a thinker placed therein approaches metaphysical problems. It might even
be said that we must go to the philosophers, as to mystics, in order to
understand the real forces that underlie the history of a time, and determine
even events like a war or a revolution. The men who act in history, the men who
"make history," have only to do with this treasure, or this kingdom,
or this woman; the philosopher has not to do with this and that, but has to
become a witness of the processes of the spirit in which this and that are
nothing more than this and that. So in reading a philosophy we are getting at
the secret of the age, and learning the manner in which the spirit contemplated
itself at the time.
Proclus understood Plato more thoroughly and worked more in
his spirit than his great predecessor Plotinus, on whom he made a marked
advance in many respects. If Plotinus is the Schelling of Neoplatonism, Proclus
is its Hegel. There was an unreduced surd in Plotinus and a certain cloudiness
in his system, a sediment as it were in the bottom of the cup which clouded the
liquid to a certain degree. The sediment disappears in Proclus, the wine is
strained and clarified; he presents us with a thoroughly articulated system,
that bears a distinct resemblance in its method to Hegel’s Logic.
Proclus, like Plotinus, started with the One or the
Absolute, that which cannot be called Being, for it is beyond Being, and cannot
be called intelligent, for intelligence is too low a category to assert of it.
It is the source of all things, and yet it would be improper to assert cause of
it; it is a cause and yet not cause. Now from the One, according to Plotinus,
emanates an image which, through and in the act of turning towards the One from
which it emanates, is Nous or Thought. This is the point at which Proclus makes
a new departure. The immediate procession of the Nous from the One rests on a
confusion, a middle term is required, and Proclus interposed the Henads between them— a plurality of ones, whereby
alone there can be participation in the One. The doctrine of the henads is
the philosophical analogue of the famous filioque clause in the Latin
creed; as the holy Spirit proceeds not from the Father alone, but from the
Father and Son, so the Nous or Spirit proceeds not from the One directly, but
from the One and the company of henads.
The henads he
terms Gods. Next to them, and third in the descending line, comes the sphere of
Nous, differentiated into numerous categories arranged in triads. It is this
triadic arrangement, of which we find the origin in Plato, that reminds us of
the Hegelian system. From the intellectual world emanates the fourth term,
Soul; and here he repeats his triple division, assuming three kinds of souls,
divine, human, and demonic. Fifth and last in the scale comes Matter.
This process of development is one of descent from higher
to lower. There is a reverse process, the epistrophe or turning back; and this
process is performed by the soul, when in the study of philosophy it turns to
the intellect from which it came forth, and in whose nature it shares. Thus it
is the aim of the "musical" or cultured soul to retrace the
world-process in which it is involved.
In the hymns of Proclus, which he wrote under the
inspiration of older Orphic hymns, and in which he celebrated all kinds of
strange deities—for he used to say that a philosopher should not confine
himself to the religious ideas of one people, but be "a hierophant of the
world,"—he emits some of that mystic emotion with which the philosophical
writings of Plotinus are suffused, but of which we can find little in his own
severe treatises. For Plotinus, like Empedocles or Spinoza, often seems in a
sort of divine intoxication, and the severity which attends undisturbed
contemplation was lighted up, shall we say, or shadowed, by his enthusiasm as a
combatant against the new religion. In his time, before Christianity attained
its dominant position, no thinker with native enthusiasm could fail to be drawn
into the vortex of the contending theories of the world. But in the fifth
century the only thing left for non-Christian philosophers was quietism. Out of the world, “a solitary worker in the vast
loneliness of the Absolute”, Proclus was able to develop the timeless and
spaceless triads, and study the works of Plato with a leisure and severity that
Plotinus could hardly realize. Most of his works assume the modest form of
commentaries on Plato.
The practical end of the Neoplatonists was, like that of
the Stoics, ataraxia,
freedom from disturbance; and this they thought was obtained by contemplation,
herein agreeing with the Aristotelian ideal of the "theoretic life".
Thus they differed from both Stoics and Christians. For the Stoic and the
Christian, theorizing—the study of pure metaphysics—is valuable only as a means
to right conduct, a sort of canonic for ethics; but
for the Neoplatonist the practice of the ethical virtues is subsidiary to the
contemplation of the metaphysical truth which is the end. And thus, although it
had an atmosphere of religion about it, Neoplatonism was and could be strictly
no more and no less than a philosophy. Stoicism had perhaps a larger number of
the elements of a religion, and yet it too was only for the sage.
There is a certain contrast and there is also a certain
analogy between the course of development of Christianity and that of
Neoplatonism. As Christians had been divided into Athanasians and Arians, so Neoplatonism may be said to have fallen asunder into two
divergent schools. There were the soberer and truer followers of Plotinus,
among whom Hypatia may be mentioned, and there were the wilder mystical
speculators like Iamblichus and the writer on Egyptian Mysteries. Thus the
divergency from orthodox Neoplatonism was into the realm of the imagination;
the divergency from orthodox Christianity was into the realm of the understanding.
Among the new Platonists there were no rationalists like the Arians; and we may
be sure that men of a cold logical temper, on whose faith the creed of Nicaea
laid too heavy a burden, were more inclined to embrace the modified form of
Christianity than any form of the new pagan philosophy.
Again, the minute determination of the nature of Christ in
the fifth century, through the Nestorian and Eutychian controversies, was
almost the last period in the development of Christian doctrine, just as the
minute determination of the higher categories by Proclus was the final stage of
the development of Neoplatonic thought. The first great inspiration, which in
its ardour could not tolerate, or rather did not think of, precise analysis of
ideas, had passed away, and men were able to reason things out more calmly and
realize the subtler difficulties.
What, it may be asked, was the historical result for
mankind of the new philosophy and the new religion? The presence of the
Infinite, whether to an individual or a race, is bought at a great cost.
Humanity seeks a deliverer; it obtains a deliverer and a tyrant. For the
Infinite, having freed the human mind from the bonds of the finite, enslaves it
unto itself, like a true tyrant; we may say, and the paradox is only apparent,
that the human mind was cabined by the Infinite. Thought was rendered sterile
and unproductive for centuries under the withering pressure of an omnipresent
and monotonous idea. But through this selva oscura lay the path from ancient to
modern civilization, and few will be disposed to assert with Rousseau and
Gibbon that the cost was greater than the gain.
II
INFLUENCE OF CHRISTIANITY ON SOCIETY
Having seen how closely Christianity was connected with the
past ages of civilized Europe, whose beliefs it superseded, we must glance at
its other historical aspect, in which it appears as a new departure. It has
been said that the function of the German nations was to be the bearers of
Christianity. The growth of the new religion was indeed contemporary with the
spread of the new races in the Empire, but at this time in the external events
of history, so far from being closely attached to the Germans, Christianity is
identified with the Roman Empire. It is long afterwards that we see the mission
fulfilled. The connection rests on a psychological basis; the German character
was essentially subjective. The Teutons were gifted with that susceptibility
which we call heart, and it was to the needs of the heart that Christianity
possessed endless potentialities of adaptation. From the very first German
princesses often embraced Christianity and adorned it, but it required many
centuries for those nations to be regenerated by its influence. Yet even in the
exclamation of the rude barbarian Chlodwig, when he
heard the story of Christ's passion, "If I had been there with my Franks,
I would have revenged his injuries!" we feel the presence of this heart,
in its wild state, which Christianity was destined to tame. To an old Roman,
like Aurelian or Constantine, such an exclamation would have been impossible.
Christianity and Teutonism were both solvents of the
ancient world, and as the German nations became afterwards entirely Christian,
we see that they were historically adapted to one another.
This aspect of Christianity as the religion of the future
has brought us to consider it as a religion rather than as a theology, in which
light its connection with the past naturally exhibited it. As a religion it was
a complete novelty, and was bound to displace Stoicism and Neoplatonism.
Stoicism was indeed practical, but it could only be accepted by a man of more
than average intellect, while Christianity descended to the dull and the
uneducated. Stoicism aimed at stifling the emotions and repressing the
affections; Christianity cherished the amiable affections, and was particularly
suited to be understood and embraced by women and children who, according to
Aristotle, are creatures of passion, as opposed to men who are capable of
living by reason. We must now point out some of the leading changes which
Christianity produced in society, having first considered why Roman society
adopted it.
What induced the civilized world to be converted to
Christianity is a question that naturally suggests itself. Mr. Lecky tells us
that it was not from conviction after careful sifting of evidence that men
believed it; it was rather because they wanted to believe something, and
Christianity was the best they found. It was consoling; it had an oriental flavour,
and yet was not wrapped in such an envelope of mystic theosophy as to preclude
it from acceptance by European minds. But it was, above all, I think, the
cheerful virtue of the Christian life that exercised a fascination on the
cultured, and a passage in the Confessions of Augustine seems worthy of special
remark. Having stated that the Christian life attracted him, he says:
"In the direction where I had set my face, and whither
I was hastening to cross over, there was exposed to my view a chaste and
dignified temper of self-restraint, serene and cheerful but never dissolute, honourably
enticing me to come without hesitation, and holding out to embrace and receive
me affectionate hands, full of good examples."
But beside this ideal of a calm and cheerful social life
there was the ideal of the ascetic and unsocial life of the hermit, which
exercised a sort of maddening fascination over countless men of high faculties.
The object of the hermit was to free himself from temptations to sensuality;
and thus the men who embraced such a life were probably, in most cases, men of
strongly-developed physical passions, seized with a profound conviction of the
deadliness of impurity. They were therefore generally men of robust frame, and
this may explain how they could live so long under privations and endurances
which seem sufficient to bring the life of an ordinary man to a speedy end. A
rage for the spiritual life, far from the world, seized on individuals of all
classes. In the sixth century an Ethiopian king, Elesbaa,
abdicated his throne to retire to fast and pray in the desert, where he lived
as a saint of no ordinary sanctity and power. In the reign of Theodosius the
Great, a beautiful young man, who attained to the highest political offices,
suddenly bade good-bye to his family and departed to Mount Sinai, stricken with
a passion for the desert. But we need not enumerate here the countless
disciples of St. Antony and St. Pachomius; they meet us at every page of
history.
In the same way among women the horror of unchastity—of
desecration of the body, the temple of the soul—which had taken possession of
the age with a sort of morbid excess, led to vows of perpetual virginity, and
even children were dedicated in their infancy with a cruel kindness to a life
of monasticism. When we regard the effects of these habits, we observe, in the
first place, that the great value set by the triumphant Church on the unmarried
life must have conducted to depopulation; and in the second place, that the
refusal of the most spiritually-minded in the community
to assist reproduction must have contributed to a decrease in really
spiritually-minded persons, on the principle of heredity. If the best refuse to
have children, the race must decline. It would be an error, of course, to
insist too much on the distant effects of celibacy, but it cannot be overlooked
that these were its natural tendencies. When Jerome remarked that in one
respect marriage was laudable, because it brought virgins into the world, he
did not see that the observation was really a retort upon his own position.
This unsocial passion invaded family life, and must have
caused a considerable amount of suffering. Among the most pathetic incidents in
the history of the growth of Christianity were those of the great gulf fixed
between husbands and wives by the conversion of the latter. And after
Christianity had prevailed, parents of average notions have been often filled
with despair when a divine longing for the lonely life came upon their children.
The position of women was considerably changed by
Christianity. Their possession of immortal souls equalized them with the other
sex, and an emancipation began, which has since indeed progressed but slowly,
by the recognition that they had functions beyond those of maternity and
housewifery. In fact, those Christians who did not approve unreservedly of
celibacy considered that the chief end of marriage was not production of
children, but rather to be a type of the primitive union of human society. This
theory set women and men on an equal footing. St. Chrysostom expressed himself
strongly on this subject. In a letter to a Roman lady he said that nature had
assigned domestic duties to women and external duties to men, but that the
Christian life extended woman's sphere, and gave her a part to play in the
struggles of the Church. This part was that of the consoler and
"ministering angel". And thus, to use a cant phrase of the present
day, woman was admitted to have a "mission". Olympias, the friend of
Chrysostom, was a lady of the new type.
As in the present clay, the admiration of enthusiastic
women for saints and priests was unbounded. Jerome had a spiritual circle of
women about him in Old Rome, and Chrysostom was the centre of similar
attentions from ladies in New Rome. The name auriscalpius,
or ear-picker, was given to a priest who was noted for his successes in making
such spiritual conquests. The new view of women's position must have tended to
make them more independent, just as does nowadays the spread of more liberal
theories on women's education; and old-fashioned people probably looked with
horror on the life of deaconesses as implying an immodest surrender of female
retirement. That many of these religious sisters did become really
"fast" in dress and behaviour we know from the letters of Chrysostom.
One of the most far-reaching changes introduced by
Christianity into the conduct of life was the idea that human life as such was
sacred; an idea distinctly opposed to the actual practice of the pagans, if not
quite novel to them. This idea, in the first place, altered the attitude to the
gladiatorial shows, and although they were not immediately abolished on the
triumph of Christianity, they became gradually discredited and were put down
before the end of the fourth century. As these amusements were one of the chief
obstacles to the refining and softening influences of Roman advanced
civilization, we can hardly rate too highly the importance of this step. Again,
the attitude towards suicide, which the pagans, if they did not recommend it,
at least considered venal, was quite changed by the new feeling, and became a
heinous crime, which was hardly condoned even to heroic Christian maidens,
though it were the only means of preserving them from dishonour. Another
corollary from the respect for inviolability of life was the uncompromising
reprobation of all forms of removing unwelcome children by exposition,
infanticide, or even abortion.
Along with this negatively working idea of the sanctity of
life was the other idea which succeeded and elevated Stoic cosmopolitanism, the
idea that all men are brothers bound by a common humanity. Besides softening to
some extent the relation between the Roman world and the barbarians, this idea
had a considerable effect within the Empire itself on the position of slaves,
who as men and members of the Christian Church were the brothers of their
masters and on an equality with them. This both improved the condition of
slaves and promoted to some degree a decrease of slavery and an increase in the
frequency of emancipation. Beyond this, it penetrated and quickened all the
emotions of life and furthered the cultivation of the amiable side of human
nature.
Yet we can hardly say that there was much altruism in early
Christian society, in spite of the altruistic tendencies of Christ's teaching.
There were abundant instances of self-sacrifice for others, but they were not
dictated by the motive of altruism; they were dictated by the motive of a
transfigured selfishness which looked to a reward hereafter, by the desire of
ennobling and benefiting one's own soul. The impossible and, as Herbert Spencer
has shown, undesirable aim of loving one's neighbour as oneself, in the literal
sense of the words, was not attained or even approached by the saints. Many
people in modern England come far nearer to the realization of the idea than
they did. Alms, for example, were not given merely out of pure and heartfelt
sympathy for the poor: they were given for the benefit of the giver's soul, and
to obtain the prayers of the recipients who, just because they happened to be
poor, were supposed to be not far from the kingdom of heaven.
The ideas of sin and future punishment, enforced by an
elaborate legislature regulating degrees of sin and the corresponding
penances, were another great novelty of Christianity, raising as it were the
elaborate ritual of pagan ceremonies of purification into the spiritual sphere,
where evil thoughts were wellnigh as black as evil acts. The tortures of hell
gave a dark tint to the new religion, which to natures of melancholy cast made
it a sort of haunting terror; while the claims of Christianity to dominate the
most trifling deed and smallest thought, leaving almost no margin for neutral
actions, tended to make the dread of sin constant and morbid.
And here we have touched on a side of Christianity which
was distinctly unreasonable and would have revolted the clear intellect of a
healthy Greek. The idea that God's omniscience takes account of the
smallest and meanest details of our lives, and keeps, as it were, a written
record of such nugatory sins against us, would have appeared utterly absurd, as
well as a degradation of the Deity, to an old Greek possessed of the most
elementary culture. It is an idea that cannot well be accepted by the reason of
the natural man; and, like that other idea of extreme asceticism which led to a
solitary life, equally repugnant to Hellenic reason, it was carried to excess
by the Christians. For like all true lovers, the true lovers of God "run
into strange capers". And while to many this idea was welcome, as bringing
them into close and constant relation with the Deity, as making them feel his
presence, to some Christians the divine supervision of trifles must have been
felt as an oppressive tyranny. And the Church was able to enforce its moral
laws by fear of the ultimate and dreaded penalty of excommunication which made
the criminal an outcast from society, avoided and abhorred.
In forming an idea of the Christian society and sentiments
of the early ages, we must not forget that the believers of those days realized
far more vividly than the believers of our days the realities of their
religion. While the conceptions of the saints were confined to a smaller sphere
of observed facts, their imaginations had a wider range and a greater
intensity. The realm of scientific knowledge was limited; and therefore the
field of fancy which they inherited, the field of divine or automatons
intimations, was all the more spacious. They were ever contending or consorting
with the demons or angels of imagination, now uplifted and rejoicing in the
radiant raptures of heaven, now labouring and heavy laden in the lurid horrors
of hell. This variation between two extreme poles—between a dread of God's
wrath and a consciousness of his approval— which produced the opposing virtues
of Christian pride and Christian humility, was alien to the Hellenic instinct
which clung to the mean. The "humble man" of the Christians would
have been considered a vicious and contemptible person by Aristotle, who put
forward the "man of great spirit" as a man of virtue.
This chapter may be concluded with the remark that a
considerable change had come over Christianity itself since its first
appearance. It had lost the charm that attended the novelty of the first
revelation; the flower of its youth had faded. The Christian temperament could
not be unaffected by the cold winter waves that washed over the world in the
fourth and fifth centuries; and although the religious consolation remained,
the early cheerfulness — cheerfulness even under persecution — and the
freshness which contrasted pleasantly with the weary pagan society were no
longer there.
III
ELEMENTS OF DISINTEGRATION IN THE ROMAN EMPIRE
The most obvious element of weakness in the Roman Empire
was the increasing depopulation. The vitality of a state depends ultimately on
the people, and from the time of Augustus, who was obliged to make special laws
to encourage reproduction, to the time of Marcus Aurelius the population
steadily decreased. In the reign of Aurelius the great plague inflicted a blow
which the Empire was never able to recover, as it was involved in a continuous
series of evils, the wars of the third century, until the time of Constantine.
The original cause of depopulation in Italy was the slave system, which ruined
the middle class of small proprietors and created a proletariat. A similar
tendency manifested itself in the East under Roman rule, though in a lesser
degree; and the financial policy of the later Empire, which maintained
oppressive taxation by means of the "curial system", effectually
hindered the population from recovering itself. Thus to the social cause which
had operated for a long time was added in the fourth century a political cause,
and just as the first was an indispensable element of Roman society, the second
soon became indispensable to the Roman administration.
Moreover, the only remedy which the government could apply
to meet the evil was itself an active element of disintegration. This was the
introduction of barbarians as soldiers or agriculturists (coloni)
into the Roman provinces.
Thus slavery and oppressive taxation, the causes of
depopulation, and the importation of barbarians, the remedy of depopulation,
may be looked on as three main elements of disintegration in the
Empire. A fourth element was the Christian religion which, while it was
entirely opposed to the Roman spirit which it was destined to dissolve,
nevertheless was not theoretically opposed to the Empire and the imperial
administration. We may take these four points in order:
(1) It was a consequence of the slave system that those
great estates which, according to an ancient writer, ruined Italy were formed,
and swallowed up the small proprietors. It is important to note precisely how
this effect took place. In time of war all free proprietors, rich and poor
alike, were obliged to take the field; but while the land of the rich, who
employed slaves to cultivate it, was not affected by this circumstance, the
lands of the small farmers, who had no staff of slaves, remained uncultivated
during their absence. This fact, in a time when wars were frequent, tended
directly to reduce the petty proprietors to beggary and add to the wealth of
the rich capitalists. Another effect of wars, which conduced to the same result,
was that the ranks of the small farmers were decimated, while the numbers of
the slaves, who did not serve in the army, multiplied. We must also remember
that a bad harvest raised prices then to an extent that appears now quite
enormous; so that the small farmer was obliged to buy corn at an exorbitant
price, and, if the harvest of the following year turned out very successful,
prices descended so low that he was unable even to reimburse himself.
Besides destroying the middle class, the slave system facilitated
and encouraged the unproductive unions of concubinage, and these to the
self-indulgent were more agreeable than marriage, which entails duties as well
as pleasures. This convenient system naturally confirmed and increased the
spirit of self-indulgence, and also increased its psychological concomitant,
cruelty or indifference, which tended to keep up the practice of exposing
infants, a direct check on population.
Under the Empire even the number of the slaves decreased.
For to purchase slaves in the markets of the East the precious metals were
requisite, since the produce of the West did not readily find a sale in the
East, and the supply of gold and silver was declining, especially after the
time of Caracalla, as is proved by the great depreciations of coinage. This
diminution in the number of slaves led to the rehabilitation of free labour;
but the freemen were soon involved in the meshes of the caste system which
reduced them not to slavery, but to serfdom.
(2) It was in the times of Diocletian and Constantine that
the municipal institutions of the Empire were impressed with the fiscal stamp
which characterized them henceforward. During the three preceding centuries the
provinces had gone through much tribulation, of which Juvenal, for example,
gives us a picture; but this oppression was at least mitigated by the fact that
it was not legal, and it was always open to the provincials to take legal
proceedings. Nor was extortion always countenanced by the Emperors; it is
recorded that Tiberius found fault with the prefect of Egypt for transmitting
to Rome an unduly large amount.
But at the beginning of the fourth century the old
municipal curia or senate was metamorphosed into a machine for grinding down
the provincial proprietors by a most unmerciful and injudicious system of
taxation. The curia of a town consisted of a certain number of the richest
landowners who were responsible to the treasury for a definite sum, which it
was their business to collect from all the proprietors in the district. It
followed that if one proprietor became bankrupt the load on all the others was
increased. The provincials had two alleviations. The first was that a revision
of taxes took place every fifteen years, the so-called indiction,
which became a measure of time, and thus there was a prospect that an excessive
burden might be reduced. The second consisted in the institution of the defensores,
persons nominated to watch over the interests of the provincials and interfere
in behalf of their rights against illegal oppression. On the other hand we must
remember that, as Finlay noticed, the interests of the curia were not
identical with those of the municipality, as the curiales were
only a select number of the most wealthy.
This system tended to reduce the free provincial gentlemen
to the state of serfs. They were enclosed in a cage from which there was almost
no exit, for laws were passed which forbade them to enlist in the army, to
enter the church, or go to the bar. They were not allowed to quit their
municipality without permission from the governor, and travelling was in every
way discouraged. Moreover, the obligations of the decurionate were
hereditary, and exclusion from all other careers rigidly enforced. Thus a caste
system was instituted, in which the individual life must have been often a
hopeless monotony of misery.
The kindred institutions of serfdom and the colonatus gradually
arose by a double process of leveling up and levelling
down; slaves were elevated and freemen were degraded to the condition of
laborers attached to the soil. The slave proprietors were called ascripticii;
while the free farmers were known as coloni.
Economic necessities naturally brought about this state of things, and then it
was recognized and stereotyped by law. An account of the colonatus which,
while it is concise, loses sight of no essential fact, has been given by Dr. Ingram in his essay on "Slavery," from which
the following passage may be conveniently quoted: "The class of coloni appears
to have been composed partly of tenants by contract who had incurred large
arrears of rent and were detained on the estates as debtors, partly of foreign
captives or immigrants who were settled in this condition on the land, and
partly of small proprietors and other poor men who voluntarily adopted the
status as an improvement in their position. They paid a fixed proportion of the
produce to the owner of the estate, and gave a determinate amount of labour on
the portion of the domain which he kept in his own hands. The law for a long
time took no notice of these customary tenures, and did not systematically
constitute them until the fourth century. It was indeed the requirements of
the fiscus and
the conscription which impelled the imperial government to regulate the system."
The caste system was carried out not only in the class of
landed proprietors, to secure the land tax, but in all trades and professions
whose members were liable to the capitation tax. Two other taxes were
introduced at the same period, the chrysargyron,
a tax on receipts which fell very heavily on poor people, and was afterwards
abolished by Anastasius amidst general rejoicings; and a class tax on senators.
The uses to which a large part of the fiscal income was put
gave the system an additional sting. The idle populaces of the great cities
were supplied with corn—the drones fed on the labours of the bees. But this was
only the unavoidable consequence of the economical relations of the ancient world, which led necessarily to pauperism on a
tremendous scale. A more real grievance was the system of court ceremonial
and aulic
splendour, introduced by Aurelian, confirmed by Diocletian, and
elaborated by Constantine, which consumed a vast quantity of money, and was
ever increasing in luxury and unnecessary extravagance. As Hallam said, in
speaking of the oppression under Charles VI of France, "the sting of
taxation is wastefulness."
The principle of this system was to transfer to the
imperial treasury as much as possible of the wealth circulating in the Empire.
Want of capital in the provinces was a necessary result; there were no means to
repair the damages of time, fire, or earthquakes save by an application to the
central authority, which entailed delay and uncertainty, especially in distant
provinces. A decrease in the means of life was soon produced, and thereby a
decrease in the population.
The western suffered more than the eastern provinces, a
fact which we must attribute primarily to a different economic condition,
resulting from a different history. The distribution of property was less
uneven in the East, and the social character of the people was different. For
while the East was under the more genial and enlightened rule of Alexander's
successors, the West was held by the cold hand of Rome. After the division of
the Empire, 395 AD, the state of the West seems to have become rapidly worse,
while the East gradually revived under a government inclined to reform. Of the
misery to which the Occident was reduced by the middle of the fifth century we
have a piece of incontestable evidence in the constitutions of the Emperor
Majorian, who seems to have been inspired by the example of the government of
Constantinople, and desired to alleviate the miseries that were produced by the
curial institutions. He was perhaps animated by some faint reflection of the
spirit of ancient Rome, if we may judge from the enunciation of his policy in
the letter which he addressed to the senate on his accession. His short reign
impresses us with a peculiar melancholy, a feeling of ineffectuality, and
brings home to us perhaps more than anything else in the fifth century how
fruitless it was to struggle against the doom which was implied in the
circumstances of the Empire and therefore impended inevitably over it, and how
impracticable any reformation was when the decay had advanced so far.
The language used in Majorian's constitutions of the state of the provincial subjects is very strong. Their
fortunes are described as "wearied out by the exaction of diverse and manifold
taxes". The municipal bodies of decurions,
which should be regarded as the "sinews of the republic", have been
reduced to such a condition by "the injustice of judges and venality of
tax-collectors" that they have taken refuge in obscure hiding-places.
Majorian bids them return, guaranteeing that such abuses will be suppressed. It
is particularly to be noted that he abolished the arrangement by which the
corporation was responsible for the whole amount of the land tax fixed at the
last indiction ; henceforward
the curia was
to be responsible only for what it was able to collect from the tax-payers. He
further discharged the accumulated arrears and re-established the office
of defensor provinciae,
which was falling into disuse.
We need not dwell on the extortions and oppressions of the
officials—the governors of the provinces, the vicars of the dioceses, the
praetorian prefects—which made the cup of misery run over. It is enough to call
attention to a flagrant defect in the Roman imperial system—the fact that the
administration of justice was in the hands of the government officials; the
civil governors were also the judges. By a constitution of Constantine there
was no appeal to the Emperor from the sentence of the praetorian prefect. Thus
there was no protection against an unjust governor, as the offender was also
the judge.
It follows from this that the interests of the government
and the governed were in direct opposition; and it is evident that the sad
condition of the provinces, depopulated and miserable, was a most serious
element of disintegration, the full effects of which were produced in the West,
while in the East it was partially cancelled by the operation of other
tendencies of an opposite kind.
(3) The introduction of barbarians from Central Europe into
the Empire was due to two general causes. They were admitted to replenish the
declining population, or they were admitted from the policy that they would be
less dangerous as subjects within than as strangers without. Even in the time
of the Republic there had been instances of hiring barbarian mercenaries; under
the Empire it became a common practice. Marcus Aurelius made settlements of
barbarians in Pannonia and Moesia. It is probable that the barbarization of the
army progressed surely and continuously, but this plan of settling barbarians
as coloni within
Roman territory was not carried out on a large scale until the latter half of
the third century. Gallienus settled Germans in Pannonia, and Claudius, after
his Gothic victory, recruited his troops with the flower of the Gothic youth;
but Probus introduced multitudes of Franks, Vandals, Alans, Bastarnae; in fact,
the policy of settling barbarians on Roman ground was the most important
feature of Probus' reign. Thrace, for example, received 100,000 Bastarnae.
Moreover, he compelled the conquered nations to supply the army with 16,000
men, whom he judiciously dispersed in small companies among Roman regiments.
The marklands of the Rhine and Danube were
systematically settled with Teutons. Constantius Chlorus continued the policy of Probus; his allocations of Franks in the neighbourhood
of Troyes and in the neighbourhood of Amiens deserve special notice, for these
colonists succeeded in Germanizing the north of France, so that they have been
called "the pioneers of the German nations". The Carpi (perhaps
Slaves), subdued by Diocletian and Galerius, were transported in masses to
Pannonia. Constantine is said to have allotted lands to 300,000 Sarmatae, and he seems to have adopted a policy, perhaps received
from his father, of treating the barbarians with great consideration. Ammianus
says that Julian reproached his memory for having been the first to advance
barbarians to the consulate. From the time of Constantine the importance of the
Germans in the Empire increased rapidly. It became apparent in the revolt of
Magnentius, which Julian regarded as a "sacred war in behalf of the laws
and constitution". Magnentius himself was an "unfortunate relic of
booty won from the Germans", and his standard was joined by the Franks and
Saxons, "who were most zealous allies on account of kindred race ".
In the days of Constantius "a multitude of Franks flourished in the
palace". When Theodosius I subdued the Alemanni he sent all the captives
to Italy, where they received fruitful farms on the Po as tributarii.
Valens followed the same principle in 376, when he admitted the fugitive bands
of West Goths into Thrace, an act which, owing to the avarice and rapacity of
the Roman officials, had such disastrous consequences. The favour shown to
Germans, especially to the influential Merobaudes,
at the court of Gratian, led to the revolt of Maximus, which was a movement of
old Roman discontent against the advances which the Germans were making.
The facts instanced are sufficient to show that a new
element, the German nationality, was gradually fusing itself in the fourth
century throughout the Roman world, especially in the West. It was plainly an
element of disintegration. For, by the incorporation of barbarian elements, the
wall of partition between the Empire and the external nations was lowered; it
made the opposition between Rome and the barbarians somewhat less sharp; in
particular, the bonds of a common nationality did not fail to assert themselves
between the Germans in Roman service and the independent tribes; the Germans
within had a friendly leaning to the Germans without. The rising of Magnentius
exhibits this relation; and we shall see it repeated in the fifth century in
the careers of Stilicho, Aetius, and Ricimer, of whom the first was a Vandal
and the last a Sueve; Aetius was of barbarian
descent, and, although a Roman environment for some generations back had served
to identify him more thoroughly with Roman interests, he is always quite at
home with the barbarians. Throughout the fifth century we can observe, in the
dealings of Romans and Teutons in the West, that the line of demarcation is
growing less fixed, and the process of assimilation advancing. We may remark
the case of the Patrician Syagrius, who reigned as a sort of king in northern
Gaul, and spoke German perfectly.
Jerome uses the word semi-barbarus of Stilicho, and we may conveniently adopt the word semi-barbarian to denote
the whole class of Germans in Roman service. The significance of these
semi-barbarians is that they smoothed the way, as we have already mentioned,
for the invaders who dismembered the Empire; not being attached by hereditary tradition to Roman ideas and the Roman name, but having within
them the Teutonic spirit of individual freedom, directly opposed to the Roman
spirit of tyrannical universal law, they were not prejudiced sufficiently
strongly in favour of the Roman Empire to preserve it, although they admired
and partook of its superior civilization.
(4) Christianity emphasized the privileges, hopes,
and fears of the individual; Christ died for each man. It was thus
opposed to the universality of the Roman world, in which the individual and his
personal interests were of little account, and had in this respect a point of community
with the individualistic instinct of the Germans—the attachment to personal
freedom of life, which always struck the Romans as the peculiar German
characteristic. In two ways especially the opposition of Christianity to the
Roman Empire manifested itself—by the doctrine of a divine law independent of
and superior to temporal law, and by the dissociation of spiritual from secular
authority. For the spirit of Christianity was really alien to the spirit of
Rome, though it appeared to blend with it for a while; and this alien nature
was manifested in the position of the Church as an independent, self-constituted
body existing within the Empire. But in the process of the dissolution of the
Empire in the West the Church supported the falling State against the barbarians,
who were Christians, indeed, but tainted with Arian heresy. And when we
remember that in the East the Church allied itself closely with the imperial
constitution, and that this union survived for many centuries, we must conclude
that Christianity did not contribute to produce what is loosely called the Fall
of the Western Empire. Its spirit revolutionized the condition of the whole
Roman world; the Roman spirit was undergoing a change; but yet, as far as
Christianity itself is concerned, there seems no reason why the Roman Empire
should not have continued to exist in the West just as it continued to exist in
the East. Christianity made the prevailing misery and oppression more tolerable
by holding out the hopes of a future world. But thereby it tended to confirm
the growing feeling of indifference; the political and social environment
seemed an alien, unhomelike world; and this indifference, a natural outcome of
the senility of the Empire, was as fatal in its effects as the actual risings
of peasants. In a certain direct way, too, Christianity contributed to
depopulation in the fourth and fifth centuries, namely, by the high value set
on personal chastity and the ascetic spirit of monasticism, which discouraged
marriage and caused large numbers to die without progeny.
These four elements undermined the Roman world, partly by
weakening it, partly by impairing its Roman character and changing the view of
life which determined the atmosphere of Roman society. Other less capital
elements of disintegration might be mentioned, such as the depreciation of
coinage; and elsewhere we shall have to notice the dislocating effects of
geographical separation and national difference on the Empire.
We may close this chapter by considering the political
situation of the Empire in the fourth and fifth centuries. We see at the first
glance that there coexisted in it three separate organizations, representing
the three ideas which were mixing and striving with each other, engaged in the
process of producing a new world; and these were therefore the fundamental
political forces of the age. The first of these was the civil service which was
organized by Diocletian and Constantine in the form of a staircase or
hierarchy, descending by successive grades from the highest ministers to the
lowest clerks. With it the idea of the Roman
Imperium was closely bound up, and it was the depository of
the great product of the Roman spirit, the system of Roman law. Secondly, there
was the army, which was Roman in its organization and traditions, but was the
chief opening by which the Germans were able to gain influence and political
power in the Empire; at this time it really represented the semi-barbarians. It
has been often remarked that the old Roman spirit seemed to preserve itself
best in the army, a result of observation which at first sight might seem to be
curiously at variance with the most obvious fact that the army was recruited
with Germans. And yet on looking deeper we see that these facts have a causal
connection; it was just the fresh German spirit which was able to give some new
life to the old forms and throw some enthusiasm into the task of maintaining
the Roman name of which they were really proud. And it was this coalition of
Roman and German elements in the army which made the dismemberment of the
Empire in the West less violent than it might have been.
The army and the civil service were institutions produced
by Rome herself, subject to the Emperor as the supreme head expressing the
unity of the State. The third organization, the Christian Church, was in a
different position, within the Empire and yet not of it, but in the fourth and
fifth centuries closely connected with it.
The manner in which these three forces, the Roman system,
the semi-barbarians, and the Christian Church, interacted and produced a new
world was conditioned by two essential facts: (1) the presence of the German
nations outside the Empire pressing on it as its strength declined; and (2) the
heterogeneity of the parts of which the Roman world consisted. For the Roman
world was a complex of different nations and languages, without a really
deep-reaching unity, held together so long by the mere brute strength of
tyrannical Roman universality, expressed in one law, one official language, and
one Emperor—a merely external union. Naturally it fell into two worlds, the
Greek (once the dominion of Alexander) and the Roman; and this natural division
finally asserted itself and broke the artificial globe of the Roman universe.
But the globe was not burst asunder suddenly; it cracked,
and the crack enlarged by degrees and the pieces fell apart gently. The
separation of the eastern and western worlds took
place gradually, and the actual territorial division between the sons of
Theodosius did not theoretically constitute two Roman Empires. The remarkable
circumstance is that the name and traditions of Rome clung to the Greek more
closely than to the Roman part of the Empire; and that the work of fusion
wrought there by Alexander and his successors may be said truly to have
contributed as much to the long duration of the Roman Imperium as
the work of the Caesars themselves.
IV
THE ADMINISTRATION OF THE EMPIRE
The reader will remember that the new system instituted by
Diocletian and developed by Constantine divided the Empire into a number of
dioceses, each of which consisted of a group of adjacent provinces. The
governor of a province was accordingly under the control of the governor of the
diocese to which his province belonged; and in his turn the governor of the
diocese was under the control of that praetorian prefect under whose
jurisdiction the diocese happened to be. A hierarchy of officials was thus
formed. The number of the prefects and the extent of the jurisdiction of each
varied during the fourth century with the various partitions that were made by
coregent sovereigns; but from the time of Constantine there was always a
prefect of the Gauls, including Spain and Britain, and always a prefect of the
East, while Italy and the Balkan lands were sometimes united under one prefect,
and sometimes severed under two. But the final partition between the sons of
Theodosius in 395 determined that there were to be four praetorian prefects,
two in the East and two in the West; so that after that elate we may consider
the Empire as definitely divided into four prefectures, each prefecture
consisting of a certain number of dioceses, and each diocese of a certain
number of provinces.
But to understand what the Roman Empire really was, we must
penetrate behind these administrative divisions, and find in its origin the
secret of its essence. It was mainly an aggregate of cities which were
originally independent states, and which still were allowed to retain enough of
independence and of their municipal government to stand in their old relation
of exclusiveness towards one another. In England a resident of Leeds is at home
in Manchester, and has judicially the same position as a citizen of Manchester,
whereas in the Roman Empire a citizen of Thessalonica was an alien in Dyrrhachium, a citizen of Corinth was an alien in Patras.
Thus the citizens of different provincial towns stood in a double relation to
one another; they were all Roman citizens, subject to the same central
authority, and herein they were united; but they were also severally citizens
of some particular city, and herein they were politically severed from the rest
of the Roman world. The Empire has been therefore compared to a federation of
Swiss cantons, governed by an emperor and senate.
But there was one important sphere from which this
double-sidedness was excluded, namely, the sphere of senatorial rank. When the
member of a municipality, for example, became elevated to the senate, he was
thereby withdrawn from the duties which devolved on him in his native place to
participate in the privileges and obligations of a senator. The senatorial
world was thus the undiluted atmosphere of pure Roman imperialism, in which the
unity of the Empire is reflected. From this point of view we may regard the
Empire as consisting of three parts, the Emperor, the senators, and the mass of
Roman citizens. The personages of senatorial position formed a homogeneous
society which, in the political structure, may be looked on as a mean between
the unity of the imperial person and the heterogeneity of the general body of
citizens.
It is of great importance to understand what the senate and
the senatorial rank really meant. We must carefully distinguish senators in
general from those senators who actually sat in the conclaves which were held
in the “senate house of Julian” at Constantinople. To be a senator in the first
sense meant merely a distinction of social rank which involved certain taxes
and burdens, but implied no political action as a senator. On the other hand,
this social distinction was determined by political position, and the
aristocracy of the Roman Empire in the fifth century was an aristocracy of
officials. This is a fact to be borne in mind, that social rank ultimately
depended upon a public career, and to render it intelligible it is necessary to
explain the constitution of the senate.
In the time of Constantine only those who had held the
highest official rank, consuls, proconsuls, or prefects, were members of the
senate. The new forms of court ceremony, which were instituted by Aurelian and
Diocletian and elaborated by their successors, gave to such personages
precedence over lesser dignitaries, and they were distinguished by the title
of clarissimi,
"most renowned." Social rank depended on precedence at court, and
precedence at court depended on official position. Thus, under Constantine and
his immediate successors, clarissimi and senators
denoted the same class of persons, though regarded under different aspects.
Officers of lower rank were grouped into two classes, the perfectissimi and
the egregii,
who were not members of the senate; these included the governors of dioceses
and provinces, dukes, correctores, and others.
But in the course of time the senatorial rank was extended
beyond these narrower limits and conferred upon the provincial governors and
many subordinate officials. This involved the elevation of the 'perfectissimi and egregii into
the class of the "most renowned." And this elevation necessitated a
further change; for it would have been plainly incongruous to give to the
governor of Helenopontus or Palestine the same title
of honor as to the praetorian prefect of the East.
Accordingly, while the class of "the most perfect" and the class of
"the excellent" fell away because their members had become "most
renowned", two new ranks of higher honour than the most renowned were
created, namely the illustres and
the spectabiles. Those
who had been before clarissimi or perfectissimi were
raised to a higher degree.
Thus in the reign of Constantine and at the beginning of
the fifth century there were different sets of titles. Clarissimus,
which was the greatest title at the earlier period, was the least title at the
later period. The praetorian prefects, the prefects of Old Rome and New Rome,
the masters of foot and horse, the quaestors, the masters of offices, the count
of the exchequer and the count of the privy purse, were all addressed as
"illustrious"; the vicars of the dioceses and others were known as “respectable”,
while the provincial governors were “most renowned”.
Three important changes, then, took place between the
reigns of Constantine and Arcadius. (1) The great mass of the civil and
military officials were incorporated in the senatorial aristocracy; (2) as a
consequence of this, there were formed three grades of senatorial rank, instead
of three grades of official rank of which the highest alone was senatorial; (3)
the highest class, the illustres, became larger than
that of the clarissimi used
to be, by the elevation of a number of officers to an equality with the
prefects and consuls, namely the quaestor, the master of offices, the comes sacrarum largitionum, and the comes rei privatae.
The extension of the senatorial rank was probably made in
the interests of the treasury. We have already remarked that this rank did not
imply a seat in the senate house of New Rome or of Old Rome. The majority of
the senatorial classes probably lived in the provinces,—not only the provincial
governors whose duty compelled them to do so, but also a large number of
retired officials, who were known by the name of honorati.
All, except those who were specially excused in consideration of past services,
were obliged by their nobility to heavy burdens and expenses. Like all others,
they were liable to the property tax and to the burden of supplying recruits
for the army and relays of horses in the imperial service; besides this they
had three other sources of expense, a regular tax, an irregular tax, and an
indirect burden. The regular tax was the follis or gleba,
a tax on property, which the Emperor himself, as a senator, paid. The irregular
tax was the aurum oblaticium,
an offering in money, which senators were obliged to present to the Emperor on
the fifth, tenth, and such anniversaries of his accession, or on occasion of a
victory. The indirect burden consisted in the fact that any senator might be
compelled to discharge the functions of a praetor, and expend large sums on the
exhibition of games and shows; and thus a man of senatorial standing, living in
the provinces, was sometimes compelled to reside temporarily in the capital in
order to discharge this unwelcome duty.3 The praetors in Constantinople were at
first two, but gradually reached the number of eight, but as the games and
spectacles did not call the fortunes of all into requisition, some of them were
compelled to contribute to the erection of public buildings. From this burden
it was customary to exempt retired civil servants, and this exemption was
called allectio.
This explanation of the position of the senators or
aristocrats of the later Roman Empire will show how utterly mistaken was a
celebrated German historian, when he characterized the aristocracy as resting
on the principle of hereditary immunity from taxes. He misinterpreted the
word immunitas,
which is applied to the senators, and means merely freedom from municipal
taxes. Only a certain number were admitted to the privileges and condoned the
obligations of the class, namely the retired civil servants; curials who, having discharged their municipal burdens for
many years, were in advanced age raised to senatorial standing; and
professional men, such as court physicians and public professors and teachers
licensed by the government.
From all this we may deduce with tolerable clearness the
general social relations that existed in the fifth century. Between the Emperor
and the mass of the subjects there existed an aristocracy, based on public
service and consisting of three grades of nobility, the higher, the middle, and
the lower aristocracy. In it were included some who would nowadays belong to
the middle classes, statesmen, professors, physicians of distinction, such as
in England might be honoured by knighthood, or exceptionally by a peerage.
Between the aristocracy and the lower class of artisans and peasants may be
reckoned a sort of middle class, including the decurions or provincial magnates
who might look forward to elevation to the aristocracy if they lived long enough,
and who in social position may be roughly compared to "county people"
in England; rich merchants; young lawyers beginning their political career, who
might look forward to winning a high position in the aristocracy. Hovering
between this middle class and the lower strata were probably the physicians not
patronized by the Emperor, and unlicensed teachers and rhetoricians, who
depended on the patronage of the rich.
In this conspectus of society nothing has been said of the
clergy. They formed a hierarchy by themselves, and their social position would
correspond to their place in the hierarchy; although it must not be forgotten
that the sanctity attaching to his office gave the humblest monk or deacon in
those early days of piety an honourable position such as is hardly enjoyed by a
curate of the English Church at present. The Patriarch of Constantinople was a
peer of the Emperor, the bishops and archbishops may perhaps be considered
peers of the aristocracy, while the mass of the clergy may be reckoned in the
middle class.
Turning now from the social to the official side, we may
briefly consider the position of the most important officers in the Roman
system of administration, confining ourselves to the eastern half of the
Empire. Highest in the first class of the aristocracy, the illustrious,
stood the four praetorian prefects, of whom each exercised authority over about
a quarter of the Empire. Under the praetorian prefect of the East were all the
Asiatic provinces, as well as six European provinces in Thrace. This dominion
was divided into five dioceses—Asia, Pontus, the East, Thrace, and Egypt; the
governor of Egypt, however, was practically independent of the prefect of the
East. Under the prefect of Illyricum, who resided at Thessalonica, were all the
lands of the Balkan peninsula, except Thrace and the islands of the Aegean.
These lands were divided into two dioceses, Dacia and Macedonia.
The functions of the praetorian prefect embraced a wide
sphere; they were administrative, financial, judicial, and even legislative. In
the first place, the vicars of the dioceses were responsible to him for their
actions, and completely under his control. With him rested their deposition, as
well as the deposition of the provincial governors; and it was at his recommendation
that the Emperor appointed men to fill these posts. In the second place, he had
an exchequer of his own, and the revenue accruing to the treasury from his
prefecture passed through his hands; it was through him that the Emperor made
known and carried into execution his financial measures, and it rested perhaps
more with the prefect than with the Emperor whether the subjects were oppressed
by taxation. In the third place, he was, as well as the Emperor himself, a
supreme judge of appeal. An appeal from the decision of a vicar or a dux might
be addressed either to the praetorian prefect or to the Emperor, but if it were
addressed to the former there was no further appeal to the latter. In the
fourth place, he was empowered to issue praetorian edicts, but they probably
concerned only smaller matters of administration or judicial detail.
The exalted position of these ministers was marked by their
purple robe, or mandye,
which differed from that of the sovereign only in being shorter, reaching to
the knees instead of to the feet. His large silver inkstand, his pencase of
gold weighing 100 lbs., his lofty chariot, are mentioned as three official
symbols of his office. On his entry all military officers were expected to bend
the knee, a survival of the fact that his office was originally not civil but
military. The importance of this minister is illustrated by Eusebius, who
compares the relation of God the Son to God the Father with that of the
praetorian prefect to the Emperor, and by the remark of Johannes Lydus that “the office of praetorian prefect is like the
ocean, encircling all other offices, and ministering to all their needs”.
There was no prefect of the city of Constantinople until
the close of the reign of Constantius (359 AD), and this fact alone shows that
the equalization of New Rome and Old Rome, with which Constantine is credited,
has been often exaggerated. On the illustrious prefect of the city devolved the
superintendence of all matters connected with the city, the maintenance of
order, the care of the aqueducts, the supervision of the markets, the census,
the control of the metropolitan police, the responsibility of supplying the
city with provisions. He was the supreme judge in the metropolitan courts.
The grand chamberlain, praepositus sacri cubiculi, was a functionary rendered
necessary by the oriental tincture given to the imperial surroundings by the
policy of Diocletian. He issued commands to all the officers connected with the
palace and the Emperor's person, including the count of the wardrobe (comes sacrae vestis), the count of the residence (comes domorum),
the officer of the bedroom (primicerius cubiculorum),
and also to the officers of the palace bodyguard, called silentiarii.
His constant attendance on the person of the Emperor gave this minister an
opportunity of exercising a vast influence for good or evil, especially if the
Emperor happened, like Arcadius, to be of a weak and pliable disposition.
We now come to the ministers of finance, the count of the
sacred bounties (sacrarum largitionum),
and the count of the private estates (rerum privatarum).
The count of the sacred bounties was the lord treasurer or
chancellor of the exchequer, for the public treasury and the imperial fisc had come to be identical; while the count of the
private estates managed the imperial demesnes and the privy purse. Thus in the
fifth century the "sacred bounties" corresponded to the acrarium of
the early Empire, while the res privatae represented the fisc.
The duties of the illustrious master of the offices, magister officiorum,
were somewhat nondescript. He had control over the bureaux of imperial
correspondence, over messengers dispatched on imperial orders, over the
soldiers on guard at the palace, over manufactories of arms. He introduced
foreign ambassadors to the imperial presence, and arranged for their
entertainment. He superintended court ceremonies (officium ammissionum).
Arcadius transferred to him the control of the imperial post or cursus publicus,
which had been a function of the praetorian prefects; and if it were the policy
of an Emperor to diminish the sphere of the prefects, it was the master of
offices who was ready to take upon him new duties.
The second rank of the spectabiles, respectables, embraced all the governors of dioceses,
whatever their titles; the count of the East, the augustal prefect of Egypt, the vicars of Asiana, Pontica, the Thraces, and Macedonia. It also included the governors of
two provinces who had the privilege of not being subject to any vicar or
prefect, the proconsuls of Asia and Achaia. The military counts and dukes were
all of " respectable" rank, as well as some high officers in the
palace.
To the third degree of the "most renowned"
belonged all the governors of provinces who bore the title of praeses, corrector,
or consularis,
as well as a large number of subordinate officers in the imperial bureaux.
When we turn from the ministers and governors themselves to
their staffs, we find that there was a great difference between the palatini, or
servants of the higher bureaux, and the cohortalini,
as the staffs of the provincial governors were called, this name being one of
the many survivals of the military origin of the civil service. The chief
officials in the bureau of the count of the sacred bounties or of the master of
offices regarded the honours of their rank as privileges which they were glad
to transmit to their children; and the same remark applies to the subordinates
of the praetorian prefect or of the master of soldiers, although they were not
palatine. On the other hand, the cohortalini considered
it a great hardship that they were obliged to follow their fathers' profession.
They were not allowed to obtain promotion into the higher civil service.
Promotion was strictly regular; and no one could reach the
highest posts until he had filled in order all the inferior grades. This
excluded the interference of influential friends to a considerable extent. At
the same time every promotion depended on the Emperor, in whose hands all
appointments rested; though in the majority of cases he was of course
determined by the recommendation of the heads of the bureaux.
In many departments the officials were able to increase the
fixed income which they received from the State by fees which were paid them
for supplying copies of documents or signing bills. The highest official in a
department was a general superintendent or chief, often more than one, under
whom came the chiefs of special divisions. Thus, in the office of the
praetorian prefect there were three chiefs, the princeps,
the cornicularius,
and the adjutor,
whose duties were of a general character; and in the second grade the abactis,
who presided over the civil department, the commentariensis,
who, as a sort of chief of police or under-home-secretary, presided over the
criminal jurisdiction, and the numerarius,
who was a chief accountant. No one could hope for promotion to higher posts who
had not the advantage of a good general education, but there were subordinate
offices of a mechanical nature which could be filled by persons who had
received only a primary education.
The support of higher education by the State deserves to be
mentioned here, not only because some of the chief teachers were admitted to the
ranks of the aristocracy, but because the schools of the sophists and rhetors
were the nurseries of the statesmen. Hadrian had established an academy at
Rome, called the Athenaeum, in imitation of the Museum at Alexandria, and
Marcus Aurelius founded chairs (political and sophistic) at Athens, endowed
with salaries paid by the State. But it was not only in large towns like Rome,
Athens, or Alexandria, that there were licensed teachers publicly paid; in all
provincial towns of any size there were a certain number of such schoolmasters.
In small towns there were three sophists; in towns of medium size there were
four sophists and four grammarians; in capital cities there were five rhetors
and five grammarians. It is to be observed that the grammarians were not merely
teachers of grammar; they were rather what we call philologists—they read and
interpreted ancient authors. A distinction between sophists and rhetors is also
to be observed; while both taught the art of style and oratory, the sophists
only taught, while the rhetors also practiced publicly in law courts.
Alexandria and Athens were in many ways privileged; for example, the
philosophers (metaphysicians, not to be confounded with sophists) in those
cities were exempted from public burdens, while in other towns they did not
participate in the privileges of the rhetoricians and philologists. It is to be
remarked that during the fifth century the study of rhetoric was probably
declining, and that the law schools of Rome and Berytus were far more fully attended than the lecture-rooms of the sophists.
There were two great divisions of the Roman army in the
fourth century, corresponding to two different kinds of military service. There
were the soldiers who continually kept guard on the frontiers, and the soldiers
who were stationed in the interior and were transported to the frontiers in
case of a war. (1) The former were called limitanei, borderers,
or riparienses,
soldiers of the river bank. The latter term, which was originally applied to
the men who guarded the Danube or the Rhine, was afterwards used in as general
a sense as limitanei.
(2) The latter were the soldiers of the line (numeri), and
consisted of comitatenses and palatini. They
correspond to the legionary soldiers of early times, who were drawn altogether
from Italy, in contrast with the auxilia,
who were supplied by the rest of the Empire, until the edict of Caracalla cast
down the wall of privilege that encompassed Italy and thereby admitted
non-Italian citizens to the legions. The palatini were properly those
regiments which protected the imperial palace, and were under the command of
the illustrious
magister militum in praesenti;
while other regiments were called comitatenses,
a term derived from the retinue (comitatus)
of a general. These soldiers were obliged to serve for twenty years, whereas
the less favoured border troops were obliged to serve for twenty-four years.
The position of the latter in respect to the comitatenses and palatini may
be compared to the position of the auxilia in
respect to the legions of the early Empire. The troops located in the East were
commanded by the magister militum per orientem,
those in Thrace by the magister militum per Thracias,
and those in Illyricum by the magister militum per Illyricum. In all these
armies the barbarian element was large during the fourth century and was
continually increasing.
The limitanei were not only
soldiers; they were tillers of the soil, who were settled on the limes or
frontier territory, which they were allowed to cultivate for their own support
and bound to defend. The warfare against the barbarians chiefly consisted in
defending the forts, castra,
which were built along the limes,
whence they received the name castriani.
This sort of life is an anticipation of the Middle Ages. Veteran soldiers used
to receive lands, if they chose, on the limes;
but care was taken that they should really cultivate their farms, as old
soldiers were likely to bully their neighbours and levy blackmail if they were
not looked after.
The separation of the civil from the military power by
Diocletian, and the restriction of the praetorian prefect's functions to civil
matters were attended by the disappearance of the praetorian guards, and the
substitution of a new body of guards called scholares,
who were under the supervision of the magister
officiorum. This fact indicates that the magister officiorum corresponds
to a considerable degree to the praetorian
prefect of the third century; he was commander of the guards,
and combined civil with military functions. The number of the scholarians in
the fourth and fifth centuries was 3500. They received higher pay than the
troops of the line, and had, of course, the prestige that is naturally attached
to guardsmen. They were entitled to receive annonae civicae,
which they could bequeath or sell.
There were also other guardsmen named domestici,
of whom certain corps were called protectores,
and these appear to have been superior in rank to the scholarians.
V
CONSTANTINOPLE
At the beginning of the fourth century it would have
entered into the dream of no Roman, whether Christian or pagan, that the city
of Byzantium, which, he chiefly associated with the commerce of the Euxine, was
in a few years to receive a new name and become the rival of Rome. Still less
could one have imagined that the city, which was almost immediately to overshadow
Alexandria and Antioch, was soon to overshadow Rome also, and that two
centuries and a half thence the city on the Tiber would be desolate and the
city on the Bosphorus the mistress of Europe and Asia.
Constantine thought of other sites for his new city before
he fixed on the idea of enlarging and enriching Byzantium. Both Antioch and
Alexandria were eminently and obviously unsuitable for his purpose. The great
objection to both of those cities was that they were not sufficiently central;
another grave objection was that the temper of the inhabitants of those once
royal capitals would not easily endure the moulding and remodelling which the
founder of a new imperial residence must wish to carry out.
The idea seems to have flashed across the mind of
Constantine of choosing some Illyrian town, Sardica or his favourite Naissus; but, notwithstanding the
prepossessions which as a native he naturally felt for those regions, he could
hardly entertain the idea seriously. Their distance from the sea, their
situation not readily approachable, even with good roads, put Sardica and Naissus at once away
from the number of possible capitals; but it is interesting that there was just
a chance that the capital of modern Bulgaria—Sofia is the old Sardica—might have been made the capital of the Roman
Empire, and called Constantinople. Other places that might have claimed the honour
were Thessalonica and Corinth; the city of the Isthmus especially would have
been an excellent centre between East and West.
But Constantine did not desire a centre for the whole
Empire; he rather desired a centre for the eastern half. As a centre for the
whole Empire, the most suitable city would obviously have been Aquileia. But he
did not desire to depress the dignity of Old Rome; his New Rome was to occupy
the same position in the East as Old Borne occupied in the West. If the
situation of Old Rome had been more central, it is probable that New Rome would
never have been founded. This, too, formed a vital objection to Naissus, and even to Sardica;
neither they nor Corinth nor Thessalonica were close enough to Asia. The same
objection that told against allowing Rome to remain the sole centre of the
whole Empire, told equally against choosing any city in Illyricum or Greece as
the new capital. If there was any reason for a new capital at all, it must be
geographically central for the eastern half of the Empire; in other words, it
must be on the borders of the Illyrian peninsula and Asia Minor. Therefore
neither Antioch nor Alexandria on the one hand, nor Sardica, Naissus, Thessalonica, or Corinth on the other hand,
could become Constantinople.
It remained, then, for Constantine to choose some city
close to the Propontis. The first name that would
naturally offer itself was Nicomedia, the residence of Diocletian when he
administered the eastern provinces. But the idea of Nicomedia could not be
entertained long when its situation was compared with the city which dominates
the Bosphorus. Constantine, however, seems to have
hesitated for a time between Byzantium, Chalcedon, and the site of ancient
Ilium. But it is obvious that Chalcedon could never have been a serious rival
of the city on the hills which looked down upon it; and in spite of Homeric
memories, associated with the example of Alexander the Great, the idea of a new Mysian city was soon abandoned for the place which
commands the entrance to the Euxine and seems adapted by nature to be the key
of Europe and the mistress of Asia Minor. And so it came to pass that the city
which looks down upon the Chalcedonian sands became the rival of Rome.
Constantine, in the words of a chronicler, "decorated
it, as if it were his native city, with great adornment, and desired that it
should be made equal to Rome; and then, having sought citizens for it from all
parts, he lavished great riches, so that he exhausted on it almost all the
treasures and royal resources. There, too, he established a senate of second
rank." In two respects, especially, the new city was not coordinate with
the old city; the senate had not equal rights, and there was no praefectus urbis,
but these differences were soon obliterated, the two capitals became
politically peers before the death of Julian, though ecclesiastically Old Rome
maintained the primacy. It was more, apparently, to have been called the city
of St. Peter, than to have been the city of the Caesars.
The shape of Constantinople is triangular; it is bounded on
two sides by water and on one side by land. At the east corner and on the south
side it is washed by the Bosphorus, which flows at
first almost from north to south and then takes a south-western course; on the
north by the inlet of the Bosphorus, which was called
the Golden Horn; and on the west by the wall of Constantine, protecting the
enlarged city.
The eastern angle formed by the Golden Horn and the Bosphorus, was dominated by the acropolis, on whose summit
were situated the palace of the Emperors, the hippodrome, and the church of St.
Sophia. The northern angle, formed by the Golden Horn and the land wall, was
marked by the church and gate of Blachernae. In the south-western corner
was the Golden Gate, by which triumphal processions used to enter Constantinople,
and hard by was the Julian Harbour. If the relative positions of the Golden
Gate, the region of Blachernae, and the imperial palace are remembered, it is
easy to find one's way in the topography of Constantinople, as far as it
concerns general history. The city was divided into fourteen regions, and, like
Rome, was a city of seven hills; but it is unnecessary for us here, as we are
not concerned with the topography for its own sake, to take account of these
divisions. It is the great square on the acropolis, with the surrounding
buildings, which demands our attention, as it was in that region that the
political life of Constantinople was carried on.
A
traveller coming (let us suppose about 600 AD) from Old Rome to New Rome, by Brundusium and Dyrrhachium, would
proceed overland along the Via Egnatia, and, passing
through the towns of Heraclea and Selymbria on the Propontis, would enter Constantinople by the Golden Gate,
which was erected by Theodosius the Great. A long street, with covered colonnades
—suggesting an eastern town—on either side, would lead him in a due easterly
direction to the great Milion, the milestone from which all distances were
measured. For since Constantinople had become the capital all roads tended
thither; and the most recent explorers in Asia Minor are struck by the fact
that, whereas in the early Empire all the roads led to Ephesus, at the time of
Constantine this system was revolutionized and all tended to the new capital.
But before he saw the Milion the traveller would be struck by the imposing mass
and great dome of St. Sophia, the eternal monument of Justinian and his
architect Anthemius. As he stood in front of the west entrance of the great
church, the northern side of the hippodrome would be on his right hand.
Then passing on a few steps farther and standing with his
back to the south side of St. Sophia, he would see stretching before him
southward a long rectangular place, bounded on one side by the eastern wall of
the hippodrome and on the other by the western wall of the imperial palace.
This place was called the Augusteum or Augustaion, that is, the Place of Augustus or the Imperial
Place. It is not clear, however, whether the name was chosen as a sort of
renovation of Gusteon,
vegetable market, the place having been used for that purpose in old Byzantium;
or whether Gusteon was
a corruption of Augusteon,
and this gave rise to the derivation. The magnificence of Justinian had paved
this piazza with marble, and the southern part was distinguished as the Marble
Place, while the northern part, near St. Sophia, was called Milion,
from the building of that name, which the traveller, looking southward, would
see on his right hand, close to the wall of the hippodrome.
The Milion was not a mere pillar; it was a roofed building,
open at the sides, supported by seven pillars, and within were to be seen the
statues of Constantine the Great and his mother St. Helena, those of Justin the
Younger and his wife Sophia, those of Arabia, Justin's daughter, and of another
Helena of less renown, a niece of Justin. The Milion was an important station
in the public processions of the Emperors. Walking from the south, and
still keeping to the west side of the Augusteum, our
traveller would have seen the great pillar surmounted by the statue of
Justinian, and the other great pillar surmounted by the statue of the Empress
Eudoxia, of which the stylobate still exists. Having passed some mansions of
private individuals, he reaches the southern limit of the Augusteum and returns along the eastern side, which is occupied with more important
edifices. Of these buildings, which are separated from the walls of the palace
by a long portico called the Passage of Achilles, the most southerly
was the baths of Zeuxippus. Originally built by
Severus, these baths were enriched with splendid statues, chiefly of great men,
Homer and Hesiod, Plato and Aristotle, Demosthenes and Aeschines, Julius
Caesar, Virgil. But these valuable works perished in the flames which consumed
the whole building in the great Nika revolt of 532. Justinian rebuilt it, but
he could not restore the labours of antiquity.
North of the Zeuxippus was the
senate house (Buleuterion),
originally built by Julian and adorned with even more precious monuments of
Hellenic sculpture than the baths of Severus. But it too did not escape fire;
like St. Sophia it had to be twice rebuilt, first in the reign of Arcadius, on
the occasion of Chrysostom's arrest, and afterwards in the Nika sedition, which
was fatal to so many public buildings.
After the senate house he comes to the residence of the
Patriarch (Patriarcheion),
which probably faced the Milion on the opposite side. The Patriarch's house
contained a splendid hall, called the Thomaites, and
also halls of justice for the hearing of ecclesiastical cases. A visitor to
Byzantium, at the beginning of the thirteenth century, mentions that an
excellent garden was attached to the patriarchal palace, and perhaps it lay
between the house itself and the senate house.
Our imaginary traveller, having now reached the north side
of the Augusteum again will notice a small church
between the palace wall and the south-east corner of St. Sophia. This is the church
of our Lady of the Chalkoprateia, so called because
originally this region was a quarter of Jewish bronzesmiths. Hard by a gate
will be observed in the wall of the palace, the gate of Meletius,
from which the Emperor used to issue when he visited St. Sophia; entering the
church of the Chalkoprateia, he used to proceed into
the great church by a private covered staircase, called the "Wooden
Scala," which spanned the distance between the two churches.
North of St. Sophia stood two important buildings, the
hospice of Sampson and the church of St. Irene. Both of these were burned down
in the Nika revolt, and newly erected.
The hippodrome, constructed by Septimius Severus, improved
and adorned by Constantine, was the scene of many important political movements
and transactions at Constantinople. Its length from north to south was 639
cubits, its breadth about 158. Its southern end was of crescent shape, like a
sigma, the northern end was occupied by a small two-storied palace, and the
Emperor beheld the games from a box or cathisma,
which he entered through the palace by a winding stair. Under the palace were
porticoes (like the Roman carceres),
in which horses and chariots were kept, called the Mangana.
The same name was applied to the great storehouse of arms at Constantinople.
The hippodrome had at least four gates; one on the right of the cathisma, through
which the Blue faction was wont to enter; a second corresponding on the left,
which was appropriated to the Greens; a third, "the Gate of
Decimus", close to the second; a fourth, called
the "Dead Gate", through which the corpses of the slain were carried
away, in the east wall. There was probably another gate opposite to the Dead
Gate in the west wall, for when the Emperors visited the church of Sergius and Bacchus, which lay south-west of the
hippodrome, they passed through the hippodrome.
As for the interior of the imperial palace, new light has
been thrown upon the intricate details, which puzzle the student of Constantine
Porphyrogenitus, by the researches of M. Paspatis,
who has discovered new topographical marks for its reconstruction. In the first
place, he was able to determine the direction of the old walls of the palace,
the building of the Thracian railways having opened up the ground; and in the
second place, the identification of the Pharos provided a starting point for
tracing the situation of the buildings and chambers of the palace mentioned by
historians, with the help of some other data derived from his studies on the
spot. Into this reconstruction it is not necessary for us to enter here, for
the internal arrangement of the palace concerns the history with which we have
now to do very slightly. If we were dealing with the history of the Eastern
Empire, and had to tell of the court of Theophilus or the court of Constantine
VII, we could not afford to neglect the reconstruction of M. Paspatis; but the historians of the period from 395 to 800
AD seldom trouble us with perplexing details about the palace.
Constantinople had two suburbs over the water, to both of
which the word peratic might
be applied. There was the suburb
of Scutari, on the other side of the Bosphorus;
and there was the suburb
of Sycae on the other side of the
Golden Horn. Sycae had two regions, Galata and Pera, both of which names are still in use. When we read of
the peratic demes in
Byzantine historians, members of the demes who lived on the north side of the
Golden Horn "across the water" seem to have been meant; but when we
read of the peratic themes, the
troops quartered in Asia Minor are meant. Galata, I conjecture, is a very old
name, dating from the third century BC, when it was usual for kings and towns
to hire the Celts as mercenaries. The Byzantines probably hired bands of Celts,
and, afraid of admitting them into the city, allotted them a Celtic or
"Galatian" quarter on the other side of the Golden Horn; and the name
Galata clung to the place when the Galatae had been
long forgotten.
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